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For a real Laurent polynomial f in u/s of width k: if k ≥ 3, or k = 2 and f(−λ̄) ≠ 0, the real pencil space W(λ, f) contains none of u², ū², 1/(u − b)

Proved
DiazModulus.laurent_real_pencil_space_excludes_squares_and_reciprocals

by carlok · Oct 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ and let s∈Q‾s \in \overline{\mathbb{Q}}s∈Q​ be real with s2=uuˉs^2 = u\bar us2=uuˉ (so uˉ=s2/u\bar u = s^2/uuˉ=s2/u; with v=u/sv = u/sv=u/s, conjugation acts as v↦1/vv \mapsto 1/vv↦1/v on coefficients). Let λ∈Q‾\lambda \in \overline{\mathbb{Q}}λ∈Q​ with ∣λ∣=1|\lambda| = 1∣λ∣=1, and let f=∑∣j∣≤kcj(u/s)jf = \sum_{|j| \le k} c_j (u/s)^jf=∑∣j∣≤k​cj​(u/s)j with cj∈Q‾c_j \in \overline{\mathbb{Q}}cj​∈Q​, c−j=cˉjc_{-j} = \bar c_jc−j​=cˉj​ and ck≠0c_k \neq 0ck​=0 (so fff is real). Let W(λ,f)W(\lambda, f)W(λ,f) be the \overline{\mathbb{Q}}-span of 1,u,uˉ,f,f/(s+λu)1, u, \bar u, f, f/(s + \lambda u)1,u,uˉ,f,f/(s+λu), and write f(−λˉ)f(-\bar\lambda)f(−λˉ) for ∑jcj(−λˉ)j\sum_j c_j(-\bar\lambda)^j∑j​cj​(−λˉ)j, the value at v=−λˉv = -\bar\lambdav=−λˉ (the pole of f/(s+λu)f/(s + \lambda u)f/(s+λu)). Suppose the five numbers are free, and that k≥3k \geq 3k≥3, or k=2k = 2k=2 and f(−λˉ)≠0f(-\bar\lambda) \neq 0f(−λˉ)=0. Then W(λ,f)W(\lambda, f)W(λ,f) contains none of u2u^2u2, uˉ2\bar u^2uˉ2 and 1/(u−b)1/(u - b)1/(u−b) for non-zero b∈Q‾b \in \overline{\mathbb{Q}}b∈Q​.

Proof. Put v=u/sv = u/sv=u/s (transcendental) and P(X)=∑jcjXj+kP(X) = \sum_j c_jX^{j+k}P(X)=∑j​cj​Xj+k, so vkf=P(v)v^kf = P(v)vkf=P(v), deg⁡P=2k\deg P = 2kdegP=2k, P(0)=c−k≠0P(0) = c_{-k} \neq 0P(0)=c−k​=0. A membership t=a1+a2u+a3uˉ+a4f+a5gt = a_1 + a_2u + a_3\bar u + a_4f + a_5gt=a1​+a2​u+a3​uˉ+a4​f+a5​g, multiplied by N(v) s vk(1+λv)N(v)\,s\,v^k(1 + \lambda v)N(v)svk(1+λv) (N=1N = 1N=1 for u2u^2u2 and uˉ2\bar u^2uˉ2, N=sX−bN = sX - bN=sX−b for 1/(u−b)1/(u - b)1/(u−b)), is an identity TTT in \overline{\mathbb{Q}}[X][X][X]. Its degree forces a4=0a_4 = 0a4​=0, except for u2u^2u2 at k=2k = 2k=2. At X=0X = 0X=0 it gives N(0)(a4s+a5)c−k=T(0)N(0)(a_4s + a_5)c_{-k} = T(0)N(0)(a4​s+a5​)c−k​=T(0), and T(0)=0T(0) = 0T(0)=0 except for uˉ2\bar u^2uˉ2 at k=2k = 2k=2. For k=2k = 2k=2, at X=−λˉX = -\bar\lambdaX=−λˉ the factor 1+λX1 + \lambda X1+λX vanishes and a5P(−λˉ)=0a_5P(-\bar\lambda) = 0a5​P(−λˉ)=0, with P(−λˉ)=λˉ2f(−λˉ)≠0P(-\bar\lambda) = \bar\lambda^2f(-\bar\lambda) \neq 0P(−λˉ)=λˉ2f(−λˉ)=0. In every case a4=a5=0a_4 = a_5 = 0a4​=a5​=0, and t∈Q‾+Q‾u+Q‾uˉt \in \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}\bar ut∈Q​+Q​u+Q​uˉ is refuted by a cubic in uuu.

Novelty. Not found in the sources read; it is short.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem laurent_real_pencil_space_excludes_squares_and_reciprocals
    (u s : ℂ) (hu : u ∉ Qbar) (hs : s ∈ Qbar) (hsr : conj s = s) (hss : s * s = u * conj u)
    (lam : ℂ) (hlam : lam ∈ Qbar) (hlam1 : lam * conj lam = 1) (k : ℕ) (c : ℤ → ℂ)
    (hc : ∀ j, c j ∈ Qbar) (hcs : ∀ j, c (-j) = conj (c j)) (hck : c k ≠ 0)
    (hk : 3 ≤ k ∨ (k = 2 ∧ (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (-conj lam) ^ j) ≠ 0)) (hind : LinearIndependent (↥Qbar) ![1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j) / (s + lam * u)]) :
    u ^ 2 ∉ Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j) / (s + lam * u)} : Set ℂ) ∧
      conj u ^ 2 ∉ Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j) / (s + lam * u)} : Set ℂ) ∧
      ∀ b ∈ Qbar, b ≠ 0 → (u - b)⁻¹ ∉ Submodule.span Qbar ({1, u, conj u, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j), (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * (u / s) ^ j) / (s + lam * u)} : Set ℂ) := by
  sorry

end DiazModulus
Source
Not found in the sources read. R14 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 14 October 2026 (C. Perassi).

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