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Brumer's theorem, Lemme 3: one extrapolation step by the ppp-adic Schwarz lemma and the size inequality

Proved
NumberField.Brumer.extrapolation_step

by ebayuser · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

bakers-methodnumber-theoryp-adictranscendence

Let ppp be a prime, LLL a number field of degree ddd, www a prime of LLL above ppp, and a1,…,an∈La_1,\dots,a_n \in La1​,…,an​∈L with ∥ai−1∥w≤∥p∥w2\|a_i - 1\|_w \le \|p\|_w^2∥ai​−1∥w​≤∥p∥w2​. Let c∈Lnc \in L^nc∈Ln with

∑icilog⁡pai=0,\sum_{i} c_i \log_p a_i = 0 ,i∑​ci​logp​ai​=0,

and let kkk be an index with ck≠0c_k \ne 0ck​=0 and ∥ci∥w≤∥ck∥w\|c_i\|_w \le \|c_k\|_w∥ci​∥w​≤∥ck​∥w​ for all iii. For λ∈{0,…,N−1}n\lambda \in \{0,\dots,N-1\}^nλ∈{0,…,N−1}n, integers P(λ)P(\lambda)P(λ), q≥0q \ge 0q≥0, m∈Nnm \in \mathbb{N}^nm∈Nn and ℓ≥1\ell \ge 1ℓ≥1 put, as in NumberField.Brumer.exists_int_coeffs_vanishing,

Q(m,ℓ)=∑λP(λ)(∏iaiλi)qℓ∏i(ckλi−ciλk)mi∈L.Q(m,\ell) = \sum_\lambda P(\lambda) \Bigl(\prod_i a_i^{\lambda_i}\Bigr)^{q\ell} \prod_i \bigl(c_k\lambda_i - c_i\lambda_k\bigr)^{m_i} \in L .Q(m,ℓ)=λ∑​P(λ)(i∏​aiλi​​)qℓi∏​(ck​λi​−ci​λk​)mi​∈L.

The statement asserts that there is a constant C≥1C \ge 1C≥1, which depends only on p,L,w,a,c,kp, L, w, a, c, kp,L,w,a,c,k, with this property. Let q,N,S,T,S′,R,R′q, N, S, T, S', R, R'q,N,S,T,S′,R,R′ be natural numbers, BBB a real number and PPP integers with ∣P(λ)∣≤B|P(\lambda)| \le B∣P(λ)∣≤B. Assume S′+T≤SS' + T \le SS′+T≤S,

Q(m,ℓ)=0for all ∣m∣≤S, 1≤ℓ≤R,Q(m,\ell) = 0 \quad\text{for all } |m| \le S,\ 1 \le \ell \le R,Q(m,ℓ)=0for all ∣m∣≤S, 1≤ℓ≤R,

and the numerical condition

∥q∥w RT⋅(Nn B C qNR′+S′ NS′)d<1.\|q\|_w^{\,R T} \cdot \Bigl( N^n \, B \, C^{\,qNR' + S'} \, N^{S'} \Bigr)^{d} < 1 .∥q∥wRT​⋅(NnBCqNR′+S′NS′)d<1.

Then

Q(m,ℓ)=0for all ∣m∣≤S′, 1≤ℓ≤R′.Q(m,\ell) = 0 \quad\text{for all } |m| \le S',\ 1 \le \ell \le R' .Q(m,ℓ)=0for all ∣m∣≤S′, 1≤ℓ≤R′.

Meaning. The order of vanishing goes down from SSS to S′S'S′, and the number of points goes up from RRR to R′R'R′.

Proof idea. Fix mmm with ∣m∣≤S′|m| \le S'∣m∣≤S′ and put uλ=∏iaiλiu_\lambda = \prod_i a_i^{\lambda_i}uλ​=∏i​aiλi​​. The function φm(z)=∑λP(λ)∏iγi(λ)mi uλz\varphi_m(z) = \sum_\lambda P(\lambda) \prod_i \gamma_i(\lambda)^{m_i}\, u_\lambda^{z}φm​(z)=∑λ​P(λ)∏i​γi​(λ)mi​uλz​ is a restricted power series in zzz (by PadicLog.hasSum_inv_factorial_mul_pow_log), and φm(qℓ)=Q(m,ℓ)\varphi_m(q\ell) = Q(m,\ell)φm​(qℓ)=Q(m,ℓ). The relation gives cklog⁡puλ=∑iγi(λ)log⁡paic_k \log_p u_\lambda = \sum_i \gamma_i(\lambda)\log_p a_ick​logp​uλ​=∑i​γi​(λ)logp​ai​, so ckt t!c_k^t\, t!ckt​t! times the Hasse derivative of order ttt of φm\varphi_mφm​ at qℓq\ellqℓ is a combination of the Q(m+j,ℓ)Q(m + j, \ell)Q(m+j,ℓ) with ∣j∣=t|j| = t∣j∣=t. Hence φm\varphi_mφm​ vanishes to order more than TTT at the RRR points qℓq\ellqℓ, which have norm at most ∥q∥w\|q\|_w∥q∥w​. The Schwarz lemma (IsUltrametricDist.norm_tsum_mul_pow_le_of_hasseDeriv_eq_zero) gives ∥Q(m,ℓ′)∥w≤∥q∥wR(T+1)max⁡(1,∥ck∥w)S′\|Q(m,\ell')\|_w \le \|q\|_w^{R(T+1)} \max(1,\|c_k\|_w)^{S'}∥Q(m,ℓ′)∥w​≤∥q∥wR(T+1)​max(1,∥ck​∥w​)S′ for ℓ′≤R′\ell' \le R'ℓ′≤R′. The number Q(m,ℓ′)Q(m,\ell')Q(m,ℓ′) has a denominator and conjugates bounded by NnBC0qNR′+S′NS′N^n B C_0^{qNR'+S'} N^{S'}NnBC0qNR′+S′​NS′, so the size inequality (NumberField.inv_pow_finrank_le_norm_adicCompletion) and the numerical condition show that it is zero.

