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Theorem 8 / Eq.(48): channel asymptotic equipartition property

Open
QAlgorithms.Papers.Independent.Intakethird100.P65.channel_aep

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

All systems have finite positive dimension and fixed computational bases. Matrix order is Loewner order and logarithms are base two.

For every CPTP channel N:A′→B\mathcal N:A'\to BN:A′→B, let I(N)I(\mathcal N)I(N) be the maximum state mutual information over all purified input density matrices, including singular ones. Then

lim⁡ε↓0lim⁡n→∞1nImax⁡ε(N⊗n)=I(N).\lim_{\varepsilon\downarrow0}\lim_{n\to\infty}\frac1n I_{\max}^{\varepsilon}(\mathcal N^{\otimes n})=I(\mathcal N).ε↓0lim​n→∞lim​n1​Imaxε​(N⊗n)=I(N).

The inner limits exist for every 0<ε<10<\varepsilon<10<ε<1, and the outer limit approaches zero from above. A maximizing input density for I(N)I(\mathcal N)I(N) exists. This is the channel asymptotic equipartition property.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P65
Formal statement
noncomputable section

open Filter QAlgorithms

open scoped BigOperators Matrix ComplexConjugate ComplexOrder Topology

namespace QAlgorithms.Papers.Independent.Intakethird100.P65

attribute [local instance] Classical.propDecidable Classical.decEq

open QAlgorithms.Papers.Independent.Dependency50.P09 (transposeBob)

open QAlgorithms.Papers.Independent.Dependency50.P35 (maxRelative)

open QAlgorithms.Papers.Independent.Independent2.P01 (dampingKraus damping)

open QAlgorithms.Papers.Independent.Gap48.P33 (phaseFlipChannel)

open QAlgorithms.Papers.Independent.Information100.P06 (Below)

open QAlgorithms.Papers.Independent.Information100.P34 (choi)

open QAlgorithms.Papers.Independent.Information100.P62 (Stochastic)

open QAlgorithms.Papers.Independent.Information100.P63 (Mat)

open QAlgorithms.Papers.Independent.Information100.P67 (IsSubnormalized purifiedDistance)

open QAlgorithms.Papers.Independent.Information100.P69 (replacer permute)

open QAlgorithms.Papers.Independent.Information100.P71 (diamond channelPower channelRelative)

open QAlgorithms.Papers.Independent.Support50.P39 (quantumMutualInformation)

variable {A B C D R : Type} [Fintype A] [DecidableEq A]
  [Fintype B] [DecidableEq B] [Fintype C] [DecidableEq C]
  [Fintype D] [DecidableEq D] [Fintype R] [DecidableEq R]

variable [Nonempty A] [Nonempty B] [Nonempty C] [Nonempty D] [Nonempty R]

/-- Theorem 8, Eq.(48), PDF pp.11--12: successive limits in the printed order,
with existence of the inner limits. No full-rank restriction on the optimizer. -/
theorem channel_aep (N : Superop A B) (hN : IsChannel N) :
    IteratedLimit (fun e n => smoothChannelInfo (channelPower N n) e / n)
      (channelMutualInfo N) ∧
    (∃ rho : Mat A, IsDensityMatrix rho ∧
      quantumMutualInformation (idTensorSuperop N (purify rho)) = channelMutualInfo N) := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P65

end
Source
Quantum Channel Simulation and the Channel's Smooth Max-Information, arXiv:1807.05354v2, PDF p. 11, Theorem 8 / Eq.(48): channel asymptotic equipartition property
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What the Lean code literally says, in plain math · gpt-6.1-sol

