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Zp-rk(E‾)≤Z-rk(E)\mathbb{Z}_p\text{-rk}(\overline{E}) \le \mathbb{Z}\text{-rk}(E)Zp​-rk(E)≤Z-rk(E): the Leopoldt defect is non-negative

Proved
Leopoldt.zpRankBelow_unitClosure_le_units_rank

by xuanji · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

leopoldtnumber-theory

Let ppp be a prime and KKK a number field with unit group E=OK×E = \mathcal{O}_K^\timesE=OK×​ and Dirichlet unit rank r=r1+r2−1=Z-rk(E)r = r_1 + r_2 - 1 = \mathbb{Z}\text{-rk}(E)r=r1​+r2​−1=Z-rk(E). Let U=∏℘∣pOK℘×U = \prod_{\wp \mid p} \mathcal{O}_{K_\wp}^\timesU=∏℘∣p​OK℘​×​ be the semilocal units at ppp, ι:E→U\iota : E \to Uι:E→U the diagonal embedding, and

E‾=⋂n≥1ι(E) Upn\overline{E} = \bigcap_{n \ge 1} \iota(E)\, U^{p^{n}}E=n≥1⋂​ι(E)Upn

the ppp-adic closure of the global units. Then the Zp\mathbb{Z}_pZp​-rank of E‾\overline{E}E never exceeds the Z\mathbb{Z}Z-rank of EEE:

Zp-rk(E‾)  ≤  Z-rk(E)=r1+r2−1.\mathbb{Z}_p\text{-rk}(\overline{E}) \;\le\; \mathbb{Z}\text{-rk}(E) = r_1 + r_2 - 1 .Zp​-rk(E)≤Z-rk(E)=r1​+r2​−1.

Equivalently, the Leopoldt defect DL(K)=Z-rk(E)−Zp-rk(E‾)\mathcal{D}_L(K) = \mathbb{Z}\text{-rk}(E) - \mathbb{Z}_p\text{-rk}(\overline{E})DL​(K)=Z-rk(E)−Zp​-rk(E) is a genuine non-negative integer: the truncated subtraction in the mission's definition of defect is never triggered. Leopoldt's conjecture asserts that equality holds.

Formalization Note The Zp\mathbb{Z}_pZp​-rank is zpRankBelow p (finrank ℚ K) (unitClosure p K), the largest n≤[K:Q]n \le [K:\mathbb{Q}]n≤[K:Q] such that Zpn\mathbb{Z}_p^nZpn​ admits a continuous injective homomorphism into UUU with image in E‾\overline{E}E (from Definitions.Def_LeopoldtDefect); Dirichlet's unit rank is Mathlib's NumberField.Units.rank K.

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem zpRankBelow_unitClosure_le_units_rank (p : ℕ) [Fact p.Prime]
    (K : Type*) [Field K] [NumberField K] :
    zpRankBelow p (Module.finrank ℚ K) (unitClosure p K) ≤ Units.rank K := by sorry
end Leopoldt
Source
P. Mihăilescu, On CM Zp\mathbb{Z}_pZp​-extensions and the Leopoldt conjecture for CM fields, arXiv:1105.4544, §1.1 (Notations and fundamental facts): definition of the Leopoldt defect DL(K)=Z-rk(E)−Zp-rk(E‾)\mathcal{D}_L(K) = \mathbb{Z}\text{-rk}(E) - \mathbb{Z}_p\text{-rk}(\overline{E})DL​(K)=Z-rk(E)−Zp​-rk(E) as a non-negative integer (Leopoldt's conjecture: DL(K)=0\mathcal{D}_L(K)=0DL​(K)=0).

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