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Theorem E: the conjugation hull of a polynomial in u and ū carries a 2×3 configuration exactly when it is five-dimensional and in the polynomial, involution or real pencil class

Proved
DiazModulus.laurent_conj_hull_two_by_three_configuration_iff

by carlok · Oct 18, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ and s∈Q‾s \in \overline{\mathbb{Q}}s∈Q​ with s2=uuˉs^2 = u\bar us2=uuˉ (so s=±∣u∣s = \pm|u|s=±∣u∣ is real), and put v=u/sv = u/sv=u/s, so that vˉ=1/v\bar v = 1/vvˉ=1/v. Let k≥0k \geq 0k≥0, let cj∈Q‾c_j \in \overline{\mathbb{Q}}cj​∈Q​ for all j∈Zj \in \mathbb{Z}j∈Z, and put z=∑j=−kkcjvjz = \sum_{j=-k}^{k} c_jv^jz=∑j=−kk​cj​vj and W=spanQ‾(1,u,uˉ,z,zˉ)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, u, \bar u, z, \bar z)W=spanQ​​(1,u,uˉ,z,zˉ). Then WWW carries a 2×32 \times 32×3 configuration (free x0,x1x_0, x_1x0​,x1​ and free y0,y1,y2y_0, y_1, y_2y0​,y1​,y2​ over Q‾\overline{\mathbb{Q}}Q​ with all six products xiyjx_iy_jxi​yj​ in the space) if and only if dim⁡Q‾W=5\dim_{\overline{\mathbb{Q}}} W = 5dimQ​​W=5 and WWW is in one of the following classes:

  • (P) αu2+βu3∈W\alpha u^2 + \beta u^3 \in Wαu2+βu3∈W for some α,β∈Q‾\alpha, \beta \in \overline{\mathbb{Q}}α,β∈Q​, not both zero;
  • (Q) W=spanQ‾(1,u,uˉ,vˉ2+ev2,βvˉ3+ζv2+ev3)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, u, \bar u, \bar v^2 + ev^2, \beta\bar v^3 + \zeta v^2 + ev^3)W=spanQ​​(1,u,uˉ,vˉ2+ev2,βvˉ3+ζv2+ev3) for some e,β,ζ∈Q‾e, \beta, \zeta \in \overline{\mathbb{Q}}e,β,ζ∈Q​ with eeˉ=1e\bar e = 1eeˉ=1, ββˉ=1\beta\bar\beta = 1ββˉ​=1 and ζ=−βe2ζˉ\zeta = -\beta e^2\bar\zetaζ=−βe2ζˉ​;
  • (R) W=spanQ‾(1,u,uˉ,g,gˉ)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, u, \bar u, g, \bar g)W=spanQ​​(1,u,uˉ,g,gˉ​) with g=G(v)+κ vG(v)‾g = G(v) + \kappa\,\overline{vG(v)}g=G(v)+κvG(v)​, for some κ∈Q‾\kappa \in \overline{\mathbb{Q}}κ∈Q​ with κκˉ=1\kappa\bar\kappa = 1κκˉ=1 and some G∈Q‾[X]G \in \overline{\mathbb{Q}}[X]G∈Q​[X] with G(0)=0G(0) = 0G(0)=0 and deg⁡G≥2\deg G \geq 2degG≥2.

Since u=svu = svu=sv and uˉ=s/v\bar u = s/vuˉ=s/v, the numbers zzz are exactly the polynomials in uuu and uˉ\bar uuˉ with algebraic coefficients, and WWW is the conjugation hull of zzz. The three classes are pairwise disjoint (DiazModulus.laurent_conj_hull_configuration_classes_disjoint), and each forces dim⁡W=5\dim W = 5dimW=5 (DiazModulus.laurent_conj_hull_class_finrank_eq_five).

Proof. As sss is real, v=u/sv = u/sv=u/s has vvˉ=1v\bar v = 1vvˉ=1 and v∉Q‾v \notin \overline{\mathbb{Q}}v∈/Q​, and span(1,u,uˉ,A,B)=span(1,v,vˉ,A,B)\mathrm{span}(1, u, \bar u, A, B) = \mathrm{span}(1, v, \bar v, A, B)span(1,u,uˉ,A,B)=span(1,v,vˉ,A,B) for all A,BA, BA,B; this moves every node between uuu and vvv. Only if: a configuration forces dim⁡W>4\dim W > 4dimW>4 by DiazModulus.laurent_conj_hull_finrank_le_four_no_two_by_three_configuration, and dim⁡W≤5\dim W \leq 5dimW≤5 by counting generators; if WWW contains some v2P(v)v^2P(v)v2P(v) with P≠0P \neq 0P=0, DiazModulus.laurent_conj_hull_with_polynomial_part_configuration_class gives αv2+βv3∈W\alpha v^2 + \beta v^3 \in Wαv2+βv3∈W, which is (P) after rescaling by s2s^2s2 and s3s^3s3, and otherwise DiazModulus.laurent_conj_hull_without_polynomial_part_configuration_classes gives (Q) or (R). If: in class (P), WWW is conjugation-stable, so it contains the hull of P(u)=αu2+βu3P(u) = \alpha u^2 + \beta u^3P(u)=αu2+βu3, which carries a configuration by Theorem C (DiazModulus.polynomial_hull_two_by_three_configuration_iff, degree 222 or 333). Classes (Q) and (R) carry the configurations of DiazModulus.laurent_involution_space_carries_two_by_three_configuration and DiazModulus.laurent_real_pencil_normal_form_carries_two_by_three_configuration.

