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Lemma 2 — the optimum of min⁡xTDx\min x^{\mathsf T}DxminxTDx over [0,1]m[0,1]^m[0,1]m is 000 or at most −2−L-2^{-L}−2−L

Proved
MurtyKabadi.Reduction.lemma2_optimum_gap

by mikedeng1 · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

encoding-sizep2o-batch-p200ap2o-gran-per-chapterp2o-plan-paperp2o-v1quadratic-programming

Let DDD be an integer symmetric matrix of order mmm, Q(x)=xTDxQ(x) = x^{\mathsf T}DxQ(x)=xTDx, and let LLL be the encoding size of DDD. Consider the QP (8):

minimize Q(x)subject to 0≤xj≤1, j=1,…,m.\text{minimize } Q(x) \quad \text{subject to } 0 \le x_j \le 1,\ j = 1, \dots, m.minimize Q(x)subject to 0≤xj​≤1, j=1,…,m.

Its optimal value is either 000 or at most −2−L-2^{-L}−2−L. Equivalently, either

Q(x)≥0 for every x∈[0,1]m,Q(x) \ge 0 \text{ for every } x \in [0,1]^m,Q(x)≥0 for every x∈[0,1]m,

or there is an x∈[0,1]mx \in [0,1]^mx∈[0,1]m with

Q(x)≤−2−L.Q(x) \le -2^{-L}.Q(x)≤−2−L.

The lemma is the precision bound of the reduction: a quadratic form with integer coefficients that dips below zero on the unit box does so by an amount with only polynomially many bits, which is what lets the reduction subtract a tiny ε\varepsilonε without changing the answer.

Formalization Note The optimum of (8) exists (the box is compact) and is at most Q(0)=0Q(0) = 0Q(0)=0, so "the optimum is 000 or ≤−2−L\le -2^{-L}≤−2−L" is stated as the disjunction above, without sInf. LLL is Schrijver's encoding size (encSize), since the paper does not define "size". DDD is taken symmetric: the paper's §4 says "as before, let DDD be an integer square symmetric matrix", and the LCP (9) used in the proof is the optimality system of (8) only for symmetric DDD.

Preamble
import Mathlib
import Definitions.Def_MurtyKabadi_Reduction_QuadraticProblems
import Definitions.Def_MurtyKabadi_Reduction_encSize
Formal statement
namespace MurtyKabadi.Reduction

theorem lemma2_optimum_gap {m : ℕ} (D : Matrix (Fin m) (Fin m) ℤ) (hD : D.IsSymm) :
    (∀ x : Fin m → ℝ, 0 ≤ x → x ≤ 1 → 0 ≤ Q (D.map (Int.cast : ℤ → ℝ)) x) ∨
    ∃ x : Fin m → ℝ, 0 ≤ x ∧ x ≤ 1 ∧
      Q (D.map (Int.cast : ℤ → ℝ)) x ≤ -((2 : ℝ) ^ (-(encSize D : ℤ))) := by sorry

end MurtyKabadi.Reduction
Source
Murty and Kabadi, Some NP-complete problems in quadratic and nonlinear programming, Math. Programming 39 (1987), p. 122, Lemma 2
Human review
  • Endorsed by Shuze Chen · Sep 27, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Sep 27, 2026

    Confirmed by the mission captain (proposal self-audit).

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