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A five-dimensional Laurent hull span(1, v, v̄, z, z̄) without v² P(v) in it carries a 2×3 configuration only in the involution or real pencil normal form

Proved
DiazModulus.laurent_conj_hull_without_polynomial_part_configuration_classes

by carlok · Oct 18, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let v∈C∖Q‾v \in \mathbb{C} \setminus \overline{\mathbb{Q}}v∈C∖Q​ with vvˉ=1v\bar v = 1vvˉ=1. Let k≥0k \geq 0k≥0, let cj∈Q‾c_j \in \overline{\mathbb{Q}}cj​∈Q​ for all j∈Zj \in \mathbb{Z}j∈Z, and put z=∑j=−kkcjvjz = \sum_{j=-k}^{k} c_jv^jz=∑j=−kk​cj​vj and W=spanQ‾(1,v,vˉ,z,zˉ)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, v, \bar v, z, \bar z)W=spanQ​​(1,v,vˉ,z,zˉ). Suppose dim⁡Q‾W=5\dim_{\overline{\mathbb{Q}}} W = 5dimQ​​W=5, WWW contains no v2P(v)v^2P(v)v2P(v) with P∈Q‾[X]P \in \overline{\mathbb{Q}}[X]P∈Q​[X] non-zero, and WWW carries a 2×32 \times 32×3 configuration (free x0,x1x_0, x_1x0​,x1​ and free y0,y1,y2y_0, y_1, y_2y0​,y1​,y2​ over Q‾\overline{\mathbb{Q}}Q​ with all six products xiyjx_iy_jxi​yj​ in the space). Then WWW is in one of the two classes

  • (Q) W=spanQ‾(1,v,vˉ,vˉ2+ev2,βvˉ3+ζv2+ev3)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, v, \bar v, \bar v^2 + ev^2, \beta\bar v^3 + \zeta v^2 + ev^3)W=spanQ​​(1,v,vˉ,vˉ2+ev2,βvˉ3+ζv2+ev3) for some e,β,ζ∈Q‾e, \beta, \zeta \in \overline{\mathbb{Q}}e,β,ζ∈Q​ with eeˉ=1e\bar e = 1eeˉ=1, ββˉ=1\beta\bar\beta = 1ββˉ​=1 and ζ=−βe2ζˉ\zeta = -\beta e^2\bar\zetaζ=−βe2ζˉ​;
  • (R) W=spanQ‾(1,v,vˉ,g,gˉ)W = \mathrm{span}_{\overline{\mathbb{Q}}}(1, v, \bar v, g, \bar g)W=spanQ​​(1,v,vˉ,g,gˉ​) with g=G(v)+κ vG(v)‾g = G(v) + \kappa\,\overline{vG(v)}g=G(v)+κvG(v)​, for some κ∈Q‾\kappa \in \overline{\mathbb{Q}}κ∈Q​ with κκˉ=1\kappa\bar\kappa = 1κκˉ=1 and some G∈Q‾[X]G \in \overline{\mathbb{Q}}[X]G∈Q​[X] with G(0)=0G(0) = 0G(0)=0 and deg⁡G≥2\deg G \geq 2degG≥2.

Proof. The shifted polynomial model (DiazModulus.laurent_conj_hull_shifted_polynomial_model) writes WWW as the image of HN+MH_N + MHN​+M under Φ:F↦F(v)/vN\Phi : F \mapsto F(v)/v^NΦ:F↦F(v)/vN, with MMM two-sided. A configuration x⊗yx \otimes yx⊗y in WWW factors (DiazModulus.config_shifted_coprime_polynomial_factors) through coprime a0,a1a_0, a_1a0​,a1​ and free b0,b1,b2b_0, b_1, b_2b0​,b1​,b2​ with aibj∈HN+Ma_ib_j \in H_N + Mai​bj​∈HN​+M and x1a0(v)=x0a1(v)x_1a_0(v) = x_0a_1(v)x1​a0​(v)=x0​a1​(v); as xxx is free the ratio is not constant, DiazModulus.two_by_three_configuration_ratio_degree_le_two bounds its degree by two, DiazModulus.coprime_pencil_of_degree_le_two_normal_form leaves four pencils, and DiazModulus.laurent_window_quadratic_pencils_carry_no_three_factors rules out (1,X2+αX)(1, X^2 + \alpha X)(1,X2+αX) and (X+β,X2+γX)(X + \beta, X^2 + \gamma X)(X+β,X2+γX). For (1,X)(1, X)(1,X), DiazModulus.laurent_window_degree_one_pencil_factor_space gives W=span(1,v,vˉ,g,vg)W = \mathrm{span}(1, v, \bar v, g, vg)W=span(1,v,vˉ,g,vg) with g=Φ(G0)g = \Phi(G_0)g=Φ(G0​); conjugation-stability of WWW and the factor-space property give gˉ∈span(1,v,vg)\bar g \in \mathrm{span}(1, v, vg)gˉ​∈span(1,v,vg), and DiazModulus.laurent_degree_one_conj_stable_space_real_pencil_normal_form gives class (R), as v2∉Wv^2 \notin Wv2∈/W excludes deg⁡G≤1\deg G \leq 1degG≤1. For (X,X2+β)(X, X^2 + \beta)(X,X2+β), DiazModulus.laurent_window_involution_pencil_normal_form puts MMM in the involution normal form, Φ\PhiΦ carries it to span(1,v,vˉ,vˉ2+ev2,βvˉ3+ζv2+ev3)\mathrm{span}(1, v, \bar v, \bar v^2 + ev^2, \beta\bar v^3 + \zeta v^2 + ev^3)span(1,v,vˉ,vˉ2+ev2,βvˉ3+ζv2+ev3), and DiazModulus.laurent_involution_space_conj_stable_constraints gives the constraints of class (Q).

