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Mathematical Physics

253 missions · 191 completed

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Combinatorics·Captain: ShapeZero

The role postulates force exactly seven pointsTextbook

Motivation

The Shape Zero model (Shape Zero LLC, unpublished) reaches the Fano plane — the seven-point, seven-line configuration behind the seven imaginary units of the octonions — by a combinatorial route (C1 Formal Proofs, §3). Points are arranged in Steiner triple systems, and each point of each line is given one of three roles. The model's claim is that the role postulates alone force the number of points to be exactly seven. This mission proves that claim.

What this mission does NOT prove.

  • Not that the system is the Fano plane. It proves the point count is 777. That every Steiner triple system on 777 points is the Fano plane up to relabelling is a classical result, but it is not formalized here.
  • Not the modelling premise. Why lines have three points, and why there are three roles, is an input of the model, not derived here.
  • Not the later steps from the Fano plane to the octonions, and from there to the node size n=3n = 3n=3 and u(3)\mathfrak{u}(3)u(3).

Two corrections to C1 §3 built into this mission.

  • At least one point is required. The empty system — no points, no lines — satisfies every condition vacuously and has 000 points, so C1 Theorem 3.6 as stated is false for it. The goal carries the hypothesis 0<n0 < n0<n. This is proved (in Lean, locally): the empty system is a Steiner triple system with a role colouring, so the statement without 0<n0 < n0<n is false.
  • C1 Theorem 3.3(a) is not used. Its condition "any two lines meet" does not force 777 points: it also holds for a single triple (333 points) and a single point, where there is no pair of lines to fail. This mission uses the role postulates instead.

Setting

Fix a natural number nnn and take the points {0,…,n−1}\{0, \dots, n-1\}{0,…,n−1}. A Steiner triple system is a family of subsets, called lines, such that

  1. every line has exactly 333 points, and
  2. every pair of distinct points lies on exactly one line.

A role colouring assigns to each point xxx and line ℓ\ellℓ a role ρ(x,ℓ)∈{0,1,2}\rho(x, \ell) \in \{0, 1, 2\}ρ(x,ℓ)∈{0,1,2} such that

  1. the three points of a line get three different roles;
  2. completeness: every point takes every role at least once, on some line through it;
  3. minimality: every point takes every role at most once — two different lines through xxx give xxx different roles.

In Lean these are RolesForceSeven.STS n and RolesForceSeven.RoleColouring S role, with points Fin n and lines Finset (Fin n).

Formalization targets

Goal: the role postulates force exactly seven points

n≥1, a Steiner triple system on n points with a role colouring  ⟹  n=7.n \ge 1,\ \text{a Steiner triple system on } n \text{ points with a role colouring} \;\Longrightarrow\; n = 7 .n≥1, a Steiner triple system on n points with a role colouring⟹n=7.

This is RolesForceSeven.roles_force_seven. It asserts the point count only.

Milestones

  1. M1 (replication count). In any Steiner triple system, every point lies on exactly rrr lines with 2r+1=n2r + 1 = n2r+1=n.
  2. M2 (three lines per point). Under a role colouring, every point lies on exactly 333 lines.

Corollaries

  • A — the Fano plane has a role colouring. The Fano plane on {0,…,6}\{0, \dots, 6\}{0,…,6}, with lines {i,i+1,i+3}\{i, i+1, i+3\}{i,i+1,i+3} modulo 777, admits a role colouring. Without this the goal could be vacuously true.
  • B — AG(2, 3) is excluded (C1 Corollary 3.7): no Steiner triple system on 999 points has a role colouring.

Significance

The result itself. It turns the model's role postulates into a precise count: whatever the Steiner triple system, if it carries a role colouring and has a point, it has exactly seven points. Corollary A shows the conditions are satisfiable, and Corollary B rules out the next Steiner triple system, AG(2, 3), explicitly.

Formalizing it. The C1 statement omits the non-emptiness hypothesis and is false for the empty system; the formal statement makes the hypothesis explicit and shows it is needed. The numerical check (Fano plane: 484848 role colourings; AG(2, 3): 000; single triple: 000) is replaced by a proof for every nnn.

Numerical cross-check

systempointslines through each pointrole colourings
Fano plane7348
AG(2, 3)940
single triple310
empty system0—vacuous (all conditions hold)

Difficulty

Moderate. The central step is the replication count: the lines through a point xxx must be shown to cover every other point exactly once, two at a time, which is a double-counting argument over the pairs through xxx. The role postulates then fix the replication number at three. The Fano plane corollary is a finite check.

Formalization scope

  • Points are Fin n; lines are finite sets of points, with no ambient geometry assumed.
  • The role function is total, Fin n → Finset (Fin n) → Fin 3; only its values on pairs x∈ℓx \in \ellx∈ℓ with ℓ\ellℓ a line matter.
  • Completeness and minimality are both hypotheses; the goal uses both.
  • 0<n0 < n0<n is necessary: without it the empty system is a counterexample (proved).
  • The conclusion is the number 777, not an isomorphism with the Fano plane.

Selected references

  • Wikipedia, Steiner system (Steiner triple systems, replication number). https://en.wikipedia.org/wiki/Steiner_system
  • Wikipedia, Fano plane. https://en.wikipedia.org/wiki/Fano_plane
  • Wikipedia, Octonion (Fano plane mnemonic for the multiplication of imaginary units). https://en.wikipedia.org/wiki/Octonion
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Captain: Lucas

Dyson 2013: Is a Graviton Detectable?Research Paper

Motivation

Whether the quantization of the gravitational field is observable is a long-standing question at the interface of general relativity and quantum theory. In his 2013 talk Is a Graviton Detectable? (doi:10.1142/S0217751X1330041X), Freeman Dyson examined three families of hypothetical single-graviton detectors and estimated, for each, why it fails: LIGO-type interferometers (Sec. 3), atoms absorbing a graviton by the gravitoelectric effect (Secs. 4–5), and Gertsenshtein photon–graviton conversion in a magnetic field (Secs. 6–7).

Most of the paper consists of order-of-magnitude physical estimates. A part of it, however, consists of precise mathematical statements: exact algebraic consequences of the stated physical relations, and one genuine analytic inequality about the quadrupole factor QQQ that controls the graviton absorption cross-section of a bound particle. This mission collects those statements.

Setting

Sections 3. Let c,G,ℏ>0c, G, \hbar > 0c,G,ℏ>0 be the speed of light, Newton's constant and the reduced Planck constant. The Planck length is Lp=(Gℏ/c3)1/2L_p = (G\hbar/c^3)^{1/2}Lp​=(Gℏ/c3)1/2 (Eq. (5)). A gravitational wave of strain amplitude fff and angular frequency ω\omegaω has energy density E=c232πGω2f2E = \frac{c^2}{32\pi G}\omega^2 f^2E=32πGc2​ω2f2 (Eq. (2)); a single graviton of frequency ω\omegaω has energy density at most Es=ℏω4/c3E_s = \hbar\omega^4/c^3Es​=ℏω4/c3 (Eq. (3)).

Section 4. For an electron bound in a state with zero angular momentum about the zzz-axis, with real wave function f(s,z)f(s,z)f(s,z) in cylindrical coordinates (s>0s>0s>0 the distance from the zzz-axis), let f′=∂f/∂sf' = \partial f/\partial sf′=∂f/∂s and define

Q=∫R∫0∞s3[f′]2 ds dz2∫R∫0∞s f2 ds dz(Eq. (16)).Q = \frac{\int_{\mathbb R}\int_0^\infty s^3 [f']^2\, ds\, dz}{2\int_{\mathbb R}\int_0^\infty s\, f^2\, ds\, dz} \qquad \text{(Eq. (16))}.Q=2∫R​∫0∞​sf2dsdz∫R​∫0∞​s3[f′]2dsdz​(Eq. (16)).

The s-state of Eq. (19) is f=r−ne−r/Rf = r^{-n} e^{-r/R}f=r−ne−r/R with r=s2+z2r = \sqrt{s^2+z^2}r=s2+z2​.

Sections 6–7. For a transverse magnetic field BBB, the mixing length is L=2c2/(G1/2B)L = 2c^2/(G^{1/2}B)L=2c2/(G1/2B) (Eq. (29)) and the photon-to-graviton conversion probability over a distance DDD is P=sin⁡2(D/L)P = \sin^2(D/L)P=sin2(D/L) (Eq. (28)). Vacuum nonlinearity slows the photon by the fraction g=kαB2/(360π2Hc2)g = k\alpha B^2/(360\pi^2 H_c^2)g=kαB2/(360π2Hc2​) (Eq. (36)), where α\alphaα is the fine-structure constant and HcH_cHc​ the critical field, giving the coherence length Lc=c/(gω)L_c = c/(g\omega)Lc​=c/(gω) (Eq. (37)).

Formalization targets

Goal — Eq. (18)

For every nonzero, normalizable axially symmetric wave function with finite ∫s3[f′]2\int s^3 [f']^2∫s3[f′]2,

Q>12.Q > \tfrac12 .Q>21​.

Milestones

  • Eq. (17): ∫ ⁣ ⁣∫s3 [f′+f/s]2 ds dz>0\int\!\!\int s^3\,[f' + f/s]^2\, ds\,dz > 0∫∫s3[f′+f/s]2dsdz>0 (see the note on the sign below).
  • Eq. (20): for the s-state (19), Q=45(1−n6)Q = \frac45\left(1 - \frac n6\right)Q=54​(1−6n​).
  • Eqs. (4), (6): equating (2) and (3) gives f=(32π)1/2Lpω/cf = (32\pi)^{1/2} L_p\omega/cf=(32π)1/2Lp​ω/c, and with D=c/ωD = c/\omegaD=c/ω, δ=fD=(32π)1/2Lp\delta = fD = (32\pi)^{1/2}L_pδ=fD=(32π)1/2Lp​.
  • Eq. (8): free mirrors with Mδ2≥ℏTM\delta^2 \ge \hbar TMδ2≥ℏT, T≥D/cT \ge D/cT≥D/c, δ=Lp\delta = L_pδ=Lp​ satisfy D≤GM/c2D \le GM/c^2D≤GM/c2.
  • Eq. (10): clamped mirrors with δ2≥ℏD/(Ms)\delta^2 \ge \hbar D/(Ms)δ2≥ℏD/(Ms), δ=Lp\delta = L_pδ=Lp​, s<cs < cs<c satisfy GM/c2≥(c/s)D>DGM/c^2 \ge (c/s)D > DGM/c2≥(c/s)D>D.
  • Eqs. (28)–(30): P≤GB2D2/(4c4)P \le GB^2D^2/(4c^4)P≤GB2D2/(4c4), with asymptotic equality as D→0+D \to 0^+D→0+.
  • Eq. (37): for k=4k = 4k=4, Lc=90π2cHc2/(αB2ω)L_c = 90\pi^2 c H_c^2/(\alpha B^2\omega)Lc​=90π2cHc2​/(αB2ω).
  • Eqs. (38)–(39): if D≤LcD \le L_cD≤Lc​ then P≤2025π4GHc4/(α2c2B2ω2)P \le 2025\pi^4 G H_c^4/(\alpha^2 c^2 B^2\omega^2)P≤2025π4GHc4​/(α2c2B2ω2) (the symbolic form of P≤1036/(B2ω2)P \le 10^{36}/(B^2\omega^2)P≤1036/(B2ω2)).

Significance

Eq. (18) is what allows Dyson to conclude that the averaged absorption cross-section 4π2Lp2Q4\pi^2L_p^2 Q4π2Lp2​Q (Eq. (14)) is, for every bound particle, of the order of the Planck area; together with Eq. (20) it shows QQQ is of order unity for tightly bound s-states. The Section 3 bounds are the precise algebraic content of the argument that measuring distances to Planck accuracy forces the apparatus inside its own Schwarzschild radius. The Section 7 bounds are the algebraic content of the argument that vacuum birefringence limits Gertsenshtein conversion.

None of these statements has, to our knowledge, a machine-checked proof. Eq. (18) is a weighted Hardy-type inequality on the half line with sharp constant, applied slice by slice; formalizing it produces reusable one-dimensional weighted Hardy inequalities. Eq. (20) requires explicit Gamma-function integrals in cylindrical coordinates.

Difficulty

For Eq. (18) the difficulty is analytic: the inequality must hold for all admissible fff, including functions that are not compactly supported and may be singular on the zzz-axis, and it is strict although its sharp constant is not attained. Boundary terms of the integration by parts behind Eq. (17) must be controlled using only the integrability assumptions. The printed Eq. (17) has the sign f′−f/sf' - f/sf′−f/s; with that sign the integral is trivially positive and does not imply Eq. (18). The mission uses f′+f/sf' + f/sf′+f/s, the sign under which (17) implies (18). The algebraic milestones are elementary.

Formalization scope

All quantities are real. f:R→R→Rf : \mathbb R \to \mathbb R \to \mathbb Rf:R→R→R is a function of (s,z)(s,z)(s,z); f′f'f′ is deriv in the first variable; integrals are Lebesgue integrals over the half plane {s>0}×R\{s > 0\}\times\mathbb R{s>0}×R. The admissible class for Eqs. (17)–(18) is: f(⋅,z)f(\cdot,z)f(⋅,z) differentiable at every s>0s>0s>0, sf2s f^2sf2 and s3[f′]2s^3[f']^2s3[f′]2 integrable on the half plane, and fff not almost-everywhere zero there. These hypotheses rule out the degenerate reading Q=0/0Q = 0/0Q=0/0 (Lean's division returns 000). Eq. (20) requires R>0R > 0R>0 and n<3/2n < 3/2n<3/2, the range in which the integrals in Eq. (16) converge. Physical constants are arbitrary positive reals; numerical cgs values (e.g. Eqs. (5), (21), (31)) are not formalized. The heuristic parts of the paper (Bohr–Rosenfeld argument, the sum rule (14), astrophysical source estimates, neutrino backgrounds) are out of scope.

Selected references

  • F. Dyson, Is a Graviton Detectable?, Int. J. Mod. Phys. A 28 (2013) 1330041. https://doi.org/10.1142/S0217751X1330041X
  • T. Rothman and S. Boughn, Can gravitons be detected?, Found. Phys. 36 (2006) 1801. https://doi.org/10.1007/s10701-006-9081-9
  • M. E. Gertsenshtein, Wave resonance of light and gravitational waves, Sov. Phys. JETP 14 (1962) 84.
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Linear algebra·Captain: ShapeZero

The passivity-admissible couplings have dimension n² = dim u(n)Textbook

Motivation

The Shape Zero model (Shape Zero LLC, unpublished) aims to obtain all three factors of the Standard Model gauge structure — U(1)U(1)U(1), SU(2)SU(2)SU(2) and SU(3)SU(3)SU(3) — from a single linear-algebra statement applied at three node sizes. A node carrying nnn oscillator pairs has a 2n2n2n-dimensional real state space with a complex structure JJJ. Within the model, the couplings that do no net work (passive couplings) are the symmetric matrices, and those that respect JJJ are the ones commuting with it. The claim is that the couplings satisfying both conditions form a real vector space of dimension exactly n2n^2n2, which is the dimension of the unitary Lie algebra u(n)\mathfrak{u}(n)u(n) (Unitary group):

node size nnnadmissible dimensionLie algebra
11u(1)\mathfrak{u}(1)u(1)
24u(2)=u(1)⊕su(2)\mathfrak{u}(2) = \mathfrak{u}(1) \oplus \mathfrak{su}(2)u(2)=u(1)⊕su(2)
39u(3)=u(1)⊕su(3)\mathfrak{u}(3) = \mathfrak{u}(1) \oplus \mathfrak{su}(3)u(3)=u(1)⊕su(3)

The dimension count has so far been checked numerically for n=1,…,5n = 1, \dots, 5n=1,…,5 only, giving 1,4,9,16,251, 4, 9, 16, 251,4,9,16,25. A machine-checked proof covers every nnn, and it is the claim a physicist examining the model would check first.

What this mission does NOT prove. This mission proves the linear algebra: symmetric matrices commuting with JJJ form a space of dimension n2n^2n2. It does not prove the physics step that passivity forces a coupling to be symmetric. That step is a separate premise of the model, and a completed mission must not be read as establishing it.

Setting

Fix a natural number nnn. Consider real 2n×2n2n \times 2n2n×2n matrices, with rows and columns indexed by two copies of {0,…,n−1}\{0, \dots, n-1\}{0,…,n−1}, so that each matrix is written in 2×22 \times 22×2 block form with n×nn \times nn×n blocks:

W=(ABCD).W = \begin{pmatrix} A & B \\ C & D \end{pmatrix}.W=(AC​BD​).

Let III be the n×nn \times nn×n identity matrix and define the standard complex structure

J=(0−II0),J = \begin{pmatrix} 0 & -I \\ I & 0 \end{pmatrix},J=(0I​−I0​),

which satisfies J2=−1J^2 = -1J2=−1. In the Lean development this matrix is PassivityUn.stdJ n, and the index type is PassivityUn.Blk n, the disjoint union of two copies of Fin n.

Two real linear subspaces of the 4n24n^24n2-dimensional space of such matrices are defined:

  1. symm n: the symmetric matrices, WT=WW^{\mathsf T} = WWT=W;
  2. commJ n: the matrices commuting with JJJ, WJ=JWWJ = JWWJ=JW.

The admissible coupling class admissible n is their intersection:

An={ W∈R2n×2n:WT=W and WJ=JW }.\mathcal{A}_n = \{\, W \in \mathbb{R}^{2n \times 2n} : W^{\mathsf T} = W \ \text{and}\ WJ = JW \,\}.An​={W∈R2n×2n:WT=W and WJ=JW}.

Formalization targets

Goal: the admissible class has dimension n2n^2n2

dim⁡RAn=n2for every n∈N.\dim_{\mathbb{R}} \mathcal{A}_n = n^2 \qquad \text{for every } n \in \mathbb{N}.dimR​An​=n2for every n∈N.

This is PassivityUn.admissible_finrank. It asserts the exact dimension for all nnn at once, not for a particular node size.

Milestones

  1. M1. J⋅J=−1J \cdot J = -1J⋅J=−1, so JJJ is a complex structure.
  2. M2. A block matrix (ABCD)\begin{pmatrix} A & B \\ C & D \end{pmatrix}(AC​BD​) commutes with JJJ exactly when D=AD = AD=A and B=−CB = -CB=−C.
  3. M3. A block matrix (A−BBA)\begin{pmatrix} A & -B \\ B & A \end{pmatrix}(AB​−BA​) is symmetric exactly when AT=AA^{\mathsf T} = AAT=A and BT=−BB^{\mathsf T} = -BBT=−B.
  4. M4. The dimension counts of symmetric and antisymmetric n×nn \times nn×n matrices add to n2n^2n2: n(n+1)2+n(n−1)2=n2\tfrac{n(n+1)}{2} + \tfrac{n(n-1)}{2} = n^22n(n+1)​+2n(n−1)​=n2.

Significance

The result itself. The goal identifies the admissible coupling class with the real form of the n×nn \times nn×n Hermitian matrices, the space whose dimension is that of u(n)\mathfrak{u}(n)u(n) (Hermitian matrix). Applied at n=1,2,3n = 1, 2, 3n=1,2,3 it gives the dimensions 111, 444 and 999, which the Shape Zero model matches with u(1)\mathfrak{u}(1)u(1), u(2)=u(1)⊕su(2)\mathfrak{u}(2) = \mathfrak{u}(1) \oplus \mathfrak{su}(2)u(2)=u(1)⊕su(2) and u(3)=u(1)⊕su(3)\mathfrak{u}(3) = \mathfrak{u}(1) \oplus \mathfrak{su}(3)u(3)=u(1)⊕su(3). Without a proof for general nnn, the model rests on a finite numerical check.

Formalizing it. The underlying fact is standard linear algebra, a special case of the correspondence between real matrices commuting with a complex structure and complex-linear maps (Linear complex structure). No machine-checked statement of this exact dimension count was found in the platform library. The mission produces a verified, general-nnn statement whose hypotheses are fully explicit, and it separates the verified linear algebra from the unverified physical premise.

Difficulty

Every step is standard linear algebra, so the difficulty is in the formal bookkeeping rather than the mathematics. The dimension of a subspace defined by equations is not computed by any Mathlib tactic. It has to be obtained by exhibiting an explicit linear equivalence with spaces of known dimension, and that requires moving between the 2n×2n2n \times 2n2n×2n matrix indexed by a disjoint union and its four n×nn \times nn×n blocks. Checking small cases numerically, as has already been done, does not extend to a statement about every nnn.

Formalization scope

  • Matrices are real (ℝ), not complex. The complex structure enters only through the fixed real matrix JJJ.
  • Matrices are indexed by Fin n ⊕ Fin n (PassivityUn.Blk n) rather than Fin (2n), so that block decomposition via Mathlib's Matrix.fromBlocks is direct. The first copy of Fin n indexes the upper/left blocks.
  • Each condition is defined as the kernel of a linear map: symmetry as the kernel of W↦WT−WW \mapsto W^{\mathsf T} - WW↦WT−W, and commuting with JJJ as the kernel of W↦WJ−JWW \mapsto WJ - JWW↦WJ−JW. Both are therefore subspaces by construction, with no hand-written closure proofs.
  • Dimension is Module.finrank ℝ. The ambient space is finite-dimensional, so the convention that finrank of an infinite-dimensional space is 000 never applies.
  • The case n=0n = 0n=0 is included, and there the statement reads 0=00 = 00=0. This is not a trivialization: the claim is quantified over all nnn, and every n≥1n \ge 1n≥1 is a nontrivial instance.
  • M4 is stated with natural-number division and truncated subtraction. Both are exact here, because n(n±1)n(n \pm 1)n(n±1) is always even and n⋅(n−1)=0n \cdot (n - 1) = 0n⋅(n−1)=0 when n=0n = 0n=0.

The development needs only Mathlib's block matrices, transpose, linear maps and finrank. The block-characterization lemmas (M2, M3) are reusable for any statement relating real matrices commuting with JJJ to complex matrices. Contributions are welcome on the milestones and on the assembling isomorphism.

Selected references

  • B. C. Hall, Lie Groups, Lie Algebras, and Representations: An Elementary Introduction, 2nd ed., Graduate Texts in Mathematics 222, Springer, 2015. https://doi.org/10.1007/978-3-319-13467-3
  • Wikipedia, Unitary group. https://en.wikipedia.org/wiki/Unitary_group
  • Wikipedia, Linear complex structure. https://en.wikipedia.org/wiki/Linear_complex_structure
  • Wikipedia, Hermitian matrix. https://en.wikipedia.org/wiki/Hermitian_matrix
  • Mathlib, Mathlib.Data.Matrix.Block (block matrices, Matrix.fromBlocks). https://leanprover-community.github.io/mathlib4_docs/Mathlib/Data/Matrix/Block.html
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Captain: Lucas

g-factor (physics): the classical gyromagnetic baseline and g-factor conventionsTextbook

Motivation

The g-factor of a particle, nucleus or atom is the dimensionless number that measures its magnetic moment in units of the moment a classical particle with the same charge and angular momentum would have. Because it is both measured and computed to very high precision, small discrepancies between measured and predicted g-factors are used as tests of the Standard Model; the electron g-factor is known to about two parts in 101310^{13}1013, and the muon g-factor has for two decades shown a several-standard-deviation tension between experiment and theory.

This mission formalizes the mathematical content of the Wikipedia article g-factor (physics): the definitions it gives, the elementary identities it states between them, and the numerical claims it makes about the experimental data.

Setting

All vectors live in R3\mathbb R^3R3, written as functions {0,1,2}→R\{0,1,2\}\to\mathbb R{0,1,2}→R, with component 222 playing the role of the zzz component.

  • Dirac particle. For charge eee, mass mmm, spin angular momentum S\mathbf SS and g-factor ggg, the spin magnetic moment is μ=g e2m S\boldsymbol\mu = g\,\frac{e}{2m}\,\mathbf Sμ=g2me​S (diracMagneticMoment).
  • Nuclear magneton convention. With μN=eℏ2mp\mu_N = \frac{e\hbar}{2m_p}μN​=2mp​eℏ​ (nuclearMagneton), the moment of a nucleon or nucleus with spin I\mathbf II is μ=g μNℏ I\boldsymbol\mu = g\,\frac{\mu_N}{\hbar}\,\mathbf Iμ=gℏμN​​I (nuclearMagneticMoment).
  • Bohr magneton μB=eℏ2me\mu_B = \frac{e\hbar}{2m_e}μB​=2me​eℏ​ (bohrMagneton) and electron orbital moment μL=−gLμBℏL\boldsymbol\mu_L = -g_L\frac{\mu_B}{\hbar}\mathbf LμL​=−gL​ℏμB​​L (electronOrbitalMagneticMoment).
  • Classical point charges. For finitely many point particles with charges qiq_iqi​, masses mim_imi​, positions ri\mathbf r_iri​ and velocities vi\mathbf v_ivi​, the magnetic moment is μ=∑iqi2 ri×vi\boldsymbol\mu = \sum_i \frac{q_i}{2}\,\mathbf r_i\times\mathbf v_iμ=∑i​2qi​​ri​×vi​ (classicalMagneticMoment) and the angular momentum is L=∑imi ri×vi\mathbf L = \sum_i m_i\,\mathbf r_i\times\mathbf v_iL=∑i​mi​ri​×vi​ (classicalAngularMomentum).

Formalization targets

Goal: the classical baseline has g=1g = 1g=1

The article defines the g-factor as the ratio of a particle's magnetic moment to the one "expected of a classical particle of the same charge and angular momentum", and says gL=1g_L = 1gL​=1 "by a quantum-mechanical argument analogous to the derivation of the classical magnetogyric ratio". The goal makes that classical baseline precise: for a system whose charge-to-mass ratio is the same for every particle (qi=κmiq_i = \kappa m_iqi​=κmi​, mi>0m_i>0mi​>0), with total charge Q=∑iqiQ=\sum_i q_iQ=∑i​qi​ and total mass M=∑imiM=\sum_i m_iM=∑i​mi​,

μ  =  1⋅Q2M L.\boldsymbol\mu \;=\; 1\cdot\frac{Q}{2M}\,\mathbf L .μ=1⋅2MQ​L.

Milestones

  1. The two forms of the nuclear-magneton formula agree: gμNℏI=ge2mpIg\frac{\mu_N}{\hbar}\mathbf I = g\frac{e}{2m_p}\mathbf IgℏμN​​I=g2mp​e​I.
  2. For a particle of proton mass, the Dirac-particle and nuclear-magneton definitions assign the same g-factor.
  3. The zzz component of the electron orbital moment is −gLμBmℓ-g_L\mu_B m_\ell−gL​μB​mℓ​, which equals −μBmℓ-\mu_B m_\ell−μB​mℓ​ when gL=1g_L=1gL​=1.
  4. The E821 muon result differs from the quoted theoretical prediction by between 3.43.43.4 and 3.53.53.5 combined standard deviations.
  5. The relative standard uncertainties in the article's CODATA table round to the values printed there.

Significance

The goal is the statement that fixes the normalization of every g-factor in the article: it says that a classical body with uniform charge-to-mass ratio has gyromagnetic ratio exactly Q/(2M)Q/(2M)Q/(2M), i.e. g=1g=1g=1, so any deviation from 111 (such as ge≈−2g_e\approx-2ge​≈−2) is a genuinely non-classical effect. The milestones pin down the conventions (Dirac versus nuclear magneton, sign conventions for the electron orbital moment) and check the numerical claims the article makes from its data. None of these results is new; the contribution is a machine-checked, convention-explicit record of them.

Difficulty

The mathematics is elementary. The work is in the conventions: division by a mass or by ℏ\hbarℏ is total in Lean and returns 000 at 000, so positivity of masses and of ℏ\hbarℏ must be carried explicitly, and the numerical milestones must be stated with the exact decimal values of the source rather than rounded ones.

Formalization scope

  • Vectors are Fin 3 → ℝ; the cross product is Mathlib's crossProduct. Component index 2 is the zzz axis.
  • Physical constants are free real parameters; no numerical value of eee, ℏ\hbarℏ or any mass is fixed. Where the source's formula divides by a quantity, the statement assumes it nonzero or positive.
  • Uncertainties written as x(dd)x(\text{dd})x(dd) in the article are read as a standard uncertainty in the last two digits of xxx; the E821 milestone combines the experimental and theoretical uncertainties in quadrature, which is the standard convention but is not spelled out in the article.
  • Not formalized: the finite-nuclear-mass formula gL=1−1/Mg_L = 1 - 1/MgL​=1−1/M and the Landé factor gJg_JgJ​, which the article quotes from other sources without derivation.

Selected references

  • Wikipedia, g-factor (physics). https://en.wikipedia.org/wiki/G-factor_(physics)
  • G. W. Bennett et al. (Muon g−2 Collaboration), Final report of the E821 muon anomalous magnetic moment measurement at BNL, Phys. Rev. D 73, 072003 (2006). https://doi.org/10.1103/PhysRevD.73.072003
  • NIST, CODATA Internationally recommended values of the fundamental physical constants. https://physics.nist.gov/cuu/Constants/
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Caesium Standard: the SI base units from the defining constantsTextbook

Motivation

Since the 2019 revision of the SI, every unit in the system is fixed by assigning exact numerical values to seven defining constants: the caesium hyperfine transition frequency ΔνCs\Delta\nu_{\mathrm{Cs}}ΔνCs​, the speed of light ccc, the Planck constant hhh, the elementary charge eee, the Boltzmann constant kkk, the Avogadro constant NAN_{\mathrm A}NA​ and the luminous efficacy KcdK_{\mathrm{cd}}Kcd​. Six of the seven base units — every one except the mole — therefore carry ΔνCs\Delta\nu_{\mathrm{Cs}}ΔνCs​ in their definition, and the caesium standard is the anchor of the whole system. The first caesium clock was built by Louis Essen and Jack Parry in 1955 (Nature 176, 280); the caesium frequency was tied to the ephemeris second by Markowitz, Hall, Essen and Parry in 1958 (Phys. Rev. Lett. 1, 105); the 13th CGPM adopted the caesium definition of the second in 1967, the CIPM added the "atom at rest at 0 K0\ \mathrm K0 K" qualification in 1997, the metre was redefined in terms of ccc and the second in 1983, and the 26th CGPM fixed the present constant-based system in 2018, effective 2019 (Resolution 1 (2018)).

