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Normalizing to the unit circle is not an arithmetic invariance

Proved
Diaz.normalization_not_invariant

by carlok · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theory

Source. Remark 1.4, Normalization is not arithmetic invariance, in Carlo Perassi's manuscript Rigidity of logarithms with algebraic modulus — around a conjecture of Diaz, Section 1, The conjecture and its elementary normal form: "Writing u=rvu = rvu=rv with ∣v∣=1|v| = 1∣v∣=1 changes the exponential condition to erv∈Q‾e^{rv} \in \overline{\mathbb{Q}}erv∈Q​; it does not imply v∈Lv \in \mathcal{L}v∈L. Hence one cannot assume ρ=1\rho = 1ρ=1 without loss of arithmetic information." The mathematics is Carlo Perassi's; no novelty is claimed. The witness below is the obvious one and the observation is possibly known — it has not been checked against the literature.

Statement (conditional). Assume Hermite–Lindemann in the form given as the hypothesis HL: for every non-zero z∈Cz \in \mathbb{C}z∈C algebraic over Q\mathbb{Q}Q, eze^{z}ez is transcendental over Q\mathbb{Q}Q. Then there exists u≠0u \neq 0u=0 with eue^{u}eu algebraic — that is, u∈Lu \in \mathcal{L}u∈L — such that eu/∣u∣e^{u/|u|}eu/∣u∣ is transcendental; so u/∣u∣∉Lu/|u| \notin \mathcal{L}u/∣u∣∈/L.

Witness. u=2πiu = 2\pi iu=2πi. Then eu=1e^{u} = 1eu=1 is algebraic, ∣u∣=2π|u| = 2\pi∣u∣=2π, and u/∣u∣=iu/|u| = iu/∣u∣=i, whose exponential is transcendental by HL applied to the non-zero algebraic number iii.

Reading. The projection u↦u/∣u∣u \mapsto u/|u|u↦u/∣u∣ onto the unit circle destroys membership in L\mathcal{L}L, which is the whole arithmetic content of the hypothesis. So the parameter ρ=uuˉ\rho = u\bar uρ=uuˉ in the conic normal form XY=ρXY = \rhoXY=ρ cannot be scaled away: the family of conics is not a single conic in disguise, and a proof of Diaz's conjecture may not assume ρ=1\rho = 1ρ=1.

On the hypothesis. Hermite–Lindemann is a theorem (Hermite 1873, Lindemann 1882) but is not in the platform's Mathlib at this revision — only the analytic half, NumberTheory.Transcendental.Lindemann.AnalyticalPart, is present — so it is carried as an explicit hypothesis, following the convention already used on this mission by DiazModulus.diaz_on_axes_of_hermite_lindemann. It can be discharged against DiazModulus.hermite_lindemann_holds. Only the instance at z=iz = iz=i is used.

Preamble
import Mathlib
import Definitions.Def_Diaz_Closure
import Definitions.Def_Diaz_Instantiation

open ComplexConjugate
open Diaz
Formal statement
theorem Diaz.normalization_not_invariant
    (HL : ∀ z : ℂ, z ≠ 0 → IsAlgebraic ℚ z → Transcendental ℚ (Complex.exp z)) :
    ∃ u : ℂ, u ≠ 0 ∧ IsAlgebraic ℚ (Complex.exp u) ∧
      Transcendental ℚ (Complex.exp ((((‖u‖ : ℝ) : ℂ))⁻¹ * u)) := by sorry

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