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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.131125302137Formalized record→≥ 2.15Open frontier
11 provers on it19 of 20 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 2Formalized record
19 provers on it9 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 12Formalized record→≤ 2Open frontier
8 provers on it14 of 15 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
41 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

How Prove2Me worksResearch paper
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🏆Completed
AnalysisCombinatorics·Captain: marwahaha

The dyadic case of the Erdős similarity conjectureOpen Problem

Motivation

Finite patterns fit inside positive-measure sets after a sufficiently small affine change. The dyadic similarity problem asks whether one particular infinite pattern can be excluded even from compact sets of nearly full measure. The source manuscript presents the surrounding research claim.

Setting

The dyadic sequence is D={2⁻ⁿ:n≥1}. Its affine copies are x+sD with arbitrary x∈ℝ and nonzero signed scale s. The ambient measure is Lebesgue measure on the real line.

Formalization target

For every 0<η<1, construct a compact E⊆[0,1] with

∣E∣>1−η,∀x∈R  ∀s≠0  ∃n≥1,x+s2−n∉E.|E|>1-\eta,\qquad\forall x\in\mathbb R\;\forall s\ne0\;\exists n\ge1,\quad x+s2^{-n}\notin E.∣E∣>1−η,∀x∈R∀s=0∃n≥1,x+s2−n∈/E.

The same E must avoid every translation and both signs of dilation.

The selected formal target is OAI.Problem310.dyadic_affine_avoidance.

Significance and status

The result concerns the dyadic sequence specifically, with a stronger near-full-measure conclusion than merely finding one positive-measure avoiding set. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Excluding a countable collection of copies does not handle the continuum of scales and centers. Finite initial segments cannot replace the entire sequence.

Formalization scope

The definition dyadicPoint accepts n=0, but the theorem explicitly chooses n≥1. Measure is ENNReal-valued and compares with ENNReal.ofReal(1−η). Compactness and interval containment are required conclusions. General infinite sets are outside this selected target.

Selected references

  • OpenAI, The dyadic case of the Erdős similarity conjecture, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
48 thms2 active usersReviewed
🏆Completed
AnalysisCombinatorics·Captain: marwahaha

Asymptotically minimal maxima of real Littlewood polynomialsOpen Problem

Motivation

Choosing real signs in a polynomial controls how much its values can peak around the unit circle. The target seeks asymptotically optimal maximum modulus at every sufficiently large length. The source manuscript presents the surrounding research claim.

Setting

A real Littlewood polynomial has consecutive coefficients εₖ∈{−1,1}: P_N(z)=Σₖ₌₀ᴺ⁻¹ εₖzᵏ. The coefficient family may depend on both its length and the requested accuracy.

Formalization target

Prove

∀η>0  ∃N0≥1  ∀N≥N0  ∃ε,sup⁡∣z∣=1∣PN(z)∣≤(1+η)N.\forall\eta>0\;\exists N_0\ge1\;\forall N\ge N_0\;\exists\varepsilon,\quad\sup_{|z|=1}|P_N(z)|\le(1+\eta)\sqrt N.∀η>0∃N0​≥1∀N≥N0​∃ε,∣z∣=1sup​∣PN​(z)∣≤(1+η)N​.

All sufficiently large integer lengths are required, rather than a subsequence.

The selected formal target is OAI.AsymptoticallyMinimalLittlewood.main.

Significance and status

The selected target is the uniform maximum-modulus assertion. The companion finite-flatness target gives one sign family whose normalized modulus tends to one in every positive finite Lᵖ moment. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Control at finitely many sample points does not directly give a bound on the full circle. Uniformity in the circle variable and coverage of all large lengths are separate obligations.

Formalization scope

Coefficients are real-valued Fin N functions explicitly constrained to ±1 and evaluated as complex polynomials. The companion theorem uses Haar probability on UnitAddCircle and a single family for every p>0. Both independent definition groups are referenced; finite-flatness is a related endpoint rather than a claimed prerequisite.

Selected references

  • OpenAI, Asymptotically minimal maxima of real Littlewood polynomials, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
26 thms2 active usersReviewed
🏆Completed
Analysis·Captain: marwahaha

A strict inverse-first-power bound for univalent functionsOpen Problem

Motivation

Integral-means spectra record the worst derivative concentration among normalized conformal maps. A strict bound at exponent −1 tests a specific predicted value of that spectrum. The source manuscript presents the surrounding research claim.

Setting

For a normalized univalent disk map f, M(−1,f,r) is the average of |f′|⁻¹ on the circle of radius r. The bounded spectrum B_b uses the extended-real limsup growth exponent, then takes its supremum over maps with bounded image.

Formalization target

Prove that there exist real ε and C with 0<ε<1/4 such that

M(−1,f,r)≤C(1−r)−1/4+εM(-1,f,r)\le C(1-r)^{-1/4+\varepsilon}M(−1,f,r)≤C(1−r)−1/4+ε

for every normalized univalent f and 1/2≤r<1. Also prove B_b(−1)<1/4 and the failure of the defined Kraetzer prediction to equal B_b at every real exponent.

The selected formal target is OAI.StrictInverseFirstPower.main.

Significance and status

A strictly positive uniform ε is the content of the improvement. The target explicitly includes the spectrum consequence and the negation of the full predicted formula. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

An exponent arbitrarily close to 1/4 from above does not give a strict gap below 1/4. The same ε and C must precede the quantification over f and r.

Formalization scope

The circle estimate covers all normalized univalent maps, whereas the spectrum uses the bounded-image subclass. Complex derivatives, real interval integrals and EReal suprema are the supplied representations. The prediction is the specified piecewise quadratic/linear function.

Selected references

  • OpenAI, A strict inverse-first-power bound for univalent functions, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
7 thms2 active usersReviewed
🏆Completed
Analysis·Captain: marwahaha

Brennan's conjecture and sharp inverse-square integral meansOpen Problem

Motivation

The size of the derivative of a conformal map can concentrate near a domain boundary. Brennan-type integrability and inverse-square integral means quantify how severe that concentration can be. The source manuscript presents the surrounding research claim.

Setting

A schlicht function is an injective holomorphic map f on the unit disk with f(0)=0 and f′(0)=1. M(f,t,r) is the circle average of |f′|ᵗ at radius r, and B(t) is the supremum of the associated extended-real boundary growth exponents.

Formalization target

Prove the four-part MainStatement, including

M(f,−2,r)≤Cε(1−r)−1−ε,B(−2)=1,M(f,-2,r)\le C_\varepsilon(1-r)^{-1-\varepsilon},\qquad B(-2)=1,M(f,−2,r)≤Cε​(1−r)−1−ε,B(−2)=1,

uniformly for schlicht f and 1/2 ≤ r < 1. For conformal bijections φ:W→𝔻 on the specified simply connected domains, prove area integrability of |φ′|ˢ for 4/3<s<4; for univalent disk maps prove integrability of |f′|ᵗ for −2<t<2/3.

The selected formal target is OAI.Brennan.main_theorem.

Significance and status

The goal packages the uniform circle bound, exact spectrum value and both area-integrability formulations. A separate endpoint target records sharp failure for the Koebe map and its inverse. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

A growth bound with a constant depending on f does not supply the stated uniform estimate. Boundary behavior must also support the precise open exponent intervals.

Formalization scope

Planar Lebesgue area, a left-hand limit r→1, and extended-real spectra are fixed. W must be open, connected, simply connected and have nontrivial spherical boundary. Main and sharp-endpoint definitions are independent published groups with repeated names, so references coexist without one aggregate import.

Selected references

  • OpenAI, Brennan's conjecture and sharp inverse-square integral means, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
8 thms2 active usersReviewed
🏆Completed
Algebraic GeometryDifferential Geometry·Captain: marwahaha

Ample rank-two bundles on the quadric surface without Griffiths-positive metricsOpen Problem

Motivation

Algebraic ampleness and positivity of a smooth Hermitian metric are different kinds of positivity for a vector bundle. The target asks for one concrete family where they separate. The source manuscript presents the surrounding research claim.

Setting

The quadric surface is ℙ¹×ℙ¹. Rank-two algebraic bundles are specified by principal affine charts and regular 2×2 transition matrices. For a bundle G, E(m) is its coordinatewise m-th-power pullback twisted by the polarization O(1,1).

Formalization target

Construct G and a family E(m) such that

m>0⟹E(m) is ample,m≥m0⟹E(m) has no strictly Griffiths-positive smooth metric,m>0\Longrightarrow E(m)\text{ is ample},\qquad m\ge m_0\Longrightarrow E(m)\text{ has no strictly Griffiths-positive smooth metric},m>0⟹E(m) is ample,m≥m0​⟹E(m) has no strictly Griffiths-positive smooth metric,

for one positive integer m₀, with the required pullback-twist identities for every positive m.

The selected formal target is OAI.QuadricCounterexample.main_theorem.

Significance and status

The assertion compares two precise positivity conditions on the same family. The goal is existential and does not provide a numerical threshold m₀. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Proving ampleness supplies projective sections, whereas excluding every positive metric is a quantified differential-geometric obstruction. Testing one candidate metric cannot settle nonexistence.

Formalization scope

The reference defines ℙ¹ as the one-point compactification of ℂ, bundles by cocycles, ampleness through symmetric sections giving a closed projective embedding, and strict positivity by a matrix Hessian expression. SourceMainTheorem retains all of these conventions. Only the published definition block and target are attached.

Selected references

  • OpenAI, Ample rank-two bundles on the quadric surface without Griffiths-positive metrics, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
5 thms2 active usersReviewed
🏆Completed
AlgebraAlgebraic Geometry·Captain: marwahaha

An explicit noncoordinate polynomial with affine three-space zero fibreOpen Problem

Motivation

A hypersurface can be abstractly affine space without its defining equation being an ambient coordinate. Distinguishing these two properties is the embedding question behind the Abhyankar–Sathaye problem. The source manuscript presents the surrounding research claim.

Setting

For n ≥ 4, let R=ℂ[X₀,…,Xₙ₋₁]. A polynomial F is a coordinate if a ℂ-algebra automorphism of R sends some variable Xᵢ to F. Its zero fiber is represented by the quotient R/(F).

Formalization target

For every n ≥ 4, find F with

R/(F)≅CC[X0,…,Xn−2],F is not a coordinate.R/(F)\cong_{\mathbb C}\mathbb C[X_0,\ldots,X_{n-2}],\qquad F\text{ is not a coordinate}.R/(F)≅C​C[X0​,…,Xn−2​],F is not a coordinate.

The source supplies an explicit construction, while this selected goal asks for existence.

The selected formal target is OAI.AbhyankarSathaye.exists_noncoordinate_polynomial.

Significance and status

The target separates the intrinsic affine-space quotient from ambient polynomial equivalence in every dimension at least four. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

An isomorphism of the quotient rings need not extend to an automorphism of the ambient ring. Both the quotient isomorphism and the failure of every possible coordinate automorphism must be established.

Formalization scope

The goal uses multivariate polynomials indexed by Fin n, a principal ideal, and ℂ-algebra equivalences. A separate published derivation target and its explicit polynomial definitions are retained as related references. That target concerns n−1 commuting locally nilpotent derivations, their common kernel and ordinary extra-variable partial derivatives; it is not asserted as a logical dependency of the existence goal.

Selected references

  • OpenAI, An explicit noncoordinate polynomial with affine three-space zero fibre, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
44 thms2 active usersReviewed
🏆Completed
Algebraic Geometry·Captain: marwahaha

The reverse logarithmic Kodaira inequality and additivityOpen Problem

Motivation

Logarithmic Kodaira dimension measures the supply of pluricanonical forms allowed poles along a boundary. Its behavior in a fibration depends especially on the case where a general fiber has no such nonzero forms. The source manuscript presents the surrounding research claim.

Setting

A stratum-smooth fibration is a surjective connected-fiber morphism of smooth projective complex varieties with reduced simple-normal-crossing boundaries E and D. The pullback of the base boundary is supported in E; the total space and every boundary stratum are smooth away from D.

Formalization target

Very generally on the base, the point lies outside D and every supplied fiber model F satisfies

κ(F)=−∞⟹κ(E)=κ(D)+κ(F),\kappa(F)=-\infty\Longrightarrow\kappa(E)=\kappa(D)+\kappa(F),κ(F)=−∞⟹κ(E)=κ(D)+κ(F),

with every positive-degree logarithmic pluriform section on the total space equal to zero.

The selected formal target is OAI.ReverseLogKodaira.SmoothProjectiveVariety.veryGenerally_fiber_negative_branch.

Significance and status

This is the fiber-negative branch of the manuscript’s wider additivity claim. Its vanishing assertion is part of the goal, not merely explanatory background. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

The conclusion concerns all positive tensor degrees and every fiber model over very general points. One fixed fiber or one vanishing space of sections would not suffice.

Formalization scope

The definitions use schemes over ℂ, ideal-sheaf boundaries, exterior powers of Kähler differentials, and rational pluriform lattices. Kodaira dimension takes values in WithBot ℕ∞. Very generally means outside a countable family of proper closed subsets. The nonnegative branches and full reverse inequality are not additional attached targets.

Selected references

  • OpenAI, The reverse logarithmic Kodaira inequality and additivity, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
14 thms2 active usersReviewed
🏆Completed
Graph TheoryNumber Theory·Captain: marwahaha

Bounded-Step Walks on Gaussian PrimesOpen Problem

Motivation

A planar prime walk can go around a gap that would block a walk on a line. The Gaussian moat problem therefore asks for an obstruction to every possible bounded-step route through distinct Gaussian primes. The source manuscript presents the surrounding research claim.

Setting

A Gaussian prime is an irreducible element of ℤ[i]. For D ∈ ℝ, two distinct primes are adjacent when their Euclidean distance is at most D. A component contains every prime reachable by a finite path.

Formalization target

Prove the conjunction

no injective infinite D-step prime walk exists,∀D  ∃B  ∀p, ∣component⁡D(p)∣≤B.\text{no injective infinite D-step prime walk exists},\qquad\forall D\;\exists B\;\forall p,\ |\operatorname{component}_D(p)|\le B.no injective infinite D-step prime walk exists,∀D∃B∀p, ∣componentD​(p)∣≤B.

The second clause also bounds the length of every finite injective D-step prime chain by B and asserts component finiteness.

The selected formal target is OAI.GaussianMoat.fullMain.

Significance and status

The same B must work for every starting prime at a fixed step bound. The theorem makes no numerical claim about this bound. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Showing that each component is finite does not give a uniform bound across starting points. Every route in two dimensions and primes on the axes remain within the quantification.

Formalization scope

The formal graph uses Mathlib Gaussian integers and complex Euclidean distance. Step bounds range over all real numbers. MainEndpoint and UniformEndpoint are both mandatory clauses of fullMain. Only that published target and its definitions are supplied.

Selected references

  • OpenAI, Bounded-Step Walks on Gaussian Primes, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms2 active usersReviewed
🏆Completed
Algebraic GeometryNumber Theory·Captain: marwahaha

The Bogomolov-Pop reconstruction theoremOpen Problem

Motivation

Birational anabelian geometry studies how much of a function field is determined by a small quotient of its absolute Galois group. This mission isolates uniqueness in the reconstruction correspondence. The source manuscript presents the surrounding research claim.

Setting

Fix a prime ℓ. The fields K/k and L/l are essentially finite type extensions of algebraically closed constant fields, have transcendence degree at least two, and have characteristic different from ℓ. The abelian-by-central datum records the pro-ℓ abelian quotient and the commutator pairing. IsomF consists of constant-preserving perfect-closure isomorphisms modulo Frobenius; IsomCUnits quotients bracket-compatible Galois isomorphisms by the encoded ℓ-adic unit relation.

Formalization target

For field-isomorphism classes a and a′ and a Galois-isomorphism class b, prove

PhiGraph⁡(a,b)  ∧  PhiGraph⁡(a′,b)⟹a=a′.\operatorname{PhiGraph}(a,b)\;\land\;\operatorname{PhiGraph}(a^{\prime},b)\quad\Longrightarrow\quad a=a^{\prime}.PhiGraph(a,b)∧PhiGraph(a′,b)⟹a=a′.

PhiGraph is the relation induced by representatives and a compatible extension to algebraic closures.

The selected formal target is OAI.BogomolovPop.main_graph_injective.

