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Eq. (3.11) — the structured bound on CjαC^{\alpha}_jCjα​ through N1N_1N1​, N2N_2N2​ and μk\mu_kμk​

Proved
SingleMachineSched.AlphaSched.eq_3_11

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

alpha-pointslist-schedulingp2o-batch-p200bp2o-gran-per-chapterp2o-plan-paperp2o-v1scheduling

Let nnn jobs have integral processing times pj>0p_j > 0pj​>0, integral release dates rj≥0r_j \ge 0rj​≥0 and weights wj>0w_j > 0wj​>0, indexed by nonincreasing wj/pjw_j/p_jwj​/pj​. Let 0<αk≤10 < \alpha_k \le 10<αk​≤1 for all kkk, and fix a job jjj. In the LP schedule, let tj(0+)t_j(0^+)tj​(0+) be the start time of jjj, ηk=ηk(αj)\eta_k = \eta_k(\alpha_j)ηk​=ηk​(αj​) the fraction of job kkk processed by the αj\alpha_jαj​-point of jjj, N2N_2N2​ the set of jobs k≠jk \ne jk=j processed between the start and the completion of jjj, N1N_1N1​ the set of the other jobs k≠jk \ne jk=j, and μk\mu_kμk​ the fraction of jjj processed before the start of kkk. Then the completion time of jjj in the (αj)(\alpha_j)(αj​)-schedule satisfies

Cjα≤tj(0+)+∑k∈N1αk≤ηk(1+αk−ηk) pk+∑k∈N2αj>μk(1+αk) pk+(1+αj) pj.C^{\boldsymbol\alpha}_j \le t_j(0^+) + \sum_{\substack{k \in N_1 \\ \alpha_k \le \eta_k}} (1 + \alpha_k - \eta_k)\, p_k + \sum_{\substack{k \in N_2 \\ \alpha_j > \mu_k}} (1 + \alpha_k)\, p_k + (1 + \alpha_j)\, p_j .Cjα​≤tj​(0+)+k∈N1​αk​≤ηk​​∑​(1+αk​−ηk​)pk​+k∈N2​αj​>μk​​∑​(1+αk​)pk​+(1+αj​)pj​.

The bound separates the delay of job jjj caused by jobs of N1N_1N1​ from that caused by jobs of N2N_2N2​; the two properties of the density in Lemma 3.6 control the two sums.

Preamble
import Mathlib
import Definitions.Def_SingleMachineSched_AlphaSched_AlphaSchedule
Formal statement
namespace SingleMachineSched.AlphaSched

open Classical in
/-- Eq. (3.11) (Goemans et al. 2002, p. 183): for every `α ∈ (0, 1]ⁿ`, with `η_k = η_k(α_j)`
taken in the LP schedule,
`C^α_j ≤ t_j(0⁺) + Σ_{k ∈ N₁, α_k ≤ η_k} (1 + α_k - η_k) p_k
  + Σ_{k ∈ N₂, α_j > μ_k} (1 + α_k) p_k + (1 + α_j) p_j`. -/
theorem eq_3_11 {n : ℕ} (p r : Fin n → ℕ) (w : Fin n → ℝ)
    (hp : ∀ j, 0 < p j) (hw : ∀ j, 0 < w j)
    (hsort : ∀ j k : Fin n, j ≤ k → w k / p k ≤ w j / p j)
    (α : Fin n → ℝ) (hα : ∀ k, 0 < α k ∧ α k ≤ 1) (j : Fin n) :
    alphaCompletion p r α j ≤
      startTime (lpSet p r) j +
        ∑ k ∈ (N1 p r j).filter (fun k => α k ≤ eta p (lpSet p r) j (α j) k),
          (1 + α k - eta p (lpSet p r) j (α j) k) * (p k : ℝ) +
        ∑ k ∈ (N2 p r j).filter (fun k => mu p r j k < α j), (1 + α k) * (p k : ℝ) +
        (1 + α j) * (p j : ℝ) := by sorry

end SingleMachineSched.AlphaSched
Source
Goemans, Queyranne, Schulz, Skutella & Wang, Single Machine Scheduling with Release Dates, SIAM J. Discrete Math. 15(2) (2002), p. 183, Eq. (3.11)
Human review
  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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