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§5 unnumbered cryptographic consequence: optimal XZ one-way key rate

Open
QAlgorithms.Papers.Independent.Intakethird100.P50.xz_oneWayKeyRate_expansion

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

All systems are nonzero finite-dimensional complex Hilbert spaces. A channel is complex-linear, completely positive and trace preserving. Its receiver and full complementary channel are obtained from the same isometric dilation. Write Q(N)Q(N)Q(N) and P(N)P(N)P(N) for the unassisted operational quantum and private capacities, allowing arbitrary collective codes over independent uses with vanishing reliability error and environmental leakage. Write Ic(N)=max⁡ρ[S(N(ρ))−S(Nc(ρ))]I_c(N)=\max_\rho[S(N(\rho))-S(N^c(\rho))]Ic​(N)=maxρ​[S(N(ρ))−S(Nc(ρ))], where the maximum includes every density operator. Entropies and logarithms are in bits, with 0log⁡0=00\log 0=00log0=0. The diamond norm has no factor 1/21/21/2.

For the effective qubit XZ-channel Cp(ρ)=(1−p)2ρ+(p−p2)XρX+p2YρY+(p−p2)ZρZC_p(\rho)=(1-p)^2\rho+(p-p^2)X\rho X+p^2Y\rho Y+(p-p^2)Z\rho ZCp​(ρ)=(1−p)2ρ+(p−p2)XρX+p2YρY+(p−p2)ZρZ, the source identifies the optimal one-way effective-channel key rate with P(Cp)P(C_p)P(Cp​). There exist K≥0K\ge0K≥0 and 0<δ≤10<\delta\le10<δ≤1 such that

∣P(Cp)−(1−2h(p))∣≤Kp2log⁡2(1/p)(0<p<δ).|P(C_p)-(1-2h(p))|\le Kp^2\log_2(1/p)\qquad(0<p<\delta).∣P(Cp​)−(1−2h(p))∣≤Kp2log2​(1/p)(0<p<δ).

This is the scalar operational-private-capacity consequence for the stated effective channel, with no quantification over unrelated QKD protocols or two-way attacks. It inherits the numerical-optimizer proof gap disclosed for Corollary 18.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P50
Formal statement
noncomputable section

open scoped BigOperators Matrix ComplexConjugate ComplexOrder

open Filter

namespace QAlgorithms.Papers.Independent.Intakethird100.P50

variable {A B E F : Type}

variable [Fintype A] [DecidableEq A] [Fintype B] [DecidableEq B]

variable [Fintype E] [DecidableEq E] [Fintype F] [DecidableEq F]

open QAlgorithms.Papers.Independent.Information100.P67
  (IsIsometry receiverChannel complementaryChannel maximumCoherentInformation
    dilationPower idealJoint)

open QAlgorithms.Papers.Independent.Information100.P80 (log2)

open QAlgorithms.Papers.Independent.Information100.P69 (diamond choi)

open QAlgorithms.Papers.Independent.Support50.P07 (fullTracePrivateCapacity)

open QAlgorithms.Papers.Independent.Frontier18.P17 (clock)

/-- §5 cryptographic consequence, PDF p.19: the paper identifies the one-way
EFFECTIVE XZ-channel key rate with its operational private capacity. This scalar
consequence inherits Corollary 18's disclosed numerical-optimizer proof gap. -/
theorem xz_oneWayKeyRate_expansion :
    ∃ K : ℝ, 0 ≤ K ∧ ∃ delta : ℝ, 0 < delta ∧ delta ≤ 1 ∧
      ∀ p ∈ Set.Ioo 0 delta,
        |fullTracePrivateCapacity (xzDilation p) - (1 - 2 * binEntropy2 p)| ≤
          K * p ^ 2 * (-log2 p) := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P50

end
Source
Quantum and private capacities of low-noise channels, arXiv:1705.04335v3, PDF p. 19, §5 unnumbered cryptographic consequence: optimal XZ one-way key rate
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What the Lean code literally says, in plain math · gpt-6.1-sol

