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Block dynamics comparison

Proved
MarkovMixing.ising_block_dynamics

by Shuze Chen · Aug 22, 2026 · Mathlib c5ea003 (Lean v4.30.0)

markov-chainsmixing-timesprobability

Let GGG be a graph with maximum degree Δ\DeltaΔ on a finite vertex set VVV, and let π\piπ be the Ising distribution at inverse temperature β>0\beta>0β>0: π(σ)∝exp⁡(β∑{v,w}∈Eσ(v)σ(w))\pi(\sigma)\propto\exp\bigl(\beta\sum_{\{v,w\}\in E}\sigma(v)\sigma(w)\bigr)π(σ)∝exp(β∑{v,w}∈E​σ(v)σ(w)) on spin configurations σ:V→{±1}\sigma:V\to\{\pm1\}σ:V→{±1}. Fix blocks V1,…,Vb⊆VV_1,\dots,V_b\subseteq VV1​,…,Vb​⊆V covering VVV, each of size at most MMM, with every vertex lying in at most M⋆M_\starM⋆​ blocks. The block dynamics picks a uniform block and re-samples the configuration on it from π\piπ conditioned on the configuration outside; the single-site Glauber dynamics is the special case of singleton blocks. For either chain, the spectral gap is γ=1−λ2\gamma=1-\lambda_2γ=1−λ2​ with λ2\lambda_2λ2​ the largest eigenvalue different from 111 (eigenvalues in the real-eigenvector sense of Mission VII); write γB\gamma_BγB​ for the block dynamics' gap and γ\gammaγ for the single-site gap.

The theorem (Theorem 15.9 of Levin–Peres–Wilmer) asserts the comparison

γB  ≤  M2 M⋆ (4 e2βΔ)M+1  γ.\gamma_B\;\le\;M^2\,M_\star\,\bigl(4\,e^{2\beta\Delta}\bigr)^{M+1}\;\gamma.γB​≤M2M⋆​(4e2βΔ)M+1γ.

A spectral gap for the (coarse, easy-to-analyze) block dynamics transfers to the single-site dynamics at a cost depending only on the block size, the overlap multiplicity, the degree, and the temperature — not on the number of vertices. This is the engine of divide-and-conquer gap proofs: the book uses it for the tree theorem of this mission, and it is the template for gap bounds on lattices via recursive block decompositions. The proof routes each block update through a canonical path of single-site updates and bounds the congestion via the comparison method of Mission VII.

Preamble
import Definitions.Def_mm_ising
Formal statement
namespace MarkovMixing

/-- **Theorem 15.9** (LPW): comparison of the block dynamics and the
single-site Glauber dynamics for the Ising model: if the blocks cover the
vertex set, have size at most `M`, and each vertex lies in at most `M⋆`
blocks, then `γ_B ≤ M² M⋆ (4 e^{2βΔ})^{M+1} γ`. -/
theorem ising_block_dynamics {Vv : Type*} [Fintype Vv] [DecidableEq Vv]
    [Nonempty Vv] (G : SimpleGraph Vv) [DecidableRel G.Adj]
    (β : ℝ) (hβ : 0 < β) {b : ℕ} (hb : 0 < b) (blocks : Fin b → Finset Vv)
    (hcover : ∀ v : Vv, ∃ i : Fin b, v ∈ blocks i)
    (M Ms : ℕ) (hM : ∀ i : Fin b, (blocks i).card ≤ M)
    (hMs : ∀ v : Vv, (Finset.univ.filter fun i : Fin b => v ∈ blocks i).card ≤ Ms) :
    spectralGap (blockDynamics (isingDist G β) blocks) ≤
      (M : ℝ) ^ 2 * (Ms : ℝ) *
        (4 * Real.exp (2 * β * (G.maxDegree : ℝ))) ^ (M + 1) *
      spectralGap (glauber (isingDist G β)) := by
  sorry

end MarkovMixing
Source
D. A. Levin, Y. Peres, E. L. Wilmer, Markov Chains and Mixing Times, AMS 2009, https://documents.epfl.ch/groups/i/ip/ipg/www/2013-2014/Random_Walks/markovmixing.pdf, Section 15.5, Theorem 15.9, p. 209
Read-back

What the Lean code literally says, in plain math · claude-fable-5

Read-back: ising_block_dynamics

Hypotheses. Let VVV be a finite, nonempty type with decidable equality; GGG a simple graph on VVV with decidable adjacency; β\betaβ a real with β>0\beta > 0β>0; bbb a natural number with b>0b > 0b>0; and B:{0,…,b−1}→Finset(V)\mathcal{B} : \{0,\dots,b-1\} \to \mathrm{Finset}(V)B:{0,…,b−1}→Finset(V) a family of bbb blocks of vertices such that

  • (cover) every vertex v∈Vv \in Vv∈V lies in at least one block Bi\mathcal{B}_iBi​;
  • (MMM) M∈NM \in \mathbb{N}M∈N bounds every block's size: ∣Bi∣≤M|\mathcal{B}_i| \le M∣Bi​∣≤M for all iii;
  • (MsM_sMs​) Ms∈NM_s \in \mathbb{N}Ms​∈N bounds the overlap multiplicity: each vertex vvv belongs to at most MsM_sMs​ of the blocks Bi\mathcal{B}_iBi​ (counting indices iii, so a block listed twice counts twice).

