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The ξ\xiξ-projected outward conormal of a disk transverse to the flow winds once relative to the global frame

Proved
HryniewiczCriterion.disk_conormal_xi_winding_eq_one

by Mazecto · Oct 7, 2026 · Mathlib 0df444a (Lean v4.33.1)

geometry-topologysymplectic-geometry

Let S=H−1(1)S=H^{-1}(1)S=H−1(1) be strictly star-shaped, P=(x,T)P=(x,T)P=(x,T) a prime periodic orbit, and eee a smooth embedding of the closed unit disk into SSS with e(S1)=x(R)e(S^1)=x(\mathbb{R})e(S1)=x(R) and XH(e(u))∉im⁡de(u)X_H(e(u))\notin \operatorname{im} de(u)XH​(e(u))∈/imde(u) for ∣u∣<1|u|<1∣u∣<1. Let u(s)u(s)u(s) be a smooth 111-periodic lift with e(u(s))=x(Ts)e(u(s))=x(Ts)e(u(s))=x(Ts). Let n(s)=de(u(s)) u(s)n(s)=de(u(s))\,u(s)n(s)=de(u(s))u(s) be the outward conormal of the disk along its boundary, and let

πξn=n−λ0(n)λ0(XH) XH\pi_\xi n=n-\frac{\lambda_0(n)}{\lambda_0(X_H)}\,X_Hπξ​n=n−λ0​(XH​)λ0​(n)​XH​

be its projection to ξ=ker⁡λ0∩TS\xi=\ker\lambda_0\cap TSξ=kerλ0​∩TS along XHX_HXH​. Then πξn(s)=r(s)(cos⁡θ(s) Z1+sin⁡θ(s) Z2)\pi_\xi n(s)=r(s)\big(\cos\theta(s)\,Z_1+\sin\theta(s)\,Z_2\big)πξ​n(s)=r(s)(cosθ(s)Z1​+sinθ(s)Z2​) at x(Ts)x(Ts)x(Ts), with smooth r>0r>0r>0 111-periodic and smooth θ\thetaθ satisfying

θ(s+1)=θ(s)+2π.\theta(s+1)=\theta(s)+2\pi .θ(s+1)=θ(s)+2π.

That is, the conormal winds exactly once, positively, relative to the global frame (Z1,Z2)(Z_1,Z_2)(Z1​,Z2​) of ξ\xiξ, where ω0(Z1,Z2)=1\omega_0(Z_1,Z_2)=1ω0​(Z1​,Z2​)=1.

Proof idea: πξn\pi_\xi nπξ​n is intrinsic to the disk, so we may reflect eee to make dλ0∣D>0d\lambda_0|_D>0dλ0​∣D​>0. Transversality makes the projection along XHX_HXH​ an orientation-preserving isomorphism TD→ξTD\to\xiTD→ξ over the open disk. The frame (πξ∂1e,πξ∂2e)(\pi_\xi\partial_1 e,\pi_\xi\partial_2 e)(πξ​∂1​e,πξ​∂2​e) extends over the disk, so it has winding 000 relative to (Z1,Z2)(Z_1,Z_2)(Z1​,Z2​), and the radial vector πξ∂re\pi_\xi\partial_r eπξ​∂r​e winds +1+1+1. At the boundary, ker⁡(πξ∣TD)=RXH=T∂D\ker(\pi_\xi|_{TD})=\mathbb{R}X_H=T\partial Dker(πξ​∣TD​)=RXH​=T∂D, so πξ∂re≠0\pi_\xi\partial_r e\ne0πξ​∂r​e=0 up to ∣u∣=1|u|=1∣u∣=1. By Stokes, the boundary orientation matches the flow direction.

Preamble
import Definitions.Def_HryniewiczCriterion_GlobalSection
import Definitions.Def_HryniewiczCriterion_SelfLinking

open HryniewiczCriterion
open scoped ContDiff
Formal statement
theorem HryniewiczCriterion.disk_conormal_xi_winding_eq_one (H : R4 → ℝ) (hS : IsStrictlyStarShapedLevel H) (P : PeriodicOrbit H) (hP : P.IsPrime)
    (e : Plane → R4) (he : IsSmoothDiskEmbedding e)
    (hDS : e '' closedUnitDisk ⊆ energySurface H) (hbd : e '' unitCircle = P.image)
    (htr : ∀ u ∈ openUnitDisk, hamiltonianVectorField H (e u) ∉ Set.range (fderiv ℝ e u))
    (u : ℝ → Plane) (hu : ContDiff ℝ ∞ u) (huper : ∀ s, u (s + 1) = u s)
    (hucirc : ∀ s, u s ∈ unitCircle) (heu : ∀ s, e (u s) = P.x (P.T * s)) :
    ∃ r θ : ℝ → ℝ, ContDiff ℝ ∞ r ∧ ContDiff ℝ ∞ θ ∧ (∀ s, 0 < r s) ∧ (∀ s, r (s + 1) = r s) ∧
      (∀ s, θ (s + 1) = θ s + 2 * Real.pi) ∧
      ∀ s, (fderiv ℝ e (u s) (u s) - (liouvilleForm (P.x (P.T * s)) (fderiv ℝ e (u s) (u s)) / liouvilleForm (P.x (P.T * s)) (hamiltonianVectorField H (P.x (P.T * s)))) • hamiltonianVectorField H (P.x (P.T * s))) =
        r s • (Real.cos (θ s) • xiFrame1 H (P.x (P.T * s)) + Real.sin (θ s) • xiFrame2 H (P.x (P.T * s))) := by sorry
Source
U. Hryniewicz, Fast finite-energy planes in symplectizations and applications, Trans. Amer. Math. Soc. 364 (2012), 1859–1931, Proposition 2.1 (cited for necessity in Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, outline after Theorem 1.8); the frame argument of its proof.

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