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Proposition 4.1 — on the bit family the best deterministic competitive ratio is ∣F∣=k=log⁡2n|\mathcal F| = k = \log_2 n∣F∣=k=log2​n

Proved
OnlineSetCover.LowerBound.proposition_4_1

by mikedeng1 · Oct 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

competitive-analysislower-boundonline-algorithmsp2o-batch-pfp2bp2o-gran-per-chapterp2o-plan-paperp2o-v1set-cover

Let k≥1k \ge 1k≥1, n=2kn = 2^kn=2k, X={0,…,n−1}X = \{0, \dots, n-1\}X={0,…,n−1}, and let F={F1,…,Fk}\mathcal F = \{F_1, \dots, F_k\}F={F1​,…,Fk​} where FiF_iFi​ is the set of elements of XXX whose iiith bit is on. Then the competitive ratio of the best deterministic online algorithm for the online set cover problem (X,F)(X, \mathcal F)(X,F) is ∣F∣=k=log⁡2n|\mathcal F| = k = \log_2 n∣F∣=k=log2​n. Precisely:

  1. ∣F∣=k|\mathcal F| = k∣F∣=k;
  2. for every valid deterministic online algorithm AAA there is a nonempty arrival sequence σ\sigmaσ such that some single set of F\mathcal FF contains every element of σ\sigmaσ (so OPT(σ)=1\mathrm{OPT}(\sigma) = 1OPT(σ)=1) and
∣CA(σ)∣  ≥  k;|\mathcal C_A(\sigma)| \;\ge\; k;∣CA​(σ)∣≥k;
  1. there is a valid deterministic online algorithm AAA such that for every arrival sequence σ\sigmaσ and every offline cover C⊆FC \subseteq \mathcal FC⊆F of σ\sigmaσ, ∣CA(σ)∣≤k ∣C∣|\mathcal C_A(\sigma)| \le k\,|C|∣CA​(σ)∣≤k∣C∣.

Parts 2 and 3 together say the optimal deterministic competitive ratio on this instance is exactly kkk. The adversary of part 2 is also the one-block step of the lower bound for the block family of Section 4.

Formalization Note The parameter is kkk and n:=2kn := 2^kn:=2k, so log⁡2n=k\log_2 n = klog2​n=k needs no logarithm. The hypothesis k≥1k \ge 1k≥1 is the paper's implicit one (it indexes 1≤i≤k1 \le i \le k1≤i≤k); for k=0k = 0k=0 the family is empty and part 2 fails. Element 000 lies in no FiF_iFi​; validity asks nothing for it, and part 2's sequence avoids it because one set covers it. Algorithms may add several sets per arrival. Part 2 states OPT(σ)=1\mathrm{OPT}(\sigma) = 1OPT(σ)=1 and cost ≥k=k⋅OPT(σ)\ge k = k \cdot \mathrm{OPT}(\sigma)≥k=k⋅OPT(σ), which is how the paper's proof establishes the ratio.

Preamble
import Mathlib
import Definitions.Def_OnlineSetCover_LowerBound_Game
import Definitions.Def_OnlineSetCover_LowerBound_BitFamily
Formal statement
namespace OnlineSetCover.LowerBound

/-- Proposition 4.1 (Alon et al. 2009, p. 368). On `X = {0, …, 2^k − 1}` with the family
`F = {F_1, …, F_k}` of bit sets, (1) `|F| = k`; (2) against every valid deterministic online
algorithm the adversary has a nonempty arrival sequence that one set of `F` covers (so
`OPT = 1`) while the algorithm chooses at least `k = k · OPT` sets; (3) some valid deterministic
online algorithm chooses at most `k · |C|` sets on every arrival sequence and every offline
cover `C` of it, i.e. has competitive ratio at most `k`. -/
theorem proposition_4_1 (k : ℕ) (hk : 0 < k) :
    (bitFamily k).card = k ∧
    (∀ A : OnlineAlg (Fin (2 ^ k)), IsValid (bitFamily k) A →
      ∃ σ : List (Fin (2 ^ k)), σ ≠ [] ∧
        (∃ S ∈ bitFamily k, ∀ x ∈ σ, x ∈ S) ∧ k ≤ cost A σ) ∧
    (∃ A : OnlineAlg (Fin (2 ^ k)), IsValid (bitFamily k) A ∧
      ∀ (σ : List (Fin (2 ^ k))) (C : Finset (Finset (Fin (2 ^ k)))),
        IsCoverOf (bitFamily k) C σ → cost A σ ≤ k * C.card) := by sorry

end OnlineSetCover.LowerBound
Source
Alon, Awerbuch, Azar, Buchbinder, Naor, The Online Set Cover Problem, SIAM J. Comput. 39(2) (2009), p. 368, Proposition 4.1
Human review
  • Endorsed by Shuze Chen · Oct 5, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 5, 2026

    Confirmed by the mission captain (proposal self-audit).

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