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Moment bound for every signed occurrence, with fixed constants

Proved
OAI.SignedSweeps.signed_occurrence_moment_bound_fixed

by wurtle · Nov 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

representation-theorysigned-sweepsthorp-shuffle

This is the every-occurrence moment bound of the source with its constants fixed, the form in which the strong induction runs.

Let n=2dn=2^dn=2d with d≥1d\ge 1d≥1, identify {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1} with binary strings of length ddd, and for a partition λ⊢n\lambda\vdash nλ⊢n let SλS^\lambdaSλ be the Specht module, Dλ=dim⁡SλD_\lambda=\dim S^\lambdaDλ​=dimSλ. Write Πi\Pi_iΠi​ for the average over the permutations preserving every binary coordinate except the iii-th, TλT_\lambdaTλ​ for the product of the Πi\Pi_iΠi​ in reverse coordinate order, and

Jr(λ)=Dλ Re⁡Tr⁡Sλ((Tλ∗Tλ)r).J_r(\lambda)=D_\lambda\,\operatorname{Re}\operatorname{Tr}_{S^\lambda}\big((T_\lambda^*T_\lambda)^r\big).Jr​(λ)=Dλ​ReTrSλ​((Tλ∗​Tλ​)r).

For u+v+l=nu+v+l=nu+v+l=n and α⊢u\alpha\vdash uα⊢u, β⊢v\beta\vdash vβ⊢v, γ⊢l\gamma\vdash lγ⊢l, a signed occurrence is an injective map Sα⊗Sβt⊗Sγ→SλS^\alpha\otimes S^{\beta^t}\otimes S^\gamma\to S^\lambdaSα⊗Sβt⊗Sγ→Sλ intertwining Su×Sv×SlS_u\times S_v\times S_lSu​×Sv​×Sl​. Put

F(α,β)=∑a∈αalog⁡u+va+∑b∈βblog⁡u+vb,ca(d)=a(1−12d),F(\alpha,\beta)=\sum_{a\in\alpha}a\log\frac{u+v}{a}+\sum_{b\in\beta}b\log\frac{u+v}{b},\qquad c_a(d)=a\Big(1-\frac1{2\sqrt d}\Big),F(α,β)=a∈α∑​alogau+v​+b∈β∑​blogbu+v​,ca​(d)=a(1−2d​1​), gκ(d,l)=max⁡{0, cκ(d) llog⁡n−llog⁡(n/l)}(l>0),gκ(d,0)=0.g_\kappa(d,l)=\max\{0,\ c_\kappa(d)\,l\log n-l\log(n/l)\}\quad(l>0),\qquad g_\kappa(d,0)=0.gκ​(d,l)=max{0, cκ​(d)llogn−llog(n/l)}(l>0),gκ​(d,0)=0.

Let 0<η<10<\eta<10<η<1 and 0<κ<η/2560<\kappa<\eta/2560<κ<η/256. Then there is an integer r≥1r\ge1r≥1 such that for all d≥1d\ge1d≥1, all λ⊢2d\lambda\vdash2^dλ⊢2d, and every signed occurrence of (α,β,γ)(\alpha,\beta,\gamma)(α,β,γ) in λ\lambdaλ,

log⁡Jr(λ)≤cη(d) F(α,β)+gκ(d,l),\log J_r(\lambda)\le c_\eta(d)\,F(\alpha,\beta)+g_\kappa(d,l),logJr​(λ)≤cη​(d)F(α,β)+gκ​(d,l),

where the logarithm of 000 is −∞-\infty−∞. The integer rrr depends only on η\etaη and κ\kappaκ.

This is the content of eq. (3) in Theorem 1.1 of the source, with the smallness conditions on the constants made explicit.

Here the sum in FFF runs over all parts of α\alphaα and all parts of β\betaβ, counted with multiplicity.

Formalization Note The upstream statement is reproduced verbatim from UniformMoment.lean. The comparison is in the extended reals.

Preamble
import Mathlib
import Definitions.Def_SignedSweepMoment
import Definitions.Def_OAISignedSweepsProofDefs
import Definitions.Def_OAISignedSweepsProofDefs2

namespace OAI

noncomputable section
namespace SignedSweeps
open scoped BigOperators Classical
Formal statement
theorem signed_occurrence_moment_bound_fixed {η κ : ℝ}
    (hη : 0 < η) (hη1 : η < 1) (hκ : 0 < κ) (hsmall : κ < η/256) :
    ∃ r : ℕ, 1 ≤ r ∧ ∀ d : ℕ, 1 ≤ d →
      ∀ lam : Partition (2^d), ∀ (u v l : ℕ) (h : u+v+l=2^d)
        (α : Partition u) (β : Partition v) (γ : Partition l),
        SignedOccurrence h α β γ lam →
        logMoment (weightedMoment lam r) ≤
          ((coefficient η d*signedEntropy α β+remainderBudget κ d l : ℝ) : EReal) := by sorry

end SignedSweeps
end
end OAI
Source
OpenAI, "Signed tensor densities and diagram budgets for the Thorp shuffle" (September 26, 2026), openai/math preprints/Signed-tensor-densities-and-diagram-budgets-for-coordinate-sweeps-September-26-2026/paper.pdf, Section 4, proof of Theorem 1.1, eq. (3). Lean: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/lean/OAI/Probability/SignedSweeps/UniformMoment.lean#L40-L126

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