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Group Theory

76 missions · 49 completed

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CombinatoricsGraph Theory·Captain: mikedeng1

Edge-Transitive Bi-Cayley Graphs 2: Edge-Transitive Bi-Cayley Graphs over Abelian Groups Are Vertex-Transitive, and Half-Arc-Transitive Ones Have Valency at Least 6Research Paper

Why bi-Cayley graphs over abelian groups matter

A Cayley graph turns multiplication in a group into adjacency between vertices. Every Cayley graph is vertex transitive: multiplying every vertex by the same group element moves any chosen vertex to any other. A bi-Cayley graph starts with two copies of a group and permits edges both within and between the copies. Its built-in group action is transitive on each copy, but it need not exchange them. This makes bi-Cayley graphs a setting for distinguishing edge, vertex, and arc transitivity. Conder, Zhou, Feng and Zhang study these distinctions and their consequences for graph constructions in Edge-transitive bi-Cayley graphs.

For abelian groups, the paper proves a strong restriction: once a connected bi-Cayley graph is edge transitive, it is also vertex transitive. Its half-arc-transitive examples face additional local restrictions, including a minimum valency of six. The paper exhibits a graph of valency six in Example 4.3, so the numerical bound is attained in its class. The result separates these graphs from semisymmetric graphs, which are edge transitive but not vertex transitive. The claims and example appear in Proposition 1.3 and §4.

Graphs, actions, and terminology

Let HHH be a finite group and let R,L,SR,L,SR,L,S be subsets of HHH. Require R=R−1R=R^{-1}R=R−1, L=L−1L=L^{-1}L=L−1, 1∉R∪L1\notin R\cup L1∈/R∪L, and ∣R∣=∣L∣|R|=|L|∣R∣=∣L∣. The graph Γ=BiCay⁡(H,R,L,S)\Gamma=\operatorname{BiCay}(H,R,L,S)Γ=BiCay(H,R,L,S) has vertices H0∪H1H_0\cup H_1H0​∪H1​, two labelled copies of HHH. For h∈Hh\in Hh∈H, an element x∈Rx\in Rx∈R gives an edge from h0h_0h0​ to (xh)0(xh)_0(xh)0​; an element y∈Ly\in Ly∈L gives an edge from h1h_1h1​ to (yh)1(yh)_1(yh)1​; and an element z∈Sz\in Sz∈S gives an edge from h0h_0h0​ to (zh)1(zh)_1(zh)1​. The inverse closure of RRR and LLL makes the within-copy edges undirected. Excluding 111 from those two sets excludes loops. This is the construction on p. 1.

Every g∈Hg\in Hg∈H acts by right multiplication R(g):hi↦(hg)iR(g):h_i\mapsto(hg)_iR(g):hi​↦(hg)i​. The subgroup R(H)R(H)R(H) of graph automorphisms has two vertex orbits, H0H_0H0​ and H1H_1H1​. Its normaliser in Aut⁡(Γ)\operatorname{Aut}(\Gamma)Aut(Γ) is useful for describing further symmetries. For a group automorphism α\alphaα and group elements g,x,yg,x,yg,x,y, the paper defines permutations σα,g\sigma_{\alpha,g}σα,g​, which preserve the two copies, and δα,x,y\delta_{\alpha,x,y}δα,x,y​, which exchange them. Their precise edge-preservation conditions are the sets FFF and III of equation (2.2). The mission includes those definitions and the relevant part of the normaliser characterization, Proposition 2.2.

A graph is vertex transitive if its full automorphism group can move any vertex to any other, and edge transitive if it can move any undirected edge to any other. Arc transitivity asks the same for ordered adjacent pairs. A graph is half-arc-transitive when it is vertex and edge transitive but not arc transitive. A semisymmetric graph has constant valency, is edge transitive, and is not vertex transitive. These are the paper's definitions on p. 4. Valency means the actual number of neighbours of a vertex.

Formalization targets

The central target is the corrected reading of Proposition 1.3: for connected Γ\GammaΓ over an abelian HHH,

Γ edge transitive  ⟹  Γ vertex transitive,\Gamma\text{ edge transitive}\implies\Gamma\text{ vertex transitive},Γ edge transitive⟹Γ vertex transitive,

and, if Γ\GammaΓ is half-arc-transitive,

R∪L≠∅,(∀x∈R∪L) ord⁡(x)≠2,∣R∣=∣L∣ is even,∣S∣>2,deg⁡Γ(v)≥6(v∈V(Γ)).R\cup L\ne\varnothing,\quad (\forall x\in R\cup L)\ \operatorname{ord}(x)\ne2, \quad |R|=|L|\text{ is even},\quad |S|>2,\quad \deg_{\Gamma}(v)\ge6\quad(v\in V(\Gamma)).R∪L=∅,(∀x∈R∪L) ord(x)=2,∣R∣=∣L∣ is even,∣S∣>2,degΓ​(v)≥6(v∈V(Γ)).

The attack path records the normaliser characterization in Proposition 2.2, both parts of Proposition 4.1, its explicit bipartition step, and Proposition 4.2. The companion Corollary 4.4 expresses the absence of connected semisymmetric examples over abelian groups.

What the result establishes

The vertex-transitivity conclusion collapses one apparent possibility in the symmetry classification: an edge-transitive bi-Cayley graph over an abelian group cannot be semisymmetric. For half-arc-transitive graphs, the theorem rules out involutions in the within-copy connection sets, forces even set sizes, and excludes valencies below six. Example 4.3 supplies an attained bound, with H=C28H=C_{28}H=C28​ and valency six. These are concrete restrictions on any later classification or construction in this family; they follow from §4.

The mathematical results are proved in the cited paper. The mission asks for machine-checked Lean proofs of their statements and for a reusable finite bi-Cayley graph interface. The setting includes the right regular action, its normaliser, the two families of candidate automorphisms, and the transitivity predicates. The proof obligations are open in this local proposal; a successful development would make the abelian argument and its underlying graph-action lemmas available for later formalizations of bi-Cayley graphs.

The main obstacle

The right multiplication action gives only two known vertex orbits, one for each copy of HHH. Edge transitivity alone does not name an automorphism that swaps them. Inversion is an automorphism of an abelian group, but its induced copy-swapping permutation preserves graph edges directly only in the relevant bipartite case R=L=∅R=L=\varnothingR=L=∅. The paper must account for edge-transitive graphs whose connection sets initially allow edges inside the copies. For the valency bound, the absence of arc transitivity restricts how a vertex stabiliser can permute its neighbours; degree counting without those orbit constraints cannot yield ∣S∣>2|S|>2∣S∣>2. These are the points at which a proof must use the full automorphism action rather than just the visible right regular subgroup.

Formalization scope

Lean uses the vertex type H⊔HH\sqcup HH⊔H, with Sum.inl h for h0h_0h0​ and Sum.inr h for h1h_1h1​. The group and graph are finite; the graph is simple and undirected by construction, and every theorem assumes it is connected. The finite sets R,L,SR,L,SR,L,S retain the conditions R=R−1R=R^{-1}R=R−1, L=L−1L=L^{-1}L=L−1, 1∉R∪L1\notin R\cup L1∈/R∪L, and ∣R∣=∣L∣|R|=|L|∣R∣=∣L∣. The graph's degree, rather than a separately defined cardinality formula, represents valency. “Involution” means an element of order exactly two. All graph-level transitivity predicates quantify over the full automorphism group; the normaliser appears only in the separate Proposition 2.2 milestone. The paper's exponent notation for group automorphisms is rendered as function application, while R(g)R(g)R(g) remains right multiplication.

The printed first sentence of Proposition 1.3 says every connected bi-Cayley graph over an abelian group is vertex transitive. That sentence is false: the connected generalized Petersen graph GP(7,2)GP(7,2)GP(7,2) is a bi-Cayley graph over C7C_7C7​ and is not vertex transitive. Proposition 4.1(b), which the paper uses to establish Proposition 1.3, includes the missing edge-transitivity condition. The Lean goal states that corrected condition explicitly. It does not add an assumption to the half-arc-transitive clause, since half-arc-transitivity already entails edge transitivity. Proposition 4.2 prints two clauses labelled “(a)”; they are treated as distinct clauses while its quotation retains the printed labels.

The definition of the graph keeps RRR and LLL inverse closed as data; no graph constructor silently symmetrises arbitrary sets. Transitivity is taken over actual edges or arcs, and the degree bound is checked at every vertex. Contributions to the graph-action lemmas, the normaliser result, Proposition 4.1, and the vertex-stabiliser analysis behind Proposition 4.2 are all within scope. The Cayley-graph isomorphism in Proposition 2.2(b) is outside this mission's stated milestone because it is not used by the target.

Selected references

  • M. Conder, J.-X. Zhou, Y.-Q. Feng, and M.-M. Zhang, Edge-transitive bi-Cayley graphs, Journal of Combinatorial Theory, Series B, 2020; arXiv:1606.04625v1; DOI:10.1016/j.jctb.2020.05.006.
7 thms1 active userReviewed
Number TheoryTheoretical Computer Science·Captain: mikedeng1

New Techniques for Noninteractive Zero-Knowledge 3: The Subgroup-Decision (BGN) Commitment Is Perfectly Binding and Extractable, with a Perfectly Sound, Witness-Indistinguishable 0/1 ProofResearch Paper

Motivation

A non-interactive zero-knowledge (NIZK) proof lets a prover convince a verifier that a statement is true by sending a single message, without revealing why it is true. NIZK proofs are a basic building block of public-key cryptography: chosen-ciphertext secure encryption, signature schemes and secure multi-party computation all use them. Groth, Ostrovsky and Sahai, New Techniques for Noninteractive Zero-Knowledge (J. ACM 59(3), 2012; conference versions at Eurocrypt 2006 and Crypto 2006), built the first NIZK proofs for all of NP that are perfectly sound and the first NIZK arguments that are perfectly zero-knowledge, using bilinear groups.

The construction rests on a single primitive, the homomorphic proof commitment: a commitment scheme with two kinds of keys (perfectly binding and perfectly hiding) together with a short non-interactive proof that a commitment contains 000 or 111. Section 4 of the paper instantiates this primitive in a bilinear group of composite order n=pqn = pqn=pq, building on the encryption scheme of Boneh, Goh and Nissim (TCC 2005); Section 5 gives a second instantiation in prime-order groups. Theorem 2 states that the composite-order scheme of Figure 1 has all the required properties. This mission formalizes the part of Theorem 2 that is an exact mathematical statement.

Timeline: Boneh, Goh and Nissim (2005) introduced the subgroup decision assumption and the encryption gmhrg^m h^rgmhr in groups of order pqpqpq. Groth, Ostrovsky and Sahai (Eurocrypt 2006) used it for perfect NIZK; the simple 0/1 proof π=(g2m−1hr)r\pi = (g^{2m-1}h^r)^rπ=(g2m−1hr)r used in Figure 1 is due to an observation of Boyen and Waters (Eurocrypt 2006), as the paper's footnote 7 records. The journal version (2012) presents both instantiations through the abstract notion of a homomorphic proof commitment.

Setting

A BGN bilinear group is a tuple (p,q,G,GT,e,g)(p, q, \mathbb G, \mathbb G_T, e, g)(p,q,G,GT​,e,g) where p<qp < qp<q are primes, G\mathbb GG and GT\mathbb G_TGT​ are finite commutative groups of order n=pqn = pqn=pq, e:G×G→GTe : \mathbb G \times \mathbb G \to \mathbb G_Te:G×G→GT​ is bilinear (e(ua,vb)=e(u,v)abe(u^a, v^b) = e(u, v)^{ab}e(ua,vb)=e(u,v)ab for all u,v∈Gu, v \in \mathbb Gu,v∈G, a,b∈Za, b \in \mathbb Za,b∈Z), ggg generates G\mathbb GG, and e(g,g)e(g, g)e(g,g) generates GT\mathbb G_TGT​.

The commitment key is ck=(n,G,GT,e,g,h)ck = (n, \mathbb G, \mathbb G_T, e, g, h)ck=(n,G,GT​,e,g,h) for an element h∈Gh \in \mathbb Gh∈G of one of two kinds:

  • a perfectly binding key has h=gpxh = g^{px}h=gpx with xxx a unit modulo qqq, so hhh has order qqq; the extraction key is qqq;
  • a perfectly hiding key has h=gxh = g^xh=gx with xxx a unit modulo nnn, so hhh generates G\mathbb GG; the trapdoor is xxx.

The commitment to a message mmm with randomizer r∈Znr \in \mathbb Z_nr∈Zn​ is com(m;r)=gmhr\mathrm{com}(m; r) = g^m h^rcom(m;r)=gmhr. The trapdoor opening is Topenx(m,r,m′)=r−(m′−m)/x mod n\mathrm{Topen}_x(m, r, m') = r - (m'-m)/x \bmod nTopenx​(m,r,m′)=r−(m′−m)/xmodn. The 0/1 proof for a commitment c=gmhrc = g^m h^rc=gmhr is π=P01(m,r)=(g2m−1hr)r\pi = P_{01}(m, r) = (g^{2m-1} h^r)^rπ=P01​(m,r)=(g2m−1hr)r, and the verifier V01V_{01}V01​ accepts (c,π)(c, \pi)(c,π) when e(c,cg−1)=e(h,π)e(c, cg^{-1}) = e(h, \pi)e(c,cg−1)=e(h,π). The extractor Ext\mathrm{Ext}Ext computes cqc^qcq and searches for mmm with cq=(gq)mc^q = (g^q)^mcq=(gq)m.

Formalization targets

Goal: the exact part of Theorem 2

For every BGN bilinear group, the scheme above satisfies:

(homomorphic, either key)com(m1+m2;r1+r2)=com(m1;r1) com(m2;r2),(perfect binding)com(m1;r1)=com(m2;r2)⇒m1≡m2(modp),(trapdoor opening)com(m2;Topenx(m1,r1,m2))=com(m1;r1),(opening indistinguishability)r1 uniform⇒Topenx(m1,r1,m2) uniform,(completeness, either key)m∈{0,1}⇒V01(com(m;r),P01(m,r)),(soundness)V01(c,π)⇒∃ m∈{0,1},r:c=com(m;r),(witness indistinguishability)com(m;r0)=com(1−m;r1)⇒P01(m,r0)=P01(1−m,r1),(extractability)m∈{0,1}⇒Ext(com(m;r))=m,\begin{aligned} &\text{(homomorphic, either key)} && \mathrm{com}(m_1+m_2; r_1+r_2) = \mathrm{com}(m_1; r_1)\,\mathrm{com}(m_2; r_2),\\ &\text{(perfect binding)} && \mathrm{com}(m_1; r_1) = \mathrm{com}(m_2; r_2) \Rightarrow m_1 \equiv m_2 \pmod p,\\ &\text{(trapdoor opening)} && \mathrm{com}(m_2; \mathrm{Topen}_x(m_1, r_1, m_2)) = \mathrm{com}(m_1; r_1),\\ &\text{(opening indistinguishability)} && r_1 \text{ uniform} \Rightarrow \mathrm{Topen}_x(m_1, r_1, m_2) \text{ uniform},\\ &\text{(completeness, either key)} && m \in \{0,1\} \Rightarrow V_{01}(\mathrm{com}(m; r), P_{01}(m, r)),\\ &\text{(soundness)} && V_{01}(c, \pi) \Rightarrow \exists\, m \in \{0,1\}, r : c = \mathrm{com}(m; r),\\ &\text{(witness indistinguishability)} && \mathrm{com}(m; r_0) = \mathrm{com}(1-m; r_1) \Rightarrow P_{01}(m, r_0) = P_{01}(1-m, r_1),\\ &\text{(extractability)} && m \in \{0,1\} \Rightarrow \mathrm{Ext}(\mathrm{com}(m; r)) = m, \end{aligned}​(homomorphic, either key)(perfect binding)(trapdoor opening)(opening indistinguishability)(completeness, either key)(soundness)(witness indistinguishability)(extractability)​​com(m1​+m2​;r1​+r2​)=com(m1​;r1​)com(m2​;r2​),com(m1​;r1​)=com(m2​;r2​)⇒m1​≡m2​(modp),com(m2​;Topenx​(m1​,r1​,m2​))=com(m1​;r1​),r1​ uniform⇒Topenx​(m1​,r1​,m2​) uniform,m∈{0,1}⇒V01​(com(m;r),P01​(m,r)),V01​(c,π)⇒∃m∈{0,1},r:c=com(m;r),com(m;r0​)=com(1−m;r1​)⇒P01​(m,r0​)=P01​(1−m,r1​),m∈{0,1}⇒Ext(com(m;r))=m,​

with binding, soundness and extractability on binding keys, and trapdoor opening and witness indistinguishability on hiding keys.

Milestones

The milestones follow the proof of Theorem 2 (p. 9) and Figure 1 (p. 10): the homomorphic property; perfect binding; the extraction identity cq=(gq)mc^q = (g^q)^mcq=(gq)m; the trapdoor identity gmhr=gm′hr−(m′−m)/xg^m h^r = g^{m'} h^{r-(m'-m)/x}gmhr=gm′hr−(m′−m)/x and the uniqueness of openings on a hiding key; the completeness display e(c,cg−1)=e(g,g)m(m−1)e(hr,g2m−1hr)=e(h,π)e(c, cg^{-1}) = e(g,g)^{m(m-1)} e(h^r, g^{2m-1}h^r) = e(h, \pi)e(c,cg−1)=e(g,g)m(m−1)e(hr,g2m−1hr)=e(h,π); the decomposition of every element as gmhrg^m h^rgmhr on a binding key; the step "e(g,g)m(m−1)e(g,g)^{m(m-1)}e(g,g)m(m−1) of order 111 or qqq implies m≡0m \equiv 0m≡0 or 1(modp)1 \pmod p1(modp)"; perfect soundness; and the uniqueness of the proof on a hiding key, which gives witness indistinguishability.

Significance

Theorem 2 is one of the two instantiations on which every exact result of the paper rests. Plugged into the Circuit-SAT construction of Section 6, the binding-key properties give a perfectly sound NIZK proof and a perfect proof of knowledge for every NP relation, and the hiding-key properties give a perfect zero-knowledge NIZK argument. The same composite-order techniques underlie later pairing-based proof systems, notably the Groth–Sahai proofs.

The paper's proof is about one page of group computations and has, as far as the planning of this series found, no machine-checked counterpart. The mission produces a reusable model of composite-order bilinear groups and of the BGN commitment, and checks details the paper leaves implicit: the message space Zp\mathbb Z_pZp​ versus exponents taken modulo nnn, the role of the non-degeneracy of eee, and the order arguments behind soundness.

Difficulty

Each property is elementary on its own, but soundness is not a plain computation: the verifier only sees ccc and π\piπ, and the conclusion asks for an opening of ccc with message in {0,1}\{0, 1\}{0,1} from a single pairing equation. An argument that only manipulates the equation symbolically cannot reach it; the statement depends on the orders of elements in GT\mathbb G_TGT​, on e(g,g)e(g,g)e(g,g) generating GT\mathbb G_TGT​ (with a degenerate pairing soundness is false), and on ppp and qqq being distinct primes. A second subtlety is that a message is only determined modulo ppp by a commitment under a binding key, while the conclusion asks for a message that is exactly 000 or 111 in Zn\mathbb Z_nZn​.

Formalization scope

  • G\mathbb GG, GT\mathbb G_TGT​ are finite commutative groups with Fintype.card = p * q; eee is a homomorphism G →* G →* GT, which is exactly bilinearity; ggg generates G\mathbb GG and e(g,g)e(g,g)e(g,g) generates GT\mathbb G_TGT​ (both as hypotheses of the structure BGNSetup).
  • Messages and randomizers are elements of ZMod n; gag^aga is ggg to the representative of aaa in {0,…,n−1}\{0, \dots, n-1\}{0,…,n−1}. The paper's message space is Zp\mathbb Z_pZp​, but gmg^mgm is not well defined for m∈Zpm \in \mathbb Z_pm∈Zp​ in a group of order pqpqpq; binding and extraction therefore compare messages modulo ppp.
  • Keys are described by the support of the key generators; each "probability 111 for every adversary" property is stated for every key in that support and every adversary choice. Trapdoor opening indistinguishability is an equality of probability mass functions. The prover is deterministic, so witness indistinguishability is equality of proofs, and non-erasure witness indistinguishability holds with the empty proof randomness.
  • Not formalized: the subgroup decision assumption (Definition 1), key indistinguishability, the clause "if the subgroup decision assumption holds", the randomized generator GBGN\mathcal G_{\mathrm{BGN}}GBGN​ and its efficiency, and the elliptic-curve example on p. 9.
  • A trivializing formalization is ruled out: soundness is stated only for binding keys h=gpxh = g^{px}h=gpx with xxx a unit modulo qqq, with the non-degeneracy of eee as a hypothesis, and the extractor is an exhaustive search over Zp\mathbb Z_pZp​, not a test that presupposes m∈{0,1}m \in \{0,1\}m∈{0,1}.
  • The model of composite-order bilinear groups is reusable for other BGN-based results. Proofs of any milestone are welcome; the trapdoor and homomorphism identities are good first targets.

Selected references

  • J. Groth, R. Ostrovsky, A. Sahai, New Techniques for Noninteractive Zero-Knowledge, Journal of the ACM 59(3), Article 11, 2012. https://doi.org/10.1145/2220357.2220358
  • D. Boneh, E.-J. Goh, K. Nissim, Evaluating 2-DNF Formulas on Ciphertexts, TCC 2005, LNCS 3378, pp. 325–341. https://doi.org/10.1007/978-3-540-30576-7_18
  • X. Boyen, B. Waters, Compact Group Signatures Without Random Oracles, Eurocrypt 2006, LNCS 4004, pp. 427–444. https://doi.org/10.1007/11761679_26
  • T. P. Pedersen, Non-Interactive and Information-Theoretic Secure Verifiable Secret Sharing, Crypto 1991, LNCS 576, pp. 129–140. https://doi.org/10.1007/3-540-46766-1_9
  • J. Groth, A. Sahai, Efficient Non-interactive Proof Systems for Bilinear Groups, Eurocrypt 2008, LNCS 4965, pp. 415–432. https://doi.org/10.1007/978-3-540-78967-3_24
13 thms1 active userReviewed
Functional Analysis·Captain: marwahaha

An explicit obstruction to nuclear norm-ultrapower embeddingsOpen Problem

Motivation

Norm ultrapowers permit approximations along a free ultrafilter. An explicit algebra excluded from every nuclear target ultrapower tests the limits of this embedding mechanism. The pinned manuscript supplies the research context.

Setting

The group is the stated dyadic semidirect product. Its full group C*-algebra is specified by a universal property, and the ultrapower is bounded sequences modulo norm-null sequences along the ultrafilter.

Formalization target

The selected goal is OAI.NuclearUltrapower.main_no_embedding. Its central assertion is

A↪̸Bωfor every nonzero unital nuclear B.A\not\hookrightarrow B^\omega\quad\text{for every nonzero unital nuclear }B.A↪Bωfor every nonzero unital nuclear B.

The theorem states that, working in universe level 0, there exist a nonzero unital complex C*-algebra A and a group homomorphism ι from G into the unitary group of A such that the following hold. Here G is the semidirect product of the additive group of 3-vectors over the dyadic rationals Z[1/2] by SL₃(ℤ) × ℤ, where a matrix acts linearly on the vectors and the integer n acts by multiplication by 2ⁿ. First, (A, ι) is the full group C*-algebra of G: the span of ι(G) is dense in A, and every homomorphism of G into the unitaries of a nonzero unital C*-algebra D extends uniquely to a unital -homomorphism A → D. Second, A is separable as a topological space. Third, for every nonzero unital C-algebra B that is nuclear in the tensor-norm sense (minimal and maximal C*-tensor norms agree on B ⊗ C for every C*-algebra C) and every free ultrafilter ω on ℕ (one containing no finite set), there is no injective unital -homomorphism from A into the norm ultrapower of B, namely bounded B-valued sequences modulo those tending to 0 along ω. Fourth, there exist a nonzero unital C-algebra O and two elements s₀, s₁ of O satisfying the Cuntz relations (each sᵢsᵢ = 1 and s₀s₀ + s₁s₁* = 1), with O universal for these relations, such that for every free ultrafilter ω there is likewise no injective unital *-homomorphism from A into the norm ultrapower of O. The theorem is admitted in the source, not proved.

Significance and status

The goal includes separability, the full group universal property, nonembedding and the Cuntz-algebra corollary in the stated base universe. The target is currently Open on Prove2Me. The manuscript's mathematical argument and a machine-checked proof of the selected statement are separate deliverables.

Difficulty

A single source algebra must obstruct all nuclear targets and free ultrafilters. Universal full-group and Cuntz-algebra constructions are part of the target.

Formalization scope

The exact published goal, its hypotheses and its referenced definition blocks specify the requested formalization. The explanatory formula above is a summary; all quantifiers and additional clauses in the linked statement remain required.

The available published material supplies this goal and its necessary definitions. Additional manuscript lemmas are not represented as attached milestones.

Selected references

  • OpenAI, An explicit obstruction to nuclear norm-ultrapower embeddings, preprint, 2026. Manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Selected goal source.
2 thms1 active userReviewed
Geometry & Topology·Captain: marwahaha

A hyperbolic group with no geometric CAT(0) actionOpen Problem

Motivation

A linear filling inequality captures a form of large-scale negative curvature. The source asks whether a finite aspherical complex with that property must admit a geometric model of local nonpositive curvature. The source is OpenAI's September 2026 manuscript.

Setting

A finite complex has its usual barycentric realization. Asphericity means higher homotopy groups vanish. A linear disk-filling inequality bounds triangular face moves needed to fill an edge loop by a constant times its length.

Formalization targets

∃K:K finite, connected, aspherical, with linear disk filling,π1K hyperbolic with no geometric CAT(0) action.\exists K:\quad K\text{ finite, connected, aspherical, with linear disk filling},\quad\pi_1K\text{ hyperbolic with no geometric CAT(0) action}.∃K:K finite, connected, aspherical, with linear disk filling,π1​K hyperbolic with no geometric CAT(0) action.

