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OAI.ThreeTorus.exact_neutral_passage: intermediate lemma from OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum

Proved
OAI.ThreeTorus.exact_neutral_passage

by dbenbenn · Oct 26, 2026 · Mathlib 0df444a (Lean v4.33.1)

openai-math

An intermediate lemma of the split of OpenAI's proof of OAI.ThreeTorus.simple_lebesgue_spectrum, carved from OpenAI's openai/math development for this platform. The statement and its proof are OpenAI's (OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum, OpenAI Math Release, September 23, 2026, result family 144, github.com/openai/math, Apache License 2.0); in Lean it is the declaration OAI.ThreeTorus.exact_neutral_passage of lean/OAI/Dynamics/ThreeTorus/ThreeTorus/RetainedPackets.lean at commit adc7f12, ported to Lean 4.33.1 and Mathlib 0df444a.

The statement, as published (namespace OAI.ThreeTorus, with open MeasureTheory Set Function Filter, open scoped Topology BigOperators):

theorem exact_neutral_passage
    {A : UnitAddCircle × UnitAddCircle → ℂ} {A₀ : UnitAddCircle → ℝ → ℂ}
    {Pr V : ℝ → ℝ} {m : ℤ} {Δ : ℕ → ℝ} {H : ℕ → UnitAddCircle → UnitAddCircle}
    {o l u R : ℝ}
    (hm : m ≠ 0)
    (hH : ∀ n (x : ℝ), H n (x : UnitAddCircle) = ((n:ℝ)*(Pr x+Δ n*x) : UnitAddCircle))
    (hA : ∀ a x, x ∈ Ioc o (o+1) → A ((x : UnitAddCircle),a) = A₀ a x)
    (hA₀ : ∀ a, ContDiff ℝ 2 (A₀ a)) (hAc : Continuous A₀.uncurry)
    (hAd : Continuous (fun p : UnitAddCircle × ℝ => deriv (A₀ p.1) p.2))
    (hAr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1))
    (hsupp : ∀ a, support (A₀ a) ⊆ Ioc l u)
    (hlo : o ≤ l) (huo : u ≤ o+1) (hlu : l ≤ u) (hR : 0 < R)
    (hPr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) Pr)
    (hV : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) V) (hPV : deriv Pr = V)
    (hdV : ∀ x ∈ Icc (l-2*R) (u+2*R), 0 < deriv V x)
    (h0 : 0 ∉ (fun x => (m:ℝ)*V x) '' Icc l u)
    (hHc : ∀ n, Continuous (H n)) (hAcont : Continuous A) (hΔt : Tendsto Δ atTop (𝓝 0))
    (hAs : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) (fun p : ℝ × ℝ => A (p.1,p.2)))
    {v : UnitAddCircle → ℝ} (hv : Measurable v) (hVe : ∀ x : ℝ, v (x:UnitAddCircle) = V x)
    {B : ℝ} (hB : 0 ≤ B) (hAb : ∀ p, ‖A p‖^2 ≤ B)
    {δ : ℝ} (c : LawCutoffs δ) (hδ : 0 < δ) (hδ' : δ < 1/8)
    {χ : ℝ → UnitAddCircle → ℝ}
    (hχs : CylinderSmooth χ.uncurry)
    (hχc : Continuous χ.uncurry) (hcχ : HasCompactSupport χ.uncurry) (hzχ : ∀ a, χ 0 a = 0)
    (hχ : ∀ s a, 0 ≤ χ s a ∧ χ s a ≤ 1)
    (hχW : ∀ s a, stationaryWeight (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x) (A₀ a) s ≠ 0 → χ s a = 1) :
    let pold := foldCircleDensity (fun s => ∫ a, stationaryWeight (Icc (l-R) (u+R))
      (fun x => (m:ℝ)*V x) (A₀ a) s ∂AddCircle.haarAddCircle)
    ∃ C : ℝ, 0 ≤ C ∧ ∀ L : ℝ, 0 < L → ∀ β : ℝ,
      ∃ S : ℕ → Finset ℤ,
        (∀ n, 0 < n → ∀ j ∈ S n, j ≠ 0) ∧
        (∀ n, 0 < n → ∀ j ∉ S n, ∀ a, χ ((j:ℝ)/n) a = 0) ∧
        ∀ η : ℝ, 0 < η → ∀ᶠ n : ℕ in atTop,
          let ψ := neutralCircleCutoff c
          let J := neutralJitter c L β
          let φ := fun a => (((1+J a/n)/n:ℝ):UnitAddCircle)
          let f := retainedPassage m (H n) A (S n) (fun j => χ ((j:ℝ)/n)) ψ
          let p := exactRetainedPacketDensity (Ioo δ (1-δ)) (neutralJitterReal c L β)
            ψ χ m H A (S n) n
          (∫ x : TripleTorus, ‖packet m A x-f (passageChart (H n) x)‖^2 ∂tripleVolume) <
            8*δ*B+η ∧
          (∫ z, |p z-pold z| ∂AddCircle.haarAddCircle) < C/L+4*δ*B+η ∧
          ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) (fun x : ℝ => p x) ∧
          (∀ k : ℤ, (∫ x : TripleTorus, starRingEnd ℂ (f x)*f (twistIter φ k x) ∂tripleVolume) =
            ∫ z, (p z:ℂ)*fourier k z ∂AddCircle.haarAddCircle) ∧
          (∀ j u a, ‖retainedAmplitude ψ χ m H A n j (u,a)‖ =
            ‖retainedAmplitude ψ χ m H A n j (u,0)‖)

