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Balanced jets: ujuˉ kαu^j\bar u^{\,k}\alphaujuˉkα is algebraic exactly when j=kj=kj=k

Proved
Diaz.balanced_jet_mem_iff

by carlok · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theory

Balanced jets, and only balanced jets, are algebraic.

Let K⊆CK \subseteq \mathbb{C}K⊆C be a subfield, u≠0u \neq 0u=0 transcendental over KKK with uuˉ∈Ku\bar u \in Kuuˉ∈K, and let α∈K\alpha \in Kα∈K be non-zero. Then for j,k≥0j, k \geq 0j,k≥0

uj uˉ k α∈K  ⟺  j=k.u^{j}\,\bar u^{\,k}\,\alpha \in K \iff j = k.ujuˉkα∈K⟺j=k.

Why. Since ρ=uuˉ∈K\rho = u\bar u \in Kρ=uuˉ∈K we may write uˉ=ρ/u\bar u = \rho/uuˉ=ρ/u, so ujuˉ kα=(ρkα) u j−ku^{j}\bar u^{\,k}\alpha = (\rho^{k}\alpha)\, u^{\,j-k}ujuˉkα=(ρkα)uj−k with ρkα∈K×\rho^k\alpha \in K^\timesρkα∈K×. The claim reduces to u j−k∈K  ⟺  j=ku^{\,j-k} \in K \iff j = kuj−k∈K⟺j=k, which is the sparsity statement for integer powers of a transcendental element.

Role. This is the arithmetic content of the manuscript's Balanced lattice jets. For a candidate uuu with α=eu\alpha = e^{u}α=eu, the function F(z,w)=exp⁡(uz+uˉw)F(z,w) = \exp(uz + \bar u w)F(z,w)=exp(uz+uˉw) has

∂z j∂w kF(m,n)=ujuˉ kαmαˉ n,\partial_z^{\,j}\partial_w^{\,k}F(m,n) = u^{j}\bar u^{\,k}\alpha^{m}\bar\alpha^{\,n},∂zj​∂wk​F(m,n)=ujuˉkαmαˉn,

and this node says that this jet is algebraic exactly on the diagonal j=kj = kj=k — so that Δ=∂z∂w\Delta = \partial_z\partial_wΔ=∂z​∂w​ acts as multiplication by ρ\rhoρ and every balanced jet on Z2\mathbb{Z}^2Z2 stays in the fixed number field Q(α,αˉ,ρ)\mathbb{Q}(\alpha, \bar\alpha, \rho)Q(α,αˉ,ρ). The Lean statement is the algebraic dichotomy itself, stated for an arbitrary subfield and without any differential calculus, so it holds unconditionally; the manuscript's use of it is the case K=Q‾K = \overline{\mathbb{Q}}K=Q​, with the algebraic factor αmαˉ n\alpha^{m}\bar\alpha^{\,n}αmαˉn of the jet absorbed into the single parameter α\alphaα.

Source: Carlo Perassi's private manuscript on Diaz's modulus conjecture, section The precise open boundary, proposition Balanced lattice jets. No novelty is claimed.

Preamble
import Mathlib

open ComplexConjugate
Formal statement
theorem Diaz.balanced_jet_mem_iff {K : Subfield ℂ} {u : ℂ} (hT : Transcendental K u) (hu0 : u ≠ 0)
    (hρ : u * conj u ∈ K) {α : ℂ} (hα : α ∈ K) (hα0 : α ≠ 0) (j k : ℕ) :
    u ^ j * (conj u) ^ k * α ∈ K ↔ j = k := by sorry

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