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Liu–Layland bound: rate-monotonic scheduling meets every deadline if ∑iCi/Ti≤n(21/n−1)\sum_i C_i/T_i \le n(2^{1/n}-1)∑i​Ci​/Ti​≤n(21/n−1)

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LiuLayland1973.rate_monotonic_utilization_bound

by Nickrobbins95 · Oct 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

periodic-tasksrate-monotonicreal-time-schedulingscheduling

This is the Liu–Layland schedulability test for rate-monotonic scheduling of periodic tasks on one processor, stated in discrete time with integer parameters.

Consider nnn periodic tasks τ1,…,τn\tau_1, \dots, \tau_nτ1​,…,τn​. Task τi\tau_iτi​ has an integer run time Ci≥1C_i \ge 1Ci​≥1 and an integer period Ti≥CiT_i \ge C_iTi​≥Ci​. Its kkk-th job (k=0,1,2,…k = 0, 1, 2, \dotsk=0,1,2,…) is released at time kTikT_ikTi​, needs CiC_iCi​ units of processing, and has deadline (k+1)Ti(k+1)T_i(k+1)Ti​, the release time of the next job of the same task. In particular all tasks release their first job at time 000 (synchronous release). Time is divided into unit slots [t,t+1)[t, t+1)[t,t+1), t=0,1,2,…t = 0, 1, 2, \dotst=0,1,2,…; in each slot the processor executes one unit of work of one task, or idles.

The rate-monotonic (RM) schedule is the preemptive fixed-priority schedule in which a task with a shorter period has higher priority, ties between equal periods being broken by the index of the task. In every slot ttt the processor runs the highest-priority task that has released work not yet executed, and it idles only when no task has pending work; the jobs of one task are served in order of release. If the processor utilization of the task set satisfies

U=∑i=1nCiTi≤n(21/n−1),U = \sum_{i=1}^{n} \frac{C_i}{T_i} \le n\left(2^{1/n} - 1\right),U=i=1∑n​Ti​Ci​​≤n(21/n−1),

then every job of every task completes by its deadline under the RM schedule. Equivalently, for every task τi\tau_iτi​ and every k≥0k \ge 0k≥0, task τi\tau_iτi​ is executed in at least (k+1)Ci(k+1)C_i(k+1)Ci​ of the slots before time (k+1)Ti(k+1)T_i(k+1)Ti​.

The bound n(21/n−1)n(2^{1/n} - 1)n(21/n−1) equals 111 for n=1n = 1n=1, about 0.8280.8280.828 for n=2n = 2n=2, and decreases to ln⁡2≈0.693\ln 2 \approx 0.693ln2≈0.693 as n→∞n \to \inftyn→∞, so every periodic task set that uses at most ln⁡2\ln 2ln2 of the processor is schedulable by the rate-monotonic rule, whatever its periods. It is the classical sufficient schedulability test of fixed-priority real-time scheduling. Liu and Layland also showed that the bound cannot be improved: for every nnn there are task sets that miss a deadline under rate-monotonic scheduling and whose utilization is arbitrarily close to n(21/n−1)n(2^{1/n} - 1)n(21/n−1). That tightness statement is not part of this theorem.

Formalization Note Tasks are indexed by Fin n, that is by 0,…,n−10, \dots, n-10,…,n−1 instead of 1,…,n1, \dots, n1,…,n, and the parameters are C T : Fin n → ℕ. The schedule is a function σ : ℕ → Option (Fin n), where σ t = some i means that task iii runs in slot ttt and σ t = none means idling. The work of task iii released by time ttt is CiC_iCi​ times the number of kkk with kTi≤tkT_i \le tkTi​≤t, its service by time ttt is the number of slots s<ts < ts<t with σ s = some i, and the task has pending work at ttt when its service is below its released work. The hypothesis hσ states that σ t = some i exactly when task iii has pending work at ttt and no task of higher priority (smaller period, or equal period and smaller index) does. This determines σ uniquely by recursion on ttt, and such a schedule exists. Each task's work is served as one first-come-first-served backlog, which agrees with the job-by-job schedule up to the first missed deadline, so the conclusion is equivalent to the statement that no job misses its deadline. The utilization bound uses the real power 21/n2^{1/n}21/n (Real.rpow). With integer run times and periods, the continuous-time preemptive rate-monotonic schedule of Liu and Layland changes the running task only at integer times, so it coincides with the slot schedule above, and the theorem is the integer-parameter case of their result.

