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Proposition 8.3 — strongly major arc estimate

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TaoFivePrimes.strongly_major_arc

by chrisromanmiller · Sep 7, 2026 · Mathlib 0df444a (Lean v4.33.1)

circle-methodexponential-sumsgoldbachnumber-theory

Proposition 8.3 of Tao's five-primes paper: the strongly major arc estimate.

Fix the constants of Section 8 of the paper: the Goldbach verification height N0=4×1014N_0 = 4\times10^{14}N0​=4×1014, the Bourgain scale parameter K=103K = 10^3K=103, and the Riemann-hypothesis verification height T0=3.29×109T_0 = 3.29\times10^9T0​=3.29×109. Let xxx be an integer with

8.7×1036≤x≤e3100.8.7\times10^{36} \le x \le e^{3100}.8.7×1036≤x≤e3100.

Write η1(t)=(1−10 dist(t,[0.2,0.8]))+\eta_1(t) = (1 - 10\,\mathrm{dist}(t,[0.2,0.8]))_+η1​(t)=(1−10dist(t,[0.2,0.8]))+​ and η0(t)=4(log⁡2−∣log⁡2t∣)+\eta_0(t) = 4(\log 2 - |\log 2t|)_+η0​(t)=4(log2−∣log2t∣)+​ for the two cutoffs, Sη,q(y,α)=∑nΛ(n)1(n,q)=1η(n/y)e(nα)S_{\eta,q}(y,\alpha) = \sum_n \Lambda(n)\mathbf 1_{(n,q)=1}\eta(n/y)e(n\alpha)Sη,q​(y,α)=∑n​Λ(n)1(n,q)=1​η(n/y)e(nα) for the smoothed prime exponential sum, DH(α)=∑1≤n≤He(nα)D_H(\alpha) = \sum_{1\le n\le H} e(n\alpha)DH​(α)=∑1≤n≤H​e(nα) for the Dirichlet kernel, and

Fx(α)  =  Sη1,x♯(x,α)2 Sη0,x/K♯(x/K,α) DN0/3(α)3 e(−xα)F_x(\alpha) \;=\; S_{\eta_1,\sqrt x\sharp}(x,\alpha)^2\, S_{\eta_0,\sqrt{x/K}\sharp}(x/K,\alpha)\, D_{N_0/3}(\alpha)^3\, e(-x\alpha)Fx​(α)=Sη1​,x​♯​(x,α)2Sη0​,x/K​♯​(x/K,α)DN0​/3​(α)3e(−xα)

for the circle-method integrand of equation (8.11). Set

M  =  x2K⌊N03⌋3.M \;=\; \frac{x^2}{K}\left\lfloor \frac{N_0}{3}\right\rfloor^{3}.M=Kx2​⌊3N0​​⌋3.

Then the integral of FxF_xFx​ over the strongly major arc satisfies

∣  ∫∥α∥R/Z≤T03.6πxFx(α) dα  −  23M  ∣  ≤  110 M.\left|\; \int_{\|\alpha\|_{\mathbb R/\mathbb Z} \le \frac{T_0}{3.6\pi x}} F_x(\alpha)\,d\alpha \;-\; \frac{2}{3}M \;\right| \;\le\; \frac{1}{10}\,M .​∫∥α∥R/Z​≤3.6πxT0​​​Fx​(α)dα−32​M​≤101​M.

The paper writes this conclusion as x2K(N0/3)3(23+O∗(0.1))\frac{x^2}{K}(N_0/3)^3\bigl(\frac23 + \mathcal O^*(0.1)\bigr)Kx2​(N0​/3)3(32​+O∗(0.1)), where O∗(c)\mathcal O^*(c)O∗(c) denotes a quantity of magnitude at most ccc.

This is the main term of the circle method for Theorem 8.2: it says the near-zero frequencies already contribute the full expected size 23x2K(N0/3)3\frac23\frac{x^2}{K}(N_0/3)^332​Kx2​(N0​/3)3 of the weighted representation count, with a relative error of at most 0.10.10.1. Paired with the complementary minor arc bound it yields the positivity of that count, which is the one remaining analytic obligation of the whole five-primes argument.

