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1987 addendum — converse construction (positive dimension)

Open
PhilipponMultiplicity.addendum_converse

by tomasz · Sep 23, 2026 · Mathlib 0df444a (Lean v4.33.1)

draft-statementphilippon-multiplicity

For an embedded commutative group of positive dimension nnn, suppose Di≥H(G;1,…,1)D_i\ge\mathcal H(G;1,\ldots,1)Di​≥H(G;1,…,1) and an algebraic subgroup HHH satisfies

(T+ss)∣(Σ+H)/H∣H(H;D)≤H(G;D)4nn!,s=codim⁡A(A∩H).\binom{T+s}{s}|(\Sigma+H)/H|\mathcal H(H;D) \le\frac{\mathcal H(G;D)}{4^n n!}, \qquad s=\operatorname{codim}_A(A\cap H).(sT+s​)∣(Σ+H)/H∣H(H;D)≤4nn!H(G;D)​,s=codimA​(A∩H).

Then there is a polynomial of exact multidegree DDD, nonzero on GGG, with contact at least T+1T+1T+1 at every point of Σ+H\Sigma+HΣ+H.

An accepted proof-sketch proves the interpolation step using the actual finite-dimensional homogeneous spaces and the ideal of all sampled analytic jets. The remaining input is the refstrict contact Hilbert-function gap; this quantitative estimate is Open, so the converse is not yet proved. The subgroup need not be connected, and the original constant is retained.

Source: Philippon's 1987 addendum, p. 398. The explicit restriction n>0n>0n>0 is the mission's recorded correction for the zero-dimensional obstruction. The formal statement has not changed.

Preamble
/-
Open statement draft. The proof and source-comparison obligations remain open.
This draft explicitly restricts the ambient group to positive dimension.
-/
import Definitions.Def_PhilipponMultiplicity_Degree
import Definitions.Def_PhilipponMultiplicity_Analytic

set_option autoImplicit false
open scoped BigOperators
Formal statement
namespace PhilipponMultiplicity

theorem addendum_converse
    (K : Type*) [NontriviallyNormedField K] (hK : IsPhilipponBaseField K)
    (G : EmbeddedGroupProduct K) (hn : 0 < G.dimension) (A : AnalyticSubgroup G)
    (sample : Finset G.Point) (hsample : 0 ∈ sample) (T : ℕ) (D : G.FactorIndex → ℕ)
    (hD : ∀ i, hilbertDegreeForm G Set.univ (fun _ => 1) ≤ (D i : ℝ))
    (H : AlgebraicSubgroup G)
    (hbound :
      (Nat.choose (T + analyticCodimension A H.carrier) (analyticCodimension A H.carrier) : ℝ) *
          (cosetCount sample H.carrier : ℝ) * hilbertDegreeForm G H.carrier D ≤
        (1 / ((4 : ℝ) ^ G.dimension * (G.dimension.factorial : ℝ))) *
          hilbertDegreeForm G Set.univ D) :
    ∃ P : G.CoordinateRing,
      P ≠ 0 ∧ IsMultihomogeneousOfDegree G P D ∧
      (∀ g ∈ sample, ∀ h ∈ H.carrier,
        ((T + 1 : ℕ) : WithTop ℕ) ≤ vanishingOrder A P (g + h)) ∧
      (∃ x : G.Point, x ∉ zeroLocusOnGroup G P) := by sorry

end PhilipponMultiplicity
Source
1987, p. 398. https://numdam.org/articles/10.24033/bsmf.2084/
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What the Lean code literally says, in plain math · gpt-6