Significance and status

This establishes uniqueness of the field class whenever two representatives produce the same Galois class. The manuscript states a full reconstruction bijection; the selected published Lean target is its graph-injectivity assertion. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Equality is required after two different quotient constructions, one generated by Frobenius and one by ℓ-adic scalar limits. Recovering equality of classes must respect both ambiguities and the contravariant Galois action.

Formalization scope

The definition block constructs topological pro-ℓ quotients, closed commutator subgroups, perfect closures and the pullback graph. The theorem quantifies over arbitrary field types with the stated algebraic instances. It does not assert existence, surjectivity or functionality of PhiGraph, and those broader manuscript conclusions are not attached as proved results. Only the existing injectivity target and its definition block are referenced.

Selected references

  • OpenAI, The Bogomolov-Pop reconstruction theorem, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
8 thms2 active usersReviewed
🏆Completed
AlgebraNumber Theory·Captain: marwahaha

The Deligne-Drinfeld conjectureOpen Problem

Motivation

Compatibility between reassociation and braiding imposes equations on formal Lie expressions. The question is whether those equations leave precisely the free family of odd-weight generators predicted by the Deligne–Drinfeld conjecture. The source manuscript presents the surrounding research claim.

Setting

Let L be the free Lie algebra over ℚ on x and y, each of weight one. The solution space W satisfies antisymmetry, the three-term relation, and the pentagon equation in the four-strand infinitesimal braid algebra. Its operation is the Ihara bracket {p,q}=Dₚq−D_qp+[p,q]. The free algebra F has generators indexed by k ≥ 0 with weights 2k+3.

Formalization target

Establish a graded bracket-preserving linear equivalence

F=Lie⁡Q⟨e3,e5,e7,…⟩  ≅  W,F=\operatorname{Lie}_{\mathbb Q}\langle e_3,e_5,e_7,\ldots\rangle\;\cong\;W,F=LieQ​⟨e3​,e5​,e7​,…⟩≅W,

together with mutually inverse continuous maps on the products of weight pieces. The completed maps must preserve the bracket degree by degree, including the finite convolution sum defining its weight-n component.

The selected formal target is OAI.DeligneDrinfeld.main.

Significance and status

The target simultaneously expresses freeness and exhaustion of the full equation space. Finding a free subalgebra alone leaves the exhaustion assertion unresolved. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

The pentagon relation couples substitutions in the braid Lie algebra. Constructing odd-weight solutions does not by itself show that all solutions are generated by them, nor that the completed bracket has the required compatibility.

Formalization scope

The published definition block specifies the braid quotient, tangent construction of D, weighted Lie words, rational submodules and product completions. Generator k has weight 2k+3. The factor spaces carry the explicitly supplied discrete topology. The goal is exactly MainStatement, including its inverse, continuity and completed-bracket clauses. The available reference set supplies the definition block and one target, so no unsupported paper lemmas are attached as milestones.

Selected references

  • OpenAI, The Deligne-Drinfeld conjecture, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
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Global Uniqueness for the Smooth Isotropic Elasticity Inverse ProblemResearch Paper

Motivation

An isotropic elastic body is described by two spatially varying Lamé moduli: the shear modulus μ\muμ and the parameter λ\lambdaλ (the bulk modulus is λ+2μ/3\lambda+2\mu/3λ+2μ/3). The elastic inverse problem asks whether static boundary measurements, the boundary tractions produced by all prescribed boundary displacements, determine both moduli inside the body. It is the elasticity analogue of Calderón's conductivity problem, with applications to elastography and nondestructive testing, and it is harder because two coefficients are coupled through a vector-valued system rather than a scalar equation.

Background

  • 1980, 1987. Calderón poses the scalar conductivity problem; Sylvester and Uhlmann prove uniqueness for smooth conductivities in dimension n≥3n\ge3n≥3 using complex geometric optics (doi:10.2307/1971291).
  • 1995. Nakamura and Uhlmann recover the boundary Taylor series of the Lamé moduli (doi:10.1137/S0036141093247494).
  • 2002–2003. Eskin and Ralston develop matrix complex geometric optics with planar transport frames and prove restricted uniqueness results (doi:10.1088/0266-5611/18/3/324).
  • 2003. Nakamura and Uhlmann's erratum corrects their earlier global claim, proving uniqueness only when ∇μ\nabla\mu∇μ is small in CmC^mCm (doi:10.1007/s00222-002-0276-1).
  • 2015. Imanuvilov and Yamamoto prove global uniqueness in two dimensions (doi:10.1088/0266-5611/31/3/035004).
  • 2017, 2023. Lin and Nakamura reconstruct boundary values at finite regularity (doi:10.1088/1361-6420/aa942d); Tan and Liu treat boundary jets on manifolds and analytic global recovery (doi:10.1088/1361-6420/ace649).

Without smallness, analyticity or symmetry hypotheses, three-dimensional global uniqueness was not established. The source of this mission is an OpenAI preprint dated September 24, 2026, which claims it for all smooth moduli satisfying the energy-positivity conditions.

Setting

Let Ω⊂R3\Omega\subset\mathbb R^3Ω⊂R3 be a bounded connected domain with C∞C^\inftyC∞ boundary, and let λ,μ∈C∞(Ω‾)\lambda,\mu\in C^\infty(\overline\Omega)λ,μ∈C∞(Ω) satisfy

μ>0,3λ+2μ>0on Ω‾.\mu>0,\qquad 3\lambda+2\mu>0\qquad\text{on }\overline\Omega.μ>0,3λ+2μ>0on Ω.

For a displacement u:Ω→R3u:\Omega\to\mathbb R^3u:Ω→R3, the strain is e(u)=12(∇u+∇uT)e(u)=\tfrac12(\nabla u+\nabla u^{T})e(u)=21​(∇u+∇uT), the stress σ(u)=λ(div⁡u)I+2μ e(u)\sigma(u)=\lambda(\operatorname{div}u)I+2\mu\,e(u)σ(u)=λ(divu)I+2μe(u), and the elasticity system is div⁡σ(u)=0\operatorname{div}\sigma(u)=0divσ(u)=0. For boundary data f∈H1/2(∂Ω;R3)f\in H^{1/2}(\partial\Omega;\mathbb R^3)f∈H1/2(∂Ω;R3) let uf∈H1(Ω;R3)u_f\in H^1(\Omega;\mathbb R^3)uf​∈H1(Ω;R3) be the unique weak solution with trace fff. The displacement-to-traction map is

⟨Λλ,μf,g⟩=∫Ω[λ (div⁡uf)(div⁡vg)+2μ e(uf):e(vg)] dx,Tr⁡vg=g.\langle\Lambda_{\lambda,\mu}f,g\rangle=\int_\Omega\bigl[\lambda\,(\operatorname{div}u_f)(\operatorname{div}v_g)+2\mu\,e(u_f):e(v_g)\bigr]\,dx,\qquad \operatorname{Tr}v_g=g.⟨Λλ,μ​f,g⟩=∫Ω​[λ(divuf​)(divvg​)+2μe(uf​):e(vg​)]dx,Trvg​=g.

Formalization targets

Goal: Theorem 1.1

For admissible pairs (λ1,μ1)(\lambda_1,\mu_1)(λ1​,μ1​), (λ2,μ2)(\lambda_2,\mu_2)(λ2​,μ2​) on Ω\OmegaΩ,

Λλ1,μ1=Λλ2,μ2 ⟹ λ1=λ2 and μ1=μ2 in Ω.\Lambda_{\lambda_1,\mu_1}=\Lambda_{\lambda_2,\mu_2}\ \Longrightarrow\ \lambda_1=\lambda_2\ \text{and}\ \mu_1=\mu_2\ \text{in }\Omega.Λλ1​,μ1​​=Λλ2​,μ2​​ ⟹ λ1​=λ2​ and μ1​=μ2​ in Ω.

The Lean statement OAI.Elasticity.global_uniqueness is open on the platform.

Significance

The theorem settles the smooth three-dimensional isotropic elastic Calderón uniqueness question under the natural energy-positivity assumptions, with no analyticity, no closeness to constants, and no prior agreement near the boundary. It identifies both moduli from the full zero-frequency boundary operator. It does not give a reconstruction algorithm or stability estimates, which remain natural follow-up questions.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

The scalar complex-geometric-optics method does not apply directly to the Lamé system. Earlier reductions to auxiliary systems ran into two problems documented in the Nakamura–Uhlmann erratum: the planar matrix transport equation with prescribed initial data need not be solvable, and the corrected solutions lead to a pseudodifferential rather than a differential identity. The Eskin–Ralston reduction from auxiliary fields to physical displacements is not injective, so equality of physical boundary maps does not by itself give equality of auxiliary Cauchy data. A proof must work with exact physical solutions and keep track of their actual divergences.

Formalization scope

  • Domain Ω: open, connected, bounded, with smooth boundary given by local C∞C^\inftyC∞ diffeomorphisms of R3\mathbb R^3R3 flattening ∂Ω\partial\Omega∂Ω.
  • Admissible Ω λ μ: both moduli smooth on an open neighbourhood of Ω‾\overline\OmegaΩ, with μ>0\mu>0μ>0 and 3λ+2μ>03\lambda+2\mu>03λ+2μ>0 on Ω‾\overline\OmegaΩ.
  • H1(Ω;R3)H^1(\Omega;\mathbb R^3)H1(Ω;R3) is the closure of jets (f,∂1f,∂2f,∂3f)(f,\partial_1f,\partial_2f,\partial_3f)(f,∂1​f,∂2​f,∂3​f) of smooth fff in L2L^2L2; boundary data are H1H^1H1 modulo the closure of compactly supported smooth jets.
  • DN Ω λ μ f g is the energy pairing of a weak solution with trace fff against any representative of ggg; the goal assumes equality of these two-variable functions and concludes pointwise equality of the moduli on Ω\OmegaΩ.

A complete development needs vector-valued Sobolev spaces, Korn's inequality, the weak Dirichlet problem for the Lamé system, Carleman estimates and complex geometric optics for elliptic systems. These tools are reusable for other inverse problems. Contributions formalizing Lemma 2.1 (common exterior extension), Proposition 2.2 (transfer of physical solutions) and Proposition 3.2 (supported Carleman estimate) are welcome.

Selected references

  • OpenAI, Global Uniqueness for the Smooth Isotropic Elasticity Inverse Problem, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-Uniqueness-for-the-Smooth-Isotropic-Elasticity-Inverse-Problem-September-24-2026/article.pdf
  • G. Nakamura, G. Uhlmann, Erratum: Global uniqueness for an inverse boundary value problem arising in elasticity, Invent. Math., 2003. https://doi.org/10.1007/s00222-002-0276-1
  • G. Nakamura, G. Uhlmann, Inverse problems at the boundary for an elastic medium, SIAM J. Math. Anal., 1995. https://doi.org/10.1137/S0036141093247494
  • G. Eskin, J. Ralston, On the inverse boundary value problem for linear isotropic elasticity, Inverse Problems, 2002. https://doi.org/10.1088/0266-5611/18/3/324
  • O. Yu. Imanuvilov, M. Yamamoto, Global uniqueness in inverse boundary value problems for the Navier–Stokes equations and Lamé system in two dimensions, Inverse Problems, 2015. https://doi.org/10.1088/0266-5611/31/3/035004
  • J. Sylvester, G. Uhlmann, A global uniqueness theorem for an inverse boundary value problem, Ann. of Math., 1987. https://doi.org/10.2307/1971291
  • Y.-H. Lin, G. Nakamura, Boundary determination of the Lamé moduli for the isotropic elasticity system, Inverse Problems, 2017. https://doi.org/10.1088/1361-6420/aa942d
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The Subcritical Hénon–Lane–Emden ConjectureResearch Paper

Motivation: Liouville theorems for Lane–Emden systems

Liouville theorems say that certain nonlinear elliptic equations have no positive solutions on the whole space. Beyond their own interest, they are the key input in blow-up and rescaling arguments that give a priori bounds, existence results and singularity estimates for equations on bounded domains (Gidas–Spruck 1981; Polačik–Quittner–Souplet 2007). For the scalar equation −Δu=up-\Delta u=u^p−Δu=up, Gidas and Spruck proved nonexistence in the whole subcritical range. For the coupled Lane–Emden system −Δu=vp-\Delta u=v^p−Δu=vp, −Δv=uq-\Delta v=u^q−Δv=uq, the corresponding statement — no positive solutions below the critical hyperbola 1p+1+1q+1=n−2n\frac1{p+1}+\frac1{q+1}=\frac{n-2}{n}p+11​+q+11​=nn−2​ — is the Lane–Emden conjecture; before the source, it had been proved only in dimensions n≤4n\le4n≤4 and in partial ranges. The weighted Hénon–Lane–Emden version, with factors ∣x∣A|x|^A∣x∣A and ∣x∣B|x|^B∣x∣B, asks the same question for the weighted hyperbola.

Timeline

  • 1981 — Gidas and Spruck: scalar subcritical Liouville theorem and the blow-up method for a priori bounds (CPAM 1981; CPDE 1981).
  • 1993, 1996 — Mitidieri: a Rellich-type identity for systems and early nonexistence regions (CPDE 1993; DIE 1996).
  • 1996 — Serrin and Zou: the unweighted conjecture for n=3n=3n=3 under a growth condition (DIE 1996).
  • 2007 — Polačik, Quittner and Souplet remove the growth condition for n=3n=3n=3 (Duke 2007).
  • 2009 — Souplet proves the Lane–Emden conjecture for n=4n=4n=4 (Adv. Math. 2009); Chen and Li use integral systems and moving planes under integrability hypotheses (DCDS 2009).
  • 2010 — Bidaut-Véron and Giacomini identify the critical weighted hyperbola in the radial theory and prove radial existence on and above it (ADE 2010).
  • 2012 — Phan formulates the weighted question for A,B>−2A,B>-2A,B>−2 (Conjecture C) and proves bounded, low-dimensional and conditional cases (ADE 2012).
  • 2014 — Fazly and Ghoussoub: bounded and stable cases for nonnegative weights (DCDS 2014).
  • 2019 — Li and Zhang prove the Hénon–Lane–Emden conjecture in R3\mathbb R^3R3 (JDE 2019); Cheng and Huang give an energy-estimate criterion for the unweighted conjecture (DCDS 2019).
  • 2022 — H. Li: restricted exponent ranges in dimensions four and five (Adv. Nonlinear Stud. 2022).
  • 2025–2026 — K. Li, M. Li and Wei: a new unweighted region for p,q≥1p,q\ge1p,q≥1 when n≥5n\ge5n≥5 (preprint, 2025). Huang and Zou state the all-real-weight, origin-continuous assertion as Conjecture B (J. London Math. Soc. 2026). Xu and Luo treat radial higher-order systems (JDE 2026).
  • 2026 — An OpenAI preprint, The Subcritical Hénon–Lane–Emden Conjecture (OpenAI Math Release, September 24, 2026), claims the full subcritical nonexistence theorem for every n≥2n\ge2n≥2 and all real weights. It has not been peer reviewed, and the claim has not been formally verified.

Setting

Fix an integer n≥2n\ge2n≥2, exponents p,q>0p,q>0p,q>0 and real weights A,BA,BA,B. The Hénon–Lane–Emden system is

−Δu=∣x∣A vp,−Δv=∣x∣B uqin Rn∖{0},-\Delta u=|x|^A\,v^p,\qquad -\Delta v=|x|^B\,u^q\qquad\text{in }\mathbb R^n\setminus\{0\},−Δu=∣x∣Avp,−Δv=∣x∣Buqin Rn∖{0},

where Δ=∑i∂i2\Delta=\sum_i\partial_i^2Δ=∑i​∂i2​ is the Laplacian. A solution in the sense of the source is a pair u,v∈C2(Rn∖{0})∩C(Rn)u,v\in C^2(\mathbb R^n\setminus\{0\})\cap C(\mathbb R^n)u,v∈C2(Rn∖{0})∩C(Rn) with u(x)>0u(x)>0u(x)>0 and v(x)>0v(x)>0v(x)>0 for every x∈Rnx\in\mathbb R^nx∈Rn, including the origin, satisfying both equations at every x≠0x\neq0x=0. The exponents are subcritical if

n+Ap+1+n+Bq+1>n−2.\frac{n+A}{p+1}+\frac{n+B}{q+1}>n-2 .p+1n+A​+q+1n+B​>n−2.