Definitions. The statement is written with OAI.ThreeTorus.CylinderSmooth, OAI.ThreeTorus.LawCutoffs, OAI.ThreeTorus.TripleTorus, OAI.ThreeTorus.exactRetainedPacketDensity, OAI.ThreeTorus.foldCircleDensity, OAI.ThreeTorus.neutralCircleCutoff, OAI.ThreeTorus.neutralJitter, OAI.ThreeTorus.neutralJitterReal, OAI.ThreeTorus.packet, OAI.ThreeTorus.passageChart, OAI.ThreeTorus.retainedAmplitude, OAI.ThreeTorus.retainedPassage, OAI.ThreeTorus.stationaryWeight, OAI.ThreeTorus.tripleVolume and OAI.ThreeTorus.twistIter (definitions bundle OAIQ13Tt000 of this split).

Used by. The proofs of OAI.ThreeTorus.eventually_colored_controlled_anchor, OAI.ThreeTorus.exists_colored_separation_small, OAI.ThreeTorus.exists_concrete_colored_controlled_signal and OAI.ThreeTorus.exists_two_slow_insertions of this split import it.

Preamble
import Mathlib
import Definitions.Def_OAIQ13Tt000
Formal statement
section

attribute [-instance] _root_.OAI.ThreeTorus.tripleVolume_regular
set_option linter.all false
set_option linter.unusedVariables false
set_option linter.unusedTactic false
set_option linter.unreachableTactic false

namespace OAI

section

noncomputable section
open MeasureTheory Set Function Filter
open scoped Topology BigOperators
namespace ThreeTorus