The audience for this mission is anyone who relies on those conversion factors being right: metrology, unit-aware computation, and formal libraries that want a machine-checked statement of what the SI actually fixes, rather than a table copied by hand.

Setting

All seven defining constants are exact decimal numbers, hence exact rationals:

ΔνCs=9 192 631 770,c=299 792 458,h=6.626 070 15×10−34,\Delta\nu_{\mathrm{Cs}} = 9\,192\,631\,770,\qquad c = 299\,792\,458,\qquad h = 6.626\,070\,15\times10^{-34},ΔνCs​=9192631770,c=299792458,h=6.62607015×10−34, e=1.602 176 634×10−19,k=1.380 649×10−23,e = 1.602\,176\,634\times10^{-19},\qquad k = 1.380\,649\times10^{-23},e=1.602176634×10−19,k=1.380649×10−23, NA=6.022 140 76×1023,Kcd=683,N_{\mathrm A} = 6.022\,140\,76\times10^{23},\qquad K_{\mathrm{cd}} = 683,NA​=6.02214076×1023,Kcd​=683,

each understood as the numerical value of the constant in its SI unit (hertz, metres per second, joule seconds, coulombs, joules per kelvin, reciprocal moles, lumens per watt).

From these one forms the four parameters of the caesium-133 hyperfine transition radiation:

ΔtCs=1ΔνCs,ΔλCs=cΔνCs,ΔECs=h ΔνCs,ΔMCs=ΔECsc2,\Delta t_{\mathrm{Cs}} = \frac{1}{\Delta\nu_{\mathrm{Cs}}},\qquad \Delta\lambda_{\mathrm{Cs}} = \frac{c}{\Delta\nu_{\mathrm{Cs}}},\qquad \Delta E_{\mathrm{Cs}} = h\,\Delta\nu_{\mathrm{Cs}},\qquad \Delta M_{\mathrm{Cs}} = \frac{\Delta E_{\mathrm{Cs}}}{c^{2}},ΔtCs​=ΔνCs​1​,ΔλCs​=ΔνCs​c​,ΔECs​=hΔνCs​,ΔMCs​=c2ΔECs​​,

its period, wavelength, photon energy and photon mass equivalent. The optical units bring in one further radiation, of frequency νopt=5.4×1014\nu_{\mathrm{opt}} = 5.4\times10^{14}νopt​=5.4×1014 Hz, with period topt=1/νoptt_{\mathrm{opt}} = 1/\nu_{\mathrm{opt}}topt​=1/νopt​, wavelength λopt=c/νopt\lambda_{\mathrm{opt}} = c/\nu_{\mathrm{opt}}λopt​=c/νopt​, photon energy Eopt=h νoptE_{\mathrm{opt}} = h\,\nu_{\mathrm{opt}}Eopt​=hνopt​ and luminous energy per photon Kcd EoptK_{\mathrm{cd}}\,E_{\mathrm{opt}}Kcd​Eopt​.

Formalization targets

Goal — the seven base units in the defining constants

1 s=9 192 631 770ΔνCs,1 m=9 192 631 770299 792 458 cΔνCs,1 kg=8.987 551 787 368 1764×10406.091 102 297 113 866 55 h ΔνCsc2,1 A=1091.472 821 982 686 006 218 e ΔνCs,1 K=13.806 496.091 102 297 113 866 55 h ΔνCsk,1 mol=6.022 140 76×1023NA,1 cd=10113.824 339 691 519 516 481 631 301 046 05 h ΔνCs2 Kcd.\begin{aligned} 1\ \mathrm s &= \frac{9\,192\,631\,770}{\Delta\nu_{\mathrm{Cs}}}, & 1\ \mathrm m &= \frac{9\,192\,631\,770}{299\,792\,458}\,\frac{c}{\Delta\nu_{\mathrm{Cs}}},\\[2pt] 1\ \mathrm{kg} &= \frac{8.987\,551\,787\,368\,1764\times10^{40}}{6.091\,102\,297\,113\,866\,55}\, \frac{h\,\Delta\nu_{\mathrm{Cs}}}{c^{2}}, & 1\ \mathrm A &= \frac{10^{9}}{1.472\,821\,982\,686\,006\,218}\,e\,\Delta\nu_{\mathrm{Cs}},\\[2pt] 1\ \mathrm K &= \frac{13.806\,49}{6.091\,102\,297\,113\,866\,55}\,\frac{h\,\Delta\nu_{\mathrm{Cs}}}{k}, & 1\ \mathrm{mol} &= \frac{6.022\,140\,76\times10^{23}}{N_{\mathrm A}},\\[2pt] 1\ \mathrm{cd} &= \frac{10^{11}}{3.824\,339\,691\,519\,516\,481\,631\,301\,046\,05}\, h\,\Delta\nu_{\mathrm{Cs}}^{2}\,K_{\mathrm{cd}}. & & \end{aligned}1 s1 kg1 K1 cd​=ΔνCs​9192631770​,=6.091102297113866558.9875517873681764×1040​c2hΔνCs​​,=6.0911022971138665513.80649​khΔνCs​​,=3.824339691519516481631301046051011​hΔνCs2​Kcd​.​1 m1 A1 mol​=2997924589192631770​ΔνCs​c​,=1.472821982686006218109​eΔνCs​,=NA​6.02214076×1023​,​

Each line is the assertion that the displayed expression has numerical value exactly 111.

Milestones

The radiation parameters (ΔtCs\Delta t_{\mathrm{Cs}}ΔtCs​ and the 1967 definition of the second; ΔλCs\Delta\lambda_{\mathrm{Cs}}ΔλCs​ and the claim that it lies between 3.263.263.26 and 3.273.273.27 cm; ΔECs=6.091 102 297 113 866 55×10−24\Delta E_{\mathrm{Cs}} = 6.091\,102\,297\,113\,866\,55\times10^{-24}ΔECs​=6.09110229711386655×10−24 J; ΔMCs\Delta M_{\mathrm{Cs}}ΔMCs​); the individual base-unit relations for the kilogram, ampere, kelvin and candela; the derived units of energy, power, force, pressure and absorbed dose; the electromagnetic units, including 1 Ω1\ \Omega1 Ω as an exact multiple of h/e2h/e^{2}h/e2; the optical units and the parameters of the 540540540 THz radiation; the katal; and finally the dependence statement: the formulas for the mole and the coulomb return the same value whatever the caesium frequency, while those for the second, metre, kilogram, ampere, kelvin and candela separate distinct positive frequencies.

Significance

What the results give is a machine-checked transcription of the exact arithmetic content of the 2019 SI: every coefficient in the table of base and derived units, checked against the defining constants rather than against another table. Downstream, a unit-conversion or dimensional-analysis development can cite these identities instead of re-deriving or re-typing sixteen-digit decimals, where a single transposed digit is a silent error.

What formalizing adds is faithfulness checking, not new mathematics. Every statement in this mission is a true identity between exact rational numbers; none of them is open in the mathematical sense.

Difficulty

This mission is arithmetically easy on purpose, and that should be stated plainly: each target is an equality between explicit rational numbers, and a solver who unfolds the constants and normalizes the arithmetic will close it. There is no analytic content, no limit, no inequality beyond the two decimal bounds on ΔλCs\Delta\lambda_{\mathrm{Cs}}ΔλCs​.

The real failure mode is transcription. The coefficients carry up to 515151 significant digits (the pascal), they are quotients of two decimals rather than single numbers, and the source displays several of them in a layout where a numerator and a denominator can easily be swapped. A statement that is off in the last digit is false, not approximately true, and is the kind of defect this mission exists to exclude.

Formalization scope

Every quantity is modelled as an element of Q\mathbb QQ: the numerical value of the physical quantity in the corresponding SI unit. Dimensions are not tracked. A clause such as "1 kg=α h ΔνCs/c21\ \mathrm{kg} = \alpha\, h\,\Delta\nu_{\mathrm{Cs}}/c^{2}1 kg=αhΔνCs​/c2" is formalized as the numerical identity α h ΔνCs/c2=1\alpha\, h\,\Delta\nu_{\mathrm{Cs}}/c^{2} = 1αhΔνCs​/c2=1, the unit bookkeeping being carried in the prose only; a development that wants dimensional safety must add a dimension layer on top. Decimal literals are exact rationals, not floating-point numbers, and no real-number approximation enters.

The statements are closed identities between explicit rationals, so none of them can be vacuous: each is either true or false, with no hypothesis to satisfy and no quantifier to exploit. The one quantified statement — the dependence of the unit formulas on the caesium frequency — ranges over all positive rationals and asserts non-equality in six cases and equality in two.

The definition layer is a single file of exact rational constants and the caesium radiation parameters; it is reusable by any later unit-related development. Contributions that would extend the mission usefully: a dimension-tracking layer over these constants, and the pre-2019 definitions (the krypton-86 metre, the IPK kilogram, the triple-point kelvin) stated in the same style for comparison.

Selected references

  • Bureau International des Poids et Mesures, Resolution 1 of the 26th CGPM (2018) — https://www.bipm.org/en/committees/cg/cgpm/26-2018/resolution-1
  • L. Essen, J. V. L. Parry, "An Atomic Standard of Frequency and Time Interval: A Caesium Resonator", Nature 176 (1955) 280–282 — https://doi.org/10.1038/176280a0
  • W. Markowitz, R. Hall, L. Essen, J. Parry, "Frequency of Cesium in Terms of Ephemeris Time", Physical Review Letters 1 (1958) 105 — https://doi.org/10.1103/PhysRevLett.1.105
  • "Caesium standard", Wikipedia, revision 1328818072 — https://en.wikipedia.org/w/index.php?title=Caesium_standard&oldid=1328818072
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Luminous efficacy of radiation: the 683.002 lm/W ceilingTextbook

Motivation

Two different numbers describe the output of a lamp. Radiant flux Φe\Phi_eΦe​ is the power it radiates, in watts. Luminous flux Φv\Phi_vΦv​ is how much of that radiation the standard human eye registers, in lumens — a weighted integral of the radiated power in which each wavelength is counted according to the sensitivity of the eye at that wavelength. Their ratio

K  =  ΦvΦeK \;=\; \frac{\Phi_v}{\Phi_e}K=Φe​Φv​​

is the luminous efficacy of radiation, measured in lumens per watt: it says what fraction of the radiated power is usable for illumination. Photometry is built on this pair of quantities. The lumen and the candela are defined from the watt through exactly such a weighting, with the SI defining constant Kcd=683K_{\mathrm{cd}} = 683Kcd​=683 lm/W fixing the scale at the frequency 540×1012540 \times 10^{12}540×1012 Hz, and every efficiency figure quoted for a lamp — a tungsten filament at 151515 lm/W, a white LED above 100100100 lm/W — is a statement about this ratio or its wall-plug variant.

The basic structural fact of the subject is that this ratio is bounded. Since the eye's sensitivity curve is normalized to a maximum of 111, no source, however designed, can exceed the maximum spectral luminous efficacy: 683.002683.002683.002 lm/W under photopic (daylight, cone) vision, and about 170017001700 lm/W under scotopic (dark-adapted, rod) vision. Those two numbers are the ceilings against which every lighting technology is measured, and they are what this mission formalizes.

Setting

Wavelengths are real numbers (nanometres). A spectral radiant flux distribution of a source is modelled as a finite Borel measure μ\muμ on the wavelength axis: μ(A)\mu(A)μ(A) is the power, in watts, that the source radiates at wavelengths in AAA. Its radiant flux is the total mass

Φe  =  μ(R).\Phi_e \;=\; \mu(\mathbb{R}).Φe​=μ(R).

A luminosity function (luminous efficiency function) with peak at λ0\lambda_0λ0​ is a measurable V:R→RV : \mathbb{R} \to \mathbb{R}V:R→R with

0≤V(λ)≤1for all λ,V(λ0)=1.0 \le V(\lambda) \le 1 \quad \text{for all } \lambda, \qquad V(\lambda_0) = 1 .0≤V(λ)≤1for all λ,V(λ0​)=1.

For photopic vision the CIE 1924 curve VVV peaks at λ0=555\lambda_0 = 555λ0​=555 nm; the scotopic curve V′V'V′ peaks at λ0=507\lambda_0 = 507λ0​=507 nm. The development assumes only the normalization above, never a specific tabulated curve, so every statement holds for the photopic curve, the scotopic curve, and any other normalized weighting.

Given a maximum spectral luminous efficacy Kmax⁡K_{\max}Kmax​ — the value Km=683.002K_m = 683.002Km​=683.002 lm/W for photopic vision, 170017001700 lm/W for scotopic vision — the spectral luminous efficacy is K(λ)=Kmax⁡V(λ)K(\lambda) = K_{\max} V(\lambda)K(λ)=Kmax​V(λ) and the luminous flux is

Φv  =  ∫RK(λ) dμ(λ)  =  Kmax⁡∫RV dμ.\Phi_v \;=\; \int_{\mathbb{R}} K(\lambda) \, \mathrm{d}\mu(\lambda) \;=\; K_{\max} \int_{\mathbb{R}} V \,\mathrm{d}\mu .Φv​=∫R​K(λ)dμ(λ)=Kmax​∫R​Vdμ.

The luminous efficacy of radiation is K=Φv/ΦeK = \Phi_v / \Phi_eK=Φv​/Φe​, the dimensionless luminous efficiency is K/Kmax⁡K / K_{\max}K/Kmax​, and the luminous efficacy of a source (overall, or wall-plug, efficacy) is Φv/P\Phi_v / PΦv​/P, where PPP is the total input power the source consumes — electrical, chemical or other — of which the radiated part is Φe≤P\Phi_e \le PΦe​≤P.

Modelling the spectrum as a measure rather than as a density is what makes the two halves of the target statement expressible at once. A spectrum with a spectral radiant flux density Φe,λ\Phi_{e,\lambda}Φe,λ​ is the measure dμ=Φe,λ dλ\mathrm{d}\mu = \Phi_{e,\lambda} \, \mathrm{d}\lambdadμ=Φe,λ​dλ, for which the formulas above reduce to the usual integrals

Φv=Kmax⁡∫V(λ) Φe,λ dλ,Φe=∫Φe,λ dλ;\Phi_v = K_{\max}\int V(\lambda)\, \Phi_{e,\lambda} \,\mathrm{d}\lambda, \qquad \Phi_e = \int \Phi_{e,\lambda} \,\mathrm{d}\lambda ;Φv​=Kmax​∫V(λ)Φe,λ​dλ,Φe​=∫Φe,λ​dλ;

an ideal monochromatic source at λ0\lambda_0λ0​, which has no density with respect to wavelength, is the point mass δλ0\delta_{\lambda_0}δλ0​​.

Formalization targets

Goal — the photopic ceiling is attained at 683.002683.002683.002 lm/W

683.002  =  max⁡{ Km∫V dμμ(R)  :  μ finite, μ(R)>0 },Km=683.002 lm/W.683.002 \;=\; \max\left\{\, \frac{K_m \int V \,\mathrm{d}\mu}{\mu(\mathbb{R})} \;:\; \mu \text{ finite}, \ \mu(\mathbb{R}) > 0 \,\right\}, \qquad K_m = 683.002 \text{ lm/W}.683.002=max{μ(R)Km​∫Vdμ​:μ finite, μ(R)>0},Km​=683.002 lm/W.

This is a maximum, not a supremum: the assertion is both that no spectral radiant flux distribution exceeds 683.002683.002683.002 lm/W and that some distribution — the monochromatic source at 555555555 nm — attains it exactly.

Scotopic counterpart

1700  =  max⁡{ 1700∫V′ dμμ(R)  :  μ finite, μ(R)>0 }1700 \;=\; \max\left\{\, \frac{1700 \int V' \,\mathrm{d}\mu}{\mu(\mathbb{R})} \;:\; \mu \text{ finite}, \ \mu(\mathbb{R}) > 0 \,\right\}1700=max{μ(R)1700∫V′dμ​:μ finite, μ(R)>0}

for a scotopic luminosity function V′V'V′ with V′(507)=1V'(507) = 1V′(507)=1.

Supporting statements

Φv≥0\Phi_v \ge 0Φv​≥0; Φv≤Kmax⁡Φe\Phi_v \le K_{\max}\Phi_eΦv​≤Kmax​Φe​; 0≤K≤Kmax⁡0 \le K \le K_{\max}0≤K≤Kmax​; luminous efficiency in [0,1][0,1][0,1]; the point mass at the peak realizes K=Kmax⁡K = K_{\max}K=Kmax​; the reduction of KKK to the integral formula for a spectrum with a density; invariance of KKK under rescaling the spectrum; Φv/P≤K\Phi_v / P \le KΦv​/P≤K when Φe≤P\Phi_e \le PΦe​≤P; and K=0K = 0K=0 for a source radiating only where VVV vanishes.

Significance

The ceiling is the reference point for the whole of lighting efficiency: quoted luminous efficiencies are efficacies divided by 683.002683.002683.002 lm/W, so "37%37\%37%" for a truncated 580058005800 K black body and "2%2\%2%" for a tungsten filament are statements about the distance to this bound. The supporting statements are the facts that make such comparisons well posed — that the efficacy depends only on the shape of the spectrum and not on the wattage, that the wall-plug efficacy of a device is never better than the efficacy of its radiation, and that power radiated outside the response band is pure loss.

Formalizing the material produces a small, reusable measure-theoretic layer for photometric and, more generally, for weighted-average quantities: a bounded weight integrated against a finite measure, normalized by the total mass, with the extreme value attained at a point mass. Nothing here is open mathematics; the value of the mission is a machine-checked model in which the definitions of the International Electrotechnical Vocabulary are stated once and the standard consequences are derived from them, rather than each being asserted in prose.

Difficulty

The mathematical content is elementary — the ceiling is the inequality ∫V dμ≤μ(R)\int V \,\mathrm{d}\mu \le \mu(\mathbb{R})∫Vdμ≤μ(R) for 0≤V≤10 \le V \le 10≤V≤1 — and the work is in the modelling. Three points need care.

First, attainment. On the space of L1L^1L1 densities the value 683.002683.002683.002 lm/W is a supremum that is never attained: for the actual CIE curve the set {V=1}\{V = 1\}{V=1} is a single point, hence Lebesgue-null, so a density supported there is zero almost everywhere and has no radiant flux at all. A formalization restricted to densities would either have to weaken the goal to a supremum or state an attainment claim that is vacuously true. Measures avoid this: the monochromatic source is the point mass δ555\delta_{555}δ555​.

Second, division. Efficacy is a quotient, and the quotient of a real by zero is a junk value; every statement about KKK therefore carries the hypothesis Φe>0\Phi_e > 0Φe​>0, which is also the physically meaningful one.

Third, integrability. The luminous flux is a Bochner integral, which returns 000 for a non-integrable integrand; the mission's hypotheses (VVV measurable and bounded, μ\muμ finite) are what rule this degeneracy out.

Formalization scope

The wavelength axis is all of R\mathbb{R}R, with Lebesgue measure where a density is used; no restriction to positive wavelengths or to a visible band is imposed, since the luminosity function already performs the restriction. A spectral radiant flux distribution is a finite Borel measure; the finiteness hypothesis is carried as a typeclass assumption and the positivity of the radiant flux as an explicit one. The luminosity function is assumed measurable with values in [0,1][0,1][0,1] and equal to 111 at its peak, and nothing more: no continuity, no unimodality, no tabulated values. The maximum spectral luminous efficacy appears as an explicit parameter Kmax⁡K_{\max}Kmax​, so that the photopic constant 683.002683.002683.002 and the scotopic constant 170017001700 are instances of the same statements rather than separate developments. Units are not represented in the types: all quantities are plain real numbers, and lumens per watt appears only in the prose.

The goal is stated as "683.002683.002683.002 is the greatest element of the set of achievable efficacies", which rules out the two trivializing readings: a bare upper bound (true of any number above the ceiling) and an attainment claim over a class of spectra that is empty or null.

A complete development needs Mathlib's measure theory and Bochner integration only: finite measures, withDensity, Dirac measures, and monotonicity of the integral. The resulting definitions are reusable for any normalized weighted average of a finite measure, and contributions extending the model — mesopic weighting, black-body spectra and the efficacy figures computed from them, or the CIE curve as tabulated data — are welcome.

Selected references

  • International Electrotechnical Commission, International Electrotechnical Vocabulary, entries 845-21-089 (luminous efficacy of a source) and 845-21-090 (luminous efficacy of radiation), electropedia.org.
  • Bureau International des Poids et Mesures, Principles Governing Photometry, 2nd edition, 2019, p. 10, bipm.org — the value 683.002683.002683.002 lm/W.
  • ISO/CIE, ISO 23539:2005 Photometry — The CIE system of physical photometry, iso.org.
  • T. W. Murphy, "Maximum spectral luminous efficacy of white light", Journal of Applied Physics 111 (2012) 104909, arXiv:1309.7039.
  • Wikipedia, Luminous efficacy, en.wikipedia.org/wiki/Luminous_efficacy — the source material for this mission.
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The Avogadro Constant: Amount of Substance, Molar Quantities and the Gram-to-Dalton RatioTextbook

Motivation

The Avogadro constant NAN_ANA​ is the conversion factor between an amount of substance and a number of elementary entities (atoms, molecules, ions, ion pairs). Since the 2019 revision of the SI it is a defining constant with the exact value NA=6.02214076×1023 mol−1N_A = 6.02214076\times10^{23}\ \mathrm{mol}^{-1}NA​=6.02214076×1023 mol−1; the pure number N0=6.02214076×1023N_0 = 6.02214076\times10^{23}N0​=6.02214076×1023 is called the Avogadro number. Before 2019 the mole was instead defined as the amount of substance in 12 grams of carbon-12, so N0N_0N0​ was a measured quantity: the number of carbon-12 atoms in 12 g, equivalently the number of daltons in a gram, N0=g/DaN_0 = \mathrm{g}/\mathrm{Da}N0​=g/Da. The two definitions agree to within the experimental uncertainty of the dalton, but no longer by fiat.

The relations that carry this content — n(X)=N(X)/NAn(X) = N(X)/N_An(X)=N(X)/NA​, M(X)=m(X) NAM(X) = m(X)\,N_AM(X)=m(X)NA​, Vm=v NAV_m = v\,N_AVm​=vNA​, na=1/NAn_a = 1/N_Ana​=1/NA​, and the crystal/unit-cell count used by the Avogadro Project's X-ray crystal density measurements on silicon-28 spheres — are stated in every chemistry course and used without further comment. They are elementary, but they are also exactly the kind of unit-bookkeeping that is easy to state loosely and easy to get wrong by a factor, and they have no machine-checked formulation.

Setting

Fix a common positive scale for masses, volumes and amounts, and record on it three units: a mass unit g\mathrm{g}g (gram), a second mass unit Da\mathrm{Da}Da (dalton), and an amount unit mol\mathrm{mol}mol (mole), each a strictly positive real number. Write

N0=6.02214076×1023,NA=N0mol.N_0 = 6.02214076\times10^{23}, \qquad N_A = \frac{N_0}{\mathrm{mol}} .N0​=6.02214076×1023,NA​=molN0​​.

For a sample containing NNN entities, its amount of substance is n=N/NAn = N/N_An=N/NA​; for an entity of mass mmm, the molar mass is M=m NAM = m\,N_AM=mNA​; for an entity occupying volume vvv, the molar volume is Vm=v NAV_m = v\,N_AVm​=vNA​; the elementary amount is na=1/NAn_a = 1/N_Ana​=1/NA​. For a crystal of volume VVV whose unit cell has volume vcell>0v_{\text{cell}} > 0vcell​>0 and contains kkk entities, the number of entities in the crystal is k V/vcellk\,V/v_{\text{cell}}kV/vcell​.

All of these are modelled as real numbers; units appear as positive real parameters rather than as a dimension system, so every statement below is an identity between real numbers that holds for every admissible choice of g\mathrm{g}g, Da\mathrm{Da}Da, mol\mathrm{mol}mol.

Formalization targets

Goal — the gram-to-dalton ratio

Under the pre-2019 definition of the mole, let mC>0m_{\mathrm{C}} > 0mC​>0 be the mass of one carbon-12 atom, let NNN satisfy N mC=12 gN\,m_{\mathrm{C}} = 12\,\mathrm{g}NmC​=12g (a mole of carbon-12 weighs 12 grams), and let the dalton be one twelfth of the mass of a carbon-12 atom, Da=mC/12\mathrm{Da} = m_{\mathrm{C}}/12Da=mC​/12. Then

N=gDa.N = \frac{\mathrm{g}}{\mathrm{Da}} .N=Dag​.

That is: the Avogadro number under the old definition is exactly the number of daltons in a gram. The goal fixes no numerical value — it asserts the shape of the relation, and so survives any revision of the measured value of the dalton.

Milestones

The six milestone lemmas are the remaining relations the source states: the inversion n(X) NA=N(X)n(X)\,N_A = N(X)n(X)NA​=N(X); the 2019 statement M(X)⋅mol=N0 m(X)M(X)\cdot\mathrm{mol} = N_0\,m(X)M(X)⋅mol=N0​m(X); the elementary-amount identity 1 mol=N0 na1\,\mathrm{mol} = N_0\,n_a1mol=N0​na​; the pre-2019 numerical coincidence that a particle of mass 12 Da12\,\mathrm{Da}12Da has molar mass exactly 12 g/mol12\,\mathrm{g}/\mathrm{mol}12g/mol when NA=(g/Da) mol−1N_A = (\mathrm{g}/\mathrm{Da})\,\mathrm{mol}^{-1}NA​=(g/Da)mol−1; the worked numerical example that a water molecule occupies about 0.030 nm30.030\ \mathrm{nm}^30.030 nm3 when the molar volume of water is 18 mL/mol18\ \mathrm{mL}/\mathrm{mol}18 mL/mol; and the crystal/unit-cell amount relation.

Significance

The result itself is not new mathematics: each identity is one line of algebra once the model is fixed. What the mission produces is the model — a single, audited Lean formulation of amount of substance, molar mass, molar volume, the elementary amount, and the crystal count, in which the pre-2019 and post-2019 definitions of the mole can both be stated and compared, and in which the one place where the two definitions differ (the dalton is measured, the Avogadro number is fixed) is visible rather than hidden in a convention. That layer is reusable by any later formalization that needs to convert between microscopic and molar quantities, including the X-ray crystal density determination of NAN_ANA​ from silicon-28 lattice measurements.

Status honesty: everything stated here is standard, textbook-level content, and all seven statements have been checked to be provable in the model as formalized. The mission's value is the faithful encoding and the audited definition layer, not the difficulty of the proofs.

Difficulty

The proofs are elementary real algebra; the difficulty is entirely in the statements. Two traps recur. First, division in Lean is total, so an identity such as n=N/NAn = N/N_An=N/NA​ carries no information at NA=0N_A = 0NA​=0 and can be satisfied vacuously; every statement here therefore either derives positivity from the unit data or takes the nondegeneracy hypothesis explicitly. Second, it is easy to write a unit relation that is true only for one choice of units — for instance, conflating the numerical value N0N_0N0​ with the dimensional constant NA=N0/molN_A = N_0/\mathrm{mol}NA​=N0​/mol — and such a statement still compiles. Readers auditing this proposal should check each statement against both failure modes.

Formalization scope

Units are positive real parameters bundled in a structure carrying g,Da,mol\mathrm{g}, \mathrm{Da}, \mathrm{mol}g,Da,mol together with proofs of their positivity; there is no dimension-tracking type system. Amounts, masses, volumes and entity counts are real numbers (the crystal's entities-per-cell count is a natural number). The Avogadro number is the exact rational 602214076×1015602214076\times10^{15}602214076×1015, so the numerical milestone is a genuine rational-arithmetic bound, not a floating-point approximation. The water example is stated as a strict two-sided bound, 0.0298 nm3<v<0.0300 nm30.0298\ \mathrm{nm}^3 < v < 0.0300\ \mathrm{nm}^30.0298 nm3<v<0.0300 nm3, so that it cannot be satisfied by a rounded value.

A trivializing formalization is ruled out as follows: no statement is of the form "some quantity exists", every statement quantifies over an arbitrary admissible unit system, and the goal's hypotheses are simultaneously satisfiable (take g=1\mathrm{g} = 1g=1, mC=12/Nm_{\mathrm{C}} = 12/NmC​=12/N for any N>0N > 0N>0), so the goal is not vacuous.

Contributions welcome: a dimension-typed refinement of the unit layer, and the X-ray crystal density relation NA=nM/(ρa3)N_A = n M/(\rho a^3)NA​=nM/(ρa3) for a cubic lattice, which the source describes only qualitatively and which is deliberately not claimed here.

Selected references

  • Wikipedia, Avogadro constant. https://en.wikipedia.org/wiki/Avogadro_constant (the uploaded snapshot is the source of record for this mission).
  • Bureau International des Poids et Mesures, The International System of Units (SI), 9th edition, 2019. https://www.bipm.org/en/publications/si-brochure
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Analysis·Captain: Lucas

Planck's Law: Classical Limits and the Ultraviolet CatastropheTextbook

Motivation

A black body is an idealized body that absorbs all radiation falling on it and, when held at a fixed absolute temperature TTT, re-emits radiation whose spectrum depends on TTT alone. At the end of the nineteenth century two incompatible descriptions of that spectrum were on the table. Wien's distribution law (1896) fitted the measurements at short wavelengths and high temperatures but failed at long wavelengths. The formula Rayleigh obtained from classical equipartition, later the Rayleigh-Jeans law, reproduced the long-wavelength data and grew without bound at short wavelengths - the failure Ehrenfest named the ultraviolet catastrophe in 1911.