Novelty. Not found in the sources read, and not routine. The "only if" half, the classification, was not found in the sources read; its method is partly that of Bachoc, Serra and Zémor (2017, §7, and Lemma 4). The "if" half consists of printed configurations or substitutions in them: class (P) is Diaz (2007, Th. 7(1)), already in Diaz (2004, Th. 2); class (Q) is Diaz (2004, Th. 2) at x=(1,(u+βuˉ)/s)x = (1, (u + \beta\bar u)/s)x=(1,(u+βuˉ)/s); class (R) consists of the real pencil spaces of DiazModulus.conj_stable_real_pencil_space_carries_two_by_three_configuration.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem laurent_conj_hull_two_by_three_configuration_iff
    (u s : ℂ) (hu : u ∉ Qbar) (hs : s ∈ Qbar) (hss : s * s = u * conj u)
    (k : ℕ) (c : ℤ → ℂ) (hc : ∀ j, c j ∈ Qbar) :
    (∃ (x : Fin 2 → ℂ) (y : Fin 3 → ℂ), LinearIndependent (↥Qbar) x ∧ LinearIndependent (↥Qbar) y ∧
      ∀ i j, x i * y j ∈ Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j)} : Set ℂ)) ↔
      (Module.finrank (↥Qbar) (Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j)} : Set ℂ)) = 5 ∧
      ((∃ α β : ℂ, α ∈ Qbar ∧ β ∈ Qbar ∧ (α ≠ 0 ∨ β ≠ 0) ∧ α * u ^ 2 + β * u ^ 3 ∈ Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j)} : Set ℂ)) ∨
      (∃ e β ζ : ℂ, e ∈ Qbar ∧ β ∈ Qbar ∧ ζ ∈ Qbar ∧ e * conj e = 1 ∧ β * conj β = 1 ∧
        ζ = -(β * e ^ 2 * conj ζ) ∧
        Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j)} : Set ℂ) =
          Submodule.span Qbar ({1, u, conj u, conj (u / s) ^ 2 + e * (u / s) ^ 2, β * conj (u / s) ^ 3 + ζ * (u / s) ^ 2 + e * (u / s) ^ 3} : Set ℂ)) ∨
      (∃ κ : ℂ, κ ∈ Qbar ∧ κ * conj κ = 1 ∧ ∃ G : Polynomial ↥Qbar, G.coeff 0 = 0 ∧ 2 ≤ G.natDegree ∧
        Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j)} : Set ℂ) =
          Submodule.span Qbar ({1, u, conj u, Polynomial.aeval (u / s) G + κ * conj ((u / s) * Polynomial.aeval (u / s) G), conj (Polynomial.aeval (u / s) G + κ * conj ((u / s) * Polynomial.aeval (u / s) G))} : Set ℂ)))) := by
  sorry

end DiazModulus
Source
The "only if" half (the classification) was not found in the sources read; the method is partly that of C. Bachoc, O. Serra, G. Zémor, An analogue of Vosper's theorem for extension fields, Math. Proc. Cambridge Philos. Soc. (2017), §7 and Lemma 4. The configurations: class (P), G. Diaz, Produits et quotients de combinaisons linéaires de logarithmes de nombres algébriques : conjectures et résultats partiels, J. Théor. Nombres Bordeaux 19 (2007), 373–391, Th. 7(1) (p. 390), and already G. Diaz, Utilisation de la conjugaison complexe dans l'étude de la transcendance de valeurs de la fonction exponentielle usuelle, J. Théor. Nombres Bordeaux 16 (2004), 535–553, Th. 2 (p. 538); class (Q), the same Th. 2 (p. 538) at x = (1, (u + βū)/s); class (R), the real pencil spaces of DiazModulus.conj_stable_real_pencil_space_carries_two_by_three_configuration. Uses DiazModulus.laurent_involution_space_carries_two_by_three_configuration, DiazModulus.laurent_real_pencil_normal_form_carries_two_by_three_configuration, DiazModulus.laurent_conj_hull_with_polynomial_part_configuration_class, DiazModulus.laurent_conj_hull_finrank_le_four_no_two_by_three_configuration, DiazModulus.laurent_conj_hull_without_polynomial_part_configuration_classes and DiazModulus.polynomial_hull_two_by_three_configuration_iff. R18 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 18 October 2026 (C. Perassi).

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