Let KKK be any nontrivially normed field for which there is an isometric field isomorphism either K≅CK\cong\mathbb CK≅C, or K≅CpK\cong\mathbb C_pK≅Cp​ for some prime natural number ppp, where Cp\mathbb C_pCp​ is the field denoted by PadicComplex(p)\mathrm{PadicComplex}(p)PadicComplex(p). For every embedded product GGG satisfying n=∑ini>0n=\sum_i n_i>0n=∑i​ni​>0, every analytic datum AAA, every finite Σ⊆G\Sigma\subseteq GΣ⊆G containing 000, every T∈NT\in\mathbb NT∈N, every D∈NsD\in\mathbb N^sD∈Ns satisfying FG(1)≤DiF_G(\mathbf1)\leq D_iFG​(1)≤Di​ in R\mathbb RR for every iii, and every algebraic subgroup HHH, assume (T+aA(H)aA(H))CΣ(H)FH(D)≤(4nn!)−1FG(D)\binom{T+a_A(H)}{a_A(H)}C_\Sigma(H)F_H(D)\leq\bigl(4^n n!\bigr)^{-1}F_G(D)(aA​(H)T+aA​(H)​)CΣ​(H)FH​(D)≤(4nn!)−1FG​(D). Then there exists a polynomial P∈RP\in RP∈R such that P≠0P\ne0P=0, PPP is multihomogeneous of degree exactly DDD, oA(P,g+h)≥T+1o_A(P,g+h)\geq T+1oA​(P,g+h)≥T+1 for every g∈Σg\in\Sigmag∈Σ and h∈Hh\in Hh∈H, and P(x)≠0P(x)\ne0P(x)=0 for at least one x∈Gx\in Gx∈G. Here 1\mathbf11 is the vector having entry 111 in every block, and the lower bounds on the entries of DDD are real comparisons with that single degree-form value. The subgroup HHH need not be connected. The nonvanishing conclusion is an additional condition on restriction to GGG as well as nonzeroness in the polynomial ring. An embedded product GGG consists of a positive number sss of factors EiE_iEi​; each factor is a locally closed subset of PNi(K)\mathbb P^{N_i}(K)PNi​(K), with Ni∈NN_i\in\mathbb NNi​∈N, carrying an abelian additive group structure. Its addition and negation are required to have local projective polynomial representations: at every source point and for each target block, some open neighborhood in the source projective Zariski topology and some tuple of homogeneous polynomials of a common block multidegree represent that block of the map at every source point in the neighborhood, and the evaluated tuple is nonzero there. The points of GGG are the Cartesian product of the factor carriers, and R=K[Xij:1≤i≤s, 0≤j≤Ni]R=K[X_{ij}:1\leq i\leq s,\ 0\leq j\leq N_i]R=K[Xij​:1≤i≤s, 0≤j≤Ni​] is its coordinate polynomial ring. In each projective block a nonzero representative is chosen; P(x)P(x)P(x) denotes evaluation at these chosen representatives. A polynomial is multihomogeneous of degree DDD when every monomial in its support has total exponent DiD_iDi​ in block iii; the zero polynomial has every such degree. The ambient Zariski topology is generated by the sets where a multihomogeneous polynomial is nonzero, and GGG has the induced topology. For any V⊆GV\subseteq GV⊆G, JV⊆RJ_V\subseteq RJV​⊆R is the ideal generated by all multihomogeneous polynomials vanishing at every point of VVV; write JGJ_GJG​ for the whole group and Z(P)={x∈G:P(x)=0}Z(P)=\{x\in G:P(x)=0\}Z(P)={x∈G:P(x)=0}. An algebraic subgroup means an additive subgroup closed in this topology; connectedness refers to this topology. Translation means g+V={g+v:v∈V}g+V=\{g+v:v\in V\}g+V={g+v:v∈V}. The data AAA consist of a natural number d>0d>0d>0, a real radius ρ>0\rho>0ρ>0, the open ball B={z∈Kd:∥z∥<ρ}B=\{z\in K^d:\|z\|<\rho\}B={z∈Kd:∥z∥<ρ} with its asserted openness and membership 0∈B0\in B0∈B, and a map ϕ:B→G\phi:B\to Gϕ:B→G such that ϕ(0)=0\phi(0)=0ϕ(0)=0 and ϕ(x+y)=ϕ(x)+ϕ(y)\phi(x+y)=\phi(x)+\phi(y)ϕ(x+y)=ϕ(x)+ϕ(y) whenever x,y,x+y∈Bx,y,x+y\in Bx,y,x+y∈B. No injectivity is required. There are coordinate lifts Lg(z)ijL_g(z)_{ij}Lg​(z)ij​, defined for every g∈Gg\in Gg∈G and z∈Kdz\in K^dz∈Kd, each analytic at 000; for g=0g=0g=0 each coordinate admits a formal multilinear power series on the entire radius-ρ\rhoρ ball and each block of L0(z)L_0(z)L0​(z) is nonzero and represents