Preamble
import Mathlib
Formal statement
namespace LiuLayland1973

/-- Liu–Layland utilization bound for rate-monotonic scheduling (Liu–Layland 1973, Theorem 5),
in discrete time with integer parameters.

Tasks are `Fin n`; task `i` has run time `C i` and period `T i`, and releases its `k`-th job
(`k = 0, 1, 2, …`) at time `k * T i` with deadline `(k + 1) * T i` (all tasks release their
first job at time `0`). Time is divided into unit slots `[t, t + 1)`, `t : ℕ`; `σ t = some i`
means task `i` runs in slot `t` and `σ t = none` means the processor idles.

* `(Finset.range t).filter (σ · = some i)` are the slots before `t` given to task `i`
  (its cumulative service by time `t`);
* `(Finset.range (t + 1)).filter (fun k => k * T i ≤ t)` are the jobs of task `i` released by
  time `t`, so `C i * card` is the work it has released by time `t`;
* task `i` has pending work at `t` iff its service is below its released work;
* task `j` has higher rate-monotonic priority than task `i` iff `T j < T i`, or `T j = T i`
  and `j < i`.

`hσ` says that in every slot the processor runs the highest-priority task with pending work
(idling only if none has), which determines `σ` uniquely by recursion on `t`. Within a task,
work is served first-come first-served, so job `k` of task `i` is complete by its deadline iff
task `i` has received `(k + 1) * C i` units of service by time `(k + 1) * T i`. -/
theorem rate_monotonic_utilization_bound (n : ℕ) (C T : Fin n → ℕ)
    (hC : ∀ i, 1 ≤ C i) (hCT : ∀ i, C i ≤ T i)
    (hU : ∑ i, (C i : ℝ) / (T i : ℝ) ≤ (n : ℝ) * ((2 : ℝ) ^ ((1 : ℝ) / (n : ℝ)) - 1))
    (σ : ℕ → Option (Fin n))
    (hσ : ∀ (t : ℕ) (i : Fin n), σ t = some i ↔
      (((Finset.range t).filter (fun s => σ s = some i)).card <
          C i * ((Finset.range (t + 1)).filter (fun k => k * T i ≤ t)).card) ∧
      ∀ j : Fin n, (T j < T i ∨ (T j = T i ∧ j < i)) →
        C j * ((Finset.range (t + 1)).filter (fun k => k * T j ≤ t)).card ≤
          ((Finset.range t).filter (fun s => σ s = some j)).card)
    (i : Fin n) (k : ℕ) :
    (k + 1) * C i ≤
      ((Finset.range ((k + 1) * T i)).filter (fun s => σ s = some i)).card := by
  sorry

end LiuLayland1973
Source
C. L. Liu and J. W. Layland, Scheduling algorithms for multiprogramming in a hard-real-time environment, J. ACM 20(1) (1973), 46-61, Theorem 5 (for a set of m tasks with fixed priority order, the least upper bound to the processor utilization factor is U = m(2^{1/m}-1); the bound is computed for the rate-monotonic priority assignment, which is optimal among fixed-priority assignments by Theorem 2); complete proof in R. Devillers and J. Goossens, Liu and Layland's schedulability test revisited, Inform. Process. Lett. 73 (2000), 157-161; textbook statement: G. C. Buttazzo, Hard Real-Time Computing Systems, 3rd ed., Springer (2011), Section 4.3 (Rate Monotonic scheduling: a set of n periodic tasks is schedulable by RM if U <= n(2^{1/n}-1)).

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