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Corollary 4.11 — A ≥ B implies Eₙ(A) ≥ Eₙ(B)

Proved
TeschlQM.MinMax.eigenvalueSeq_mono

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

functional-analysisp2o-batch-books5p2o-gran-per-chapterp2o-plan-bookp2o-v1self-adjoint-operatorsspectral-theoryvariational-methods

Let AAA and BBB be self-adjoint operators on a complex Hilbert space H\mathfrak HH with A≥BA \ge BA≥B, i.e. A−B≥0A - B \ge 0A−B≥0, where D(A)⊆D(B)\mathfrak D(A) \subseteq \mathfrak D(B)D(A)⊆D(B) and

⟨ψ,(A−B)ψ⟩≥0for all ψ∈D(A−B)=D(A).\langle \psi, (A - B)\psi \rangle \ge 0 \qquad \text{for all } \psi \in \mathfrak D(A - B) = \mathfrak D(A).⟨ψ,(A−B)ψ⟩≥0for all ψ∈D(A−B)=D(A).

Then for every n≥1n \ge 1n≥1,

En(A)≥En(B),E_n(A) \ge E_n(B),En​(A)≥En​(B),

where En(⋅)E_n(\cdot)En​(⋅) are the eigenvalues below the essential spectrum counted with multiplicity, respectively the infimum of the essential spectrum, as in the min-max principle.

Increasing an operator can only raise each of these eigenvalues.

Formalization Note. The book writes only "A−B≥0A - B \ge 0A−B≥0". Read literally on D(A)∩D(B)\mathfrak D(A) \cap \mathfrak D(B)D(A)∩D(B) the statement would be false (that intersection can be {0}\{0\}{0}), so the operator A−BA - BA−B is taken with domain D(A)\mathfrak D(A)D(A), i.e. the hypothesis D(A)⊆D(B)\mathfrak D(A) \subseteq \mathfrak D(B)D(A)⊆D(B) is stated, which is the reading under which the corollary follows from (4.32). EnE_nEn​ is eigenvalueSeq (values in EReal).

Preamble
import Mathlib
import Definitions.Def_TeschlQM_MinMax_eigenvalueSeq

open scoped InnerProductSpace
Formal statement
namespace TeschlQM.MinMax

/-- Teschl, Corollary 4.11, p. 119: if `A` and `B` are self-adjoint with `A ≥ B`, i.e.
`A − B ≥ 0`, then `E_n(A) ≥ E_n(B)` for every `n ≥ 1`. Here `A − B ≥ 0` is read with
`𝔇(A − B) = 𝔇(A) ∩ 𝔇(B) = 𝔇(A)`: `𝔇(A) ⊆ 𝔇(B)` and `⟨ψ, (A − B)ψ⟩ ≥ 0` for `ψ ∈ 𝔇(A)`. -/
theorem eigenvalueSeq_mono {H : Type*} [NormedAddCommGroup H] [InnerProductSpace ℂ H]
    [CompleteSpace H] (A B : H →ₗ.[ℂ] H) (hA : IsSelfAdjoint A) (hB : IsSelfAdjoint B)
    (hdom : A.domain ≤ B.domain)
    (hAB : ∀ (ψ : H) (hψA : ψ ∈ A.domain) (hψB : ψ ∈ B.domain),
      0 ≤ (⟪ψ, A ⟨ψ, hψA⟩ - B ⟨ψ, hψB⟩⟫_ℂ).re)
    (n : ℕ) (hn : 1 ≤ n) :
    eigenvalueSeq B n ≤ eigenvalueSeq A n := by sorry

end TeschlQM.MinMax
Source
Teschl, Mathematical Methods in Quantum Mechanics, AMS GSM 99, 2009, p. 119, Corollary 4.11
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What the Lean code literally says, in plain math · claude-opus-5-5

This theorem is stated for a complex Hilbert space H\mathcal HH. It has the following hypotheses:

  • AAA and BBB are self-adjoint (Mathlib's sense) linear operators with domains D(A)\mathcal D(A)D(A) and D(B)\mathcal D(B)D(B).
  • D(A)⊆D(B)\mathcal D(A)\subseteq\mathcal D(B)D(A)⊆D(B).
  • For every ψ\psiψ lying in both D(A)\mathcal D(A)D(A) and D(B)\mathcal D(B)D(B) (which, given the inclusion, means every ψ∈D(A)\psi\in\mathcal D(A)ψ∈D(A)):
Re⁡⟨ψ,Aψ−Bψ⟩≥0.\operatorname{Re}\langle\psi, A\psi - B\psi\rangle\ge 0 .Re⟨ψ,Aψ−Bψ⟩≥0.
  • n∈Nn\in\mathbb Nn∈N with n≥1n\ge1n≥1.

The conclusion is the extended-real inequality

En(B)≤En(A),E_n(B)\le E_n(A),En​(B)≤En​(A),

where En(⋅)∈[−∞,+∞]E_n(\cdot)\in[-\infty,+\infty]En​(⋅)∈[−∞,+∞] is the imported eigenvalueSeq. Its body is not part of this declaration's text and is not unfolded here.

Degenerate cases.

  • n=0n=0n=0. Excluded by the hypothesis n≥1n\ge1n≥1.
  • Infinite values. Either side may be ±∞\pm\infty±∞; the inequality is then read in the extended reals.
  • H={0}\mathcal H=\{0\}H={0}. The form hypothesis holds trivially, and the claim reduces to En(B)≤En(A)E_n(B)\le E_n(A)En​(B)≤En​(A) for two operators on the zero space.
Human review
  • Endorsed by Shuze Chen · Oct 2, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 2, 2026

    Confirmed by the mission captain (proposal self-audit).

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