Planck's 1900 formula fits at every frequency. He reached it by refusing to treat the vibrational energy of the oscillators as a continuous quantity, writing it instead as an integer multiple of an energy element ε=hν\varepsilon = h\nuε=hν; the constant hhh entered physics as the proportionality factor in that hypothesis. Fitting black-body data, Planck obtained h≈6.55×10−34 J sh \approx 6.55\times10^{-34}\ \mathrm{J\,s}h≈6.55×10−34 Js, within about 1.2%1.2\%1.2% of the value h=6.626 070 15×10−34 J sh = 6.626\,070\,15\times10^{-34}\ \mathrm{J\,s}h=6.62607015×10−34 Js that today defines the SI.

What makes Planck's formula the successful one is not only that it fits the data. It contains both classical laws: it degenerates to Rayleigh-Jeans at low frequency and to Wien's law at high frequency, and unlike Rayleigh-Jeans it has a finite total emission. This mission formalizes those four statements - two limits and two integrability claims - about the spectral radiance function itself.

Setting

Fix three positive real parameters: the Planck constant hhh, the speed of light ccc, and the Boltzmann constant kBk_BkB​. They are kept as variables rather than numerical constants, so every statement is a theorem about the functional form, valid in any system of units. Let T>0T > 0T>0 be an absolute temperature.

Per unit frequency ν\nuν, Planck's law gives the spectral radiance

Bν(ν,T)  =  2hν3/c2exp⁡ ⁣(hνkBT)−1,B_\nu(\nu, T) \;=\; \frac{2h\nu^3/c^2}{\exp\!\left(\dfrac{h\nu}{k_B T}\right) - 1},Bν​(ν,T)=exp(kB​Thν​)−12hν3/c2​,

which is the function planckFreq of the already-published definition bundle BlackbodyRadiation_planck. That bundle also provides the dimensionless shape function

gn(x)  =  xnex−1,n∈N,g_n(x) \;=\; \frac{x^n}{e^x - 1}, \qquad n \in \mathbb{N},gn​(x)=ex−1xn​,n∈N,

in terms of which Bν(ν,T)=2kB3T3h2c2 g3 ⁣(hνkBT)B_\nu(\nu,T) = \dfrac{2k_B^3T^3}{h^2c^2}\, g_3\!\left(\dfrac{h\nu}{k_BT}\right)Bν​(ν,T)=h2c22kB3​T3​g3​(kB​Thν​).

Two further functions are introduced by this mission. The Rayleigh-Jeans spectral radiance, the classical equipartition prediction,

BνRJ(ν,T)  =  2ν2kBTc2,B^{\mathrm{RJ}}_\nu(\nu, T) \;=\; \frac{2\nu^2 k_B T}{c^2},BνRJ​(ν,T)=c22ν2kB​T​,

and Wien's distribution law, the short-wavelength approximation,

BνW(ν,T)  =  2hν3c2 exp⁡ ⁣(−hνkBT).B^{\mathrm{W}}_\nu(\nu, T) \;=\; \frac{2h\nu^3}{c^2}\,\exp\!\left(-\frac{h\nu}{k_B T}\right).BνW​(ν,T)=c22hν3​exp(−kB​Thν​).

Write x=hν/(kBT)x = h\nu/(k_B T)x=hν/(kB​T) for the dimensionless frequency. All three radiances are positive on ν>0\nu > 0ν>0; the two comparisons below are stated as ratios, which is the precise form of "agrees with, in this regime".

Formalization targets

Goal

For all h,c,kB,T>0h, c, k_B, T > 0h,c,kB​,T>0, all four of the following hold simultaneously:

lim⁡ν→0+Bν(ν,T)BνRJ(ν,T)=1,lim⁡ν→∞Bν(ν,T)BνW(ν,T)=1,\lim_{\nu \to 0^+} \frac{B_\nu(\nu,T)}{B^{\mathrm{RJ}}_\nu(\nu,T)} = 1, \qquad \lim_{\nu \to \infty} \frac{B_\nu(\nu,T)}{B^{\mathrm{W}}_\nu(\nu,T)} = 1,ν→0+lim​BνRJ​(ν,T)Bν​(ν,T)​=1,ν→∞lim​BνW​(ν,T)Bν​(ν,T)​=1, Bν(⋅,T)∈L1((0,∞)),BνRJ(⋅,T)∉L1((0,∞)).B_\nu(\cdot,T) \in L^1\big((0,\infty)\big), \qquad B^{\mathrm{RJ}}_\nu(\cdot,T) \notin L^1\big((0,\infty)\big).Bν​(⋅,T)∈L1((0,∞)),BνRJ​(⋅,T)∈/L1((0,∞)).

The goal asserts only the shape of the truth - ratios tending to 111 and membership or non-membership in L1L^1L1 - and fixes no constant, so it is not invalidated by any sharper rate or by the exact value of the total emission.

Milestones

The four conjuncts are milestones in their own right, together with the two shape-function limits that drive them:

lim⁡x→0+xex−1=1,lim⁡x→∞exex−1=1.\lim_{x \to 0^+} \frac{x}{e^x - 1} = 1, \qquad \lim_{x \to \infty} \frac{e^x}{e^x - 1} = 1 .x→0+lim​ex−1x​=1,x→∞lim​ex−1ex​=1.

Significance

The result itself. The two limits are the sense in which Planck's law reproduces Wien's law for short wavelengths and the empirical long-wavelength formula, which is the criterion Planck was working to when he introduced hhh; the non-integrability of BνRJB^{\mathrm{RJ}}_\nuBνRJ​ is the ultraviolet catastrophe, stated exactly rather than as an asymptotic remark; and the integrability of BνB_\nuBν​ is what makes the total emitted power

  • the Stefan-Boltzmann law - a well-defined finite number in the first place. In Lean this last point is not cosmetic: the Bochner integral of a non-integrable function is defined and equal to 000, so an integral identity such as ∫0∞πBν dν=σT4\int_0^\infty \pi B_\nu \, d\nu = \sigma T^4∫0∞​πBν​dν=σT4 carries no information until integrability is known separately. This mission supplies that missing side condition for the Stefan-Boltzmann statements already on the platform (CODATA2022.blackbody_exitance_eq_stefanBoltzmann, CODATA2022.bose_einstein_integral_cube), both of which are Open.

Formalizing it. The physics has been settled for over a century; none of it is open mathematics. What is missing is machine-checked statements: the platform's existing black-body development (BlackbodyRadiation_planck, and the mission Planck's Law and Wien's Displacement Law) covers the peak of the spectrum and the exact radiation constants, but not the two classical regimes, and not integrability. The limit and integrability lemmas about xn/(ex−1)x^n/(e^x-1)xn/(ex−1) produced here are reusable for any later work on Bose-Einstein integrals, the Debye model, or the Stefan-Boltzmann constant.

Difficulty

The obvious argument for each limit is a one-line asymptotic expansion, and the obvious argument for integrability is "the integrand decays exponentially". Neither survives contact with a formal proof as stated. The ratio Bν/BνRJB_\nu/B^{\mathrm{RJ}}_\nuBν​/BνRJ​ equals x/(ex−1)x/(e^x-1)x/(ex−1) only after cancelling ν2\nu^2ν2, c2c^2c2 and 222, which requires those factors to be nonzero - so the algebraic reduction is valid on a punctured neighbourhood, and must be transported to the limit through a congruence-along-a-filter step rather than by rewriting the function globally. At ν=0\nu = 0ν=0 the ratio is a 0/00/00/0 junk value, which is exactly why the limit is taken within (0,∞)(0,\infty)(0,∞).

For integrability the difficulty is at the two ends at once: near 000 the integrand is O(ν2)O(\nu^2)O(ν2) but the defining expression is a quotient whose denominator vanishes, and near ∞\infty∞ the exponential decay has to be turned into a dominating integrable function rather than a limit statement. Non-integrability of BνRJB^{\mathrm{RJ}}_\nuBνRJ​ must be derived from unboundedness of ∫0Rν2dν\int_0^R \nu^2 d\nu∫0R​ν2dν, not asserted from the divergence of the integral, since an unproved-integrability integral in Lean silently evaluates to 000.

Formalization scope

Everything is over R\mathbb{R}R with the Lebesgue (volume) measure; L1L^1L1 membership is MeasureTheory.IntegrableOn ... (Set.Ioi 0) volume, which includes measurability. One-sided limits are filters: ν→0+\nu \to 0^+ν→0+ is the neighbourhood filter of 000 restricted to (0,∞)(0,\infty)(0,∞), and ν→∞\nu\to\inftyν→∞ is Filter.atTop. The three physical parameters and the temperature are explicit real arguments, each carrying its own strict positivity hypothesis; no statement is quantified over a possibly empty set of parameters, and every hypothesis h,c,kB,T>0h,c,k_B,T>0h,c,kB​,T>0 is satisfiable, so nothing here is vacuous.

The radiance functions are total: division by zero yields 000 in Lean, so Bν(0,T)=0B_\nu(0,T) = 0Bν​(0,T)=0 and the comparison ratios are 0/0=00/0 = 00/0=0 at ν=0\nu = 0ν=0. That is harmless for the limits, which are taken strictly inside (0,∞)(0,\infty)(0,∞), and it is why the integrability statements are on (0,∞)(0,\infty)(0,∞) rather than on [0,∞)[0,\infty)[0,∞). The comparisons are deliberately stated as ratios tending to 111 rather than as differences tending to 000: the latter would be a weaker claim, and near ν=0\nu=0ν=0 it would be satisfied by functions that are not asymptotically equal.

Contributions welcome beyond the milestones: the corresponding statements in the wavelength parameterization, quantitative error bounds on the two approximations, and the integrability of gng_ngn​ on (0,∞)(0,\infty)(0,∞) for general nnn, which would close the remaining gap in the Stefan-Boltzmann chain.

Selected references

  • Max Planck, Ueber das Gesetz der Energieverteilung im Normalspectrum, Annalen der Physik 4 (1901) 553-563. https://doi.org/10.1002/andp.19013090310
  • Planck constant, Wikipedia. https://en.wikipedia.org/wiki/Planck_constant
  • Planck's law, Wikipedia. https://en.wikipedia.org/wiki/Planck%27s_law
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Captain: Lucas

The Gravitational Constant: Newtonian Identities and Unit SystemsTextbook

Motivation

The gravitational constant GGG is the proportionality constant in Newton's law of universal gravitation and, through the Einstein gravitational constant κ=8πG/c4\kappa = 8\pi G/c^4κ=8πG/c4, in the Einstein field equations. It is the least precisely known of the fundamental constants: the CODATA-recommended value is G=6.674 30(15)×10−11 m3 kg−1 s−2G = 6.674\,30(15)\times 10^{-11}\ \mathrm{m^3\,kg^{-1}\,s^{-2}}G=6.67430(15)×10−11 m3kg−1s−2, a relative standard uncertainty of 2.2×10−52.2\times 10^{-5}2.2×10−5, and published high-precision measurements since the 1980s have at times been mutually exclusive. Everything that is known about GGG is known through a small number of algebraic identities that convert a measurable quantity - a surface acceleration, a mean density, an orbital period - into a value of GGG. Those identities, not the measurements, are what can be formalized, and they are what this mission collects.

The identities themselves are classical: the inverse-square law dates to Newton's Principia (1687), the notation GGG to C. V. Boys in the 1890s, and the first laboratory determination to the Cavendish experiment of 1798, which reported a mean Earth density of 5.448(33) g cm−35.448(33)\ \mathrm{g\,cm^{-3}}5.448(33) gcm−3 - equivalent to G=6.74(4)×10−11G = 6.74(4)\times 10^{-11}G=6.74(4)×10−11 in modern units, about 1%1\%1% above the modern value. The route from "mean density of the Earth" to "value of GGG" is exactly one of the identities below.

Setting

All quantities are real numbers; no dimensional type discipline is imposed, and units are handled explicitly where they matter (see Formalization scope).

For a gravitational constant GGG, point masses m1,m2m_1, m_2m1​,m2​ and a centre-to-centre distance rrr, the Newtonian force is

F(G,m1,m2,r)=G m1m2r2.F(G, m_1, m_2, r) = \frac{G\,m_1 m_2}{r^2}.F(G,m1​,m2​,r)=r2Gm1​m2​​.

For a spherically symmetric body of mass MMM and radius RRR, the surface gravity ("small ggg", as opposed to "big GGG") is

g(G,M,R)=GMR2,g(G, M, R) = \frac{G M}{R^2},g(G,M,R)=R2GM​,

the ball volume is V(r)=43πr3V(r) = \tfrac{4}{3}\pi r^3V(r)=34​πr3, and the mean density is ρ(M,R)=M/V(R)\rho(M,R) = M / V(R)ρ(M,R)=M/V(R).

A circular orbit of radius rrr and period PPP about a mass MMM is the condition that the centripetal acceleration equals the gravitational acceleration:

r>0,P>0,(2πP)2r=GMr2.r > 0,\qquad P > 0,\qquad \left(\frac{2\pi}{P}\right)^2 r = \frac{G M}{r^2}.r>0,P>0,(P2π​)2r=r2GM​.

The Einstein gravitational constant is κ(G,c)=8πG/c4\kappa(G,c) = 8\pi G/c^4κ(G,c)=8πG/c4.

Formalization targets

Goal - GGG from an orbit

For G>0G > 0G>0, M>0M > 0M>0 and a circular orbit of radius rrr and period PPP about MMM,

G  =  3π V(r)P2M,V(r)=43πr3.G \;=\; \frac{3\pi\,V(r)}{P^2 M},\qquad V(r) = \tfrac{4}{3}\pi r^3.G=P2M3πV(r)​,V(r)=34​πr3.

This is the article's statement that GGG is fixed by the period of an orbit and the volume it encloses. It is the weakest stable form of the orbital identity: no numerical value of GGG, no unit system, and no choice of body are hard-coded into it.

Supporting levels

The milestone list refines the goal into the chain the source uses: the "big GGG / small ggg" relation, its mean-density form (the Schiehallion-Cavendish route), P2=4π2r3/(GM)P^2 = 4\pi^2 r^3/(GM)P2=4π2r3/(GM), Kepler's third law for circular orbits, the grazing-satellite form P2=3π/(Gρ)P^2 = 3\pi/(G\rho)P2=3π/(Gρ), the relation to κ\kappaκ, and the SI ↔\leftrightarrow↔ cgs conversion of the recommended numerical value.

Significance

The result itself. The identities in this mission are the bridge between what an experiment measures and the number reported for GGG: the mean-density form is what turns the Schiehallion and Cavendish results into values of GGG; the orbital form is what makes the product GMGMGM (the standard gravitational parameter, known far more accurately than either factor) the quantity celestial mechanics actually uses; the κ\kappaκ relation is what carries the Newtonian constant into general relativity.

Formalizing it. No claim here is open mathematics - each target is a consequence of real-field algebra, and the mission's contribution is a single, faithful, reusable Lean vocabulary for elementary Newtonian gravitation (force, surface gravity, mean density, circular orbits) together with machine-checked statements of the identities the literature quotes informally. The mission is a formalization task, not a research task, and it is presented as such.

Difficulty

The mathematical content is elementary; the difficulty is entirely in faithfulness, and it has two specific sources.

First, division in Lean's real numbers is total: x/0=0x/0 = 0x/0=0. Several of these identities are therefore true but empty at degenerate arguments unless positivity hypotheses are stated, and conversely it is easy to over-hypothesize and end up proving a weaker claim than the source states. Each statement below fixes a particular choice, and that choice is the thing to audit.

Second, the SI/cgs target is a claim about units, which have no primitive representation here. It is stated in a model where each unit symbol is a real scale factor constrained by the relations between the systems; the honest reading of that target is "the two printed numerical values denote the same quantity given 1 m=100 cm1\ \mathrm{m} = 100\ \mathrm{cm}1 m=100 cm, 1 kg=1000 g1\ \mathrm{kg} = 1000\ \mathrm{g}1 kg=1000 g and 1 dyn=1 g cm s−21\ \mathrm{dyn} = 1\ \mathrm{g\,cm\,s^{-2}}1 dyn=1 gcms−2", and nothing stronger.

Formalization scope

Everything is over R\mathbb{R}R. The definition layer is a single definition item providing newtonForce, surfaceGravity, ballVolume, meanDensity, einsteinConstant, the predicate IsCircularOrbit, and the numerical constant gravitationalConstantSI =6.674 30×10−11= 6.674\,30\times 10^{-11}=6.67430×10−11; every theorem in the mission is phrased through those, so the definition layer is the part that must be audited first.

The orbit condition is stated as a predicate on (G,M,r,P)(G, M, r, P)(G,M,r,P) carrying r>0r>0r>0 and P>0P>0P>0, rather than as a derived function, so that no target is vacuous: for every G>0G>0G>0, M>0M>0M>0 and r>0r>0r>0 there is a PPP satisfying it, so the hypotheses of the orbital targets are satisfiable, and the targets are not true merely for want of instances. No target is stated as an existence claim that a witness construction could trivialize.

Units are modelled as real scale factors rather than by a dimensional type system; a solver who wants a genuinely dimension-typed treatment is welcome to contribute it as a separate development, but the target here is the scale-factor statement.

A complete development needs nothing beyond Mathlib's ordered-field and Real.pi API. The definition layer is intended to be reusable by any later mission on Newtonian gravitation, orbital mechanics, or unit conversion.

Selected references

  • Wikipedia, Gravitational constant, https://en.wikipedia.org/wiki/Gravitational_constant (the mission's source text).
  • E. Tiesinga, P. J. Mohr, D. B. Newell, B. N. Taylor, CODATA recommended values of the fundamental physical constants: 2018, Rev. Mod. Phys. 93, 025010 (2021), https://doi.org/10.1103/RevModPhys.93.025010.
  • H. Cavendish, Experiments to determine the density of the Earth, Phil. Trans. R. Soc. London 88, 469-526 (1798), https://doi.org/10.1098/rstl.1798.0022.
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Analysis·Captain: Lucas

Speed of Light: c as an Invariant and Unattainable LimitTextbook

Motivation

The encyclopedic account of the speed of light makes two claims that look physical but whose content is mathematical. First, invariance: "the speed of light in vacuum is the same for all observers, no matter their relative velocity", so that light travels at ccc "regardless of the motion of the source or the inertial reference frame of the observer". Second, unattainability: ccc "is the upper limit for the speed at which information, matter, or energy can travel through space", and "particles with nonzero rest mass can be accelerated to approach ccc but can never reach it". The supporting apparatus quoted in the same source is likewise mathematical: the Lorentz factor γ\gammaγ, which "diverges to infinity as vvv approaches ccc"; the Lorentz interval, in which spatial and temporal differences "are combined with a negative sign"; and the kinetic energy (γ−1)mc2(\gamma-1)mc^2(γ−1)mc2, from which the source concludes that "it would take an infinite amount of energy to accelerate an object with mass to the speed of light".

This mission isolates that mathematical core, in one spatial dimension, over the real numbers, and asks for machine-checked proofs of it. Nothing here depends on the numerical value c=299 792 458 m s−1c = 299\,792\,458\ \mathrm{m\,s^{-1}}c=299792458 ms−1: every statement is proved for an arbitrary parameter c>0c > 0c>0, which is the sense in which the source's claims are structural rather than metrological.

Setting

Fix a real constant c>0c > 0c>0, the invariant speed. Work in one spatial dimension, with a spatial coordinate x∈Rx \in \mathbb{R}x∈R and a time coordinate t∈Rt \in \mathbb{R}t∈R; speeds are real numbers, and a speed vvv is called subluminal when ∣v∣<c|v| < c∣v∣<c.

Four objects are used throughout, written in the prose exactly as in the mission's Lean development.

Relativistic velocity addition. For speeds u,vu, vu,v,

u⊕cv  =  u+v1+uvc2.u \oplus_c v \;=\; \frac{u+v}{1 + \dfrac{uv}{c^{2}}}.u⊕c​v=1+c2uv​u+v​.

Lorentz factor. For a speed vvv,

γc(v)  =  11−v2c2.\gamma_c(v) \;=\; \frac{1}{\sqrt{1 - \dfrac{v^{2}}{c^{2}}}}.γc​(v)=1−c2v2​​1​.

Lorentz interval and Lorentz boost. The interval of an event (x,t)(x,t)(x,t) is

Ic(x,t)  =  c2t2−x2,I_c(x,t) \;=\; c^{2}t^{2} - x^{2},Ic​(x,t)=c2t2−x2,

and the boost of velocity vvv sends the event (x,t)(x,t)(x,t) to

Bc v(x,t)  =  (γc(v) (x−vt), γc(v) (t−vxc2)).B_c^{\,v}(x,t) \;=\; \Bigl(\gamma_c(v)\,(x - vt),\ \gamma_c(v)\,\bigl(t - \tfrac{vx}{c^{2}}\bigr)\Bigr).Bcv​(x,t)=(γc​(v)(x−vt), γc​(v)(t−c2vx​)).

Relativistic kinetic energy. For rest mass mmm and speed vvv,

Kc(m,v)  =  (γc(v)−1) m c2.K_c(m,v) \;=\; \bigl(\gamma_c(v) - 1\bigr)\,m\,c^{2}.Kc​(m,v)=(γc​(v)−1)mc2.

Formalization targets

Goal

For every c>0c > 0c>0 and every rest mass m>0m > 0m>0, all three of the following hold:

∀v, ∣v∣<c ⟹ c⊕cv=c;\forall v,\ |v| < c \ \Longrightarrow\ c \oplus_c v = c;∀v, ∣v∣<c ⟹ c⊕c​v=c; ∀u,v, ∣u∣<c and ∣v∣<c ⟹ ∣u⊕cv∣<c;\forall u, v,\ |u| < c \ \text{and}\ |v| < c \ \Longrightarrow\ |u \oplus_c v| < c;∀u,v, ∣u∣<c and ∣v∣<c ⟹ ∣u⊕c​v∣<c; ∀E∈R, ∃v, 0<v<c and E<Kc(m,v).\forall E \in \mathbb{R},\ \exists v,\ 0 < v < c \ \text{and}\ E < K_c(m,v).∀E∈R, ∃v, 0<v<c and E<Kc​(m,v).

The three conjuncts are, in order, the invariance of light speed under a change of inertial frame, the fact that composing subluminal speeds never reaches ccc, and the unboundedness of the energy required to approach ccc. The goal deliberately asserts only the shape of the claims — no rate of divergence, no numerical constant — so it is not invalidated by any sharper quantitative statement a solver may prove separately.

Milestones

The milestone list decomposes the goal along the four notions above: interval preservation under a boost, invariance of ccc under composition, closure of the subluminal range under composition, divergence of γc\gamma_cγc​ at ccc, and unboundedness of kinetic energy below ccc.

Significance

The three conjuncts of the goal are what make ccc a limit rather than merely a large speed. Closure of {∣v∣<c}\{|v| < c\}{∣v∣<c} under ⊕c\oplus_c⊕c​ says that no finite chain of subluminal boosts produces a luminal speed; invariance says that the boundary of that range is fixed by every boost; the energy statement says that the boundary is not approached at finite cost. Interval preservation is the geometric statement behind them: a boost is an isometry of the quadratic form c2t2−x2c^2t^2 - x^2c2t2−x2, so the light cone c2t2=x2c^2t^2 = x^2c2t2=x2 is frame-independent.

These results are classical and have been standard since the 1905 formulation of special relativity; nothing in this mission is mathematically open. What the mission produces is the machine-checked version and a small reusable layer of one-dimensional relativistic kinematics: a search for declarations mentioning "Lorentz" in the Mathlib revision used for the drafting check returned none, so the definitions here are contributed rather than reused. The statements are stated for an arbitrary c>0c > 0c>0, so they can be reused at c=1c = 1c=1 (natural units) without restatement.

Difficulty

The algebraic milestones are short once the right nonvanishing facts are in hand, and the obvious first attempt — clear denominators and call a ring normalizer — fails on all of them for the same reason: the denominators 1+uv/c21 + uv/c^21+uv/c2, ccc, and 1−v2/c21 - v^2/c^21−v2/c2 must first be shown nonzero, and each of those facts needs the hypothesis ∣v∣<c|v| < c∣v∣<c, not merely c≠0c \neq 0c=0. For velocity addition the usable identities are

c(1+uvc2)±(u+v)=(c±u)(c±v)c,c\Bigl(1 + \tfrac{uv}{c^{2}}\Bigr) \pm (u+v) = \frac{(c \pm u)(c \pm v)}{c},c(1+c2uv​)±(u+v)=c(c±u)(c±v)​,

whose positivity is where the strict inequality comes from.

The analytic milestone is the one that is not formal manipulation: γc\gamma_cγc​ must be shown to tend to +∞+\infty+∞ along the punctured left neighbourhood of ccc, which requires the inner expression to be shown positive, not merely convergent to 000, on a neighbourhood — the one-sided filter is essential, since γc\gamma_cγc​ takes a junk value beyond ccc (see below).

Formalization scope

All quantities are real; there is no vector or manifold structure, and spacetime is R2\mathbb{R}^2R2 presented as a pair of coordinates (x,t)(x,t)(x,t). The invariant speed ccc is a parameter with hypothesis c>0c > 0c>0; the numerical SI value is never used. The definitions are total functions, so two junk-value conventions are fixed and must be respected when reading the statements:

  • γc(v)\gamma_c(v)γc​(v) uses the real square root, which is 000 on negative arguments; hence γc(v)=0\gamma_c(v) = 0γc​(v)=0 whenever ∣v∣≥c|v| \ge c∣v∣≥c, rather than being undefined or infinite. Every statement about γc\gamma_cγc​ therefore carries an explicit subluminality or one-sided-limit hypothesis.
  • u⊕cvu \oplus_c vu⊕c​v is a quotient, and division by zero yields 000; the hypotheses ∣u∣<c|u| < c∣u∣<c, ∣v∣<c|v| < c∣v∣<c are what exclude the vanishing denominator.

No statement in the mission is vacuous: each hypothesis set is satisfiable, e.g. by c=1c = 1c=1, u=v=1/2u = v = 1/2u=v=1/2, m=1m = 1m=1, and the goal quantifies over all c>0c > 0c>0 and all m>0m > 0m>0.

A complete development needs only Mathlib's real analysis: Real.sqrt, field-simplification and positivity reasoning, and one-sided neighbourhood filters for the divergence milestone. The definition layer (velocity addition, Lorentz factor, interval, boost, kinetic energy) is reusable beyond this mission — natural follow-ups, welcome as contributions, are the associativity and group structure of ⊕c\oplus_c⊕c​, the rapidity parametrization v=ctanh⁡θv = c\tanh\thetav=ctanhθ, time dilation and length contraction, and the composition law for boosts.

Note on the read-backs attached to this proposal

The read-backs attached to the draft items of this proposal are not blind and not independent: they were written by the same agent that drafted the Lean statements, at the explicit instruction of the proposal owner, with full sight of the source material and of the intended meaning. They should be read as an author's restatement, not as independent testimony, and they do not provide the error-catching value of an independent audit.

Selected references

  • Speed of light, Wikipedia (source material supplied for this mission), sections "Invariance of ccc and the Lorentz factor", "Synthesis of space and time", and "Mass and massless particles". https://en.wikipedia.org/wiki/Speed_of_light
  • A. Einstein, Zur Elektrodynamik bewegter Körper, Annalen der Physik 17 (1905), 891–921. https://doi.org/10.1002/andp.19053221004
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Captain: Lucas

Classical Dynamics I: Noether's TheoremTextbook

Motivation

Lagrangian mechanics is the standard reformulation of Newtonian dynamics used throughout physics: a mechanical system is described not by forces but by a single scalar function, the Lagrangian, and the equations of motion are the stationarity conditions of an integral of that function along a path. The organizing result of the theory is Noether's theorem: every continuous symmetry of the Lagrangian produces a quantity that is constant along every solution of the equations of motion. Conservation of momentum, of angular momentum, and of energy all arise this way, and the same statement — in field-theoretic form — underlies conservation laws in electrodynamics, general relativity, and the Standard Model.

This mission formalizes the Lagrangian chapter of David Tong's Classical Dynamics (University of Cambridge, Part II Mathematical Tripos), Section 2, in Lean 4. The finite-dimensional statement it targets is the one a physics student meets first, and it is the statement on which the field-theoretic versions are modelled.

Setting

The configuration space is Rn\mathbb{R}^nRn; a path is a map q:R→Rnq : \mathbb{R} \to \mathbb{R}^nq:R→Rn, written q(t)=(q1(t),…,qn(t))q(t) = (q_1(t), \dots, q_n(t))q(t)=(q1​(t),…,qn​(t)), and its velocity is the coordinatewise time derivative q˙i(t)\dot q_i(t)q˙​i​(t). A Lagrangian is a function

L:R×Rn×Rn→R,(t,q,v)↦L(t,q,v),L : \mathbb{R} \times \mathbb{R}^n \times \mathbb{R}^n \to \mathbb{R}, \qquad (t, q, v) \mapsto L(t, q, v),L:R×Rn×Rn→R,(t,q,v)↦L(t,q,v),

smooth in all arguments; Tong writes it L(qi,q˙i,t)L(q_i, \dot q_i, t)L(qi​,q˙​i​,t).

The action of a path over [t1,t2][t_1, t_2][t1​,t2​] is

S[q]=∫t1t2L(t,q(t),q˙(t)) dt.S[q] = \int_{t_1}^{t_2} L\big(t, q(t), \dot q(t)\big)\, dt .S[q]=∫t1​t2​​L(t,q(t),q˙​(t))dt.