The defined proposition MainStatement holds, namely that there exist a finite abstract simplicial complex K on vertices Fin n, with its standard barycentric realization |K| (nonnegative coordinate vectors summing to 1 supported on a face), a basepoint x in |K|, and a real constant C ≥ 0 such that all of the following hold. |K| is connected and aspherical at x, meaning every homotopy group π_{m}(|K|,x) with m ≥ 2 is trivial. K satisfies a linear disk-filling inequality: every closed edge path p that bounds some disk, where a disk is a chain of elementary moves (collapsing a repeated vertex, removing a spur a,b,a, or replacing a,b,c by a,c across a nondegenerate triangular face, which costs one) reducing p to a single vertex, admits such a disk using at most C times (length of p minus 1) triangular faces. The fundamental group G = π₁(|K|,x) is word hyperbolic in the four-point sense: for some finite generating set S and some δ ≥ 0, every a,b,c,d in G satisfy d(a,c)+d(b,d) ≤ max(d(a,b)+d(c,d), d(a,d)+d(b,c)) + 2δ, where d is word distance. G admits no geometric CAT(0) action: there is no proper cocompact isometric action of G on any nonempty proper complete metric space X (in universe u) that is CAT(0), in the sense that segments exist with the squared-distance comparison inequality. Finally, for every finite complex L whose realization is homotopy equivalent to |K|, there is no metric on |L|, inducing its given topology, that is geodesic and locally CAT(−1), meaning each point has a ball that satisfies the hyperbolic-cosine midpoint inequality cosh d(z,m) ≤ (cosh d(z,x)+cosh d(z,y))/(2cosh(d(x,y)/2)) for segment midpoints m.

The goal is OAI.HyperbolicObstruction.main.

Significance

The goal also excludes a finite homotopy-equivalent complex with a compatible geodesic locally CAT(-1) metric. It joins a finite topological model, a group-theoretic obstruction, and a metric-model consequence. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

A large-scale hyperbolicity inequality does not directly construct a local curvature metric. Excluding all geometric actions requires more than finding a defect in the original complex’s chosen metric.

Formalization scope

Word hyperbolicity uses the four-point word-distance condition. Excluded CAT(0) actions are on nonempty proper complete spaces. The final metric must induce the finite realization’s existing topology; changing that topology is not permitted.

The shared definitions are supplied by HyperbolicObstruction. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, A hyperbolic group with no geometric CAT(0) action, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
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Captain: marwahaha

Parabolic intersections in Artin groupsOpen Problem

Motivation

Standard generator subsets define natural subgroups in an Artin group. The source asks whether arbitrary conjugates of these subgroups remain in the same class after intersection. The source is OpenAI's September 2026 manuscript.

Setting

A standard parabolic subgroup is generated by a subset of the standard generators. A parabolic subgroup is any conjugate of one. There is no requirement that its Coxeter subgroup be finite.

Formalization targets

gAXg−1∩hAYh−1=kAZk−1for some Z⊆S, k∈AM.gA_Xg^{-1}\cap hA_Yh^{-1}=kA_Zk^{-1}\quad\text{for some }Z\subseteq S,\ k\in A_M.gAX​g−1∩hAY​h−1=kAZ​k−1for some Z⊆S, k∈AM​.

The theorem, which is admitted in the source with a placeholder proof, states the following for a Coxeter matrix M on a finite, linearly ordered index set S, with Artin(M) the Artin group presented on generators S by the braid relations: the word of alternating generators s,t,s,... of length M(s,t) equals the alternating word beginning with t, for each pair s,t. For any two subsets X and Y of S and any two elements g and h of Artin(M), there exist a subset Z of S and an element k of Artin(M) such that the intersection of the two conjugate subgroups g P_X g⁻¹ and h P_Y h⁻¹ equals k P_Z k⁻¹. Here P_T is the standard parabolic subgroup generated by the images of the generators in T, and conjugation by g is the subgroup whose members x satisfy g⁻¹xg in P. There is no spherical-type or other restriction on M, so the intersection of two conjugates of standard parabolic subgroups is itself a conjugate of a standard parabolic subgroup.

The goal is OAI.HarmonicArtin.ParabolicIntersections.unconditional_parabolic_intersections. Supporting targets are listed below; they retain their individual hypotheses and are separate statements.

  • unconditional arbitrary intersections.
  • unconditional nonclique dynamics.
  • unconditional parabolic closure.

Significance

The selected goal is closure under binary intersection. Attached results also give arbitrary intersections controlled by at most the rank many members, unique parabolic closure, and dynamics for irreducible non-clique groups. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Conjugation obscures the standard generating subsets, so intersecting XXX and YYY alone does not describe the subgroup intersection. The target must produce both a new subset and a new conjugating element.

Formalization scope

The generating type is finite and linearly ordered. The Coxeter-matrix convention encodes an infinite label by zero. The dynamics milestone has additional irreducibility and non-clique assumptions; those are not imposed on the intersection theorem.

The shared definitions are supplied by ArtinParabolicIntersections. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, Parabolic intersections in Artin groups, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
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Algebraic Topology·Captain: marwahaha

Harmonic heights and the Artin K(pi,1) conjectureOpen Problem

Motivation

A classifying-space problem asks whether a natural complex captures a group without additional higher homotopy. The source addresses the finite-rank Artin problem through the lifted spherical-cell complex. The source is OpenAI's September 2026 manuscript.

Setting

An Artin group is presented by alternating braid relations from a Coxeter matrix. A subset of generators is spherical when its associated Coxeter parabolic subgroup is finite. Lifted cells pair a group element with such a subset, with incidence determined by reduced coset words.

Formalization targets

ContractibleSpace⁡(SalvettiCover⁡(M))for every Coxeter matrix M on finite S.\operatorname{ContractibleSpace}(\operatorname{SalvettiCover}(M))\qquad\text{for every Coxeter matrix }M\text{ on finite }S.ContractibleSpace(SalvettiCover(M))for every Coxeter matrix M on finite S.

For every Coxeter matrix M indexed by a finite type S of standard generators, the topological space SalvettiCover(M) is contractible. The Artin group Artin(M) is the free group on S modulo the braid relators, one for each ordered pair (s,t): the alternating word s t s t ... of length M(s,t) times the inverse of the alternating word t s t s ... of the same length. A subset T of S is spherical when the standard parabolic subgroup of the Coxeter group generated by the simple reflections in T is finite. A lifted cell is a pair (a,T) of an Artin group element and a spherical subset. One lifted cell (a,T) is a face of (b,U) when T is contained in U and there is a word w in letters of U that is reduced in the Coxeter group (its Coxeter length equals the word length), is of minimal length in its coset with respect to the parabolic subgroup generated by T, and satisfies a = b times the image of w in the Artin group. The preorder on lifted cells is the reflexive transitive closure of this face relation, and SalvettiCover(M) is the geometric realization, as a topological space, of the nerve of that preorder viewed as a category.

The goal is OAI.HarmonicArtin.salvetti_cover_contractible.

Significance

The goal makes the full topological realization contractible, rather than only asserting vanishing of a selected homotopy group. It supplies a precise target for the covering-space component of the source. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Local spherical pieces need not automatically fit into a globally contractible realization. The face relation and its transitive closure must retain the interaction between Artin words and Coxeter length.

Formalization scope

SalvettiCover is the geometric realization of the nerve of the lifted-cell preorder. The generator type is finite but need not be equipped with a chosen enumeration. The mission preserves this published model instead of substituting a different complex.

The shared definitions are supplied by HarmonicArtin. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, Harmonic heights and the Artin K(pi,1) conjecture, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
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Captain: marwahaha

An infinite finitely presented simple amenable groupOpen Problem

Motivation

Simplicity constrains normal subgroups, amenability provides almost invariant finite sets, and finite presentation gives a finite description by generators and relations. The source seeks an infinite group satisfying all three conditions together. The source is OpenAI's September 2026 manuscript.

Setting

A simple group is nontrivial and has no proper nontrivial normal subgroup. Følner amenability means that every finite collection of translations changes a suitable nonempty finite set by a small relative symmetric difference.

Formalization targets

∃G:∣G∣=∞,G finitely presented and simple,∀K,ε>0 ∃D: ∣gD△D∣<ε∣D∣ (g∈K).\exists G:\quad |G|=\infty,\quad G\text{ finitely presented and simple},\quad\forall K,\varepsilon>0\ \exists D:\ |gD\triangle D|<\varepsilon|D|\ (g\in K).∃G:∣G∣=∞,G finitely presented and simple,∀K,ε>0 ∃D: ∣gD△D∣<ε∣D∣ (g∈K).

There exists a group G, with underlying type in the lowest universe, that is infinite, finitely presented, simple, and Følner-amenable. Here FolnerAmenable(G) is the defined proposition that for every finite subset K of G and every real ε>0 there is a nonempty finite subset D of G such that, for every g in K, the symmetric difference between the left translate gD={g·d : d∈D} and D has cardinality strictly less than ε times the cardinality of D. Simple means G is nontrivial and has no normal subgroups other than the trivial one and G itself, and finitely presented means G has a presentation with finitely many generators and finitely many relations.

The goal is OAI.SimpleAmenable.main.

Significance

The target supplies one group with simultaneous infinitude, simplicity, finite presentation, and the specified Følner property. Each condition is part of the conclusion. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Finite generation is weaker than finite presentation, and an amenability argument need not survive an arbitrary quotient or enlargement used to enforce simplicity. The construction must preserve all four properties.

Formalization scope

Finite sets are Finsets and translations act on the left. The Følner witness is nonempty and the inequality is strict for every member of the given finite set. No uniform bound on the number of generators or relators is imposed.

The shared definitions are supplied by SimpleAmenable. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, An infinite finitely presented simple amenable group, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
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Algebra·Captain: marwahaha

An infinite finitely presented periodic groupOpen Problem

Motivation

Periodic groups have only finite-order elements, but this local condition does not visibly bound the group’s size. The source asks whether an ordinary finite presentation forces such a group to be finite. The source is OpenAI's September 2026 manuscript.

Setting

A periodic group satisfies: for each element there is some positive power equal to the identity. A Steinberg group is generated by elementary root symbols subject to additive, commuting, and multiplicative commutator relations over a coefficient ring.

Formalization targets

∃R over F2: St⁡12(R) is infinite, finitely presented, and periodic.\exists R\text{ over }\mathbb F_2:\ \operatorname{St}_{12}(R)\text{ is infinite, finitely presented, and periodic}.∃R over F2​: St12​(R) is infinite, finitely presented, and periodic.

Two propositions hold together. For a natural number n and a ring R, a root is an ordered pair (i,j) of distinct indices in {0,…,n−1}, and the Steinberg group St(n,R) is the group generated by symbols x_{ij}(a), one for each root (i,j) and each a in R, subject to three families of relations: x_{ij}(a+b) = x_{ij}(a)x_{ij}(b); the commutator [x_{ij}(a), x_{kl}(b)] = x y x⁻¹ y⁻¹ is trivial whenever j≠k and i≠l; and for pairwise distinct i, j, k, the commutator [x_{ij}(a), x_{jk}(b)] equals x_{ik}(ab). A group is periodic if every element g has some positive integer m with gᵐ = 1. The first statement, MainStatement, asserts that there exist a ring R in the lowest universe, carrying an algebra structure over ZMod 2, such that St(12,R) is infinite, finitely presented, and periodic. The second statement, BurnsideStatement, asserts that there exists an infinite, finitely presented, periodic group G. The theorem asserts the conjunction of these two existence claims, with no bound on the orders of elements.

The goal is OAI.SourceBurnside.thm_main.

Significance

The formal goal includes both this ring-based construction and the general existence of an infinite finitely presented periodic group. It preserves the stronger concrete realization through a Steinberg group. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

A finite collection of torsion generators does not imply that every product has finite order. Conversely, infinitely many torsion relations do not supply an ordinary finite presentation. Both requirements must hold for the same infinite group.

Formalization scope

The orders of elements may vary; no common exponent is asserted. Finite presentation is Mathlib’s group property. The goal does not include the manuscript’s separate nil-algebra, radical-algebra, or unitization conclusions.

The shared definitions are supplied by PeriodicGroup. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, An infinite finitely presented periodic group, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
Geometry & Topology·Captain: wurtle

Quasi-isometric recognition of virtually polycyclic groupsResearch Paper

Motivation: recognizing a group from its large-scale geometry

Geometric group theory studies finitely generated groups through their word metrics, which are well defined up to quasi-isometry. A basic question is which algebraic properties are quasi-isometry invariants: if a group HHH "looks like" a group PPP from far away, must HHH share PPP's algebraic structure? Gromov's polynomial-growth theorem (1981) answers this for virtually nilpotent groups. The next natural class is the virtually polycyclic groups — groups with a finite-index subgroup admitting a finite subnormal series with cyclic factors — which are exactly, up to finite index, the lattices in connected simply connected solvable Lie groups. Eskin, Fisher and Whyte conjectured that this class is quasi-isometrically rigid, and the question had been settled only for special families such as Sol\mathrm{Sol}Sol and certain abelian-by-abelian groups.

Background

  • 1981 — Gromov: groups of polynomial growth are virtually nilpotent, which settles the virtually nilpotent case (Publ. IHÉS 1981).
  • 2000 — Farb and Mosher pose horizontal-preservation and recognition problems for solvable groups (arXiv:math/0005184).
  • 2004 — Shalom proves that a finitely generated group quasi-isometric to an infinite polycyclic group has a finite-index subgroup with infinite abelianization (Acta Math. 2004).
  • 2007 — Eskin, Fisher and Whyte formulate the lattice-recognition conjecture and its polycyclic form (Conjecture 1.2) (PAMQ 2007).
  • 2010–2013 — Dymarz treats certain diagonalizable models (GAFA 2010); Peng handles nondegenerate unimodular split abelian-by-abelian Lie groups (G&T 2011); Eskin–Fisher–Whyte prove recognition for Sol\mathrm{Sol}Sol by coarse differentiation (Ann. of Math. 2013).
  • 2025 — Dymarz, Fisher and Xie prove a Tukia-type theorem and rigidity for SOL-like groups (Adv. Math. 2025); Le Boudec proves recognition under commability (arXiv:2510.24581); Grayevsky and Pallier treat Sol5\mathrm{Sol}_5Sol5​ (arXiv:2509.12823).
  • 2026 — An OpenAI preprint, Quasi-isometric recognition of virtually polycyclic groups (OpenAI Math Release, September 24, 2026), claims recognition for the full class. The preprint has not been peer reviewed and its theorems are not formally verified.

Setting

For finitely generated groups P,HP,HP,H with word metrics, a (K,C)(K,C)(K,C)-quasi-isometry F:P→HF:P\to HF:P→H satisfies K−1d(x,x′)−C≤d(Fx,Fx′)≤Kd(x,x′)+CK^{-1}d(x,x')-C\le d(Fx,Fx')\le Kd(x,x')+CK−1d(x,x′)−C≤d(Fx,Fx′)≤Kd(x,x′)+C and has CCC-dense image. For finitely generated groups this is equivalent to a coarse equivalence: maps f:P→Hf:P\to Hf:P→H, g:H→Pg:H\to Pg:H→P sending pairs at bounded distance (differences in a fixed finite set) to pairs at bounded distance, with g∘fg\circ fg∘f and f∘gf\circ gf∘g at bounded distance from the identities. A uniform lattice in a locally compact group SSS is a discrete subgroup Λ\LambdaΛ with S=ΛKS=\Lambda KS=ΛK for a compact KKK; a lattice is a discrete subgroup whose coset space carries an SSS-invariant probability measure.

For the height theorem: a connected simply connected Lie group GGG is real-triangulable if the adjoint representation of its Lie algebra g\mathfrak gg is simultaneously upper triangular in some real basis, with diagonal characters χ1,…,χs\chi_1,\dots,\chi_sχ1​,…,χs​. Put k=⋂jker⁡χj\mathfrak k=\bigcap_j\ker\chi_jk=⋂j​kerχj​ and W=g/kW=\mathfrak g/\mathfrak kW=g/k; the exponential height map π:G→(W,+)\pi:G\to(W,+)π:G→(W,+) is the homomorphism whose differential is the quotient map. GGG is unimodular if its left Haar measure is right invariant.

Formalization targets

Milestone: uniform bounded height (Theorem 1.4)

Let GGG be connected, simply connected, real-triangulable and unimodular, with a proper left-invariant metric and a norm on WWW. There is a finite subgroup AG≤GL(W)\mathcal A_G\le\mathrm{GL}(W)AG​≤GL(W) such that for all K≥1K\ge1K≥1, C≥0C\ge0C≥0 there is BBB with: every (K,C)(K,C)(K,C) self quasi-isometry FFF of GGG has some AF∈AGA_F\in\mathcal A_GAF​∈AG​ with

∥πF(g)−πF(1)−AF π(g)∥≤B(g∈G).\bigl\|\pi F(g)-\pi F(1)-A_F\,\pi(g)\bigr\|\le B\qquad(g\in G).​πF(g)−πF(1)−AF​π(g)​≤B(g∈G).

Milestone: lattice recognition (Corollary 1.2)

If a finitely generated group HHH is quasi-isometric to a lattice in a connected simply connected solvable Lie group, then a finite-index subgroup of HHH is a uniform lattice in some (possibly different) connected simply connected solvable Lie group.

Goal: quasi-isometric recognition (Theorem 1.1)

Let PPP be finitely generated and virtually polycyclic and HHH finitely generated. If HHH is quasi-isometric to PPP, then

H is virtually polycyclic,and some finite-index Γ≤H is isomorphic to a uniform lattice in a connected simply connected solvable Lie group.H\ \text{is virtually polycyclic},\quad\text{and some finite-index } \Gamma\le H \text{ is isomorphic to a uniform lattice in a connected simply connected solvable Lie group.}H is virtually polycyclic,and some finite-index Γ≤H is isomorphic to a uniform lattice in a connected simply connected solvable Lie group.

The second clause is the classical lattice realization of virtually polycyclic groups (Dekimpe's theorem, used in the source's proof of Corollary 1.2), recorded in the same formal statement. All three statements are published on the platform with status Open: no machine-checked proofs exist yet.

Significance

The result itself. Virtual polycyclicity becomes a quasi-isometry invariant among finitely generated groups, extending Gromov's theorem from nilpotent to solvable lattices and resolving the Eskin–Fisher–Whyte conjecture in its lattice form, where the ambient Lie group may change. The bounded-height theorem is a rigidity statement for quasi-isometries of an entire class of solvable Lie groups: up to bounded error and a finite group of linear symmetries, every quasi-isometry preserves height. This is the kind of control that previously required case-by-case coarse differentiation.

Formalizing it. The proof combines Lie theory, measured couplings, reduced cohomology, volume growth, Gromov's theorem and finiteness/duality results for elementary amenable groups — a long chain in which a machine check would add real confidence. Basic objects (coarse equivalences of groups, polycyclic series, uniform lattices, Lie groups with exponential maps) are reusable across geometric group theory.

Difficulty

Quasi-isometries carry no algebraic structure and can be wild at bounded scales, so the comparison group HHH cannot be assumed solvable or even amenable a priori. Shalom's argument yields only a nontrivial homomorphism to Z\mathbb ZZ, not full structure. The geometric core is height rigidity: one must show that a quasi-isometry cannot mix "up" and "down" directions of different exponential rates, uniformly over all quasi-isometries with given constants, and with a bounded (not merely sublinear) error, which is exactly what the later group-theoretic deduction needs.

Formalization scope

  • Polycyclicity is encoded by an explicit finite cyclic subnormal series; virtual polycyclicity by a finite-index polycyclic subgroup. Quasi-isometry of finitely generated groups is encoded as GroupCoarseEquivalence, with bornologous maps and errors in finite sets — equivalent to quasi-isometry of word metrics.
  • Simply connected solvable Lie groups are bundled as SimplyConnectedSolvableLieModel (finite-dimensional charted Lie group, Hausdorff, second countable, simply connected, solvable). Uniform lattices are discrete subgroups with a compact fundamental cover; finite-covolume lattices carry an invariant probability measure on the coset space.
  • In the height theorem, real-triangulability is a TriangularAdjoint basis, WWW is any normed space linearly isomorphic to the canonical quotient, and π\piπ is characterized through an exponential map. The metric is any compatible proper left-invariant metric with linear chain bounds — a quasi-isometric generalization of the source's fixed left-invariant Riemannian metric. The finite group A\mathcal AA is chosen before K,CK,CK,C.
  • Needed infrastructure: Lie algebras of Lie groups and exponential maps, Haar measure, quasi-isometries, Gromov's theorem, and the theory of elementary amenable groups.

Selected references

  • M. Gromov, Groups of polynomial growth and expanding maps, Publ. Math. IHÉS 53 (1981), 53–78. https://doi.org/10.1007/BF02698687
  • Y. Shalom, Harmonic analysis, cohomology, and the large-scale geometry of amenable groups, Acta Math. 192 (2004), 119–185. https://doi.org/10.1007/BF02392739
  • A. Eskin, D. Fisher and K. Whyte, Quasi-isometries and rigidity of solvable groups, Pure Appl. Math. Q. 3 (2007), 927–947. https://doi.org/10.4310/PAMQ.2007.v3.n4.a3
  • A. Eskin, D. Fisher and K. Whyte, Coarse differentiation of quasi-isometries II: Rigidity for Sol and lamplighter groups, Ann. of Math. 177 (2013), 869–910. https://doi.org/10.4007/annals.2013.177.3.2
  • I. Peng, Coarse differentiation and quasi-isometries of a class of solvable Lie groups II, Geom. Topol. 15 (2011), 1927–1981. https://doi.org/10.2140/gt.2011.15.1927
  • T. Dymarz, Large scale geometry of certain solvable groups, Geom. Funct. Anal. 19 (2010), 1650–1687. https://doi.org/10.1007/s00039-010-0046-y
  • T. Dymarz, D. Fisher and X. Xie, A Tukia-type theorem for nilpotent Lie groups and quasi-isometric rigidity of solvable groups, Adv. Math. 468 (2025). https://doi.org/10.1016/j.aim.2025.110202
  • K. Dekimpe, Solvable Lie algebras, Lie groups and polynomial structures, Compos. Math. 121 (2000), 183–204. https://doi.org/10.1023/A:1001738932743
  • Y. Cornulier and R. Tessera, On the vanishing of reduced 1-cohomology for Banach representations, Ann. Inst. Fourier 70 (2020), 1951–2003. https://doi.org/10.5802/aif.3363
  • OpenAI, Quasi-isometric recognition of virtually polycyclic groups, OpenAI Math Release preprint, September 24, 2026 (source of the goal; Theorem 1.1 and Corollary 1.2, p. 2; Theorem 1.4, p. 4). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/quasi-isometric-recognition-of-virtually-polycyclic-groups-September-24-2026/paper.pdf
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Algebraic TopologyMathematical Logic·Captain: wurtle

Simple F∞ overgroups of groups with decidable word problemResearch Paper

Motivation

A finitely generated group has decidable word problem if an algorithm decides, for every word in a fixed finite generating set and its inverses, whether it represents the identity. Embedding theorems translate this algorithmic property into algebra: Higman (1961) characterized subgroups of finitely presented groups, and Boone and Higman (1974) showed that decidable word problem is equivalent to embedding in a simple subgroup of a finitely presented group, asking whether the simple group can be finitely presented (the Boone–Higman conjecture).

This preprint proves a stronger statement in the direction of higher finiteness: every finitely generated group with decidable word problem embeds in a simple group of type F∞F_\inftyF∞​, i.e. one with a classifying space having finitely many cells in each dimension. Since type F∞F_\inftyF∞​ implies finite presentation, this implies the Boone–Higman conjecture.

Background

  • 1961. Higman's embedding theorem: finitely generated subgroups of finitely presented groups are exactly the recursively presented groups.
  • 1974. Boone and Higman characterize decidable word problem by embeddings into simple subgroups of finitely presented groups and pose the conjecture.
  • 1975, 1987. Brown gives homological criteria for finiteness and establishes type F∞F_\inftyF∞​ for the Thompson–Higman groups.
  • 1980. Thompson shows the simple overgroup can be chosen finitely generated with decidable word problem.
  • 2022. Belk and Zaremsky introduce twisted Brin–Thompson groups and construct a simple group of type F∞F_\inftyF∞​ containing all finitely generated right-angled Artin groups.
  • 2024–2026. Belk, Hyde and Matucci construct a simple F∞F_\inftyF∞​ group containing every countable abelian group; the Boone–Higman conjecture is verified for hyperbolic groups (Belk, Bleak, Matucci, Zaremsky) and for Aut(Fn)\mathrm{Aut}(F_n)Aut(Fn​) and mapping class groups (Belk, Fournier-Facio, Hyde, Zaremsky). The survey of Belk, Bleak, Matucci and Zaremsky raises the higher-finiteness question.
  • 2026. The OpenAI preprint Simple F∞F_\inftyF∞​ overgroups of groups with decidable word problem (dated September 23, 2026) proves the theorem below, building on the companion preprint Finite algebraic envelopes and the Boone–Higman conjecture. It has not been peer reviewed; the Lean goal is open on this platform.

Setting

A classifying space K(H,1)K(H,1)K(H,1) is a connected CW complex with fundamental group HHH and contractible universal cover. HHH has type FnF_nFn​ if some K(H,1)K(H,1)K(H,1) has finite nnn-skeleton and type F∞F_\inftyF∞​ if some K(H,1)K(H,1)K(H,1) has finitely many cells in each dimension. Type F1F_1F1​ is finite generation and type F2F_2F2​ is finite presentation. A group is simple if it is nontrivial and has no normal subgroups besides 111 and itself.

In Lean (OAI.SimpleFInftyOvergroups, definitions SimpleOvergroups), HasDecidableWordProblem G asks for a finite generating tuple with a ComputablePred identity predicate on words; HasTypeFInfty H asks for a Hausdorff connected space XXX with a CW structure of finite type (Topology.CWComplex.FiniteType), a basepoint with H≃π1(X,x)H \simeq \pi_1(X, x)H≃π1​(X,x), and a surjective covering map from a contractible space.

Formalization targets

Goal: Theorem 1.1

Every finitely generated group GGG with decidable word problem admits an injective homomorphism G↪HG \hookrightarrow HG↪H into a nontrivial simple group HHH of type F∞F_\inftyF∞​.

