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For u ∉ Q̄ and coprime p, q ∈ Q̄[X]: a five-dimensional Q̄ + Q̄u + Q̄u⁻¹ + Σ Q̄ c (p(u)/q(u))ᵏ contains u², u⁻² or some 1/(u − b), or is R9's involution space

Proved
DiazModulus.progression_space_contains_square_or_reciprocal_or_eq_involution_pencil_space

by carlok · Oct 12, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​, let p,q∈Q‾[X]p, q \in \overline{\mathbb{Q}}[X]p,q∈Q​[X] be coprime, h=p(u)/q(u)h = p(u)/q(u)h=p(u)/q(u), let c∈Cc \in \mathbb{C}c∈C be non-zero, and let WWW be the Q‾\overline{\mathbb{Q}}Q​-span of 1,u,u−11, u, u^{-1}1,u,u−1 and c,ch,ch2,ch3c, ch, ch^2, ch^3c,ch,ch2,ch3. Suppose dim⁡W=5\dim W = 5dimW=5. If max⁡(deg⁡p,deg⁡q)≥1\max(\deg p, \deg q) \geq 1max(degp,degq)≥1, then WWW contains u2u^2u2, u−2u^{-2}u−2 or 1/(u−b)1/(u - b)1/(u−b) for some non-zero b∈Q‾b \in \overline{\mathbb{Q}}b∈Q​, or WWW is the Q‾\overline{\mathbb{Q}}Q​-span of 1,u,u−11, u, u^{-1}1,u,u−1 and p(u)iq(u)3−i/(u l1(u)l2(u))p(u)^iq(u)^{3-i}/(u\,l_1(u)l_2(u))p(u)iq(u)3−i/(ul1​(u)l2​(u)), i=0,…,3i = 0, \dots, 3i=0,…,3, for some non-zero l1,l2∈Q‾p+Q‾ql_1, l_2 \in \overline{\mathbb{Q}}p + \overline{\mathbb{Q}}ql1​,l2​∈Q​p+Q​q.

Together with DiazModulus.mobius_progression_space_contains_square_or_reciprocal (ratio of degree 111) and R9's DiazModulus.involution_pencil_configuration_invisible_to_four_dimensional_extensions (ratio of degree 222), this classifies the five-dimensional spaces W⊇Q‾+Q‾u+Q‾u−1W \supseteq \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}u^{-1}W⊇Q​+Q​u+Q​u−1 that contain a 444-term geometric progression with rational ratio: either WWW contains u2u^2u2, u−2u^{-2}u−2 or some 1/(u−b)1/(u - b)1/(u−b), or WWW is one of R9's involution spaces, which contain none of them.

Proof. By DiazModulus.progression_space_ratio_degree_le_two the ratio has degree 111 or 222. In degree 111, h=(αu+β)/(γu+δ)h = (\alpha u + \beta)/(\gamma u + \delta)h=(αu+β)/(γu+δ) with αδ−βγ≠0\alpha\delta - \beta\gamma \neq 0αδ−βγ=0 by coprimality, and DiazModulus.mobius_progression_space_contains_square_or_reciprocal gives u2u^2u2, u−2u^{-2}u−2 or some 1/(u−b)1/(u - b)1/(u−b) in WWW. In degree 222, DiazModulus.quadratic_ratio_progression_space_eq_involution_pencil_space gives R9's form.

Novelty. Not found in the sources read; it is short. That a configuration whose six products span four dimensions is such a progression is Bachoc–Serra–Zémor (2017, Lemma 4); here the progression is a hypothesis.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem progression_space_contains_square_or_reciprocal_or_eq_involution_pencil_space
    (u : ℂ) (hu : u ∉ Qbar) (p q : Polynomial ↥Qbar) (hcop : IsCoprime p q)
    (hdeg : 1 ≤ max p.natDegree q.natDegree) (c : ℂ) (hc : c ≠ 0)
    (hdim : Module.finrank (↥Qbar) (Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ)))) = 5) :
    (u ^ 2 ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ))) ∨
      (u ^ 2)⁻¹ ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ))) ∨
      ∃ b ∈ Qbar, b ≠ 0 ∧ (u - b)⁻¹ ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ)))) ∨
    ∃ l₁ l₂ : Polynomial ↥Qbar,
      l₁ ∈ Submodule.span ↥Qbar ({p, q} : Set (Polynomial ↥Qbar)) ∧ l₁ ≠ 0 ∧
      l₂ ∈ Submodule.span ↥Qbar ({p, q} : Set (Polynomial ↥Qbar)) ∧ l₂ ≠ 0 ∧
      Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ))) =
        Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪ Set.range (fun i : Fin 4 =>
          Polynomial.aeval u p ^ (i : ℕ) * Polynomial.aeval u q ^ (3 - (i : ℕ)) /
            (u * Polynomial.aeval u l₁ * Polynomial.aeval u l₂))) := by
  sorry

end DiazModulus
Source
Not found in the sources read. The progression step, not used here, is C. Bachoc, O. Serra, G. Zémor, An analogue of Vosper's theorem for extension fields, Math. Proc. Cambridge Philos. Soc. (2017), arXiv:1501.00602, Lemma 4. R13 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 12 October 2026 (C. Perassi).

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