A path is a motion (it solves Lagrange's equations, Tong eq. 2.43) when

ddt(∂L∂q˙i)=∂L∂qifor every i and every t,\frac{d}{dt}\left(\frac{\partial L}{\partial \dot q_i}\right) = \frac{\partial L}{\partial q_i} \qquad \text{for every } i \text{ and every } t,dtd​(∂q˙​i​∂L​)=∂qi​∂L​for every i and every t,

both partial derivatives being evaluated at (t,q(t),q˙(t))(t, q(t), \dot q(t))(t,q(t),q˙​(t)). The quantity pi=∂L/∂q˙ip_i = \partial L/\partial \dot q_ipi​=∂L/∂q˙​i​ is the generalised momentum conjugate to qiq_iqi​ (eq. 2.44), and

H=∑jq˙j∂L∂q˙j−LH = \sum_j \dot q_j \frac{\partial L}{\partial \dot q_j} - LH=j∑​q˙​j​∂q˙​j​∂L​−L

is the Hamiltonian (eq. 2.47). A function of time is a constant of the motion when it takes the same value at all times (eq. 2.46).

A one-parameter family of paths is a map Q:R×R→RnQ : \mathbb{R} \times \mathbb{R} \to \mathbb{R}^nQ:R×R→Rn, (s,t)↦Q(s,t)(s, t) \mapsto Q(s, t)(s,t)↦Q(s,t), whose s=0s = 0s=0 member Q(0,⋅)Q(0, \cdot)Q(0,⋅) is the path under study. It is a continuous symmetry of LLL (eq. 2.52) when

∂∂sL(t,Q(s,t),Q˙(s,t))=0for all s,t,\frac{\partial}{\partial s} L\big(t, Q(s,t), \dot Q(s,t)\big) = 0 \qquad \text{for all } s, t,∂s∂​L(t,Q(s,t),Q˙​(s,t))=0for all s,t,

the dot denoting ∂/∂t\partial/\partial t∂/∂t.

Formalization targets

Goal — Noether's theorem (Tong, eqs. 2.51–2.54)

If QQQ is a continuous symmetry of LLL and the path Q(0,⋅)Q(0, \cdot)Q(0,⋅) solves Lagrange's equations, then

N(t)=∑i=1n∂L∂q˙i(t,Q(0,t),Q˙(0,t)) ∂Qi∂s(0,t)N(t) = \sum_{i=1}^{n} \frac{\partial L}{\partial \dot q_i}\Big(t, Q(0,t), \dot Q(0,t)\Big)\, \frac{\partial Q_i}{\partial s}(0, t)N(t)=i=1∑n​∂q˙​i​∂L​(t,Q(0,t),Q˙​(0,t))∂s∂Qi​​(0,t)

takes the same value at every time ttt.

Supporting targets

(2.8)δS=0 for all fixed-endpoint variations  ⟺  ddt∂L∂q˙i=∂L∂qi\text{(2.8)} \quad \delta S = 0 \text{ for all fixed-endpoint variations} \iff \frac{d}{dt}\frac{\partial L}{\partial \dot q_i} = \frac{\partial L}{\partial q_i}(2.8)δS=0 for all fixed-endpoint variations⟺dtd​∂q˙​i​∂L​=∂qi​∂L​ (2.45)L and L+dfdt have the same equations of motion\text{(2.45)} \quad L \text{ and } L + \frac{df}{dt} \text{ have the same equations of motion}(2.45)L and L+dtdf​ have the same equations of motion (2.47)∂L∂t=0  ⟹  H is a constant of the motion\text{(2.47)} \quad \frac{\partial L}{\partial t} = 0 \implies H \text{ is a constant of the motion}(2.47)∂t∂L​=0⟹H is a constant of the motion (2.49)∂L∂qj≡0  ⟹  pj is a constant of the motion\text{(2.49)} \quad \frac{\partial L}{\partial q_j} \equiv 0 \implies p_j \text{ is a constant of the motion}(2.49)∂qj​∂L​≡0⟹pj​ is a constant of the motion

Significance

Noether's theorem is the statement that converts a structural property of a system — invariance under translations, rotations, or time shifts — into a number that does not change during the evolution. It is what licenses the use of conserved quantities as first integrals when solving mechanical problems, and it is the finite-dimensional prototype of the conservation laws that classify symmetries in field theory.

Formalizing it produces a small but reusable Lean development: a definition layer for Lagrangians and their partial derivatives on Rn\mathbb{R}^nRn, Lagrange's equations as a predicate on paths, the action functional, and the notion of a constant of the motion. Mathlib currently has the calculus these statements need — deriv, fderiv, ContDiff, interval integrals and differentiation under the integral sign — but no Lagrangian-mechanics layer built on top of it, so the definition layer of this mission is itself a contribution. The results here are classical and completely proved in the mathematical literature; what is missing is machine-checked proofs.

Difficulty

The physics derivations are three lines each, and all three lines are the ones that Lean does not grant for free. Tong's proof of Noether's theorem differentiates L(t,Q(s,t),Q˙(s,t))L(t, Q(s,t), \dot Q(s,t))L(t,Q(s,t),Q˙​(s,t)) with respect to sss by the chain rule, exchanges ∂s\partial_s∂s​ with ∂t\partial_t∂t​ on QQQ, and then substitutes Lagrange's equations; in Lean, each of these steps requires the corresponding differentiability side conditions to be produced from the smoothness hypotheses, and the exchange of the two partial derivatives requires a symmetry-of-second-derivatives argument. The principle-of-least-action target additionally needs differentiation under the integral sign and the fundamental lemma of the calculus of variations (a continuous function integrating to zero against every smooth bump supported in (t1,t2)(t_1, t_2)(t1​,t2​) vanishes there), neither of which is available in the exact shape needed.

The naive route — defining everything through fderiv on the product space and hoping simp unfolds the chain rule — does not close these goals, because the partial derivatives are taken in single coordinate slots and must be reassembled into a total derivative along the path.

Formalization scope

Conventions fixed by the Lean development and worth knowing before starting:

  • The configuration space is Fin n → ℝ for a fixed n : ℕ, and time is all of ℝ; no interval restriction is imposed except in the action functional.
  • Partial derivatives are one-dimensional derivs taken in a single slot, using Function.update to vary one coordinate. Where a derivative fails to exist, deriv returns 0; the smoothness hypotheses on L, on paths, and on families are stated so that this junk value is never the content of a statement.
  • Lagrange's equations are stated with HasDerivAt, so they assert the existence of d/dt (∂L/∂q̇ᵢ) as well as its value.
  • "Constant of the motion" is ∀ t₁ t₂, F t₁ = F t₂, i.e. constancy on all of ℝ, not merely a vanishing derivative.
  • The symmetry hypothesis is Tong's: the s-derivative vanishes for all s and t, not only at s = 0.
  • The degenerate case n = 0 is included in every statement; there it is trivially true. It is not, however, a trivializing formalization of any target: for n ≥ 1 the hypotheses are satisfied by standard systems (a free particle, a particle in a central potential), so none of the statements is vacuous.

Contributions welcome: proofs of any supporting target, reusable lemmas relating the coordinate-slot derivs used here to fderiv on the product space, and worked instances (translation invariance giving momentum conservation, rotational invariance giving angular momentum) built on the same definition layer.

Selected references

  • D. Tong, Classical Dynamics, University of Cambridge Part II Mathematical Tripos lecture notes, Michaelmas 2004/2005, Section 2. https://www.damtp.cam.ac.uk/user/tong/dynamics.html
  • H. Goldstein, C. Poole, J. Safko, Classical Mechanics, 3rd ed., Addison-Wesley, 2001.
  • V. I. Arnold, Mathematical Methods of Classical Mechanics, 2nd ed., Springer, 1989.
  • E. Noether, Invariante Variationsprobleme, Nachr. d. König. Gesellsch. d. Wiss. zu Göttingen, Math-phys. Klasse (1918), 235–257.
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Functional Analysis·Captain: Lucas

Density Functional Theory: The Hohenberg-Kohn TheoremsTextbook

Motivation

Density functional theory (DFT) is the computational method behind a large fraction of present-day electronic-structure calculations in condensed-matter physics, quantum chemistry and materials science. Its appeal is a drastic reduction in dimension: instead of an NNN-electron wavefunction Ψ(r1,…,rN)\Psi(r_1,\dots,r_N)Ψ(r1​,…,rN​) living on R3N\mathbb R^{3N}R3N, one works with the one-particle density ρ(r)\rho(r)ρ(r) on R3\mathbb R^{3}R3. That reduction is not a modelling approximation; it is licensed by two theorems of Hohenberg and Kohn (1964), for which Walter Kohn shared the 1998 Nobel Prize in Chemistry. Every statement in this mission comes from the two Hohenberg–Kohn theorems and the identities the source text uses to set them up.

Timeline. The Thomas–Fermi model (1927) introduced density-only energy expressions but is known not to bind molecules (Teller, 1962). Hohenberg and Kohn (1964) proved that for non-degenerate ground states the external potential is fixed by the ground-state density, and that the exact energy functional is minimized at that density. Kohn and Sham (1965) turned this into a practical scheme by reproducing the density with non-interacting orbitals. Levy (1979) replaced the Hohenberg–Kohn functional, defined only on ground-state densities, by a constrained-search functional defined on all NNN-representable densities.

Setting

Fix an electron number. The objects are:

  • a set of admissible normalized wavefunctions Ψ\PsiΨ;
  • a set of external potentials vvv (in the physical model, multiplication by ∑iv(ri)\sum_i v(r_i)∑i​v(ri​));
  • a set of one-particle densities; the density of Ψ\PsiΨ is written ρΨ\rho_\PsiρΨ​.

Two functionals act on these. The universal part F(Ψ)F(\Psi)F(Ψ) is the expectation value of the kinetic-energy and electron–electron-interaction operators, which do not depend on the system. The external part is the expectation value of the external potential, and the identity that makes DFT possible is that it depends on Ψ\PsiΨ only through its density:

⟨Ψ∣∑iv(ri)∣Ψ⟩  =  ∫v(r) ρΨ(r) dr  =:  ext⁡(v,ρΨ).\langle \Psi \mid \textstyle\sum_i v(r_i) \mid \Psi\rangle \;=\; \int v(r)\,\rho_\Psi(r)\,dr \;=:\; \operatorname{ext}(v,\rho_\Psi).⟨Ψ∣∑i​v(ri​)∣Ψ⟩=∫v(r)ρΨ​(r)dr=:ext(v,ρΨ​).

The total energy is Ev(Ψ)=F(Ψ)+ext⁡(v,ρΨ)E_v(\Psi) = F(\Psi) + \operatorname{ext}(v,\rho_\Psi)Ev​(Ψ)=F(Ψ)+ext(v,ρΨ​). A state Ψ\PsiΨ is a ground state of vvv when it minimizes EvE_vEv​, and a nondegenerate ground state when it is the strict minimizer. A density is vvv-representable when it is the density of a nondegenerate ground state of some potential.

Formalization targets

Goal — the two Hohenberg–Kohn theorems

(1)∀ O, ∃ O: O(Ψ)=O(ρΨ)  for every nondegenerate ground state Ψ;\text{(1)}\quad \forall\,O,\ \exists\,\mathcal O:\ O(\Psi)=\mathcal O(\rho_\Psi) \ \text{ for every nondegenerate ground state } \Psi;(1)∀O, ∃O: O(Ψ)=O(ρΨ​)  for every nondegenerate ground state Ψ; (2)F[ρ0]+ext⁡(v,ρ0)  ≤  F[ρ]+ext⁡(v,ρ)for every v-representable ρ,\text{(2)}\quad F[\rho_0]+\operatorname{ext}(v,\rho_0)\;\le\;F[\rho]+\operatorname{ext}(v,\rho) \quad\text{for every } v\text{-representable } \rho,(2)F[ρ0​]+ext(v,ρ0​)≤F[ρ]+ext(v,ρ)for every v-representable ρ,

with equality exactly when ρ=ρ0\rho=\rho_0ρ=ρ0​, the ground-state density of vvv. Part (1) is the source's Corollary 1 — the density determines every ground-state property; part (2) is its Theorem 2.

Milestone level

The supporting statements are the density-determines-the-state half of Theorem 1, the potential-is-determined-up-to-a-constant half of Theorem 1, the well-definedness of the universal functional F[ρ]F[\rho]F[ρ], the variational principle, the Levy constrained-search identity, the identity ⟨Ψ∣∑iv(ri)∣Ψ⟩=∫vρΨ\langle\Psi|\sum_i v(r_i)|\Psi\rangle=\int v\rho_\Psi⟨Ψ∣∑i​v(ri​)∣Ψ⟩=∫vρΨ​ on L2(R3N)L^2(\mathbb R^{3N})L2(R3N), and the normalization ∫∑i∣φi∣2=N\int \sum_i |\varphi_i|^2 = N∫∑i​∣φi​∣2=N of a Kohn–Sham density built from orthonormal orbitals.

Significance

The Hohenberg–Kohn theorems are what justifies computing with ρ\rhoρ rather than Ψ\PsiΨ: without Theorem 1 the density would not carry enough information to determine the system, and without Theorem 2 there would be no variational principle to minimize. They are also the reason the exchange–correlation functional is a well-posed object of study: it is the unknown part of a functional that the theorems guarantee exists.

Formalizing them contributes a reusable variational core — ground states, universal functionals, vvv-representability, constrained search — plus two genuinely analytic statements about L2(R3N)L^2(\mathbb R^{3N})L2(R3N): the density-pairing identity for the external energy and the "a.e. nonvanishing eigenfunction forces the potential difference to be constant" lemma. The latter two are where the mathematical work lies, and both are stated here over the concrete configuration space (R3)N(\mathbb R^3)^N(R3)N, not in the abstract model.

Difficulty

The reductio that proves Theorem 1 is short, and it is short in Lean too. The difficulty of DFT as mathematics sits elsewhere, and this mission isolates it:

  • Going from "the two potentials share a ground state" to "they differ by a constant" requires knowing the ground state does not vanish on a set of positive measure — for Schrödinger operators this is unique continuation, and here it is placed in the hypotheses of the milestone that consumes it, not assumed away in the conclusion.
  • Turning ⟨Ψ∣∑iv(ri)∣Ψ⟩\langle\Psi|\sum_i v(r_i)|\Psi\rangle⟨Ψ∣∑i​v(ri​)∣Ψ⟩ into ∫vρΨ\int v \rho_\Psi∫vρΨ​ is a Fubini argument over (R3)N(\mathbb R^3)^{N}(R3)N with one coordinate singled out, and needs the measure-preserving identification of (R3)N(\mathbb R^3)^{N}(R3)N with R3×(R3)N−1\mathbb R^3\times(\mathbb R^3)^{N-1}R3×(R3)N−1 together with integrability bookkeeping.
  • The constrained-search identity is an interchange of two infima where the inner one is over a fibre that may be empty, so the junk value of sInf has to be handled.

Formalization scope

The variational layer is stated over an abstract model carrying the data actually used by the Hohenberg–Kohn argument: wavefunctions, potentials, densities, a universal functional FFF, a density map, and an external-energy pairing. No Hilbert-space structure is assumed there, because the argument uses none; what it uses is that FFF does not depend on vvv and that the external energy sees Ψ\PsiΨ only through ρΨ\rho_\PsiρΨ​. The two analytic milestones are stated concretely instead, on L2L^2L2 over (R3)N(\mathbb R^3)^{N}(R3)N, with ρΨ(r)=∑i∫∣Ψ(…,r,… )∣2\rho_\Psi(r)=\sum_i\int|\Psi(\dots,r,\dots)|^2ρΨ​(r)=∑i​∫∣Ψ(…,r,…)∣2.

Conventions fixed in Lean: energies are real; "nondegenerate ground state" means strict minimizer, so degenerate ground states are outside the scope of every statement that mentions it, exactly as in the source's caveat that the original theorems hold for non-degenerate ground states; vvv-representability quantifies over nondegenerate ground states only; the Hohenberg–Kohn functional takes the junk value 000 off the vvv-representable set, so statements about it always carry the representability hypothesis; the Levy functional is an sInf, which is 000 on an empty fibre.

The statements are not trivially satisfiable: the model has no hypothesis forcing the wavefunction set to be empty or the ground states to be unique, part (1) of the goal quantifies over every real-valued observable, and part (2) asserts an equality case, not merely an inequality. Contributions of the two analytic milestones are the most valuable: they need marginal-density machinery over product spaces that is reusable for any many-body formalization.

Selected references

  • P. Hohenberg, W. Kohn, Inhomogeneous electron gas, Phys. Rev. 136 (1964) B864. https://doi.org/10.1103/PhysRev.136.B864
  • W. Kohn, L. J. Sham, Self-consistent equations including exchange and correlation effects, Phys. Rev. 140 (1965) A1133. https://doi.org/10.1103/PhysRev.140.A1133
  • M. Levy, Universal variational functionals of electron densities, first-order density matrices, and natural spin-orbitals and solution of the v-representability problem, Proc. Natl. Acad. Sci. USA 76 (1979) 6062. https://doi.org/10.1073/pnas.76.12.6062
  • E. H. Lieb, Density functionals for Coulomb systems, Int. J. Quantum Chem. 24 (1983) 243. https://doi.org/10.1002/qua.560240302
  • Wikipedia, Density functional theory. https://en.wikipedia.org/wiki/Density_functional_theory
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Combinatorics·Captain: Lucas

NRL Plasma Formulary I: Rothe–Hagen IdentityTextbook

Motivation

The NRL Plasma Formulary is a standard desk reference of the plasma-physics community: a compilation of the formulas, constants and unit conversions used in daily practice. Its opening section, "Numerical and Algebraic" (p. 3 of the 2013 edition), collects the few purely mathematical identities the rest of the handbook leans on. Two of them are exact summation formulas rather than approximations, and the first is the Rothe–Hagen identity, quoted there as valid "for all complex xxx, yyy, zzz except when singular" and attributed to H. W. Gould's work on binomial coefficient summations.

Unlike the handbook's numerical entries, this identity is a theorem with a precise hypothesis set, and it is exactly the kind of entry a reader takes on trust. It generalizes the Vandermonde convolution, it is the coefficient identity underlying the generalized binomial series, and it specializes to Abel's binomial theorem. Formalizing it turns one line of a reference handbook into a machine-checked statement and produces, as a by-product, a reusable Lean development of binomial coefficients with an arbitrary complex upper index.

Setting

For a complex number www and a natural number kkk, the generalized binomial coefficient is the falling factorial divided by a factorial,

(wk)  =  w(w−1)⋯(w−k+1)k!  =  1k!∏j=0k−1(w−j),\binom{w}{k} \;=\; \frac{w(w-1)\cdots(w-k+1)}{k!} \;=\; \frac{1}{k!}\prod_{j=0}^{k-1}(w-j),(kw​)=k!w(w−1)⋯(w−k+1)​=k!1​j=0∏k−1​(w−j),

with the empty-product convention (w0)=1\binom{w}{0} = 1(0w​)=1. It is a polynomial in www of degree kkk, and it agrees with the usual binomial coefficient when www is a natural number.

Fix complex parameters xxx, yyy, zzz and, for k∈Nk \in \mathbb{N}k∈N, consider the Rothe factor

Ak(x,z)  =  xx+kz(x+kzk),A_k(x,z) \;=\; \frac{x}{x+kz}\binom{x+kz}{k},Ak​(x,z)=x+kzx​(kx+kz​),

which is defined whenever x+kz≠0x + kz \neq 0x+kz=0. The factor x+kzx+kzx+kz in the denominator cancels against the leading factor of the falling factorial, so Ak(x,z)A_k(x,z)Ak​(x,z) extends to a polynomial in xxx and zzz: A0(x,z)=1A_0(x,z) = 1A0​(x,z)=1 and, for k≥1k \ge 1k≥1,

Ak(x,z)  =  x (x+kz−1)(x+kz−2)⋯(x+kz−k+1)k!.A_k(x,z) \;=\; \frac{x\,(x+kz-1)(x+kz-2)\cdots(x+kz-k+1)}{k!}.Ak​(x,z)=k!x(x+kz−1)(x+kz−2)⋯(x+kz−k+1)​.

Both forms occur in the literature; the mission carries both and asks for the comparison between them, because the quotient form is the one printed in the handbook while the polynomial form is the one that carries no side condition.

Formalization targets

Goal — the Rothe–Hagen identity, as printed

For complex x,y,zx,y,zx,y,z and n∈Nn \in \mathbb{N}n∈N, provided x+kz≠0x+kz \neq 0x+kz=0 and y+kz≠0y+kz \neq 0y+kz=0 for every 0≤k≤n0 \le k \le n0≤k≤n, and x+y+nz≠0x+y+nz \neq 0x+y+nz=0,

∑k=0nxx+kz(x+kzk)  yy+(n−k)z(y+(n−k)zn−k)  =  x+yx+y+nz(x+y+nzn).\sum_{k=0}^{n} \frac{x}{x+kz}\binom{x+kz}{k}\;\frac{y}{y+(n-k)z}\binom{y+(n-k)z}{n-k} \;=\; \frac{x+y}{x+y+nz}\binom{x+y+nz}{n}.k=0∑n​x+kzx​(kx+kz​)y+(n−k)zy​(n−ky+(n−k)z​)=x+y+nzx+y​(nx+y+nz​).

This is the handbook's line, with its "except when singular" proviso made explicit as the three non-vanishing hypotheses.

Stronger — the identity with no side condition

∑k=0nAk(x,z) An−k(y,z)  =  An(x+y,z),\sum_{k=0}^{n} A_k(x,z)\,A_{n-k}(y,z) \;=\; A_n(x+y,z),k=0∑n​Ak​(x,z)An−k​(y,z)=An​(x+y,z),

in terms of the polynomial form AkA_kAk​ above. This version holds for all complex x,y,zx,y,zx,y,z, with no exceptional locus, and implies the printed form wherever the latter's denominators are non-zero.

Supporting targets

(w+1k+1)=(wk)+(wk+1),∑k=0n(xk)(yn−k)=(x+yn).\binom{w+1}{k+1} = \binom{w}{k} + \binom{w}{k+1}, \qquad \sum_{k=0}^{n}\binom{x}{k}\binom{y}{n-k} = \binom{x+y}{n}.(k+1w+1​)=(kw​)+(k+1w​),k=0∑n​(kx​)(n−ky​)=(nx+y​).

The first is Pascal's rule for a complex upper index; the second is the Vandermonde convolution over C\mathbb{C}C, which is the case z=0z = 0z=0 of the goal.

Significance

The identity is the convolution law of the generalized binomial series: the formal power series Bz(t)\mathcal{B}_z(t)Bz​(t) solving B=1+t Bz\mathcal{B} = 1 + t\,\mathcal{B}^{z}B=1+tBz satisfies Bz(t)x=∑n≥0An(x,z) tn\mathcal{B}_z(t)^x = \sum_{n \ge 0} A_n(x,z)\,t^nBz​(t)x=∑n≥0​An​(x,z)tn, so the goal is the statement Bzx⋅Bzy=Bzx+y\mathcal{B}_z^x \cdot \mathcal{B}_z^y = \mathcal{B}_z^{x+y}Bzx​⋅Bzy​=Bzx+y​ read off coefficientwise (Graham–Knuth–Patashnik, Concrete Mathematics, §5.4). Consequences include Abel's binomial theorem, the Lagrange-inversion count of zzz-ary trees, and ballot-type identities in lattice-path enumeration.

Mathlib provides the Vandermonde convolution for natural-number arguments (Nat.add_choose_eq), the ascending and descending Pochhammer polynomials, and Ring.choose for binomial rings; it does not contain the Rothe–Hagen identity in any form. The four statements of this mission are therefore new formal content, and the complex-upper-index binomial API they force is reusable well beyond the mission.

The identity is classical and has been proved many times since Rothe (1793) and Hagen (1891), with the modern treatment in Gould's papers; nothing here is open mathematics. What is missing is a machine-checked proof.

Difficulty

The obvious attack — induction on nnn using Pascal's rule — does not close as stated: the summand Ak(x,z)A_k(x,z)Ak​(x,z) is not Pascal-stable, since shifting xxx by 111 moves x+kzx+kzx+kz for every kkk at once, and the induction hypothesis is about a different family. The standard proofs instead treat both sides as polynomials in xxx and yyy for fixed zzz and nnn, verify the identity on an infinite set of points where a combinatorial reading is available, and conclude by the identity theorem for polynomials; or they extract coefficients from the generalized binomial series via Lagrange inversion. Either route needs infrastructure: a two-variable polynomial-identity argument over C\mathbb{C}C, or a formal-power-series compositional inverse.

A second, more prosaic difficulty is the singular locus. The printed identity divides by x+kzx+kzx+kz for every k≤nk \le nk≤n, and in Lean division by zero returns zero rather than failing, so a formalization that drops the non-vanishing hypotheses states a different — and in general false — claim.

Formalization scope

All statements are over C\mathbb{C}C. The generalized binomial coefficient is defined as an explicit product over Finset.range k divided by (k ! : ℂ), so (w0)=1\binom{w}{0} = 1(0w​)=1 holds definitionally and no Nat.choose coercion enters. Sums run over Finset.range (n+1), with the complementary index written as the truncated natural subtraction n - k; inside that range this is the ordinary n−kn-kn−k, so the truncation convention is never exercised.

The proviso "except when singular" is formalized as three explicit hypotheses — x+kz≠0x+kz \ne 0x+kz=0 for all k≤nk \le nk≤n, y+kz≠0y+kz \ne 0y+kz=0 for all k≤nk \le nk≤n, and x+y+nz≠0x+y+nz \ne 0x+y+nz=0 — rather than by relying on Lean's junk value for division by zero. These hypotheses are satisfiable (for instance z=0z = 0z=0, x=y=1x = y = 1x=y=1), so the goal is not vacuous, and they constrain only denominators, so they do not trivialize the sum.

The singularity-free milestone commits to a total function rotheA defined by cases on kkk, with value 111 at k=0k = 0k=0; the comparison milestone pins that function to the quotient form under the non-vanishing hypothesis, so the mission cannot be satisfied by proving facts about a differently normalized object.

Contributions welcome beyond the milestones: complex-upper-index binomial API (symmetry, negation (−wk)=(−1)k(w+k−1k)\binom{-w}{k} = (-1)^k\binom{w+k-1}{k}(k−w​)=(−1)k(kw+k−1​), polynomiality in the upper index), and any formal-power-series development supporting Lagrange inversion.

Selected references

  • J. D. Huba, NRL Plasma Formulary, Naval Research Laboratory, 2013, p. 3, "Numerical and Algebraic" (Rothe–Hagen identity). https://www.nrl.navy.mil/News-Media/Publications/NRL-Plasma-Formulary/
  • H. W. Gould, "Note on Some Binomial Coefficient Identities of Rosenbaum", Journal of Mathematical Physics 10, 49 (1969). https://doi.org/10.1063/1.1664760
  • H. W. Gould and J. Kaucky, "Evaluation of a Class of Binomial Coefficient Summations", Journal of Combinatorial Theory 1, 233–247 (1966). https://doi.org/10.1016/S0021-9800(66)80051-9
  • R. L. Graham, D. E. Knuth, O. Patashnik, Concrete Mathematics, 2nd ed., Addison-Wesley, 1994, §5.4 (generalized binomial series).
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Partial Differential Equations·Captain: Lucas

Schrödinger Equation I: Energy Quantization in the One-Dimensional Infinite Potential WellTextbook

Motivation

The Schrödinger equation is the equation of motion of non-relativistic quantum mechanics: it determines how the state of an isolated quantum system evolves in time. Its time-independent form is an eigenvalue equation whose eigenvalues are the energies the system can have. The single most elementary illustration that this eigenvalue problem forces energies to be discrete is the particle in a one-dimensional box, also called the infinite potential well: a particle of mass mmm confined to an interval [0,L][0, L][0,L] by walls of infinite potential energy. It is the first worked example in essentially every introduction to quantum mechanics, and it is the model in which "quantization" can be derived in a few lines from a boundary-value problem for an ordinary differential equation.

This mission is the first in a series formalizing the mathematical content of the Schrödinger equation. It targets exactly the particle-in-a-box computation: that the admissible energies are En=n2π2ℏ2/(2mL2)E_n = n^2 \pi^2 \hbar^2 / (2 m L^2)En​=n2π2ℏ2/(2mL2) for positive integers nnn, and nothing else.

Setting

Fix three positive real constants: the reduced Planck constant ℏ\hbarℏ, the mass mmm, and the width LLL of the box. A stationary state of energy E∈RE \in \mathbb{R}E∈R is a function ψ:R→C\psi : \mathbb{R} \to \mathbb{C}ψ:R→C such that

−ℏ22m ψ′′(x)  =  E ψ(x)for all x∈(0,L),-\frac{\hbar^2}{2m}\,\psi''(x) \;=\; E\,\psi(x) \qquad \text{for all } x \in (0, L),−2mℏ2​ψ′′(x)=Eψ(x)for all x∈(0,L),

together with the regularity needed to state it — ψ\psiψ is continuous on [0,L][0, L][0,L] and twice differentiable at every interior point — and the Dirichlet boundary conditions imposed by the infinite walls,

ψ(0)=0,ψ(L)=0.\psi(0) = 0, \qquad \psi(L) = 0 .ψ(0)=0,ψ(L)=0.

Inside the box the potential vanishes, which is why only the kinetic term appears; outside the box the potential is infinite and the wave function is identically zero, which is what forces the two boundary values. A stationary state is non-trivial if ψ(x)≠0\psi(x) \neq 0ψ(x)=0 for at least one x∈(0,L)x \in (0, L)x∈(0,L); the trivial solution ψ≡0\psi \equiv 0ψ≡0 is excluded because a physical state must be normalizable to unit probability.

Write En:=n2π2ℏ2/(2mL2)E_n := n^2 \pi^2 \hbar^2 / (2 m L^2)En​:=n2π2ℏ2/(2mL2) for n∈Nn \in \mathbb{N}n∈N, and ψn(x):=sin⁡(nπx/L)\psi_n(x) := \sin(n \pi x / L)ψn​(x):=sin(nπx/L) for the corresponding unnormalized eigenfunction.