The input need not be finitely presented and its word-problem algorithm may have arbitrary running time; the classifying space of HHH may be infinite-dimensional.

Significance

The result. Theorem 1.1 answers the higher-finiteness strengthening of the Boone–Higman conjecture and implies the conjecture itself. With the classical converse (finitely presented simple groups have decidable word problem), it characterizes groups with decidable word problem as the finitely generated subgroups of simple groups of type F∞F_\inftyF∞​.

Formalizing it. No machine-checked proof exists; the source is an unrefereed preprint. A formalization requires CW complexes of finite type, classifying spaces and covering theory (partially in Mathlib), Brown's homological finiteness criterion, Steinberg groups, and twisted Brin–Thompson groups with the Belk–Zaremsky finiteness theorem (Theorem 5.1 in the preprint, from the literature).

Difficulty

Finite presentation already fails to pass to subgroups; higher finiteness additionally requires controlling relations among relations in every dimension. Known families of simple F∞F_\inftyF∞​ groups contain large classes of groups but give no general construction from a word-problem algorithm. The proof needs an oligomorphic faithful action of a group of type F∞F_\inftyF∞​ with stabilizers of type F∞F_\inftyF∞​, built from an algebraic envelope whose Steinberg-group kernel must be annihilated exactly (Theorem 4.6).

Formalization scope

  • GGG and HHH live in the same universe Type u; GGG carries [Group.FG G].
  • IsSimpleGroup H together with Nontrivial H encodes simplicity.
  • Type F∞F_\inftyF∞​ is encoded topologically via a finite-type CW structure on a connected Hausdorff space whose universal cover (a surjective covering with contractible total space) witnesses asphericity.
  • The word problem uses ComputablePred on lists of (generator, sign) pairs for a specified generating tuple.

The statement is not vacuous: the hypothesis holds for many groups (e.g. all finitely presented residually finite groups), and the conclusion requires a genuine embedding.

Needed infrastructure: finite-type CW complexes and K(π,1)K(\pi,1)K(π,1) spaces, Brown's criterion, group actions with finiteness properties, Steinberg groups over noncommutative algebras, and twisted Brin–Thompson groups. Contributions toward any of these are welcome.

Selected references

  • OpenAI, Simple F∞F_\inftyF∞​ overgroups of groups with decidable word problem, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Simple-F-infinity-overgroups-of-groups-with-decidable-word-problem-September-23-2026/paper.pdf
  • OpenAI, Finite algebraic envelopes and the Boone–Higman conjecture, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/main/preprints/Finite-algebraic-envelopes-and-the-Boone-Higman-conjecture-September-23-2026/paper.pdf
  • W. W. Boone, G. Higman, An algebraic characterization of groups with soluble word problem, J. Austral. Math. Soc. 18 (1974). https://doi.org/10.1017/S1446788700019108
  • G. Higman, Subgroups of finitely presented groups, Proc. Roy. Soc. London Ser. A 262 (1961). https://doi.org/10.1098/rspa.1961.0132
  • R. J. Thompson, Embeddings into finitely generated simple groups which preserve the word problem, in Word Problems II, 1980. https://doi.org/10.1016/S0049-237X(08)71348-X
  • K. S. Brown, Homological criteria for finiteness, Comment. Math. Helv. 50 (1975). https://doi.org/10.1007/BF02565740
  • K. S. Brown, Finiteness properties of groups, J. Pure Appl. Algebra 44 (1987). https://doi.org/10.1016/0022-4049(87)90015-6
  • J. Belk, M. C. B. Zaremsky, Twisted Brin–Thompson groups, Geom. Topol. 26 (2022). https://doi.org/10.2140/gt.2022.26.1189
  • J. Belk, C. Bleak, F. Matucci, M. C. B. Zaremsky, Progress around the Boone–Higman conjecture, 2025. https://arxiv.org/abs/2306.16356
  • J. Belk, C. Bleak, F. Matucci, M. C. B. Zaremsky, Hyperbolic groups satisfy the Boone–Higman conjecture, Duke Math. J. 175 (2026). https://doi.org/10.1215/00127094-2025-0055
  • J. Belk, J. Hyde, F. Matucci, Finite germ extensions, 2024. https://arxiv.org/abs/2407.03149
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Algebraic Topology·Captain: wurtle

A finitely generated counterexample to the Eilenberg–Ganea conjectureResearch Paper

Motivation: algebraic versus geometric dimension of groups

Two numbers measure how "large" a discrete group Γ\GammaΓ is. The cohomological dimension cd⁡Γ\operatorname{cd}\GammacdΓ is algebraic: the length of the shortest projective resolution of the trivial module Z\mathbb ZZ over the group ring Z[Γ]\mathbb Z[\Gamma]Z[Γ]. The geometric dimension gd⁡Γ\operatorname{gd}\GammagdΓ is topological: the least dimension of a CW complex with fundamental group Γ\GammaΓ and contractible universal cover (a classifying space or K(Γ,1)K(\Gamma,1)K(Γ,1)). Cellular chains of a classifying space give a free resolution, so cd⁡Γ≤gd⁡Γ\operatorname{cd}\Gamma\le\operatorname{gd}\GammacdΓ≤gdΓ. Eilenberg and Ganea proved in 1957 that equality holds whenever cd⁡Γ≥3\operatorname{cd}\Gamma\ge3cdΓ≥3, and Stallings and Swan settled dimension one. The remaining case — must a group of cohomological dimension two have a two-dimensional classifying space? — is the Eilenberg–Ganea conjecture, closely tied to Whitehead's asphericity conjecture in low-dimensional topology.

Background

  • 1941 — Whitehead asks whether every connected subcomplex of an aspherical 2-complex is aspherical (Ann. of Math. 1941).
  • 1957 — Eilenberg and Ganea prove cd⁡=gd⁡\operatorname{cd}=\operatorname{gd}cd=gd for cd⁡≥3\operatorname{cd}\ge3cd≥3 and pose the dimension-two question (Ann. of Math. 1957).
  • 1968–1969 — Stallings proves that finitely generated groups of cohomological dimension one are free (Ann. of Math. 1968); Swan removes finite generation (J. Algebra 1969).
  • 1997 — Bestvina and Brady introduce height kernels of right-angled Artin groups and show that for suitable flag triangulations of a spine of the Poincaré homology sphere at least one of the Eilenberg–Ganea and Whitehead conjectures fails (Invent. Math. 1997, Thm 8.7).
  • 1999 — Dicks and Leary give presentations of these kernels (Proc. AMS 1999); Howie studies them via plus constructions (Math. Proc. Camb. Phil. Soc. 1999).
  • 2026 — Leary and Petrosyan compare Coxeter and Bestvina–Brady candidates for the problem (arXiv:2605.07853).
  • 2026 — An OpenAI preprint, A finitely generated counterexample to the Eilenberg–Ganea conjecture (OpenAI Math Release, September 23, 2026), claims a finitely generated residually finite group with cd⁡=2\operatorname{cd}=2cd=2 and gd⁡=3\operatorname{gd}=3gd=3. The preprint has not been peer reviewed and its theorem is not formally verified.

Setting

For a finite simplicial graph Δ\DeltaΔ with vertex set VVV, the right-angled Artin group is

AΔ=⟨aq (q∈V) ∣ aqaraq−1ar−1=1 whenever q,r are adjacent⟩,A_\Delta=\bigl\langle a_q\ (q\in V)\ \bigm|\ a_qa_ra_q^{-1}a_r^{-1}=1\ \text{whenever } q,r \text{ are adjacent}\bigr\rangle ,AΔ​=⟨aq​ (q∈V) ​ aq​ar​aq−1​ar−1​=1 whenever q,r are adjacent⟩,

and the height homomorphism λ:AΔ→Z\lambda:A_\Delta\to\mathbb Zλ:AΔ​→Z sends every aqa_qaq​ to 111. Its kernel is a Bestvina–Brady group.

The specific graph comes from the presentation complex KKK of ⟨x,y∣x2y−5, x2(yx−1)3⟩\langle x,y\mid x^2y^{-5},\ x^2(yx^{-1})^{3}\rangle⟨x,y∣x2y−5, x2(yx−1)3⟩, which is integrally acyclic and has a nontrivial representation of its fundamental group into SU(2)\mathrm{SU}(2)SU(2). Subdivide each of the two loops of KKK into three edges, cone the boundary of each relator polygon to a new interior vertex (keeping one radial edge per boundary occurrence), and take the order complex of the resulting regular cell structure (7 vertices, 51 edges, 45 triangular sectors). This is a flag triangulation LLL of KKK; Δ\DeltaΔ is its 1-skeleton, i.e. the comparability graph of the cells. The group is G=ker⁡λ≤AΔG=\ker\lambda\le A_\DeltaG=kerλ≤AΔ​.

A group is residually finite if every nontrivial element survives in some finite quotient.

Formalization targets

Goal: the counterexample (Theorem 1.1)

For the group GGG above,

G is finitely generated and residually finite,cd⁡G=2,G has a 3-dimensional K(G,1),G has no 2-dimensional K(G,1).G\ \text{is finitely generated and residually finite},\qquad \operatorname{cd}G=2,\qquad G \text{ has a 3-dimensional } K(G,1),\qquad G \text{ has no 2-dimensional } K(G,1).G is finitely generated and residually finite,cdG=2,G has a 3-dimensional K(G,1),G has no 2-dimensional K(G,1).

In particular gd⁡G=3≠2=cd⁡G\operatorname{gd}G=3\ne2=\operatorname{cd}GgdG=3=2=cdG. The non-existence clause holds for classifying spaces with any number of cells. The goal statement is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. The theorem disproves the Eilenberg–Ganea conjecture with a finitely generated (indeed type FL\mathrm{FL}FL, but not finitely presented) residually finite group, so the conjecture fails even for countable groups with strong finiteness properties. By Bestvina–Brady's dichotomy the Whitehead conjecture is not directly decided by this example, but the gap between the algebraic and geometric dimensions in dimension two is now exhibited concretely.

Formalizing it. The statement is concrete: an explicit finite graph, its Artin group and height kernel, a projective dimension, and existence/non-existence of CW models. The non-existence clause ranges over all CW complexes of arbitrary cardinality, which is exactly the kind of universally quantified topological claim where a machine check is valuable. Groundwork includes classifying spaces in Mathlib's CW-complex framework, projective dimension over group rings, and Bestvina–Brady Morse theory.

Difficulty

The kernel acts freely on an acyclic 2-complex, which gives cd⁡G≤2\operatorname{cd}G\le2cdG≤2, but an acyclic complex need not be contractible, and showing that one particular 2-dimensional model fails to be a K(G,1)K(G,1)K(G,1) says nothing about other models. The obstacle is to rule out every hypothetical two-dimensional classifying space, with arbitrarily many cells, and to do so for a group that is not finitely presented. Homological invariants cannot see the difference, since they agree with those of a genuine 2-dimensional model.

Formalization scope

  • The seed complex is encoded combinatorially: signed relator words seedWord, rose vertices, circle edges and sectors; seedGraph is the comparability graph of the cell face relation. ArtinGroup is a PresentedGroup on commutators of adjacent vertices, height sends each generator to 111 in Multiplicative ℤ, and SourceGroup is its kernel.
  • cohomologicalDimension is the categorical projective dimension (in WithBot ℕ∞) of the trivial Z[G]\mathbb Z[G]Z[G]-module in ModuleCat.
  • HasClassifyingSpace G n asks for a Hausdorff, path-connected CW complex with no cells above dimension nnn, fundamental group isomorphic to GGG, and a surjective covering map from a contractible space. The positive clause is stated in universe 0; the negative clause is universe-polymorphic, so no restriction on the cardinality of cells is imposed.
  • Needed infrastructure: Bestvina–Brady level complexes, presentations of height kernels, residual finiteness of RAAG subgroups, SU(2)\mathrm{SU}(2)SU(2) representations and degree arguments.

Selected references

  • S. Eilenberg and T. Ganea, On the Lusternik–Schnirelmann category of abstract groups, Ann. of Math. 65 (1957). https://doi.org/10.2307/1970062
  • J. H. C. Whitehead, On adding relations to homotopy groups, Ann. of Math. 42 (1941). https://doi.org/10.2307/1968907
  • J. R. Stallings, On torsion-free groups with infinitely many ends, Ann. of Math. 88 (1968). https://doi.org/10.2307/1970577
  • R. G. Swan, Groups of cohomological dimension one, J. Algebra 12 (1969). https://doi.org/10.1016/0021-8693(69)90030-1
  • M. Bestvina and N. Brady, Morse theory and finiteness properties of groups, Invent. Math. 129 (1997). https://doi.org/10.1007/s002220050168
  • W. Dicks and I. J. Leary, Presentations for subgroups of Artin groups, Proc. Amer. Math. Soc. 127 (1999). https://doi.org/10.1090/S0002-9939-99-04873-X
  • J. Howie, Bestvina–Brady groups and the plus construction, Math. Proc. Cambridge Philos. Soc. 127 (1999). https://doi.org/10.1017/S0305004199003928
  • I. J. Leary and N. Petrosyan, Universal structure of graph product kernels, preprint, 2026. https://arxiv.org/abs/2605.07853v1
  • OpenAI, A finitely generated counterexample to the Eilenberg–Ganea conjecture, OpenAI Math Release preprint, September 23, 2026 (source of the goal; Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-finitely-generated-counterexample-to-the-Eilenberg-Ganea-conjecture-September-23-2026/paper.pdf
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Geometry & Topology·Captain: wurtle

A Modulus Proof of Cannon’s ConjectureResearch Paper

Motivation

A finitely generated group is (word-)hyperbolic if the geodesic triangles in its Cayley graph are uniformly thin, as in the hyperbolic plane. Such a group has a boundary at infinity ∂G\partial G∂G, a compact space of asymptotic directions. The fundamental group of a closed hyperbolic 3-manifold is hyperbolic with boundary the 2-sphere. Cannon's conjecture asks for the converse: if a hyperbolic group has boundary homeomorphic to S2S^2S2, does it act geometrically on hyperbolic three-space H3\mathbb H^3H3? An affirmative answer characterizes, purely in terms of coarse geometry, which groups arise from closed hyperbolic 3-manifolds; it is one of the central problems of geometric group theory and is closely tied to the geometrization program for 3-manifolds.

Timeline

  • 1981, 1980. Sullivan and Tukia show that groups of uniformly quasiconformal maps of the sphere are conjugate to Möbius groups (Sullivan, Stony Brook 1978 proceedings; Tukia, doi:10.5186/aasfm.1980.0530).
  • 1989. Pansu introduces conformal dimension of boundaries (doi:10.5186/aasfm.1989.1424).
  • 1994. Cannon's combinatorial Riemann mapping theorem recovers quasiconformal coordinates from discrete moduli (doi:10.1007/BF02398434).
  • 1998. Cannon and Swenson state the group-boundary conjecture and relate geometric actions to conformality of boundary coverings (doi:10.1090/S0002-9947-98-02107-2).
  • 1999. Cannon, Floyd and Parry reduce the problem to bounded discrete moduli of annuli at small scales (Ann. Acad. Sci. Fenn. Math., 1999).
  • 2002, 2005. Bonk and Kleiner develop quasisymmetric uniformization of metric spheres and prove the conjecture when the Ahlfors-regular conformal dimension is attained (doi:10.1007/s00222-002-0233-z, doi:10.2140/gt.2005.9.219).
  • 2012–2013. Kahn–Marković, Bergeron–Wise, Agol and Marković connect surface subgroups, cubulation and Kleinian realizations (doi:10.4007/annals.2012.175.3.4, doi:10.4171/DM/421, doi:10.1007/s00039-013-0228-5). Bourdon and Kleiner give a combinatorial-modulus criterion for uniformization (doi:10.4171/GGD/177).
  • 2015. Haïssinsky proves a virtual Kleinian criterion for cubulated hyperbolic groups with planar boundary (doi:10.1007/s00222-014-0552-x).
  • 2026. Groves, Haïssinsky, Manning, Osajda, Sisto and Walsh reduce the residually finite case to the Toral Relative Cannon conjecture (arXiv:2406.14667).

The source of this mission, an OpenAI preprint dated September 23, 2026, follows the analytic route and proves the conjecture.

Setting

Let GGG be a group with a finite symmetric generating set SSS and Cayley graph Γ(G,S)\Gamma(G,S)Γ(G,S) with graph distance ddd. GGG is hyperbolic if there is δ\deltaδ such that every point on a side of a geodesic triangle lies within d≤δd\le\deltad≤δ of the union of the other two sides. A geodesic ray based at 111 is a sequence r0=1,r1,…r_0=1,r_1,\dotsr0​=1,r1​,… with d(ri,rj)=∣i−j∣d(r_i,r_j)=|i-j|d(ri​,rj​)=∣i−j∣; two rays are equivalent if d(rn,sn)d(r_n,s_n)d(rn​,sn​) stays bounded. The boundary ∂G\partial G∂G is the set of equivalence classes with the quotient of the topology of pointwise convergence.

H3\mathbb H^3H3 is the upper half-space {x∈R3:x3>0}\{x\in\mathbb R^3: x_3>0\}{x∈R3:x3​>0} with distance arcosh⁡(1+∣x−y∣2/(2x3y3))\operatorname{arcosh}\bigl(1+|x-y|^2/(2x_3y_3)\bigr)arcosh(1+∣x−y∣2/(2x3​y3​)), and Isom⁡(H3)\operatorname{Isom}(\mathbb H^3)Isom(H3) is its full isometry group, including orientation-reversing isometries. A homomorphism ρ:G→Isom⁡(H3)\rho:G\to\operatorname{Isom}(\mathbb H^3)ρ:G→Isom(H3) gives a proper action if {g:ρ(g)K∩K≠∅}\{g:\rho(g)K\cap K\ne\varnothing\}{g:ρ(g)K∩K=∅} is finite for every compact KKK, and a cocompact action if translates of one compact set cover H3\mathbb H^3H3.

Formalization targets

Goal: Theorem 1.1

G hyperbolic, ∂G≅S2 ⟹ ∃ ρ:G→Isom⁡(H3) proper, cocompact, with ker⁡ρ finite.G\ \text{hyperbolic},\ \partial G\cong S^2\ \Longrightarrow\ \exists\,\rho:G\to\operatorname{Isom}(\mathbb H^3)\ \text{proper, cocompact, with }\ker\rho\ \text{finite}.G hyperbolic, ∂G≅S2 ⟹ ∃ρ:G→Isom(H3) proper, cocompact, with kerρ finite.

The Lean statement OAI.CannonRelease.cannon is open on the platform.

Significance

The theorem identifies hyperbolic groups with 2-sphere boundary, up to finite kernels, with uniform lattices in Isom⁡(H3)\operatorname{Isom}(\mathbb H^3)Isom(H3). For torsion-free GGG, the quotient H3/G\mathbb H^3/GH3/G is a closed hyperbolic 3-manifold, possibly nonorientable (Corollary 8.1), and the work of Kahn–Marković, Bergeron–Wise and Agol then gives virtual structure results (Corollary 8.2). It also settles the hypotheses of the reductions of Marković and of Groves et al. in full generality.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. A formal proof would require formal infrastructure for hyperbolic groups and their boundaries, quasiconformal analysis and combinatorial modulus, very little of which is currently in Mathlib.

Difficulty

By the Cannon–Floyd–Parry and Bourdon–Kleiner criteria, the theorem reduces to a uniform upper bound on the combinatorial 2-modulus of curve families at all scales of the boundary. The bound is easy to state but there is no a priori reason why moduli of coverings of a topological sphere should stay bounded; Bonk–Kleiner needed the extra hypothesis that the conformal dimension is attained. A proof must extract analytic control (a nonconstant limit function with controlled oscillation) from a hypothetical sequence of coverings with unbounded modulus and contradict it using only hyperbolicity and the topology of the boundary.

Formalization scope

  • CayleyData G is a finite symmetric generating set with connected SimpleGraph.mulCayley; ThinTriangles asks for one natural number δ\deltaδ working for all geodesic triangles given as walks of length equal to graph distance.
  • Rays are ℕ → G with r 0 = 1 and dist (r i) (r j) = |i-j|; the boundary is the quotient by bounded synchronous distance. GGG carries the discrete topology, rays the subspace product topology, and the boundary the quotient topology, which coincides with the visual topology for hyperbolic groups.
  • S2S^2S2 is the unit sphere in EuclideanSpace ℝ (Fin 3); H3\mathbb H^3H3 is the upper half-space with the explicit arcosh distance and subspace topology; isometries are self-homeomorphisms preserving that distance.
  • The kernel is only required to be finite, and orientation-reversing elements are allowed, matching the paper.

A complete development needs Gromov hyperbolic groups and visual metrics, approximately self-similar spheres, combinatorial modulus and the Bonk–Kleiner/Bourdon–Kleiner uniformization criterion, and the Sullivan–Tukia straightening of uniformly quasiconformal groups. Contributions formalizing Proposition 2.6 (from a round boundary action to a geometric action on H3\mathbb H^3H3) or Theorem 2.5 (the uniformization criterion) are welcome.

Selected references

  • OpenAI, A Modulus Proof of Cannon's Conjecture, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Modulus-Proof-of-Cannons-Conjecture-September-23-2026/paper.pdf
  • J. W. Cannon, The combinatorial Riemann mapping theorem, Acta Math., 1994. https://doi.org/10.1007/BF02398434
  • J. W. Cannon, E. L. Swenson, Recognizing constant curvature discrete groups in dimension 3, Trans. Amer. Math. Soc., 1998. https://doi.org/10.1090/S0002-9947-98-02107-2
  • J. W. Cannon, W. J. Floyd, W. R. Parry, Sufficiently rich families of planar rings, Ann. Acad. Sci. Fenn. Math., 1999. https://www.acadsci.fi/mathematica/Vol24/cannon.pdf
  • M. Bonk, B. Kleiner, Quasisymmetric parametrizations of two-dimensional metric spheres, Invent. Math., 2002. https://doi.org/10.1007/s00222-002-0233-z
  • M. Bonk, B. Kleiner, Conformal dimension and Gromov hyperbolic groups with 2-sphere boundary, Geom. Topol., 2005. https://doi.org/10.2140/gt.2005.9.219
  • M. Bourdon, B. Kleiner, Combinatorial modulus, the combinatorial Loewner property, and Coxeter groups, Groups Geom. Dyn., 2013. https://doi.org/10.4171/GGD/177
  • V. Marković, Criterion for Cannon's conjecture, Geom. Funct. Anal., 2013. https://doi.org/10.1007/s00039-013-0228-5
  • P. Haïssinsky, Hyperbolic groups with planar boundaries, Invent. Math., 2015. https://doi.org/10.1007/s00222-014-0552-x
  • D. Groves, P. Haïssinsky, J. F. Manning, D. Osajda, A. Sisto, G. S. Walsh, Drilling hyperbolic groups, preprint, 2026. https://arxiv.org/abs/2406.14667
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Graph TheoryProbability·Captain: wurtle

No percolation at criticality on quasi-transitive graphsResearch Paper

Motivation

In Bernoulli bond percolation on a graph G=(V,E)G=(V,E)G=(V,E), each edge is kept (open) independently with probability ppp. As ppp grows, an infinite connected component of open edges appears at the critical probability pc(G)p_c(G)pc​(G). The criticality problem asks whether an infinite cluster can already exist at pcp_cpc​. A negative answer means the phase transition is continuous. Benjamini and Schramm (1996) conjectured that, on every graph with a large symmetry group and pc<1p_c<1pc​<1, there is no infinite cluster at pcp_cpc​. The question contains the famous open case of Z3\mathbb Z^3Z3 and connects percolation to geometric group theory, since Cayley graphs of finitely generated groups are the main examples.

Timeline

  • 1957. Broadbent and Hammersley introduce percolation (doi:10.1017/S0305004100032680).
  • 1960, 1980. Harris and Kesten settle nearest-neighbour bond percolation on Z2\mathbb Z^2Z2, including θ(pc)=0\theta(p_c)=0θ(pc​)=0 (doi:10.1017/S0305004100034241, doi:10.1007/BF01197577).
  • 1986–1987. Menshikov and Aizenman–Barsky prove sharpness of the subcritical phase; this does not settle behaviour at pcp_cpc​ (doi:10.1007/BF01212322).
  • 1990. Hara and Slade prove mean-field behaviour, including θ(pc)=0\theta(p_c)=0θ(pc​)=0, for Zd\mathbb Z^dZd in sufficiently high dimension (doi:10.1007/BF02108785).
  • 1996. Benjamini and Schramm formulate the conjecture for quasi-transitive graphs with pc<1p_c<1pc​<1 (doi:10.1214/ECP.v1-978).
  • 1999. Benjamini, Lyons, Peres and Schramm prove it for nonamenable graphs with a unimodular quasi-transitive action (doi:10.1214/aop/1022677450).
  • 2006. Timár excludes infinitely many infinite critical clusters on nonunimodular transitive graphs (doi:10.1214/009117906000000494).
  • 2016. Hutchcroft proves the conjecture for every quasi-transitive graph of exponential growth (arXiv:1605.05301). Duminil-Copin, Sidoravicius and Tassion treat slabs (doi:10.1002/cpa.21641).
  • 2017. Fitzner and van der Hofstad reach nearest-neighbour Zd\mathbb Z^dZd, d≥11d\ge11d≥11 (arXiv:1506.07977).
  • 2021. Hermon and Hutchcroft cover certain groups of intermediate growth (arXiv:1809.11112).
  • 2024. Kozma and Nitzan reduce the Zd\mathbb Z^dZd case to a conjectured gluing inequality (arXiv:2401.12397).
  • 2026. Public, non-peer-reviewed announcements report AI-assisted proofs for Zd\mathbb Z^dZd, including a reported Lean formalization of the lattice case (Leder, August 2026).

The source of this mission is an OpenAI preprint dated September 24, 2026, which treats the remaining subexponential-growth case for all quasi-transitive graphs.

Setting

A graph here has vertex set VVV and a set EEE of labelled bonds, each with a pair of endpoints; loops and parallel bonds are allowed. It is locally finite if each vertex lies in finitely many bonds, connected if any two vertices are joined by a path, and quasi-transitive if its automorphism group (bijections of vertices and of bonds respecting endpoints) has finitely many orbits on VVV. Examples include Zd\mathbb Z^dZd and every Cayley graph of a finitely generated group.

