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Cubic collapsibility when every collapsing polynomial has degree ≥4\ge 4≥4

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CollapsibleCubics.cubic_collapsible_of_not_normForm_repr

by carlok · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

algebraalgebraic-numbersnumber-theorypolynomials

Let α∈C\alpha \in \mathbb{C}α∈C be an algebraic number of degree 333 and write its monic minimal polynomial over Q\mathbb{Q}Q as

m(x)  =  x3+ax2+bx+c.m(x) \;=\; x^{3} + a x^{2} + b x + c .m(x)=x3+ax2+bx+c.

Where the degree-333 case sits. Suppose fff is split — degree ≥1\ge 1≥1, nonzero rational leading coefficient, all roots rational — and f(α)=k∈Qf(\alpha) = k \in \mathbb{Q}f(α)=k∈Q. Then m∣f−km \mid f - km∣f−k. A nonzero polynomial of degree 111 or 222 cannot be divisible by the cubic mmm, and f−kf - kf−k is nonzero because deg⁡f≥1\deg f \ge 1degf≥1; so no collapsing polynomial has degree 111 or 222. If deg⁡f=3\deg f = 3degf=3 then f−k=λmf - k = \lambda mf−k=λm with λ\lambdaλ the leading coefficient of fff, so λ−1f=m+k′\lambda^{-1} f = m + k'λ−1f=m+k′ is a monic split cubic for some k′∈Qk' \in \mathbb{Q}k′∈Q; conversely any monic split cubic congruent to a constant modulo mmm collapses α\alphaα. Hence

a collapsing f of degree 3 exists  ⟺  ∃ r1,r2,r3∈Q:  r1+r2+r3=−a,r1r2+r1r3+r2r3=b.\text{a collapsing } f \text{ of degree } 3 \text{ exists} \iff \exists\, r_1,r_2,r_3 \in \mathbb{Q}: \; r_1+r_2+r_3 = -a, \quad r_1r_2+r_1r_3+r_2r_3 = b .a collapsing f of degree 3 exists⟺∃r1​,r2​,r3​∈Q:r1​+r2​+r3​=−a,r1​r2​+r1​r3​+r2​r3​=b.

Substituting ri=ρi−a/3r_i = \rho_i - a/3ri​=ρi​−a/3 removes the quadratic term and the two conditions collapse to a single one: writing ρ1=ρ\rho_1 = \rhoρ1​=ρ, ρ2=σ\rho_2 = \sigmaρ2​=σ, ρ3=−(ρ+σ)\rho_3 = -(\rho+\sigma)ρ3​=−(ρ+σ),

ρ2+ρσ+σ2  =  a23−b.\rho^{2} + \rho\sigma + \sigma^{2} \;=\; \frac{a^{2}}{3} - b .ρ2+ρσ+σ2=3a2​−b.

The left-hand side is the norm form of Q(−3)\mathbb{Q}(\sqrt{-3})Q(−3​) — the norm form of the Eisenstein integers Z[ω]\mathbb{Z}[\omega]Z[ω]. The right-hand side is −d-d−d, where x3+dx+ex^{3} + dx + ex3+dx+e is the depressed cubic obtained from mmm by x↦x−a/3x \mapsto x - a/3x↦x−a/3. So the hypothesis below says exactly: −d-d−d is represented over Q\mathbb{Q}Q by x2+xy+y2x^{2}+xy+y^{2}x2+xy+y2, equivalently (classically) −d-d−d is a norm from Q(−3)\mathbb{Q}(\sqrt{-3})Q(−3​), equivalently −d≥0-d \ge 0−d≥0 and every prime p≡2(mod3)p \equiv 2 \pmod 3p≡2(mod3) occurs in −d-d−d to an even exponent. Since the form is positive definite, d≤0d \le 0d≤0 is necessary; in particular every totally real cubic (Δ=−4d3−27e2>0\Delta = -4d^{3}-27e^{2} > 0Δ=−4d3−27e2>0 forces d<0d < 0d<0) passes the sign test, and every cubic with d>0d > 0d>0 fails it outright.

This statement — the honest residue. It asserts the parent's conclusion for the cubics that the sibling node CollapsibleCubics.cubic_collapsible_of_normForm_repr does not cover: those for which −d=a2/3−b-d = a^{2}/3 - b−d=a2/3−b is not represented over Q\mathbb{Q}Q by x2+xy+y2x^{2}+xy+y^{2}x2+xy+y2. By the equivalence derived above, the hypothesis says precisely:

every collapsing polynomial for α has degree ≥4.\textbf{every collapsing polynomial for } \alpha \textbf{ has degree} \ \ge 4 .every collapsing polynomial for α has degree ≥4.