Formalization targets

Goal — energy quantization

If ψ is a non-trivial stationary state of energy E, then ∃ n≥1 with E=n2π2ℏ22mL2.\text{If } \psi \text{ is a non-trivial stationary state of energy } E, \text{ then } \exists\, n \ge 1 \text{ with } E = \frac{n^2 \pi^2 \hbar^2}{2 m L^2}.If ψ is a non-trivial stationary state of energy E, then ∃n≥1 with E=2mL2n2π2ℏ2​.

This is the weakest statement that carries the physical content: it fixes no eigenfunction, no normalization and no phase, only the set of admissible energies.

Supporting targets

E≤0  ⟹  ψ≡0 on [0,L],E \le 0 \;\Longrightarrow\; \psi \equiv 0 \text{ on } [0, L],E≤0⟹ψ≡0 on [0,L], E>0  ⟹  ∃ C∈C,  ψ(x)=Csin⁡ ⁣(kx) on [0,L],k=2mEℏ,E > 0 \;\Longrightarrow\; \exists\, C \in \mathbb{C},\; \psi(x) = C \sin\!\big(k x\big) \text{ on } [0, L], \quad k = \frac{\sqrt{2 m E}}{\hbar},E>0⟹∃C∈C,ψ(x)=Csin(kx) on [0,L],k=ℏ2mE​​, k>0,  L>0,  sin⁡(kL)=0  ⟹  ∃ n≥1,  kL=nπ,k > 0,\; L > 0,\; \sin(kL) = 0 \;\Longrightarrow\; \exists\, n \ge 1,\; kL = n\pi,k>0,L>0,sin(kL)=0⟹∃n≥1,kL=nπ, ψn is a non-trivial stationary state of energy En(n≥1),\psi_n \text{ is a non-trivial stationary state of energy } E_n \quad (n \ge 1),ψn​ is a non-trivial stationary state of energy En​(n≥1), ∫0L∣ψn(x)∣2 dx=L2(n≥1).\int_0^L |\psi_n(x)|^2 \, dx = \frac{L}{2} \quad (n \ge 1).∫0L​∣ψn​(x)∣2dx=2L​(n≥1).

The last two give the converse direction — every EnE_nEn​ really occurs — and the normalization constant 2/L\sqrt{2/L}2/L​ that turns ψn\psi_nψn​ into a unit vector of L2([0,L])L^2([0,L])L2([0,L]).

Significance

The result itself is the standard textbook derivation: confinement plus the time-independent Schrödinger equation yields a discrete spectrum, with a strictly positive ground-state energy E1=π2ℏ2/(2mL2)E_1 = \pi^2\hbar^2/(2mL^2)E1​=π2ℏ2/(2mL2) (no state of zero energy exists) and level spacing growing like nnn. As a piece of mathematics it is the computation of the Dirichlet spectrum of the one-dimensional Laplacian on an interval, which is the model case for spectral theory on domains.

What the mission adds is a machine-checked version of both halves of that derivation, in a form that later missions in this series can import: a reusable predicate for "stationary state with Dirichlet boundary conditions", the classification of the solutions of ψ′′=−k2ψ\psi'' = -k^2\psiψ′′=−k2ψ with one boundary zero, and the quantization step. Mathlib contains the ordinary-differential-equation uniqueness results and the trigonometric API needed, but does not contain this boundary-value classification.

Difficulty

The physics derivation writes down the general solution ψ(x)=Aeikx+Be−ikx\psi(x) = A e^{ikx} + B e^{-ikx}ψ(x)=Aeikx+Be−ikx and is done. Formally, that step is the whole problem: one must prove that every twice-differentiable solution of ψ′′=−k2ψ\psi'' = -k^2 \psiψ′′=−k2ψ on an interval has this form, rather than assume it. The usual route is a uniqueness theorem for the associated first-order system applied to the difference of ψ\psiψ and an explicit sine solution, which requires converting the second-order scalar equation into a system and supplying a Lipschitz estimate. Two further traps: the sign case E≤0E \le 0E≤0 must be excluded separately (hyperbolic solutions with two zeros are identically zero), and the equation is assumed only on the open interval, so the values at the walls are reached by continuity rather than by evaluating the equation there.

Formalization scope

Wave functions are complex-valued functions of a real variable, ψ:R→C\psi : \mathbb{R} \to \mathbb{C}ψ:R→C; energies, ℏ\hbarℏ, mmm, LLL are real. Derivatives are the ordinary derivative of a complex-valued function of a real variable, the second derivative being the derivative of the derivative. The equation is imposed pointwise on the open interval (0,L)(0, L)(0,L) only, with continuity on the closed interval [0,L][0, L][0,L] and differentiability at interior points; nothing is assumed about ψ\psiψ outside [0,L][0, L][0,L], so the junk values of the derivative outside the box never enter a statement. The constants ℏ,m,L\hbar, m, Lℏ,m,L are hypothesized strictly positive, so no division by zero occurs in EnE_nEn​.

The goal is not vacuous: the supporting target exhibiting ψn\psi_nψn​ shows that its hypotheses are satisfiable for every n≥1n \ge 1n≥1, so the mission cannot be closed by proving that no non-trivial stationary state exists. Conversely the non-triviality hypothesis cannot be dropped: ψ≡0\psi \equiv 0ψ≡0 solves the boundary value problem for every real EEE.

Contributions welcome: the ODE classification lemma (solutions of ψ′′=−k2ψ\psi'' = -k^2\psiψ′′=−k2ψ on an interval), orthogonality of the ψn\psi_nψn​ in L2([0,L])L^2([0,L])L2([0,L]), and the finite-well and harmonic-oscillator analogues, which are planned as later missions in this series.

Selected references

  • Schrödinger equation, Wikipedia. https://en.wikipedia.org/wiki/Schr%C3%B6dinger_equation
  • Particle in a box, Wikipedia. https://en.wikipedia.org/wiki/Particle_in_a_box
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Combinatorics·Captain: Lucas

Nuclear Shell Model I: Harmonic-Oscillator Magic NumbersTextbook

Motivation

A nucleus whose proton number or neutron number equals one of 2,8,20,28,50,82,1262, 8, 20, 28, 50, 82, 1262,8,20,28,50,82,126 — the magic numbers — is markedly more tightly bound than the semi-empirical mass formula predicts, and markedly more stable against decay. The empirical evidence for closed nuclear shells at 505050 and 828282 protons and at 50,82,12650, 82, 12650,82,126 neutrons was assembled by Maria Goeppert Mayer in 1948 (Phys. Rev. 74, 235), and explained in 1949 by adding spin–orbit coupling to the shell picture (Phys. Rev. 75, 1969); the shell model that grew out of this work earned Goeppert Mayer and Hans Jensen a share of the 1963 Nobel Prize in Physics.

The textbook first step toward these numbers is purely combinatorial: approximate the nuclear force by an isotropic three-dimensional quantum harmonic oscillator, count the degenerate states at each energy level, double the count for spin, and accumulate. This mission formalizes exactly that step — including its well-known failure — from the Derivation section of the Wikipedia article Magic number (physics).

Setting

For the isotropic three-dimensional harmonic oscillator the energy depends only on the sum n=nx+ny+nzn = n_x + n_y + n_zn=nx​+ny​+nz​ of the three quantum numbers, so the states at level nnn are the triples of nonnegative integers summing to nnn — the weak 333-compositions of nnn. Write

Ln  =  {(nx,ny,nz)∈N3  :  nx+ny+nz=n}.L_n \;=\; \{(n_x,n_y,n_z)\in\mathbb{N}^3 \;:\; n_x+n_y+n_z=n\}.Ln​={(nx​,ny​,nz​)∈N3:nx​+ny​+nz​=n}.

Each state accommodates two nucleons of the same kind (two spin orientations), so the shell at level nnn holds

Cn  =  2 ∣Ln∣C_n \;=\; 2\,|L_n|Cn​=2∣Ln​∣

nucleons, and filling every shell of level below NNN takes

SN  =  ∑n<NCnS_N \;=\; \sum_{n<N} C_nSN​=n<N∑​Cn​

nucleons. A shell closure — hence a predicted magic number — is a value SNS_NSN​. Finally, M={2,8,20,28,50,82,126}M = \{2, 8, 20, 28, 50, 82, 126\}M={2,8,20,28,50,82,126} denotes the seven most widely recognized magic numbers.

Target

The mission's goal collects the content of the derivation:

∣Ln∣  =  (n+22),SN  =  2(N+23)  =  N(N+1)(N+2)3,|L_n| \;=\; \binom{n+2}{2}, \qquad S_N \;=\; 2\binom{N+2}{3} \;=\; \frac{N(N+1)(N+2)}{3},∣Ln​∣=(2n+2​),SN​=2(3N+2​)=3N(N+1)(N+2)​, (S1,S2,S3,S4)  =  (2, 8, 20, 40),(S_1,S_2,S_3,S_4) \;=\; (2,\,8,\,20,\,40),(S1​,S2​,S3​,S4​)=(2,8,20,40),

together with the comparison against MMM: the values 2,8,202, 8, 202,8,20 lie in MMM; the magic number 28∈M28 \in M28∈M is never of the form SNS_NSN​; and 40=S440 = S_440=S4​ is produced by the count although 40∉M40 \notin M40∈/M.

Significance

The positive half of the statement explains three of the seven magic numbers from nothing but degeneracy counting: 222, 888 and 202020 are exactly the first three oscillator shell closures. The negative half is the reason the shell model needs more physics: the oscillator count misses 282828 altogether and predicts 404040, which is not magic. Historically this gap is what spin–orbit coupling was introduced to close, and it is the precise sense in which "the correct formula for predicted magic numbers fundamentally relies on spin-orbit coupling".

As a formalization target the mission is small and self-contained: it fixes a reusable Lean model of oscillator shell filling (levels, degeneracies, spin doubling, cumulative capacity) and the stars-and-bars count behind it, against which later, more physical refinements — spin–orbit corrections, the empirical magic-number list — can be stated.

Difficulty

The mathematics is elementary; the work is in the counting and in the negative claims. The degeneracy ∣Ln∣=(n+22)|L_n| = \binom{n+2}{2}∣Ln​∣=(2n+2​) is stars and bars for three boxes, most directly obtained by fibering LnL_nLn​ over the first coordinate and summing ∑x≤n(n−x+1)\sum_{x\le n}(n-x+1)∑x≤n​(n−x+1). Asserting that no NNN gives SN=28S_N = 28SN​=28 is not a finite check: it needs the closed form together with monotonicity of N↦(N+23)N \mapsto \binom{N+2}{3}N↦(3N+2​) to rule out every NNN above the range where SNS_NSN​ is computed, since S3=20<28<40=S4S_3 = 20 < 28 < 40 = S_4S3​=20<28<40=S4​.

Formalization scope

Everything is over N\mathbb{N}N and finite. The level set LnL_nLn​ is a Finset (ℕ × ℕ × ℕ) cut out of the box [0,n]3[0,n]^3[0,n]3 by the equation nx+ny+nz=nn_x + n_y + n_z = nnx​+ny​+nz​=n, so its elements are ordered triples: permutations of the same multiset are distinct states, as the physics requires. Spin enters only as the literal factor 222 in CnC_nCn​, not as an extra coordinate. The cumulative count SNS_NSN​ runs over levels n<Nn < Nn<N, so S0=0S_0 = 0S0​=0 and S1=2S_1 = 2S1​=2; the NNN-th predicted magic number is SNS_NSN​, not SN−1S_{N-1}SN−1​. Binomial coefficients are Nat.choose, and the closed forms are stated in the division-free shape 2(N+23)2\binom{N+2}{3}2(3N+2​) to avoid truncated natural-number division. The set MMM of magic numbers is a hard-coded Finset ℕ transcribing the seven numbers listed by the source — it is a datum, not a derived object, and no claim in this mission asserts anything about nuclear stability itself.

The statements about 282828 and 404040 are what keep the mission from being a pure identity check: ∀N, SN≠28\forall N,\ S_N \neq 28∀N, SN​=28 quantifies over all NNN, and 40∉M40 \notin M40∈/M is a membership fact about the transcribed list.

Selected references

  • M. Goeppert Mayer, On Closed Shells in Nuclei, Physical Review 74 (1948) 235–239, doi:10.1103/PhysRev.74.235.
  • M. Goeppert Mayer, On Closed Shells in Nuclei. II, Physical Review 75 (1949) 1969–1970, doi:10.1103/PhysRev.75.1969.
  • Magic number (physics), Wikipedia, section Derivation, link.
  • N. J. A. Sloane (ed.), sequence A018226 (magic numbers of nucleons), The On-Line Encyclopedia of Integer Sequences.
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Dynamical Systems·Captain: Lucas

Einstein's Static Universe: the Λ\LambdaΛ Balance and Its InstabilityTextbook

Motivation

The cosmological constant Λ\LambdaΛ entered physics in 1917, when Einstein added a term Λgμν\Lambda g_{\mu\nu}Λgμν​ to his field equations in order to allow a spatially homogeneous universe that neither expands nor contracts (Einstein, Kosmologische Betrachtungen zur allgemeinen Relativitätstheorie, 1917). The resulting Einstein static universe is the unique balance in which the attraction of pressureless matter, the repulsion carried by Λ\LambdaΛ, and a positive spatial curvature cancel exactly. Two facts about that balance shaped the next century of cosmology:

  1. it is possible only for one specific relation between Λ\LambdaΛ, the matter density and the curvature, so the static model is fine-tuned by construction;
  2. it is unstable: an arbitrarily small increase of the scale factor grows, and an arbitrarily small decrease collapses.

After Hubble's 1929 observations Einstein dropped the term; it returned in 1998, when the supernova measurements of the Supernova Cosmology Project and the High-zzz Supernova Search Team required Λ>0\Lambda>0Λ>0. Interpreting Λ\LambdaΛ as a vacuum energy density ρvac=Λ/(8πG)\rho_{\text{vac}}=\Lambda/(8\pi G)ρvac​=Λ/(8πG) with equation of state w=−1w=-1w=−1 then produced the cosmological constant problem: the measured value, about 10−52 m−210^{-52}\,\mathrm{m}^{-2}10−52m−2, is roughly 10−12210^{-122}10−122 in Planck units, tens of orders of magnitude below the scale that effective quantum field theory suggests (Wikipedia, Cosmological constant problem).

This mission formalizes the classical ordinary-differential-equation content of that story: the static solution, its uniqueness, its instability, the vacuum-energy reading of Λ\LambdaΛ, the density-parameter bookkeeping, and the numerical size of the discrepancy.

Setting

A homogeneous isotropic universe is described by a positive scale factor a:I→Ra:I\to\mathbb{R}a:I→R on a set of times I⊆RI\subseteq\mathbb{R}I⊆R. Matter is pressureless dust, whose density dilutes with volume,

ρ(a)=ρ0(a0a)3,\rho(a)=\rho_0\left(\frac{a_0}{a}\right)^{3},ρ(a)=ρ0​(aa0​​)3,

where ρ0>0\rho_0>0ρ0​>0 and a0>0a_0>0a0​>0 are reference values. Units are geometrized, c=1c=1c=1, so Λ\LambdaΛ has dimension (length)−2^{-2}−2; G>0G>0G>0 is Newton's constant and k∈Rk\in\mathbb{R}k∈R the curvature constant.

The dynamics are the two Friedmann equations. The first Friedmann equation is the constraint

a˙(t)2=8πG3 ρ(a(t)) a(t)2−k+Λ3a(t)2,t∈I,\dot a(t)^2=\frac{8\pi G}{3}\,\rho\big(a(t)\big)\,a(t)^2-k+\frac{\Lambda}{3}a(t)^2 ,\qquad t\in I,a˙(t)2=38πG​ρ(a(t))a(t)2−k+3Λ​a(t)2,t∈I,

and the acceleration equation for dust is

a¨(t)=F(a(t)),F(x):=−4πG3 ρ(x) x+Λ3x=−4πG3ρ0a03x2+Λ3x.\ddot a(t)=F\big(a(t)\big),\qquad F(x):=-\frac{4\pi G}{3}\,\rho(x)\,x+\frac{\Lambda}{3}x=-\frac{4\pi G}{3}\frac{\rho_0a_0^3}{x^{2}}+\frac{\Lambda}{3}x .a¨(t)=F(a(t)),F(x):=−34πG​ρ(x)x+3Λ​x=−34πG​x2ρ0​a03​​+3Λ​x.

The Hubble parameter is H=a˙/aH=\dot a/aH=a˙/a, the critical density is ρc=3H2/(8πG)\rho_c=3H^2/(8\pi G)ρc​=3H2/(8πG), and the density parameters are

Ωm=ρρc,ΩΛ=Λ3H2,Ωk=−ka2H2.\Omega_m=\frac{\rho}{\rho_c},\qquad \Omega_\Lambda=\frac{\Lambda}{3H^2},\qquad \Omega_k=-\frac{k}{a^2H^2}.Ωm​=ρc​ρ​,ΩΛ​=3H2Λ​,Ωk​=−a2H2k​.

Formalization targets

Goal — the static universe exists for exactly one balance, and it is unstable

For G,ρ0,a0,aE>0G,\rho_0,a_0,a_E>0G,ρ0​,a0​,aE​>0, the constant function a≡aEa\equiv a_Ea≡aE​ satisfies both Friedmann equations if and only if

Λ=4πG ρ(aE)andk=ΛaE2,\Lambda=4\pi G\,\rho(a_E)\qquad\text{and}\qquad k=\Lambda a_E^{2},Λ=4πGρ(aE​)andk=ΛaE2​,

in which case Λ>0\Lambda>0Λ>0, F(aE)=0F(a_E)=0F(aE​)=0, F′(aE)=Λ>0F'(a_E)=\Lambda>0F′(aE​)=Λ>0, and the equilibrium is unstable in the following exact sense: every solution of a¨=F(a)\ddot a=F(a)a¨=F(a) on [0,∞)[0,\infty)[0,∞) with a(0)>aEa(0)>a_Ea(0)>aE​ and a˙(0)≥0\dot a(0)\ge 0a˙(0)≥0 is strictly increasing and satisfies a(t)→∞a(t)\to\inftya(t)→∞; and every positive solution on [0,T][0,T][0,T] with a(0)<aEa(0)<a_Ea(0)<aE​ and a˙(0)≤0\dot a(0)\le 0a˙(0)≤0 is strictly decreasing.

Supporting targets

Λ\LambdaΛ is exactly a perfect fluid of constant density ρvac=Λ/(8πG)\rho_{\text{vac}}=\Lambda/(8\pi G)ρvac​=Λ/(8πG) and pressure pvac=−ρvacp_{\text{vac}}=-\rho_{\text{vac}}pvac​=−ρvac​; the density parameters satisfy Ωm+Ωk+ΩΛ=1\Omega_m+\Omega_k+\Omega_\Lambda=1Ωm​+Ωk​+ΩΛ​=1; the acceleration equation is a consequence of the first Friedmann equation along a solution with a˙≠0\dot a\ne0a˙=0; and the observed Λ\LambdaΛ is smaller than 10−12010^{-120}10−120 in Planck units.

Significance

The static solution is the historical origin of Λ\LambdaΛ, and its instability is the reason the static model was never a viable cosmology even before the expansion was observed: the balance point is a local maximum of the effective potential, not a minimum, so the equilibrium cannot be maintained. The same function FFF and the same linearization δ¨=Λ δ\ddot\delta=\Lambda\,\deltaδ¨=Λδ govern the late-time behaviour of the standard Λ\LambdaΛCDM model, where the growing mode becomes the de Sitter expansion eΛ/3 te^{\sqrt{\Lambda/3}\,t}eΛ/3​t.

What the mission produces on top of the textbook statements: a machine-checked ODE treatment of a dust-plus-Λ\LambdaΛ cosmology that does not stop at the linearized equation. The classical physics argument computes F′(aE)=ΛF'(a_E)=\LambdaF′(aE​)=Λ and calls the equilibrium unstable; the formal statements here ask for the nonlinear conclusion — monotone escape to infinity on one side and strict collapse on the other — which is what "unstable" has to mean for the exact equations. Mathlib contains neither the Friedmann equations nor a general instability criterion for second-order autonomous scalar ODEs, so both have to be built here.

Difficulty

The linearized step is routine calculus. The nonlinear instability is not: from a¨=F(a)\ddot a=F(a)a¨=F(a) with F(aE)=0F(a_E)=0F(aE​)=0 and FFF strictly increasing on (0,∞)(0,\infty)(0,∞), one must run a bootstrapping argument in which the sign of a¨\ddot aa¨ controls a˙\dot aa˙, which in turn controls whether aaa stays in the region where the sign of a¨\ddot aa¨ was known. The obvious approach — solve the ODE explicitly — is not available: the dust-plus-Λ\LambdaΛ equation with the static value of kkk has no elementary closed-form solution through the static point, and the first Friedmann equation, which is the conserved energy of the second, degenerates exactly at a=aEa=a_Ea=aE​, where a˙=0\dot a=0a˙=0. Divergence a(t)→∞a(t)\to\inftya(t)→∞ additionally requires ruling out that a˙\dot aa˙ stalls, i.e. a quantitative lower bound on a˙\dot aa˙ once the solution has left a neighbourhood of aEa_EaE​.

Formalization scope

Everything is stated for real-valued functions a:R→Ra:\mathbb{R}\to\mathbb{R}a:R→R of a real time variable; derivatives are the usual derivative of a real function, and each equation is asserted pointwise on an explicit set of times (R\mathbb{R}R, [0,∞)[0,\infty)[0,∞), [0,T][0,T][0,T], or a general open set), never globally by fiat. Dust density, the Friedmann equations, the acceleration function FFF, the Hubble parameter, the critical density and the three density parameters are all fixed in one definition file shared by every statement, so all items commit to the same conventions: c=1c=1c=1, curvature entering as −k-k−k in the equation for a˙2\dot a^2a˙2, and ρ0,a0\rho_0,a_0ρ0​,a0​ as fixed reference constants rather than the value of the density at a particular time.

Two trivializing readings are ruled out explicitly. First, the contracting-side statement is posed on a bounded interval [0,T][0,T][0,T] with positivity of aaa assumed there, because a collapsing solution reaches a=0a=0a=0 in finite time; posing it on [0,∞)[0,\infty)[0,∞) would make its hypotheses unsatisfiable and the statement vacuous. Second, the escape statement asks for a(t)→∞a(t)\to\inftya(t)→∞, not merely a˙≥0\dot a\ge0a˙≥0, so it cannot be satisfied by a solution that converges to a finite limit.

Useful contributions beyond the listed items: a reusable instability criterion for x¨=F(x)\ddot x=F(x)x¨=F(x) at a zero of FFF with F′>0F'>0F′>0, and the corresponding stability criterion, both of which are independent of cosmology.

Selected references

  • Wikipedia, Cosmological constant. https://en.wikipedia.org/wiki/Cosmological_constant
  • Wikipedia, Cosmological constant problem. https://en.wikipedia.org/wiki/Cosmological_constant_problem
  • A. Einstein, Kosmologische Betrachtungen zur allgemeinen Relativitätstheorie, Sitzungsberichte der Preussischen Akademie der Wissenschaften, 1917.
  • S. Weinberg, The cosmological constant problem, Reviews of Modern Physics 61 (1989) 1. https://doi.org/10.1103/RevModPhys.61.1
  • J. Martin, Everything you always wanted to know about the cosmological constant problem (but were afraid to ask), Comptes Rendus Physique 13 (2012) 566. https://doi.org/10.1016/j.crhy.2012.04.008
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Partial Differential Equations·Captain: Lucas

Quantum Electrodynamics I: Classical Field Equations of the QED ActionTextbook

Motivation

Quantum electrodynamics (QED) is the relativistic quantum field theory of electrodynamics: it describes how light and charged matter interact, and it is the most precisely tested theory in physics, reproducing quantities such as the anomalous magnetic moment of the electron and the Lamb shift of hydrogen to many digits. Its modern covariant formulation was developed by Tomonaga, Schwinger and Feynman, with Dyson showing the equivalence of the operator and diagrammatic approaches.

Every one of those computations starts from a single classical object: the QED action, a functional of a Dirac spinor field and an electromagnetic four-potential on Minkowski space. Perturbation theory, Feynman rules, renormalization and the S-matrix are all built on top of the classical Lagrangian and the structural facts about it — the Clifford algebra of the Dirac matrices, the U(1)U(1)U(1) gauge symmetry, the conserved Noether current, and the Euler–Lagrange field equations. This mission formalizes exactly that classical layer, in the notation of the "Mathematical formulation" section of the Wikipedia article on quantum electrodynamics.

Nothing quantized is attempted here: no Fock space, no Dyson series, no renormalization. Those require a separate infrastructure and, in the interacting case, are not covered by any complete rigorous construction in four spacetime dimensions. What is formalizable today, and what this mission asks for, is the classical field theory that the quantum theory quantizes.

Setting

Spacetime is R4\mathbb{R}^4R4 with coordinates x=(x0,x1,x2,x3)x = (x^0, x^1, x^2, x^3)x=(x0,x1,x2,x3) and the Minkowski metric η\etaη of signature (+,−,−,−)(+,-,-,-)(+,−,−,−): η00=1\eta_{00} = 1η00​=1, η11=η22=η33=−1\eta_{11} = \eta_{22} = \eta_{33} = -1η11​=η22​=η33​=−1, and ημν=0\eta_{\mu\nu} = 0ημν​=0 for μ≠ν\mu \ne \nuμ=ν. Since η\etaη is its own inverse, the same array serves as the contravariant metric ημν\eta^{\mu\nu}ημν used to raise indices. The symbol ∂μ\partial_\mu∂μ​ denotes the partial derivative in the μ\muμ-th coordinate direction, and □=ημν∂μ∂ν\Box = \eta^{\mu\nu}\partial_\mu\partial_\nu□=ημν∂μ​∂ν​ is the wave operator.

The Dirac matrices are four complex 4×44\times44×4 matrices γ0,…,γ3\gamma^0,\dots,\gamma^3γ0,…,γ3 subject to the Clifford relation

γμγν+γνγμ=2ημνI4\gamma^\mu\gamma^\nu + \gamma^\nu\gamma^\mu = 2\eta^{\mu\nu} I_4γμγν+γνγμ=2ημνI4​

together with the hermiticity relation (γμ)†=γ0γμγ0(\gamma^\mu)^\dagger = \gamma^0\gamma^\mu\gamma^0(γμ)†=γ0γμγ0, which makes γ0\gamma^0γ0 hermitian and γ1,γ2,γ3\gamma^1,\gamma^2,\gamma^3γ1,γ2,γ3 anti-hermitian. The standard Dirac basis is one concrete solution of these relations.

A spinor field is a map ψ:R4→C4\psi : \mathbb{R}^4 \to \mathbb{C}^4ψ:R4→C4; its Dirac adjoint is ψˉ=ψ†γ0\bar\psi = \psi^\dagger\gamma^0ψˉ​=ψ†γ0, and for a 4×44\times44×4 matrix MMM the pairing ψˉMχ\bar\psi M \chiψˉ​Mχ is the complex number ∑i,jψi‾ (γ0M)ij χj\sum_{i,j}\overline{\psi_i}\,(\gamma^0 M)_{ij}\,\chi_j∑i,j​ψi​​(γ0M)ij​χj​. A gauge field is a map A:R4→R4A : \mathbb{R}^4 \to \mathbb{R}^4A:R4→R4 whose value Aμ(x)A_\mu(x)Aμ​(x) is the covariant component of the electromagnetic four-potential. From it one forms the field tensor (the curvature of the gauge connection)

Fμν=∂μAν−∂νAμ,Fμν=ημαηνβFαβ,F_{\mu\nu} = \partial_\mu A_\nu - \partial_\nu A_\mu, \qquad F^{\mu\nu} = \eta^{\mu\alpha}\eta^{\nu\beta}F_{\alpha\beta},Fμν​=∂μ​Aν​−∂ν​Aμ​,Fμν=ημαηνβFαβ​,

and, for a coupling constant eee, the gauge covariant derivative Dμψ=∂μψ+ieAμψD_\mu\psi = \partial_\mu\psi + ieA_\mu\psiDμ​ψ=∂μ​ψ+ieAμ​ψ. The Dirac current is Jμ=ψˉγμψJ^\mu = \bar\psi\gamma^\mu\psiJμ=ψˉ​γμψ.

With mmm the mass of the spinor field, the QED Lagrangian density is

L=ψˉ (iγμDμ−m) ψ−14FμνFμν.\mathcal{L} = \bar\psi\,(i\gamma^\mu D_\mu - m)\,\psi - \tfrac{1}{4}F_{\mu\nu}F^{\mu\nu}.L=ψˉ​(iγμDμ​−m)ψ−41​Fμν​Fμν.

Its Euler–Lagrange equations are the Dirac equation (iγμDμ−m)ψ=0(i\gamma^\mu D_\mu - m)\psi = 0(iγμDμ​−m)ψ=0 and the Maxwell equation ∂μFμν=eJν\partial_\mu F^{\mu\nu} = e J^\nu∂μ​Fμν=eJν. The Lorenz gauge condition is ημν∂μAν=0\eta^{\mu\nu}\partial_\mu A_\nu = 0ημν∂μ​Aν​=0.

Formalization targets

Goal

For a coupled solution (ψ,A)(\psi, A)(ψ,A) of the QED field equations in the Lorenz gauge, the four-potential obeys an inhomogeneous wave equation whose source is a conserved current:

□Aν=e Jνand∂νJν=0.\Box A^\nu = e\,J^\nu \qquad\text{and}\qquad \partial_\nu J^\nu = 0 .□Aν=eJνand∂ν​Jν=0.

This is the "QED version of the classical Maxwell equations in the Lorenz gauge" of the source, together with the conservation law that makes the source of that wave equation consistent. It fixes no gauge beyond Lorenz, no representation of the Dirac matrices, and no sign or normalization beyond those of the stated Lagrangian.