In Lean, Space n = EuclideanSpace ℝ (Fin n), IsSolution n p q A B u v packages continuity, ContDiffOn ℝ 2 off the origin, strict positivity everywhere and the two equations with Mathlib's Laplacian and real powers, and Subcritical is the displayed inequality.

Formalization targets

Goal: subcritical nonexistence (Theorem 1.1)

n≥2, p,q>0, A,B∈R, n+Ap+1+n+Bq+1>n−2 ⟹ ∄ (u,v) solving the system as above.n\ge2,\ p,q>0,\ A,B\in\mathbb R,\ \frac{n+A}{p+1}+\frac{n+B}{q+1}>n-2\ \Longrightarrow\ \nexists\,(u,v)\ \text{solving the system as above}.n≥2, p,q>0, A,B∈R, p+1n+A​+q+1n+B​>n−2 ⟹ ∄(u,v) solving the system as above.

This is exactly Theorem 1.1 of the source. Taking A=B=0A=B=0A=B=0 gives the unweighted Lane–Emden conjecture (Corollary 1.2) for n≥3n\ge3n≥3. The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. If the source's proof is correct, the theorem gives a positive answer to Huang and Zou's Conjecture B and, with A=B=0A=B=0A=B=0, to the Lane–Emden conjecture in every dimension. It needs no radial symmetry, boundedness, integrability, finite energy, stability or growth condition at infinity. Combined with the radial existence theorem of Bidaut-Véron and Giacomini, it also settles Phan's Conjecture C for n≥3n\ge3n≥3 and A,B>−2A,B>-2A,B>−2, including existence on the critical hyperbola (Corollary 6.2). Through the blow-up method, Liouville theorems of this type give a priori bounds and singularity and decay estimates for Lane–Emden-type systems on bounded domains.

Formalizing it. The statement is elementary: classical derivatives, the Euclidean Laplacian and real powers. The proof uses potential estimates, a localized virial (Rellich–Pohozaev type) identity, a geometric interval inequality and a dilation argument. All of these are within reach of Mathlib's analysis library, which makes the theorem a realistic test of large-scale PDE formalization.

Difficulty

The weighted statement does not follow from the unweighted one at the same exponents. For example, n=5n=5n=5, p=q=4p=q=4p=q=4, A=B=3A=B=3A=B=3 is weighted-subcritical, while 1p+1+1q+1=25<35\frac1{p+1}+\frac1{q+1}=\frac25<\frac35p+11​+q+11​=52​<53​ is unweighted-supercritical. Weighted subcriticality also does not give the unweighted input in Phan's transfer argument. Translations do not preserve the weighted equation, so moving-plane and translation-based compactness arguments are unavailable. The level sets {∣x∣Buq>t}\{|x|^Bu^q>t\}{∣x∣Buq>t} have endpoint values that vary with ∣x∣|x|∣x∣, which breaks the unweighted interval comparison. Finally, since no energy, decay or stability bound is assumed, the localized energy has to be bounded from the subcritical gap alone.

Formalization scope

  • The domain is EuclideanSpace ℝ (Fin n) with n≥2n\ge2n≥2, and p,q,A,Bp,q,A,Bp,q,A,B are real with p,q>0p,q>0p,q>0. Weights are Real.rpow ‖x‖ A, used only at x≠0x\neq0x=0, so the junk value of rpow at 000 never enters. The nonlinearities Real.rpow (v x) p are evaluated at strictly positive arguments.
  • Regularity is Continuous on all of Rn\mathbb R^nRn and ContDiffOn ℝ 2 on {0}c\{0\}^c{0}c. Positivity is required at every point, including the origin, as in the source; differentiability at the origin is not assumed.
  • The conclusion is the nonexistence of any such pair. Every hypothesis is satisfiable (supercritical solutions exist), so the statement is not trivialized.
  • Infrastructure needed: Newtonian potentials and distributional extension across a point, Rellich–Pohozaev identities, polar integration and dilation arguments. These pieces would serve other Liouville-type theorems.

Selected references

  • B. Gidas and J. Spruck, Global and local behavior of positive solutions of nonlinear elliptic equations, Comm. Pure Appl. Math. 34 (1981), 525–598. https://doi.org/10.1002/cpa.3160340406
  • B. Gidas and J. Spruck, A priori bounds for positive solutions of nonlinear elliptic equations, Comm. PDE 6 (1981), 883–901. https://doi.org/10.1080/03605308108820196
  • E. Mitidieri, A Rellich type identity and applications, Comm. PDE 18 (1993), 125–151. https://doi.org/10.1080/03605309308820923
  • E. Mitidieri, Nonexistence of positive solutions of semilinear elliptic systems in RN\mathbb R^NRN, Differential Integral Equations 9 (1996), 465–479. https://doi.org/10.57262/die/1367969966
  • J. Serrin and H. Zou, Non-existence of positive solutions of Lane–Emden systems, Differential Integral Equations 9 (1996), 635–653. https://doi.org/10.57262/die/1367969879
  • P. Polačik, P. Quittner and P. Souplet, Duke Math. J. 139 (2007), 555–579. https://doi.org/10.1215/S0012-7094-07-13935-8
  • P. Souplet, The proof of the Lane–Emden conjecture in four space dimensions, Adv. Math. 221 (2009), 1409–1427. https://doi.org/10.1016/j.aim.2009.02.014
  • W. Chen and C. Li, An integral system and the Lane–Emden conjecture, Discrete Contin. Dyn. Syst. 24 (2009), 1167–1184. https://doi.org/10.3934/dcds.2009.24.1167
  • M.-F. Bidaut-Véron and H. Giacomini, A new dynamical approach of Emden–Fowler equations and systems, Adv. Differential Equations 15 (2010), 1033–1082. https://doi.org/10.57262/ade/1355854434
  • Q. H. Phan, Adv. Differential Equations 17 (2012), 605–634. https://doi.org/10.57262/ade/1355702970
  • M. Fazly and N. Ghoussoub, On the Hénon–Lane–Emden conjecture, Discrete Contin. Dyn. Syst. 34 (2014), 2513–2533. https://doi.org/10.3934/dcds.2014.34.2513
  • K. Li and Z. Zhang, Proof of the Hénon–Lane–Emden conjecture in R3\mathbb R^3R3, J. Differential Equations 266 (2019), 202–226. https://doi.org/10.1016/j.jde.2018.07.036
  • Z. Cheng and G. Huang, A Liouville theorem for the subcritical Lane–Emden system, Discrete Contin. Dyn. Syst. 39 (2019), 1359–1377. https://doi.org/10.3934/dcds.2019058
  • H. Li, Adv. Nonlinear Stud. 22 (2022), 517–533. https://doi.org/10.1515/ans-2022-0027
  • L.-H. Huang and W. Zou, J. London Math. Soc. 113 (2026), e70412. https://doi.org/10.1112/jlms.70412
  • Y. Xu and H. Luo, Liouville type theorems for higher order elliptic systems, J. Differential Equations 453 (2026), 113823. https://doi.org/10.1016/j.jde.2025.113823
  • OpenAI, The Subcritical Hénon–Lane–Emden Conjecture, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Subcritical-Henon-Lane-Emden-Conjecture-September-24-2026/paper.pdf
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Strict hot spots and absence of interior critical points on smooth simply connected planar domainsResearch Paper

Motivation

Heat in an insulated planar plate evolves by the heat equation with Neumann boundary condition. For generic initial temperature, after a long time the temperature minus its average is dominated by an eigenfunction of the first positive Neumann eigenvalue. Rauch asked in 1974 where the hottest and coldest points of the plate end up, and conjectured that they move to the boundary (Rauch 1975). In spectral form, the hot spots conjecture asks whether a first nonconstant Neumann eigenfunction attains its maximum and minimum only on the boundary. The question links spectral geometry, reflected Brownian motion and elliptic PDE, and it is known to depend on topology: it fails for some domains with holes.

This mission asks for a machine-checked proof of the strict form of the conjecture for all smooth bounded simply connected planar domains, as claimed in an OpenAI preprint dated September 24, 2026 (source): every nonzero first-positive Neumann eigenfunction has no interior critical point at all. The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 1975 — Rauch poses the problem in lectures on qualitative PDE theory (Rauch 1975).
  • 1999 — Bañuelos and Burdzy distinguish strict and nonstrict formulations and prove cases by coupling of reflected Brownian motions (J. Funct. Anal. 1999). Burdzy and Werner construct a counterexample with two holes (Ann. of Math. 1999).
  • 2000 — Jerison and Nadirashvili prove the conjecture for convex planar domains with two axes of symmetry (JAMS 2000); Bass and Burdzy find examples with both extrema in the interior (Duke 2000).
  • 2002–2004 — Pascu treats convex domains with one symmetry (Trans. AMS 2002); Atar and Burdzy treat lip domains (JAMS 2004).
  • 2005 — Burdzy obtains a counterexample with a single hole and states the simply connected planar conjecture explicitly (Duke 2005, Conjecture 1.2(ii)).
  • 2007 — Miyamoto handles nearly circular convex domains under a spectral-diameter condition.
  • 2015–2022 — Siudeja proves the conjecture for a class of acute triangles (Math. Z. 2015); Judge and Mondal exclude interior critical points on every triangle (Ann. of Math. 2020, erratum 2022).
  • 2021–2024 — Rohleder introduces a variational principle for tangent vector fields (arXiv:2106.05224; 2024), the starting point of the preprint.
  • 2025–2026 — Sharp bounds on the failure of the conjecture (de Dios Pont–Hsu–Taylor, 2025); classification of critical points on triangles (Chen–Gui–Yao, Invent. Math. 2026).
  • September 2026 — The OpenAI preprint claims the strict conjecture for all smooth bounded simply connected planar domains (Theorem 1.1, p. 1).

Setting

Let Ω⊂R2\Omega\subset\mathbb R^2Ω⊂R2 be a nonempty bounded open simply connected set with C∞C^\inftyC∞ boundary. The first positive Neumann eigenvalue is

μ=μ1(Ω)=inf⁡{∫Ω∣∇v∣2∫Ωv2:v∈H1(Ω), ∫Ωv=0, v≠0},\mu=\mu_1(\Omega)=\inf\Bigl\{\frac{\int_\Omega|\nabla v|^2}{\int_\Omega v^2}: v\in H^1(\Omega),\ \int_\Omega v=0,\ v\ne0\Bigr\},μ=μ1​(Ω)=inf{∫Ω​v2∫Ω​∣∇v∣2​:v∈H1(Ω), ∫Ω​v=0, v=0},

counting only positive eigenvalues (many sources call it μ2\mu_2μ2​). The first positive Neumann eigenspace VVV consists of the u∈H1(Ω)u\in H^1(\Omega)u∈H1(Ω) with ∫Ωu=0\int_\Omega u=0∫Ω​u=0 and

∫Ω∇u⋅∇v=μ∫Ωuvfor all v∈H1(Ω).\int_\Omega\nabla u\cdot\nabla v=\mu\int_\Omega uv\qquad\text{for all }v\in H^1(\Omega).∫Ω​∇u⋅∇v=μ∫Ω​uvfor all v∈H1(Ω).

This weak formulation encodes −Δu=μu-\Delta u=\mu u−Δu=μu in Ω\OmegaΩ with ∂νu=0\partial_\nu u=0∂ν​u=0 on ∂Ω\partial\Omega∂Ω. Eigenspace functions are smooth up to the boundary.

Formalization targets

Goal: Theorem 1.1 (p. 1)

For every nonzero u∈Vu\in Vu∈V,

∇u(x)≠0(x∈Ω),andmin⁡∂Ωu<u(x)<max⁡∂Ωu(x∈Ω).\nabla u(x)\ne0\quad(x\in\Omega),\qquad\text{and}\qquad \min_{\partial\Omega}u<u(x)<\max_{\partial\Omega}u\quad(x\in\Omega).∇u(x)=0(x∈Ω),and∂Ωmin​u<u(x)<∂Ωmax​u(x∈Ω).

This holds for every member of the eigenspace, also when μ\muμ is a multiple eigenvalue. In Lean this is OAI.StrictHotSpots.main_theorem.

Significance

The result itself. It resolves Burdzy's simply connected planar hot spots conjecture in its strongest form: not only do the extrema lie on the boundary, but there are no interior saddle points either, for every eigenfunction in the eigenspace. Combined with the Burdzy–Werner and Burdzy one-hole counterexamples, it shows that simple connectivity is exactly the dividing line among smooth planar domains. The intermediate kernel theorem (Theorem 5.1, p. 12), a conditional negativity statement for reciprocal Green kernels of the disk, is stated independently of the eigenfunction problem.

Formalizing it. A complete development needs Sobolev spaces on smooth planar domains, the Riemann mapping theorem with boundary regularity, Neumann elliptic regularity, and the theory of conditionally negative definite kernels. Each is reusable. No machine-checked proof of any hot spots result, including the triangle case, is known to exist.

Difficulty

Each Cartesian derivative of an eigenfunction solves the same Helmholtz equation, but its boundary values have no fixed sign, so a maximum-principle argument on one directional derivative fails on a general domain with no preferred direction. Coupling methods need convexity or symmetry. The preprint instead uses the Neumann condition jointly on both derivatives (the gradient is tangent to the boundary), via a nonnegative quadratic form whose null space consists exactly of eigenfunction gradients (Proposition 3.1, p. 7). The central difficulty is to build enough scalar boundary multipliers preserving that null space; this requires proving that a reciprocal kernel K(p,s)K(p,t)/N(s,t)K(p,s)K(p,t)/N(s,t)K(p,s)K(p,t)/N(s,t) is conditionally negative semidefinite (Theorem 5.1, p. 12), through regularized Green kernels, a complete Nevanlinna–Pick-type matrix property, and a boundary limit.

Formalization scope

  • Ω\OmegaΩ is a subset of EuclideanSpace ℝ (Fin 2): nonempty, open, bounded, IsSimplyConnected (which includes path-connectedness), with a smooth local defining function ρ\rhoρ with nonzero derivative at every boundary point.
  • H1H^1H1 is encoded by HasH1Gradient Ω v g: v,g∈L2(Ω)v,g\in L^2(\Omega)v,g∈L2(Ω) and ggg is the weak gradient of vvv against smooth test functions compactly supported in Ω\OmegaΩ. μ\muμ is the sInf of Rayleigh quotients over mean-zero nonzero H1H^1H1 functions; this set is nonempty and bounded below by 000.
  • InFirstNeumannEigenspace Ω u requires u∈C∞(Ω‾)u\in C^\infty(\overline\Omega)u∈C∞(Ω), mean zero, and the weak eigen-equation for all H1H^1H1 test pairs. The smoothness-up-to-the-boundary clause is a standard regularity fact for Neumann eigenfunctions on smooth domains (the preprint cites Showalter for it), so it does not exclude any eigenfunction.
  • The hypothesis u≠0u\ne0u=0 is pointwise somewhere in Ω\OmegaΩ. The conclusion uses sInf/sSup of uuu on frontier Ω, which is compact and nonempty, so these are the true minimum and maximum.
  • A vacuous reading is excluded: the eigenspace is nontrivial on every such domain (Rellich compactness), so the goal is a genuine statement about actual eigenfunctions.

Selected references

  • OpenAI, Strict hot spots and absence of interior critical points on smooth simply connected planar domains, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Strict-hot-spots-and-absence-of-interior-critical-points-on-smooth-simply-connected-planar-domains-September-24-2026/main.pdf
  • J. Rauch, Five problems: an introduction to the qualitative theory of partial differential equations, in Partial Differential Equations and Related Topics, LNM 446 (1975). https://doi.org/10.1007/BFb0070610
  • R. Bañuelos, K. Burdzy, On the "hot spots" conjecture of J. Rauch, J. Funct. Anal. 164 (1999). https://doi.org/10.1006/jfan.1999.3397
  • K. Burdzy, W. Werner, A counterexample to the "hot spots" conjecture, Ann. of Math. 149 (1999). https://doi.org/10.2307/121027
  • K. Burdzy, The hot spots problem in planar domains with one hole, Duke Math. J. 129 (2005), 481–502. https://doi.org/10.1215/S0012-7094-05-12932-5
  • D. Jerison, N. Nadirashvili, The "hot spots" conjecture for domains with two axes of symmetry, J. Amer. Math. Soc. 13 (2000), 741–772. https://doi.org/10.1090/S0894-0347-00-00346-5
  • R. Atar, K. Burdzy, On Neumann eigenfunctions in lip domains, J. Amer. Math. Soc. 17 (2004), 243–265. https://doi.org/10.1090/S0894-0347-04-00453-9
  • C. Judge, S. Mondal, Euclidean triangles have no hot spots, Ann. of Math. 191 (2020). https://doi.org/10.4007/annals.2020.191.1.3
  • J. Rohleder, A new approach to the hot spots conjecture, arXiv:2106.05224 (2021). https://arxiv.org/abs/2106.05224v4
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Nonuniqueness for bounded measurable scalar conductivities in three dimensionsResearch Paper

Motivation

Calderón's inverse conductivity problem asks whether the electrical conductivity inside a body is determined by voltage and current measurements on its boundary. Mathematically, a conductivity γ\gammaγ on a domain Ω\OmegaΩ defines the elliptic equation div⁡(γ∇u)=0\operatorname{div}(\gamma\nabla u)=0div(γ∇u)=0, and the boundary data are encoded by the Dirichlet-to-Neumann (DN) operator Λγ\Lambda_\gammaΛγ​, which maps a boundary voltage to the resulting boundary current. The problem underlies electrical impedance tomography and is the model case of a large family of inverse boundary-value problems. Calderón (1980) posed it for bounded measurable conductivities bounded away from zero; how much regularity uniqueness requires has been a central question since.

