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For u ∉ Q̄, c ≠ 0 and h ∉ Q̄: if 1, u, u⁻¹ lie in the Q̄-span of c, ch, ch², ck, chk, then u is a root of a non-zero quadratic over Q̄[h]

Proved
DiazModulus.quadratic_over_ratio_of_mem_progression_pair_span

by carlok · Oct 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ and c,h,k∈Cc, h, k \in \mathbb{C}c,h,k∈C with c≠0c \neq 0c=0, and suppose 1,u,u−11, u, u^{-1}1,u,u−1 lie in the Q‾\overline{\mathbb{Q}}Q​-span of c,ch,ch2,ck,chkc, ch, ch^2, ck, chkc,ch,ch2,ck,chk. If h∉Q‾h \notin \overline{\mathbb{Q}}h∈/Q​, there are A,B,C∈Q‾[X]A, B, C \in \overline{\mathbb{Q}}[X]A,B,C∈Q​[X], not all zero, with A(h)u2+B(h)u+C(h)=0A(h)u^2 + B(h)u + C(h) = 0A(h)u2+B(h)u+C(h)=0.

A configuration (1,h)⊗Y(1, h) \otimes Y(1,h)⊗Y whose products span a five-dimensional W⊇Q‾+Q‾u+Q‾u−1W \supseteq \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}u^{-1}W⊇Q​+Q​u+Q​u−1 gives, after normalisation, W=c⋅span(1,h,h2,k,hk)W = c\cdot\mathrm{span}(1, h, h^2, k, hk)W=c⋅span(1,h,h2,k,hk) (research notes R12, Q1; not formalised). So no such configuration has a ratio of degree 333 or more.

Proof. Unpacking the three memberships gives 1=c(a0(h)+k b0(h))1 = c(a_0(h) + k\,b_0(h))1=c(a0​(h)+kb0​(h)), u=c(a1(h)+k b1(h))u = c(a_1(h) + k\,b_1(h))u=c(a1​(h)+kb1​(h)) and u−1=c(a2(h)+k b2(h))u^{-1} = c(a_2(h) + k\,b_2(h))u−1=c(a2​(h)+kb2​(h)) with ai,bi∈Q‾[X]a_i, b_i \in \overline{\mathbb{Q}}[X]ai​,bi​∈Q​[X]: three vectors in the two-dimensional Q‾(h)\overline{\mathbb{Q}}(h)Q​(h)-span of ccc and ckckck. Write Dij=aibj−ajbiD_{ij} = a_ib_j - a_jb_iDij​=ai​bj​−aj​bi​. If D01≠0D_{01} \neq 0D01​=0, the identity D12 w0−D02 w1+D01 w2=0D_{12}\,w_0 - D_{02}\,w_1 + D_{01}\,w_2 = 0D12​w0​−D02​w1​+D01​w2​=0 for wi=ai(h)+k bi(h)w_i = a_i(h) + k\,b_i(h)wi​=ai​(h)+kbi​(h), together with uu−1=1uu^{-1} = 1uu−1=1, gives (A,B,C)=(−D02,D12,D01)(A, B, C) = (-D_{02}, D_{12}, D_{01})(A,B,C)=(−D02​,D12​,D01​). If D01=0D_{01} = 0D01​=0, then a0(h)u=a1(h)a_0(h)u = a_1(h)a0​(h)u=a1​(h) and b0(h)u=b1(h)b_0(h)u = b_1(h)b0​(h)u=b1​(h), and a0a_0a0​ or b0b_0b0​ is non-zero (otherwise 1=01 = 01=0), which gives a relation of degree one. Only u≠0u \neq 0u=0 is used; h∉Q‾h \notin \overline{\mathbb{Q}}h∈/Q​ makes the relation non-trivial as an equation in uuu.

Novelty. Not found in the sources read; it is short.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem quadratic_over_ratio_of_mem_progression_pair_span
    (u : ℂ) (hu : u ∉ Qbar) (c h k : ℂ) (hc : c ≠ 0) (hh : h ∉ Qbar)
    (h1 : (1 : ℂ) ∈ Submodule.span Qbar ({c, c * h, c * h ^ 2, c * k, c * h * k} : Set ℂ)) (hu1 : u ∈ Submodule.span Qbar ({c, c * h, c * h ^ 2, c * k, c * h * k} : Set ℂ)) (hui : u⁻¹ ∈ Submodule.span Qbar ({c, c * h, c * h ^ 2, c * k, c * h * k} : Set ℂ)) :
    ∃ A B C : Polynomial ↥Qbar, (A ≠ 0 ∨ B ≠ 0 ∨ C ≠ 0) ∧
      Polynomial.aeval h A * u ^ 2 + Polynomial.aeval h B * u + Polynomial.aeval h C = 0 := by
  sorry

end DiazModulus
Source
Not found in the sources read. R14 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 14 October 2026 (C. Perassi).

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