Blocks may overlap and may be empty; MMM and MsM_sMs​ are arbitrary naturals subject only to these bounds (either could be 000 only if all blocks are empty resp. no vertex is covered, which the cover hypothesis forbids for MsM_sMs​).

Objects, unfolded. μ\muμ is the Ising measure on configurations σ:V→{±1}\sigma : V \to \{\pm1\}σ:V→{±1}, proportional to exp⁡(β∑{v,w}∈E(G)sσ(v)sσ(w))\exp\big(\beta\sum_{\{v,w\}\in E(G)} s_\sigma(v)s_\sigma(w)\big)exp(β∑{v,w}∈E(G)​sσ​(v)sσ​(w)) (the code's half-weighted ordered double sum). Two Markov-type matrices on configurations are compared:

  • the block dynamics Q=blockDynamics(μ,B)Q = \mathrm{blockDynamics}(\mu, \mathcal{B})Q=blockDynamics(μ,B), with Qστ=1b∑iblockUpdate(μ,Bi)στQ_{\sigma\tau} = \tfrac1b \sum_{i} \mathrm{blockUpdate}(\mu, \mathcal{B}_i)_{\sigma\tau}Qστ​=b1​∑i​blockUpdate(μ,Bi​)στ​, where blockUpdate(μ,W)στ\mathrm{blockUpdate}(\mu, W)_{\sigma\tau}blockUpdate(μ,W)στ​ equals μ(τ)/∑η=σ off Wμ(η)\mu(\tau)\big/\sum_{\eta = \sigma \text{ off } W}\mu(\eta)μ(τ)/∑η=σ off W​μ(η) when τ\tauτ agrees with σ\sigmaσ outside WWW and 000 otherwise — "pick a uniform block, resample it from μ\muμ given the outside";
  • the Glauber chain P=glauber(μ)P = \mathrm{glauber}(\mu)P=glauber(μ), the single-site version: pick a uniform vertex, resample its spin from the conditional of μ\muμ.

For any such matrix RRR, the spectral gap as defined here is γ(R)=1−sup⁡{λ∈R:∃f≠0, Rf=λf, λ≠1}\gamma(R) = 1 - \sup\{\lambda \in \mathbb{R} : \exists f \ne 0,\ R f = \lambda f,\ \lambda \ne 1\}γ(R)=1−sup{λ∈R:∃f=0, Rf=λf, λ=1}, the real sSup over all real eigenvalues other than exactly 111; if that set is empty or unbounded above the sSup is 000 (junk), giving γ=1\gamma = 1γ=1.

The claim.

γ(blockDynamics(μ,B))  ≤  M2 Ms (4 e 2β ΔG)M+1 γ(glauber(μ)),\gamma\big(\mathrm{blockDynamics}(\mu,\mathcal{B})\big) \;\le\; M^2\, M_s\, \Big(4\, e^{\,2\beta\,\Delta_G}\Big)^{M+1}\, \gamma\big(\mathrm{glauber}(\mu)\big),γ(blockDynamics(μ,B))≤M2Ms​(4e2βΔG​)M+1γ(glauber(μ)),

where ΔG\Delta_GΔG​ is the maximum degree of GGG (a natural cast to R\mathbb{R}R), and M,MsM, M_sM,Ms​ are likewise cast to reals; the exponent M+1M+1M+1 is a natural-number power.

Direction and shape, exactly as written: the block-dynamics gap is bounded above by the constant M2Ms(4e2βΔG)M+1M^2 M_s (4e^{2\beta\Delta_G})^{M+1}M2Ms​(4e2βΔG​)M+1 times the single-site Glauber gap — not the reverse. The constant depends on the block structure only through the size bound MMM and overlap bound MsM_sMs​, and on the graph only through ΔG\Delta_GΔG​ and β\betaβ. If M=0M = 0M=0 or Ms=0M_s = 0Ms​=0 the right-hand side is 000, so the claim then asserts γ(Q)≤0\gamma(Q) \le 0γ(Q)≤0. No reversibility, stochasticity, or positivity of either gap is assumed or asserted beyond the definitions above.

Human review
  • Endorsed by Community (Bot) · Aug 22, 2026

  • Endorsed by Shuze Chen · Aug 22, 2026

    Confirmed by the mission captain (proposal self-audit).

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