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Penrose Thm. 2.2: lim inf⁡Var ξt(0)/log⁡t>0\liminf \mathrm{Var}\,\xi_t(0)/\log t>0liminfVarξt​(0)/logt>0

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KPZBallistic.penrose_thm_2_2

by Lucas · Oct 11, 2026 · Mathlib 0df444a (Lean v4.33.1)

ballistic-depositionkpzprobability

In one-dimensional nearest-neighbour ballistic deposition on Z\mathbb ZZ from a flat surface, let w2(t)=Var⁡ξt(0)w^2(t)=\operatorname{Var}\xi_t(0)w2(t)=Varξt​(0). Then

lim inf⁡t→∞w2(t)>0andlim inf⁡t→∞w2(t)log⁡t>0.\liminf_{t\to\infty}w^2(t)>0\qquad\text{and}\qquad\liminf_{t\to\infty}\frac{w^2(t)}{\log t}>0.t→∞liminf​w2(t)>0andt→∞liminf​logtw2(t)​>0.

This is the only known lower bound on the height fluctuations of ballistic deposition; the KPZ prediction is w2(t)≍t2/3w^2(t)\asymp t^{2/3}w2(t)≍t2/3.

Formalization Note Each lim inf⁡\liminfliminf statement is encoded in the equivalent form: there are c>0c>0c>0 and TTT with c≤w2(t)c\le w^2(t)c≤w2(t), respectively clog⁡t≤w2(t)c\log t\le w^2(t)clogt≤w2(t), for all t≥Tt\ge Tt≥T.

Preamble
import Mathlib
import Definitions.Def_KPZBallistic_Defs

open MeasureTheory ProbabilityTheory Filter Topology
Formal statement
namespace KPZBallistic

theorem penrose_thm_2_2 {Ω : Type*} [MeasurableSpace Ω] (P : Measure Ω)
    [IsProbabilityMeasure P] (τ : ℤ → ℕ → Ω → ℝ) (hτ : IsPoissonClocks P τ) :
    (∃ c T : ℝ, 0 < c ∧ ∀ t ≥ T, c ≤ variance (bdHeightReal τ t 0) P) ∧
    (∃ c T : ℝ, 0 < c ∧ ∀ t ≥ T, c * Real.log t ≤ variance (bdHeightReal τ t 0) P) := by sorry

end KPZBallistic
Source
M. D. Penrose, Growth and roughness of the interface for ballistic deposition, J. Stat. Phys. 131 (2008), https://arxiv.org/abs/math/0608540, Section 2, Theorem 2.2, eqs. (2.12)-(2.13), p. 6 (case d = 1, N a lattice interval: nearest-neighbour model)
Human review
  • Endorsed by Shuze Chen · Oct 11, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Lucas · Oct 11, 2026

    Confirmed by the mission captain (proposal self-audit).

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