Background

  • 1974. Miller constructs elliptic divergence-form equations with nonunique continuation (doi:10.1007/BF00247634).
  • 1980. Calderón poses the problem and proves injectivity of the linearization at constant conductivities.
  • 1987. Sylvester and Uhlmann prove uniqueness for smooth conductivities in dimension n≥3n\ge3n≥3 (doi:10.2307/1971291).
  • 2006. Astala and Päivärinta prove uniqueness for bounded measurable conductivities in the plane (doi:10.4007/annals.2006.163.265).
  • 2015–2016. Haberman proves uniqueness for W1,nW^{1,n}W1,n conductivities in dimensions three and four (doi:10.1007/s00220-015-2460-3); Caro and Rogers prove it for Lipschitz conductivities in all dimensions n≥3n\ge3n≥3 (doi:10.1017/fmp.2015.9).
  • 2020. Daudé, Kamran and Nicoleau give anisotropic (matrix-valued) counterexamples with partial data, via nonunique continuation (doi:10.1017/fms.2020.1).

In dimension n≥3n\ge3n≥3, uniqueness for merely bounded measurable scalar conductivities remained unresolved. The source of this mission is an OpenAI preprint dated September 23, 2026, which constructs a counterexample in dimension three.

Setting

Let Ω=B(0,3)⊂R3\Omega=B(0,3)\subset\mathbb R^3Ω=B(0,3)⊂R3. A conductivity is a measurable γ:Ω→R\gamma:\Omega\to\mathbb Rγ:Ω→R with 0<c≤γ≤C0<c\le\gamma\le C0<c≤γ≤C almost everywhere. Let H1(Ω)H^1(\Omega)H1(Ω) be the Sobolev space, H01(Ω)H^1_0(\Omega)H01​(Ω) the closure of compactly supported smooth functions, and H1/2(∂Ω)≅H1(Ω)/H01(Ω)H^{1/2}(\partial\Omega)\cong H^1(\Omega)/H^1_0(\Omega)H1/2(∂Ω)≅H1(Ω)/H01​(Ω) the trace space, with dual H−1/2(∂Ω)H^{-1/2}(\partial\Omega)H−1/2(∂Ω). For a trace fff, let uf∈H1(Ω)u_f\in H^1(\Omega)uf​∈H1(Ω) be the unique function with trace fff such that

∫Ωγ ∇uf⋅∇φ dx=0(φ∈H01(Ω)).\int_\Omega\gamma\,\nabla u_f\cdot\nabla\varphi\,dx=0\qquad(\varphi\in H^1_0(\Omega)).∫Ω​γ∇uf​⋅∇φdx=0(φ∈H01​(Ω)).

The DN operator Λγ:H1/2(∂Ω)→H−1/2(∂Ω)\Lambda_\gamma:H^{1/2}(\partial\Omega)\to H^{-1/2}(\partial\Omega)Λγ​:H1/2(∂Ω)→H−1/2(∂Ω) is

⟨Λγf,g⟩=∫Ωγ ∇uf⋅∇v dx,Tr⁡v=g.\langle\Lambda_\gamma f,g\rangle=\int_\Omega\gamma\,\nabla u_f\cdot\nabla v\,dx,\qquad \operatorname{Tr}v=g.⟨Λγ​f,g⟩=∫Ω​γ∇uf​⋅∇vdx,Trv=g.

Formalization targets

Goal: Theorem 1.1

There are γ0,γ1∈L∞(B(0,3))\gamma_0,\gamma_1\in L^\infty(B(0,3))γ0​,γ1​∈L∞(B(0,3)) and 0<c<C0<c<C0<c<C with

c≤γj≤C a.e.,γj=1 near ∂B(0,3),∣{γ0≠γ1}∣>0,Λγ0=Λγ1.c\le\gamma_j\le C\ \text{a.e.},\qquad \gamma_j=1\ \text{near }\partial B(0,3),\qquad |\{\gamma_0\ne\gamma_1\}|>0,\qquad \Lambda_{\gamma_0}=\Lambda_{\gamma_1}.c≤γj​≤C a.e.,γj​=1 near ∂B(0,3),∣{γ0​=γ1​}∣>0,Λγ0​​=Λγ1​​.

The Lean statement OAI.ScalarConductivity.main_nonuniqueness is open on the platform.

Significance

The theorem shows that scalar Calderón uniqueness fails in the bounded measurable class in dimension three, in contrast with the planar theorem of Astala–Päivärinta and the Lipschitz and W1,nW^{1,n}W1,n uniqueness results in higher dimensions. It locates the regularity threshold for uniqueness strictly between L∞L^\inftyL∞ and the known positive classes. By Corollary 1.2, counterexamples can be localized: any finite family of disjoint balls inside any Lipschitz domain supports 2m2^m2m distinct conductivities with the same DN map.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Matrix-valued counterexamples exist, but they do not transfer to scalar conductivities: scalar coefficients can approximate matrix ones only in the sense of GGG- or HHH-convergence, and Rondi's example shows that exact realization of a full boundary map by a scalar coefficient can fail. Moreover, Daudé–Kamran–Nicoleau note an obstruction for full-boundary data: a weakly harmonic factor with constant full boundary trace is constant. One must therefore match the entire DN operator (every boundary input) exactly, with a scalar coefficient, and with uniform ellipticity bounds; the paper does so with a nested family of scalar blocks realizing prescribed current triples exactly.

Formalization scope

  • H1(B(0,3))H^1(B(0,3))H1(B(0,3)) is the closure, in L2(B;R4)L^2(B;\mathbb R^4)L2(B;R4), of the jets (f,∇f)(f,\nabla f)(f,∇f) of smooth fff; H01H^1_0H01​ is the closure of jets of smooth fff with compact support in the ball; the trace space is the quotient and the DN operator is a continuous linear map into its continuous dual.
  • IsDirichletToNeumann γ Λ requires existence and uniqueness of the weak γ\gammaγ-harmonic extension of every trace and the weak flux identity against every v∈H1v\in H^1v∈H1.
  • EqualOneNearBoundary asks for r<3r<3r<3 with γ=1\gamma=1γ=1 a.e. on {r<∣x∣<3}\{r<|x|<3\}{r<∣x∣<3}; bounds and measurability are stated almost everywhere on the ball.

A complete development needs Sobolev spaces on a ball, weak solutions of divergence-form equations (Lax–Milgram), trace spaces, and the paper's block constructions (convex-integration-type scalarization). Contributions formalizing Theorem 3.1 (exact finite-field scalarization), Proposition 4.1 (branching block) and Corollary 1.2 are welcome.

Selected references

  • OpenAI, Nonuniqueness for Bounded Measurable Scalar Conductivities in Three Dimensions, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Nonuniqueness-for-Bounded-Measurable-Scalar-Conductivities-in-Three-Dimensions-September-23-2026/paper.pdf
  • A. P. Calderón, On an inverse boundary value problem, Seminar on Numerical Analysis and its Applications to Continuum Physics, Rio de Janeiro, 1980.
  • J. Sylvester, G. Uhlmann, A global uniqueness theorem for an inverse boundary value problem, Ann. of Math., 1987. https://doi.org/10.2307/1971291
  • K. Astala, L. Päivärinta, Calderón's inverse conductivity problem in the plane, Ann. of Math., 2006. https://doi.org/10.4007/annals.2006.163.265
  • P. Caro, K. M. Rogers, Global uniqueness for the Calderón problem with Lipschitz conductivities, Forum Math. Pi, 2016. https://doi.org/10.1017/fmp.2015.9
  • B. Haberman, Uniqueness in Calderón's problem for conductivities with unbounded gradient, Comm. Math. Phys., 2015. https://doi.org/10.1007/s00220-015-2460-3
  • T. Daudé, N. Kamran, F. Nicoleau, On nonuniqueness for the anisotropic Calderón problem with partial data, Forum Math. Sigma, 2020. https://doi.org/10.1017/fms.2020.1
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Global classical solutions of the three-dimensional relativistic Vlasov–Maxwell systemResearch Paper

Motivation

The relativistic Vlasov–Maxwell system is the basic kinetic model of a collisionless plasma: a cloud of charged particles, described by a phase-space density, moves under the electromagnetic field it generates, and the field evolves by Maxwell's equations with the particles as sources. Whether smooth, compactly supported data in three dimensions always produce a solution that stays smooth for all time has been the central question about the Cauchy problem for this system since the 1980s. Weak solutions exist globally, but they come without regularity or uniqueness, and every previous global classical result required smallness, a dimensional reduction, symmetry, or a nearby global reference solution.

This mission asks for a machine-checked proof of global existence and uniqueness of classical solutions for arbitrary smooth admissible data, as claimed in an OpenAI preprint dated September 23, 2026 (source). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 1984 — Wollman proves local existence and uniqueness of classical solutions (CPAM 1984).
  • 1986 — Glassey and Strauss show that a classical solution continues as long as the momentum support stays bounded (ARMA 1986); in 1987 they prove global existence for initially dilute plasmas (CMP 1987).
  • 1985–1998 — Glassey and Schaeffer obtain global classical solutions for symmetric relativistic Vlasov–Poisson (CMP 1985) and for reduced Vlasov–Maxwell models in one and one-half, two and one-half, and two dimensions (1990, 1997, 1998).
  • 1989 — DiPerna and Lions prove global existence of weak solutions for large data (CPAM 1989); Rein treats the relativistic case directly (CMS 2004).
  • 1990 — Rein proves stability of global existence near suitable global solutions (CMP 1990).
  • 2002–2003 — New proofs of the continuation criterion by Klainerman–Staffilani (CPAA 2002) and Bouchut–Golse–Pallard (ARMA 2003).
  • 2004–2016 — Refined continuation criteria: Schaeffer's small-data theorem with momentum tails (IUMJ 2004), Pallard (IUMJ 2005), Luk and Strain's two-dimensional projection criterion (CMP 2014) and moment bounds (ARMA 2016).
  • 2020–2025 — Small-particle global results with large fields: Bigorgne (CMP 2020; APDE 2025), Wei–Yang (CMP 2021).
  • 2026 — Wang establishes large-data global existence under cylindrical symmetry (arXiv:2203.01199, arXiv:2607.14685).
  • September 2026 — The OpenAI preprint claims the general large-data result without symmetry (Theorem 1.1, p. 3).

Setting

For momentum v∈R3v\in\mathbb R^3v∈R3 let q(v)=1+∣v∣2q(v)=\sqrt{1+|v|^2}q(v)=1+∣v∣2​ and u(v)=v/q(v)u(v)=v/q(v)u(v)=v/q(v) (the relativistic velocity, ∣u∣<1|u|<1∣u∣<1). The unknowns are a particle density f(t,x,v)≥0f(t,x,v)\ge0f(t,x,v)≥0 and fields E(t,x),B(t,x)∈R3E(t,x),B(t,x)\in\mathbb R^3E(t,x),B(t,x)∈R3, with charge and current densities ρf=∫f dv\rho_f=\int f\,dvρf​=∫fdv and jf=∫u(v)f dvj_f=\int u(v)f\,dvjf​=∫u(v)fdv. In the one-species normalization the system is

∂tf+u(v)⋅∇xf+(E+u(v)×B)⋅∇vf=0,\partial_tf+u(v)\cdot\nabla_xf+(E+u(v)\times B)\cdot\nabla_vf=0,∂t​f+u(v)⋅∇x​f+(E+u(v)×B)⋅∇v​f=0, ∂tE−∇x×B=−jf,∂tB+∇x×E=0,∇x⋅E=ρf,∇x⋅B=0.\partial_tE-\nabla_x\times B=-j_f,\qquad \partial_tB+\nabla_x\times E=0,\qquad \nabla_x\cdot E=\rho_f,\qquad \nabla_x\cdot B=0 .∂t​E−∇x​×B=−jf​,∂t​B+∇x​×E=0,∇x​⋅E=ρf​,∇x​⋅B=0.

A smooth admissible datum (f0,E0,B0)(f_0,E_0,B_0)(f0​,E0​,B0​) has f0∈Cc∞(Rx3×Rv3)f_0\in C_c^\infty(\mathbb R^3_x\times\mathbb R^3_v)f0​∈Cc∞​(Rx3​×Rv3​), f0≥0f_0\ge0f0​≥0, E0,B0E_0,B_0E0​,B0​ smooth with every derivative bounded and E0,B0∈L2E_0,B_0\in L^2E0​,B0​∈L2, and satisfies ∇⋅E0=ρf0\nabla\cdot E_0=\rho_{f_0}∇⋅E0​=ρf0​​, ∇⋅B0=0\nabla\cdot B_0=0∇⋅B0​=0. A classical solution on [0,∞)[0,\infty)[0,∞) is a C1C^1C1 triple solving the system pointwise, with E,BE,BE,B continuous in time with values in L2L^2L2, and with f(t,⋅,⋅)f(t,\cdot,\cdot)f(t,⋅,⋅) supported in a fixed compact set on each bounded time interval.

Formalization targets

Goal: Theorem 1.1 (p. 3)

Every smooth admissible datum generates a classical solution on [0,∞)[0,\infty)[0,∞) with the given initial values; for every finite TTT the solution is C∞C^\inftyC∞ on [0,T]×R6[0,T]\times\mathbb R^6[0,T]×R6 (respectively [0,T]×R3[0,T]\times\mathbb R^3[0,T]×R3 for the fields) with compact phase-space support on [0,T][0,T][0,T]; and any other classical solution with the same datum agrees with it at every t≥0t\ge0t≥0. This is OAI.RVM.global_classical_solution.

Significance

The result itself. It settles the large-data global classical regularity problem for three-dimensional relativistic Vlasov–Maxwell, with no size, symmetry or neutrality assumption; nonzero total charge with its Coulomb tail is allowed. Global well-posedness at this level is the starting point for questions about long-time behaviour, scattering and stability of plasma equilibria that previously could only be posed for small or symmetric data.

Formalizing it. The proof combines the Glassey–Strauss representation of fields along backward light cones, energy-flux estimates, a delicate signed bootstrap, and local well-posedness and continuation theory. None of this PDE infrastructure (wave-equation representation formulas, characteristics of transport equations in phase space, Sobolev local theory) is currently available in a proof assistant at the needed level, so each component is reusable.

Difficulty

By the Glassey–Strauss criterion it suffices to bound the momentum support on finite time intervals. The natural approach estimates the absolute value of the force along a characteristic using the retarded field representation and energy flux through light cones. At receiver energy www this loses a factor w\sqrt ww​ relative to what is needed (Section 1.2, p. 4); the loss comes from sources whose velocity is much closer to the light ray than the receiver's. The preprint instead estimates the signed momentum increment VX(t2)−VX(t1)V_X(t_2)-V_X(t_1)VX​(t2​)−VX​(t1​), integrating the retarded force along source trajectories before taking norms (Proposition 2.1, p. 5; Lemma 6.1, p. 24), controls direction changes (Lemma 7.1, p. 29), and closes a bootstrap whose time-to-double lower bounds have a divergent sum (Section 9).

