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Reparametrizing a nondegenerate asymptotic operator does not leave its component

Proved
CauchyRiemannIndex.joined_of_reparametrization

by Mazecto · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

cauchy-riemannconley-zehnder-indexsymplectic-geometry

Let S:R→R2n×2nS:\mathbb R\to\mathbb R^{2n\times2n}S:R→R2n×2n be a continuous 111-periodic loop of symmetric matrices whose asymptotic operator −J0∂t−S-J_0\partial_t-S−J0​∂t​−S is nondegenerate, and let β:R→R\beta:\mathbb R\to\mathbb Rβ:R→R be continuously differentiable with

β(0)=0,β(t+1)=β(t)+1(t∈R).\beta(0)=0,\qquad \beta(t+1)=\beta(t)+1\quad(t\in\mathbb R).β(0)=0,β(t+1)=β(t)+1(t∈R).

Then there is a continuous family (Sτ)τ∈[0,1](S_\tau)_{\tau\in[0,1]}(Sτ​)τ∈[0,1]​ of continuous 111-periodic loops of symmetric matrices with S0=SS_0=SS0​=S and S1(t)=β′(t) S(β(t))S_1(t)=\beta'(t)\,S(\beta(t))S1​(t)=β′(t)S(β(t)) such that every −J0∂t−Sτ-J_0\partial_t-S_\tau−J0​∂t​−Sτ​ is nondegenerate.

The loop t↦β′(t)S(β(t))t\mapsto\beta'(t)S(\beta(t))t↦β′(t)S(β(t)) is the time change of SSS by β\betaβ. The statement says that such time changes stay in one path component of the space of nondegenerate asymptotic operators on the trivial bundle (Wendl, Lecture 3, §3.4), so one may replace a loop by a reparametrized one when joining operators of equal Conley–Zehnder index. No monotonicity of β\betaβ is assumed.

Formalization Note. R2n×2n\mathbb R^{2n\times2n}R2n×2n is Mat n (real matrices indexed by Fin n ⊕ Fin n) and J0=(0−IdId0)J_0=\begin{pmatrix}0&-\mathrm{Id}\\ \mathrm{Id}&0\end{pmatrix}J0​=(0Id​−Id0​) is Matrix.J. The derivative is given as a function β' with HasDerivAt β (β' t) t for every ttt and Continuous β'. The family is H : C(unitInterval × ℝ, Mat n) with H (0, t) = S t, H (1, t) = β' t • S (β t), and IsSymLoop, IsNondegenerate for every slice fun t => H (τ, t).

Preamble
import Definitions.Def_CauchyRiemannIndex_Setting
import Mathlib.Analysis.Calculus.ContDiff.Basic
Formal statement
namespace CauchyRiemannIndex

open MeasureTheory Matrix Filter Topology
open scoped ENNReal NNReal ContDiff RealInnerProductSpace

/-- Reparametrizing a nondegenerate loop of symmetric matrices by a `C¹` map `β` with
`β 0 = 0` and `β (t + 1) = β t + 1`, as `t ↦ β' t • S (β t)`, stays in the same component of the
space of nondegenerate loops of symmetric matrices. -/
theorem joined_of_reparametrization (n : ℕ) (S : ℝ → Mat n) (hS : IsSymLoop S)
    (hn : IsNondegenerate S) (β β' : ℝ → ℝ) (hβ : ∀ t, HasDerivAt β (β' t) t)
    (hβ' : Continuous β') (h0 : β 0 = 0) (h1 : ∀ t, β (t + 1) = β t + 1) :
    ∃ H : C(unitInterval × ℝ, Mat n), (∀ t, H (0, t) = S t) ∧
      (∀ t, H (1, t) = β' t • S (β t)) ∧
      ∀ τ, IsSymLoop (fun t => H (τ, t)) ∧ IsNondegenerate (fun t => H (τ, t)) := by
  sorry

end CauchyRiemannIndex
Source
C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, Lecture 3, §3.4, pp. 61-62 (Definition 3.30, Theorem 3.34), trivial bundle

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