Supporting targets

γμγν+γνγμ=2ημνI4,(γμ)†=γ0γμγ0for the Dirac basis;\gamma^\mu\gamma^\nu+\gamma^\nu\gamma^\mu = 2\eta^{\mu\nu}I_4,\qquad (\gamma^\mu)^\dagger = \gamma^0\gamma^\mu\gamma^0 \quad\text{for the Dirac basis;}γμγν+γνγμ=2ημνI4​,(γμ)†=γ0γμγ0for the Dirac basis; ∂λFμν+∂μFνλ+∂νFλμ=0;\partial_\lambda F_{\mu\nu} + \partial_\mu F_{\nu\lambda} + \partial_\nu F_{\lambda\mu} = 0;∂λ​Fμν​+∂μ​Fνλ​+∂ν​Fλμ​=0; Fμν[A+dχ]=Fμν[A],Dμ(e−ieχψ)[A+dχ]=e−ieχDμψ[A],L[e−ieχψ,A+dχ]=L[ψ,A];F_{\mu\nu}[A + d\chi] = F_{\mu\nu}[A],\qquad D_\mu\big(e^{-ie\chi}\psi\big)\big[A + d\chi\big] = e^{-ie\chi} D_\mu\psi[A],\qquad \mathcal{L}\big[e^{-ie\chi}\psi, A + d\chi\big] = \mathcal{L}[\psi, A];Fμν​[A+dχ]=Fμν​[A],Dμ​(e−ieχψ)[A+dχ]=e−ieχDμ​ψ[A],L[e−ieχψ,A+dχ]=L[ψ,A]; ψˉγμψ∈R,∂μ(ψˉγμψ)=0  for solutions of the Dirac equation,□Aν=eJν  in Lorenz gauge.\bar\psi\gamma^\mu\psi \in \mathbb{R},\qquad \partial_\mu(\bar\psi\gamma^\mu\psi) = 0 \ \text{ for solutions of the Dirac equation},\qquad \Box A^\nu = eJ^\nu \ \text{ in Lorenz gauge.}ψˉ​γμψ∈R,∂μ​(ψˉ​γμψ)=0  for solutions of the Dirac equation,□Aν=eJν  in Lorenz gauge.

Significance

The classical layer is what every later construction quantizes. The Clifford relation is what makes the Dirac operator a square root of the wave operator; the U(1)U(1)U(1) invariance of L\mathcal{L}L is what forces the coupling to be through DμD_\muDμ​ and what makes the current conserved by Noether's theorem; conservation of JμJ^\muJμ is the consistency condition without which ∂μFμν=eJν\partial_\mu F^{\mu\nu} = eJ^\nu∂μ​Fμν=eJν has no solutions at all, since the left side is annihilated by ∂ν\partial_\nu∂ν​ identically. The Lorenz-gauge wave equation is the form in which the photon propagator is read off.

Formalizing it adds a reusable, machine-checked Minkowski-space field-theory layer: a metric with index raising, coordinate partial derivatives on R4\mathbb{R}^4R4 with a wave operator, an abstract Dirac representation together with a concrete basis satisfying it, the field tensor, the covariant derivative, the Dirac current and the QED Lagrangian. Mathlib has Clifford algebras and Fréchet calculus, but not this concrete apparatus. None of the statements in this mission is currently known to have a machine-checked proof; all are standard textbook results with well-understood proofs, so the work is formalization rather than discovery.

Difficulty

The arguments are elementary on paper and awkward in Lean for three separate reasons.

First, all index manipulation is explicit: raising an index is a sum over Fin 4\mathrm{Fin}\ 4Fin 4, and every "obvious" rearrangement of ∑μαβημαηνβ∂μ∂αAβ\sum_{\mu\alpha\beta}\eta^{\mu\alpha}\eta^{\nu\beta}\partial_\mu\partial_\alpha A_\beta∑μαβ​ημαηνβ∂μ​∂α​Aβ​ has to be done by hand with Finset.sum lemmas.

Second, differentiation is Fréchet differentiation in disguise: ∂μf\partial_\mu f∂μ​f is the derivative of fff evaluated at a basis vector, so the product rule, the sum rule and the symmetry of second derivatives each require the corresponding differentiability side conditions. The naive move of treating ∂μ\partial_\mu∂μ​ as a formal symbol that commutes with everything fails: without a C2C^2C2 hypothesis, ∂μ∂ν≠∂ν∂μ\partial_\mu\partial_\nu \ne \partial_\nu\partial_\mu∂μ​∂ν​=∂ν​∂μ​, and without differentiability the derivative takes the junk value 000, so an identity that "obviously" holds termwise may hold only under the stated smoothness assumption.

Third, the current conservation law is not a pure computation: it needs the Dirac equation, the hermiticity relation (γμ)†=γ0γμγ0(\gamma^\mu)^\dagger = \gamma^0\gamma^\mu\gamma^0(γμ)†=γ0γμγ0, and the reality of mmm, eee and AμA_\muAμ​, in the precise combination that cancels the terms containing AμA_\muAμ​ between ∂μψˉ\partial_\mu\bar\psi∂μ​ψˉ​ and ∂μψ\partial_\mu\psi∂μ​ψ. Any attempt to prove it from smoothness alone, without the equation of motion, cannot work — the current of an arbitrary smooth spinor field is not conserved.

Formalization scope

Spacetime is Fin 4 → ℝ, a gauge field is Spacetime → Fin 4 → ℝ with lower index, a spinor field is Spacetime → Fin 4 → ℂ, and the Dirac matrices are Fin 4 → Matrix (Fin 4) (Fin 4) ℂ. Sums over indices are Finset.sum over Fin 4. Partial derivatives are fderiv ℝ f x (Pi.single μ 1), which is 000 when fff is not differentiable at xxx; smoothness hypotheses are stated as ContDiff ℝ 1 or ContDiff ℝ 2 exactly where they are used. Complex conjugation is starRingEnd ℂ, matrix adjoint is Matrix.conjTranspose, and the coupling constant eee, the mass mmm and the gauge parameter χ\chiχ are real, with no positivity or nonvanishing assumption on eee or mmm.

Conventions fixed once and shared by every statement: signature (+,−,−,−)(+,-,-,-)(+,−,−,−); Dμ=∂μ+ieAμD_\mu = \partial_\mu + ieA_\muDμ​=∂μ​+ieAμ​; Fμν=∂μAν−∂νAμF_{\mu\nu} = \partial_\mu A_\nu - \partial_\nu A_\muFμν​=∂μ​Aν​−∂ν​Aμ​; Jμ=ψˉγμψJ^\mu = \bar\psi\gamma^\mu\psiJμ=ψˉ​γμψ taken as a real number via its real part, with the reality of the underlying complex pairing stated as a separate target; the Maxwell equation carries the coupling on the right-hand side as ∂μFμν=eJν\partial_\mu F^{\mu\nu} = eJ^\nu∂μ​Fμν=eJν; and the Dirac equation is ∑μiγμDμψ=mψ\sum_\mu i\gamma^\mu D_\mu\psi = m\psi∑μ​iγμDμ​ψ=mψ.

The statements are not vacuous: ψ=0\psi = 0ψ=0, A=0A = 0A=0 satisfies all field equations, plane-wave solutions of the free Dirac equation satisfy the Dirac hypothesis with A=0A = 0A=0, and the concrete Dirac basis witnesses the abstract representation hypothesis, so no hypothesis in the mission is unsatisfiable. The goal is not trivially true: it asserts a pointwise identity between second derivatives of AAA and a quadratic expression in ψ\psiψ, not an implication between definitionally equal objects.

A complete development needs Mathlib's fderiv calculus (product rule, symmetry of the second derivative via IsSymmSndFDerivAt), Finset.sum manipulation, Matrix arithmetic over ℂ, and Complex.exp. The Minkowski-space layer — metric, partial derivatives, wave operator, field tensor, Dirac representation — is reusable for any later mission on classical field theory or on the quantized theory. Contributions of further structural results in this notation (energy–momentum tensor, plane-wave solutions, the free-field propagator) are welcome as follow-up problems.

Selected references

  • Wikipedia, Quantum electrodynamics, section "Mathematical formulation". https://en.wikipedia.org/wiki/Quantum_electrodynamics
  • C. Itzykson and J.-B. Zuber, Quantum Field Theory, McGraw-Hill, 1980.
  • M. E. Peskin and D. V. Schroeder, An Introduction to Quantum Field Theory, Addison-Wesley, 1995.
  • R. P. Feynman, QED: The Strange Theory of Light and Matter, Princeton University Press, 1985.
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Analysis·Captain: Lucas

Flat ΛCDM Cosmology: The Closed-Form Expansion LawTextbook

Motivation

The ΛCDM model — "Lambda cold dark matter" — is the standard cosmological model: a spatially homogeneous and isotropic universe governed by general relativity, whose energy content is dominated today by cold dark matter and by a cosmological constant Λ\LambdaΛ acting as dark energy. It is the framework in which the cosmic microwave background, the large-scale distribution of galaxies, the primordial light-element abundances, and the observed accelerating expansion are fitted simultaneously with a handful of parameters.

Inside this model, almost everything quantitative requires numerical integration of the Friedmann equations. There is one striking exception: for a spatially flat universe containing only pressureless matter and a positive cosmological constant, and with radiation neglected, the expansion history has a closed form in elementary functions. That closed form is where the textbook statements "the universe is about 13.813.813.8 billion years old" and "the expansion switched from decelerating to accelerating at redshift z≈0.6z \approx 0.6z≈0.6" actually come from. This mission formalizes that closed form and the two consequences just named.

Setting

Write a(t)a(t)a(t) for the dimensionless scale factor of a homogeneous isotropic universe, normalized so that a=1a = 1a=1 at the present epoch, and H(t)=a˙(t)/a(t)H(t) = \dot a(t)/a(t)H(t)=a˙(t)/a(t) for the Hubble parameter; H0>0H_0 > 0H0​>0 denotes its present-day value. The energy content is described by present-day density parameters Ωi\Omega_iΩi​, the ratios of each species' density to the critical density ρc=3H02/(8πG)\rho_c = 3H_0^2/(8\pi G)ρc​=3H02​/(8πG). This mission works with the minimal, radiation-free, spatially flat case: a matter parameter Ωm>0\Omega_m > 0Ωm​>0 and a dark-energy parameter ΩΛ>0\Omega_\Lambda > 0ΩΛ​>0 with

Ωm+ΩΛ=1.\Omega_m + \Omega_\Lambda = 1 .Ωm​+ΩΛ​=1.

Matter dilutes as a−3a^{-3}a−3 and the cosmological constant does not dilute at all, so the first Friedmann equation for this content reads

(a˙a)2  =  H02(Ωma3+ΩΛ).\left(\frac{\dot a}{a}\right)^{2} \;=\; H_0^{2}\left(\frac{\Omega_m}{a^{3}} + \Omega_\Lambda\right).(aa˙​)2=H02​(a3Ωm​​+ΩΛ​).

The candidate closed-form solution, with the big bang placed at t=0t = 0t=0, is

a(t)  =  (ΩmΩΛ)1/3 sinh⁡2/3 ⁣(32ΩΛ H0 t),t>0,a(t) \;=\; \left(\frac{\Omega_m}{\Omega_\Lambda}\right)^{1/3}\, \sinh^{2/3}\!\left(\tfrac{3}{2}\sqrt{\Omega_\Lambda}\,H_0\,t\right), \qquad t > 0,a(t)=(ΩΛ​Ωm​​)1/3sinh2/3(23​ΩΛ​​H0​t),t>0,

and the time at which it reaches a=1a = 1a=1 — the predicted age of the universe — is

t0  =  23H0ΩΛ  arsinh⁡ΩΛΩm.t_0 \;=\; \frac{2}{3H_0\sqrt{\Omega_\Lambda}}\;\operatorname{arsinh}\sqrt{\frac{\Omega_\Lambda}{\Omega_m}}.t0​=3H0​ΩΛ​​2​arsinhΩm​ΩΛ​​​.

All quantities are real; sinh⁡2/3\sinh^{2/3}sinh2/3 is the real power x↦x2/3x \mapsto x^{2/3}x↦x2/3 applied to sinh⁡\sinhsinh, which is positive for t>0t > 0t>0.

Target

The goal theorem asserts that the displayed a(t)a(t)a(t) is a positive solution of the flat matter-plus-Λ\LambdaΛ Friedmann equation on t>0t > 0t>0, normalized by a(t0)=1a(t_0) = 1a(t0​)=1 at the age t0>0t_0 > 0t0​>0 given above:

0<a(t),(a˙(t)a(t))2=H02(Ωma(t)3+ΩΛ)(t>0),0<t0,a(t0)=1.0 < a(t), \qquad \left(\frac{\dot a(t)}{a(t)}\right)^{2} = H_0^{2}\left(\frac{\Omega_m}{a(t)^{3}} + \Omega_\Lambda\right) \quad (t > 0), \qquad 0 < t_0, \qquad a(t_0) = 1 .0<a(t),(a(t)a˙(t)​)2=H02​(a(t)3Ωm​​+ΩΛ​)(t>0),0<t0​,a(t0​)=1.

The milestones build to this and then go beyond it, in increasing strength: the derivative a˙=aH0ΩΛcoth⁡θ\dot a = a H_0\sqrt{\Omega_\Lambda}\coth\thetaa˙=aH0​ΩΛ​​cothθ with θ=32ΩΛH0t\theta = \tfrac32\sqrt{\Omega_\Lambda}H_0 tθ=23​ΩΛ​​H0​t; the Friedmann equation itself; the normalization a(t0)=1a(t_0) = 1a(t0​)=1; the equivalent logarithmic age formula

t0=23H0ΩΛ log⁡1+ΩΛΩm;t_0 = \frac{2}{3H_0\sqrt{\Omega_\Lambda}}\,\log\frac{1+\sqrt{\Omega_\Lambda}}{\sqrt{\Omega_m}};t0​=3H0​ΩΛ​​2​logΩm​​1+ΩΛ​​​;

the deceleration-to-acceleration transition, a¨(t)=0\ddot a(t) = 0a¨(t)=0 exactly when a(t)3=Ωm/(2ΩΛ)a(t)^3 = \Omega_m/(2\Omega_\Lambda)a(t)3=Ωm​/(2ΩΛ​), together with the sign criterion a¨(t)>0  ⟺  Ωm<2ΩΛa(t)3\ddot a(t) > 0 \iff \Omega_m < 2\Omega_\Lambda a(t)^3a¨(t)>0⟺Ωm​<2ΩΛ​a(t)3; the qualitative picture that aaa is strictly increasing on (0,∞)(0,\infty)(0,∞) and tends to 000 as t↓0t \downarrow 0t↓0; and finally the statement that the closed form, together with the density ρ=ρc(Ωma−3+ΩΛ)\rho = \rho_c(\Omega_m a^{-3} + \Omega_\Lambda)ρ=ρc​(Ωm​a−3+ΩΛ​) and the pressure p=−ρcΩΛp = -\rho_c\Omega_\Lambdap=−ρc​ΩΛ​, satisfies both Friedmann equations, i.e. assembles into an FRW universe in the sense of the platform's existing FRWUniverse definition.

Significance

The result. The closed form turns cosmological parameter statements into arithmetic. With Ωm≈0.315\Omega_m \approx 0.315Ωm​≈0.315, ΩΛ≈0.685\Omega_\Lambda \approx 0.685ΩΛ​≈0.685 and H0≈67.4 km s−1Mpc−1H_0 \approx 67.4\ \mathrm{km\,s^{-1}Mpc^{-1}}H0​≈67.4 kms−1Mpc−1 it yields the standard age of roughly 13.813.813.8 billion years, and the transition condition a3=Ωm/(2ΩΛ)a^3 = \Omega_m/(2\Omega_\Lambda)a3=Ωm​/(2ΩΛ​) gives 1+z=(2ΩΛ/Ωm)1/3≈1.61+z = (2\Omega_\Lambda/\Omega_m)^{1/3} \approx 1.61+z=(2ΩΛ​/Ωm​)1/3≈1.6, i.e. z≈0.6z \approx 0.6z≈0.6. Both numbers are quoted constantly; here they are consequences of a theorem rather than of a numerical integration. The transition result is also the precise sense in which a positive Λ\LambdaΛ is what makes the late-time expansion accelerate.

Formalizing it. The mathematics is classical and the derivation is standard in cosmology texts; nothing here is an open question. What the mission produces is a machine-checked account: a reusable parameter bundle for the flat ΛCDM model, a verified closed-form solution of a nonlinear ODE, verified transcendental identities for the age, and a bridge to the platform's existing FRW-cosmology development, so that later work on distances, horizons, or the radiation-inclusive model can build on published statements instead of restating them.

Difficulty

The obstruction is not conceptual but analytic. The scale factor is a real power x2/3x^{2/3}x2/3 of sinh⁡\sinhsinh, so it is not differentiable by the polynomial-power rules: every derivative step goes through the real rpow API, needs positivity of sinh⁡θ\sinh\thetasinhθ on t>0t > 0t>0, and produces exponents that must be recombined by hand (a3a^3a3 collapses to (Ωm/ΩΛ)sinh⁡2θ(\Omega_m/\Omega_\Lambda)\sinh^2\theta(Ωm​/ΩΛ​)sinh2θ only after such a step). The Friedmann identity itself then rests on coth⁡2=1+csch⁡2\coth^2 = 1 + \operatorname{csch}^2coth2=1+csch2, which must be applied where sinh⁡θ≠0\sinh\theta \neq 0sinhθ=0. The age milestones require the explicit value of arsinh⁡\operatorname{arsinh}arsinh as a logarithm together with the flatness relation Ωm=1−ΩΛ\Omega_m = 1 - \Omega_\LambdaΩm​=1−ΩΛ​. The second-derivative milestones require differentiating the first-derivative formula again and tracking the sign of sinh⁡2θ−13cosh⁡2θ\sinh^2\theta - \tfrac13\cosh^2\thetasinh2θ−31​cosh2θ; the naive route of computing deriv (deriv ·) symbolically without first establishing a HasDerivAt statement on a neighbourhood is the main trap.

Formalization scope

Parameters are bundled in a structure carrying H0>0H_0 > 0H0​>0, Ωm>0\Omega_m > 0Ωm​>0, ΩΛ>0\Omega_\Lambda > 0ΩΛ​>0 and Ωm+ΩΛ=1\Omega_m + \Omega_\Lambda = 1Ωm​+ΩΛ​=1; radiation and curvature are absent by construction, and dark energy is a true cosmological constant (w=−1w = -1w=−1), not a general equation of state. Time is a real variable with the big bang at t=0t = 0t=0, and every statement about the solution is restricted to t>0t > 0t>0, where sinh⁡θ>0\sinh\theta > 0sinhθ>0; outside that range the real power of a non-positive base is a junk value and nothing is claimed. Powers x1/3x^{1/3}x1/3, x2/3x^{2/3}x2/3 are real powers, while a3a^3a3 is a natural-number power. Derivatives are Mathlib's deriv/HasDerivAt; the Friedmann equation is stated in the source's ratio form (a˙/a)2=H02(Ωma−3+ΩΛ)(\dot a/a)^2 = H_0^2(\Omega_m a^{-3} + \Omega_\Lambda)(a˙/a)2=H02​(Ωm​a−3+ΩΛ​) rather than a cleared-denominator variant, and a(t)>0a(t) > 0a(t)>0 is part of the goal, so the statement cannot be satisfied by a degenerate a≡0a \equiv 0a≡0. The hypotheses Ωm,ΩΛ>0\Omega_m, \Omega_\Lambda > 0Ωm​,ΩΛ​>0 with Ωm+ΩΛ=1\Omega_m + \Omega_\Lambda = 1Ωm​+ΩΛ​=1 are jointly satisfiable, so no statement is vacuous.

The final milestone reuses the published FRWUniverse structure (an FRW universe with Newton's constant GGG, curvature KKK, time domain III, scale factor and its two derivatives, density, its derivative, and pressure, subject to both Friedmann equations pointwise) rather than introducing a competing model; contributions that connect these statements to distance–redshift relations, or that relax flatness or restore radiation, are welcome.

Selected references

  • Wikipedia, Lambda-CDM model, https://en.wikipedia.org/wiki/Lambda-CDM_model — section "Cosmic expansion history" (the Friedmann equation in density parameters, the closed-form solution, the age, and the acceleration transition).
  • Planck Collaboration, Planck 2018 results. VI. Cosmological parameters, Astronomy & Astrophysics 641 (2020) A6, https://doi.org/10.1051/0004-6361/201833910.
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Captain: Lucas

Planck Units: Uniqueness of the c–G–ħ–k_B NormalizationTextbook

Motivation

A system of natural units fixes the size of the base units not by reference to an artefact or a historical convention, but by declaring that certain universal constants have numerical value 111. The oldest and most widely used such system is the one Max Planck proposed in 1899, at the end of Über irreversible Strahlungsvorgänge, built from the speed of light ccc, the gravitational constant GGG, the quantum of action (today ℏ\hbarℏ) and the Boltzmann constant kBk_BkB​. Planck's claim for these units was that they are "independent of special bodies or substances" and therefore retain their meaning "for all times and for all civilizations, including extraterrestrial and non-human ones".

The claim that gives the system its force is a uniqueness claim: there is one and only one choice of base length, mass, time and temperature for which all four constants read 111. Textbooks and reference works state the resulting expressions lP=ℏG/c3l_P=\sqrt{\hbar G/c^3}lP​=ℏG/c3​, mP=ℏc/Gm_P=\sqrt{\hbar c/G}mP​=ℏc/G​, tP=ℏG/c5t_P=\sqrt{\hbar G/c^5}tP​=ℏG/c5​, TP=ℏc5/G/kBT_P=\sqrt{\hbar c^5/G}/k_BTP​=ℏc5/G​/kB​ as the Planck units, but the accompanying argument is usually a dimensional-analysis sketch rather than a proof that the defining system of equations has exactly one positive solution. This mission formalizes the statement and its standard consequences.

Setting

Fix four positive real numbers ccc, GGG, ℏ\hbarℏ, kBk_BkB​ — the numerical values of the four constants in some reference system of units (SI, say).

A unit system is a quadruple u=(L,M,T,Θ)u=(L,M,T,\Theta)u=(L,M,T,Θ) of positive reals: the size of the chosen unit of length, mass, time and temperature, measured in the reference system. Changing to uuu divides every quantity by the appropriate product of L,M,T,ΘL,M,T,\ThetaL,M,T,Θ. Concretely, a speed is divided by L/TL/TL/T, a quantity of dimension L3M−1T−2L^3M^{-1}T^{-2}L3M−1T−2 (the dimension of GGG) by L3/(MT2)L^3/(MT^2)L3/(MT2), an action by ML2/TML^2/TML2/T, and a heat capacity by ML2/(T2Θ)ML^2/(T^2\Theta)ML2/(T2Θ).

Say that uuu normalizes c,G,ℏ,kBc,G,\hbar,k_Bc,G,ℏ,kB​ when each of the four constants has numerical value 111 in uuu, i.e. when

LT=c,L3MT2=G,ML2T=ℏ,ML2T2Θ=kB.\frac{L}{T}=c,\qquad \frac{L^3}{MT^2}=G,\qquad \frac{ML^2}{T}=\hbar,\qquad \frac{ML^2}{T^2\Theta}=k_B .TL​=c,MT2L3​=G,TML2​=ℏ,T2ΘML2​=kB​.

The Planck system is the quadruple

(ℏGc3, ℏcG, ℏGc5, 1kBℏc5G).\Big(\sqrt{\tfrac{\hbar G}{c^3}},\ \sqrt{\tfrac{\hbar c}{G}},\ \sqrt{\tfrac{\hbar G}{c^5}},\ \tfrac{1}{k_B}\sqrt{\tfrac{\hbar c^5}{G}}\Big).(c3ℏG​​, Gℏc​​, c5ℏG​​, kB​1​Gℏc5​​).

Formalization targets

Goal

∃! (L,M,T,Θ)∈(0,∞)4:LT=c,  L3MT2=G,  ML2T=ℏ,  ML2T2Θ=kB,\exists!\,(L,M,T,\Theta)\in(0,\infty)^4:\quad \frac{L}{T}=c,\ \ \frac{L^3}{MT^2}=G,\ \ \frac{ML^2}{T}=\hbar,\ \ \frac{ML^2}{T^2\Theta}=k_B,∃!(L,M,T,Θ)∈(0,∞)4:TL​=c,  MT2L3​=G,  TML2​=ℏ,  T2ΘML2​=kB​,

together with the identification of that unique solution as the Planck system above. The statement is asserted for arbitrary positive c,G,ℏ,kBc,G,\hbar,k_Bc,G,ℏ,kB​, so it does not depend on the SI values of the constants, and it fixes nothing beyond positivity.

Supporting targets

The milestones record the standard relations among the Planck units: lP=c tPl_P=c\,t_PlP​=ctP​; the reduced Compton wavelength ℏ/(mPc)\hbar/(m_Pc)ℏ/(mP​c) of the Planck mass equals lPl_PlP​; the Schwarzschild radius 2GmP/c22Gm_P/c^22GmP​/c2 of the Planck mass equals 2lP2l_P2lP​; the coherent derived units of Table 2 of the source (energy, momentum, force, density, acceleration, frequency) have the stated closed forms; Newton's law of gravitation takes the constant-free form F′=m1′m2′/r′2F'=m_1'm_2'/r'^2F′=m1′​m2′​/r′2 when every quantity is replaced by its ratio to the corresponding Planck unit; and normalizing 4πG4\pi G4πG in place of GGG yields the rationalized Planck units.

Significance

The uniqueness statement is what licenses the everyday practice of "setting c=G=ℏ=kB=1c=G=\hbar=k_B=1c=G=ℏ=kB​=1": it says that the convention determines the units completely, so that a dimensionless equation written in Planck units can be translated back into a dimensional one in exactly one way. It also makes precise the sense in which the Planck scale is defined rather than measured: the quantities 10−35 m10^{-35}\,\mathrm{m}10−35m, 10−43 s10^{-43}\,\mathrm{s}10−43s, 10−8 kg10^{-8}\,\mathrm{kg}10−8kg are consequences of the SI values of four constants and of nothing else.

What formalization adds here is not a new theorem — the algebra is elementary and the result is classical — but a machine-checked statement of a claim that is normally left implicit, together with a reusable Lean model of "system of base units" and "constant normalized to 111" in which variant conventions can be stated and compared. The rationalized-units milestone is included precisely to exercise that generality: it is the same theorem applied to 4πG4\pi G4πG instead of GGG, and it shows that the formalization does not secretly hard-code the Planck convention.

Difficulty

The obvious argument — "count dimensions, invert a 4×44\times44×4 exponent matrix" — proves uniqueness of the exponents in a monomial ansatz L=caGbℏdL=c^aG^b\hbar^dL=caGbℏd, not uniqueness of the solution among all positive quadruples, which is what the claim asserts. The formal statement therefore has to be proved directly from the four equations: eliminate MMM and Θ\ThetaΘ, reduce to L5=GℏT3L^5=G\hbar T^3L5=GℏT3 with T=L/cT=L/cT=L/c, and cancel a positive factor L3L^3L3. The remaining friction is Lean-side rather than mathematical: the four defining equations are stated with division, so every step carries a non-vanishing side condition, and the closed forms are square roots, so equalities are proved by comparing squares of non-negative reals rather than by ring alone.

Formalization scope

The development is over ℝ. A unit system is a structure with four real fields, positivity is a separate predicate rather than a subtype, and "normalizes" is the conjunction of the four displayed equations as written with division — for a positive unit system this is equivalent to the product form, but the division form is what the statements use. All four constants are universally quantified positive reals; no SI numerals appear anywhere in the development, and the milestones about the derived units state closed forms (e.g. force =c4/G=c^4/G=c4/G, density =c5/(ℏG2)=c^5/(\hbar G^2)=c5/(ℏG2)) rather than decimal approximations.

Two trivialization risks are ruled out explicitly. The hypotheses are satisfiable — the Planck system itself is exhibited as a positive solution in the first milestone — so the uniqueness statement is not vacuous. And the goal is not merely "the Planck system normalizes the constants": it also asserts that every positive normalizing system equals it.

Infrastructure needed beyond Mathlib is minimal: Real.sqrt and its interaction with squaring and positivity. The unit-system model is reusable for other natural-unit conventions (Stoney units, reduced Planck units with 8πG=18\pi G=18πG=1, Hartree atomic units), and contributions extending it in that direction are welcome.

Selected references

  • Max Planck, Über irreversible Strahlungsvorgänge, Sitzungsberichte der Königlich Preußischen Akademie der Wissenschaften zu Berlin 5 (1899), 440–480; the base units appear on pp. 478–480. biodiversitylibrary.org
  • K. A. Tomilin, Natural Systems of Units: To the Centenary Anniversary of the Planck System, Proceedings of the XXII Workshop on High Energy Physics and Field Theory (1999), 287–296. inspirehep.net
  • C. W. Misner, K. S. Thorne, J. A. Wheeler, Gravitation, W. H. Freeman (1973), p. 1215.
  • Planck units, Wikipedia (the source text this mission formalizes). en.wikipedia.org/wiki/Planck_units
  • 2022 CODATA values for the Planck length, mass, time and temperature, NIST. physics.nist.gov
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Dynamical Systems·Captain: Lucas

Coupling Constant: One-Loop Running, Asymptotic Freedom and the Landau PoleTextbook

Motivation

A coupling constant is the number that fixes the strength of an interaction: it is the coefficient that multiplies the interaction term of a Lagrangian relative to its kinetic term, and in a perturbative treatment it is the parameter the expansion is organised in. The central structural fact about such a coupling in a quantum field theory is that it is not constant: once quantum corrections are resummed, the coupling depends on the energy scale μ\muμ at which the theory is probed. This scale dependence — the running of the coupling — is what distinguishes quantum electrodynamics, whose coupling grows with energy until perturbation theory breaks down (the Landau pole), from quantum chromodynamics, whose coupling decreases logarithmically at high energy (asymptotic freedom, Gross–Politzer–Wilczek, Nobel Prize in Physics 2004).

