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Directed multiplier is coercive where AAA is far from zero on the negative side

Proved
OAI.SmoothLocal.Weighted.primitive_directed_farnegative_coercivity

by wurtle · Nov 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

differential-geometryisometric-immersion

Notation. S=[−3,3]2S=[-3,3]^2S=[−3,3]2 is the model square; a metric is a smooth positive matrix field ggg; zzz is a scalar height; H=∇g2zH=\nabla_g^2zH=∇g2​z is its covariant Hessian; KgK_gKg​ is the Gaussian curvature; E=det⁡g (1−∣dz∣g2)E=\det g\,(1-|dz|_g^2)E=detg(1−∣dz∣g2​); q=Hxy/Hyyq=H_{xy}/H_{yy}q=Hxy​/Hyy​ is the Hessian quotient; κ(x2−h(y))\kappa(x^2-h(y))κ(x2−h(y)) is the model curvature; the patch box and the central box are the squares [−1/10,1/10]2[-1/10,1/10]^2[−1/10,1/10]2 and [−1/5,1/5]2[-1/5,1/5]^2[−1/5,1/5]2; the sheared coordinates are ξ=x, θ=y+q0x\xi=x,\ \theta=y+q_0xξ=x, θ=y+q0​x, with sheared height zsz_szs​; LLL and v∗v_*v∗​ are the class width and speed of (4.2); g~τ\tilde g_\taug~​τ​ is the test metric (4.12) built from g∗g_*g∗​; a bounded admissible height of bound MMM is an admissible height with (4.1).

Let BBB be smooth on a coordinate rectangle, ppp in the rectangle with s<edges<\mathrm{edge}s<edge and A(p)≤−α<0A(p)\le-\alpha<0A(p)≤−α<0, AAA differentiable at ppp, C(p)=(ℓ+1)∂sA(p)+A(p)r(p)C(p)=(\ell+1)\partial_sA(p)+A(p)r(p)C(p)=(ℓ+1)∂s​A(p)+A(p)r(p), and let λ>0\lambda>0λ>0, 0≤ϵ≤10\le\epsilon\le10≤ϵ≤1, μ>0\mu>0μ>0 satisfy the listed budgets in terms of bounds MI,MB,Mr,MA,MAs,MAtM_I,M_B,M_r,M_A,M_{A_s},M_{A_t}MI​,MB​,Mr​,MA​,MAs​​,MAt​​ for the primitive I=∫0tB drI=\int_0^tB\,drI=∫0t​Bdr, BBB, rrr and AAA at ppp. Then for all real x,yx,yx,y,

min⁡(λ8,μ2)W(p)(x2+y2)≤T(p)x2+S0(p)y2+J(p)xy,\min\Big(\frac\lambda8,\frac\mu2\Big)W(p)(x^2+y^2)\le T(p)x^2+S_0(p)y^2+J(p)xy,min(8λ​,2μ​)W(p)(x2+y2)≤T(p)x2+S0​(p)y2+J(p)xy,

with W=d8e−λs+IW=d^8e^{-\lambda s+I}W=d8e−λs+I the directed weight, and T,S0,JT,S_0,JT,S0​,J the coefficients (3.14) for m=−Wm=-Wm=−W, n=ϵtWn=\epsilon tWn=ϵtW.

Formalization Note. This is the upstream Lean declaration OAI.SmoothLocal.Weighted.primitive_directed_farnegative_coercivity in lean/OAI/Geometry/IsometricImmersion/Energy/DirectedFarNegative.lean, stated verbatim; the Lean statement is authoritative for the precise hypotheses. It is an intermediate result of OpenAI's formalization.

Preamble
import Mathlib
import Definitions.Def_IsometricImmersion
import Definitions.Def_SmoothLocalIsometricSupport

namespace OAI

noncomputable section
open scoped ContDiff

namespace SmoothLocal.Weighted
open SmoothLocal.Geometry

Formal statement
theorem primitive_directed_farnegative_coercivity
    {B : Coord → ℝ} {R a b : ℝ} {p : Coord}
    (hB : ContDiffOn ℝ ∞ B (coordinateRectangle R a b)) (hR : 0 < R)
    (hp : p ∈ coordinateRectangle R a b) (A C r : Coord → ℝ)
    (hA : DifferentiableAt ℝ A p) (edge lambda epsilon : ℝ) (ell : ℕ)
    (hedge : p 1 < edge) (hlambda : 0 < lambda)
    (heps : 0 ≤ epsilon) (heps1 : epsilon ≤ 1)
    (hC : C p = ((ell : ℝ) + 1) * coordPartial 1 A p + A p * r p)
    (MI MB Mr MA MAs MAt mu alpha : ℝ) (hmu : 0 < mu)
    (hIs : |coordPartial 1 (coordinatePrimitive B) p| ≤ MI)
    (hBp : |B p| ≤ MB) (hr : |r p| ≤ Mr)
    (hAp : |A p| ≤ MA) (hAs : |coordPartial 1 A p| ≤ MAs)
    (hTbudget : 2 * (MI + epsilon + epsilon * R * MB) ≤ lambda)
    (hEbudget : (MI + 1 + R * MB) / 2 + Mr ≤ lambda / 8)
    (hsmall : 4 * (R * ((ell : ℝ) * MAs + MA * Mr + MA * MI + 1)) ^ 2 *
      epsilon ^ 2 * MA ≤ 1 / 8)
    (hloss : (4 * (R * ((ell : ℝ) * MAs + MA * Mr + MA * MI + 1)) ^ 2 *
      epsilon ^ 2) / lambda ≤ mu / 4)
    (hAt : |coordPartial 0 A p| ≤ MAt)
    (halpha : 0 < alpha) (hAfar : A p ≤ -alpha)
    (hdominance : directedPrincipalBound ell epsilon R MAs MAt + mu ≤ lambda * alpha / 4)
    (x y : ℝ) :
    min (lambda / 8) (mu / 2) * directedWeight edge lambda (coordinatePrimitive B) p *
      (x ^ 2 + y ^ 2) ≤
      multiplierT B (directedM edge lambda (coordinatePrimitive B))
          (directedN edge lambda epsilon (coordinatePrimitive B)) p * x ^ 2 +
        multiplierS A C (directedM edge lambda (coordinatePrimitive B))
          (directedN edge lambda epsilon (coordinatePrimitive B)) p * y ^ 2 +
        multiplierJ A B C (directedM edge lambda (coordinatePrimitive B))
          (directedN edge lambda epsilon (coordinatePrimitive B)) p * x * y := by
  sorry

end SmoothLocal.Weighted
end
end OAI
Source
OpenAI, A Smooth Metric with No Local Isometric Immersion into Three-Space, September 24, 2026, https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf; Lean: openai/math at adc7f1241b42e322a6451854ab7e4b4c146bf78a, lean/OAI/Geometry/IsometricImmersion/ (Apache License 2.0), file lean/OAI/Geometry/IsometricImmersion/Energy/DirectedFarNegative.lean; Section 3.2, (3.15)-(3.16)

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