Novelty. Not found in the sources read. It is most of the "only if" half of Theorem E (DiazModulus.laurent_conj_hull_two_by_three_configuration_iff); given its children, routine.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem laurent_conj_hull_without_polynomial_part_configuration_classes
    (v : ℂ) (hv : v ∉ Qbar) (hv1 : v * conj v = 1) (k : ℕ) (c : ℤ → ℂ) (hc : ∀ j, c j ∈ Qbar)
    (h5 : Module.finrank (↥Qbar) (Submodule.span Qbar ({1, v, conj v, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j)} : Set ℂ)) = 5)
    (hB : ∀ P : Polynomial ↥Qbar, v ^ 2 * Polynomial.aeval v P ∈ Submodule.span Qbar ({1, v, conj v, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j)} : Set ℂ) → P = 0)
    (hconf : ∃ (x : Fin 2 → ℂ) (y : Fin 3 → ℂ), LinearIndependent (↥Qbar) x ∧ LinearIndependent (↥Qbar) y ∧
      ∀ i j, x i * y j ∈ Submodule.span Qbar ({1, v, conj v, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j)} : Set ℂ)) :
    (∃ e β ζ : ℂ, e ∈ Qbar ∧ β ∈ Qbar ∧ ζ ∈ Qbar ∧ e * conj e = 1 ∧ β * conj β = 1 ∧
        ζ = -(β * e ^ 2 * conj ζ) ∧
        Submodule.span Qbar ({1, v, conj v, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j)} : Set ℂ) =
          Submodule.span Qbar ({1, v, conj v, conj v ^ 2 + e * v ^ 2, β * conj v ^ 3 + ζ * v ^ 2 + e * v ^ 3} : Set ℂ)) ∨
      (∃ κ : ℂ, κ ∈ Qbar ∧ κ * conj κ = 1 ∧ ∃ G : Polynomial ↥Qbar, G.coeff 0 = 0 ∧ 2 ≤ G.natDegree ∧
        Submodule.span Qbar ({1, v, conj v, (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j), conj (∑ j ∈ Finset.Icc (-(k : ℤ)) k, c j * v ^ j)} : Set ℂ) =
          Submodule.span Qbar ({1, v, conj v, Polynomial.aeval v G + κ * conj (v * Polynomial.aeval v G), conj (Polynomial.aeval v G + κ * conj (v * Polynomial.aeval v G))} : Set ℂ)) := by
  sorry

end DiazModulus
Source
Not found in the sources read. Uses DiazModulus.laurent_conj_hull_shifted_polynomial_model, DiazModulus.config_shifted_coprime_polynomial_factors, DiazModulus.two_by_three_configuration_ratio_degree_le_two, DiazModulus.coprime_pencil_of_degree_le_two_normal_form, DiazModulus.laurent_window_quadratic_pencils_carry_no_three_factors, DiazModulus.laurent_window_degree_one_pencil_factor_space, DiazModulus.laurent_window_involution_pencil_normal_form, DiazModulus.laurent_degree_one_conj_stable_space_real_pencil_normal_form and DiazModulus.laurent_involution_space_conj_stable_constraints. R18 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 18 October 2026 (C. Perassi).

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