Formalization scope

  • Space and momentum are EuclideanSpace ℝ (Fin 3); derivatives are Fréchet derivatives in coordinate directions; the time derivative is derivWithin on [0,∞)[0,\infty)[0,∞), so t=0t=0t=0 is one-sided.
  • Admissible encodes C∞C^\inftyC∞ with compact support and nonnegativity for f0f_0f0​; ContDiff ℝ ∞ with all iterated derivatives bounded and MemLp 2 for E0,B0E_0,B_0E0​,B0​; and both Gauss constraints pointwise.
  • Classical requires C1C^1C1 regularity on the closed half-spaces, f≥0f\ge0f≥0, continuity of t↦E(t),B(t)t\mapsto E(t),B(t)t↦E(t),B(t) into L2L^2L2 on [0,∞)[0,\infty)[0,∞), compact phase support on each [0,T][0,T][0,T], all five equations pointwise for t≥0t\ge0t≥0 (including both constraints), and the initial values.
  • The conclusion asserts existence, smoothness on every finite horizon, and uniqueness within the same classical class; uniqueness is pointwise equality at all t≥0t\ge0t≥0. The hypotheses are satisfiable (e.g. f0=0f_0=0f0​=0, E0=B0=0E_0=B_0=0E0​=B0​=0), so the statement is not vacuous.
  • ρ\rhoρ and jjj are Bochner integrals in vvv; for compactly supported fff these are the genuine moments.

Selected references

  • OpenAI, Global classical solutions of the three-dimensional relativistic Vlasov–Maxwell system, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-classical-solutions-of-the-three-dimensional-relativistic-Vlasov-Maxwell-system-September-23-2026/paper.pdf
  • R. T. Glassey, W. A. Strauss, Singularity formation in a collisionless plasma could occur only at high velocities, Arch. Ration. Mech. Anal. 92 (1986). https://doi.org/10.1007/BF00250732
  • R. T. Glassey, W. A. Strauss, Absence of shocks in an initially dilute collisionless plasma, Comm. Math. Phys. 113 (1987). https://doi.org/10.1007/BF01223511
  • S. Wollman, An existence and uniqueness theorem for the Vlasov–Maxwell system, Comm. Pure Appl. Math. 37 (1984). https://doi.org/10.1002/cpa.3160370404
  • R. J. DiPerna, P.-L. Lions, Global weak solutions of Vlasov–Maxwell systems, Comm. Pure Appl. Math. 42 (1989). https://doi.org/10.1002/cpa.3160420603
  • J. Luk, R. M. Strain, A new continuation criterion for the relativistic Vlasov–Maxwell system, Comm. Math. Phys. 331 (2014). https://doi.org/10.1007/s00220-014-2108-8
  • F. Bouchut, F. Golse, C. Pallard, Classical solutions and the Glassey–Strauss theorem for the 3D Vlasov–Maxwell system, Arch. Ration. Mech. Anal. 170 (2003). https://doi.org/10.1007/s00205-003-0265-6
  • S. Klainerman, G. Staffilani, A new approach to study the Vlasov–Maxwell system, Commun. Pure Appl. Anal. 1 (2002). https://doi.org/10.3934/cpaa.2002.1.103
  • X. Wang, Large data global solution of the 3D RVM system with cylindrical symmetry, arXiv:2203.01199 and arXiv:2607.14685 (2026). https://arxiv.org/abs/2607.14685v1
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Global Support and Convex Injectivity Domains under Weak MTWResearch Paper

Motivation: curvature conditions in optimal transport on manifolds

In optimal transport on a Riemannian manifold with the quadratic cost c(x,y)=d(x,y)2/2c(x,y)=d(x,y)^2/2c(x,y)=d(x,y)2/2, the regularity of optimal maps is governed by a fourth-order curvature quantity of the cost, the Ma–Trudinger–Wang (MTW) tensor. Its nonnegativity on orthogonal pairs, the weak MTW condition (A3w), is necessary for continuity of optimal maps, and together with convexity of the tangent injectivity domains it yields the global geometric "supporting" properties used in regularity theory. Whether weak MTW by itself forces those injectivity domains to be convex was proposed by Villani and proved previously only under a nonfocality assumption, which excludes cut points that are also conjugate points.

Background

  • 2005 — Ma, Trudinger and Wang introduce a strictly positive curvature condition for regularity of transport potentials (MTW 2005).
  • 2009 — Trudinger and Wang treat the degenerate nonnegative form A3w (TW 2009); Loeper proves necessity for continuity and the supporting-mountain principle (Loeper 2009).
  • 2010 — Loeper and Villani connect MTW to cut-locus geometry, proving convexity under strong MTW and nonfocality (Loeper–Villani 2010); Kim and McCann give a geometric formulation and a double-mountain principle (Kim–McCann 2010); Figalli's Bourbaki survey (Astérisque 332, 2010).
  • 2011 — Figalli, Rifford and Villani derive the global supporting principle from weak MTW plus convex injectivity domains (FRV 2011); Villani proposes that weak MTW alone should force convexity of every tangent injectivity domain (Villani 2011, §4.2).
  • 2015 — Figalli, Gallouët and Rifford prove that implication on nonfocal manifolds (FGR 2015, Thm 1.7).
  • 2026 — An OpenAI preprint, Global Support and Convex Injectivity Domains under Weak MTW (OpenAI Math Release, September 25, 2026), claims the implication on every smooth compact connected Riemannian manifold of dimension n≥2n\ge2n≥2, with conjugate cut points allowed. It has not been peer reviewed and its theorems are not formally verified.

Setting

Let (M,g)(M,g)(M,g) be a smooth, connected, compact Riemannian manifold without boundary, of dimension n≥2n\ge2n≥2, with geodesic distance ddd and exponential map exp⁡x:TxM→M\exp_x:T_xM\to Mexpx​:Tx​M→M. The open tangent injectivity domain at xxx is

I(x)={v∈TxM: d(x,exp⁡x(av))=a∣v∣x for some a>1},I(x)=\{v\in T_xM:\ d(x,\exp_x(av))=a|v|_x\ \text{for some } a>1\},I(x)={v∈Tx​M: d(x,expx​(av))=a∣v∣x​ for some a>1},

the set of velocities whose geodesic is still minimizing slightly beyond time one. With c(x,y)=d(x,y)2/2c(x,y)=d(x,y)^2/2c(x,y)=d(x,y)2/2, the MTW quantity at v∈I(x)v\in I(x)v∈I(x) is

S(x,v)(ξ,η)=−32 ∂4∂s2 ∂t2 c(exp⁡x(tξ),exp⁡x(v+sη))∣s=t=0,\mathfrak S_{(x,v)}(\xi,\eta)=-\frac32\,\frac{\partial^4}{\partial s^2\,\partial t^2}\,c\big(\exp_x(t\xi),\exp_x(v+s\eta)\big)\Big|_{s=t=0},S(x,v)​(ξ,η)=−23​∂s2∂t2∂4​c(expx​(tξ),expx​(v+sη))​s=t=0​,

and weak MTW means S(x,v)(ξ,η)≥0\mathfrak S_{(x,v)}(\xi,\eta)\ge0S(x,v)​(ξ,η)≥0 whenever ⟨ξ,η⟩x=0\langle\xi,\eta\rangle_x=0⟨ξ,η⟩x​=0, for all xxx and v∈I(x)v\in I(x)v∈I(x). No nonfocality, strict positivity, or prior convexity is assumed.

In Lean, MMM is a Mathlib Riemannian manifold modelled on EuclideanSpace ℝ (Fin n) (so without boundary), with CompactSpace, ConnectedSpace and IsRiemannianManifold linking the metric-space distance to the Riemannian metric. exp x v is the time-one point of a smooth curve with initial point xxx, initial velocity vvv, and locally constant-speed distance-realizing behaviour; mtw is the iterated one-variable derivative formula above.

Formalization targets

Goal: convexity of injectivity domains

If (M,g)(M,g)(M,g) satisfies weak MTW, then for every x∈Mx\in Mx∈M, every v0,v1∈I(x)v_0,v_1\in I(x)v0​,v1​∈I(x) and θ∈[0,1]\theta\in[0,1]θ∈[0,1],

(1−θ)v0+θv1∈I(x),(1-\theta)v_0+\theta v_1\in I(x),(1−θ)v0​+θv1​∈I(x),

i.e. I(x)I(x)I(x) is convex. This is Theorem 1.1 of the source. The goal is published on the platform with status Open.

Significance

The result itself. Combined with the Figalli–Rifford–Villani supporting principle, convexity of injectivity domains under weak MTW alone removes an extra geometric hypothesis from the regularity theory of optimal transport on compact manifolds, and covers focal manifolds where minimizing geodesics may reach conjugate cut points. The source also proves a global supporting property, convexity of lifted gap sections, and uniform C1,1C^{1,1}C1,1 intermediate-time geometry (Theorem 1.2), which feed the companion preprint on bi-Hölder regularity of transport maps.

Formalizing it. The statement uses only geodesics, distance and a four-fold derivative of the squared distance, so it can be phrased with current Mathlib Riemannian infrastructure. A proof needs nonsmooth analysis of the distance function near the cut locus, semiconvex potentials and their subdifferentials, and a continuity (degree) argument; this layer would be reusable for other cut-locus results.

Difficulty

The cost ccc is smooth only before the cut locus, while convexity of I(x)I(x)I(x) concerns segments whose interior points might a priori leave the region where S\mathfrak SS is defined. Weak MTW controls the cost Hessian only in directions perpendicular to a velocity segment and gives no strict inequality. Smooth-cost concavity arguments therefore cannot be applied beyond their domain, and nonfocality — the assumption that cut points are reached strictly before conjugate points — is exactly what earlier proofs used to keep the cost smooth along the segment.

Formalization scope

  • exp is defined through complete geodesics with prescribed initial data (ContMDiff curve, mfderiv at 000 equal to vvv, locally d(γs,γr)=∣v∣ ∣s−r∣d(\gamma s,\gamma r)=|v|\,|s-r|d(γs,γr)=∣v∣∣s−r∣); on a compact manifold such a geodesic exists and is unique, so the Classical.choose fallback is never used.
  • injectivityDomain matches I(x)I(x)I(x) exactly; mtw uses iterated deriv, which is the true fourth derivative wherever the cost is smooth (the case v∈I(x)v\in I(x)v∈I(x), near s=t=0s=t=0s=t=0).
  • The hypothesis quantifies over all xxx, all v∈I(x)v\in I(x)v∈I(x), and all gxg_xgx​-orthogonal ξ,η\xi,\etaξ,η; the conclusion is Convex ℝ (injectivityDomain x) for every xxx.
  • Dimension n≥2n\ge2n≥2, compactness and connectedness are explicit hypotheses; boundaryless-ness comes from the Euclidean model.
  • Needed infrastructure: Hopf–Rinow and uniqueness of geodesics, first and second variation, semiconcavity of the distance squared, cut and conjugate locus theory.

Selected references

  • X.-N. Ma, N. S. Trudinger and X.-J. Wang, Regularity of potential functions of the optimal transportation problem, Arch. Ration. Mech. Anal. 177 (2005), 151–183. https://doi.org/10.1007/s00205-005-0362-9
  • N. S. Trudinger and X.-J. Wang, On the second boundary value problem for Monge–Ampère type equations and optimal transportation, Ann. Sc. Norm. Super. Pisa 8 (2009), 143–174. https://doi.org/10.2422/2036-2145.2009.1.07
  • G. Loeper, On the regularity of solutions of optimal transportation problems, Acta Math. 202 (2009), 241–283. https://doi.org/10.1007/s11511-009-0037-8
  • G. Loeper and C. Villani, Regularity of optimal transport in curved geometry: the nonfocal case, Duke Math. J. 151 (2010), 431–485. https://doi.org/10.1215/00127094-2010-003
  • Y.-H. Kim and R. J. McCann, Continuity, curvature, and the general covariance of optimal transportation, J. Eur. Math. Soc. 12 (2010), 1009–1040. https://doi.org/10.4171/JEMS/221
  • A. Figalli, Regularity of optimal transport maps [after Ma–Trudinger–Wang and Loeper], Séminaire Bourbaki 2008/2009, Astérisque 332 (2010), 341–368.
  • A. Figalli, L. Rifford and C. Villani, Necessary and sufficient conditions for continuity of optimal transport maps on Riemannian manifolds, Tohoku Math. J. 63 (2011), 855–876. https://doi.org/10.2748/tmj/1325886291
  • C. Villani, Regularity of optimal transport and cut locus: from nonsmooth analysis to geometry to smooth analysis, Discrete Contin. Dyn. Syst. 30 (2011), 559–571. https://doi.org/10.3934/dcds.2011.30.559
  • A. Figalli, T. O. Gallouët and L. Rifford, On the convexity of injectivity domains on nonfocal manifolds, SIAM J. Math. Anal. 47 (2015), 969–1000. https://doi.org/10.1137/140961821
  • OpenAI, Global Support and Convex Injectivity Domains under Weak MTW, OpenAI Math Release preprint, September 25, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-Support-and-Convex-Injectivity-Domains-under-Weak-MTW-September-25-2026/paper.pdf
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Differential GeometryGeometry & Topology·Captain: wurtle

A Three-Manifold Without Conjugate Points and Without a Nonpositively Curved MetricResearch Paper

Motivation

Along a geodesic of a Riemannian manifold, a Jacobi field describes how nearby geodesics spread apart. Two points of a geodesic are conjugate if some nonzero Jacobi field vanishes at both; a metric has no conjugate points if this never happens. Nonpositive sectional curvature implies no conjugate points (by the Rauch comparison), and the two conditions share many consequences: the universal cover is diffeomorphic to Rn\mathbb R^nRn via the exponential map, and the fundamental group controls the geometry. For a single metric the converse fails: Gulliver (1975) produced metrics without conjugate points that have regions of positive curvature. The existence question is subtler: must a closed manifold that carries some metric without conjugate points also carry some metric of nonpositive curvature? Ivanov and Kapovitch (2014) and the Burns–Matveev survey (2021) ask this, explicitly including dimension three.

Background

  • 1963. Milnor's Morse Theory develops the index-form framework for conjugate points.
  • 1975. Gulliver shows that absence of conjugate points does not force nonpositive curvature for an individual metric (doi:10.1090/S0002-9947-1975-0383294-0).
  • 1995. Leeb characterizes 3-manifolds with nonpositively curved metrics and gives two-piece graph-manifold obstructions (doi:10.1007/BF01231445).
  • 1996. Kapovich and Leeb study discrete group actions on nonpositively curved spaces (doi:10.1007/BF01445254).
  • 2014. Ivanov and Kapovitch ask the existence question (Questions 1.1, 8.1), single out graph manifolds glued from punctured-torus products, and prove that a closed 3-manifold has a metric without focal points iff it has one of nonpositive curvature (doi:10.4310/jdg/1393424918).
  • 2021. Burns and Matveev list the question (Question 4.1.2) (doi:10.1017/etds.2019.73).

In dimension two the answer is positive (Euler characteristic and uniformization), so dimension three is the first case. The source of this mission is an OpenAI preprint dated September 24, 2026, which answers the question negatively in dimension three.

Setting

Let MMM be a closed (compact, boundaryless) connected smooth 3-manifold with a smooth Riemannian metric ggg. In a chart, with Christoffel symbols Γjki\Gamma^i_{jk}Γjki​, a curve γ\gammaγ is a geodesic if γ¨i+Γjkiγ˙jγ˙k=0\ddot\gamma^i+\Gamma^i_{jk}\dot\gamma^j\dot\gamma^k=0γ¨​i+Γjki​γ˙​jγ˙​k=0. With covariant derivative DsD_sDs​ along γ\gammaγ and curvature R(X,Y)Z=∇X∇YZ−∇Y∇XZ−∇[X,Y]ZR(X,Y)Z=\nabla_X\nabla_YZ-\nabla_Y\nabla_XZ-\nabla_{[X,Y]}ZR(X,Y)Z=∇X​∇Y​Z−∇Y​∇X​Z−∇[X,Y]​Z, a Jacobi field is a smooth vector field JJJ along γ\gammaγ with

Ds2J+R(J,γ˙)γ˙=0.D_s^2J+R(J,\dot\gamma)\dot\gamma=0.Ds2​J+R(J,γ˙​)γ˙​=0.

ggg has no conjugate points if every Jacobi field vanishing at two distinct times vanishes identically. ggg has nonpositive sectional curvature if g(R(u,v)v,u)≤0g(R(u,v)v,u)\le0g(R(u,v)v,u)≤0 for all tangent vectors u,vu,vu,v.

