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In Sp(2)\mathrm{Sp}(2)Sp(2), a loop of degree zero moves e1e_1e1​ along a null-homotopic loop in R2∖{0}\mathbb R^2\setminus\{0\}R2∖{0}

Proved
CauchyRiemannIndex.sp2Loop_vector_homotopic_of_rhoHat_degree_zero

by Mazecto · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

cauchy-riemannconley-zehnder-indexsymplectic-geometry

Let φ:[0,1]→Sp(2,R)=SL(2,R)\varphi:[0,1]\to\mathrm{Sp}(2,\mathbb R)=\mathrm{SL}(2,\mathbb R)φ:[0,1]→Sp(2,R)=SL(2,R) be a continuous loop with φ(0)=φ(1)=Id\varphi(0)=\varphi(1)=\mathrm{Id}φ(0)=φ(1)=Id, let ρ^:Sp(2n,R)→S1\hat\rho:\mathrm{Sp}(2n,\mathbb R)\to S^1ρ^​:Sp(2n,R)→S1 is the map ρ^(A)=det⁡CCA/∣det⁡CCA∣\hat\rho(A)=\det_{\mathbb C}C_A/|\det_{\mathbb C}C_A|ρ^​(A)=detC​CA​/∣detC​CA​∣, where CA=12(A−J0AJ0)C_A=\tfrac12(A-J_0AJ_0)CA​=21​(A−J0​AJ0​) is the complex linear part of AAA (Gutt, eq. (9)), and suppose that a continuous argument θ\thetaθ of ρ^∘φ\hat\rho\circ\varphiρ^​∘φ, i.e. ρ^(φ(t))=eiθ(t)\hat\rho(\varphi(t))=e^{i\theta(t)}ρ^​(φ(t))=eiθ(t), satisfies θ(1)=θ(0)\theta(1)=\theta(0)θ(1)=θ(0). Let e1=(1,0)∈R2e_1=(1,0)\in\mathbb R^2e1​=(1,0)∈R2. Then there is a continuous map H:[0,1]×[0,1]→R2∖{0}H:[0,1]\times[0,1]\to\mathbb R^2\setminus\{0\}H:[0,1]×[0,1]→R2∖{0} with

H(0,t)=φ(t)e1,H(1,t)=e1,H(s,0)=H(s,1)=e1.H(0,t)=\varphi(t)e_1,\qquad H(1,t)=e_1,\qquad H(s,0)=H(s,1)=e_1 .H(0,t)=φ(t)e1​,H(1,t)=e1​,H(s,0)=H(s,1)=e1​.

So for n=1n=1n=1 the vanishing of the Maslov index deg⁡(ρ^∘φ)\deg(\hat\rho\circ\varphi)deg(ρ^​∘φ) forces the orbit loop t↦φ(t)e1t\mapsto\varphi(t)e_1t↦φ(t)e1​ to be null-homotopic in R2∖{0}\mathbb R^2\setminus\{0\}R2∖{0} relative to e1e_1e1​. It is the two-dimensional input for the statement that the Maslov index is injective on π1(Sp(2n,R))\pi_1(\mathrm{Sp}(2n,\mathbb R))π1​(Sp(2n,R)) (Wendl, Lecture 3, §3.4).

Formalization Note. R2n×2n\mathbb R^{2n\times2n}R2n×2n is Mat n (real matrices indexed by Fin n ⊕ Fin n, first block qqq, second block ppp) and J0=(0−IdId0)J_0=\begin{pmatrix}0&-\mathrm{Id}\\ \mathrm{Id}&0\end{pmatrix}J0​=(0Id​−Id0​) is Matrix.J; IsSymplectic A is membership in Matrix.symplecticGroup. Vectors of R2n\mathbb R^{2n}R2n are functions Fin n ⊕ Fin n → ℝ and AvAvAv is A *ᵥ v. Here n=1n=1n=1, e1e_1e1​ is Pi.single (Sum.inl 0) 1, ρ^\hat\rhoρ^​ is rhoHat, and the argument condition is IsArgLift (fun t => rhoHat (φ t)) θ.

Preamble
import Definitions.Def_CauchyRiemannIndex_Setting
Formal statement
namespace CauchyRiemannIndex

open Matrix

/-- For a loop `φ` in `Sp(2)` based at `Id` along which `ρ̂` has degree zero, the loop
`t ↦ φ(t) e₁` is homotopic to the constant loop `e₁` through loops in `ℝ² ∖ {0}` based at `e₁`. -/
theorem sp2Loop_vector_homotopic_of_rhoHat_degree_zero
    (φ : C(unitInterval, Mat 1)) (hs : ∀ t, IsSymplectic (φ t)) (h0 : φ 0 = 1)
    (h1 : φ 1 = 1) (θ : unitInterval → ℝ) (hθ : IsArgLift (fun t => rhoHat (φ t)) θ)
    (hθ1 : θ 1 = θ 0) :
    ∃ H : C(unitInterval × unitInterval, Fin 1 ⊕ Fin 1 → ℝ),
      (∀ t, H (0, t) = φ t *ᵥ Pi.single (Sum.inl 0) 1) ∧
      (∀ t, H (1, t) = Pi.single (Sum.inl 0) 1) ∧ (∀ p, H p ≠ 0) ∧
      (∀ s, H (s, 0) = Pi.single (Sum.inl 0) 1) ∧ ∀ s, H (s, 1) = Pi.single (Sum.inl 0) 1 := by sorry

end CauchyRiemannIndex
Source
C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, Lecture 3, §3.4, p. 62 (Theorem 3.34 and the Maslov index of loops in Sp(2n)\mathrm{Sp}(2n)Sp(2n)); J. Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse 23 (2014), arXiv:1307.7239, §2 (the map ρ^\hat\rhoρ^​, eq. (9))

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