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For u ∉ Q̄ and coprime p, q ∈ Q̄[X]: if 1, u, u⁻¹ lie in the span of c, ch, ch², ck, chk with h = p(u)/q(u), then max(deg p, deg q) ≤ 2

Proved
DiazModulus.progression_pair_span_ratio_degree_le_two

by carlok · Oct 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ and c,k∈Cc, k \in \mathbb{C}c,k∈C with c≠0c \neq 0c=0, and suppose 1,u,u−11, u, u^{-1}1,u,u−1 lie in the Q‾\overline{\mathbb{Q}}Q​-span of c,ch,ch2,ck,chkc, ch, ch^2, ck, chkc,ch,ch2,ck,chk. Suppose h=p(u)/q(u)h = p(u)/q(u)h=p(u)/q(u) with p,q∈Q‾[X]p, q \in \overline{\mathbb{Q}}[X]p,q∈Q​[X] coprime and max⁡(deg⁡p,deg⁡q)≥1\max(\deg p, \deg q) \geq 1max(degp,degq)≥1. Then max⁡(deg⁡p,deg⁡q)≤2\max(\deg p, \deg q) \leq 2max(degp,degq)≤2.

A configuration (1,h)⊗Y(1, h) \otimes Y(1,h)⊗Y whose products span a five-dimensional W⊇Q‾+Q‾u+Q‾u−1W \supseteq \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}u^{-1}W⊇Q​+Q​u+Q​u−1 gives, after normalisation, W=c⋅span(1,h,h2,k,hk)W = c\cdot\mathrm{span}(1, h, h^2, k, hk)W=c⋅span(1,h,h2,k,hk) (research notes R12, Q1; not formalised). So no such configuration has a ratio of degree 333 or more.

Proof. Evaluation at uuu embeds Q‾(X)\overline{\mathbb{Q}}(X)Q​(X) in C\mathbb{C}C; let f=p/qf = p/qf=p/q. Coprimality and Mathlib's RatFunc.finrank_eq_max_natDegree give max⁡(deg⁡p,deg⁡q)≤[Q‾(X):Q‾(f)]\max(\deg p, \deg q) \le [\overline{\mathbb{Q}}(X) : \overline{\mathbb{Q}}(f)]max(degp,degq)≤[Q​(X):Q​(f)]. As fff is not constant, h∉Q‾h \notin \overline{\mathbb{Q}}h∈/Q​, and DiazModulus.quadratic_over_ratio_of_mem_progression_pair_span gives A(h)u2+B(h)u+C(h)=0A(h)u^2 + B(h)u + C(h) = 0A(h)u2+B(h)u+C(h)=0; by injectivity XXX is a root of the non-zero A(f)Y2+B(f)Y+C(f)A(f)Y^2 + B(f)Y + C(f)A(f)Y2+B(f)Y+C(f) over Q‾(f)\overline{\mathbb{Q}}(f)Q​(f) (fff is transcendental), so [Q‾(X):Q‾(f)]=deg⁡minpoly⁡X≤2[\overline{\mathbb{Q}}(X) : \overline{\mathbb{Q}}(f)] = \deg \operatorname{minpoly} X \le 2[Q​(X):Q​(f)]=degminpolyX≤2.

Novelty. Not found in the sources read; it is short.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem progression_pair_span_ratio_degree_le_two
    (u : ℂ) (hu : u ∉ Qbar) (p q : Polynomial ↥Qbar) (hcop : IsCoprime p q)
    (hdeg : 1 ≤ max p.natDegree q.natDegree) (c k : ℂ) (hc : c ≠ 0)
    (h1 : (1 : ℂ) ∈ Submodule.span Qbar ({c, c * (Polynomial.aeval u p / Polynomial.aeval u q), c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ 2, c * k, c * (Polynomial.aeval u p / Polynomial.aeval u q) * k} : Set ℂ)) (hu1 : u ∈ Submodule.span Qbar ({c, c * (Polynomial.aeval u p / Polynomial.aeval u q), c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ 2, c * k, c * (Polynomial.aeval u p / Polynomial.aeval u q) * k} : Set ℂ)) (hui : u⁻¹ ∈ Submodule.span Qbar ({c, c * (Polynomial.aeval u p / Polynomial.aeval u q), c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ 2, c * k, c * (Polynomial.aeval u p / Polynomial.aeval u q) * k} : Set ℂ)) :
    max p.natDegree q.natDegree ≤ 2 := by
  sorry

end DiazModulus
Source
Not found in the sources read. R14 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 14 October 2026 (C. Perassi).

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