For p∈[0,1]p\in[0,1]p∈[0,1], let Pp\mathbb P_pPp​ be the law of a random set ω⊆E\omega\subseteq Eω⊆E containing each bond independently with probability ppp. The cluster Cx(ω)C_x(\omega)Cx​(ω) of xxx is the set of vertices joined to xxx by a finite path of bonds in ω\omegaω (including xxx). Define

pc(G)=inf⁡{p∈[0,1]: Pp(∃x, ∣Cx∣=∞)>0}.p_c(G)=\inf\{p\in[0,1]:\ \mathbb P_p(\exists x,\ |C_x|=\infty)>0\}.pc​(G)=inf{p∈[0,1]: Pp​(∃x, ∣Cx​∣=∞)>0}.

Formalization targets

Goal: Theorem 1.1

For every infinite, connected, locally finite, quasi-transitive graph GGG,

pc(G)<1 ⟹ Ppc(G)(∃x∈V: ∣Cx∣=∞)=0.p_c(G)<1\ \Longrightarrow\ \mathbb P_{p_c(G)}\bigl(\exists x\in V:\ |C_x|=\infty\bigr)=0.pc​(G)<1 ⟹ Ppc​(G)​(∃x∈V: ∣Cx​∣=∞)=0.

The hypothesis pc<1p_c<1pc​<1 is necessary, since at p=1p=1p=1 every infinite connected graph percolates. The Lean statement OAI.CriticalPercolation.BondGraph.no_percolation_at_criticality is open on the platform.

Significance

Theorem 1.1 resolves the Benjamini–Schramm criticality conjecture for Bernoulli bond percolation, and in particular gives θ(pc)=0\theta(p_c)=0θ(pc​)=0 on Zd\mathbb Z^dZd for every d≥2d\ge2d≥2 (Corollary 10.1, p. 39), including the long-open case d=3d=3d=3. With Hutchcroft's exponential-growth theorem, the remaining work is the subexponential case, divided into superpolynomial growth and growth bounded by a polynomial along a sequence of scales. As a consequence the percolation probability is continuous at pcp_cpc​ on every such graph.

The result is proved in an OpenAI preprint that has not been peer reviewed. No machine-checked proof of the general quasi-transitive statement exists; the reported Lean formalization concerns only nearest-neighbour Zd\mathbb Z^dZd. A formal proof would also certify the structural input (Tessera–Tointon's finitary structure theorem) as used here.

Difficulty

The obvious strategy, renormalization from large finite boxes, needs a gluing inequality to connect independently found large clusters, and it needs coordinates: on a general quasi-transitive graph there is no lattice to place boxes in. Planar duality is unavailable, the lace expansion needs high dimension, and Hutchcroft's argument uses exponential growth essentially. In the superpolynomial case one must rule out two large distinct clusters adjacent across an edge; in the polynomial case one needs nilpotent-group coordinates (Gromov, Trofimov, Tessera–Tointon) and a two-direction corridor exploration in which conditional failure probabilities stay uniformly small. Neither uniqueness of the infinite cluster nor independence across coarse blocks can be assumed.

Formalization scope

  • BondGraph V E stores ends : E → Sym2 V; loops and parallel bonds are allowed. LocallyFinite counts bonds at each vertex. Clusters use SimpleGraph.fromEdgeSet of the open bonds, so loops are discarded and parallel bonds collapse; reachability includes the zero-length path.
  • Aut consists of a vertex bijection and a bond bijection that commute with ends; QuasiTransitive says some finite set of vertices meets every orbit.
  • law p is ProbabilityTheory.setBernoulli Set.univ p on Set E: each bond retained independently with probability p : unitInterval.
  • criticalProbability is sInf in unitInterval of {p:Pp(percolates)>0}\{p:\mathbb P_p(\text{percolates})>0\}{p:Pp​(percolates)>0}; if the set were empty this would be 111, which hpc excludes.
  • percolates is the event that some cluster is infinite; the conclusion says it has measure 000 at pcp_cpc​.

A complete development needs Bernoulli product measures, Harris–FKG and conditional correlation inequalities, Hutchcroft's exponential-growth theorem, volume-growth theory of quasi-transitive graphs, and the Gromov–Trofimov–Tessera–Tointon structure theory. Each of these is reusable well beyond this mission. Contributions formalizing Proposition 3.1 (two-cluster bound), Theorem 6.1 (joint gluing), Theorem 7.1 (criticality with a nilpotent quotient action) or Proposition 9.3 (subcritical exploration), or the cited Theorem 2.2 (Hutchcroft), are welcome.

Selected references

  • OpenAI, No percolation at criticality on quasi-transitive graphs, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/No-percolation-at-criticality-on-quasi-transitive-graphs-September-24-2026/paper.pdf
  • I. Benjamini, O. Schramm, Percolation beyond Zd\mathbb Z^dZd, many questions and a few answers, Electron. Commun. Probab., 1996. https://doi.org/10.1214/ECP.v1-978
  • I. Benjamini, R. Lyons, Y. Peres, O. Schramm, Critical percolation on any nonamenable group has no infinite clusters, Ann. Probab., 1999. https://doi.org/10.1214/aop/1022677450
  • T. Hutchcroft, Critical percolation on any quasi-transitive graph of exponential growth has no infinite clusters, C. R. Math., 2016. https://doi.org/10.1016/j.crma.2016.07.013
  • J. Hermon, T. Hutchcroft, No percolation at criticality on certain groups of intermediate growth, IMRN, 2021. https://doi.org/10.1093/imrn/rnz265
  • R. Tessera, M. C. H. Tointon, A finitary structure theorem for vertex-transitive graphs of polynomial growth, Combinatorica, 2021. https://doi.org/10.1007/s00493-020-4295-6
  • G. Kozma, S. Nitzan, A reduction of the θ(p_c)=0 problem to a conjectured inequality, preprint, 2024. https://arxiv.org/abs/2401.12397
  • T. Hara, G. Slade, Mean-field critical behaviour for percolation in high dimensions, Comm. Math. Phys., 1990. https://doi.org/10.1007/BF02108785
  • H. Kesten, The critical probability of bond percolation on the square lattice equals 1/2, Comm. Math. Phys., 1980. https://doi.org/10.1007/BF01197577
  • Á. Timár, Percolation on nonunimodular transitive graphs, Ann. Probab., 2006. https://doi.org/10.1214/009117906000000494
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Algebra·Captain: wurtle

The Bass trace conjecture and the characteristic-zero Kaplansky idempotent conjectureResearch Paper

Motivation

The Hattori–Stallings trace refines the rank of a finitely generated projective module over a group ring CG\mathbb CGCG into one complex number per conjugacy class of GGG. These numbers enter group-ring Euler characteristics, where they retain information that an ordinary numerical Euler characteristic forgets. Bass's trace conjecture (complex group-ring form) predicts that the trace of every projective module vanishes at every conjugacy class of an element of infinite order. For torsion-free groups this forces the trace to be an integer rank, and that in turn implies the Kaplansky idempotent conjecture: a group ring kGkGkG of a torsion-free group over a field of characteristic zero has no idempotents other than 000 and 111. Both questions date from the 1960s–1970s and were previously known only for restricted classes of groups (linear, elementary amenable, amenable, hyperbolic, or groups satisfying the Farrell–Jones conjecture).

This mission asks for a formal proof of the complex Bass trace conjecture for all discrete groups, with the torsion-free consequences as a milestone, as stated in an OpenAI preprint dated September 24, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1965 — Hattori (Nagoya Math. J. 1965) and Stallings (Topology 1965) introduce the rank element of a projective module.
  • 1973 — Formanek proves the characteristic-zero idempotent statement for torsion-free groups with the ascending chain condition on subgroups (Canad. J. Math. 1973).
  • 1976–1979 — Bass formulates the trace conjectures and proves complex trace vanishing for linear groups (Invent. Math. 1976; Homological Group Theory 1979).
  • 1983 — Linnell restricts the possible coefficients of the integral trace (Proc. LMS 1983).
  • 1985–1986 — Cyclic homology approaches: Connes (Publ. IHÉS 1985), Burghelea (Comment. Math. Helv. 1985), Eckmann (Comment. Math. Helv. 1986).
  • 1998 — Burger and Valette revisit Kaplansky's and Zalesskii's theorems: the canonical trace of an idempotent lies in [0,1][0,1][0,1] and is rational (J. Lie Theory 1998).
  • 2002 — Mineyev–Yu (Invent. Math. 2002) and Puschnigg (Invent. Math. 2002) treat torsion-free hyperbolic groups in Cr∗(G)C^*_r(G)Cr∗​(G).
  • 2003–2008 — Elementary amenable groups (Farrell–Linnell, Math. Ann. 2003); amenable groups (Berrick–Chatterji–Mislin, Math. Ann. 2004); groups satisfying Farrell–Jones (Bartels–Lück–Reich, J. Topol. 2008).
  • September 2026 — The OpenAI preprint claims the complex Bass conjecture for every group (Theorem 1.1, p. 3) and the characteristic-zero idempotent conjecture (Corollary 1.2, p. 3).

Setting

Let GGG be a group and CG\mathbb CGCG its complex group ring. K0(CG)K_0(\mathbb CG)K0​(CG) is the Grothendieck group of finitely generated projective right CG\mathbb CGCG-modules. An idempotent matrix e∈Mq(CG)e\in M_q(\mathbb CG)e∈Mq​(CG) represents the module e(CG)qe(\mathbb CG)^qe(CG)q; its Hattori–Stallings trace is the class of ∑ieii\sum_i e_{ii}∑i​eii​ in CG/[CG,CG]\mathbb CG/[\mathbb CG,\mathbb CG]CG/[CG,CG], extended additively to K0K_0K0​. Identifying this quotient with finitely supported functions on conjugacy classes (sum the coefficients over each class), HSG(x)(C)\mathrm{HS}_G(x)(C)HSG​(x)(C) is the coefficient of x∈K0(CG)x\in K_0(\mathbb CG)x∈K0​(CG) at the class CCC.

For the corollary: GGG is torsion-free if its only element of finite order is 111. The canonical trace is τG(∑agg)=a1\tau_G(\sum a_gg)=a_1τG​(∑ag​g)=a1​, the augmentation is ϵG(∑agg)=∑ag\epsilon_G(\sum a_gg)=\sum a_gϵG​(∑ag​g)=∑ag​, τG,q(b)=∑iτG(bii)\tau_{G,q}(b)=\sum_i\tau_G(b_{ii})τG,q​(b)=∑i​τG​(bii​), and ϵG,q\epsilon_{G,q}ϵG,q​ applies ϵG\epsilon_GϵG​ entrywise. τG,∗:K0(CG)→C\tau_{G,*}:K_0(\mathbb CG)\to\mathbb CτG,∗​:K0​(CG)→C is the coefficient at [1][1][1], and rkϵ:K0(CG)→Z\mathrm{rk}_\epsilon:K_0(\mathbb CG)\to\mathbb Zrkϵ​:K0​(CG)→Z is the augmentation rank.

Formalization targets

Milestone: Corollary 1.2 (p. 3)

Let GGG be torsion-free. (i) For every q≥1q\ge1q≥1 and idempotent e∈Mq(CG)e\in M_q(\mathbb CG)e∈Mq​(CG), τG,q(e)=rank⁡CϵG,q(e)\tau_{G,q}(e)=\operatorname{rank}_{\mathbb C}\epsilon_{G,q}(e)τG,q​(e)=rankC​ϵG,q​(e); hence τG,∗=rkϵ\tau_{G,*}=\mathrm{rk}_\epsilonτG,∗​=rkϵ​ and τG,∗(K0(CG))=Z\tau_{G,*}(K_0(\mathbb CG))=\mathbb ZτG,∗​(K0​(CG))=Z. (ii) For every commutative unital domain RRR of characteristic zero, every e∈RGe\in RGe∈RG with e2=ee^2=ee2=e is 000 or 111.

Goal: Theorem 1.1 (p. 3)

For every group GGG, every x∈K0(CG)x\in K_0(\mathbb CG)x∈K0​(CG) and every g∈Gg\in Gg∈G of infinite order,

HSG(x)([g])=0;\mathrm{HS}_G(x)([g])=0;HSG​(x)([g])=0;

equivalently, HSG(x)\mathrm{HS}_G(x)HSG​(x) is supported on conjugacy classes of finite-order elements.

Significance

The result itself. Theorem 1.1 holds for arbitrary groups, with no amenability, finiteness, assembly-map or homological-dimension hypothesis. Combined with Linnell's restriction it gives the integral Bass conjecture (Corollary 9.1, p. 29) and, via Berrick–Chatterji–Mislin, statements about homotopy idempotents on manifolds (Corollary 9.2, p. 29). Corollary 1.2 settles Kaplansky's idempotent conjecture in characteristic zero, including over commutative domains rather than only fields. The analytic Kadison–Kaplansky statement in Cr∗(G)C^*_r(G)Cr∗​(G) and the positive-characteristic idempotent problem are not addressed.

Formalizing it. The statements need only group rings (MonoidAlgebra), matrices, projective modules and conjugacy classes, all in Mathlib, so both are precise algebraic targets. The proof combines finite path sums in the group with a Pfaffian cocycle (Sections 7–8) and a geometric vanishing theorem for sparse simplicial cycles built from separating filtrations, simplicial volume estimates and free actions on Cantor-type spaces (Sections 2–6). None of this exists in Mathlib; the sparse-chain vanishing theorem (Theorem 2.1, p. 6) is of independent interest. No machine-checked proof of either conjecture, even for special group classes, is known.

Difficulty

Previous proofs pass through analytic completions or assembly maps and therefore need hypotheses on the group (amenability, hyperbolicity, Farrell–Jones), or through cyclic homology and need finite homological dimension of the reduced centralizers. The preprint turns an idempotent and an infinite-order element ggg into simplicial cycles of every even dimension 2m2m2m with connected supports in one graph of bounded degree, and a cocycle evaluating to 2−mHSG(x)([g])2^{-m}\mathrm{HS}_G(x)([g])2−mHSG​(x)([g]) (Propositions 7.3 and 8.3, pp. 24–27). The difficulty is to show that invariant cocycles vanish on such sparse cycles in high dimension for an arbitrary acting group H=CG(g)/⟨g⟩H=C_G(g)/\langle g\rangleH=CG​(g)/⟨g⟩, with no bound on its homological dimension (Theorem 2.1, p. 6): naive filling arguments need either amenability or finite dimensionality.

Formalization scope

  • K0K_0K0​ of right modules is built in Lean as a quotient of the free abelian group on objects with a finitely generated projective Module (MonoidAlgebra ℂ G)ᵐᵒᵖ structure, by isomorphism and direct-sum relations (ModuleK0); the Hattori–Stallings trace factors through a presentation of each module by an idempotent matrix. Its values are ConjClasses G →₀ ℂ.
  • The goal states both the vanishing at infinite-order classes and the support inclusion in finite-order classes.
  • The corollary uses an idempotent-matrix presentation of K0(CG)K_0(\mathbb CG)K0​(CG) (BassTrace.K0.Group), matrixTrace (sum of identity coefficients of diagonal entries) and augmentedMatrix; part (ii) quantifies over every commutative domain R with CharZero R.
  • TorsionFree G is the usual condition (every finite-order element is 111).
  • Neither statement is vacuous: idempotent matrices and projective modules exist for every GGG, and the conclusions are equalities of explicit traces.

Selected references

  • OpenAI, The Bass trace conjecture and the characteristic-zero Kaplansky idempotent conjecture, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Bass-trace-conjecture-for-complex-group-rings-September-24-2026/The-Bass-trace-conjecture-for-complex-group-rings-September-24-2026.pdf
  • H. Bass, Euler characteristics and characters of discrete groups, Invent. Math. 35 (1976). https://doi.org/10.1007/BF01390137
  • H. Bass, Traces and Euler characteristics, Homological Group Theory (1979). https://doi.org/10.1017/CBO9781107325449.003
  • A. Hattori, Rank element of a projective module, Nagoya Math. J. (1965). https://doi.org/10.1017/S002776300001148X
  • J. Stallings, Centerless groups — an algebraic formulation of Gottlieb's theorem, Topology (1965). https://doi.org/10.1016/0040-9383(65)90060-1
  • E. Formanek, Idempotents in Noetherian group rings, Canad. J. Math. (1973). https://doi.org/10.4153/CJM-1973-037-6
  • P. A. Linnell, Decomposition of augmentation ideals and relation modules, Proc. London Math. Soc. (1983). https://doi.org/10.1112/plms/s3-47.1.83
  • M. Burger, A. Valette, Idempotents in complex group rings: theorems of Zalesskii and Bass, J. Lie Theory (1998). https://doi.org/10.5802/jolt.142
  • A. J. Berrick, I. Chatterji, G. Mislin, From acyclic groups to the Bass conjecture for amenable groups, Math. Ann. (2004). https://doi.org/10.1007/s00208-004-0521-6
  • F. T. Farrell, P. A. Linnell, Whitehead groups and the Bass conjecture, Math. Ann. (2003). https://doi.org/10.1007/s00208-003-0424-y
  • A. Bartels, W. Lück, H. Reich, On the Farrell–Jones Conjecture and its applications, J. Topol. (2008). https://doi.org/10.1112/jtopol/jtm008
  • B. Eckmann, Cyclic homology of groups and the Bass conjecture, Comment. Math. Helv. (1986). https://doi.org/10.1007/BF02621911
  • H. Alpert, Simplicial volume and 0-strata of separating filtrations, arXiv:2211.06362 (2024). https://arxiv.org/abs/2211.06362v3
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CombinatoricsRepresentation Theory·Captain: wurtle

Universal Tensor Squares for Symmetric GroupsResearch Paper

Motivation: tensor squares that contain everything

The irreducible complex representations of the symmetric group SnS_nSn​ are indexed by partitions λ⊢n\lambda\vdash nλ⊢n and written SλS^\lambdaSλ (Specht modules). Decomposing a tensor product Sλ⊗SμS^\lambda\otimes S^\muSλ⊗Sμ (with the diagonal action) into irreducibles is governed by the Kronecker coefficients

g(λ,μ,ν)=dim⁡Hom⁡Sn ⁣(Sν, Sλ⊗Sμ),g(\lambda,\mu,\nu)=\dim\operatorname{Hom}_{S_n}\!\big(S^\nu,\,S^\lambda\otimes S^\mu\big),g(λ,μ,ν)=dimHomSn​​(Sν,Sλ⊗Sμ),

which have no known positive combinatorial formula and are a central open topic in algebraic combinatorics and geometric complexity theory. A basic test of how far tensor products spread is the tensor square conjecture: in every degree (with a few exceptions) some single irreducible representation has a tensor square containing every irreducible representation.

Timeline

  • 2012 — Saxl proposes (UCLA Combinatorics Seminar, 20 March 2012) that the staircase ρm=(m,m−1,…,1)\rho_m=(m,m-1,\dots,1)ρm​=(m,m−1,…,1) at triangular degree n=m(m+1)/2n=m(m+1)/2n=m(m+1)/2 has this property; recorded by Pak, Panova and Vallejo.
  • 2013 — Heide, Saxl, Tiep and Zalesski conjecture an analogous covering property for alternating simple groups (HSTZ 2013, Rem. 1.3(3)).
  • 2013/2016 — Pak, Panova and Vallejo state the tensor square conjecture for n≥3n\ge3n≥3, n≠4,9n\ne4,9n=4,9, and the Saxl conjecture, and give a character-nonvanishing criterion (PPV 2016, Conj. 1.1–1.2, Lemma 1.3).
  • 2015 — Ikenmeyer proves the staircase assertion for all ν\nuν comparable with the staircase in dominance order (Ikenmeyer 2015, Thm 2.1).
  • 2017 — Luo and Sellke: staircase squares contain almost all partitions, and fourth powers cover everything in large degree (Luo–Sellke 2017).
  • 2018 — Bessenrodt: all double-hook constituents (Bessenrodt 2018, Thm 4.10).
  • 2021 — Li: the triple-hook case, and a conjectured family for nontriangular degrees (Li 2021).
  • 2023 — Harman and Ryba: staircase tensor cubes contain everything (Harman–Ryba 2023, Thm 1.1).
  • 2026 — An OpenAI preprint, Universal Tensor Squares for Symmetric Groups (OpenAI Math Release, September 24, 2026), claims the tensor square conjecture for every n∉{2,4,9}n\notin\{2,4,9\}n∈/{2,4,9}, building on a companion preprint that proves Saxl's conjecture in a cyclic form. Neither preprint is peer reviewed and the main theorem is not formally verified; its proof uses exact computer calculations for degrees up to 646464.

Setting

For a Young diagram λ\lambdaλ with nnn cells, fix a bijection ttt between {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1} and the cells (a tableau). The Lean development realizes SλS^\lambdaSλ inside the space of functions on words Fin n→Fin d\mathrm{Fin}\,n\to\mathrm{Fin}\,dFinn→Find (ddd = number of rows), with SnS_nSn​ acting by permuting letters: the polytabloid ete_tet​ is the signed sum, over the column group of ttt, of the permuted indicator of the row word of ttt, and Specht t is the C\mathbb CC-span of the SnS_nSn​-orbit of ete_tet​. The Kronecker coefficient kronecker a b t is finrank of the space of SnS_nSn​-intertwining maps from spechtRep t to the tensor product spechtRep a ⊗ spechtRep b. canonicalTableau λ is a fixed tableau of shape λ\lambdaλ.

Formalization targets

Goal: a universal tensor square in every degree n∉{2,4,9}n\notin\{2,4,9\}n∈/{2,4,9}

For every positive integer nnn with n≠2,4,9n\ne2,4,9n=2,4,9 there is a partition λ⊢n\lambda\vdash nλ⊢n such that

g(λ,λ,ν)>0for every ν⊢n,g(\lambda,\lambda,\nu)>0\qquad\text{for every }\nu\vdash n ,g(λ,λ,ν)>0for every ν⊢n,

so the tensor square Sλ⊗SλS^\lambda\otimes S^\lambdaSλ⊗Sλ contains every irreducible representation of SnS_nSn​. The Lean statement asserts, for one Young diagram λ\lambdaλ with nnn cells: positivity of kronecker for every target diagram ν\nuν with nnn cells; irreducibility of spechtRep for λ\lambdaλ; and that every finite-dimensional irreducible complex representation of SnS_nSn​ admits an injective intertwining map into Sλ⊗SλS^\lambda\otimes S^\lambdaSλ⊗Sλ. This is Theorem 1.1 of the source together with its "thus" sentence. The goal is published on the platform with status Open.

Significance

The result itself. The theorem settles the tensor square conjecture of Pak, Panova and Vallejo, including all nontriangular degrees. Since the sign representation occurs, the chosen λ\lambdaλ must be self-conjugate. Via Letellier's results it also gives tensor squares of unipotent characters of GLn(Fq)\mathrm{GL}_n(\mathbb F_q)GLn​(Fq​) that contain every unipotent character (Corollary 1.2 of the source). The companion cyclic Saxl theorem is used as input at staircase degrees.

Formalizing it. The proof combines representation-theoretic constructions with exact finite computations (Murnaghan–Nakayama recursion for all eligible n≤64n\le64n≤64, and capacity calculations), which the source certifies by included programs. A formal proof would replace these with checked computation and would require building Specht modules, Kronecker coefficients and branching rules in Lean, infrastructure Mathlib currently lacks.

Difficulty

Knowing that a smaller staircase square contains every constituent does not transfer to an enlarged diagram: constituents must survive a map from the actual enlarged tensor square, and the attached cells introduce alternating terms that can cancel. Almost-all or higher-power results (Luo–Sellke, Harman–Ryba) do not give a universal square. Small degrees cannot be handled by asymptotic estimates and require exact Kronecker computations, and n=2,4,9n=2,4,9n=2,4,9 are genuine exceptions.

Formalization scope

  • Partitions are Mathlib YoungDiagrams with card = n; the representation space is (Fin n → Fin d) → ℂ, and Specht t is the cyclic span of one polytabloid. kronecker is Module.finrank ℂ of Representation.IntertwiningMap, so it is the genuine multiplicity of SνS^\nuSν in the tensor square.
  • The third conjunct quantifies over all finite-dimensional complex irreducible representations in a fixed universe; proving it requires that every irreducible of SnS_nSn​ is isomorphic to some Specht module. The second conjunct (irreducibility of SλS^\lambdaSλ) is a standard fact the source uses implicitly.
  • n>0n>0n>0 and n≠2,4,9n\ne2,4,9n=2,4,9 match the source; n=1n=1n=1 is trivial.
  • Needed infrastructure: Specht module theory (irreducibility, completeness), characters and Murnaghan–Nakayama, Littlewood–Richardson branching, verified computation for n≤64n\le 64n≤64. The Specht and Kronecker layer is shared with the companion Saxl mission.

