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Terras uniformity: descent transfers across a residue class mod 2K2^K2K

Proved
syracuse_uniform_descent

by shivm · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

2-adiccollatznumber-theorysyracuse

Let TTT be the Syracuse map, T(n)=(3n+1)/2v2(3n+1)T(n) = (3n+1)/2^{v_2(3n+1)}T(n)=(3n+1)/2v2​(3n+1). Fix an odd m′m'm′ and record the exponents stripped along its first ttt steps: a0,…,at−1a_0, \dots, a_{t-1}a0​,…,at−1​, so that

2ai Ti+1(m′)=3 Ti(m′)+1(i<t).2^{a_i}\, T^{i+1}(m') = 3\,T^{i}(m') + 1 \qquad (i < t).2ai​Ti+1(m′)=3Ti(m′)+1(i<t).

Write S=∑i<taiS = \sum_{i<t} a_iS=∑i<t​ai​ for the total number of halvings. Suppose

  • the halvings fit inside the modulus, S+1≤KS + 1 \le KS+1≤K;
  • the orbit contracts, 3t<2S3^t < 2^{S}3t<2S;
  • the representative descends, Tt(m′)<m′T^t(m') < m'Tt(m′)<m′.

Then every odd m≥m′m \ge m'm≥m′ congruent to m′m'm′ modulo 2K2^K2K satisfies Tt(m)<mT^t(m) < mTt(m)<m, using the same number of steps.

Why this is the useful form. Verifying that numbers below a bound descend is normally done one integer at a time, which is why explicit Collatz bounds advance in small increments. This statement replaces that with a single check per residue class: one representative certifies an entire infinite arithmetic progression. It is the mechanism behind Terras' density argument, in the form needed to certify descent in bulk.

The mathematics. Two facts combine. First, the exponent stripped at each step is determined modulo a power of two: if m≡m′(mod2K)m \equiv m' \pmod{2^K}m≡m′(mod2K) and the first step of m′m'm′ strips exactly 2a2^{a}2a with a+1≤Ka + 1 \le Ka+1≤K, then the first step of mmm strips exactly 2a2^{a}2a as well, and the images remain congruent modulo 2K−a2^{K-a}2K−a — the budget shrinks by precisely what was stripped. Iterating while the budget lasts shows the two orbits strip identical exponents for all ttt steps.

Second, an orbit with prescribed exponents is an exact affine function of its starting point:

2S Tt(m)=3tm+c,2^{S}\, T^{t}(m) = 3^{t} m + c,2STt(m)=3tm+c,

where the constant ccc is built from the exponent sequence alone and so is shared across the whole class. Descent Tt(m)<mT^t(m) < mTt(m)<m is then equivalent to c<(2S−3t) mc < (2^{S} - 3^{t})\,mc<(2S−3t)m, whose right-hand side is increasing in mmm once 2S>3t2^{S} > 3^{t}2S>3t. So the inequality, once checked at the smallest representative, holds for every larger member of the class.

Formalization note. The exponent sequence is supplied as a function a:N→Na : \mathbb{N} \to \mathbb{N}a:N→N rather than as a derived quantity, which keeps the statement free of auxiliary definitions: the hypothesis hstep both names the exponents and asserts they are the ones the orbit of m′m'm′ actually strips. The hypothesis S+1≤KS + 1 \le KS+1≤K is what makes the congruence survive all ttt steps, and it is sharp — one bit of headroom is needed at every stage to pin the next valuation.

Preamble
import Mathlib
import Definitions.Def_syracuseStep
Formal statement
theorem syracuse_uniform_descent (a : ℕ → ℕ) (m m' K t : ℕ)
    (hm : Odd m) (hm' : Odd m')
    (hcong : m ≡ m' [MOD 2 ^ K])
    (hstep : ∀ i < t, 2 ^ (a i) * (syracuseStep^[i + 1] m') = 3 * (syracuseStep^[i] m') + 1)
    (hbudget : (∑ i ∈ Finset.range t, a i) + 1 ≤ K)
    (hgt : 3 ^ t < 2 ^ (∑ i ∈ Finset.range t, a i))
    (hdesc : syracuseStep^[t] m' < m')
    (hle : m' ≤ m) :
    syracuseStep^[t] m < m := by sorry
Source
R. Terras, A stopping time problem on the positive integers, Acta Arith. 30 (1976), 241-252 (the coefficient-stopping-time / uniformity argument). The affine form of a Syracuse orbit with prescribed 2-adic exponents is classical; this is the version needed to certify descent for an entire residue class from a single representative.

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