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Weighted normal Cauchy–Riemann operators with a winding window are bijective

Proved
FiniteEnergyPlane.crApply_bijective_of_window

by Mazecto · Nov 12, 2026 · Mathlib 0df444a (Lean v4.33.1)

elliptic-pdepseudoholomorphic-curvessymplectic-geometry

Let 2<p<∞2 < p < \infty2<p<∞. Let S∞:R→R2×2S_\infty : \mathbb{R} \to \mathbb{R}^{2\times 2}S∞​:R→R2×2 be a smooth symmetric loop (IsSymLoop, entries C∞C^\inftyC∞). Let δ∈R\delta \in \mathbb{R}δ∈R be a weight such that δ\deltaδ is not an eigenvalue of the asymptotic operator A∞=−J0∂t−S∞A_\infty = -J_0\partial_t - S_\inftyA∞​=−J0​∂t​−S∞​ on loops, every eigenvalue μ<δ\mu < \deltaμ<δ has eigenfunctions of winding ≤0\le 0≤0, and every eigenvalue μ>δ\mu > \deltaμ>δ has eigenfunctions of winding ≥1\ge 1≥1 (IsLoopEigen, HasLoopEigenWind). Let S:R2→R2×2S : \mathbb{R}^2 \to \mathbb{R}^{2\times 2}S:R2→R2×2 have C∞C^\inftyC∞ entries, satisfy S(s,t+1)=S(s,t)S(s, t+1) = S(s,t)S(s,t+1)=S(s,t), be exponentially asymptotic to S∞S_\inftyS∞​ at some rate d>0d > 0d>0 (IsExpAsymptoticTo S Sinf d), and be the pull-back of a smooth zero-order term on the plane (IsPlaneCoeff S). Let χ\chiχ be a smooth weight with χ′=π\chi' = \piχ′=π on (−∞,−1](-\infty, -1](−∞,−1] and χ′=δ\chi' = \deltaχ′=δ on [1,∞)[1, \infty)[1,∞) (IsSlopeWeight χ π δ).

Then the operator

Dw=∂sw+J0∂tw+(S(s,t)+χ′(s))wD w = \partial_s w + J_0 \partial_t w + \big(S(s,t) + \chi'(s)\big) wDw=∂s​w+J0​∂t​w+(S(s,t)+χ′(s))w

(crApply with zero-order term S+χ′ 1S + \chi'\,\mathbb{1}S+χ′1) is a bijection from W1,pW^{1,p}W1,p (W1p p 1) onto LpL^pLp (LpCyl 1 p) on the cylinder: if w∈W1,pw \in W^{1,p}w∈W1,p and Dw=0Dw = 0Dw=0 a.e., then w=0w = 0w=0; and every f∈Lpf \in L^pf∈Lp equals DwDwDw a.e. for some w∈W1,pw \in W^{1,p}w∈W1,p.

Role. After conjugation by eχe^{\chi}eχ this is the normal Cauchy–Riemann operator along a holomorphic plane, on the space of sections that vanish to first order at z=0z = 0z=0 and decay like eδse^{\delta s}eδs at ∞\infty∞. The winding window at δ\deltaδ is the condition under which it is an isomorphism.

Preamble
import Definitions.Def_FiniteEnergyPlane_TubeFamily
Formal statement
namespace FiniteEnergyPlane

open MeasureTheory Metric Filter Topology CauchyRiemannIndex
open scoped ContDiff ENNReal Real

/-- Let `p > 2`, `Sinf` a smooth symmetric loop with a winding window at `δ` (`δ` is not an
eigenvalue; eigenvalues below `δ` have winding `≤ 0`, those above have winding `≥ 1`), `S` a smooth
`1`-periodic coefficient exponentially asymptotic to `Sinf` that is the pull-back of a smooth
zero-order term on the plane, and `χ` a weight with slopes `π` and `δ`. Then
`∂ₛ + J₀ ∂ₜ + S + χ'(s)` is a bijection `W^{1,p} → L^p` on the cylinder. -/
theorem crApply_bijective_of_window (p : ℝ≥0∞) [Fact (1 ≤ p)] (hp : 2 < p) (hp' : p ≠ ⊤)
    (Sinf : ℝ → Mat 1) (hSinf : IsSymLoop Sinf) (hSinf' : ∀ i j, ContDiff ℝ ∞ (fun t => Sinf t i j))
    (δ : ℝ) (hδe : ∀ e, ¬ IsLoopEigen Sinf δ e)
    (hwin : ∀ (μ : ℝ) (k : ℤ), HasLoopEigenWind Sinf μ k → (μ < δ ∧ k ≤ 0) ∨ (δ < μ ∧ 1 ≤ k))
    (S : ℝ × ℝ → Mat 1) (hS : ∀ i j, ContDiff ℝ ∞ (fun x : ℝ × ℝ => S x i j))
    (hSper : ∀ s t : ℝ, S (s, t + 1) = S (s, t))
    (d : ℝ) (hd : 0 < d) (hSas : IsExpAsymptoticTo S Sinf d) (hA : IsPlaneCoeff S)
    (χ : ℝ → ℝ) (hχ : IsSlopeWeight χ π δ) :
    (∀ w ∈ W1p p 1, crApply (fun x => S x + deriv χ x.1 • (1 : Mat 1)) w =ᵐ[cylMeasure] 0 →
        w = 0) ∧
      ∀ f : LpCyl 1 p, ∃ w ∈ W1p p 1,
        (f : ℝ × ℝ → Vec 1) =ᵐ[cylMeasure] crApply (fun x => S x + deriv χ x.1 • (1 : Mat 1)) w := by
  sorry

end FiniteEnergyPlane
Source
Toward U. Hryniewicz, Fast finite-energy planes in symplectizations and applications, Trans. AMS 364 (2012), arXiv:0812.4076, Lemmas 6.10 and 6.20 (families of fast planes); operators in the setting of C. Wendl, Lectures on Holomorphic Curves in Symplectic and Contact Geometry, arXiv:1011.1690, Ch. 4

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