theorem exact_neutral_passage
    {A : UnitAddCircle × UnitAddCircle → ℂ} {A₀ : UnitAddCircle → ℝ → ℂ}
    {Pr V : ℝ → ℝ} {m : ℤ} {Δ : ℕ → ℝ} {H : ℕ → UnitAddCircle → UnitAddCircle}
    {o l u R : ℝ}
    (hm : m ≠ 0)
    (hH : ∀ n (x : ℝ), H n (x : UnitAddCircle) = ((n:ℝ)*(Pr x+Δ n*x) : UnitAddCircle))
    (hA : ∀ a x, x ∈ Ioc o (o+1) → A ((x : UnitAddCircle),a) = A₀ a x)
    (hA₀ : ∀ a, ContDiff ℝ 2 (A₀ a)) (hAc : Continuous A₀.uncurry)
    (hAd : Continuous (fun p : UnitAddCircle × ℝ => deriv (A₀ p.1) p.2))
    (hAr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞)
      (fun p : ℝ × ℝ => A₀ (p.2 : UnitAddCircle) p.1))
    (hsupp : ∀ a, support (A₀ a) ⊆ Ioc l u)
    (hlo : o ≤ l) (huo : u ≤ o+1) (hlu : l ≤ u) (hR : 0 < R)
    (hPr : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) Pr)
    (hV : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) V) (hPV : deriv Pr = V)
    (hdV : ∀ x ∈ Icc (l-2*R) (u+2*R), 0 < deriv V x)
    (h0 : 0 ∉ (fun x => (m:ℝ)*V x) '' Icc l u)
    (hHc : ∀ n, Continuous (H n)) (hAcont : Continuous A) (hΔt : Tendsto Δ atTop (𝓝 0))
    (hAs : ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) (fun p : ℝ × ℝ => A (p.1,p.2)))
    {v : UnitAddCircle → ℝ} (hv : Measurable v) (hVe : ∀ x : ℝ, v (x:UnitAddCircle) = V x)
    {B : ℝ} (hB : 0 ≤ B) (hAb : ∀ p, ‖A p‖^2 ≤ B)
    {δ : ℝ} (c : LawCutoffs δ) (hδ : 0 < δ) (hδ' : δ < 1/8)
    {χ : ℝ → UnitAddCircle → ℝ}
    (hχs : CylinderSmooth χ.uncurry)
    (hχc : Continuous χ.uncurry) (hcχ : HasCompactSupport χ.uncurry) (hzχ : ∀ a, χ 0 a = 0)
    (hχ : ∀ s a, 0 ≤ χ s a ∧ χ s a ≤ 1)
    (hχW : ∀ s a, stationaryWeight (Icc (l-R) (u+R)) (fun x => (m:ℝ)*V x) (A₀ a) s ≠ 0 → χ s a = 1) :
    let pold := foldCircleDensity (fun s => ∫ a, stationaryWeight (Icc (l-R) (u+R))
      (fun x => (m:ℝ)*V x) (A₀ a) s ∂AddCircle.haarAddCircle)
    ∃ C : ℝ, 0 ≤ C ∧ ∀ L : ℝ, 0 < L → ∀ β : ℝ,
      ∃ S : ℕ → Finset ℤ,
        (∀ n, 0 < n → ∀ j ∈ S n, j ≠ 0) ∧
        (∀ n, 0 < n → ∀ j ∉ S n, ∀ a, χ ((j:ℝ)/n) a = 0) ∧
        ∀ η : ℝ, 0 < η → ∀ᶠ n : ℕ in atTop,
          let ψ := neutralCircleCutoff c
          let J := neutralJitter c L β
          let φ := fun a => (((1+J a/n)/n:ℝ):UnitAddCircle)
          let f := retainedPassage m (H n) A (S n) (fun j => χ ((j:ℝ)/n)) ψ
          let p := exactRetainedPacketDensity (Ioo δ (1-δ)) (neutralJitterReal c L β)
            ψ χ m H A (S n) n
          (∫ x : TripleTorus, ‖packet m A x-f (passageChart (H n) x)‖^2 ∂tripleVolume) <
            8*δ*B+η ∧
          (∫ z, |p z-pold z| ∂AddCircle.haarAddCircle) < C/L+4*δ*B+η ∧
          ContDiff ℝ ((⊤ : ℕ∞) : WithTop ℕ∞) (fun x : ℝ => p x) ∧
          (∀ k : ℤ, (∫ x : TripleTorus, starRingEnd ℂ (f x)*f (twistIter φ k x) ∂tripleVolume) =
            ∫ z, (p z:ℂ)*fourier k z ∂AddCircle.haarAddCircle) ∧
          (∀ j u a, ‖retainedAmplitude ψ χ m H A n j (u,a)‖ =
            ‖retainedAmplitude ψ χ m H A n j (u,0)‖) := by
  sorry

end ThreeTorus
end
end

end OAI
end
Source
OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum, OpenAI Math Release, September 23, 2026, https://github.com/openai/math (result family 144; paper: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-smooth-three-torus-diffeomorphism-with-simple-Lebesgue-spectrum-September-23-2026/paper.pdf; Apache License 2.0); Lean: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/lean/OAI/Dynamics/ThreeTorus/ThreeTorus/RetainedPackets.lean (declaration OAI.ThreeTorus.exact_neutral_passage)

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