Use. This is the induction step in the proof of NumberField.Brumer.exists_auxiliary_polynomial, applied with q=pq = pq=p.

Formalization Note. LwL_wLw​ is w.1.adicCompletion L with the norm of Definitions.Def_PrimesOverNorm; log⁡p\log_plogp​ is PadicLog.log (p := p). The hypothesis on the pivot (∥ci∥w≤∥ck∥w\|c_i\|_w \le \|c_k\|_w∥ci​∥w​≤∥ck​∥w​) is not necessary for the proof but makes the constant simpler. The exponent of ∥q∥w\|q\|_w∥q∥w​ is R TR\,TRT; the proof gives R (T+1)R\,(T+1)R(T+1). For q=0q = 0q=0 the quantity Q(m,ℓ)Q(m,\ell)Q(m,ℓ) does not depend on ℓ\ellℓ. A proof needs a CharZero instance on the completion (charZero_of_injective_algebraMap).

Preamble
import Definitions.Def_PadicLog

open NumberField
Formal statement
theorem NumberField.Brumer.extrapolation_step (p : ℕ) [Fact p.Prime]
    (L : Type*) [Field L] [NumberField L] (w : Leopoldt.PrimesOver p L)
    (n : ℕ) (a : Fin n → L)
    (hball : ∀ i, ‖algebraMap L (w.1.adicCompletion L) (a i) - 1‖ ≤
      ‖((p : ℕ) : w.1.adicCompletion L)‖ ^ 2)
    (c : Fin n → L) (k : Fin n) (hk : c k ≠ 0)
    (hkmax : ∀ i, ‖algebraMap L (w.1.adicCompletion L) (c i)‖ ≤
      ‖algebraMap L (w.1.adicCompletion L) (c k)‖)
    (hrel : ∑ i, c i • PadicLog.log (p := p) (algebraMap L (w.1.adicCompletion L) (a i)) = 0) :
    ∃ C : ℝ, 1 ≤ C ∧ ∀ (q N S T S' R R' : ℕ) (B : ℝ) (P : (Fin n → Fin N) → ℤ),
      (∀ lam, |(P lam : ℝ)| ≤ B) → S' + T ≤ S →
      (∀ m : Fin n → ℕ, ∑ i, m i ≤ S → ∀ ℓ : ℕ, 1 ≤ ℓ → ℓ ≤ R →
          ∑ lam : Fin n → Fin N, (P lam : L) * (∏ i, a i ^ (lam i : ℕ)) ^ (q * ℓ) *
            ∏ i, (c k * ((lam i : ℕ) : L) - c i * ((lam k : ℕ) : L)) ^ m i = 0) →
      ‖((q : ℕ) : w.1.adicCompletion L)‖ ^ (R * T) *
          ((N : ℝ) ^ n * B * C ^ (q * N * R' + S') * (N : ℝ) ^ S') ^ Module.finrank ℚ L < 1 →
      ∀ m : Fin n → ℕ, ∑ i, m i ≤ S' → ∀ ℓ : ℕ, 1 ≤ ℓ → ℓ ≤ R' →
          ∑ lam : Fin n → Fin N, (P lam : L) * (∏ i, a i ^ (lam i : ℕ)) ^ (q * ℓ) *
            ∏ i, (c k * ((lam i : ℕ) : L) - c i * ((lam k : ℕ) : L)) ^ m i = 0 := by sorry
Source
B. Rousseau, Séminaire de Théorie des Nombres de Bordeaux 1968-1969, exposé 11, pp. 5-7, Lemme 3 with Lemme 2 (the induction step from J=KJ = KJ=K to J=K+1J = K+1J=K+1), an exposition of A. Brumer, Mathematika 14 (1967), 121-124 (cited by reference). The complex analogue is Section 2.2 to 2.4 (Baker's lemma, discreteness, bootstrapping) of S. Dasgupta, arXiv:2303.02037. Differences from Rousseau: one step is isolated, with general parameters and the numerical condition as a hypothesis; the constant is existential; the exponents are in homogeneous form with a pivot index.

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