Formalization targets

Goal: Theorem 1.1

∃ M closed, connected, orientable smooth 3-manifold:∃ g without conjugate points,∄ g′ with sec⁡g′≤0.\exists\,M\ \text{closed, connected, orientable smooth 3-manifold}:\quad \exists\,g\ \text{without conjugate points},\quad \nexists\,g'\ \text{with } \sec_{g'}\le0.∃M closed, connected, orientable smooth 3-manifold:∃g without conjugate points,∄g′ with secg′​≤0.

The Lean statement OAI.ThreeManifold.main_theorem is open on the platform.

Significance

The theorem shows that, starting in dimension three, the existence of a metric without conjugate points is strictly weaker than the existence of a nonpositively curved metric, answering the Ivanov–Kapovitch question. The same manifold carries no locally CAT(0) length metric and, by the Ivanov–Kapovitch equivalence, no metric without focal points, so it separates "no conjugate points" from "no focal points" as well. The example is a graph manifold glued from two copies of (punctured torus)×S1\times S^1×S1, exactly the test case Ivanov and Kapovitch proposed.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Two separate problems must be solved. The obstruction side (no nonpositively curved metric) follows from Leeb's graph-manifold criterion and is group-theoretic. The construction side is analytic: one must build a metric across the gluing neck and prove that every complete geodesic, including those that enter and leave the neck infinitely often at arbitrary angles, has no conjugate points. Nonpositive curvature is not available in the neck, so the Rauch comparison does not apply; the index form must be controlled with endpoint terms uniformly in entry angle, turning height and excursion time.

Formalization scope

  • Manifolds are ChartedSpace (Fin 3 → ℝ) with IsManifold 𝓘(ℝ, Fin 3 → ℝ) ∞, compact, connected, Hausdorff, second countable; orientability is OrientedAtlas (all transition maps have positive Jacobian determinant).
  • Metrics are ContMDiffRiemannianMetric; Christoffel symbols and curvature are computed in every atlas chart from fderiv of the coordinate metric.
  • IsGeodesicOn g γ U asks for a smooth curve satisfying the geodesic equation in every chart on the open interval U; IsJacobiFieldOn asks for chart-smooth fields satisfying the Jacobi equation.
  • NoConjugatePoints g: for every open interval U, geodesic and Jacobi field on U, vanishing at two distinct times forces vanishing on U.
  • NonpositiveSectionalCurvature g: g(R(u,v)v,u)≤0g(R(u,v)v,u)\le0g(R(u,v)v,u)≤0 for all chart points and vectors; the goal asserts no smooth metric on the same smooth manifold has this property.

A complete development needs Riemannian geometry in coordinates, geodesic flows and Jacobi fields, the index form, Cartan–Hadamard/flat torus theorems and the group theory of graph manifolds. Contributions formalizing Theorem 2.1 (no proper cocompact CAT(0) action), Lemma 6.2 (index-form criterion) and Proposition 6.1 (assembly of passage estimates) are welcome.

Selected references

  • OpenAI, A Three-Manifold Without Conjugate Points and Without a Nonpositively Curved Metric, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Three-Manifold-Without-Conjugate-Points-and-Without-a-Nonpositively-Curved-Metric-September-24-2026/paper.pdf
  • S. Ivanov, V. Kapovitch, Manifolds without conjugate points and their fundamental groups, J. Differential Geom., 2014. https://doi.org/10.4310/jdg/1393424918
  • K. Burns, V. S. Matveev, Open problems and questions about geodesics, Ergodic Theory Dynam. Systems, 2021. https://doi.org/10.1017/etds.2019.73
  • R. Gulliver, On the variety of manifolds without conjugate points, Trans. Amer. Math. Soc., 1975. https://doi.org/10.1090/S0002-9947-1975-0383294-0
  • B. Leeb, 3-manifolds with(out) metrics of nonpositive curvature, Invent. Math., 1995. https://doi.org/10.1007/BF01231445
  • M. Kapovich, B. Leeb, Actions of discrete groups on nonpositively curved spaces, Math. Ann., 1996. https://doi.org/10.1007/BF01445254
  • J. Milnor, Morse Theory, Princeton University Press, 1963.
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AnalysisDifferential GeometryOptimal Transport·Captain: wurtle

Weak Hessian bounds along every geodesic in RCD spacesResearch Paper

Motivation: from weak Hessian bounds to every geodesic

On a smooth Riemannian manifold, an upper bound ∇2F≤G g\nabla^2F\le G\,g∇2F≤Gg on the Hessian of a function FFF immediately bounds the second derivative of FFF along every geodesic: (F∘σ)′′≤∣σ˙∣2 G∘σ(F\circ\sigma)''\le|\dot\sigma|^2\,G\circ\sigma(F∘σ)′′≤∣σ˙∣2G∘σ. In non-smooth geometry this step breaks down. On metric measure spaces with Ricci curvature bounded below in the synthetic sense — the RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces — Hessians exist only weakly: inequalities are tested against the reference measure mmm, whereas a single prescribed geodesic can lie in a set of measure zero. Passing from a distributional Hessian bound to a statement about every individual geodesic is a recurring need, for example in characterizing lower bounds on sectional curvature synthetically (in the same release the preprint accompanies an OpenAI preprint on Gigli's distributional-curvature characterization of Alexandrov spaces). Earlier results get this passage only under extra regularity.

Timeline

  • 2014 — Savaré's self-improvement of the Bakry–Émery condition gives a measure-valued Bochner calculus on RCD(K,∞)\mathrm{RCD}(K,\infty)RCD(K,∞) spaces (Savaré 2014).
  • 2015 — Ambrosio, Gigli and Savaré identify Bakry–Émery bounds with Riemannian curvature-dimension bounds (Ann. Probab. 2015). Ketterer uses an exponential change of measure under a Hessian assumption with Sobolev regularity (Ketterer 2015, Thm 7.1).
  • 2018 — Gigli's second-order calculus on RCD\mathrm{RCD}RCD spaces: Hessians of test functions and ∇∇g∇g=∇(Γ(g)/2)\nabla_{\nabla g}\nabla g=\nabla(\Gamma(g)/2)∇∇g​∇g=∇(Γ(g)/2) (Gigli, Mem. AMS 2018). Han passes from infinitesimal to weak convexity by entropy convexity for e−aume^{-au}me−aum, assuming second-order Sobolev regularity (Han 2018); Sturm treats semiconvex functions by vanishing entropy (Sturm 2018).
  • 2020 — Kapovitch and Ketterer derive geodesic convexity from an L2L^2L2-Hessian bound for Laplacian-domain functions (J. reine angew. Math. 2020, Thm 4.7).
  • 2021 — Braun, Habermann and Sturm develop variable-curvature equivalences (J. Math. Pures Appl. 2021).
  • 2024–2025 — Brena and Gigli discuss the passage from weak Hessian bounds to geodesic convexity and propose a change-of-measure route, identifying the regularity it needs (Potential Anal. 2025, Remarks 2.3–2.4). Deng proves that finite-dimensional RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces are non-branching (Geom. Topol. 2025, Thm 1.3).
  • 2026 — An OpenAI preprint, Weak Hessian bounds along every geodesic in RCD spaces (OpenAI Math Release, September 24, 2026), claims the passage under only bounded Lipschitz regularity of FFF and bounded continuous GGG. It has not been peer reviewed, and the claim has not been formally verified.

Setting

(M,d,m)(M,d,m)(M,d,m) is a complete separable metric space with a Borel measure mmm that charges every nonempty open set and is finite on bounded sets. RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N), for K∈RK\in\mathbb RK∈R and 1<N<∞1<N<\infty1<N<∞, means the (unreduced) Lott–Sturm–Villani curvature-dimension condition CD(K,N)\mathrm{CD}(K,N)CD(K,N) for optimal transport between absolutely continuous probability measures with finite second moment, together with a quadratic Cheeger energy (infinitesimal Hilbertianity).

The minimal weak upper gradient ∣∇f∣|\nabla f|∣∇f∣ is defined through test plans (probability measures on absolutely continuous curves with bounded compression and finite kinetic energy). Polarization gives Γ(u,v)=⟨∇u,∇v⟩\Gamma(u,v)=\langle\nabla u,\nabla v\rangleΓ(u,v)=⟨∇u,∇v⟩, and the Laplacian is the nonpositive generator, ∫Γ(u,v) dm=−∫(Δu)v dm\int\Gamma(u,v)\,dm=-\int(\Delta u)v\,dm∫Γ(u,v)dm=−∫(Δu)vdm. The test class consists of bounded, globally Lipschitz ggg in the domain of Δ\DeltaΔ with Δg∈W1,2\Delta g\in W^{1,2}Δg∈W1,2. For such compactly supported ggg and nonnegative compactly supported Lipschitz hhh, the weak Hessian evaluation of FFF is

HF(∇g,∇g)(h)=−∫M(Γ(h,g)+h Δg) Γ(F,g) dm−∫Mh Γ ⁣(F,12Γ(g)) dm.H_F(\nabla g,\nabla g)(h)= -\int_M\big(\Gamma(h,g)+h\,\Delta g\big)\,\Gamma(F,g)\,dm-\int_M h\,\Gamma\!\big(F,\tfrac12\Gamma(g)\big)\,dm .HF​(∇g,∇g)(h)=−∫M​(Γ(h,g)+hΔg)Γ(F,g)dm−∫M​hΓ(F,21​Γ(g))dm.

A constant-speed minimizing geodesic is a curve σ:[0,1]→M\sigma:[0,1]\to Mσ:[0,1]→M with d(σs,σt)=∣s−t∣ ℓd(\sigma_s,\sigma_t)=|s-t|\,\elld(σs​,σt​)=∣s−t∣ℓ, where ℓ=d(σ0,σ1)\ell=d(\sigma_0,\sigma_1)ℓ=d(σ0​,σ1​). All of these notions are defined from scratch in the Lean development (IsTestPlan, weakGradient, gamma, IsLaplacian, IsTestFunction, weakHessian, CurvatureDimension, RCD).

Formalization targets

Goal: weak Hessian bounds along every geodesic (Theorem 1.1)

Let (M,d,m)(M,d,m)(M,d,m) be a full-support RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) space with 1<N<∞1<N<\infty1<N<∞. Let FFF be bounded and globally Lipschitz and GGG bounded and continuous, and assume

HF(∇g,∇g)(h)≤∫Mh G Γ(g) dmH_F(\nabla g,\nabla g)(h)\le\int_M h\,G\,\Gamma(g)\,dmHF​(∇g,∇g)(h)≤∫M​hGΓ(g)dm

for all compactly supported test functions ggg and all nonnegative h∈Lipc(M)h\in\mathrm{Lip}_c(M)h∈Lipc​(M). Then every constant-speed minimizing geodesic σ\sigmaσ of length ℓ\ellℓ satisfies (F∘σ)′′≤ℓ2 G∘σ(F\circ\sigma)''\le\ell^2\,G\circ\sigma(F∘σ)′′≤ℓ2G∘σ in distributions on (0,1)(0,1)(0,1):

∫01F(σt) φ′′(t) dt≤ℓ2∫01G(σt) φ(t) dtfor all 0≤φ∈Cc∞(0,1).\int_0^1F(\sigma_t)\,\varphi''(t)\,dt\le\ell^2\int_0^1G(\sigma_t)\,\varphi(t)\,dt\qquad\text{for all } 0\le\varphi\in C_c^\infty(0,1).∫01​F(σt​)φ′′(t)dt≤ℓ2∫01​G(σt​)φ(t)dtfor all 0≤φ∈Cc∞​(0,1).

The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. If the source's proof is correct, the theorem makes a measure-theoretic Hessian inequality usable on every prescribed geodesic, including geodesics that are invisible to almost-everywhere statements. For constant G=cG=cG=c it says that t↦F(σt)−cℓ2t2/2t\mapsto F(\sigma_t)-c\ell^2t^2/2t↦F(σt​)−cℓ2t2/2 is concave on every geodesic. Compared with earlier results, FFF needs only to be bounded and Lipschitz (no second-order Sobolev or Laplacian-domain regularity), GGG may vary in space, and mmm may have infinite total mass. Such geodesic convexity statements feed into synthetic characterizations of sectional-curvature lower bounds and into rigidity arguments on RCD\mathrm{RCD}RCD spaces.

Formalizing it. The statement depends on a large definitional layer: test plans, weak upper gradients, Cheeger energy, the Laplacian, Lott–Sturm–Villani CD(K,N)\mathrm{CD}(K,N)CD(K,N) and the weak Hessian. None of these is in Mathlib. Formalizing them faithfully is reusable infrastructure for the whole theory of metric measure spaces with Ricci bounds. The proof itself relies on deep inputs (Savaré's self-improvement, the Ambrosio–Gigli–Savaré and Braun–Habermann–Sturm equivalences, Deng's non-branching theorem), so the realistic path is to state those inputs as milestones.

Difficulty

A weak Hessian bound holds only after integration against mmm. A naive argument would average the bound over a family of geodesics and then localize, but a fixed geodesic can carry zero measure, and almost-everywhere statements about transport geodesics say nothing about it. The natural fix — change the measure to eλFme^{\lambda F}meλFm and use entropy convexity — requires the weighted Bochner inequality on the weighted test class. A Lipschitz weight does not preserve that class: the drift term Γ(V,u)\Gamma(V,u)Γ(V,u) need not be Sobolev, as an explicit Euclidean example in the source shows (Remark 4.2). Localizing to one geodesic also needs uniqueness of geodesics between nearby endpoints, which in this generality comes from non-branching of finite-dimensional RCD\mathrm{RCD}RCD spaces.

Formalization scope

  • XXX is a MetricSpace with Borel σ-algebra, CompleteSpace and SeparableSpace; mmm is a Measure X with FullSupport and FiniteOnBoundedSets. RCD m K N is the unreduced CurvatureDimension with the τ\tauτ coefficients for all N′≥NN'\ge NN′≥N, plus QuadraticCheegerEnergy (the parallelogram law for Cheeger energy).
  • IsTestFunction requires the function itself (not merely a representative) to be bounded and globally Lipschitz, in the Laplacian domain, with Sobolev Laplacian. WeakHessianUpperBound m F G quantifies over compactly supported test functions ggg and compactly supported nonnegative Lipschitz hhh.
  • Geodesics are continuous maps Set.Icc 0 1 → X with d(σs,σt)=∣s−t∣ d(σ0,σ1)d(\sigma_s,\sigma_t)=|s-t|\,d(\sigma_0,\sigma_1)d(σs​,σt​)=∣s−t∣d(σ0​,σ1​), so constant curves are included (the conclusion is then trivial). The conclusion CurveSecondDerivativeBound integrates over [0,1][0,1][0,1] against smooth nonnegative φ\varphiφ with tsupport φ ⊆ Ioo 0 1.
  • Choice-based definitions (weakGradient, laplacian) return 000 when the object does not exist. The hypotheses on FFF (bounded Lipschitz) and the test-function requirements ensure that the relevant gradients and Laplacians exist, so the hypothesis is not vacuous.
  • Contributions welcome: a faithful library of test plans, minimal weak upper gradients and the Laplacian on metric measure spaces; the Lott–Sturm–Villani CD(K,N)\mathrm{CD}(K,N)CD(K,N) condition; entropy and Wasserstein geodesics.