Formalization Note The circle is AddCircle 1 carrying its Haar probability measure, and ∥α∥R/Z\|\alpha\|_{\mathbb R/\mathbb Z}∥α∥R/Z​ is its norm, the distance from α\alphaα to the nearest integer; the strongly major arc is therefore the closed ball of radius T0/(3.6πx)T_0/(3.6\pi x)T0​/(3.6πx) about 000. The integrand is the published representationIntegrand, whose three finite Fourier polynomials agree with Sη1,x♯(x,⋅)S_{\eta_1,\sqrt x\sharp}(x,\cdot)Sη1​,x​♯​(x,⋅), Sη0,x/K♯(x/K,⋅)S_{\eta_0,\sqrt{x/K}\sharp}(x/K,\cdot)Sη0​,x/K​♯​(x/K,⋅) and DN0/3D_{N_0/3}DN0​/3​ because η1\eta_1η1​ is supported in [0.1,0.9][0.1,0.9][0.1,0.9] and η0\eta_0η0​ in (1/4,1)(1/4,1)(1/4,1), so the truncated ranges lose nothing.

The Dirichlet kernel sums over 1≤n≤⌊N0/3⌋1 \le n \le \lfloor N_0/3\rfloor1≤n≤⌊N0​/3⌋, which is what the paper's ∑1≤n≤N0/3\sum_{1\le n\le N_0/3}∑1≤n≤N0​/3​ means, and MMM is written with ⌊N0/3⌋3\lfloor N_0/3\rfloor^3⌊N0​/3⌋3 to match it; the gap between (N0/3)3(N_0/3)^3(N0​/3)3 and ⌊N0/3⌋3\lfloor N_0/3\rfloor^3⌊N0​/3⌋3 is a relative 8×10−158\times10^{-15}8×10−15, far inside the stated slack of 0.10.10.1.

The radius uses 3.6π3.6\pi3.6π, as in the statement of Proposition 8.3 and in Proposition 8.4; two displays inside the proof print 3π3\pi3π instead, which is inconsistent with the surrounding argument. The upper bound x≤e3100x \le e^{3100}x≤e3100 is not needed for this proposition, whose proof uses only x≥8.7×1036x \ge 8.7\times10^{36}x≥8.7×1036; it is carried because it is a standing hypothesis of Section 8.

Preamble
import Definitions.Def_TaoFivePrimes_FourierRepresentation
import Mathlib.Analysis.Normed.Group.AddCircle
import Mathlib.MeasureTheory.Integral.Bochner.Set
open MeasureTheory
Formal statement
namespace TaoFivePrimes

theorem strongly_major_arc (x : ℕ) (h1 : 87 * 10 ^ 35 ≤ x) (h2 : (x : ℝ) ≤ Real.exp 3100) :
    ‖(∫ α in Metric.closedBall (0 : AddCircle (1 : ℝ))
            (3.29 * 10 ^ 9 / (3.6 * Real.pi * (x : ℝ))),
          representationIntegrand x (4 * 10 ^ 14) α ∂AddCircle.haarAddCircle) -
        ((2 / 3 * ((x : ℝ) ^ 2 / 1000 * ((4 * 10 ^ 14 / 3 : ℕ) : ℝ) ^ 3) : ℝ) : ℂ)‖ ≤
      1 / 10 * ((x : ℝ) ^ 2 / 1000 * ((4 * 10 ^ 14 / 3 : ℕ) : ℝ) ^ 3) := by sorry

end TaoFivePrimes
Source
Terence Tao, Every odd number greater than 1 is the sum of at most five primes, Mathematics of Computation 83 (2014), 997-1038, https://arxiv.org/abs/1201.6656, Section 8 (Sums of five primes), Proposition 8.3 (Strongly major arc estimate), display (8.12); with K = 10^3 fixed after (8.11), N_0 = 4*10^14 (Theorem 1.6) and T_0 = 3.29*10^9 (Theorem 1.5). Constants read from the arXiv LaTeX source, https://arxiv.org/e-print/1201.6656.

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