Selected references

  • I. Pak, G. Panova and E. Vallejo, Kronecker products, characters, partitions, and the tensor square conjectures, Adv. Math. 288 (2016), 702–731. https://doi.org/10.1016/j.aim.2015.11.002
  • G. Heide, J. Saxl, P. H. Tiep and A. E. Zalesski, Conjugacy action, induced representations and the Steinberg square for simple groups of Lie type, Proc. London Math. Soc. 106 (2013), 908–930. https://doi.org/10.1112/plms/pds062
  • C. Ikenmeyer, The Saxl conjecture and the dominance order, Discrete Math. 338 (2015), 1970–1975. https://doi.org/10.1016/j.disc.2015.04.027
  • S. Luo and M. Sellke, The Saxl conjecture for fourth powers via the semigroup property, J. Algebraic Combin. 45 (2017), 33–80. https://arxiv.org/abs/1511.02387v2
  • C. Bessenrodt, Critical classes, Kronecker products of spin characters, and the Saxl conjecture, Algebr. Comb. 1 (2018), 353–369. https://doi.org/10.5802/alco.18
  • X. Li, Saxl Conjecture for triple hooks, Discrete Math. 344 (2021), 112340. https://doi.org/10.1016/j.disc.2021.112340
  • N. Harman and C. Ryba, A tensor-cube version of the Saxl conjecture, Algebr. Comb. 6 (2023), 507–511. https://doi.org/10.5802/alco.267
  • E. Letellier, Tensor products of unipotent characters of general linear groups over finite fields, Transform. Groups 18 (2013), 233–262. https://doi.org/10.1007/s00031-013-9211-3
  • OpenAI, A Cyclic Polytabloid Proof of Saxl's Conjecture, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Cyclic-Polytabloid-Proof-of-Saxls-Conjecture-September-24-2026/paper.pdf
  • OpenAI, Universal Tensor Squares for Symmetric Groups, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Universal-Tensor-Squares-for-Symmetric-Groups-September-24-2026/main.pdf
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Algebraic TopologyCombinatorics·Captain: wurtle

Bounded-degree coboundary expanders in every dimensionResearch Paper

Motivation: high-dimensional analogues of expander graphs

An expander graph is a sparse graph in which every set of vertices has a large edge boundary relative to its size. Expanders with bounded degree are a basic tool across combinatorics, computer science and group theory. High-dimensional expanders are simplicial complexes that extend this behavior to faces of every dimension, and coboundary expansion over F2\mathbb F_2F2​ is the strongest of the standard notions: the coboundary of any set of iii-faces must be large unless the set is already close to a coboundary. Gromov connected such filling inequalities with topological overlap of maps to Euclidean space. The basic existence question is whether there are arbitrarily large complexes of fixed dimension with bounded vertex degree and uniform coboundary expansion in every degree.

Background and timeline

  • 2006–2009 — Linial–Meshulam (Combinatorica 2006) and Meshulam–Wallach (Random Struct. Alg. 2009) develop the coisoperimetric viewpoint through random complexes.
  • 2010 — Gromov connects cohomological filling inequalities with topological overlap and asks for large complexes with bounded vertex incidence and uniform filling bounds (GAFA 2010, §§2.3–2.5, 2.14).
  • 2015 — Lubotzky and Meshulam construct random Latin-square coboundary expanders in dimension two, with bounded codimension-one degree (Adv. Math. 2015).
  • 2016 — Kaufman, Kazhdan and Lubotzky prove cosystolic and topological expansion for two-dimensional skeleta of Ramanujan complexes, with bounded vertex degree (GAFA 2016).
  • 2019 — Lubotzky, Luria and Rosenthal construct random Steiner-system coboundary expanders in every dimension, again with bounded codimension-one degree but growing vertex degree (Discrete Comput. Geom. 2019).
  • 2024 — Evra and Kaufman obtain bounded-degree cosystolic expanders in every dimension (JAMS 2024); cosystolic expansion allows nonzero cohomology.
  • 2025 — Chapman and Lubotzky prove existence of bounded-degree two-dimensional coboundary expanders over F2\mathbb F_2F2​ and state the general problem (Adv. Math. 2025, Problem 1.3, Theorem 1.9); Kaufman–Oppenheim–Weinberger (arXiv:2411.02819) prove degree-one coboundary expansion for coset complexes; Oppenheim and Valentiner-Branth prove cosystolic expansion for Kac–Moody–Steinberg complexes (arXiv:2504.05823).
  • 2026 — The OpenAI preprint Bounded-degree coboundary expanders in every dimension (OpenAI Math Release, September 24, 2026) claims bounded-degree F2\mathbb F_2F2​ coboundary expanders in every dimension d≥3d\ge3d≥3. It has not been peer reviewed and its theorem is not formally verified.

Setting

A finite simplicial complex YYY is a downward-closed family of finite sets (faces) of vertices; Y(i)Y(i)Y(i) denotes the faces with i+1i+1i+1 vertices. YYY is pure of dimension sss if it has sss-faces and every face lies in one. An iii-cochain is a function f:Y(i)→F2f:Y(i)\to\mathbb F_2f:Y(i)→F2​; its coboundary is (δif)(τ)=∑σ⊂τ, ∣σ∣=i+1f(σ)(\delta_if)(\tau)=\sum_{\sigma\subset\tau,\,|\sigma|=i+1}f(\sigma)(δi​f)(τ)=∑σ⊂τ,∣σ∣=i+1​f(σ). Let Bi(Y)=im⁡δi−1B^i(Y)=\operatorname{im}\delta_{i-1}Bi(Y)=imδi−1​, with B0(Y)B^0(Y)B0(Y) the constant functions. Faces are weighted by

wi(σ)=#{τ∈Y(s):σ⊆τ}(s+1i+1)∣Y(s)∣,∥f∥i=∑σ: f(σ)≠0wi(σ),w_i(\sigma)=\frac{\#\{\tau\in Y(s):\sigma\subseteq\tau\}}{\binom{s+1}{i+1}|Y(s)|},\qquad \|f\|_{i}=\sum_{\sigma:\,f(\sigma)\ne0}w_i(\sigma),wi​(σ)=(i+1s+1​)∣Y(s)∣#{τ∈Y(s):σ⊆τ}​,∥f∥i​=σ:f(σ)=0∑​wi​(σ),

so ∥f∥i\|f\|_i∥f∥i​ is the probability that fff is nonzero on a random iii-face of a uniformly random top face, and dist⁡i(f,A)=min⁡a∈A∥f−a∥i\operatorname{dist}_i(f,A)=\min_{a\in A}\|f-a\|_idisti​(f,A)=mina∈A​∥f−a∥i​.

In Lean (namespace OAI.CoboundaryExpanders), a Complex has vertex set Fin vertexCount, a Finset of faces that is downward closed and contains every singleton; Pure, Connected (connected 111-skeleton), weight, norm, coboundary, coboundaries and distance follow these definitions, and topDegree X d v counts ddd-faces containing vvv.

Formalization targets

Goal: bounded-degree coboundary expanders (Theorem 1.1)

For every d≥3d\ge3d≥3 there are D<∞D<\inftyD<∞, ε>0\varepsilon>0ε>0 and finite connected pure ddd-dimensional complexes XmX_mXm​ with ∣Xm(0)∣→∞|X_m(0)|\to\infty∣Xm​(0)∣→∞, every vertex in at most DDD faces of dimension ddd, and

∥δif∥Xm,i+1 ≥ ε dist⁡Xm,i(f,Bi(Xm))(f∈Ci(Xm;F2), 0≤i<d),\|\delta_if\|_{X_m,i+1}\ \ge\ \varepsilon\,\operatorname{dist}_{X_m,i}\bigl(f,B^i(X_m)\bigr)\qquad(f\in C^i(X_m;\mathbb F_2),\ 0\le i<d),∥δi​f∥Xm​,i+1​ ≥ εdistXm​,i​(f,Bi(Xm​))(f∈Ci(Xm​;F2​), 0≤i<d),

with constants independent of mmm, iii and fff. The Lean goal is published on the platform with status Open.

Significance

The result itself. Together with the classical graph case and the Chapman–Lubotzky two-dimensional theorem, Theorem 1.1 gives bounded-degree F2\mathbb F_2F2​ coboundary expanders in every positive dimension, answering the existence question in the form stated by Chapman and Lubotzky. Earlier bounded-vertex-degree constructions gave cosystolic expansion, which permits nonvanishing cohomology, or degree-one expansion only; earlier coboundary expanders in all dimensions had vertex degrees growing with size. Coboundary expansion in all degrees implies vanishing F2\mathbb F_2F2​-cohomology below the top dimension, the property Gromov related to topological overlap.

Formalizing it. The definitions are elementary finite combinatorics, so the statement is completely precise; the proof combines group-theoretic coset complexes over SLN(k[t])\mathrm{SL}_N(k[t])SLN​(k[t]), congruence quotients and a quantitative cosystolic input. A formal proof would require formalizing that input (Oppenheim–Valentiner-Branth), which is substantial.

Difficulty

Coboundary expansion requires two things at once: a quantitative isoperimetric inequality against cocycles (cosystolic expansion) and exact vanishing of Hi(Xm;F2)H^i(X_m;\mathbb F_2)Hi(Xm​;F2​) for every i<di<di<d. Random constructions give vanishing cohomology but force growing vertex degree; algebraic bounded-degree constructions (Ramanujan complexes, coset complexes) give the quantitative inequality but typically have nonzero cohomology that cannot be controlled uniformly. A cocycle that is not a coboundary has zero coboundary and positive distance, so any nonzero cohomology class destroys the inequality. The difficulty is a family of bounded-degree complexes whose cohomology vanishes in every degree below ddd, uniformly along the tower.

Formalization scope

  • Vertices are Fin vertexCount and every vertex is a face; faces are Finsets, and an iii-face has exactly i+1i+1i+1 vertices.
  • Purity requires at least one ddd-face; connectivity is of the 111-skeleton and requires a nonempty vertex set, so empty or disconnected complexes do not satisfy the hypotheses.
  • Cochains are ZMod 2-valued; B0B^0B0 is the constant cochains (reduced cohomology in degree 000). Distance is a real sInf over the image of a nonempty finite set, hence a minimum.
  • The inequality is required for every i<di<di<d and every cochain, with DDD and ε\varepsilonε chosen before the sequence and depending only on ddd. Only d≥3d\ge3d≥3 is asserted; dimensions 111 and 222 are separate known results.
  • Needed infrastructure: coset complexes, local spectral expansion and cosystolic expansion theorems, and cohomology of congruence quotients. A library of simplicial cochain complexes over F2\mathbb F_2F2​ would be reusable for many high-dimensional-expansion problems.

Selected references

  • N. Linial and R. Meshulam, Homological connectivity of random 2-complexes, Combinatorica 26 (2006). https://doi.org/10.1007/s00493-006-0027-9
  • R. Meshulam and N. Wallach, Homological connectivity of random k-dimensional complexes, Random Structures Algorithms 34 (2009). https://doi.org/10.1002/rsa.20238
  • M. Gromov, Singularities, expanders and topology of maps. Part 2, Geom. Funct. Anal. 20 (2010), 416–526. https://doi.org/10.1007/s00039-010-0073-8
  • A. Lubotzky and R. Meshulam, Random Latin squares and 2-dimensional expanders, Adv. Math. 272 (2015). https://doi.org/10.1016/j.aim.2014.12.015
  • T. Kaufman, D. Kazhdan and A. Lubotzky, Isoperimetric inequalities for Ramanujan complexes and topological expanders, Geom. Funct. Anal. 26 (2016). https://doi.org/10.1007/s00039-016-0362-y
  • A. Lubotzky, Z. Luria and R. Rosenthal, Random Steiner systems and bounded degree coboundary expanders of every dimension, Discrete Comput. Geom. 62 (2019). https://doi.org/10.1007/s00454-018-9991-2
  • S. Evra and T. Kaufman, Bounded degree cosystolic expanders of every dimension, J. Amer. Math. Soc. 37 (2024). https://doi.org/10.1090/jams/1019
  • M. Chapman and A. Lubotzky, Stability of homomorphisms, coverings and cocycles II: Examples, applications and open problems, Adv. Math. 463 (2025). https://doi.org/10.1016/j.aim.2025.110117
  • T. Kaufman, I. Oppenheim and S. Weinberger, Coboundary expansion of coset complexes, arXiv:2411.02819 (STOC 2025). https://arxiv.org/abs/2411.02819v1
  • I. Oppenheim and I. Valentiner-Branth, New cosystolic high-dimensional expanders from KMS groups, arXiv:2504.05823. https://arxiv.org/abs/2504.05823v2
  • OpenAI, Bounded-degree coboundary expanders in every dimension, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Bounded-degree-coboundary-expanders-in-every-dimension-September-24-2026/paper.pdf
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CombinatoricsMachine Learning·Captain: mikedeng1

A Characterization of Multiclass Learnability 2: A Concept Class with Natarajan Dimension 1 and Infinite DS DimensionResearch Paper

Motivation

In binary classification the VC dimension decides PAC learnability: a class of {0,1}\{0,1\}{0,1}-valued functions is learnable from finitely many examples exactly when its VC dimension is finite. Multiclass classification, where a predictor outputs one of many labels, arises whenever the label set is large: language models choosing a next token, image recognition over open vocabularies, structured prediction. For finitely many labels the Natarajan dimension plays the role of the VC dimension (Natarajan 1989; Ben-David, Cesa-Bianchi, Haussler and Long 1995). Whether it still characterizes learnability when the label set is infinite stayed open for three decades.

Brukhim, Carmon, Dinur, Moran and Yehudayoff (arXiv:2203.01550, FOCS 2022) settled both directions. Their Theorem A shows that the DS dimension of Daniely and Shalev-Shwartz (COLT 2014, PMLR 35) characterizes multiclass PAC learnability for every label set. Their Theorem 2, the goal of this mission, shows that the Natarajan dimension does not: there is a class whose Natarajan dimension is 111 and whose DS dimension is infinite.

Timeline:

  • 1989: Natarajan introduces his dimension and proves it gives sample-complexity bounds when the label set is finite.
  • 1995: Ben-David, Cesa-Bianchi, Haussler and Long show that, for finite label sets, every "reasonable" extension of the VC dimension characterizes learnability.
  • 2003: Januszkiewicz and Świątkowski construct, for every dimension, finite simplicial complexes without empty squares from coset complexes of finite groups (Comment. Math. Helv. 78(3), 555–583); the multiclass paper uses this construction for its separation.
  • 2014: Daniely and Shalev-Shwartz introduce the DS dimension, prove that finite DS dimension is necessary for learnability, and ask whether it is sufficient.
  • 2022: Brukhim et al. prove that finite DS dimension is sufficient and that the Natarajan dimension fails to characterize learnability for infinite label sets.

Setting

A concept class is a set H⊆YX\mathcal H \subseteq \mathcal Y^{\mathcal X}H⊆YX of functions from a domain X\mathcal XX to a label set Y\mathcal YY, with no finiteness assumption on either. For a sequence S=(x1,…,xn)∈XnS = (x_1, \dots, x_n) \in \mathcal X^nS=(x1​,…,xn​)∈Xn, the projection H∣S⊆Yn\mathcal H|_S \subseteq \mathcal Y^nH∣S​⊆Yn is the set of words (h(x1),…,h(xn))(h(x_1), \dots, h(x_n))(h(x1​),…,h(xn​)), h∈Hh \in \mathcal Hh∈H.

  • SSS is N-shattered if there are f,g:[n]→Yf, g : [n] \to \mathcal Yf,g:[n]→Y with f(i)≠g(i)f(i) \ne g(i)f(i)=g(i) for every iii and H∣S⊇{f(1),g(1)}×⋯×{f(n),g(n)}\mathcal H|_S \supseteq \{f(1), g(1)\} \times \dots \times \{f(n), g(n)\}H∣S​⊇{f(1),g(1)}×⋯×{f(n),g(n)}: the projection contains a copy of the Boolean cube. The Natarajan dimension dN(H)d_N(\mathcal H)dN​(H) is the largest nnn for which some S∈XnS \in \mathcal X^nS∈Xn is N-shattered, or ∞\infty∞.
  • A pseudo-cube of dimension ddd is a non-empty, finite B⊆YdB \subseteq \mathcal Y^dB⊆Yd in which every word hhh has, for every coordinate iii, an iii-neighbour: a word g∈Bg \in Bg∈B with g(i)≠h(i)g(i) \ne h(i)g(i)=h(i) and g(j)=h(j)g(j) = h(j)g(j)=h(j) for j≠ij \ne ij=i. SSS is DS-shattered if H∣S\mathcal H|_SH∣S​ contains an nnn-dimensional pseudo-cube, and the DS dimension dDS(H)d_{DS}(\mathcal H)dDS​(H) is the largest such nnn, or ∞\infty∞.

Every Boolean cube is a pseudo-cube, so dN≤dDSd_N \le d_{DS}dN​≤dDS​. The hexagon {12,32,34,54,56,16}⊆{1,…,6}2\{12, 32, 34, 54, 56, 16\} \subseteq \{1,\dots,6\}^2{12,32,34,54,56,16}⊆{1,…,6}2 is a 2-dimensional pseudo-cube that contains no Boolean square.

The milestones pass through simplicial complexes: downward-closed families of finite sets. A complex is good if it is finite, pure, has a proper coloring rrr of its vertices with dim⁡(C)+1\dim(C)+1dim(C)+1 colors, and satisfies replacement (every vertex of every face can be exchanged for a new vertex). A good complex CCC with coloring rrr defines the class B(C,r)B(C, r)B(C,r) of its top faces, each written as the word listing its vertices by color. A square is a 4-cycle of distinct vertices in the 1-skeleton; it is empty if neither diagonal is an edge. The coset complex CF(H1,…,Hd)C_F(H_1, \dots, H_d)CF​(H1​,…,Hd​) of subgroups of a group FFF has the cosets gHigH_igHi​ as vertices and the sets of cosets with a common point as faces.

Formalization targets

Goal: Theorem 2 (p. 4)

∃ X,Y, H⊆YX:dN(H)=1anddDS(H)=∞.\exists\, \mathcal X, \mathcal Y,\ \mathcal H \subseteq \mathcal Y^{\mathcal X}:\qquad d_N(\mathcal H) = 1 \quad\text{and}\quad d_{DS}(\mathcal H) = \infty.∃X,Y, H⊆YX:dN​(H)=1anddDS​(H)=∞.

Milestones

  1. Theorem 45 (p. 30; Januszkiewicz–Świątkowski): for every d>1d > 1d>1 a finite group FFF and subgroups H1,…,HdH_1, \dots, H_dH1​,…,Hd​ with (⋂j≠iHj)∖Hi≠∅(\bigcap_{j\ne i} H_j) \setminus H_i \ne \emptyset(⋂j=i​Hj​)∖Hi​=∅ for all iii, whose coset complex has no empty squares.
  2. Proposition 46 (p. 31): such a coset complex has dimension d−1d - 1d−1, is good and has no empty squares.
  3. Proposition 42 (p. 28): a ddd-dimensional good complex with a proper coloring rrr yields the (d+1)(d+1)(d+1)-dimensional pseudo-cube B(C,r)B(C, r)B(C,r); conversely every pseudo-cube yields a good complex C(B)C(B)C(B).
  4. Proposition 43 (p. 29): dN(B(C,r))≥2d_N(B(C,r)) \ge 2dN​(B(C,r))≥2 iff CCC has a square v0v1v2v3v_0 v_1 v_2 v_3v0​v1​v2​v3​ with r(v0)=r(v2)r(v_0) = r(v_2)r(v0​)=r(v2​) and r(v1)=r(v3)r(v_1) = r(v_3)r(v1​)=r(v3​).
  5. Corollary 44 (p. 29): a good complex without empty squares gives dN(B(C,r))≤1d_N(B(C, r)) \le 1dN​(B(C,r))≤1 for every proper coloring.
  6. Proof of Theorem 2 (p. 32): for every d≥1d \ge 1d≥1, a ddd-dimensional pseudo-cube with Natarajan dimension exactly 111.

Significance

Theorem 2 shows that the classical generalization of the VC dimension to many labels is the wrong invariant once the label set is infinite: a class can contain no Boolean square at all and still be unlearnable, because it contains pseudo-cubes of every dimension. Combined with the necessity of finite DS dimension, it gives a class that is not PAC learnable although its Natarajan dimension is 111, and it identifies pseudo-cubes, not Boolean cubes, as the relevant combinatorial obstruction. It also links learning theory to a problem studied in geometric group theory, finite "flag-no-square" complexes.

The paper's proof is complete modulo Theorem 45, which it imports from Januszkiewicz–Świątkowski 2003. None of these results is formalized. A formalization would give machine-checked versions of the dictionary between concept classes and properly colored complexes (Propositions 42–44), of the coset-complex translation (Proposition 46), and of the final disjoint-union argument; Theorem 45 itself, which rests on Coxeter-group and topological arguments, is a separate and substantial formalization target.

Difficulty

Infinite complexes that are pure, properly colored, satisfy replacement and have no empty squares are easy to build: grow a tree of faces indefinitely. The definition of a pseudo-cube demands finiteness, and the difficulty is entirely there: one must "fold" such an infinite object into a finite one without creating an empty square. The obvious finite candidate, the group (Z/2)d(\mathbb Z/2)^d(Z/2)d with its coordinate subgroups, produces the Boolean cube, whose complex is full of empty squares. Theorem 45 is the input that resolves this, and it is far beyond the rest of the argument.

Formalization scope

All declarations live in the namespace MulticlassDS.NatGap.

  • Concept classes are Set (X → Y) with arbitrary types; [n][n][n] is Fin n (0-based), and shattering is defined for sequences Fin n → X, as in the paper.
  • Both dimensions are ℕ∞-valued suprema, so "infinite DS dimension" is dsDim H = ⊤. An ℕ-valued supremum would silently return 000 on an unbounded family and would trivialize the goal.
  • The goal requires the Natarajan dimension to be exactly 111; an upper bound alone holds for any class with at most one element.
  • Pseudo-cubes are required to be finite (Definition 5). Without finiteness, the tree classes of Example 8 would already have infinite "DS dimension".
  • Complexes are Set (Finset V). The dimension is the predicate HasDim C d, not a natural-number subtraction, and colors are Fin (d + 1).
  • Replacement is stated with a new vertex u∉fu \notin fu∈/f. The page writes "u≠vu \ne vu=v", but read literally that allows u∈fu \in fu∈f, which makes the condition hold by downward closure and makes Proposition 42 false; the proofs of Propositions 42 and 46 use a new vertex.
  • Coset-complex vertices are left cosets as subsets of the group, not pairs (index, coset).
  • Proposition 46 states dimension d−1d - 1d−1 under d>1d > 1d>1, where the subtraction is exact; the converse of Proposition 42 is indexed by d+1d + 1d+1 and ddd to avoid it.
  • The proof-of-Theorem-2 milestone says "for every ddd"; it is posed for d≥1d \ge 1d≥1, because at d=0d = 0d=0 the only pseudo-cube has Natarajan dimension 000.

Welcome contributions: proofs of Propositions 42–44 and 46 and of the goal from the milestones, which need only finite combinatorics and elementary group theory; and, separately, a formalization of the Januszkiewicz–Świątkowski construction behind Theorem 45. The definitions of pseudo-cubes, the DS dimension and good complexes are reusable by the companion mission on sample compression and by any later work on multiclass learnability.

Selected references

  • N. Brukhim, D. Carmon, I. Dinur, S. Moran, A. Yehudayoff, A Characterization of Multiclass Learnability, arXiv:2203.01550v1, 2022 (FOCS 2022). https://arxiv.org/abs/2203.01550
  • T. Januszkiewicz, J. Świątkowski, Hyperbolic Coxeter groups of large dimension, Comment. Math. Helv. 78(3) (2003), 555–583 (reference [Januszkiewicz and Świątkowski 2003] of arXiv:2203.01550v1, p. 33).
  • A. Daniely, S. Shalev-Shwartz, Optimal learners for multiclass problems, COLT 2014, PMLR 35, 287–316. https://proceedings.mlr.press/v35/
  • B. K. Natarajan, On learning sets and functions, Machine Learning 4 (1989), 67–97. https://doi.org/10.1007/BF00114804
  • S. Ben-David, N. Cesa-Bianchi, D. Haussler, P. M. Long, Characterizations of learnability for classes of {0,…,n}-valued functions, J. Comput. Syst. Sci. 50(1) (1995), 74–86. https://doi.org/10.1006/jcss.1995.1008
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Captain: dbenbenn

Moore: the Følner function of Thompson's group F grows faster than any tower of exponentialsResearch Paper

This mission formalizes J. T. Moore, Fast growth in the Følner function for Thompson's group F, Groups Geom. Dyn. 7 (2013) 633–651 (doi:10.4171/GGD/201; arXiv:0905.1118v7, whose page numbers are used): if Thompson's group FFF has Følner sets at all, they are larger than any tower of exponentials.

Motivation

Whether Thompson's group FFF is amenable is a long-standing open problem, the goal of the F-amenability mission on this platform. By Følner's criterion a finitely generated group is amenable exactly when it has Følner sets, finite sets almost invariant under translation by the generators, of every precision. Moore's theorem is unconditional: for every finite symmetric generating set there is a constant C>1C > 1C>1 such that every C−nC^{-n}C−n-Følner set has at least exp⁡n(0)\exp_n(0)expn​(0) elements, a tower of nnn exponentials. If FFF is amenable, its Følner function therefore outgrows every tower, and FFF would answer negatively Gromov's question whether some primitive recursive function dominates the Følner functions of all amenable finitely presented groups (Moore's Question 1.2, from Gromov 2008, p. 578).

Timeline.

  • 1979: Geoghegan conjectures that FFF is not amenable (Cannon–Floyd–Parry 1996, p. 227).
  • 2001: Burillo, Cleary and Stein estimate word length in FFF by the size of reduced tree diagrams (doi:10.1090/S0002-9947-00-02650-7).
  • 2008: Gromov asks whether the Følner functions of amenable finitely presented groups are dominated by a primitive recursive function (doi:10.4171/ggd/48).
  • 2013: Moore proves the tower lower bound for FFF (doi:10.4171/GGD/201).

Setting

Thompson's group FFF (CannonFloydParry.F, published) is the group of order-preserving homeomorphisms of [0,1][0,1][0,1] that are piecewise linear with finitely many breakpoints, all dyadic rationals, and all slopes powers of 222. Moore multiplies elements as "fff followed by ggg"; that group, the opposite of the group of maps under composition, is MooreF, and it acts on the right.

A finite set A⊆FA \subseteq FA⊆F is ε\varepsilonε-Følner with respect to a finite Γ\GammaΓ (IsFolnerSet Γ A ε) when ∑γ∈Γ∣(A⋅γ)△A∣<ε∣A∣\sum_{\gamma \in \Gamma} |(A \cdot \gamma) \mathbin{\triangle} A| < \varepsilon |A|∑γ∈Γ​∣(A⋅γ)△A∣<ε∣A∣, where A⋅γ={aγ:a∈A}A \cdot \gamma = \{a \gamma : a \in A\}A⋅γ={aγ:a∈A}. The tower function is exp⁡0(n)=n\exp_0(n) = nexp0​(n)=n, exp⁡p+1(n)=2exp⁡p(n)\exp_{p+1}(n) = 2^{\exp_p(n)}expp+1​(n)=2expp​(n) (ThompsonAmenability.towerExp, published). The Følner function FølF,Γ(n)\mathrm{Føl}_{F,\Gamma}(n)FølF,Γ​(n) (folnerFunction) is the least size of a 1/n1/n1/n-Følner set, and ∞\infty∞ if there is none.