Selected references

  • N. Gigli, Nonsmooth differential geometry — an approach tailored for spaces with Ricci curvature bounded from below, Mem. Amer. Math. Soc. 251 (2018). https://doi.org/10.1090/memo/1196
  • G. Savaré, Self-improvement of the Bakry–Émery condition and Wasserstein contraction of the heat flow in RCD(K,∞)\mathrm{RCD}(K,\infty)RCD(K,∞) metric measure spaces, Discrete Contin. Dyn. Syst. 34 (2014), 1641–1661. https://doi.org/10.3934/dcds.2014.34.1641
  • L. Ambrosio, N. Gigli and G. Savaré, Bakry–Émery curvature-dimension condition and Riemannian Ricci curvature bounds, Ann. Probab. 43 (2015), 339–404. https://doi.org/10.1214/14-AOP907
  • M. Braun, K. Habermann and K.-T. Sturm, Optimal transport, gradient estimates, and pathwise Brownian coupling on spaces with variable Ricci bounds, J. Math. Pures Appl. 147 (2021), 60–97. https://doi.org/10.1016/j.matpur.2021.01.002
  • C. Ketterer, Obata's rigidity theorem for metric measure spaces, Anal. Geom. Metr. Spaces 3 (2015), 278–295. https://doi.org/10.1515/agms-2015-0016
  • K.-T. Sturm, Gradient flows for semiconvex functions on metric measure spaces — existence, uniqueness and Lipschitz continuity, Proc. Amer. Math. Soc. 146 (2018), 3985–3994. https://doi.org/10.1090/proc/14061
  • B.-X. Han, Characterizations of monotonicity of vector fields on metric measure spaces, Calc. Var. PDE 57 (2018). https://doi.org/10.1007/s00526-018-1388-9
  • V. Kapovitch and C. Ketterer, CD meets CAT, J. reine angew. Math. 766 (2020), 1–44. https://arxiv.org/abs/1712.02839
  • C. Brena and N. Gigli, Fine representation of Hessian of convex functions and Ricci tensor on RCD spaces, Potential Anal. 62 (2025), 703–737. https://doi.org/10.1007/s11118-024-10153-5
  • Q. Deng, Hölder continuity of tangent cones in RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces and applications to non-branching, Geom. Topol. 29 (2025), 1037–1114. https://doi.org/10.2140/gt.2025.29.1037
  • OpenAI, Weak Hessian bounds along every geodesic in RCD spaces, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Weak-Hessian-bounds-along-every-geodesic-in-RCD-spaces-September-24-2026/weak-hessian-geodesics.pdf
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The Isoperimetric Conjecture for the Cubic Flat Three-TorusResearch Paper

Motivation

The isoperimetric problem asks, for each prescribed volume, for the regions of least boundary area. In Euclidean space the answer is the round ball. In a compact space with topology the answer changes with the volume: small regions still look like balls, but larger regions can save area by wrapping around the space. The unit cubic flat three-torus R3/Z3\mathbb R^3/\mathbb Z^3R3/Z3 is the simplest compact example in three dimensions, and the periodic isoperimetric problem on it is equivalent, by reflection, to the relative isoperimetric problem in a cube. It is a standard test case for how local Euclidean geometry interacts with global topology, and it has been studied in connection with periodic minimal and constant-mean-curvature surfaces (Hauswirth–Pérez–Romon–Ros 2004; Ros 2005).

The conjectured answer is a sequence of three phases: balls, solid circular tubes around shortest closed geodesics, and slabs between parallel coordinate tori, followed by their complements. This mission asks for a machine-checked proof of that conjecture, including the classification of every minimizer, as claimed in an OpenAI preprint dated September 24, 2026 (source). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 1972 — Hadwiger proves that a coordinate cut minimizes at half volume for the cube (Monatsh. Math. 1972).
  • 1992–1996 — Ritoré and Ros develop stability and structure results for constant-mean-curvature surfaces in flat three-manifolds (Comment. Math. Helv. 1992; Trans. AMS 1996); Ritoré's thesis records Hsiang's coordinate reflection symmetry (1994).
  • 2000 — Barthe and Maurey recover Hadwiger's half-volume result by Gaussian comparison (Ann. IHP 2000). Morgan and Johnson's small-volume comparison implies that balls minimize for sufficiently small volume on compact flat manifolds (Indiana Univ. Math. J. 2000, Theorem 4.4).
  • 2004 — Hauswirth, Pérez, Romon and Ros state the ball–tube–slab prediction and prove that a nonstandard minimizing boundary is connected of genus 222, 333 or 444, with curvature–area bounds (Trans. AMS 2004).
  • 2005 — Ros's survey records the conjecture for the cubic torus and cube (Clay Math. Proc. 2, 2005, Section 1.6).
  • 2013 — Acerbi, Fusco and Morini prove that slabs are the only minimizers near half volume (Comm. Math. Phys. 2013, Theorem 5.3), without effective ranges.
  • 2026 — Milman obtains effective ranges for the phases, including the ball phase up to volume fraction 0.120582…0.120582\ldots0.120582…, and reduces the profile conjecture to the two transition volumes 4π/814\pi/814π/81 and 1/π1/\pi1/π (Comm. Pure Appl. Math. 2026, Theorems 1.2–1.3).
  • September 2026 — The OpenAI preprint claims the full conjecture with all equality cases (Theorem 1.1, p. 1).

Setting

Let T=R3/Z3\mathbb T=\mathbb R^3/\mathbb Z^3T=R3/Z3 with its flat metric and volume measure ∣⋅∣|\cdot|∣⋅∣ (total volume 111). For a measurable E⊆TE\subseteq\mathbb TE⊆T, its perimeter is the De Giorgi perimeter

P(E)=sup⁡{∫Ediv⁡F:F a smooth vector field on T, ∣F∣≤1}∈[0,∞],P(E)=\sup\Bigl\{\int_E \operatorname{div}F : F \text{ a smooth vector field on }\mathbb T,\ |F|\le1\Bigr\}\in[0,\infty],P(E)=sup{∫E​divF:F a smooth vector field on T, ∣F∣≤1}∈[0,∞],

which equals the boundary area when ∂E\partial E∂E is smooth, and is insensitive to null-set changes. EEE has finite perimeter if P(E)<∞P(E)<\inftyP(E)<∞. A minimizer at volume VVV is a finite-perimeter EEE with ∣E∣=V|E|=V∣E∣=V and P(E)≤P(F)P(E)\le P(F)P(E)≤P(F) for all finite-perimeter FFF with ∣F∣=V|F|=V∣F∣=V.

For 0<V<10<V<10<V<1 put v=min⁡(V,1−V)v=\min(V,1-V)v=min(V,1−V) and

I(V)=min⁡{(36π)1/3v2/3,  2πv,  2}.I(V)=\min\Bigl\{(36\pi)^{1/3}v^{2/3},\;2\sqrt{\pi v},\;2\Bigr\}.I(V)=min{(36π)1/3v2/3,2πv​,2}.

The three expressions are the perimeters of a ball of volume vvv, a solid circular tube of volume vvv around a shortest closed geodesic (a coordinate circle of length 111), and a slab of width vvv between two coordinate tori. The branches cross at V1=4π/81V_1=4\pi/81V1​=4π/81 and V2=1/πV_2=1/\piV2​=1/π.

Formalization targets

Goal: Theorem 1.1 (p. 1)

For every V∈(0,1)V\in(0,1)V∈(0,1):

  1. a minimizer at volume VVV exists;
  2. every minimizer has perimeter exactly I(V)I(V)I(V);
  3. a set EEE is a minimizer at volume V≤1/2V\le 1/2V≤1/2 if and only if, up to an isometry of T\mathbb TT and a null set, it is a ball of radius (3V/(4π))1/3(3V/(4\pi))^{1/3}(3V/(4π))1/3 when V≤4π/81V\le 4\pi/81V≤4π/81, a solid tube of radius V/π\sqrt{V/\pi}V/π​ about a shortest closed geodesic when 4π/81≤V≤1/π4\pi/81\le V\le1/\pi4π/81≤V≤1/π, or a slab of width VVV between coordinate tori when 1/π≤V1/\pi\le V1/π≤V; for V>1/2V>1/2V>1/2 the minimizers are exactly the complements of those at volume 1−V1-V1−V.

The ranges are closed, so at each transition volume both adjacent types are minimizers and there are no others. This is OAI.CubicTorus.unit_cubic_isoperimetric.

Significance

The result itself. It determines the isoperimetric profile of the cubic three-torus and the reflected relative profile of the unit cube at every volume, settling a conjecture explicitly posed by Hauswirth–Pérez–Romon–Ros and Ros. The equality classification at the transitions is new even granting Milman's reduction, which classifies minimizers on the open branches once the endpoint values are known but leaves extra co-minimizers at 4π/814\pi/814π/81 and 1/π1/\pi1/π to be excluded.

Formalizing it. The proof combines geometric measure theory (existence and regularity of minimizers), structure theorems for stable CMC surfaces, a differential inequality for the profile, and certified one-variable numerics. A formal proof would certify the whole chain; existence and regularity of isoperimetric regions in a flat torus are themselves substantial missing library pieces. No machine-checked version of the result, or of the Euclidean isoperimetric inequality for finite-perimeter sets in this generality, is known to exist.

Difficulty

The main obstruction is to rule out minimizers whose boundary is a connected surface of genus 222, 333 or 444 (Theorem 2.1, p. 3, quoting Hauswirth–Pérez–Romon–Ros). The general curvature–area bound and the profile differential inequality (Lemma 2.3, p. 4) exclude such surfaces away from the transitions but not at V1,V2V_1,V_2V1​,V2​ themselves. At the cylinder–slab transition V2=1/πV_2=1/\piV2​=1/π, the planar isoperimetric inequality applied to horizontal sections leaves a deficit in a central curvature range; the preprint closes it with a calibration of a corner section, a nesting argument for planar sections, and a Jensen estimate (Section 6, Proposition 6.7, p. 19), supplemented by certified numerical bounds (Appendix B).

Formalization scope

  • The torus is PiLp 2 (fun _ : Fin 3 => AddCircle 1), whose metric is the flat torus metric; volume is the pushforward of Lebesgue measure on the half-open unit cube.
  • Perimeter is the De Giorgi supremum over C∞C^\inftyC∞ Z3\mathbb Z^3Z3-periodic vector fields on R3\mathbb R^3R3 with ∣F∣≤1|F|\le1∣F∣≤1, valued in ℝ≥0∞; no regularity of EEE is assumed. Finite perimeter also requires null-measurability.
  • Minimizers are global: the comparison ranges over all finite-perimeter sets of the same volume.
  • The canonical ball is the metric ball about 000; the tube is {x:∥x1∥2+∥x2∥2<V/π}\{x:\|x_1\|^2+\|x_2\|^2<V/\pi\}{x:∥x1​∥2+∥x2​∥2<V/π} around the x0x_0x0​-direction geodesic; the slab is {x:∥x0∥<V/2}\{x:\|x_0\|<V/2\}{x:∥x0​∥<V/2}. CongruentAE allows any isometry of T\mathbb TT followed by a null-set change.
  • The phase ranges are closed, so both types are included at ties, matching the source. The statement is not vacuous: existence is part of the conclusion, and the profile value is a concrete real number.

Useful reusable infrastructure: sets of finite perimeter on flat tori, compactness and lower semicontinuity of perimeter, and the Euclidean isoperimetric inequality.

Selected references

  • OpenAI, The Isoperimetric Conjecture for the Cubic Flat Three-Torus, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Isoperimetric-Conjecture-for-the-Cubic-Flat-Three-Torus-September-24-2026/article.pdf
  • L. Hauswirth, J. Pérez, P. Romon, A. Ros, The periodic isoperimetric problem, Trans. Amer. Math. Soc. 356 (2004), 2025–2047. https://doi.org/10.1090/S0002-9947-03-03362-2
  • A. Ros, The isoperimetric problem, in Global Theory of Minimal Surfaces, Clay Math. Proc. 2 (2005), 175–209. https://www.claymath.org/wp-content/uploads/2022/03/cmip02.pdf
  • E. Milman, Isoperimetric inequalities on slabs with applications to cubes and Gaussian slabs, Comm. Pure Appl. Math. 79 (2026), 1012–1072. https://doi.org/10.1002/cpa.70020
  • E. Acerbi, N. Fusco, M. Morini, Minimality via second variation for a nonlocal isoperimetric problem, Comm. Math. Phys. 322 (2013), 515–557. https://doi.org/10.1007/s00220-013-1733-y
  • H. Hadwiger, Gitterperiodische Punktmengen und Isoperimetrie, Monatsh. Math. 76 (1972), 410–418. https://doi.org/10.1007/BF01297304
  • F. Morgan, D. L. Johnson, Some sharp isoperimetric theorems for Riemannian manifolds, Indiana Univ. Math. J. 49 (2000), 1017–1041. https://www.lehigh.edu/~dlj0/papers/morgan-johnson.pdf
  • M. Ritoré, A. Ros, Stable constant mean curvature tori and the isoperimetric problem in three space forms, Comment. Math. Helv. 67 (1992), 293–305. https://doi.org/10.1007/BF02566501
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Smooth counterexamples to Yau's nodal upper bound in dimensions three and fourResearch Paper

Motivation

The nodal set of a Laplace eigenfunction is the set where it vanishes. In 1982 Yau asked whether, on a fixed smooth closed Riemannian manifold of dimension ddd, the (d−1)(d-1)(d−1)-dimensional measure of the nodal set of every eigenfunction with eigenvalue λ\lambdaλ is comparable to λ\sqrt\lambdaλ​ from above and below (Yau, Problem section, Annals of Math. Studies 102, 1982). The conjectured two-sided bound

cgλ≤Hgd−1(Zu)≤Cgλ,c_g\sqrt\lambda\le\mathcal H^{d-1}_g(Z_u)\le C_g\sqrt\lambda,cg​λ​≤Hgd−1​(Zu​)≤Cg​λ​,

with constants depending only on the metric, has organized several decades of work on unique continuation and quantitative zero sets of elliptic equations. The lower and upper inequalities are logically separate, and a fixed metric must be distinguished from a metric chosen anew for each eigenvalue.

Timeline

  • 1978. Brüning proves the sharp lower bound on smooth surfaces (doi:10.1007/BF01214561).
  • 1982. Yau states the conjecture.
  • 1988. Donnelly and Fefferman prove both bounds for real-analytic metrics (doi:10.1007/BF01393691).
  • 1989. Hardt and Simon give a general non-polynomial upper estimate for smooth metrics (doi:10.4310/jdg/1214443599).
  • 1990. Donnelly and Fefferman prove the surface upper bound Cλ3/4C\lambda^{3/4}Cλ3/4 (doi:10.1090/S0894-0347-1990-1035413-2).
  • 2015–2017. Enciso and Peralta-Salas, then with Steinerberger, prescribe the nodal set of a first eigenfunction by choosing the metric (doi:10.4310/jdg/1442364650, doi:10.1093/imrn/rnw126).
  • 2018. Logunov proves a polynomial upper estimate in dimension ≥3\ge3≥3 (doi:10.4007/annals.2018.187.1.4) and the sharp lower estimate in every dimension (doi:10.4007/annals.2018.187.1.5); Logunov and Malinnikova improve the surface exponent to 3/4−β3/4-\beta3/4−β (doi:10.1007/978-3-319-59078-3_17).
  • 2023. Hezari proves upper bounds for Gevrey and certain quasianalytic metrics (doi:10.1007/s00220-023-04853-z).

After Logunov, the smooth upper bound was known to be polynomial in λ\lambdaλ but not of order λ\sqrt\lambdaλ​. The source of this mission, an OpenAI preprint dated September 23, 2026, claims that the upper bound fails for fixed smooth metrics in dimensions three and four.

Setting

Let (M,g)(M,g)(M,g) be a closed connected smooth Riemannian manifold of dimension ddd. In local coordinates, with ∣g∣=det⁡(gij)|g|=\det(g_{ij})∣g∣=det(gij​) and (gij)(g^{ij})(gij) the inverse matrix, the Laplace–Beltrami operator is Δgu=∣g∣−1/2∂i(∣g∣1/2gij∂ju)\Delta_g u=|g|^{-1/2}\partial_i(|g|^{1/2}g^{ij}\partial_j u)Δg​u=∣g∣−1/2∂i​(∣g∣1/2gij∂j​u). An eigenfunction with eigenvalue λ>0\lambda>0λ>0 is a nonzero real uuu with −Δgu=λu-\Delta_g u=\lambda u−Δg​u=λu; its nodal set is Zu={u=0}Z_u=\{u=0\}Zu​={u=0}, measured by Hgd−1\mathcal H^{d-1}_gHgd−1​, Hausdorff measure for the Riemannian distance of ggg.

The round metric g∗g_*g∗​ on S3⊂R4S^3\subset\mathbb R^4S3⊂R4 is the pullback of the Euclidean inner product. A C∞C^\inftyC∞ neighborhood of g∗g_*g∗​ is any set of metrics containing all ggg whose coefficient functions, in finitely many charts and on compact subsets, have derivatives up to some order within ε\varepsilonε of those of g∗g_*g∗​.