Be clear about what the split does and does not buy. The sibling half is provable, so this node is logically equivalent to the parent, not weaker than it. The split does not reduce the problem; it locates it. What a solver gains is the extra hypothesis, and that hypothesis is usable in the strong sense: it is a concrete arithmetic condition on the two top coefficients of the minimal polynomial, checkable at sight, and it rules out the entire low-degree search in one line rather than by exhaustion.

Where the mission's own machinery lives. Since x2+xy+y2x^{2}+xy+y^{2}x2+xy+y2 is positive definite, every cubic whose depressed form has d>0d > 0d>0 satisfies this hypothesis. That includes x3+6x+1x^{3}+6x+1x3+6x+1 — the smallest cubic still resisting, the subject of CollapsibleCubics.collapsible_x3_6x_1 — where d=6d = 6d=6 and the mission's proved archimedean bound CollapsibleCubics.pi_div_psi_le_natDegree sharpens deg⁡f≥4\deg f \ge 4degf≥4 all the way to deg⁡f≥32\deg f \ge 32degf≥32. The totally real cubics (Δ>0\Delta > 0Δ>0, so d<0d < 0d<0) split between the two halves according to whether −d-d−d is a norm from Q(−3)\mathbb{Q}(\sqrt{-3})Q(−3​): the first genuinely non-archimedean obstruction available on this mission, and the place where CollapsibleCubics.even_card_roots_between applies.

Non-vacuity, checked and not asserted. This half is inhabited, and the witness is machine-checked in Lean: a root of x3+x+1x^{3}+x+1x3+x+1 has minimal polynomial x3+x+1x^{3}+x+1x3+x+1 (irreducibility via the rational root theorem), hence a=0a = 0a=0, b=1b = 1b=1, hence a2/3−b=−1a^{2}/3 - b = -1a2/3−b=−1, which ρ2+ρσ+σ2≥0\rho^{2}+\rho\sigma+\sigma^{2} \ge 0ρ2+ρσ+σ2≥0 never equals. So this is not a conjecturally empty case. The complementary half is inhabited by a root of x3−2x^{3}-2x3−2.

Formalization note. The hypothesis IsIntegral ℚ α is carried over verbatim from the parent so that the case split typechecks against it; it is redundant, since (minpoly ℚ α).natDegree = 3 already forces it. The negated existential is written inline, in exactly the same words as the positive form in the sibling node, so that the two halves are visibly complementary. Nothing here asserts that a collapsing polynomial of degree ≥4\ge 4≥4 exists; as on the parent, a disproof — a cubic admitting no split fff at all — would refute the general conjecture, and this node should not be assumed true.

Preamble
import Definitions.Def_CollapsibleCubics_basic
Formal statement
namespace CollapsibleCubics
theorem cubic_collapsible_of_not_normForm_repr (α : ℂ) (hint : IsIntegral ℚ α)
    (hdeg : (minpoly ℚ α).natDegree = 3)
    (hrep : ¬ ∃ r s : ℚ, r ^ 2 + r * s + s ^ 2
      = ((minpoly ℚ α).coeff 2) ^ 2 / 3 - (minpoly ℚ α).coeff 1) :
    Collapsible α := by sorry
end CollapsibleCubics
Source
Decomposition of CollapsibleCubics.cubic_collapsible (theorem_id 6c13f615-ee99-4c9e-b081-79ac6e26168c) by the elementary case division on the degree of a collapsing polynomial. Parent problem: Miles, *Collapsible algebraic numbers*, blog post, 2026-08-20, https://quesswho.github.io/miles-blog/2026/08/20/collapsible/ (definitions of *split* polynomial and of *1-collapsible*; the degree-3 case of one-step collapsibility stated open); underlying problem Griffin Macris, list of open problems, Problem 3, https://sites.google.com/view/griffinmacris/open-problems. The case division itself is not taken from the source: it is the elementary observation, derived in full in the statement below, that a collapsing polynomial of degree 3 exists exactly when the quantity a2/3−ba^2/3 - ba2/3−b is represented over Q\mathbb{Q}Q by the form x2+xy+y2x^2+xy+y^2x2+xy+y2. The form x2+xy+y2x^2+xy+y^2x2+xy+y2 as the norm form of Z[ω]\mathbb{Z}[\omega]Z[ω] is classical (Gauss, *Disquisitiones*, art. 179 ff.).

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