The proof works with finite rooted binary trees, recorded as the sets of addresses of their leaves (IsTree), on which FFF acts partially by acting on the addresses (treeAct), and with weighted Følner sets and marginal sets for partial actions of a group (IsWeightedFolner, IsMarginal). These are defined in the two definitions items.

Formalization targets

Goal: Theorem 1.1

For every finite symmetric generating set Γ\GammaΓ of FFF there is C>1C > 1C>1 such that, for every nnn,

A is C−n-Følner  ⟹  ∣A∣≥exp⁡n(0).A \text{ is } C^{-n}\text{-Følner} \implies |A| \ge \exp_n(0).A is C−n-Følner⟹∣A∣≥expn​(0).

The goal is the published F-amenability milestone ThompsonAmenability.exists_const_forall_isFolner_le_card, for the product of maps by composition and left translates; a milestone states the same theorem in Moore's conventions, and another states its second sentence, that FølF,Γ\mathrm{Føl}_{F,\Gamma}FølF,Γ​ is not eventually dominated by any exp⁡p\exp_pexpp​.

Milestones

Every numbered result of §§3–5 (Lemmas 3.4, 3.5, 3.9–3.12, 3.14, 3.15, 4.1, 4.2, 5.2, 5.4, 5.5, 5.7, 5.9, 5.10, 5.12, 5.13, Remark 3.8 and Claim 5.14), the unnumbered facts about trees and tree diagrams stated in §2, and the word-length bound Moore cites from Burillo, Cleary and Stein.

Significance

The result. The theorem constrains any proof that FFF is amenable: Følner sets of FFF, if they exist, cannot be found by any search whose size is bounded by a tower of fixed height. If FFF is amenable, it answers Gromov's question negatively. If FFF is not amenable, the bound is vacuous but its method, controlling how Følner sets distribute over tree diagrams, is one of the few quantitative tools on the problem.

Formalizing it. None of the paper is formalized. The general theory of §3 (partial actions, weighted Følner sets, marginal sets) applies to any group acting partially on a set and is reusable; the partial action of FFF on binary trees is the natural model for combinatorial arguments about FFF.

Difficulty

The difficulty is quantitative. A Følner set is defined only by an inequality between counts, and nothing in that inequality forces its elements to be large; yet the bound must hold for every Følner set, with a single constant CCC for all nnn, while the height of the tower grows with nnn. Any argument can therefore afford to lose only a constant factor in the Følner constant for each level of the tower.

Formalization scope

Lean representation and conventions.

  • Moore's FFF is (CannonFloydParry.F)ᵐᵒᵖ, so products and right translates match the paper; the goal is stated for CannonFloydParry.F with left translates.
  • Trees are finite sets of binary sequences (List Bool). Tree diagrams, their maps on sequences, equivalence and reducedness follow Moore's §2; a tree diagram describes an element of the published FFF through the dyadic intervals of its leaves, and Moore's sentence defining FFF as the reduced tree diagrams is a milestone.
  • A partial action is an Option-valued function, and the action of FFF is defined on all finite sets of sequences; on trees it is Moore's action.
  • Weighted Følner sets are finitely supported non-negative functions; sums over SSS are finite sums over their supports.

What is left out, and deviations.

  • Question 1.2 (Gromov's question) and Remark 5.11 (consequences for invariant measures on trees, not used in the proof) are not formalized.
  • In Definition 3.1, Moore's "for which all computations involving ⋅\cdot⋅ are defined" can be read two ways. It is read here as asserting that x⋅(gh)x \cdot (gh)x⋅(gh) is defined whenever x⋅gx \cdot gx⋅g and (x⋅g)⋅h(x \cdot g) \cdot h(x⋅g)⋅h are (Exel's composition law for partial actions), which Moore's proof of Lemma 3.5 uses and the action of FFF on trees satisfies. On the weaker reading, equality only where all three are defined, Lemmas 3.5, 3.9, 3.10 and 3.12 fail (the note on the §3 definitions links p2m theorems proving this).
  • Definition 3.13 is read with the joining chain staying inside the set; the literal reading makes every subset of a group acting on itself by right multiplication Γ\GammaΓ-connected for a symmetric generating set Γ\GammaΓ.
  • Lemmas 3.5 and 3.9 assume g≠eg \ne eg=e, where the strict inequalities fail; Claim 5.14 bounds the reduced diagram, where "a tree diagram" would be vacuous. Each is explained in the milestone's statement.
  • The word-length bound is cited: Burillo, Cleary and Stein prove it for elements with positive normal form, and Moore applies it to all of FFF.

What a development needs. Tree diagrams, normal forms and generation of FFF are published and proved on this platform (the Cannon–Floyd–Parry missions on tree diagrams and the normal form and the two presentations of FFF); Følner's criterion is published by Garrido's first mission. New are the combinatorics of binary trees as leaf sets, the bridge between them and the published tree diagrams, and the theory of §3. Proofs of any milestone are welcome.

Selected references

  • J. T. Moore, Fast growth in the Følner function for Thompson's group F, Groups Geom. Dyn. 7 (2013) 633–651. doi:10.4171/GGD/201
  • J. W. Cannon, W. J. Floyd, W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Math. (2) 42 (1996) 215–256. doi:10.5169/seals-87877
  • J. Burillo, S. Cleary, M. I. Stein, Metrics and embeddings of generalizations of Thompson's group F, Trans. Amer. Math. Soc. 353 (2001) 1677–1689. doi:10.1090/S0002-9947-00-02650-7
  • R. Exel, Partial actions of groups and actions of inverse semigroups, Proc. Amer. Math. Soc. 126 (1998) 3481–3494. doi:10.1090/S0002-9939-98-04575-4
  • M. Gromov, Entropy and isoperimetry for linear and non-linear group actions, Groups Geom. Dyn. 2 (2008) 499–593. doi:10.4171/ggd/48
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Captain: burkh4rt

Local conjugacy in prosolvable groupsResearch Paper

Motivation

Two closed subgroups HHH and H′H'H′ of a profinite group GGG are locally conjugate if, for every prime ppp, a Sylow ppp-subgroup of HHH is conjugate in GGG to a Sylow ppp-subgroup of H′H'H′. Conjugate subgroups are always locally conjugate. The converse, which lets conjugacy be tested one prime at a time, fails in general. Deciding when it holds is a classical question about supplements of nilpotent normal subgroups.

  • 1964. Glauberman: if G=NJG = NJG=NJ acts on a set with NNN transitive and ∣N∣|N|∣N∣, ∣J∣|J|∣J∣ coprime, then JJJ fixes a point ([Glauberman 1964], Thm. 4).
  • 1979. Losey and Stonehewer: in a finite solvable group, two locally conjugate supplements of a nilpotent normal subgroup NNN are conjugate if (A) G/NG/NG/N is nilpotent, (B) NNN is abelian, or (C) the Sylow subgroups of GGG have class at most two. They also exhibit S3S_3S3​ acting on Q8Q_8Q8​ inside GL(2,3)GL(2,3)GL(2,3), where the converse fails.
  • 1988. Evans and Shin: for abelian NNN, solvability of GGG is not needed.
  • 1995. Shin: Losey and Stonehewer's results hold for profinite GGG and nilpotent NNN.

Groups, local conditions, and cohomology

A profinite group is a compact Hausdorff totally disconnected topological group. Equivalently, it can be described through compatible finite quotient groups. A pronilpotent group has nilpotent finite continuous quotients. A prosupersolvable group has supersolvable finite continuous quotients; a finite group is supersolvable when it admits a normal series with cyclic factors. These properties concern all finite continuous quotients, with no uniform bound on their orders or nilpotency classes.

A subgroup HHH supplements a normal subgroup NNN when NH=GNH=GNH=G. It complements NNN when, in addition, N∩H=1N\cap H=1N∩H=1. Two closed subgroups are locally conjugate when, for each prime ppp, a Sylow ppp-subgroup of one is conjugate in GGG to a Sylow ppp-subgroup of the other. For profinite groups, Sylow subgroups are maximal closed pro-ppp subgroups. The conjugating element may depend on the prime. All subgroup notation in the paper carries closedness, as stipulated in §1.2.

The cohomological statements concern a profinite group JJJ acting continuously by automorphisms on a discrete group NNN. With a left action, a continuous cocycle satisfies f(xy)=f(x)(x⋅f(y))f(xy)=f(x)(x\cdot f(y))f(xy)=f(x)(x⋅f(y)). Two cocycles are equivalent when g(x)=n−1f(x)(x⋅n)g(x)=n^{-1}f(x)(x\cdot n)g(x)=n−1f(x)(x⋅n) for one fixed n∈Nn\in Nn∈N. Their quotient is the pointed set H1(J,N)H^1(J,N)H1(J,N), whose distinguished point is the identity cocycle. Stable classes on a subgroup compare a cocycle with its conjugates after restriction to the relevant intersections. This matters when the subgroup itself is not normal. The definitions follow §§1–1.2.

Formalization targets

The central conjugacy assertion is Theorem 1.1. For a closed normal pronilpotent subgroup NNN of a profinite group GGG, assume that GGG is prosupersolvable or G/NG/NG/N is pronilpotent. Then closed supplements H,H′H,H'H,H′ of NNN satisfy

H∼GH′⟺H and H′ are locally conjugate.H\sim_G H'\quad\Longleftrightarrow\quad H\text{ and }H'\text{ are locally conjugate}.H∼G​H′⟺H and H′ are locally conjugate.

Lemma 1.2 asserts, for finite nilpotent coefficients and its stated structural alternatives, a pointed bijection induced by simultaneous restriction:

H1(J,N)≅∏p∈π(J)inv⁡JH1(Jp,N).H^1(J,N)\cong\prod_{p\in\pi(J)}\operatorname{inv}_J H^1(J_p,N).H1(J,N)≅p∈π(J)∏​invJ​H1(Jp​,N).

The other numbered targets are Corollaries 1.3–1.4 and Propositions 2.1–2.3, 3.1–3.2, and 4.1–4.2. They retain the paper's distinctions between finite coefficients, locally finite discrete coefficients, and arbitrary closed pronilpotent subgroups. They also retain the normal-intersection condition in the semidirect-product inclusion and fixed-point results. The abelian conclusions impose no solvability assumption on the ambient profinite group.

Both counterexamples in §1 are targets. The quaternion example realizes Q8⋊S3Q_8\rtimes S_3Q8​⋊S3​ in GL(2,3)GL(2,3)GL(2,3), has exactly two global cohomology classes and trivial Sylow cohomology, and exhibits locally conjugate complements that are not conjugate. The Heisenberg example uses C3≀S3C_3\wr S_3C3​≀S3​ of order 162162162, with NNN the Heisenberg group of order 272727, J≅C6J\cong C_6J≅C6​, and H≅C3×S3H\cong C_3\times S_3H≅C3​×S3​. Local containment holds while containment of a conjugate of JJJ fails.

The combined goal asserts all eleven numbered results and both counterexamples. Each assertion remains a separate milestone with the source's numbering or, for the unnumbered counterexamples, its section and page.

What a completed formalization provides

The conjugacy and containment theorems make precise when separate prime-wise witnesses can be replaced by one global witness. The fixed-point results similarly turn prime-wise fixed points, which can be different points, into a point fixed by the full subgroup. The counterexamples record the limits of these conclusions under weakened hypotheses. These are proved mathematical results of the preprint, rather than new conjectures.

A completed development would also provide reusable formal interfaces for continuous nonabelian first cohomology, stable classes, profinite Sylow and Hall conditions, and local subgroup relations. An earlier local Lean development supplies definitions and substantial proof material. The present draft statements are aligned to the arXiv version; their target proofs remain open in this proposal. Reusing earlier proofs requires checking their types against these interfaces and the pinned environment.

What makes the statements demanding

Local conjugators can vary with the prime, and there need not be one conjugator that works for all primes simultaneously. The quaternion example demonstrates this obstruction even in finite groups. Nonabelian cohomology is a pointed set, so the usual additive primary-decomposition language does not itself provide the needed assertion. The transition from finite groups to profinite groups also requires tracking topology, closedness, and continuity. The counterexamples and the finite-versus-profinite distinctions are part of the mathematical scope, not optional simplifications. See §§1–3.

Formalization scope and conventions

All declarations use the namespace LocalConjugacy. Profinite ambient groups use Mathlib's ProfiniteGrp; subgroups, quotient groups, normality, complements, actions, fixed points, finite Sylow subgroups, nilpotence, and solvability use Mathlib structures or predicates. Custom definitions cover the continuous nonabelian quotient and the profinite local conditions absent from the pinned library interface. Conjugation is written on the left. This changes the notation for the conjugating element, not the conjugacy or inclusion assertion.

The fixed-point targets quantify over nonempty sets with no added topology and require closed stabilizers. Propositions 2.1–2.2 allow infinite locally finite discrete coefficients. Theorem 1.1 allows arbitrary closed pronilpotent NNN. Finite special cases cannot replace these targets. Both counterexamples include explicit isomorphisms to the concrete groups named in the paper. Contributions may reuse the existing proof development, improve the reusable interfaces, or prove the targets directly while preserving these statements.

Selected references

  • M. C. Burkhart, Local conjugacy in prosolvable groups, preprint, 2026. https://arxiv.org/abs/2609.37678
  • G. O. Losey and S. E. Stonehewer, Local conjugacy in finite soluble groups, Quart. J. Math. Oxford (2) 30 (1979), 183–190.
  • M. J. Evans and H. Shin, Local conjugacy in finite groups, Arch. Math. 50 (1988), 289–291.
  • H. Shin, A conjugacy theorem in profinite groups, Bull. Korean Math. Soc. 32 (1995), 139–144.
  • G. Glauberman, Fixed points in groups with operator groups, Math. Z. 84 (1964), 120–125.
  • L. Ribes and P. Zalesskii, Profinite Groups, 2nd ed., Springer, 2010.
  • J.-P. Serre, Galois Cohomology, Springer, 2002.
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Cannon–Floyd–Parry: Thurston's piecewise integral projective models of F and TTextbook

This mission formalizes §7 of J. W. Cannon, W. J. Floyd and W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Mathématique (2) 42 (1996) 215–256, doi:10.5169/seals-87877: W. Thurston's interpretations of Thompson's groups FFF and TTT as groups of piecewise integral projective homeomorphisms of the interval and the circle.

Motivation

The notes describe their last section as follows: "In §7 we give W. Thurston's interpretations of FFF and TTT in terms of piecewise integral projective homeomorphisms" (p. 216). Elements of FFF and TTT are piecewise linear, with dyadic breakpoints and slopes powers of 222. Thurston's models replace the linear pieces by linear fractional maps t↦(at+b)/(ct+d)t \mapsto (at + b)/(ct + d)t↦(at+b)/(ct+d) with integer matrices of determinant ±1\pm 1±1, and the dyadic intervals by the intervals of the Farey tree. The two descriptions give isomorphic groups because both are read off the same tree diagrams.

Earlier missions on this platform formalize FFF (§1 and §4), its tree diagrams (§2), its presentations (§3) and the group TTT (§5); this one states their projective models.

Setting

The simplex. Δn\Delta_nΔn​ (Simplex n) is the standard nnn-simplex in Rn+1\mathbb{R}^{n+1}Rn+1, and ρ(x)=x/∑i∣xi∣\rho(x) = x / \sum_i |x_i|ρ(x)=x/∑i​∣xi​∣ (rho). A map on U⊆ΔnU \subseteq \Delta_nU⊆Δn​ is integral projective (IsIntegralProjective) when it is ρ∘A\rho \circ Aρ∘A for some A∈GL(n+1,Z)A \in GL(n+1, \mathbb{Z})A∈GL(n+1,Z) with A(U)A(U)A(U) in the nonnegative orthant (p. 249). Subdivisions of Δn\Delta_nΔn​ are Mathlib's geometric simplicial complexes (Geometry.SimplicialComplex), finite and with underlying space Δn\Delta_nΔn​; a subdivision is rational or integral when each nnn-simplex has rational vertices, or is the image of Δn\Delta_nΔn​ under an integral projective map. lift and ind are the primitive integer lift of a rational point and the index of a rational simplex (p. 250).

PIP maps. PIP(Δn)PIP(\Delta_n)PIP(Δn​) (PIPSet n) is the set of homeomorphisms of Δn\Delta_nΔn​ that are integral projective on each simplex of some integral subdivision. PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) (PIPPlusSet n) consists of the orientation-preserving ones; in Lean orientation is read off the pieces, which are required to be ρ∘A\rho \circ Aρ∘A with det⁡A=1\det A = 1detA=1.

The interval and the circle. On p. 251 the notes move Δ1\Delta_1Δ1​ to Δ1′={(t,1)}\Delta_1' = \{(t, 1)\}Δ1′​={(t,1)} and identify it with [0,1][0,1][0,1]. There a map is integral projective (IsIntegralProjective01) when it is t↦x/yt \mapsto x/yt↦x/y with (x,y)=A(t,1)(x, y) = A(t, 1)(x,y)=A(t,1), A∈GL(2,Z)A \in GL(2, \mathbb{Z})A∈GL(2,Z) and 0≤x≤y0 \le x \le y0≤x≤y. An interval [a/b,c/d][a/b, c/d][a/b,c/d] is recorded by four natural numbers (FracInterval), with left part [a/b,(a+c)/(b+d)][a/b, (a+c)/(b+d)][a/b,(a+c)/(b+d)] and right part [(a+c)/(b+d),c/d][(a+c)/(b+d), c/d][(a+c)/(b+d),c/d], and fareyNode follows a path of left and right steps from [0,1][0,1][0,1] down the tree T′\mathcal{T}'T′ of integral subsimplices. PIP+PIP^+PIP+ of [0,1][0,1][0,1] (PIPPlus01Set) consists of the order isomorphisms of [0,1][0,1][0,1] that are integral projective on each interval of an integral partition, and RepresentsPIP reads a §2 tree diagram on T′\mathcal{T}'T′ instead of on the dyadic tree. PIP+(S1)PIP^+(S^1)PIP+(S1) (PIPPlusCircleSet) consists of the permutations of UnitAddCircle with an order-preserving lift to R\mathbb{R}R commuting with x↦x+1x \mapsto x + 1x↦x+1 that is integral projective, up to an integer, on each interval of an integral partition of [0,1][0,1][0,1], the way the published TTT is defined through lifts.

Target

The goal is Theorem 7.3 (p. 254),

T≅PIP+(S1),T \cong PIP^+(S^1),T≅PIP+(S1),

together with the sentence that follows it, which names the three maps of PIP+(S1)PIP^+(S^1)PIP+(S1) corresponding to TTT's generators AAA, BBB, CCC: the goal asks for an isomorphism sending them to exactly those maps (pipA, pipB, pipC).

The milestones follow the section. For Δn\Delta_nΔn​: integral projective maps are homeomorphisms onto their images, PIP(Δn)PIP(\Delta_n)PIP(Δn​) is closed under inversion, two integral subdivisions have a common rational refinement (the notes cite Rourke and Sanderson), the index of a rational simplex, Theorem 7.1 (every rational subdivision refines to an integral one), PIP(Δn)PIP(\Delta_n)PIP(Δn​) is a group, and PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) has index 222 in it. For the interval: PIP+(Δ1)PIP^+(\Delta_1)PIP+(Δ1​) is isomorphic to its model on [0,1][0,1][0,1]; [a/b,c/d][a/b, c/d][a/b,c/d] is an integral subsimplex exactly when ad−bc=−1ad - bc = -1ad−bc=−1; left and right parts are integral; T′\mathcal{T}'T′ is an ordered rooted binary tree; integral projective maps between integral subsimplices are unique and given by an explicit formula; they restrict to, and are glued from, maps of the left and right parts; reduced tree diagrams correspond bijectively to PIP+PIP^+PIP+ of [0,1][0,1][0,1]; and Theorem 7.2, F≅PIP+(Δ1)F \cong PIP^+(\Delta_1)F≅PIP+(Δ1​).

Significance

The result. Thurston's description identifies FFF and TTT with groups of piecewise PSL(2,Z)PSL(2, \mathbb{Z})PSL(2,Z) maps of the interval and the circle, the dyadic tree becoming the Farey tree. The same substitution carries each element of FFF or TTT to its projective model; the conjugating map is Minkowski's question mark function.

Formalizing it. Nothing on this platform or in Mathlib concerns piecewise projective groups, the Farey tree of intervals or Minkowski's function. The mission reuses the published FFF, TTT and the tree diagrams of §2.

Difficulty

Theorem 7.1 is the one argument in the section that is not about the interval: a descent on the index, starring a rational subdivision at a well-chosen rational point. Mathlib has geometric simplicial complexes but no subdivisions, starring or common refinements, so both Theorem 7.1 and the cited results of Rourke and Sanderson need that apparatus built. The interval half is elementary number theory of 2×22 \times 22×2 integer matrices (the notes' proof of connectedness of T′\mathcal{T}'T′ is a Euclidean-algorithm descent), followed by the tree-diagram argument of §2 repeated on T′\mathcal{T}'T′.

What is left out

  • The Farey-tree remark on p. 252 (replacing each vertex [a/b,c/d][a/b, c/d][a/b,c/d] of T′\mathcal{T}'T′ by the mediant (a+c)/(b+d)(a+c)/(b+d)(a+c)/(b+d) gives the Farey tree): a relabelling that no statement uses.
  • The remark after Theorem 7.2 that the proof of Theorem 7.2 also proves Theorem 7.3; Theorem 7.3 is stated directly.

Formalization scope

  • PIP(Δn)PIP(\Delta_n)PIP(Δn​) and PIP+(Δn)PIP^+(\Delta_n)PIP+(Δn​) are sets of homeomorphisms Simplex n ≃ₜ Simplex n. The milestones that they are groups assert a subgroup with exactly that carrier, and Theorem 7.2 asserts such a subgroup for PIP+(Δ1)PIP^+(\Delta_1)PIP+(Δ1​) together with an isomorphism from FFF.
  • The index-2 milestone assumes n≥1n \ge 1n≥1: for n=0n = 0n=0, Δ0\Delta_0Δ0​ is a point and PIP+(Δ0)=PIP(Δ0)PIP^+(\Delta_0) = PIP(\Delta_0)PIP+(Δ0​)=PIP(Δ0​).
  • The converse of p. 253 (two integral projective maps of the left and right parts glue to one) is stated for maps carrying endpoints to the corresponding endpoints, the orientation the section works with; maps swapping the endpoints of both parts do not glue.
  • Reused platform theorems, which solutions may import: the §2 tree-diagram theorems (every tree diagram represents an element of FFF, every element has a unique reduced tree diagram, tree diagrams compose).

Selected references

  • J. W. Cannon, W. J. Floyd, W. R. Parry, Introductory notes on Richard Thompson's groups, L'Enseignement Mathématique (2) 42 (1996) 215–256, §7 pp. 249–254. doi:10.5169/seals-87877
  • C. P. Rourke, B. J. Sanderson, Introduction to Piecewise-Linear Topology, Ergebnisse der Mathematik und ihrer Grenzgebiete 69, Springer, 1972. doi:10.1007/978-3-642-81735-9
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Garrido Amenable Groups III: The Grigorchuk GroupTextbook

This mission formalizes A. Garrido, An introduction to amenable groups, lecture notes from four talks at the Oxford Advanced Class in Algebra, Michaelmas 2013 (archived PDF) — its Section 4, the (first) Grigorchuk group and its solution of half of the von Neumann–Day problem.

Motivation

The first two Garrido missions, Amenable Groups I and Amenable Groups II (the Banach–Tarski paradox), established the inclusions EG⊆AG⊆NFEG \subseteq AG \subseteq NFEG⊆AG⊆NF between the elementary amenable groups, the amenable groups, and the groups with no free subgroup of rank two. "The von Neumann–Day problem asks whether these inclusions are strict" (p. 12). Ol'shanskii settled AG≠NFAG \neq NFAG=NF; "The other part of the problem was solved in 1985 by Grigorchuk" (p. 12), with the theorem this mission targets.

Chou's theorem that every torsion group in EGEGEG is locally finite "traces a clear route for solving the Day problem. Namely, it suffices to find an amenable torsion group which is not locally finite" (p. 13). The Grigorchuk group is such a group: a finitely generated, infinite group of automorphisms of the binary tree in which every element has order a power of 222, and whose growth is subexponential, so that it is amenable.

Setting

The infinite rooted binary tree TTT has as vertices the finite words in {0,1}\{0, 1\}{0,1}, and its automorphisms are the permutations of the vertices that preserve length and prefixes. The Grigorchuk group Γ\GammaΓ is generated by four of them: aaa exchanges the two subtrees below the root, and bbb, ccc, ddd fix the first level and are defined recursively by b=(a,c)b = (a, c)b=(a,c), c=(a,d)c = (a, d)c=(a,d), d=(1,b)d = (1, b)d=(1,b), meaning that bbb acts on the subtree below 000 as aaa and on the subtree below 111 as ccc, and so on.

St(n)St(n)St(n) is the subgroup of Γ\GammaΓ fixing every vertex of level nnn. An element g∈St(n)g \in St(n)g∈St(n) acts on each of the 2n2^n2n subtrees below level nnn as a tree automorphism, its section there. ψn\psi_nψn​ sends ggg to the tuple of these sections, and for g∈St(3)g \in St(3)g∈St(3), gijkg_{ijk}gijk​ is its section below the vertex ijkijkijk. l(g)l(g)l(g) is the word length with respect to {a,b,c,d}\{a, b, c, d\}{a,b,c,d}.

Formalization targets

Goal — Theorem 4.1

"The (first) Grigorchuk group Γ\GammaΓ is amenable but not elementary amenable" (p. 12). This is the goal because it is the theorem the section proves and the one that separates EGEGEG from AGAGAG.

The structure of Γ\GammaΓ — p. 14

Conjugation by aaa exchanges the two sections of an element of St(1)St(1)St(1); {1,b,c,d}\{1, b, c, d\}{1,b,c,d} is a Klein four-group and St(1)St(1)St(1) is generated by b,c,ba,cab, c, b^a, c^ab,c,ba,ca; Γ\GammaΓ is infinite, since St(1)St(1)St(1) maps onto it; and the maps ψn:St(n)→Γ2n\psi_n : St(n) \to \Gamma^{2^n}ψn​:St(n)→Γ2n are monomorphisms.