For 0<p<10<p<10<p<1, define w(p)=((1−p)2,p−p2,p2,p−p2)w(p)=((1-p)^2,p-p^2,p^2,p-p^2)w(p)=((1−p)2,p−p2,p2,p−p2), Vpb,j;a=wj(p)(σj)baV_p{}_{b,j;a}=\sqrt{w_j(p)}(\sigma_j)_{ba}Vp​b,j;a​=wj​(p)​(σj​)ba​, and Np(X)=Tr⁡E(VpXVp†)N_p(X)=\operatorname{Tr}_{E}(V_pXV_p^\dagger)Np​(X)=TrE​(Vp​XVp†​), where the four σj\sigma_jσj​ are the identity and usual Pauli X,Y,ZX,Y,ZX,Y,Z matrices. Define P(Vp)P(V_p)P(Vp​) as the supremum of nonnegative real rates rrr with the following property: for every ϵ>0\epsilon>0ϵ>0 and s>0s>0s>0, there is an integer n0>0n_0>0n0​>0 such that every n≥n0n\ge n_0n≥n0​ admits a positive message count MMM, positive semidefinite input matrices ρm\rho_mρm​ of trace 111, and positive semidefinite decoding matrices FjF_jFj​ summing to III, for which r−s≤log⁡2M/nr-s\le\log_2M/nr−s≤log2​M/n and

∥Ω−1M∑m∣m,m⟩⟨m,m∣⊗ΩE∥1<ϵ,Ω=1M∑m,j∣m,j⟩⟨m,j∣⊗Tr⁡Bn ⁣[(Fj⊗I)Vp⊗nρm(Vp⊗n)†],ΩE=Tr⁡m,jΩ,\left\|\Omega-\frac1M\sum_m|m,m\rangle\langle m,m|\otimes\Omega_E\right\|_1<\epsilon, \quad \Omega=\frac1M\sum_{m,j}|m,j\rangle\langle m,j| \otimes\operatorname{Tr}_{B^n}\!\left[(F_j\otimes I)V_p^{\otimes n}\rho_m(V_p^{\otimes n})^\dagger\right], \quad \Omega_E=\operatorname{Tr}_{m,j}\Omega ,​Ω−M1​m∑​∣m,m⟩⟨m,m∣⊗ΩE​​1​<ϵ,Ω=M1​m,j∑​∣m,j⟩⟨m,j∣⊗TrBn​[(Fj​⊗I)Vp⊗n​ρm​(Vp⊗n​)†],ΩE​=Trm,j​Ω,

where ∥X∥1=Re⁡Tr⁡X†X\|X\|_1=\operatorname{Re}\operatorname{Tr}\sqrt{X^\dagger X}∥X∥1​=ReTrX†X​. Thus the error in this definition uses the full trace norm and the actual environment marginal. With log⁡2x=log⁡x/log⁡2\log_2x=\log x/\log2log2​x=logx/log2 and h2(p)=[−plog⁡p−(1−p)log⁡(1−p)]/log⁡2h_2(p)=[-p\log p-(1-p)\log(1-p)]/\log2h2​(p)=[−plogp−(1−p)log(1−p)]/log2, there exist real K≥0K\ge0K≥0 and 0<δ≤10<\delta\le10<δ≤1 such that every 0<p<δ0<p<\delta0<p<δ satisfies

∣P(Vp)−(1−2h2(p))∣≤Kp2(−log⁡2p).\left|P(V_p)-\bigl(1-2h_2(p)\bigr)\right| \le Kp^2(-\log_2p).​P(Vp​)−(1−2h2​(p))​≤Kp2(−log2​p).

The statement concerns this capacity as defined by the displayed code criterion; its parameter interval excludes p=0p=0p=0 and p=δp=\deltap=δ.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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