For finite index types A,BA,BA,B, with decidable equality, let N:A→BN:A\to BN:A→B be a channel, meaning a finite Kraus sum with ∑iKi†Ki=IA\sum_iK_i^\dagger K_i=I_A∑i​Ki†​Ki​=IA​. Write S(R)=−Re⁡tr⁡(f(R))S(R)=-\operatorname{Re}\operatorname{tr}(f(R))S(R)=−Retr(f(R)), where f(x)=xlog⁡2xf(x)=x\log_2xf(x)=xlog2​x is applied by continuous functional calculus, and define I(R)=S(Tr⁡BR)+S(Tr⁡AR)−S(R)I(R)=S(\operatorname{Tr}_B R)+S(\operatorname{Tr}_A R)-S(R)I(R)=S(TrB​R)+S(TrA​R)−S(R). For a density matrix ρ\rhoρ on AAA, let vρ(a,a′)=(ρ)a,a′v_\rho(a,a')=(\sqrt\rho)_{a,a'}vρ​(a,a′)=(ρ​)a,a′​, let Pρ=∣vρ⟩⟨vρ∣P_\rho=|v_\rho\rangle\langle v_\rho|Pρ​=∣vρ​⟩⟨vρ​∣, and put C(N)=sup⁡ρ densityI((idA⊗N)(Pρ))C(N)=\sup_{\rho\text{ density}}I((\mathrm{id}_A\otimes N)(P_\rho))C(N)=supρ density​I((idA​⊗N)(Pρ​)). A density matrix means a positive semidefinite matrix of trace 111, and ((idA⊗N)(X))(r,b),(s,b′)=N((X(r,a),(s,a′))a,a′)b,b′((\mathrm{id}_A\otimes N)(X))_{(r,b),(s,b')}=N((X_{(r,a),(s,a')})_{a,a'})_{b,b'}((idA​⊗N)(X))(r,b),(s,b′)​=N((X(r,a),(s,a′)​)a,a′​)b,b′​. To define the smoothed quantity, set Dmax⁡(R∥T)=inf⁡{λ∈R:2λT−R≥0}D_{\max}(R\|T)=\inf\{\lambda\in\mathbb R:2^\lambda T-R\ge0\}Dmax​(R∥T)=inf{λ∈R:2λT−R≥0} in the extended reals, Imax⁡(R)=inf⁡σ densityDmax⁡(R∥(Tr⁡BR)⊗σ)I_{\max}(R)=\inf_{\sigma\text{ density}}D_{\max}(R\|(\operatorname{Tr}_B R)\otimes\sigma)Imax​(R)=infσ density​Dmax​(R∥(TrB​R)⊗σ), and Ich(T)=(Imax⁡((idA⊗T)(ΦA)))toRealI_{\mathrm{ch}}(T)=(I_{\max}((\mathrm{id}_A\otimes T)(\Phi_A)))_{\mathrm{toReal}}Ich​(T)=(Imax​((idA​⊗T)(ΦA​)))toReal​, where ΦA\Phi_AΦA​ has entry ∣A∣−1|A|^{-1}∣A∣−1 when both index pairs have equal coordinates and 000 otherwise, and infinities convert to 000. Let

Ie(T)=inf⁡M channel12∥M−T∥⋄≤eIch(M),∥Δ∥⋄=sup⁡∥X∥1≤1∥(id⊗Δ)(X)∥1,∥X∥1=Re⁡tr⁡X†X,I_e(T)=\inf_{\substack{M\text{ channel}\\\frac12\|M-T\|_\diamond\le e}} I_{\mathrm{ch}}(M), \quad \|\Delta\|_\diamond=\sup_{\|X\|_1\le1} \|(\mathrm{id}\otimes\Delta)(X)\|_1, \quad \|X\|_1=\operatorname{Re}\operatorname{tr}\sqrt{X^\dagger X},Ie​(T)=M channel21​∥M−T∥⋄​≤e​inf​Ich​(M),∥Δ∥⋄​=∥X∥1​≤1sup​∥(id⊗Δ)(X)∥1​,∥X∥1​=RetrX†X​,

using all matrices on an input-sized reference tensor the input. Tensor powers act by

(T⊗n(X))y,z=∑x,x′Xx,x′∏i=0n−1T(∣xi⟩⟨xi′∣)yi,zi.(T^{\otimes n}(X))_{y,z} =\sum_{x,x'}X_{x,x'}\prod_{i=0}^{n-1} T(|x_i\rangle\langle x'_i|)_{y_i,z_i}.(T⊗n(X))y,z​=x,x′∑​Xx,x′​i=0∏n−1​T(∣xi​⟩⟨xi′​∣)yi​,zi​​.

There exists a real function LLL such that, for every 0<e<10<e<10<e<1,

lim⁡j→∞Ie(N⊗(j+1))j+1=L(e),lim⁡e↓0L(e)=C(N),\lim_{j\to\infty}\frac{I_e(N^{\otimes(j+1)})}{j+1}=L(e), \qquad \lim_{e\downarrow0}L(e)=C(N),j→∞lim​j+1Ie​(N⊗(j+1))​=L(e),e↓0lim​L(e)=C(N),

and there exists a density matrix ρ\rhoρ on AAA with I((idA⊗N)(Pρ))=C(N)I((\mathrm{id}_A\otimes N)(P_\rho))=C(N)I((idA​⊗N)(Pρ​))=C(N). The optimizing ρ\rhoρ is not required to be positive definite.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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