Not elementary amenable — Proposition 4.7

Every element of Γ\GammaΓ has order a power of 222, so Γ\GammaΓ is an infinite finitely generated torsion group and, by Chou's Theorem 4.2, not in EGEGEG. The notes omit the proof of Proposition 4.7 and refer to de la Harpe's book; it is a milestone to be proved here.

Amenable — Lemma 4.8 and Theorem 4.9

The length contraction ∑ijkl(gijk)≤34l(g)+8\sum_{ijk} l(g_{ijk}) \le \frac34 l(g) + 8∑ijk​l(gijk​)≤43​l(g)+8 for g∈St(3)g \in St(3)g∈St(3), the index ∣Γ:St(3)∣=27|\Gamma : St(3)| = 2^7∣Γ:St(3)∣=27, and a general inequality comparing the balls of a group with those of a subgroup of finite index give subexponential growth (Theorem 4.9); Theorem 3.8 of the first Garrido mission then gives amenability.

Significance

The Grigorchuk group is one of the central examples of geometric group theory: the first group of intermediate growth, a finitely generated infinite torsion group, and the separation of amenable from elementary amenable groups. Neither Mathlib nor the platform has it, and a search of Lean Pool, Tau Ceti and the Palomar registry found no formalization; Mathlib's only mention is a bibliography entry in its Schreier-graph file. The tree-automorphism definitions here are reusable for other groups acting on the binary tree. Nothing here is a new mathematical result: all of it is classical, and the work is formalization.

Difficulty

Lemma 4.8 is the hard step: a careful count, over three levels of sections, of how a shortest word shrinks and how many cancellations occur. Proposition 4.7 has no proof in the notes; the standard argument is an induction on word length through the sections. The growth argument of Theorem 4.9 is an estimate on lim⁡kγ(k)1/k\lim_k \gamma(k)^{1/k}limk​γ(k)1/k built from Lemma 4.8 and the ball inequality.

Formalization scope

The tree is modelled by its vertices, List Bool, and Γ\GammaΓ is a subgroup of the group of tree automorphisms, following the notes' "a group of automorphisms of TTT". The generators are defined by Garrido's recursion, and the bundle proves that each is an involutive automorphism; sections are defined for every automorphism and every vertex, with a proof that they are automorphisms. The sections of St(1)St(1)St(1) and St(n)St(n)St(n) are shown to lie in Γ\GammaΓ as part of the ψn\psi_nψn​ milestone rather than assumed.

One trivialising formalization is ruled out: Γ\GammaΓ is not taken to be an abstract group given by a presentation or by fiat, but the concrete group of tree automorphisms the notes define, so that the finiteness, torsion and growth statements are about that group.

What is left out

Definition 4.4 and Lemma 4.5, the ordinal hierarchy EGαEG_\alphaEGα​, and Theorem 4.3 are covered by the Chou 1980 mission, which proved Theorem 4.3 with an inductive predicate in place of the ordinals; Theorem 4.2 enters as a reference. Ol'shanskii's AG≠NFAG \neq NFAG=NF is outside the notes' scope ("beyond the scope of these talks", p. 12) and is not formalized.

Selected references

  • A. Garrido, An introduction to amenable groups, lecture notes, Oxford Advanced Class in Algebra, Michaelmas 2013. archived PDF
  • R. I. Grigorchuk, Degrees of growth of finitely generated groups, and the theory of invariant means, Math. USSR-Izvestiya 25 (1985), 259. DOI
  • C. Chou, Elementary amenable groups, Illinois J. Math. 24 (1980), 396–407. DOI
  • P. de la Harpe, Topics in Geometric Group Theory, Chicago Lectures in Mathematics, University of Chicago Press, 2000.
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Garrido Amenable Groups II: The Banach–Tarski ParadoxTextbook

This mission formalizes A. Garrido, An introduction to amenable groups, lecture notes from four talks at the Oxford Advanced Class in Algebra, Michaelmas 2013 (archived PDF) — its Section 1.1, the Banach–Tarski paradox, together with the inclusion AG⊆NFAG \subseteq NFAG⊆NF that the notes draw from it.

Motivation

The notes open with the theorem that started the subject. In 1924, they recall, Banach and Tarski "proved a remarkable theorem which is nowadays stated as 'given a ball in 3-dimensional space, there is a way of decomposing it into finitely many disjoint pieces that can be rearranged to form two balls of the same size as the original one'" (p. 1). As the notes put it, "This counterintuitive result is essentially a statement about measure theory": no finitely additive, isometry-invariant measure defined on every subset of R3\mathbb{R}^3R3 can give the unit ball a finite nonzero measure, so Lebesgue measure cannot be extended that way.

The reason is group-theoretic. The free group F2F_2F2​ decomposes paradoxically under its own left multiplication, the rotation group SO(3,R)SO(3,\mathbb{R})SO(3,R) contains a copy of F2F_2F2​, and a free action transports the decomposition to the sphere; Hausdorff's paradox and a countable correction give the sphere, and radial projection the ball. The same argument shows that a group containing F2F_2F2​ cannot carry an invariant finitely additive probability measure — the inclusion AG⊆NFAG \subseteq NFAG⊆NF of amenable groups into groups without free subgroups of rank two, whose converse was von Neumann's question.

This mission is the companion of the first Garrido mission, which formalized the measure-theoretic half of Section 1 (equidecomposability, the Banach–Schröder–Bernstein theorem, Tarski's theorem) and Sections 2 and 3.

Setting

A group GGG acting on a set XXX makes two subsets A,BA, BA,B GGG-equidecomposable, A∼BA \sim BA∼B, when AAA can be cut into finitely many pieces which, each moved by one element of GGG, reassemble into BBB; a subset E⊆XE \subseteq XE⊆X is GGG-paradoxical when it contains two disjoint proper subsets each equidecomposable with EEE. Both are the published definitions from the first Garrido mission, Equidecomposable and IsParadoxical, and paradoxicality is defined for an arbitrary subset because the notes use it for S2∖D\mathbb{S}^2 \setminus DS2∖D and for a ball.

The groups and spaces are the classical ones. Sn\mathbb{S}^nSn is the unit sphere in Rn+1\mathbb{R}^{n+1}Rn+1 (Sphere n), with SO(n+1,R)SO(n+1,\mathbb{R})SO(n+1,R) — Mathlib's Matrix.specialOrthogonalGroup — acting by matrix-vector multiplication. E(3)E(3)E(3) is the group of all isometries of R3\mathbb{R}^3R3 (EuclideanGroup 3), acting by evaluation; it contains the translations, the rotations and the reflections. A group acts freely (ActsFreely) when no element other than the identity fixes a point. F2F_2F2​ is FreeGroup (Fin 2), and "no free subgroup of rank two" is the published Chou.NoFreeSubgroupOfRankTwo. The rotations ρ\rhoρ and σ\sigmaσ of Proposition 1.6 are defined in the bundle with their matrices.

Formalization targets

Goal — Corollary 1.10, the Banach–Tarski paradox

Every closed ball of positive radius in R3\mathbb{R}^3R3, and R3\mathbb{R}^3R3 itself, is E(3)E(3)E(3)-paradoxical: "Any solid ball in R3\mathbb{R}^3R3 is E(3)E(3)E(3)-paradoxical. Furthermore, R3\mathbb{R}^3R3 is E(3)E(3)E(3)-paradoxical" (p. 3).

This is the goal because it is the theorem the section is named for and the one the notes build to.

The path — Propositions 1.5, 1.6 and 1.8, Theorem 1.7, Corollary 1.9

F2F_2F2​ is paradoxical, and so is every nonempty set on which it acts freely (Proposition 1.5); SO(3,R)SO(3,\mathbb{R})SO(3,R) contains a free group of rank two (Proposition 1.6); the sphere minus a countable set is paradoxical (Theorem 1.7, Hausdorff's paradox); a countable set can be absorbed (Proposition 1.8); so the sphere Sn\mathbb{S}^nSn is SO(n+1,R)SO(n+1,\mathbb{R})SO(n+1,R)-paradoxical for n≥2n \ge 2n≥2 (Corollary 1.9). The steps that the notes state inside proofs are milestones of their own: the two rotations ρ\rhoρ and σ\sigmaσ generate a free group, a nontrivial rotation fixes exactly two points of S2\mathbb{S}^2S2, and a countable subset of S2\mathbb{S}^2S2 has a rotation whose positive powers move it off itself.

Consequences — p. 1, p. 3 and p. 4

No rotation-invariant finitely additive probability measure lives on all subsets of Sn\mathbb{S}^nSn for n≥2n \ge 2n≥2; no isometry-invariant finitely additive measure on all subsets of R3\mathbb{R}^3R3 gives the unit ball a finite nonzero value; and an amenable group has no free subgroup of rank two.

Significance

The Banach–Tarski paradox is one of the best-known theorems of twentieth-century mathematics, and it is the reason finitely additive measure theory and amenability exist as subjects. Neither Mathlib nor the platform has it. It has been formalized in Lean outside both: aetilley/banach-tarski, following Tomkowicz and Wagon, proves that the closed unit ball in R3\mathbb{R}^3R3 is paradoxical under its isometry group, and is a candidate for inclusion in Lean Pool. This mission follows Garrido's statements instead, and publishes each step as a theorem other work can import. Mathlib has the equidecomposition machinery in Equidecomp.lean and the ping-pong lemma, which is the natural tool for Proposition 1.6, but no paradoxical decomposition of anything.

The inclusion AG⊆NFAG \subseteq NFAG⊆NF completes, with the first Garrido mission's EG⊆AGEG \subseteq AGEG⊆AG, the display EG⊆AG⊆NFEG \subseteq AG \subseteq NFEG⊆AG⊆NF on p. 11 of the notes. Nothing here is a new mathematical result: all of it is classical, and the work is formalization.

Difficulty

Three steps carry the weight. The freeness of ρ\rhoρ and σ\sigmaσ is a computation the notes defer to Wagon's book: a nonempty reduced word is shown to move a suitable vector, by tracking coordinates of the form (a,b2,c)/3k(a, b\sqrt{2}, c)/3^k(a,b2​,c)/3k with integers reduced modulo 333. The absorption of a countable set needs a rotation whose powers move the set off itself, which is a countability argument about angles. And the passage to Sn\mathbb{S}^nSn for n>2n > 2n>2 is only sketched in the notes ("by the same arguments as in Proposition 1.8"): the induction lifts a paradoxical decomposition of Sn−1\mathbb{S}^{n-1}Sn−1 to Sn\mathbb{S}^nSn minus two poles, and the poles must then be absorbed by a rotation of Sn\mathbb{S}^nSn.

Transferring the sphere to the ball needs radial projection and the absorption of the center, again by a rotation of infinite order, this time about an axis that misses the center.

Formalization scope

Rotations are matrices: SO(n+1,R)SO(n+1,\mathbb{R})SO(n+1,R) is Matrix.specialOrthogonalGroup (Fin (n + 1)) ℝ, acting on the sphere by mulVec; the bundle proves that an orthogonal matrix preserves the Euclidean norm, so the action is well defined. E(3)E(3)E(3) is the full group of isometries EuclideanSpace ℝ (Fin 3) ≃ᵢ EuclideanSpace ℝ (Fin 3), as in the first Garrido mission's Corollary 2.5, with an action by evaluation defined in the bundle.

Committed conventions. "Solid ball" is read as a closed ball Metric.closedBall c r with r>0r > 0r>0, for every center ccc. "Countable" is Set.Countable, which includes finite sets. Proposition 1.5's second part assumes the set nonempty, since the empty set carries a free action and is not paradoxical. The p. 1 consequence asks for a finite nonzero value on the unit ball: the notes say only "non-zero", and the measure that is ∞\infty∞ on every nonempty set satisfies that. Both departures are named in the statements' descriptions.

One trivialising formalization is ruled out: equidecomposability with the whole group allowed to act on each piece by an arbitrary bijection would make every two sets of the same cardinality equidecomposable. Here each piece is moved by a single group element, through Mathlib's Equidecomp, and paradoxicality needs two disjoint proper subsets.

A complete development needs the sphere and its rotation action, the isometry group of R3\mathbb{R}^3R3, and the combinatorics of paradoxical decompositions; the definitions are reusable for any later work on the paradox. Contributions are welcome on any milestone. Proposition 1.5 and the step on fixed points of rotations are the most self-contained entry points.

What is left out

The locally compact and measurable versions of the paradox, and the questions of how few pieces suffice, are not in the notes and are not formalized. Tarski's theorem, the converse that a non-paradoxical set carries an invariant measure, is proved in the first Garrido mission and is not restated here.

Selected references

  • A. Garrido, An introduction to amenable groups, lecture notes, Oxford Advanced Class in Algebra, Michaelmas 2013. archived PDF
  • S. Banach and A. Tarski, Sur la décomposition des ensembles de points en parties respectivement congruentes, Fund. Math. 6 (1924), 244–277. DOI
  • F. Hausdorff, Bemerkung über den Inhalt von Punktmengen, Math. Ann. 75 (1914), 428–433. DOI
  • J. von Neumann, Zur allgemeinen Theorie des Maßes, Fund. Math. 13 (1929), 73–116. DOI
  • S. Wagon, The Banach–Tarski Paradox, Cambridge University Press, 1985. DOI
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Functional Analysis·Captain: dbenbenn

Garrido Amenable Groups I: Invariant Means and the Følner ConditionTextbook

This mission formalizes A. Garrido, An introduction to amenable groups, lecture notes from four talks at the Oxford Advanced Class in Algebra, Michaelmas 2013 (archived PDF) — its Section 1.2, Section 2 and Section 3.

Motivation

A group is amenable when its subsets can be measured in a way that translation does not disturb. Von Neumann isolated the notion in 1929 to explain the Banach–Tarski paradox: a solid ball in R3\mathbb{R}^3R3 can be cut into finitely many pieces and reassembled into two balls of the original size, and the reason is group-theoretic rather than geometric — the rotation group SO(3,R)SO(3,\mathbb{R})SO(3,R) contains a free group of rank two, while the isometry groups of R\mathbb{R}R and R2\mathbb{R}^2R2 do not. No paradox is possible for a group carrying a translation-invariant finitely additive probability measure.

Mahlon Day proved in the 1950s that von Neumann's definition agrees with the existence of an invariant mean on bounded functions, moving the theory into functional analysis, and coined the word "amenable" as a pun on "mean"; the problem below was first stated in print, with von Neumann's name attached, in Day's 1957 paper. Følner gave a combinatorial criterion — a group is amenable exactly when it has finite subsets almost invariant under translation — now usually taken as the definition, and the link to growth.

The organizing question of the classical theory was the von Neumann–Day problem: writing EGEGEG for the elementary amenable groups, AGAGAG for the amenable groups and NFNFNF for the groups with no free subgroup of rank two, one has EG⊆AG⊆NFEG \subseteq AG \subseteq NFEG⊆AG⊆NF, and both inclusions were asked to be equalities. Both are strict. Ol'shanskii (1980) showed AG≠NFAG \neq NFAG=NF, and Grigorchuk (1985) showed EG≠AGEG \neq AGEG=AG with a group of intermediate growth. Chou (1980) supplied the structural facts about EGEGEG that the separation rests on.

Amenability is now basic vocabulary in geometric group theory, ergodic theory and operator algebras.

Setting

Let GGG be a discrete group. A measure on GGG, in von Neumann's sense, is a function μ\muμ assigning a value to every subset of GGG — not merely to a distinguished σ\sigmaσ-algebra — such that

μ(G)=1,μ(A⊔B)=μ(A)+μ(B),μ(gA)=μ(A)\mu(G) = 1, \qquad \mu(A \sqcup B) = \mu(A) + \mu(B), \qquad \mu(gA) = \mu(A)μ(G)=1,μ(A⊔B)=μ(A)+μ(B),μ(gA)=μ(A)

for all g∈Gg \in Gg∈G and all disjoint A,B⊆GA, B \subseteq GA,B⊆G. Only finite additivity is required; countable additivity together with invariance is impossible for a countably infinite group. GGG is amenable if such a μ\muμ exists.

Two reformulations matter. A left-invariant mean is a positive linear functional mmm on the bounded real functions ℓ∞(G)\ell^\infty(G)ℓ∞(G) with m(1)=1m(\mathbf{1}) = 1m(1)=1 and m(gf)=m(f)m({}_g f) = m(f)m(g​f)=m(f), where gf(h)=f(g−1h){}_g f(h) = f(g^{-1}h)g​f(h)=f(g−1h). And GGG satisfies the Følner condition if for every finite A⊆GA \subseteq GA⊆G and every ε>0\varepsilon > 0ε>0 there is a finite nonempty F⊆GF \subseteq GF⊆G with

∣aF △ F∣∣F∣≤εfor every a∈A,\frac{|aF \,\triangle\, F|}{|F|} \le \varepsilon \qquad \text{for every } a \in A,∣F∣∣aF△F∣​≤εfor every a∈A,

where △\triangle△ is symmetric difference. In the Cayley graph this says FFF has small boundary relative to its size.

Against amenability stands paradoxicality. Two subsets A,BA, BA,B of a GGG-set XXX are GGG-equidecomposable, written A∼BA \sim BA∼B, if AAA can be cut into finitely many pieces which, after each is moved by a single element of GGG, reassemble to BBB; and E⊆XE \subseteq XE⊆X is GGG-paradoxical if it has two disjoint proper subsets each equidecomposable with EEE itself. A group that is paradoxical under left translation admits no invariant measure.

Formalization targets

Goal — Theorem 3.6

G satisfies the Følner condition  ⟺  G is amenableG \text{ satisfies the Følner condition} \iff G \text{ is amenable}G satisfies the Følner condition⟺G is amenable

This is the goal because it bridges the combinatorial and measure-theoretic sides of the subject, and every later application of amenability to growth uses it in one direction or the other.

Supporting equivalences — Theorems 1.15 and 2.7

For a group GGG, these four are equivalent: GGG is amenable; there is a left-invariant mean on ℓ∞(G)\ell^\infty(G)ℓ∞(G); GGG is not paradoxical; and GGG has the invariant extension property.

Closure properties — Proposition 2.2

Amenability passes to subgroups and quotients, is closed under extensions, and is closed under directed unions; hence all abelian and all virtually solvable groups are amenable, and EG⊆AGEG \subseteq AGEG⊆AG.

Significance

Each of the three equivalent pictures serves a different purpose: the measure gives non-paradoxicality, the mean gives access to functional analysis and fixed-point arguments, and the Følner condition is what one can verify for a concrete group. Theorem 3.8 is the typical consequence — a group of subexponential growth is amenable — proved by exhibiting the balls of the word metric as a Følner sequence, which only the equivalence licenses.

Mathlib has very little of this. It names no definition of amenability: FoelnerFilter.lean says one "has not yet been given" for want of "a general consensus" on the right generality, and writes the property out inline in the conclusion of IsFoelner.amenable, which is one direction of the goal. Equidecomp.lean has the equidecomposition machinery, with a TODO asking for the Schröder–Bernstein theorem for equidecomposability that is Theorem 1.2 here.

This mission supplies the missing definitions, that Schröder–Bernstein theorem, the closure properties, and the direction of the Følner equivalence that is genuinely open. Nothing here is a new mathematical result: all of it is classical, and the work is formalization.

Difficulty

The Følner-implies-amenable direction is the easier one, and the natural construction almost works: given a Følner sequence FnF_nFn​, set μ(B)=lim⁡n∣B∩Fn∣/∣Fn∣\mu(B) = \lim_n |B \cap F_n| / |F_n|μ(B)=limn​∣B∩Fn​∣/∣Fn​∣. That limit need not exist. It must be replaced by a limit along a non-principal ultrafilter, or the measure obtained by compactness in [0,1]P(G)[0,1]^{\mathcal{P}(G)}[0,1]P(G).

The converse — amenable implies Følner — is where the content is, and no averaging argument reaches it. One has to produce, from a mean, finite sets that are almost invariant; the passage runs through a separation theorem in ℓ1(G)\ell^1(G)ℓ1(G), the only step here needing a genuinely infinite-dimensional tool. The classical arguments provide no combinatorial route.

Two smaller obstructions are worth naming. Tarski's theorem — an invariant measure giving a set measure one exists precisely when that set is not paradoxical — is quoted without proof in the source and is the hardest single statement in the mission. And Theorem 2.6 rests on a finitely additive extension theorem for measures on a Boolean algebra, which is not the Carathéodory construction in Mathlib; Mathlib's is about outer measures and σ\sigmaσ-additivity.

Formalization scope

Amenability is IsAmenable G: the existence of m:P(G)→[0,∞]m : \mathcal{P}(G) \to [0,\infty]m:P(G)→[0,∞] with m(G)=1m(G) = 1m(G)=1, finitely additive on disjoint pairs, and invariant under left translation. The codomain is the extended nonnegative reals rather than [0,1][0,1][0,1], to match the conclusion of Mathlib's IsFoelner.amenable — which at X=GX = GX=G with every set measurable is exactly IsAmenable — so that theorem is directly usable; finite additivity and m(G)=1m(G) = 1m(G)=1 force m(s)≤1m(s) \le 1m(s)≤1 anyway, so nothing is added or lost.

Committed conventions. Means live on ℓ∞(G)\ell^\infty(G)ℓ∞(G), realised as lp (fun _ : G => ℝ) ∞ — not on all of G→RG \to \mathbb{R}G→R, where invariance and normalisation are already contradictory (proved for Z\mathbb{Z}Z), so every statement about means would be vacuously unprovable. Normalisation is phrased via constantly-111 functions, to avoid depending on the ring structure of ℓ∞\ell^\inftyℓ∞. Cardinalities use Set.ncard, so no DecidableEq instance propagates into the statements. Paradoxicality is defined for an arbitrary subset, recovering the source's whole-space notion as a special case, because the source states it for the whole space but uses it for subsets throughout. Equidecomposability builds on Mathlib's Equidecomp, and growth on the published Chou_Growth bundle, rather than either being redefined.

One trivialising formalization is ruled out: amenability requiring only m(G)=1m(G) = 1m(G)=1 and additivity, without invariance, is satisfied by any normalised counting density and would make the mission vacuous. Left-invariance is part of every definition here, and IsAmenable is exhibited non-vacuously for finite groups.

A complete development needs finitely additive measures on a power set, invariant means on ℓ∞\ell^\inftyℓ∞, the Følner condition and sequences, paradoxical decompositions, and a finitely additive extension theorem on a Boolean algebra; the definitions and the last of these are reusable beyond this mission. Contributions are welcome on any milestone. Proposition 2.2's closure properties are the most self-contained entry points, and Theorem 1.2 is the one Mathlib has explicitly asked for.

What is left out

Two bodies of material from the source are deliberately out of scope, left for later missions in this series.

The geometric construction of the Banach–Tarski paradox — that SO(3,R)SO(3,\mathbb{R})SO(3,R) contains a free group of rank two, the Hausdorff paradox, and the paradoxical decompositions of the sphere and the ball. This mission takes the measure-theoretic half of Section 1 and leaves the half about the 222-sphere. Tarski's theorem and the Banach–Schröder–Bernstein theorem are in scope despite being printed alongside that material, because both are equidecomposability combinatorics and both are needed by results that are in scope.

The Grigorchuk group — its construction on the binary rooted tree, the proof that it is amenable but not elementary amenable, and its subexponential growth. Theorem 4.2 and Theorem 4.3 are the exceptions, and they enter as references rather than targets.

Also out of scope: the locally compact case. The source gives most definitions for both discrete and locally compact groups, then says it will "mostly focus on discrete groups"; only the discrete case is formalized. Følner nets for uncountable groups are likewise omitted, as is the extension of Example 3.5 to finitely generated abelian groups, which the source leaves as an exercise.

Selected references

  • A. Garrido, An introduction to amenable groups, lecture notes, Oxford Advanced Class in Algebra, Michaelmas 2013. archived PDF
  • S. Banach and A. Tarski, Sur la décomposition des ensembles de points en parties respectivement congruentes, Fund. Math. 6 (1924), 244–277. DOI
  • J. von Neumann, Zur allgemeinen Theorie des Maßes, Fund. Math. 13 (1929), 73–116. DOI
  • M. M. Day, Amenable semigroups, Illinois J. Math. 1 (1957), 509–544. DOI
  • E. Følner, On groups with full Banach mean value, Math. Scand. 3 (1955), 243–254. DOI
  • I. Namioka, Følner's conditions for amenable semi-groups, Math. Scand. 15 (1964), 18–28 — the source of the argument for the goal theorem. DOI
  • J. M. Rosenblatt, Invariant measures and growth conditions, Trans. Amer. Math. Soc. 193 (1974), 33–53 — where supramenability is introduced. DOI
  • A. Yu. Ol'shanskii, On the problem of the existence of an invariant mean on a group, Russian Math. Surveys 35 (1980), 180–181 — the paper Grigorchuk credits for AG≠NFAG \neq NFAG=NF. DOI
  • C. Chou, Elementary amenable groups, Illinois J. Math. 24 (1980), 396–407. DOI
  • R. I. Grigorchuk, Degrees of growth of finitely generated groups, and the theory of invariant means, Math. USSR-Izvestiya 25 (1985), 259. DOI
  • S. Wagon, The Banach–Tarski Paradox, Cambridge University Press, 1985. DOI
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Captain: dbenbenn

Milnor: growth of finitely generated solvable groupsResearch Paper

Motivation

This mission formalizes John Milnor's Growth of finitely generated solvable groups, J. Differential Geometry 2 (1968) 447–449 (doi:10.4310/jdg/1214428659), a three-page addendum to J. A. Wolf's Growth of finitely generated solvable groups and curvature of Riemannian manifolds, which precedes it in the same issue (421–446, doi:10.4310/jdg/1214428658). Milnor's note has one theorem and three lemmas, and "for definitions and explanations the reader is referred to" Wolf.