ϕ(z)\phi(z)ϕ(z) for every z∈Bz\in Bz∈B. For every ggg, on some neighborhood of 000 contained in BBB, every block of Lg(z)L_g(z)Lg​(z) is nonzero and represents g+ϕ(z)g+\phi(z)g+ϕ(z). The set A∗⊆GA_*\subseteq GA∗​⊆G is the additive subgroup generated by ϕ(B)\phi(B)ϕ(B), with no topological closure operation. Put FP,g(z)=P(Lg(z))F_{P,g}(z)=P(L_g(z))FP,g​(z)=P(Lg​(z)) and KA(V)=⋂P∈JVker⁡(DFP,0(0))⊆KdK_A(V)=\bigcap_{P\in J_V}\ker(D F_{P,0}(0))\subseteq K^dKA​(V)=⋂P∈JV​​ker(DFP,0​(0))⊆Kd. The natural number aA(V)a_A(V)aA​(V) is d−dim⁡KKA(V)d-\dim_K K_A(V)d−dimK​KA​(V), using natural-number subtraction, and dim⁡A\dim AdimA is aA({0})a_A(\{0\})aA​({0}). The order oA(P,g)o_A(P,g)oA​(P,g) is the least k∈Nk\in\mathbb Nk∈N for which the kkk-fold Fréchet derivative of FP,gF_{P,g}FP,g​ at 000 is nonzero, or ∞\infty∞ if all these derivatives vanish; the derivative of order zero is the value at 000. Derivatives use the total Fréchet derivative, which is zero where differentiability fails. All order comparisons take place in N∪{∞}\mathbb N\cup\{\infty\}N∪{∞}. For any ideal J⊆RJ\subseteq RJ⊆R and block degree e∈Nse\in\mathbb N^se∈Ns, let hJ(e)h_J(e)hJ​(e) be the KKK-dimension of the image of the vector space of multihomogeneous polynomials of degree eee in R/JR/JR/J. Let QJ∈Q[t1,…,ts]Q_J\in\mathbb Q[t_1,\ldots,t_s]QJ​∈Q[t1​,…,ts​] be a polynomial agreeing with hJ(e)h_J(e)hJ​(e) at every natural vector eee above some coordinatewise natural threshold, if such a polynomial exists; if none exists, set QJ=0Q_J=0QJ​=0. The polynomial, when it exists, is unique. Set δ(J)=deg⁡QJ\delta(J)=\deg Q_Jδ(J)=degQJ​, with total degree of the zero polynomial defined as 000, and FJ(D)=δ(J)! [QJ]δ(J)(D)F_J(D)=\delta(J)!\,[Q_J]_{\delta(J)}(D)FJ​(D)=δ(J)![QJ​]δ(J)​(D), where brackets select the total homogeneous part of that degree. This is a rational value, viewed as a real number in the group inequalities. Write δ(V)=δ(JV)\delta(V)=\delta(J_V)δ(V)=δ(JV​) and FV(D)=FJV(D)F_V(D)=F_{J_V}(D)FV​(D)=FJV​​(D). The number nin_ini​ assigned to a factor EiE_iEi​ is the total degree of the corresponding polynomial QQQ for its vanishing ideal in its one-block homogeneous coordinate ring, and n=∑inin=\sum_i n_in=∑i​ni​. None of these definitions supplies a separate existence hypothesis for QJQ_JQJ​; the zero fallback makes both δ(J)\delta(J)δ(J) and FJF_JFJ​ equal to zero in that case. Evaluation permits zero coordinates of DDD, with 00=10^0=100=1. The number CΣ(H)C_\Sigma(H)CΣ​(H) counts distinct subsets g+Hg+Hg+H for g∈Σg\in\Sigmag∈Σ, not elements of a multiset. The condition n=∑ini>0n=\sum_i n_i>0n=∑i​ni​>0 excludes n=0n=0n=0 and requires at least one factor of positive defined dimension, while individual factors with ni=0n_i=0ni​=0 are allowed. The natural values T=0T=0T=0 and Di=0D_i=0Di​=0 are included whenever the remaining hypotheses hold; the inequalities on DDD do not separately assume Di>0D_i>0Di​>0. Since n≥1n\geq1n≥1, the factor 4nn!4^n n!4nn! is at least 444, so its reciprocal is positive and at most 1/41/41/4, with no zero-denominator case. The order threshold includes the order-zero derivative, and for T=0T=0T=0 it is exactly 111. Because 0∈Σ0\in\Sigma0∈Σ, the vanishing conclusion holds at every point of HHH; hence a polynomial satisfying both conclusion clauses cannot occur when H=GH=GH=G. The sample cannot be empty, 00=10^0=100=1 in degree evaluation, and the Hilbert-polynomial zero fallback remains part of every degree-form value in the hypotheses.

Human review
  • Endorsed by Shuze Chen · Sep 29, 2026

    Confirmed by the moderator at approval.

  • Endorsed by tomasz · Sep 29, 2026

    Confirmed by the mission captain (proposal self-audit).

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