This mission formalizes the elementary mathematics behind those statements: the one-loop renormalization-group equation, its exact solution, and the two qualitatively different behaviours it produces depending on the sign of the one-loop coefficient. The source is the Wikipedia article Coupling constant (sections Beta functions, QED and the Landau pole, QCD and asymptotic freedom), which states these facts in prose and in the single displayed formula for the running QCD coupling.

Setting

Write ggg for a single real coupling and t=log⁡μt = \log \mut=logμ for the logarithm of the energy scale. The beta function is defined by

dgdt  =  μdgdμ  =  β(g),\frac{dg}{dt} \;=\; \mu \frac{dg}{d\mu} \;=\; \beta(g),dtdg​=μdμdg​=β(g),

and at one loop β\betaβ is a cubic monomial,

β(g)  =  b g3,\beta(g) \;=\; b\,g^{3},β(g)=bg3,

with a scheme- and theory-dependent real coefficient bbb. Saying that ggg runs at one loop on a set of scales SSS means that ggg is differentiable at every t∈St \in St∈S with g′(t)=b g(t)3g'(t) = b\,g(t)^{3}g′(t)=bg(t)3.

For QCD the article records the one-loop form of the strong coupling directly in terms of the process energy QQQ and the QCD scale Λ\LambdaΛ:

α(Q)  =  1β0 log⁡ ⁣(Q2/Λ2),β0>0, Λ>0.\alpha(Q) \;=\; \frac{1}{\beta_0 \,\log\!\big(Q^{2}/\Lambda^{2}\big)},\qquad \beta_0>0,\ \Lambda>0 .α(Q)=β0​log(Q2/Λ2)1​,β0​>0, Λ>0.

Target

The goal theorem is the dichotomy governed by the sign of bbb, for an initial condition g(0)=g0>0g(0) = g_0 > 0g(0)=g0​>0 at the reference scale t=0t = 0t=0:

  1. Asymptotic freedom (b<0b < 0b<0). Every solution on [0,∞)[0,\infty)[0,∞) satisfies
lim⁡t→∞g(t)=0,lim⁡t→∞2∣b∣ t g(t)2=1,\lim_{t\to\infty} g(t) = 0, \qquad \lim_{t\to\infty} 2|b|\,t\,g(t)^{2} = 1,t→∞lim​g(t)=0,t→∞lim​2∣b∣tg(t)2=1,

i.e. g(t)2∼1/(2∣b∣log⁡μ)g(t)^{2} \sim 1/(2|b|\log\mu)g(t)2∼1/(2∣b∣logμ): the coupling dies off logarithmically in the energy.

  1. Landau pole (b>0b > 0b>0). No solution exists on the whole closed interval
[ 0, 12 b g02 ];\Big[\,0,\ \frac{1}{2\,b\,g_0^{2}}\,\Big];[0, 2bg02​1​];

the flow cannot be continued up to the finite scale t∗=1/(2bg02)t_\ast = 1/(2bg_0^{2})t∗​=1/(2bg02​), which is the Landau pole of the one-loop approximation.

Both follow from the exact one-loop solution, which is itself a milestone:

g(t)2 (1−2b g02 t)  =  g02.g(t)^{2}\,\big(1 - 2b\,g_0^{2}\,t\big) \;=\; g_0^{2}.g(t)2(1−2bg02​t)=g02​.

Significance

The dichotomy above is the mathematical content of the two headline claims made about running couplings: that a positive one-loop coefficient drives the coupling to infinity at a finite energy, and that a negative one makes it vanish logarithmically at high energy. The milestones also isolate the statement that a vanishing beta function means the coupling does not run at all (scale invariance), and record the elementary analytic properties of the explicit QCD formula α(Q)=1/(β0log⁡(Q2/Λ2))\alpha(Q) = 1/(\beta_0\log(Q^2/\Lambda^2))α(Q)=1/(β0​log(Q2/Λ2)): it is strictly decreasing above Λ\LambdaΛ, tends to 000 as Q→∞Q\to\inftyQ→∞, and satisfies the one-loop flow equation dα/dQ=−(2/Q) β0 α2d\alpha/dQ = -(2/Q)\,\beta_0\,\alpha^{2}dα/dQ=−(2/Q)β0​α2.

Nothing here is open mathematics: these are exercises in the theory of a separable scalar ODE. What the mission produces is a machine-checked, reusable Lean development of the one-loop renormalization-group flow — a small piece of formalized physics infrastructure that later missions on renormalization or dimensional transmutation can import.

Difficulty

The only real subtlety is that the exact solution is obtained by differentiating t↦g(t)−2t \mapsto g(t)^{-2}t↦g(t)−2, which requires knowing in advance that the solution never vanishes. Positivity is not assumed: it is a separate milestone, and must be derived from the initial condition together with the flow equation (if ggg reached 000 at a first time t1t_1t1​, the identity g(t)−2=g0−2−2btg(t)^{-2} = g_0^{-2} - 2btg(t)−2=g0−2​−2bt on [0,t1)[0,t_1)[0,t1​) forces g(t1)2g(t_1)^2g(t1​)2 to have a strictly positive limit). The Landau-pole statement is a non-existence claim and has no analytic content beyond this, but it does depend on the positivity step.

Formalization scope

Scales are parametrised logarithmically: the independent variable is t=log⁡μ∈Rt = \log\mu \in \mathbb{R}t=logμ∈R, the coupling is a function g:R→Rg : \mathbb{R} \to \mathbb{R}g:R→R, and the flow hypothesis is imposed pointwise as a two-sided derivative at each point of the given set (at an endpoint of a closed interval this is slightly stronger than a one-sided derivative, which only strengthens the hypotheses of the positive results and weakens the non-existence claim — the Landau pole statement is therefore the conservative reading). No uniqueness or existence theory for ODEs is assumed; the statements quantify over arbitrary functions satisfying the flow equation. The QCD formula is taken with real arguments and no constraint tying β0\beta_0β0​ or Λ\LambdaΛ to a particular number of flavours; the numerical values quoted in the source (αs(MZ2)=0.1179±0.0010\alpha_s(M_Z^2) = 0.1179 \pm 0.0010αs​(MZ2​)=0.1179±0.0010, Λ≈332\Lambda \approx 332Λ≈332 MeV) are measurements and are deliberately not formalized.

Degenerate cases are visible in the statements rather than hidden: b=0b = 0b=0 appears as its own milestone (constant coupling), and the value of α(Q)\alpha(Q)α(Q) for Q≤ΛQ \le \LambdaQ≤Λ, where the logarithm is non-positive or zero, is never asserted.

Selected references

  • Coupling constant, Wikipedia, revision 1354339557, https://en.wikipedia.org/w/index.php?title=Coupling_constant&oldid=1354339557
  • A. Deur, S. J. Brodsky, G. F. de Téramond, "The QCD running coupling", Progress in Particle and Nuclear Physics 90 (2016) 1–74, https://arxiv.org/abs/1604.08082
  • Particle Data Group (P. A. Zyla et al.), "Review of Particle Physics — Quantum Chromodynamics", PTEP 2020 (8), https://doi.org/10.1093/ptep/ptaa104
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Analysis·Captain: Lucas

Lorentz Factor: Kinematics of the Gamma FactorTextbook

Motivation

Every quantitative statement of special relativity — how much a moving clock slows, how much a moving rod shortens, how the momentum and energy of a fast particle grow — is controlled by a single dimensionless number, the Lorentz factor γ\gammaγ. It is the factor by which the time, length, and inertia of a body in uniform motion differ from their rest values, and it is the quantity that makes relativistic kinematics quantitative rather than qualitative. Its consequences are measured routinely: cosmic-ray muons with a mean lifetime of 2.2 μs2.2\,\mu\mathrm{s}2.2μs reach the ground from an altitude of about 10 km10\ \mathrm{km}10 km in numbers explained by their large γ\gammaγ, and the standard model of long gamma-ray bursts requires ejecta with initial γ≳100\gamma \gtrsim 100γ≳100 to resolve the compactness problem.

The material formalized here is textbook kinematics rather than open research: the definition of γ\gammaγ, the identities relating it to its reciprocal, to momentum, and to rapidity, its numerical and asymptotic behaviour, and the composition law of the boosts it parametrizes. The value of the mission is a reusable, machine-checked treatment of that material in Lean 4 — a small, self-contained piece of relativistic kinematics that later formalizations of Minkowski geometry or relativistic dynamics can build on.

Setting

Fix an inertial frame and a relative velocity vvv along a single spatial axis, and let ccc be the speed of light in vacuum. Write β=v/c\beta = v/cβ=v/c for the dimensionless velocity ratio. All statements in this mission are in units where c=1c = 1c=1, so β\betaβ is the only kinematic parameter and takes values in the interval (−1,1)(-1, 1)(−1,1) for a massive body.

The Lorentz factor is

γ(β)=11−β2,\gamma(\beta) = \frac{1}{\sqrt{1 - \beta^{2}}},γ(β)=1−β2​1​,

and its reciprocal is α(β)=1−β2=1/γ(β)\alpha(\beta) = \sqrt{1 - \beta^{2}} = 1/\gamma(\beta)α(β)=1−β2​=1/γ(β), the quantity tabulated alongside γ\gammaγ in the source article.

Two derived objects appear throughout. Relativistic velocity addition is

β1⊕β2=β1+β21+β1β2,\beta_1 \oplus \beta_2 = \frac{\beta_1 + \beta_2}{1 + \beta_1 \beta_2},β1​⊕β2​=1+β1​β2​β1​+β2​​,

and the Lorentz boost of velocity β\betaβ, acting on the coordinate pair (t,x)(t, x)(t,x) by t′=γ(t−βx)t' = \gamma(t - \beta x)t′=γ(t−βx) and x′=γ(x−βt)x' = \gamma(x - \beta t)x′=γ(x−βt), is the symmetric matrix

B(β)=(γ(β)−γ(β)β−γ(β)βγ(β)).B(\beta) = \begin{pmatrix} \gamma(\beta) & -\gamma(\beta)\beta \\ -\gamma(\beta)\beta & \gamma(\beta) \end{pmatrix}.B(β)=(γ(β)−γ(β)β​−γ(β)βγ(β)​).

Finally, the rapidity www of a motion is the hyperbolic angle with β=tanh⁡w\beta = \tanh wβ=tanhw.

Formalization targets

Goal — boosts compose by relativistic velocity addition

B(β1) B(β2)=B(β1⊕β2),γ(β1⊕β2)=γ(β1)γ(β2)(1+β1β2),∣β1⊕β2∣<1,B(\beta_1)\,B(\beta_2) = B(\beta_1 \oplus \beta_2), \qquad \gamma(\beta_1 \oplus \beta_2) = \gamma(\beta_1)\gamma(\beta_2)(1 + \beta_1\beta_2), \qquad |\beta_1 \oplus \beta_2| < 1,B(β1​)B(β2​)=B(β1​⊕β2​),γ(β1​⊕β2​)=γ(β1​)γ(β2​)(1+β1​β2​),∣β1​⊕β2​∣<1,

for all subluminal β1,β2\beta_1, \beta_2β1​,β2​. The goal asserts only the shape of the composition law — that the boosts are closed under composition and that the composed velocity is the relativistic sum — and fixes no numerical constants, so it is stable under any later refinement of the surrounding development.

Supporting targets

The milestones cover, in the order of the source article: the bound γ≥1\gamma \ge 1γ≥1 with equality exactly at rest; the reciprocal identity α=1/γ\alpha = 1/\gammaα=1/γ; strict monotonicity of γ\gammaγ on [0,1)[0,1)[0,1) and its divergence as β→1−\beta \to 1^{-}β→1−; the rapidity identities γ(tanh⁡w)=cosh⁡w\gamma(\tanh w) = \cosh wγ(tanhw)=coshw and γ(tanh⁡w)tanh⁡w=sinh⁡w\gamma(\tanh w)\tanh w = \sinh wγ(tanhw)tanhw=sinhw; additivity of rapidity, tanh⁡w1⊕tanh⁡w2=tanh⁡(w1+w2)\tanh w_1 \oplus \tanh w_2 = \tanh(w_1 + w_2)tanhw1​⊕tanhw2​=tanh(w1​+w2​); the momentum form γ=1+(p/m)2\gamma = \sqrt{1 + (p/m)^2}γ=1+(p/m)2​; the Newtonian limit (γ−1)/β2→12(\gamma - 1)/\beta^{2} \to \tfrac12(γ−1)/β2→21​ as β→0\beta \to 0β→0; the exact table entries γ(3/5)=5/4\gamma(3/5) = 5/4γ(3/5)=5/4, γ(4/5)=5/3\gamma(4/5) = 5/3γ(4/5)=5/3, γ(3/2)=2\gamma(\sqrt3/2) = 2γ(3​/2)=2; and the inversion 1−1/γ2=β\sqrt{1 - 1/\gamma^{2}} = \beta1−1/γ2​=β on [0,1)[0,1)[0,1).

Significance

The composition law is what turns the Lorentz factor from a formula into a group structure: closure of the boosts under composition, with velocities combining by ⊕\oplus⊕, is the reason rapidity is additive and the reason the velocity of light is the same in every inertial frame, since β1⊕β2\beta_1 \oplus \beta_2β1​⊕β2​ stays inside (−1,1)(-1,1)(−1,1). The supporting milestones are the facts a downstream development actually consumes — positivity and monotonicity of γ\gammaγ, the reciprocal identity, the momentum and rapidity representations, and the low-speed limit that recovers Newtonian kinetic energy.

None of these statements is mathematically open; all are standard. What the mission produces is their machine-checked form in Lean 4, stated against one fixed set of definitions so that the results compose with each other, together with a boost model usable by later work on Minkowski space. Mathlib supplies the analytic infrastructure (real square roots, hyperbolic functions, filters and limits, 2×22 \times 22×2 matrices) but carries no development of relativistic kinematics built on it.

Difficulty

The individual statements are elementary; the friction is in the analysis, not the physics. Three specific places are where a naive attempt stalls.

First, the real square root is a total function returning 000 on negative inputs, so γ\gammaγ is defined — and useless — outside ∣β∣<1|\beta| < 1∣β∣<1. Every algebraic step needs the positivity of 1−β2\sqrt{1-\beta^{2}}1−β2​ in hand before dividing, and the hypothesis ∣β∣<1|\beta| < 1∣β∣<1 must be propagated to each intermediate expression, including to the composed velocity β1⊕β2\beta_1 \oplus \beta_2β1​⊕β2​ in the goal.

Second, the goal's matrix identity does not follow from entrywise algebra alone: the entries of B(β1⊕β2)B(\beta_1 \oplus \beta_2)B(β1​⊕β2​) contain γ(β1⊕β2)\gamma(\beta_1 \oplus \beta_2)γ(β1​⊕β2​), a nested square root, and the composition law only becomes polynomial after the identity γ(β1⊕β2)=γ(β1)γ(β2)(1+β1β2)\gamma(\beta_1 \oplus \beta_2) = \gamma(\beta_1)\gamma(\beta_2)(1 + \beta_1\beta_2)γ(β1​⊕β2​)=γ(β1​)γ(β2​)(1+β1​β2​) has been proved. Attempting field_simp on the raw matrix equation, before establishing that identity, produces a goal with three independent radicals.

Third, the two asymptotic milestones are statements about filters, not pointwise bounds. The divergence at β→1−\beta \to 1^{-}β→1− is a one-sided limit that must be routed through the positivity of 1−β2\sqrt{1 - \beta^{2}}1−β2​ on a left neighbourhood of 111, and the Newtonian limit is stated on the punctured neighbourhood of 000, where the quotient (γ−1)/β2(\gamma - 1)/\beta^{2}(γ−1)/β2 has to be rewritten as a function continuous at 000 before any limit theorem applies.

Formalization scope

Everything is over the real numbers in units c=1c = 1c=1; the definitions bundle fixes γ\gammaγ, α\alphaα, ⊕\oplus⊕, and BBB as total functions, and the boost is the 2×22 \times 22×2 matrix acting on (t,x)(t, x)(t,x) with the sign convention t′=γ(t−βx)t' = \gamma(t - \beta x)t′=γ(t−βx). Subluminality is never built into the types: it appears as an explicit hypothesis ∣β∣<1|\beta| < 1∣β∣<1 on each statement that needs it, so the statements are about the physical regime and not about the junk values the definitions take elsewhere. Those junk values are the one trivialization risk worth naming: for ∣β∣≥1|\beta| \ge 1∣β∣≥1 the square root is 000 and γ(β)=0\gamma(\beta) = 0γ(β)=0, so a statement that omitted the hypothesis would be false rather than vacuous, and a statement that replaced it by an unsatisfiable condition would be vacuous — every milestone here carries hypotheses that are satisfiable and that exclude only the unphysical range.

A complete development needs Mathlib's real square root, hyperbolic functions, filter and limit API, and matrix notation; nothing beyond Mathlib is assumed. The boost model and the velocity-addition operation are the reusable parts: extensions to boosts in 3+13{+}13+1 dimensions, to the invariance of the Minkowski quadratic form, to time dilation and length contraction as corollaries of the goal, and to the energy–momentum relation are all welcome as follow-up contributions.

Selected references

  • Lorentz factor, Wikipedia (revision oldid=1355686906). https://en.wikipedia.org/w/index.php?title=Lorentz_factor&oldid=1355686906
  • J. Forshaw and G. Smith, Dynamics and Relativity, John Wiley & Sons, 2014, p. 118.
  • J. D. Jackson, Kinematics, Particle Data Group review, 2005 (rapidity, p. 7). https://pdg.lbl.gov/2005/reviews/kinemarpp.pdf
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Analysis·Captain: Lucas

The Lenz Coincidence: 6π56\pi^56π5 and the Proton-to-Electron Mass RatioTextbook

Motivation

The proton-to-electron mass ratio μ=mp/me\mu = m_p/m_eμ=mp​/me​ is a dimensionless constant of nature; the CODATA 2022 recommended value is

μ=1836.152673426(32),\mu = 1836.152673426(32),μ=1836.152673426(32),

the parenthesised digits being the standard uncertainty on the last two places, i.e. a relative standard uncertainty of 1.7×10−111.7\times10^{-11}1.7×10−11 (NIST CODATA).

In a two-sentence note in Physical Review in 1951, Friedrich Lenz observed that the then best experimental value, 1836.12±0.051836.12 \pm 0.051836.12±0.05, is matched almost exactly by the closed-form expression 6π56\pi^56π5. The observation is regarded as a numerical coincidence rather than a physical relation: measurement precision has improved by roughly nine orders of magnitude since 1951, and at today's precision the two numbers are close but demonstrably different. This mission fixes that statement as a machine-checked one — it asks for rational enclosures of 6π56\pi^56π5 sharp enough to decide the comparison in both directions: agreement with the 1951 datum, disagreement with the modern one.

The mathematics is elementary. The content is entirely in the rigour of the numerics: certified rational enclosures of a transcendental quantity rather than floating-point evaluations.

Setting

Throughout, all quantities are real numbers.

  • L:=6π5L := 6\pi^5L:=6π5 is Lenz's expression (lenzExpression in the formal development), with π\piπ the usual circle constant.
  • μ2022:=1836.152673426\mu_{2022} := 1836.152673426μ2022​:=1836.152673426 is the CODATA 2022 value of the mass ratio (codataValue), and u2022:=3.2×10−8u_{2022} := 3.2\times10^{-8}u2022​:=3.2×10−8 its standard uncertainty (codataUncertainty), the "(32)" attached to the last two digits.
  • μ1951:=1836.12\mu_{1951} := 1836.12μ1951​:=1836.12 is the experimental value available to Lenz (lenz1951Measurement) and u1951:=0.05u_{1951} := 0.05u1951​:=0.05 its quoted uncertainty (lenz1951Uncertainty).

These five constants are exactly the numbers appearing in the source; no physical model, no unit system and no dimensional analysis enters the mission. A "mass ratio" is modelled simply as a quotient mp/mem_p/m_emp​/me​ of two reals.

Formalization targets

Goal

For all reals mp,mem_p, m_emp​,me​ with mp/me=μ2022m_p/m_e = \mu_{2022}mp​/me​=μ2022​:

mp/me≠L,∣mp/me−L∣>106 u2022,1.88×10−5<mp/me−Lmp/me<1.89×10−5,m_p/m_e \neq L,\qquad |m_p/m_e - L| > 10^6\,u_{2022},\qquad 1.88\times10^{-5} < \frac{m_p/m_e - L}{m_p/m_e} < 1.89\times10^{-5},mp​/me​=L,∣mp​/me​−L∣>106u2022​,1.88×10−5<mp​/me​mp​/me​−L​<1.89×10−5,

while at the same time

∣L−μ1951∣<u1951.|L - \mu_{1951}| < u_{1951}.∣L−μ1951​∣<u1951​.

The goal deliberately packages both halves of the historical statement: Lenz's expression is inside the 1951 error bar and outside the 2022 one by more than a million standard uncertainties. The constants 10610^6106, 1.88×10−51.88\times10^{-5}1.88×10−5 and 1.89×10−51.89\times10^{-5}1.89×10−5 are stated with slack — the true values are about 1.08×1061.08\times10^61.08×106 and 1.8825×10−51.8825\times10^{-5}1.8825×10−5 — so the goal does not depend on the last digits quoted by any one source.

Supporting levels

306.019684<π5<306.019685,1836.1181<6π5<1836.11811.306.019684 < \pi^5 < 306.019685, \qquad 1836.1181 < 6\pi^5 < 1836.11811.306.019684<π5<306.019685,1836.1181<6π5<1836.11811.

Note that the second window must be narrower than 10−410^{-4}10−4: an enclosure of 6π56\pi^56π5 of width 10−410^{-4}10−4 is not sharp enough to imply the relative-deviation bounds of the goal, whose window has absolute width about 1.8×10−31.8\times10^{-3}1.8×10−3 but is centred 0.03460.03460.0346 away from μ2022\mu_{2022}μ2022​.

Significance

The result itself. The claim "6π5≠μ6\pi^5 \ne \mu6π5=μ" is quoted in reference works but is normally supported only by decimal expansions computed in floating point. What this mission produces is a certified version: enclosures of π5\pi^5π5 and 6π56\pi^56π5 with rational endpoints, verified by the kernel, separating Lenz's expression from the measured constant by more than a million standard uncertainties, together with the complementary fact that the same number is consistent with the 1951 datum — which is why the coincidence was reported in the first place.

Formalizing it. Status honesty: none of this is open mathematics, and the numerical facts are standard. Mathlib already provides 20-digit bounds for π\piπ (Real.pi_gt_d20, Real.pi_lt_d20) as well as the Real.pi_gt_sqrtTwoAddSeries / Real.pi_lt_sqrtTwoAddSeries machinery behind them, so the enclosures are reachable by monotonicity of x↦x5x \mapsto x^5x↦x5 on the nonnegative reals plus rational arithmetic. The mission's value is a clean, reusable formal record of a frequently quoted numerical comparison, not a new theorem. Contributions that go beyond a first proof — sharper enclosures, a general lemma bounding πn\pi^nπn, or comparisons against other quoted values of the ratio — are welcome.

Difficulty

This is an easy mission by design; the one place a first attempt goes wrong is precision bookkeeping.

  • The commonly used six-digit bounds 3.141592<π<3.1415933.141592 < \pi < 3.1415933.141592<π<3.141593 propagate to an uncertainty of about ±1.5×10−3\pm 1.5\times10^{-3}±1.5×10−3 in 6π56\pi^56π5, which decides the comparison with μ1951\mu_{1951}μ1951​ but is two orders of magnitude too coarse for the goal's relative-deviation window. The 20-digit bounds are needed.
  • The relative-deviation bounds are the binding constraint: they require an enclosure of 6π56\pi^56π5 of width about 10−510^{-5}10−5, not the 10−410^{-4}10−4 that a first draft naturally writes down.
  • Raising an enclosure of π\piπ to the fifth power multiplies the relative error by about 555; the input enclosure must be tighter than the target by that factor.

Formalization scope

All statements are over ℝ. The constants are published as a single definition file; lenzExpression is noncomputable since it mentions Real.pi. Decimal literals such as 1836.152673426 denote exact real numbers (the corresponding rationals), not floating-point approximations. Inequalities are strict throughout, and comparisons are stated with absolute values so that no sign convention is hidden.

The goal quantifies over two reals mp,mem_p, m_emp​,me​ subject only to mp/me=μ2022m_p/m_e = \mu_{2022}mp​/me​=μ2022​; no positivity is assumed, since the hypothesis already pins the quotient, and the hypothesis is satisfiable (e.g. me=1m_e = 1me​=1), so the statement is not vacuous. No measurement-theoretic notion of "uncertainty" is formalized: u2022u_{2022}u2022​ and u1951u_{1951}u1951​ are plain real constants appearing in the stated inequalities.

A complete development needs only Mathlib's Real.pi bound API and norm_num/linarith. The enclosure of π5\pi^5π5 is the one piece reusable beyond this mission.

Selected references

  • F. Lenz, The Ratio of Proton and Electron Masses, Physical Review 82 (1951) 554. doi:10.1103/PhysRev.82.554.2
  • CODATA 2022, proton-electron mass ratio, NIST Reference on Constants, Units, and Uncertainty. physics.nist.gov
  • Wikipedia, Proton-to-electron mass ratio, revision 1371273020. link
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Captain: Lucas

Reynolds Number: the Unique Dimensionless Group of a Viscous FlowTextbook

Motivation

Engineers deciding whether a pipe flow will be smooth or turbulent, whether a wind-tunnel model at 1/20 scale reproduces the flow over a full-size wing, or how fast a sand grain settles in water, all reduce the question to a single number. The Reynolds number Re\mathrm{Re}Re is that number: the ratio of inertial to viscous forces in a flow. It was introduced as a similarity parameter by George Stokes in 1851, popularised by Osborne Reynolds's 1883 pipe experiments, and named by Arnold Sommerfeld in 1908.

What makes Re\mathrm{Re}Re more than a convenient abbreviation is a mathematical fact: among the four quantities that describe a simple viscous flow — density, velocity, a characteristic length and viscosity — the Reynolds number is the only dimensionless combination, up to taking powers. Everything a dimensional analysis can say about such a flow is therefore a statement about Re\mathrm{Re}Re alone. This mission formalises that uniqueness claim, together with the standard algebraic identities that surround it in engineering practice.

Setting

Work with four real parameters of a flow:

  • ρ>0\rho > 0ρ>0, the density of the fluid (SI: kg m−3\mathrm{kg\,m^{-3}}kgm−3);
  • uuu, the flow velocity (m s−1\mathrm{m\,s^{-1}}ms−1);
  • L>0L > 0L>0, a characteristic length (m\mathrm{m}m);
  • μ>0\mu > 0μ>0, the dynamic viscosity (Pa s=kg m−1s−1\mathrm{Pa\,s} = \mathrm{kg\,m^{-1}s^{-1}}Pas=kgm−1s−1).

The Reynolds number is

Re(ρ,u,L,μ)  =  ρuLμ,\mathrm{Re}(\rho,u,L,\mu) \;=\; \frac{\rho u L}{\mu},Re(ρ,u,L,μ)=μρuL​,

and the kinematic viscosity is ν=μ/ρ\nu = \mu/\rhoν=μ/ρ, so that Re=uL/ν\mathrm{Re} = uL/\nuRe=uL/ν.

For duct flow one further needs the hydraulic diameter DH=4A/PD_H = 4A/PDH​=4A/P, where AAA is the cross-sectional area of the duct and PPP its wetted perimeter — the part of the boundary in contact with the fluid.

Dimensional analysis is modelled explicitly. In the mass–length–time system the four parameters carry the dimensions

[ρ]=ML−3,[u]=LT−1,[L]=L,[μ]=ML−1T−1.[\rho] = ML^{-3},\quad [u] = LT^{-1},\quad [L] = L,\quad [\mu] = ML^{-1}T^{-1}.[ρ]=ML−3,[u]=LT−1,[L]=L,[μ]=ML−1T−1.

For real exponents a,b,c,da,b,c,da,b,c,d the monomial ρaubLcμd\rho^{a}u^{b}L^{c}\mu^{d}ρaubLcμd therefore has dimension MαLβTγM^{\alpha}L^{\beta}T^{\gamma}MαLβTγ with

α=a+d,β=−3a+b+c−d,γ=−b−d,\alpha = a+d,\qquad \beta = -3a+b+c-d,\qquad \gamma = -b-d,α=a+d,β=−3a+b+c−d,γ=−b−d,

and the monomial is called dimensionless when (α,β,γ)=(0,0,0)(\alpha,\beta,\gamma) = (0,0,0)(α,β,γ)=(0,0,0). These three linear forms are what the mission's dimExponents and Dimensionless record.

Target

The goal theorem is the uniqueness of the Reynolds number as a dimensionless group. For positive ρ,u,L,μ\rho, u, L, \muρ,u,L,μ and real exponents a,b,c,da,b,c,da,b,c,d:

ρaubLcμd is dimensionless  ⟺  ∃ s∈R:(a,b,c,d)=s (1,1,1,−1)  and  ρaubLcμd=Re(ρ,u,L,μ)s.\rho^{a}u^{b}L^{c}\mu^{d} \text{ is dimensionless} \iff \exists\, s\in\mathbb{R}: (a,b,c,d) = s\,(1,1,1,-1) \ \text{ and }\ \rho^{a}u^{b}L^{c}\mu^{d} = \mathrm{Re}(\rho,u,L,\mu)^{s}.ρaubLcμd is dimensionless⟺∃s∈R:(a,b,c,d)=s(1,1,1,−1)  and  ρaubLcμd=Re(ρ,u,L,μ)s.

