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Asymptotic formula for linear Cauchy–Riemann equations on an end

Proved
FiniteEnergyPlane.halfCyl_asymptotic_formula_eventually

by Mazecto · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

asymptotic-analysisasymptotic-operatorreal-analysis

Let S:R2→R2n×2nS:\mathbb{R}^2\to\mathbb{R}^{2n\times2n}S:R2→R2n×2n be smooth and 111-periodic in ttt for s>s1s>s_1s>s1​, S∞S_\inftyS∞​ a smooth symmetric loop with S(s,t)−S∞(t)S(s,t)-S_\infty(t)S(s,t)−S∞​(t) decaying like e−dse^{-ds}e−ds in C∞C^\inftyC∞ (d>0d>0d>0). Let ζ\zetaζ be smooth and 111-periodic in ttt on s>s1s>s_1s>s1​ with ∂sζ+J0∂tζ+Sζ=0\partial_s\zeta+J_0\partial_t\zeta+S\zeta=0∂s​ζ+J0​∂t​ζ+Sζ=0 there, not identically zero on any [s0,∞)×R[s_0,\infty)\times\mathbb{R}[s0​,∞)×R, and ∥ζ(s,t)∥≤Ceδ0s\|\zeta(s,t)\|\le Ce^{\delta_0s}∥ζ(s,t)∥≤Ceδ0​s for s>s1s>s_1s>s1​. Then there are an eigenvalue μ≤δ0\mu\le\delta_0μ≤δ0​ of −J0∂t−S∞-J_0\partial_t-S_\infty−J0​∂t​−S∞​ and an eigenfunction eee with

e−μsζ(s,t)−e(t)→0in C∞, uniformly in t, as s→+∞.e^{-\mu s}\zeta(s,t)-e(t)\to0\quad\text{in }C^\infty,\text{ uniformly in }t,\text{ as }s\to+\infty.e−μsζ(s,t)−e(t)→0in C∞, uniformly in t, as s→+∞.

This is the asymptotic formula for solutions given only on an end (s1,∞)×R/Z(s_1,\infty)\times\mathbb{R}/\mathbb{Z}(s1​,∞)×R/Z; the operator −J0∂t−S∞-J_0\partial_t-S_\infty−J0​∂t​−S∞​ may be degenerate.

Formalization Note IsExpAsymptoticTo, IsLoopEigen and TendstoZeroCInfty are from FiniteEnergyPlane_Asymptotics; nonvanishing is: for every s0s_0s0​ there are s≥s0s\ge s_0s≥s0​ and ttt with ζ(s,t)≠0\zeta(s,t)\ne0ζ(s,t)=0.

Preamble
import Definitions.Def_FiniteEnergyPlane_Asymptotics
Formal statement
namespace FiniteEnergyPlane

open MeasureTheory Metric Filter Topology
open scoped ContDiff ENNReal Real

/-- Asymptotic formula for linear Cauchy–Riemann equations on an end `(s₁, ∞) × ℝ/ℤ`, with data
given only there: let `S` be smooth and `1`-periodic in `t` for `s > s₁` with `S(s, t) - S∞(t)`
decaying like `e^{-ds}` in `C^∞` (`d > 0`, `S∞` a smooth symmetric loop), and let `ζ` be a smooth
`1`-periodic solution of `∂ₛζ + J₀ ∂ₜζ + S ζ = 0` on `s > s₁` which does not vanish identically
on any `[s₀, ∞) × ℝ` and satisfies `‖ζ(s, t)‖ ≤ C e^{δ₀ s}` for `s > s₁`. Then there are an
eigenvalue `μ ≤ δ₀` of `-J₀ ∂ₜ - S∞` and an eigenfunction `e` with `e^{-μs} ζ(s, t) - e(t) → 0`
in `C^∞`. -/
theorem halfCyl_asymptotic_formula_eventually {n : ℕ} (s₁ : ℝ)
    (S : ℝ × ℝ → CauchyRiemannIndex.Mat n)
    (hS : ∀ i j, ContDiffOn ℝ ∞ (fun p : ℝ × ℝ => S p i j) (Set.Ioi s₁ ×ˢ Set.univ))
    (Sinf : ℝ → CauchyRiemannIndex.Mat n) (hSinf : CauchyRiemannIndex.IsSymLoop Sinf)
    (hSinf' : ∀ i j, ContDiff ℝ ∞ (fun t => Sinf t i j))
    (d : ℝ) (hd : 0 < d) (hSas : IsExpAsymptoticTo S Sinf d)
    (ζ : ℝ × ℝ → CauchyRiemannIndex.Vec n) (hζ : ContDiffOn ℝ ∞ ζ (Set.Ioi s₁ ×ˢ Set.univ))
    (hper : ∀ s > s₁, ∀ t : ℝ, S (s, t + 1) = S (s, t) ∧ ζ (s, t + 1) = ζ (s, t))
    (heq : ∀ s > s₁, ∀ t : ℝ, CauchyRiemannIndex.crOp S ζ (s, t) = 0)
    (hne : ∀ s₀ : ℝ, ∃ s ≥ s₀, ∃ t : ℝ, ζ (s, t) ≠ 0)
    (C δ₀ : ℝ) (hgrowth : ∀ s > s₁, ∀ t : ℝ, ‖ζ (s, t)‖ ≤ C * Real.exp (δ₀ * s)) :
    ∃ μ : ℝ, μ ≤ δ₀ ∧ ∃ e : ℝ → CauchyRiemannIndex.Vec n, IsLoopEigen Sinf μ e ∧
      TendstoZeroCInfty (fun p : ℝ × ℝ => Real.exp (-(μ * p.1)) • ζ p - e p.2) := by
  sorry

end FiniteEnergyPlane
Source
Used for U. Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, Theorem 2.11 and Lemma 2.12; H. Hofer, K. Wysocki, E. Zehnder, Properties of pseudoholomorphic curves in symplectisations I: asymptotics, Ann. Inst. H. Poincaré Anal. Non Linéaire 13 (1996)

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