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The cyclic Hlawka bound for self-adjoint operators when p ≥ 256

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HlawkaSchatten.SchattenSharpness.selfAdjoint_cyclic_bound256

by savarin · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

hlawka-schattensharp-constant

Let HHH be a finite-dimensional complex inner-product space, of any dimension. A complex-linear map A:H→HA:H\to HA:H→H is self-adjoint if ⟨Ax,y⟩=⟨x,Ay⟩\langle Ax,y\rangle=\langle x,Ay\rangle⟨Ax,y⟩=⟨x,Ay⟩ for all x,y∈Hx,y\in Hx,y∈H; in an orthonormal basis it is a Hermitian matrix. For real p>1p>1p>1 its Schatten norm is

Np(A)=(∑isi(A)p)1/p,N_p(A)=\Bigl(\sum_i s_i(A)^p\Bigr)^{1/p},Np​(A)=(i∑​si​(A)p)1/p,

where si(A)s_i(A)si​(A) are the singular values of AAA; for self-adjoint AAA they are the absolute values of its eigenvalues. This is the existing schattenPNorm definition, with no normalization by dimension.

For self-adjoint A,B,C:H→HA,B,C:H\to HA,B,C:H→H, the triple deficit and the pair-deficit sum are

Δ3=Np(A)+Np(B)+Np(C)−Np(A+B+C),\Delta_3=N_p(A)+N_p(B)+N_p(C)-N_p(A+B+C),Δ3​=Np​(A)+Np​(B)+Np​(C)−Np​(A+B+C), Δ2=2(Np(A)+Np(B)+Np(C))−Np(A+B)−Np(A+C)−Np(B+C),\Delta_2=2\bigl(N_p(A)+N_p(B)+N_p(C)\bigr)-N_p(A+B)-N_p(A+C)-N_p(B+C),Δ2​=2(Np​(A)+Np​(B)+Np​(C))−Np​(A+B)−Np​(A+C)−Np​(B+C),

and the cyclic constant is the existing DiagonalConstruction.cyclicConstant,

Kp=sup⁡1/2≤t≤23(tp+2)1/p−31/p∣2−t∣6(tp+2)1/p−3(2∣1−t∣p+2p)1/p.K_p=\sup_{1/2\le t\le2}\frac{3(t^p+2)^{1/p}-3^{1/p}|2-t|}{6(t^p+2)^{1/p}-3(2|1-t|^p+2^p)^{1/p}}.Kp​=1/2≤t≤2sup​6(tp+2)1/p−3(2∣1−t∣p+2p)1/p3(tp+2)1/p−31/p∣2−t∣​.

Statement. For every real p≥256p\ge256p≥256, every finite-dimensional complex inner-product space HHH and all self-adjoint A,B,C:H→HA,B,C:H\to HA,B,C:H→H,

Δ3≤Kp Δ2.\Delta_3\le K_p\,\Delta_2 .Δ3​≤Kp​Δ2​.

This is the self-adjoint case of the general-matrix conjecture HlawkaSchatten.SchattenSharpness.cyclic_bound256, and it is equivalent to it. In one direction it is the special case E=F=HE=F=HE=F=H restricted to self-adjoint triples. In the other, the Hermitian dilation T↦(0T∗T0)T\mapsto\begin{pmatrix}0&T^*\\T&0\end{pmatrix}T↦(0T​T∗0​) carries every rectangular operator to a self-adjoint one and multiplies every Schatten norm by the same factor 21/p2^{1/p}21/p, so a proof of this statement settles the general conjecture.

Formalization Note. Self-adjointness is Mathlib's LinearMap.IsSymmetric. The space HHH may have any finite dimension, including 000, 111 and 222. No positivity, commutativity, common-eigenbasis or equal-norm hypothesis is imposed.

Preamble
import Definitions.Def_HlawkaSchatten_SchattenNorm
import Definitions.Def_HlawkaSchatten_DiagonalConstruction_Cyclic
import Definitions.Def_HlawkaSchatten_GapComparison

open HlawkaSchatten HlawkaSchatten.DiagonalConstruction
Formal statement
theorem HlawkaSchatten.SchattenSharpness.selfAdjoint_cyclic_bound256
    (p : ℝ) (hp : 256 ≤ p)
    (H : Type*)
    [NormedAddCommGroup H] [InnerProductSpace ℂ H] [FiniteDimensional ℂ H]
    (A B C : H →ₗ[ℂ] H)
    (hA : A.IsSymmetric) (hB : B.IsSymmetric) (hC : C.IsSymmetric) :
    tripleGap (schattenPNorm p : (H →ₗ[ℂ] H) → ℝ) A B C ≤
      cyclicConstant p * pairGapSum (schattenPNorm p : (H →ₗ[ℂ] H) → ℝ) A B C := by sorry
Source
Self-adjoint case of the conjecture HlawkaSchatten.SchattenSharpness.cyclic_bound256 (https://prove2.me/missions/Does_the_sharp_diagonal_Hlawka_constant_work_for_all_complex_matrices_when_p_%E2%89%A5_256%3F), which is motivated by Audenaert–Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2, Problem 7 (inequality (48), p. 12 of arXiv v3), https://arxiv.org/abs/1201.5232; proved diagonal case: https://github.com/savarin/hlawka-schatten/blob/79aa498bfcf7b22bd91d771fb32ec278e2d4704b/HlawkaSchatten/DiagonalConstruction/ComplexTransfer.lean#L83

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