Wolf proved that a polycyclic group "either has a finitely generated nilpotent subgroup of finite index and thus is of polynomial growth, or has no such subgroup and is of exponential growth" (p. 421). Milnor's Theorem closes the gap between polycyclic and solvable: "Let Γ\GammaΓ be a solvable group which is not polycyclic, and SSS a finite set of generators for Γ\GammaΓ. Then there exists an exponential lower bound gS(m)≥(constant)m>1g_S(m) \ge (\text{constant})^m > 1gS​(m)≥(constant)m>1 for the growth function gSg_SgS​ of Γ\GammaΓ." Together the two papers give the Milnor–Wolf theorem, "that a finitely generated solvable group, either is polycyclic and has a nilpotent subgroup of finite index and is thus of polynomial growth, or has no nilpotent subgroup of finite index and is of exponential growth" (Wolf, p. 421). Milnor notes that Wolf's results "provide a partial answer to a problem which was posed by the author in Amer. Math. Monthly 75 (1968) 685–686", and Wolf raises "the question of whether every finitely generated group Γ\GammaΓ, which is not of exponential growth, necessarily has a nilpotent subgroup of finite index" (p. 422); Grigorchuk's groups of intermediate growth (1984) later answered that in the negative, while Gromov (1981) proved that polynomial growth does force a nilpotent subgroup of finite index. Chou's 1980 extension of the Milnor–Wolf theorem to elementary amenable groups, the mission Chou: elementary amenable groups on this platform, cites exactly this theorem. Wolf's paper is the subject of a companion mission.

Setting

Growth. For a finite subset SSS of a group Γ\GammaΓ, Wolf's growth function gS(m)g_S(m)gS​(m) (p. 426) is the number of elements expressible as words of length ≤m\le m≤m based on SSS, a word s1a1⋯srars_1^{a_1} \cdots s_r^{a_r}s1a1​​⋯srar​​ having length ∣a1∣+⋯+∣ar∣|a_1| + \cdots + |a_r|∣a1​∣+⋯+∣ar​∣. MilnorWolf.growthFunction S m takes gS(m)g_S(m)gS​(m) as the size of the ball Chou.wordBall S m of the published growth bundle, the set of products of at most mmm factors from S∪S−1S \cup S^{-1}S∪S−1. Γ\GammaΓ has exponential growth, the published Chou.HasExponentialGrowth, if for some finite generating set SSS there is c>1c > 1c>1 with gS(m)≥cmg_S(m) \ge c^mgS​(m)≥cm for all mmm; Wolf shows (p. 434) that this does not depend on SSS.

Polycyclic groups. Wolf's Proposition 4.1 (p. 433) gives eleven equivalent conditions; the definition used here is condition (1): "There is a normal series Γ=A0⊃A1⊃⋯⊃At={1}\Gamma = A_0 \supset A_1 \supset \cdots \supset A_t = \{1\}Γ=A0​⊃A1​⊃⋯⊃At​={1} with every quotient Ai/Ai+1A_i/A_{i+1}Ai​/Ai+1​ finite or infinite cyclic." This is MilnorWolf.IsPolycyclic. A solvable group is Mathlib's Group.IsSolvable: the derived series reaches the trivial subgroup.

Milnor's standing assumptions. The three lemmas concern a group extension 1→A→B→C→11 \to A \to B \to C \to 11→A→B→C→1 where "we will always assume that AAA is abelian and that BBB is finitely generated." In the statements, BBB is a finitely generated group, AAA an abelian normal subgroup, and CCC the quotient B/AB/AB/A.

Formalization targets

Milnor's Theorem (p. 447)

"Let Γ\GammaΓ be a solvable group which is not polycyclic, and SSS a finite set of generators for Γ\GammaΓ. Then there exists an exponential lower bound gS(m)≥(constant)m>1g_S(m) \ge (\text{constant})^m > 1gS​(m)≥(constant)m>1 for the growth function gSg_SgS​ of Γ\GammaΓ." Stated for an arbitrary finite generating set SSS:

∃ c>1∀ m≥1:cm≤gS(m).\exists\, c > 1 \quad \forall\, m \ge 1: \qquad c^m \le g_S(m).∃c>1∀m≥1:cm≤gS​(m).

This is the goal. The constant is existentially quantified, so a sharper bound does not change the statement. The milestones are Milnor's three lemmas, in order, followed by one published Open theorem of the Chou mission that they prove: Chou's form of Lemmas 1 and 2, where the normal subgroup need not be abelian.

Significance

Milnor's Theorem is the half of the Milnor–Wolf theorem that reaches beyond polycyclic groups: with Wolf's polycyclic dichotomy it says that a finitely generated solvable group is either almost nilpotent, of polynomial growth, or of exponential growth, with nothing in between. That statement is what Chou's Theorem 3.2 extends to elementary amenable groups, and it is the reason a group of intermediate growth cannot be solvable or elementary amenable, the fact that placed Grigorchuk's groups outside those classes.

Formalizing it produces, besides the Theorem, the three lemmas as reusable library results: the subgroup spanned by the conjugates βkαβ−k\beta^k \alpha \beta^{-k}βkαβ−k is finitely generated when BBB is not of exponential growth; a normal subgroup with finitely presented quotient is normally generated by finitely many elements; and polycyclic-by-abelian without exponential growth is polycyclic. The proof is complete in the paper; nothing here is open mathematics. On this platform the Theorem and the lemmas are stated and unproved; Chou's mission holds the Open non-abelian form of Lemmas 1 and 2 and two Open reductions that resolve once this mission and the Wolf mission close their externals.

Difficulty

The obvious attempt, to bound the growth of BBB below by the growth of a free subsemigroup found inside it, is not what Milnor does and does not obviously work for an arbitrary abelian-by-solvable extension. Milnor's argument turns the growth hypothesis into finite generation: among the 2m2^m2m expressions βαi1⋯βαim\beta\alpha^{i_1} \cdots \beta\alpha^{i_m}βαi1​⋯βαim​ two must coincide, and the resulting relation expresses αm=βmαβ−m\alpha_m = \beta^m \alpha \beta^{-m}αm​=βmαβ−m in terms of α1,…,αm−1\alpha_1, \ldots, \alpha_{m-1}α1​,…,αm−1​. The delicate step is running this over a whole set of normal generators of AAA and over each of finitely many β\betaβ's in turn, so that AAA itself comes out finitely generated (Lemma 3), and then up the derived series of Γ\GammaΓ. In Lean the work is in Lemma 2, which needs the finite presentation of CCC transported to a presentation on the images of chosen generators of BBB, and in Lemma 3, which needs that a polycyclic group is finitely presented and that an extension of polycyclic groups is polycyclic.

Formalization scope

Growth is measured on the closed balls of the published bundle Chou_Growth: Chou.wordBall S m is the set of products of at most mmm letters from S∪S−1S \cup S^{-1}S∪S−1, and gS(m)g_S(m)gS​(m) is its cardinality (a Nat.card, finite because SSS is a Finset). "Not of exponential growth" is the negation of the existential definition, so it is a statement about every finite generating set. Polycyclic is Wolf's condition (1); the definition fixes the reading of "normal series". The abelian hypothesis on AAA is Mathlib's IsMulCommutative on the subgroup; finite generation and finite presentation are Mathlib's Group.FG and Group.IsFinitelyPresented.

The Theorem's hypotheses are satisfiable: the trivial group is polycyclic, so "not polycyclic" excludes it, and a solvable non-polycyclic finitely generated group exists (the lamplighter group Z/2≀Z\mathbb Z/2 \wr \mathbb ZZ/2≀Z). No hypothesis is vacuous and no definition makes a target trivially true.

The definitions of polycyclic group, polynomial growth and Wolf's growth exponents E1,E2E_1, E_2E1​,E2​ are stated in the bundle MilnorWolf_Growth here because Milnor defers all definitions to Wolf; the results of Wolf's paper, in particular the polycyclic dichotomy that combines with this Theorem into the Milnor–Wolf theorem, belong to the companion mission. Nothing of Milnor's note is omitted. Contributions welcome: proofs of the three lemmas and the Theorem, and general library results they need, such as finite presentability of polycyclic groups.

Selected references

  • J. Milnor, Growth of finitely generated solvable groups, J. Differential Geometry 2 (1968), 447–449. doi:10.4310/jdg/1214428659
  • J. A. Wolf, Growth of finitely generated solvable groups and curvature of Riemannian manifolds, J. Differential Geometry 2 (1968), 421–446. doi:10.4310/jdg/1214428658
  • J. Milnor, A note on curvature and fundamental group, J. Differential Geometry 2 (1968), 1–7.
  • A. G. Kurosh, Theory of groups, vol. II, Chelsea, 1956.
  • R. I. Grigorchuk, Degrees of growth of finitely generated groups, and the theory of invariant means, Math. USSR-Izv. 25 (1985), 259–300 (Russian original 1984). doi:10.1070/IM1985v025n02ABEH001281
  • M. Gromov, Groups of polynomial growth and expanding maps, Publ. Math. IHÉS 53 (1981), 53–78. doi:10.1007/BF02698687
  • C. Chou, Elementary amenable groups, Illinois J. Math. 24 (1980), 396–407 (p. 400). doi:10.1215/ijm/1256047608
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Combinatorics·Captain: burkh4rt

Herzog-Schönheim for subnormal coversResearch Paper

Motivation

A coset partition of a group GGG is a finite family of left cosets a1G1,…,akGka_1G_1, \dots, a_kG_ka1​G1​,…,ak​Gk​ that are pairwise disjoint and cover GGG. In 1974 Herzog and Schönheim asked whether the indices ni=[G:Gi]n_i = [G : G_i]ni​=[G:Gi​] of such a partition, with k>1k > 1k>1, can be pairwise distinct. They cannot when G=ZG = \mathbb{Z}G=Z — there a coset partition is an exact covering system of the integers, and Davenport–Rado and Mirsky–Newman showed the largest modulus must repeat — but for general groups the question is still open, even for finite solvable groups.

Progress has come in two styles. Structural: Berger, Felzenbaum and Fraenkel settled finite nilpotent groups in Canad. Math. Bull. 29 (1986) 329–333 and finite pyramidal groups in Fund. Math. 128 (1987) 139–144. Order-bounded: Ginosar and Schnabel (2011) settled every GGG whose order has at most two prime divisors, and Margolis and Schnabel (2019) verified all ∣G∣<1440|G| < 1440∣G∣<1440.

The paper formalized here, Z.-W. Sun, J. Algebra 273 (2004) 153–175, takes a third route: it constrains the subgroups rather than the group, and simultaneously weakens "partition" to "uniform cover". Its hypothesis — that the GiG_iGi​ be subnormal — costs nothing in the nilpotent case (every subgroup of a nilpotent group is subnormal) yet applies to arbitrary, possibly infinite, ambient groups GGG. It also answers negatively an open question of the same paper, generalizing one of Erdős: the indices of such a cover cannot all be large if each occurs only boundedly often.

Setting

Let GGG be a group, written multiplicatively. For a finite system

A={aiGi}i=1k\mathcal{A} = \{a_iG_i\}_{i=1}^{k}A={ai​Gi​}i=1k​

of left cosets, the covering function counts memberships,

wA(x)  =  ∣{ 1≤i≤k  :  x∈aiGi }∣.w_{\mathcal{A}}(x) \;=\; \bigl|\{\, 1 \le i \le k \;:\; x \in a_iG_i \,\}\bigr| .wA​(x)=​{1≤i≤k:x∈ai​Gi​}​.

If wAw_{\mathcal{A}}wA​ is constant, say wA≡ww_{\mathcal{A}} \equiv wwA​≡w, then A\mathcal{A}A is a uniform cover of GGG of weight www; the case w=1w = 1w=1 is exactly a coset partition. A uniform cover is trivial when Gi=GG_i = GGi​=G for every iii, and this is the only degenerate case that must be excluded. Uniform covers are genuinely more general than partitions: one may have no disjoint subcover at all.

A subgroup H≤GH \le GH≤G is subnormal if some finite chain H=H0⊴H1⊴⋯⊴Hn=GH = H_0 \trianglelefteq H_1 \trianglelefteq \cdots \trianglelefteq H_n = GH=H0​⊴H1​⊴⋯⊴Hn​=G reaches GGG, each term normal in the next. Normal subgroups are subnormal; in a nilpotent group every subgroup is; and Sym⁡(4)\operatorname{Sym}(4)Sym(4) shows a subgroup of a solvable group need not be.

Write ni=[G:Gi]n_i = [G : G_i]ni​=[G:Gi​] for the indices, always assumed finite, and

N  =  [ n1,…,nk ]N \;=\; [\,n_1, \dots, n_k\,]N=[n1​,…,nk​]

for their least common multiple, whose prime divisors are exactly those of n1⋯nkn_1\cdots n_kn1​⋯nk​. Let p∗p_*p∗​ and p∗p^*p∗ denote the least and greatest prime divisors of NNN, let φ\varphiφ be Euler's totient, and let

M  =  max⁡1≤j≤k∣{ 1≤i≤k:ni=nj }∣M \;=\; \max_{1 \le j \le k} \bigl|\{\, 1 \le i \le k : n_i = n_j \,\}\bigr|M=1≤j≤kmax​​{1≤i≤k:ni​=nj​}​

be the largest multiplicity with which an index is repeated. The Herzog–Schönheim conjecture says M≥2M \ge 2M≥2.

Target

The goal theorem is Theorem 4.3(i) of the source: for a nontrivial uniform cover of any group by cosets of subnormal subgroups of finite index, some index divisible by the largest prime p∗p^*p∗ is repeated at least p∗p_*p∗​ times,

∃ j,p∗∣njand∣{ i:ni=nj }∣  ≥  p∗.\exists\, j, \qquad p^* \mid n_j \quad\text{and}\quad \bigl|\{\, i : n_i = n_j \,\}\bigr| \;\ge\; p_* .∃j,p∗∣nj​and​{i:ni​=nj​}​≥p∗​.

In particular M≥p∗M \ge p_*M≥p∗​. Two weaker consequences are separate targets. Since p∗≥2p_* \ge 2p∗​≥2, this gives the Herzog–Schönheim conjecture for subnormal uniform covers,

∃ i≠j,[G:Gi]=[G:Gj],\exists\, i \ne j, \qquad [G : G_i] = [G : G_j],∃i=j,[G:Gi​]=[G:Gj​],

and the quantitative step behind it is a Burshtein-type inequality, which after clearing denominators reads

p∗∏p∣N(p−1)  <  ∣{ i:ni=nj }∣∏p∣Npfor some j with p∗∣nj.p^{*}\prod_{p \mid N}(p-1) \;<\; \bigl|\{\, i : n_i = n_j \,\}\bigr| \prod_{p \mid N} p \qquad\text{for some } j \text{ with } p^* \mid n_j .p∗p∣N∏​(p−1)<​{i:ni​=nj​}​p∣N∏​pfor some j with p∗∣nj​.

Significance

The result itself. It is the widest structural class in which Herzog–Schönheim is known, and the only one that does not require GGG to be finite: subnormality of the GiG_iGi​ is a condition on the subgroups, so GGG itself is arbitrary. It strictly contains the nilpotent case of Berger–Felzenbaum–Fraenkel, and being quantitative it also yields the Burshtein conjecture in this setting — a bound no purely qualitative statement gives. Because the conclusion is a lower bound on MMM growing with p∗p_*p∗​, it answers the paper's open question: one cannot make all the indices of a uniform cover large while keeping every multiplicity bounded.

Formalizing it. Nothing here is open, and the mission is the machine-checked version of a known proof. What it adds is a formal vocabulary for uniform covers — Mathlib has Mathlib/GroupTheory/CosetCover.lean (B. H. Neumann's theorems, ∑i1/[G:Hi]≥1\sum_i 1/[G:H_i] \ge 1∑i​1/[G:Hi​]≥1) but no notion of covering multiplicity — and the arithmetic of subnormality, in particular that [G:⋂iGi][G : \bigcap_i G_i][G:⋂i​Gi​] divides ∏i[G:Gi]\prod_i [G : G_i]∏i​[G:Gi​] when the GiG_iGi​ are subnormal. Mathlib has Subgroup.IsSubnormal with the basic closure properties but nothing about indices of subnormal subgroups, and that divisibility is the whole reason subnormal covers behave. The totient measure this proof runs on is already formalized: Sun's Lemma 3.1 is Berger–Felzenbaum–Fraenkel's equation (14), already proved on the platform as BFFPyramidal.muMeasure_divisorClosure_image_mul, and this mission reuses that definition file rather than duplicating it.

Status disclosure. Complete Lean proofs of the goal and of every milestone below already exist and will be submitted at launch, so this mission is not an open frontier: its value is the verified artifact, the reusable vocabulary, and the fact that the development turned up two places where the published argument needs repair or can be simplified (see Formalization scope). Alternative proofs, sharper variants, and the analytic parts excluded below remain genuinely open contributions.

Difficulty

The reciprocal identity is the first thing anyone writes down and it is not enough: a uniform cover of weight www satisfies ∑i1/ni=w\sum_i 1/n_i = w∑i​1/ni​=w, and pairwise distinct nin_ini​ can do that.

The real obstruction is that a cover does not descend to a quotient. A part aiGia_iG_iai​Gi​ need not lie in one coset of a chosen normal subgroup, so the induction that proves the finite nilpotent case has nothing to induct along once GGG may be infinite and the GiG_iGi​ are merely subnormal. Sun's replacement is a lower bound for the size of a union of cosets, Theorem 3.1: if H≤GiH \le G_iH≤Gi​ for all iii and [G:H]<∞[G:H] < \infty[G:H]<∞, then the number of cosets of HHH inside ⋃iaiGi\bigcup_i a_iG_i⋃i​ai​Gi​ is at least the number of n<[G:H]n < [G:H]n<[G:H] divisible by some nin_ini​. The union is compared not with the GiG_iGi​ but with a purely numerical shadow of itself in {0,1,…,[G:H]−1}\{0, 1, \dots, [G:H]-1\}{0,1,…,[G:H]−1}, and it is here that subnormality enters, through the divisibility [G:⋂Gi]∣∏[G:Gi][G : \bigcap G_i] \mid \prod [G : G_i][G:⋂Gi​]∣∏[G:Gi​] (Lemma 2.1) — for arbitrary finite-index subgroups Poincaré gives only the inequality [G:⋂Gi]≤∏[G:Gi][G : \bigcap G_i] \le \prod [G:G_i][G:⋂Gi​]≤∏[G:Gi​], which is too weak.

The second difficulty is arithmetic and is where the source spends its effort. Turning Theorem 3.1 into a bound on multiplicities (Theorem 3.2) requires computing the density of a union ⋃iniZ\bigcup_i n_i\mathbb{Z}⋃i​ni​Z, and the identity the paper uses (Lemma 3.4) expresses that density as ∏p∈Pp−1p\prod_{p \in P}\frac{p-1}{p}∏p∈P​pp−1​ times an infinite sum of reciprocals over PPP-smooth elements of the union. Along that route the full series is needed: truncating it loses precisely the geometric factors (1−p−(1+δp))−1\bigl(1 - p^{-(1+\delta_p)}\bigr)^{-1}(1−p−(1+δp​))−1 that produce the divisor sum ∑d∣N/g1/d\sum_{d \mid N/g} 1/d∑d∣N/g​1/d in the conclusion.

It is worth saying, though, that this analytic detour is avoidable — a solver need not take it. Theorem 3.2 can also be reached by a purely finite argument: bound the density from below by injecting each index sss into the divisor lcm⁡{s′:s′∣x}/s\operatorname{lcm}\{s' : s' \mid x\}/slcm{s′:s′∣x}/s, which is sharp in the same cases as the series argument. Lemma 3.4 remains a faithful and separately interesting milestone of the paper, but it is not on the critical path to the goal. The naive version of the finite estimate — bounding the density below by 1/min⁡ini1/\min_i n_i1/mini​ni​ — is genuinely false, as {4,6,9,12,18,36}\{4,6,9,12,18,36\}{4,6,9,12,18,36} shows, so the injection is the content, not a one-liner.

Formalization scope

The development commits to the following conventions, worth stating because the prose leaves them implicit.

Covers are indexed families rather than sets of cosets: IsUniformCover K a w asserts that for every xxx the number of indices iii with (ai)−1x∈Ki(a_i)^{-1}x \in K_i(ai​)−1x∈Ki​ is exactly w, counted as Nat.card of a subtype so that no decidability hypothesis is needed. Indexing by Fin k keeps multiplicities visible, which matters because every conclusion counts indices, not distinct subgroups. Nontriviality is never folded into the definition; it appears as the explicit hypothesis ∃ i, K i ≠ ⊤, and without it every statement here is false (take k=1k=1k=1, G1=GG_1 = GG1​=G).

GGG is an arbitrary group — not assumed finite. Finiteness enters only through Subgroup.FiniteIndex on each KiK_iKi​, which the source assumes implicitly when it writes "the (finite) indices". Indices are Subgroup.index and [Gi:H][G_i : H][Gi​:H] is H.relIndex (K i). For a subgroup HHH that is not assumed normal, G ⧸ H is still the type of left cosets and Nat.card (G ⧸ H) = H.index; Theorem 3.1 is stated with that type, since the HHH it is applied to is not normal.

Densities are never limits. The density of a union ⋃iniZ\bigcup_i n_i\mathbb{Z}⋃i​ni​Z is taken as the finite ratio ∣{x<N:∃i, ni∣x}∣/N|\{x < N : \exists i,\ n_i \mid x\}| / N∣{x<N:∃i, ni​∣x}∣/N for an explicit common multiple NNN, which is exactly equal to the asymptotic density and keeps Lemma 3.4 free of any analysis on the left-hand side; the right-hand side genuinely is an infinite sum and is stated with HasSum over R\mathbb{R}R.

Inequalities are cleared of denominators and stated in N\mathbb{N}N wherever possible, so that ∑d∣m1/d≤c\sum_{d \mid m} 1/d \le c∑d∣m​1/d≤c appears as ∑d∈m.divisorsd≤c⋅m\sum_{d \in m.divisors} d \le c \cdot m∑d∈m.divisors​d≤c⋅m. Readers should check the direction: N\mathbb{N}N subtraction truncates, so ∏p∣N(p−1)\prod_{p \mid N}(p-1)∏p∣N​(p−1) is only the intended quantity because every ppp here is prime, hence ≥2\ge 2≥2.

⚠️ Parts (ii)–(iv) of the source's Theorem 4.3 are out of scope. Those bound the primes dividing the indices, their number, and log⁡n1\log n_1logn1​ by eγMlog⁡2M+O(Mlog⁡Mlog⁡log⁡M)e^{\gamma}M\log^2 M + O(M \log M \log\log M)eγMlog2M+O(MlogMloglogM) and similar, and they rest on Mertens' third theorem, ∏p≤x(1−1/p)∼e−γ/log⁡x\prod_{p \le x}(1 - 1/p) \sim e^{-\gamma}/\log x∏p≤x​(1−1/p)∼e−γ/logx, which Mathlib does not have. It is worth being precise about what Mathlib does have, since the gap is narrower than it looks: the prime counting function Nat.primeCounting, Chebyshev's θ\thetaθ and ψ\psiψ with the machinery around them (Mathlib/NumberTheory/Chebyshev.lean), Euler products (Mathlib/NumberTheory/EulerProduct/), and the constant γ\gammaγ itself (Real.eulerMascheroniConstant) are all present — what is missing is Mertens' asymptotic tying them together, and the π(x)\pi(x)π(x) asymptotics. Supplying that is a substantial number-theory project in its own right, so this mission stops at the arithmetic core, part (i), which is what implies Herzog–Schönheim. Contributions adding the analytic parts are welcome and would complete Theorem 4.3.

Two things the development established that the paper does not state. First, Lemma 2.1 is true in a stronger form: [G:A∩B]∣[G:A] [G:B][G : A \cap B] \mid [G:A]\,[G:B][G:A∩B]∣[G:A][G:B] needs only AAA subnormal, not both, and needs no finiteness hypothesis at all (with Mathlib's convention that an infinite index is 000). Second, Theorem 4.1's passage from the largest prime p∗p^*p∗ to the smallest p∗p_*p∗​ can be isolated as a self-contained arithmetic inequality, (p∗−1)∏p∣Np≤p∗∏p∣N(p−1)(p_*-1)\prod_{p\mid N}p \le p^*\prod_{p\mid N}(p-1)(p∗​−1)∏p∣N​p≤p∗∏p∣N​(p−1), which is tight at prime powers; it is listed as its own milestone for that reason.

Reusable beyond this mission: the uniform-cover vocabulary, the subnormal index divisibility of Lemma 2.1, and Theorem 3.1's union bound, which applies to any attack on Herzog–Schönheim including the still-open solvable case. The source also leaves Conjecture 4.1 open — that for a nontrivial uniform cover by subnormal subgroups the largest index nnn is repeated at least p(n)p(n)p(n) times, p(n)p(n)p(n) its least prime factor — which would be a natural follow-on target.

Selected references

  • Z.-W. Sun, On the Herzog–Schönheim conjecture for uniform covers of groups, Journal of Algebra 273 (2004) 153–175. DOI
  • M. Herzog, J. Schönheim, Research problem No. 9, Canadian Mathematical Bulletin 17 (1974) 150.
  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, The Herzog–Schönheim conjecture for finite nilpotent groups, Canadian Mathematical Bulletin 29 (1986) 329–333. DOI
  • M. A. Berger, A. Felzenbaum, A. S. Fraenkel, Remark on the multiplicity of a partition of a group into cosets, Fundamenta Mathematicae 128 (1987) 139–144. DOI
  • N. Burshtein, On natural exactly covering systems of congruences having moduli occurring at most M times, Discrete Mathematics 14 (1976) 205–214. DOI
  • R. J. Simpson, Exact coverings of the integers by arithmetic progressions, Discrete Mathematics 59 (1986) 181–190. DOI
  • Z.-W. Sun, Exact m-covers of groups by cosets, European Journal of Combinatorics 22 (2001) 415–429. DOI
  • B. H. Neumann, Groups covered by finitely many cosets, Publicationes Mathematicae Debrecen 3 (1954) 227–242.
  • L. Margolis, O. Schnabel, The Herzog–Schönheim conjecture for small groups and harmonic subgroups, Beiträge zur Algebra und Geometrie 60 (2019) 399–418. arXiv
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