The milestones are the supporting statements, ordered as they appear in the source:

  1. Re\mathrm{Re}Re is invariant under a change of the mass, length and time units: Re(ρml−3, ult−1, Ll, μml−1t−1)=Re(ρ,u,L,μ)\mathrm{Re}(\rho m l^{-3},\, u l t^{-1},\, L l,\, \mu m l^{-1} t^{-1}) = \mathrm{Re}(\rho,u,L,\mu)Re(ρml−3,ult−1,Ll,μml−1t−1)=Re(ρ,u,L,μ) for all m,l,t>0m,l,t>0m,l,t>0.
  2. Re=uL/ν\mathrm{Re} = uL/\nuRe=uL/ν with ν=μ/ρ\nu = \mu/\rhoν=μ/ρ.
  3. Buckingham π\piπ: the exponent vectors of dimensionless monomials form the line spanned by (1,1,1,−1)(1,1,1,-1)(1,1,1,−1).
  4. Pipe flow: with mean velocity u=Q/Au = Q/Au=Q/A, one has Re=QDH/(νA)=WDH/(μA)\mathrm{Re} = QD_H/(\nu A) = W D_H/(\mu A)Re=QDH​/(νA)=WDH​/(μA), where QQQ is the volumetric flow rate and W=ρQW = \rho QW=ρQ the mass flow rate.
  5. Circular pipe: 4A/P=D4A/P = D4A/P=D when A=πD2/4A = \pi D^{2}/4A=πD2/4 and P=πDP = \pi DP=πD.
  6. Annular duct: 4A/P=Do−Di4A/P = D_o - D_i4A/P=Do​−Di​ when A=π(Do2−Di2)/4A = \pi(D_o^{2}-D_i^{2})/4A=π(Do2​−Di2​)/4 and P=π(Do+Di)P = \pi(D_o+D_i)P=π(Do​+Di​).
  7. Nondimensionalised Navier–Stokes: the viscous term's coefficient satisfies μ/(ρLV)=1/Re(ρ,V,L,μ)\mu/(\rho L V) = 1/\mathrm{Re}(\rho,V,L,\mu)μ/(ρLV)=1/Re(ρ,V,L,μ).

Significance

The result itself. The uniqueness statement is the reason dynamic similitude works at all: two geometrically similar flows of a Newtonian, incompressible fluid that share a Reynolds number cannot be distinguished by any dimensionless monomial in ρ,u,L,μ\rho, u, L, \muρ,u,L,μ, which is why a scale model in a wind tunnel is informative about the full-size object. It also explains the shape of engineering correlations: drag coefficients, friction factors and settling laws are tabulated as functions of a single variable, Re\mathrm{Re}Re, rather than of four. The pipe-flow and hydraulic-diameter milestones are the bookkeeping that lets the same number be computed from whatever data a practitioner actually has — volumetric or mass flow rate, circular or annular cross section.

Formalizing it. None of these statements is open mathematics; each is a short computation, and the mission's value is in fixing a faithful formal model of dimensional analysis for this system and checking that the textbook identities hold in it exactly as stated, with the boundary conditions (μ≠0\mu \neq 0μ=0, P≠0P \neq 0P=0, Di<DoD_i < D_oDi​<Do​) made explicit rather than assumed silently. The mission is therefore suitable as an entry point: it produces a small reusable layer — a dimension-exponent model and the Reynolds number itself — on which sharper fluid-dynamical formalizations can build. It does not attempt any part of the physics of transition to turbulence; the critical values ReD≈2300\mathrm{Re}_D \approx 2300ReD​≈2300 and Rex≈5×105\mathrm{Re}_x \approx 5\times 10^{5}Rex​≈5×105 quoted in the source are experimental observations, not theorems, and are deliberately excluded.

Difficulty

The mathematical content is elementary linear algebra and field arithmetic; the difficulty is entirely in the modelling. Two traps are worth naming. First, division in Lean is total: x/0=0x/0 = 0x/0=0, so a statement about Re\mathrm{Re}Re that omits μ>0\mu > 0μ>0 may still be provable while asserting nothing physical. Every statement here carries its positivity hypotheses explicitly for that reason. Second, the uniqueness claim is only true for monomials: an arbitrary dimensionless function of the four parameters is a function of Re\mathrm{Re}Re, but the formal statement quantifies over exponent vectors, and the equivalence with Res\mathrm{Re}^{s}Res uses real powers of positive reals.

Formalization scope

All quantities are real numbers, not elements of a dimensioned type; the dimensional content is carried by the explicit exponent map dimExponents, which returns the triple of mass, length and time exponents in that order. Dimensionless a b c d is the proposition that this triple is (0,0,0)(0,0,0)(0,0,0) — a linear condition on the exponents, with no positivity hypothesis on the parameters.

In the goal theorem the powers ρa,ub,Lc,μd\rho^{a}, u^{b}, L^{c}, \mu^{d}ρa,ub,Lc,μd and Res\mathrm{Re}^{s}Res are real powers (Real.rpow), which is why ρ,u,L,μ\rho, u, L, \muρ,u,L,μ are all assumed strictly positive there. The milestone statements use ordinary arithmetic and assume only the positivity each identity needs.

A trivializing reading is ruled out as follows: the goal is an iff whose right-hand side pins the exponent vector and the value of the monomial, so it cannot be satisfied vacuously; and the unit-rescaling milestone quantifies over all positive m,l,tm, l, tm,l,t, so it is not a statement about one convenient choice of units.

A complete development needs only Mathlib's real arithmetic and Real.rpow API. The definition file is reusable: the Reynolds number, kinematic viscosity and hydraulic diameter are the standard entry points for any later formalization of duct flow, similitude or drag correlations. Contributions extending the model — other dimensionless groups (Prandtl, Nusselt, Froude) expressed in the same exponent framework, or a general Buckingham π\piπ theorem for an arbitrary dimension matrix — are welcome.

Selected references

  • Osborne Reynolds, "An experimental investigation of the circumstances which determine whether the motion of water shall be direct or sinuous, and of the law of resistance in parallel channels", Philosophical Transactions of the Royal Society 174 (1883), 935–982. DOI: 10.1098/rstl.1883.0029
  • Edgar Buckingham, "On physically similar systems; illustrations of the use of dimensional equations", Physical Review 4 (1914), 345–376. DOI: 10.1103/PhysRev.4.345
  • "Reynolds number", Wikipedia — the source text this mission formalises: https://en.wikipedia.org/wiki/Reynolds_number
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Algebra·Captain: Lucas

Brown-Gabrielse Invariance Theorem for an Imperfect Penning TrapResearch Paper

Motivation

The most precisely measured property of an elementary particle is the magnetic moment of the electron. The 2022 Northwestern measurement of Fan, Myers, Sukra and Gabrielse (arXiv:2209.13084) reports −μ/μB=g/2=1.001 159 652 180 59 (13)-\mu/\mu_B=g/2=1.001\,159\,652\,180\,59\,(13)−μ/μB​=g/2=1.00115965218059(13), and, combined with the Standard-Model prediction, α−1=137.035 999 166 (15)\alpha^{-1}=137.035\,999\,166\,(15)α−1=137.035999166(15). Those numbers are experimental results, not theorems, and nothing in this mission asserts them.

What is a theorem is the piece of mathematics the measurement rests on. A single electron is held in a Penning trap: a uniform magnetic field plus an electrostatic quadrupole potential. The quantity the experiment needs is the free-space cyclotron frequency νc=eB/(2πm)\nu_c=eB/(2\pi m)νc​=eB/(2πm), but what a trap lets you observe are its three normal-mode frequencies — the trap-modified cyclotron frequency νˉc\bar\nu_cνˉc​, the axial frequency νˉz\bar\nu_zνˉz​, and the magnetron frequency νˉm\bar\nu_mνˉm​. A real apparatus is never perfect: the magnetic field is tilted relative to the axis of the potential, and the potential is elliptically distorted. The invariance theorem of Brown and Gabrielse (Phys. Rev. A 25, 2423 (1982)), quoted as Eq. (4) of the measurement paper, says that a particular combination of the three observed frequencies is completely insensitive to both imperfections:

νc=νˉc2+νˉz2+νˉm2.\nu_c=\sqrt{\bar\nu_c^{2}+\bar\nu_z^{2}+\bar\nu_m^{2}}.νc​=νˉc2​+νˉz2​+νˉm2​​.

This is what makes a part-per-trillion measurement possible with an imperfect trap, and it is the object of this mission.

Setting

Work in R3\mathbb{R}^3R3. A particle of charge qqq and mass mmm sits in a uniform magnetic field B=B b\mathbf B=B\,bB=Bb with bbb a unit vector, and in the static field of a quadratic electrostatic potential. Dividing the Hessian of that potential by the mass gives a real 3×33\times33×3 matrix KKK, and the equation of motion of the particle is linear:

r′′(t)  =  −K r(t)  +  ωc (r′(t)×b),ωc=qBm.r''(t)\;=\;-K\,r(t)\;+\;\omega_c\,\big(r'(t)\times b\big),\qquad \omega_c=\frac{qB}{m}.r′′(t)=−Kr(t)+ωc​(r′(t)×b),ωc​=mqB​.

Two properties of KKK carry all the physics of the trap: KKK is symmetric, because it is a Hessian, and traceless, because the potential satisfies Laplace's equation in the vacuum region where the particle moves. Beyond that, KKK is arbitrary — an arbitrary KKK is exactly what "the axis of the potential is tilted relative to bbb, and the potential is elliptically distorted" means, so no separate tilt angle or ellipticity parameter appears anywhere.

Substituting the ansatz r(t)=u e−iωtr(t)=u\,e^{-i\omega t}r(t)=ue−iωt with u∈C3u\in\mathbb{C}^3u∈C3 turns the equation of motion into the linear system M(ω) u=0M(\omega)\,u=0M(ω)u=0, where

M(ω)  =  K−ω2I−i ω ωc C(b),C(b)=(0−b3b2b30−b1−b2b10)M(\omega)\;=\;K-\omega^{2}I-i\,\omega\,\omega_c\,C(b), \qquad C(b)=\begin{pmatrix}0&-b_3&b_2\\ b_3&0&-b_1\\ -b_2&b_1&0\end{pmatrix}M(ω)=K−ω2I−iωωc​C(b),C(b)=​0b3​−b2​​−b3​0b1​​b2​−b1​0​​

is the matrix of u↦b×uu\mapsto b\times uu↦b×u. A frequency ω\omegaω is a normal mode of the trap precisely when det⁡M(ω)=0\det M(\omega)=0detM(ω)=0. The three eigenfrequencies of the trap, written ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​ (angular versions of νˉc,νˉz,νˉm\bar\nu_c,\bar\nu_z,\bar\nu_mνˉc​,νˉz​,νˉm​), are the non-negative solutions of that equation.

Target

The goal is the invariance theorem in the form: if the three numbers ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​ are the eigenfrequencies of the trap, in the sense that

det⁡M(ω)=−(ω2−ωˉc2)(ω2−ωˉz2)(ω2−ωˉm2)for all ω∈R,\det M(\omega)=-\big(\omega^{2}-\bar\omega_c^{2}\big)\big(\omega^{2}-\bar\omega_z^{2}\big)\big(\omega^{2}-\bar\omega_m^{2}\big)\quad\text{for all }\omega\in\mathbb{R},detM(ω)=−(ω2−ωˉc2​)(ω2−ωˉz2​)(ω2−ωˉm2​)for all ω∈R,

then, for every symmetric traceless KKK and every unit vector bbb,

ωˉc2+ωˉz2+ωˉm2  =  ωc2.\bar\omega_c^{2}+\bar\omega_z^{2}+\bar\omega_m^{2}\;=\;\omega_c^{2}.ωˉc2​+ωˉz2​+ωˉm2​=ωc2​.

The milestones are the three steps of the argument, in increasing order of dependence:

  1. Mode equation. The exponential ansatz solves the equation of motion at every time if and only if its amplitude lies in the kernel of M(ω)M(\omega)M(ω). This is what makes M(ω)M(\omega)M(ω) the right object to take determinants of.
  2. Characteristic polynomial. For symmetric KKK, det⁡M(ω)\det M(\omega)detM(ω) is real and depends on ω\omegaω only through ω2\omega^2ω2: it equals −q(ω2)-q(\omega^2)−q(ω2) with q(λ)=det⁡(λI−K)−ωc2λ(λ⟨b,b⟩−⟨b,Kb⟩)q(\lambda)=\det(\lambda I-K)-\omega_c^{2}\lambda(\lambda\langle b,b\rangle-\langle b,Kb\rangle)q(λ)=det(λI−K)−ωc2​λ(λ⟨b,b⟩−⟨b,Kb⟩).
  3. Ideal trap. For K=diag⁡(−ωz2/2,−ωz2/2,ωz2)K=\operatorname{diag}(-\omega_z^2/2,-\omega_z^2/2,\omega_z^2)K=diag(−ωz2​/2,−ωz2​/2,ωz2​), b=(0,0,1)b=(0,0,1)b=(0,0,1) and ωc2≥2ωz2\omega_c^2\ge 2\omega_z^2ωc2​≥2ωz2​, the determinant factors explicitly, with eigenfrequencies (ωc±ωc2−2ωz2)/2(\omega_c\pm\sqrt{\omega_c^2-2\omega_z^2})/2(ωc​±ωc2​−2ωz2​​)/2 and ωz\omega_zωz​.

Significance

The result. The invariance theorem is why the electron magnetic moment can be measured to 0.130.130.13 parts per trillion in an apparatus whose magnetic field and electrode axis are not, and cannot be, exactly aligned. Without it, every misalignment and every elliptic distortion would enter the extracted νc\nu_cνc​ as a systematic error, and the frequency ratio νa/νc\nu_a/\nu_cνa​/νc​ that gives g/2g/2g/2 would have to be corrected with a model of the imperfections rather than being invariant under them.

Formalizing it. The theorem is a short, completely classical piece of linear algebra — the point of formalizing it is to have the frequency-metrology identity available as a machine-checked statement, together with a reusable model of linear motion in crossed electric and magnetic fields (the mode matrix, its characteristic cubic, and the correspondence between the exponential ansatz and the kernel of the mode matrix).

Status — please read before treating this as open. All four statements in this proposal have been proved by the drafting agent on a local Lean 4.28 / Mathlib installation; the proofs are deliberately not uploaded, so the platform statements are genuinely open here, but this is a formalization-transfer mission, not an open research problem. Milestone 3 is included precisely so that the goal's factorization hypothesis is known to be satisfiable and the goal is not vacuously true. The statements themselves were additionally compiled in this platform's default Lean environment before this proposal was assembled.

Difficulty

The obvious first idea — solve det⁡M(ω)=0\det M(\omega)=0detM(ω)=0 and add up the roots — is exactly the thing not to do: for a tilted, elliptically distorted trap the three eigenfrequencies have no usable closed form. The whole content of the theorem is that the sum of their squares is the coefficient of ω4\omega^4ω4 in the characteristic polynomial and therefore needs no root formula at all: it is Vieta plus the two structural facts tr⁡K=0\operatorname{tr}K=0trK=0 and ⟨b,b⟩=1\langle b,b\rangle=1⟨b,b⟩=1. The work in Lean is consequently not analysis but bookkeeping: computing a 3×33\times33×3 determinant with complex off-diagonal entries and extracting one coefficient of the resulting cubic in ω2\omega^2ω2. The one place real care is needed is the mode-equation milestone, where derivatives of complex-valued functions of a real variable must be handled honestly.

Formalization scope

Conventions fixed by the Lean statements, and not visible in the prose:

  1. Vectors are functions on a three-element index set and matrices are 3×33\times33×3; no abstract inner-product space is used.
  2. KKK is an arbitrary real matrix in the definitions; symmetry and tracelessness are hypotheses on the individual theorems, not part of the model.
  3. "Unit vector" is the algebraic condition ⟨b,b⟩=1\langle b,b\rangle=1⟨b,b⟩=1; no norm is used.
  4. The magnetic term is −i ω ωc C(b)-i\,\omega\,\omega_c\,C(b)−iωωc​C(b) with C(b)u=b×uC(b)u=b\times uC(b)u=b×u, i.e. the sign convention is fixed by the ansatz r(t)=u e−iωtr(t)=u\,e^{-i\omega t}r(t)=ue−iωt and the force ωc (r′×b)\omega_c\,(r'\times b)ωc​(r′×b).
  5. "The eigenfrequencies are ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​" is formalized as the functional identity det⁡M(ω)=−(ω2−ωˉc2)(ω2−ωˉz2)(ω2−ωˉm2)\det M(\omega)=-(\omega^2-\bar\omega_c^2)(\omega^2-\bar\omega_z^2)(\omega^2-\bar\omega_m^2)detM(ω)=−(ω2−ωˉc2​)(ω2−ωˉz2​)(ω2−ωˉm2​) for all real ω\omegaω — that is, as a factorization with multiplicity, not as a set of solutions of det⁡M(ω)=0\det M(\omega)=0detM(ω)=0, which would not pin down multiplicities and would make the sum rule false in degenerate cases.
  6. No sign conditions are imposed on ωˉc,ωˉz,ωˉm\bar\omega_c,\bar\omega_z,\bar\omega_mωˉc​,ωˉz​,ωˉm​; the conclusion involves only their squares.
  7. Nothing in this mission formalizes any measured quantity: g/2g/2g/2, α\alphaα, and the frequencies of the actual apparatus appear only as motivation.

Only Mathlib is needed: matrices over R\mathbb{R}R and C\mathbb{C}C, determinants of 3×33\times33×3 matrices, the cross product, and derivatives of complex-valued functions of a real variable. The definitions are reusable for any linear-motion-in-a-magnetic-field problem.

Selected references

  • X. Fan, T. G. Myers, B. A. D. Sukra, G. Gabrielse, Measurement of the Electron Magnetic Moment, Phys. Rev. Lett. 130, 071801 (2023), arXiv:2209.13084 — Eq. (4) is the statement formalized here.
  • L. S. Brown, G. Gabrielse, Precision spectroscopy of a charged particle in an imperfect Penning trap, Phys. Rev. A 25, 2423 (1982), doi:10.1103/PhysRevA.25.2423 — the original invariance theorem.
  • L. S. Brown, G. Gabrielse, Geonium theory: Physics of a single electron or ion in a Penning trap, Rev. Mod. Phys. 58, 233 (1986), doi:10.1103/RevModPhys.58.233 — the trap eigenfrequencies and the hierarchy νˉc≫νˉz≫νˉm\bar\nu_c\gg\bar\nu_z\gg\bar\nu_mνˉc​≫νˉz​≫νˉm​.
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Algebra·Captain: Lucas

Koide Mass Relation: Exact Algebraic ContentResearch Paper

Motivation

In 1982 Yoshio Koide, searching for an empirical formula for the Cabibbo angle, noticed that the three charged-lepton masses satisfy

me+mμ+mτ  =  23(me+mμ+mτ)2.m_e + m_\mu + m_\tau \;=\; \frac{2}{3}\left(\sqrt{m_e}+\sqrt{m_\mu}+\sqrt{m_\tau}\right)^2 .me​+mμ​+mτ​=32​(me​​+mμ​​+mτ​​)2.

With the present-day values me=0.510998910±0.000000013m_e = 0.510998910 \pm 0.000000013me​=0.510998910±0.000000013 MeV, mμ=105.6583663±0.0000038m_\mu = 105.6583663 \pm 0.0000038mμ​=105.6583663±0.0000038 MeV and mτ=1776.99±0.29m_\tau = 1776.99 \pm 0.29mτ​=1776.99±0.29 MeV, the dimensionless ratio on the left over the bracket on the right equals 0.666667±0.0000160.666667 \pm 0.0000160.666667±0.000016 — the value 23\tfrac{2}{3}32​ to five digits. Whether this is numerology or a shadow of flavour physics beyond the Standard Model is an open physics question; what is not open, and what this mission is about, is the exact mathematical content of the relation: which triples of nonnegative reals satisfy it, what its polynomial (square-root-free) consequences are, and what its geometric reading is.

The material formalized here is Chapter 3 ("A Mass Relation") of F. Goffinet's 2008 doctoral thesis A bottom-up approach to fermion masses (Université catholique de Louvain), which collects the algebraic and geometric properties of the relation and proposes a mixing-matrix generalization. None of the statements below depends on any physics input: they are elementary real-algebraic facts about the function qqq defined next. The physics enters only in which numbers one plugs in.

Setting

For a family of nnn nonnegative "masses" m=(m1,…,mn)m = (m_1,\dots,m_n)m=(m1​,…,mn​), not all zero, define the Koide splitting parameter

q(m)  =  ∑imi(∑imi)2.q(m) \;=\; \frac{\sum_{i} m_i}{\bigl(\sum_i \sqrt{m_i}\bigr)^{2}} .q(m)=(∑i​mi​​)2∑i​mi​​.

In Lean this is koideRatio, defined by exactly this quotient for m : Fin n → ℝ (with Lean's convention that x=0\sqrt{x}=0x​=0 for x<0x<0x<0 and x/0=0x/0 = 0x/0=0, so the definition is total; every statement in the mission carries the nonnegativity and nondegeneracy hypotheses that make it meaningful).

Two further objects from the chapter are formalized alongside it.

  • The degeneracy angle. Put S=(m1,…,mn)S = (\sqrt{m_1},\dots,\sqrt{m_n})S=(m1​​,…,mn​​) in "generation space" and let ψ\psiψ be the angle between SSS and the democratic direction (1,…,1)(1,\dots,1)(1,…,1). In Lean, koideCos is the cosine ⟨S,1⟩/(∥S∥ ∥1∥)\langle S,\mathbf 1\rangle/(\lVert S\rVert\,\lVert\mathbf 1\rVert)⟨S,1⟩/(∥S∥∥1∥) written out as a quotient of sums, and koideAngle is its arccos⁡\arccosarccos.
  • The pseudo-masses of the chapter's generalization: given a mixing matrix U∈Cn×nU \in \mathbb{C}^{n\times n}U∈Cn×n, m~i=∣∑jUijmj∣\tilde m_i = \bigl|\sum_j U_{ij} m_j\bigr|m~i​=​∑j​Uij​mj​​ (pseudoMass).

Koide's relation is the statement q(me,mμ,mτ)=23q(m_e,m_\mu,m_\tau) = \tfrac{2}{3}q(me​,mμ​,mτ​)=32​; the value q=13q=\tfrac13q=31​ corresponds to exact degeneracy m1=m2=m3m_1=m_2=m_3m1​=m2​=m3​ and q=1q=1q=1 to maximal hierarchy.

Target

The goal theorem is the exact solution of the relation for the third mass. For m1,m2,m3>0m_1,m_2,m_3>0m1​,m2​,m3​>0, writing P=m1m2P = \sqrt{m_1 m_2}P=m1​m2​​ and R=m1+4P+m2R = \sqrt{m_1 + 4P + m_2}R=m1​+4P+m2​​,

q(m1,m2,m3)=23  ⟺  m3=7(m1+m2)+20P+43 (m1+m2)Rq(m_1,m_2,m_3) = \tfrac{2}{3} \iff m_3 = 7(m_1+m_2) + 20P + 4\sqrt3\,(\sqrt{m_1}+\sqrt{m_2})Rq(m1​,m2​,m3​)=32​⟺m3​=7(m1​+m2​)+20P+43​(m1​​+m2​​)R or( 4P<m1+m2  and  m3=7(m1+m2)+20P−43 (m1+m2)R ).\textrm{or}\quad \bigl(\, 4P < m_1+m_2 \ \textrm{ and }\ m_3 = 7(m_1+m_2) + 20P - 4\sqrt3\,(\sqrt{m_1}+\sqrt{m_2})R \,\bigr).or(4P<m1​+m2​  and  m3​=7(m1​+m2​)+20P−43​(m1​​+m2​​)R).

This is equation (3.25) of the source, made precise: the "−-−" branch of (3.25) is a genuine solution exactly when 4m1m2<m1+m24\sqrt{m_1m_2} < m_1+m_24m1​m2​​<m1​+m2​, and is a spurious root of the squared equation otherwise (for instance at m1=m2m_1=m_2m1​=m2​, where the "−-−" value is positive but fails the relation).

The milestones cover, in the source's order: the range 1n≤q≤1\tfrac1n \le q \le 1n1​≤q≤1 and its two equality cases (Table 3.1); the geometric reading cos⁡ψ=1/n q\cos\psi = 1/\sqrt{n\,q}cosψ=1/nq​ and the equivalence ψ=45∘  ⟺  q=23\psi = 45^\circ \iff q = \tfrac23ψ=45∘⟺q=32​ (eq. (3.5)–(3.6), Fig. 3.1); the square-root-free polynomial consequence (eq. (3.24)) and its matrix form (eq. (3.30)); the failure of the converse (eqs. (3.26)–(3.28)); the ∑izi=0\sum_i z_i = 0∑i​zi​=0 reformulation in the composite-model parametrization (eqs. (3.18)–(3.22)); the τ\tauτ-mass prediction (eq. (3.4)); and the fact that the pseudo-mass extension (3.31)–(3.32) reduces to the original relation at U=IdU = \mathrm{Id}U=Id.

Significance

The result itself. The goal theorem turns an empirical numerical coincidence into a complete description of its solution set: given any two masses, it says exactly which third masses are admissible, and it separates the two roots by an explicit inequality. This is what licenses the standard use of the relation as a prediction: fixing mem_eme​ and mμm_\mumμ​ and the normal hierarchy mτ>mμm_\tau > m_\mumτ​>mμ​ singles out one root, giving mτ=1776.968874m_\tau = 1776.968874mτ​=1776.968874 MeV, a number two orders of magnitude more precise than the direct measurement (milestone on eq. (3.4)). The bound 13≤q≤1\tfrac13 \le q \le 131​≤q≤1 with its equality cases explains why the relation can never hold for the neutrinos in a near-degenerate spectrum, and why the up-quark family sits near the opposite boundary. The square-root-free form (3.24)/(3.30) is what any Lagrangian-level model must reproduce, since square roots of masses do not appear in a mass matrix; the failure of its converse is the price paid for removing them, and the mission pins that failure down with an explicit witness.

Formalizing it. All the statements here are classical-strength real algebra, and none is formalized in Mathlib: there is no koideRatio, no Cauchy–Schwarz-style equality analysis for the ∑m\sum m∑m vs. (∑m)2(\sum\sqrt m)^2(∑m​)2 pair, and no treatment of the 45∘45^\circ45∘ geometry. The mission produces a small reusable development — the parameter, its sharp bounds with equality cases, and its angle formulation — that any later formalization of mass-relation phenomenology can import. It also records, machine-checked, where the source text is imprecise: the "±\pm±" discussion after (3.25) and the claim that (3.1) has exactly two solutions for the third mass.

Difficulty

Nothing here needs heavy machinery, and everything here needs care with square roots.

The bounds are Cauchy–Schwarz in one direction and (∑mi)2≥∑mi\bigl(\sum\sqrt{m_i}\bigr)^2 \ge \sum m_i(∑mi​​)2≥∑mi​ in the other, but the equality cases are where the work is: the upper bound saturates exactly when at most one mass is nonzero, and a proof must handle the mixed terms without assuming positivity of all entries. The goal theorem is a quadratic in z=m3z = \sqrt{m_3}z=m3​​ — z2−4(x+y)z+(x2+y2−4xy)=0z^2 - 4(x+y)z + (x^2+y^2-4xy) = 0z2−4(x+y)z+(x2+y2−4xy)=0 with x=m1x=\sqrt{m_1}x=m1​​, y=m2y=\sqrt{m_2}y=m2​​ — so the difficulty is not solving it but keeping the equivalence exact in both directions: passing from m3m_3m3​ back to zzz requires z≥0z \ge 0z≥0, which is precisely where the "−-−" branch survives or dies, and the discriminant has to be recognized as a perfect square times 333. The obvious route of squaring the relation twice, as the source does to reach (3.24), is not reversible; a solver who squares must come back and discharge the sign conditions, and the counterexample milestone shows that the lost information is real.

Formalization scope

Masses are real numbers, not physical quantities with units, and are indexed by Fin n (Fin 3 for the three-generation statements); the mixing matrix in the pseudo-mass definition is complex, as in the source. koideRatio, koideCos, koideAngle and pseudoMass are total functions and rely on Lean's junk conventions outside their intended domain, so each statement carries its own hypotheses — nonnegativity of every entry and the existence of a strictly positive entry — rather than delegating them to the definitions. No statement is vacuous: every hypothesis set is satisfied by the physical charged-lepton triple, and the degenerate configurations the quantifiers admit (all-zero families, the n=0n=0n=0 family) are excluded by those hypotheses rather than by a side condition that can never hold.

The angle statements use Real.arccos and are stated for the cosine written out as an explicit quotient of sums, not through an inner-product-space instance; a solver is free to route the proof through EuclideanSpace if that is convenient. The matrix milestone uses Matrix.IsHermitian.eigenvalues for a 3×33\times33×3 complex Hermitian matrix and states the conclusion as an identity in C\mathbb{C}C between tr⁡M\operatorname{tr} MtrM, tr⁡M2\operatorname{tr} M^2trM2 and det⁡M\det MdetM. Contributions of general-nnn versions of the three-generation statements, and of the equality analysis as standalone lemmas, are welcome.

Selected references

  • F. Goffinet, A bottom-up approach to fermion masses, PhD thesis, Université catholique de Louvain, December 2008. Chapter 3, pp. 59–86. http://hdl.handle.net/2078.1/20873
  • Y. Koide, A fermion–boson composite model of quarks and leptons, Phys. Lett. B 120 (1983) 161–165. https://doi.org/10.1016/0370-2693(83)90644-5
  • Y. Koide, Challenge to the mystery of the charged lepton mass formula, https://arxiv.org/abs/hep-ph/0506247
  • R. Foot, A note on Koide's lepton mass relation, https://arxiv.org/abs/hep-ph/9402242 (the 45∘45^\circ45∘ geometric reading).
  • J.-M. Gérard, F. Goffinet, M. Herquet, A new look at an old mass relation, Phys. Lett. B 633 (2006) 563–566. https://arxiv.org/abs/hep-ph/0510289 (the pseudo-mass extension).
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