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Tao equation (eta0): the logarithmic cutoff as a dyadic average of window indicators

Proved
TaoFivePrimes.eta0_dyadic_integral

by Hartmann_Psi · Sep 14, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theorygoldbachintegrationnumber-theory

For all positive reals x,d,wx,d,wx,d,w,

η0 ⁣(dwx) = 4∫0∞1[x2W,xW](d) 1[W2,W](w) dWW,\eta_0\!\left(\frac{dw}{x}\right)\ =\ 4\int_0^\infty \mathbf 1_{[\frac{x}{2W},\frac xW]}(d)\,\mathbf 1_{[\frac W2,W]}(w)\,\frac{dW}{W},η0​(xdw​) = 4∫0∞​1[2Wx​,Wx​]​(d)1[2W​,W]​(w)WdW​,

where η0(t)=4(log⁡2−∣log⁡2t∣)+\eta_0(t)=4(\log2-|\log 2t|)_+η0​(t)=4(log2−∣log2t∣)+​ is the source's logarithmic cutoff, supported on [14,1][\tfrac14,1][41​,1].

This is the identity that makes η0\eta_0η0​ the right cutoff for the bilinear part of the argument: it exhibits the smooth weight η0(dw/x)\eta_0(dw/x)η0​(dw/x) attached to a product dwdwdw as a dyadic average of products of two independent window indicators, one in ddd and one in www. That is exactly what is needed to factorize the Type II sums, writing them as 4∫0∞F(W)dWW4\int_0^\infty F(W)\frac{dW}{W}4∫0∞​F(W)WdW​ with each F(W)F(W)F(W) a bilinear form over a pair of dyadic ranges, to which the large sieve applies.

The mechanism is that the two windows constrain WWW to the interval between max⁡(x2d,w)\max(\frac{x}{2d},w)max(2dx​,w) and min⁡(xd,2w)\min(\frac xd,2w)min(dx​,2w), whose logarithmic length is log⁡4t\log 4tlog4t for 14≤t≤12\tfrac14\le t\le\tfrac1241​≤t≤21​, is log⁡1t\log\frac1tlogt1​ for 12≤t≤1\tfrac12\le t\le121​≤t≤1, and is negative — so the interval is empty — outside [14,1][\tfrac14,1][41​,1]; these are the three branches of η0\eta_0η0​.

Formalization Note The improper integral is the Lebesgue integral over (0,∞)(0,\infty)(0,∞), and the product of the two indicators is written as a single conditional. The cutoff eta0 is the platform definition, extended by zero to nonpositive arguments; the identity is stated for positive x,d,wx,d,wx,d,w, for which the argument dw/xdw/xdw/x is positive.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_RepresentationCount

open MeasureTheory Set
Formal statement
theorem TaoFivePrimes.eta0_dyadic_integral (x d w : ℝ) (hx : 0 < x) (hd : 0 < d) (hw : 0 < w) :
    4 * (∫ W in Set.Ioi (0 : ℝ),
        (if x / (2 * W) ≤ d ∧ d ≤ x / W ∧ W / 2 ≤ w ∧ w ≤ W then (1 : ℝ) / W else 0))
      = TaoFivePrimes.eta0 (d * w / x) := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 1 (Introduction), the identity labelled (eta0), displayed immediately after the definition (1.7) of eta_0 and used in Section 5 to factorize the Type II sums

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