Formalization targets

Goal: Theorem 1.1 (three-sphere)

For every C∞C^\inftyC∞ neighborhood N\mathcal NN of g∗g_*g∗​ there are g∞∈Ng_\infty\in\mathcal Ng∞​∈N, nonzero smooth uju_juj​ and λj>0\lambda_j>0λj​>0 with

−Δg∞uj=λjuj,λj→∞,Hg∞2(Zuj)λj→∞.-\Delta_{g_\infty}u_j=\lambda_ju_j,\qquad \lambda_j\to\infty,\qquad \frac{\mathcal H^2_{g_\infty}(Z_{u_j})}{\sqrt{\lambda_j}}\to\infty.−Δg∞​​uj​=λj​uj​,λj​→∞,λj​​Hg∞​2​(Zuj​​)​→∞.

Lean: OAI.YauCounterexamples.sphere_three, open on the platform.

Milestone: Theorem 1.2 (four-manifold)

There are a smooth metric g∞g_\inftyg∞​ on S2×T2S^2\times\mathbb T^2S2×T2, nonzero smooth uju_juj​ and λj→∞\lambda_j\to\inftyλj​→∞ with −Δg∞uj=λjuj-\Delta_{g_\infty}u_j=\lambda_ju_j−Δg∞​​uj​=λj​uj​ and Hg∞3(Zuj)/λj→∞\mathcal H^3_{g_\infty}(Z_{u_j})/\sqrt{\lambda_j}\to\inftyHg∞​3​(Zuj​​)/λj​​→∞.

Significance

Theorem 1.1 disproves the upper-bound half of Yau's conjecture for smooth metrics already in dimension three, with metrics arbitrarily close to the round sphere, where the bound does hold. Neither theorem asserts a power-law excess, and neither contradicts the lower bound. Together with the companion preprints of this family (a sharp λ\sqrt\lambdaλ​ upper bound on smooth surfaces, and power-law violations in dimension at least five) it would locate the boundary of validity of the upper bound by dimension. The result is claimed in an OpenAI preprint that has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Approximate eigenfunctions (quasimodes) with large nodal sets are comparatively easy to build locally. The obstacle is to replace each quasimode by an exact eigenfunction of an ordinary Laplace–Beltrami operator of one fixed metric, while keeping every sign change that witnesses nodal measure, and to do this for infinitely many eigenvalues at once with corrections that converge in C∞C^\inftyC∞. A scalar potential or conductivity correction would be easy, but the operator must be a genuine metric Laplacian, which imposes a determinant identity between conductivity and density; the paper uses different, dimension-specific repairs in dimensions three and four. Also, the nodal set is not assumed regular, so its measure must be bounded below by a stable, lower semicontinuous count of sign changes.

Formalization scope

  • SmoothMetric E M is Mathlib's ContMDiffRiemannianMetric on the tangent bundle. Sphere 3 is the unit sphere of EuclideanSpace ℝ (Fin 4) with its standard charts; the four-manifold is Sphere 2 × (Circle × Circle).
  • laplaceBeltrami g u x is the coordinate formula above, in the chart at x with coordinates from Module.finBasis; only values in the open chart target are used.
  • IsSmoothNeighborhood g₀ N: some finite list of compact-chart derivative tests and one ε>0\varepsilon>0ε>0 such that every metric passing them lies in N. Quantifying over all such N is the C∞C^\inftyC∞ topology.
  • nodalMeasure g d u is Measure.hausdorffMeasure d of {u=0}\{u=0\}{u=0} for the path distance of g itself (EMetricSpace.ofRiemannianMetric), not the distance inherited from R4\mathbb R^4R4.
  • HasUnboundedNodalRatio g d asks for smooth nonzero eigenfunctions with positive eigenvalues tending to ∞\infty∞, finite nodal measures, and ratio Hd−1/λ→∞\mathcal H^{d-1}/\sqrt\lambda\to\inftyHd−1/λ​→∞. Finiteness rules out the degenerate reading where an infinite measure would become 000 under toReal; it holds for every eigenfunction of a smooth metric on a compact manifold (Hardt–Simon).

A complete development needs elliptic regularity and perturbation theory for simple eigenvalues of metric Laplacians, WKB-type quasimode constructions, and Hausdorff-measure lower bounds from sign changes along segments. Contributions formalizing the named propositions (Proposition 2.6 spherical profiles, Proposition 3.6 simultaneous wave realization, Proposition 4.4 exactification, Proposition 6.2 one construction step) are welcome.

Selected references

  • OpenAI, Smooth counterexamples to Yau's nodal upper bound in dimensions three and four, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Smooth-counterexamples-to-Yaus-nodal-upper-bound-in-dimensions-three-and-four-September-23-2026/paper.pdf
  • S.-T. Yau, Problem section, Seminar on Differential Geometry, Annals of Mathematics Studies 102, 1982.
  • H. Donnelly, C. Fefferman, Nodal sets of eigenfunctions on Riemannian manifolds, Invent. Math., 1988. https://doi.org/10.1007/BF01393691
  • R. Hardt, L. Simon, Nodal sets for solutions of elliptic equations, J. Differential Geom., 1989. https://doi.org/10.4310/jdg/1214443599
  • A. Logunov, Nodal sets of Laplace eigenfunctions: polynomial upper estimates of the Hausdorff measure, Ann. of Math., 2018. https://doi.org/10.4007/annals.2018.187.1.4
  • A. Logunov, Nodal sets of Laplace eigenfunctions: proof of Nadirashvili's conjecture and of the lower bound in Yau's conjecture, Ann. of Math., 2018. https://doi.org/10.4007/annals.2018.187.1.5
  • A. Logunov, E. Malinnikova, Nodal sets of Laplace eigenfunctions: estimates of the Hausdorff measure in dimensions two and three, 2018. https://doi.org/10.1007/978-3-319-59078-3_17
  • H. Hezari, Upper bounds on the size of nodal sets for Gevrey and quasianalytic Riemannian manifolds, Commun. Math. Phys., 2023. https://doi.org/10.1007/s00220-023-04853-z
  • A. Enciso, D. Peralta-Salas, Eigenfunctions with prescribed nodal sets, J. Differential Geom., 2015. https://doi.org/10.4310/jdg/1442364650
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Sharp nodal length on smooth surfacesResearch Paper

Motivation

The nodal set of a Laplace eigenfunction is the set where it vanishes. On a vibrating membrane these are the curves that stay at rest (Chladni patterns), and in quantum mechanics they are the points where a stationary wave function has zero amplitude. A basic question is how large the nodal set is as the frequency grows. Yau conjectured in 1982 that on a smooth closed nnn-dimensional Riemannian manifold the (n−1)(n-1)(n−1)-dimensional measure of the nodal set of an eigenfunction with eigenvalue λ\lambdaλ is comparable to λ\sqrt\lambdaλ​, from above and below, with constants depending only on the manifold (Yau, Problem section, Annals of Math. Studies 102, 1982). The question is a test case for unique continuation and quantitative control of the zeros of solutions to elliptic equations.

Timeline

  • 1978. Brüning proves the lower bound H1(Zu)≥cλ\mathcal H^1(Z_u)\ge c\sqrt\lambdaH1(Zu​)≥cλ​ on smooth surfaces (doi:10.1007/BF01214561).
  • 1982. Yau states the conjecture (upper and lower bounds of order λ\sqrt\lambdaλ​ in every dimension).
  • 1988. Donnelly and Fefferman prove both bounds for real-analytic manifolds and metrics (doi:10.1007/BF01393691).
  • 1990. Donnelly and Fefferman prove the upper bound Cλ3/4C\lambda^{3/4}Cλ3/4 for smooth surfaces (doi:10.1090/S0894-0347-1990-1035413-2); Dong gives a different proof of the same order in 1992 (doi:10.4310/JDG/1214448750).
  • 2005. Nazarov, Polterovich and Sodin propose a statistical approach to local doubling and relate it to nodal length (doi:10.1353/ajm.2005.0030).
  • 2015. Roy-Fortin establishes comparisons between local growth exponents and nodal length on surfaces (doi:10.2140/apde.2015.8.223, arXiv:1510.02376).
  • 2018. Logunov proves the lower bound in every dimension (doi:10.4007/annals.2018.187.1.5); Logunov and Malinnikova improve the surface upper bound to Cλ3/4−βC\lambda^{3/4-\beta}Cλ3/4−β for a universal β∈(0,1/4)\beta\in(0,1/4)β∈(0,1/4) (doi:10.1007/978-3-319-59078-3_17).

The source of this mission, an OpenAI preprint dated September 23, 2026, claims the sharp upper bound CλC\sqrt\lambdaCλ​ on every smooth closed surface, which together with Brüning's lower bound would settle Yau's conjecture in dimension two.

Setting

Let (M,g)(M,g)(M,g) be a closed (compact, without boundary) connected smooth Riemannian surface. In local coordinates write g=(gij)g=(g_{ij})g=(gij​), ∣g∣=det⁡(gij)|g|=\det(g_{ij})∣g∣=det(gij​) and (gij)(g^{ij})(gij) for the inverse matrix. The Laplace–Beltrami operator is

Δgu=∣g∣−1/2∑i,j∂i(∣g∣1/2gij∂ju).\Delta_g u=|g|^{-1/2}\sum_{i,j}\partial_i\bigl(|g|^{1/2}g^{ij}\partial_j u\bigr).Δg​u=∣g∣−1/2i,j∑​∂i​(∣g∣1/2gij∂j​u).

A Laplace eigenfunction with eigenvalue λ>0\lambda>0λ>0 is a nonzero real function uuu with −Δgu=λu-\Delta_g u=\lambda u−Δg​u=λu. Its nodal set is Zu={x∈M:u(x)=0}Z_u=\{x\in M: u(x)=0\}Zu​={x∈M:u(x)=0}, and its nodal length is Hg1(Zu)\mathcal H^1_g(Z_u)Hg1​(Zu​), the one-dimensional Hausdorff measure for the Riemannian distance dgd_gdg​.

Formalization targets

Goal: Theorem 1.1

∃ C=C(M,g)<∞  ∀λ>0  ∀u≢0:−Δgu=λu ⟹ Hg1(Zu)≤Cλ.\exists\,C=C(M,g)<\infty\ \ \forall\lambda>0\ \ \forall u\not\equiv0:\quad -\Delta_g u=\lambda u\ \Longrightarrow\ \mathcal H^1_g(Z_u)\le C\sqrt\lambda.∃C=C(M,g)<∞  ∀λ>0  ∀u≡0:−Δg​u=λu ⟹ Hg1​(Zu​)≤Cλ​.

The constant depends only on the surface and its metric and is the same for every eigenfunction in every positive eigenspace. The Lean statement OAI.SharpNodal.Main asserts MainStatement M; it is open on the platform.

Significance

The order λ\sqrt\lambdaλ​ is optimal: Brüning's lower bound shows it cannot be improved, and on the round sphere spherical harmonics attain it. Before this work the best smooth-surface upper bound was Cλ3/4−βC\lambda^{3/4-\beta}Cλ3/4−β. A sharp upper bound on every smooth surface, combined with the known lower bounds, would resolve Yau's conjecture for smooth closed surfaces; in dimensions three and higher the smooth upper bound remains a separate question (the companion missions in this family address it).

The theorem is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists. A formal proof would certify a long chain of quantitative estimates (Carleman inequalities, multiscale subdivision, packing), each of which is a natural target for reuse in other unique-continuation problems.

Difficulty

For a real-analytic metric, an eigenfunction extends holomorphically and its zeros can be counted by complex-analytic methods; this is how Donnelly and Fefferman obtain λ\sqrt\lambdaλ​. For a merely smooth metric no such extension exists. The standard route bounds nodal length on each wavelength-sized square by the local doubling exponent (growth of the L2L^2L2 norm from a disk to a larger disk). The known bounds on individual doubling exponents are too weak: a square can have growth much larger than average, and summing worst-case local bounds loses a power of λ\lambdaλ. What is needed is control of the average growth over all wavelength-scale squares, while allowing large values on individual squares.

Formalization scope

  • The surface is a type M with [MetricSpace M] [ChartedSpace (EuclideanSpace ℝ (Fin 2)) M] [IsManifold 𝓘(ℝ, Plane) ∞ M], a smooth RiemannianBundle on the tangent bundle, and [IsRiemannianManifold 𝓘(ℝ,Plane) M], so the metric-space distance is the Riemannian distance. CompactSpace and ConnectedSpace encode closed and connected; the model space has no boundary.
  • laplaceBeltrami is the coordinate formula above, computed through chartAt with the metric matrix obtained from mfderiv of the inverse chart. No orientability is assumed.
  • Eigenfunctions are assumed ContMDiff … ∞ and nonzero, with −Δgu=λu-\Delta_g u=\lambda u−Δg​u=λu at every point; smoothness is automatic by elliptic regularity, so this does not weaken the statement.
  • nodalLength u is Measure.hausdorffMeasure 1 of {u=0}\{u=0\}{u=0} for the Borel structure of the metric, valued in ℝ≥0∞; the bound is ≤ ENNReal.ofReal (C * Real.sqrt lam) with C≥0C\ge0C≥0 fixed before λ\lambdaλ and uuu.

A complete development needs local isothermal coordinates or a coordinate-free substitute, Carleman estimates, L2L^2L2 growth bounds, and a planar comparison between growth and nodal length (Roy-Fortin's theorem). Much of this, especially Hausdorff-measure estimates for zero sets of solutions of planar elliptic equations, is reusable. Contributions formalizing the paper's intermediate results (Theorem 2.2, Proposition 3.4, Theorem 5.5, Lemma 6.2) or Roy-Fortin's planar theorem are welcome.

Selected references

  • OpenAI, Sharp nodal length on smooth surfaces, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Sharp-nodal-length-on-smooth-surfaces-September-23-2026/paper.pdf
  • S.-T. Yau, Problem section, in Seminar on Differential Geometry, Annals of Mathematics Studies 102, Princeton University Press, 1982.
  • J. Brüning, Über Knoten von Eigenfunktionen des Laplace–Beltrami-Operators, Math. Z., 1978. https://doi.org/10.1007/BF01214561
  • H. Donnelly, C. Fefferman, Nodal sets of eigenfunctions on Riemannian manifolds, Invent. Math., 1988. https://doi.org/10.1007/BF01393691
  • H. Donnelly, C. Fefferman, Nodal sets for eigenfunctions of the Laplacian on surfaces, J. Amer. Math. Soc., 1990. https://doi.org/10.1090/S0894-0347-1990-1035413-2
  • R.-T. Dong, Nodal sets of eigenfunctions on Riemann surfaces, J. Differential Geom., 1992. https://doi.org/10.4310/JDG/1214448750
  • F. Nazarov, L. Polterovich, M. Sodin, Sign and area in nodal geometry of Laplace eigenfunctions, Amer. J. Math., 2005. https://doi.org/10.1353/ajm.2005.0030
  • G. Roy-Fortin, Nodal sets and growth exponents of Laplace eigenfunctions on surfaces, Anal. PDE, 2015. https://doi.org/10.2140/apde.2015.8.223
  • A. Logunov, Nodal sets of Laplace eigenfunctions: proof of Nadirashvili's conjecture and of the lower bound in Yau's conjecture, Ann. of Math., 2018. https://doi.org/10.4007/annals.2018.187.1.5
  • A. Logunov, E. Malinnikova, Nodal sets of Laplace eigenfunctions: estimates of the Hausdorff measure in dimensions two and three, Oper. Theory Adv. Appl. 261, 2018. https://doi.org/10.1007/978-3-319-59078-3_17
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Exact asymptotic moduli in a Daugavet subspace of L1Research Paper

Motivation

A norm is uniformly convex when midpoints of far-apart unit vectors are pushed strictly inside the unit ball. In infinite-dimensional Banach spaces the useful notions are asymptotic: one asks for a gain only in directions taken from a subspace of finite codimension, chosen after the center is fixed. Two such notions are compared here. Asymptotic uniform convexity (AUC) asks for growth of ∥x+ty∥\|x+ty\|∥x+ty∥ in every far-out unit direction yyy; asymptotic midpoint uniform convexity (AMUC) asks only that the average of ∥x+ty∥\|x+ty\|∥x+ty∥ and ∥x−ty∥\|x-ty\|∥x−ty∥ grows. These properties control nonlinear embeddings (for instance of countably branching diamond graphs) and are standard tools in the asymptotic geometry of Banach spaces.

Dilworth, Kutzarova, Randrianarivony, Revalski and Zhivkov (2016) asked whether AMUC and AUC are equivalent up to renorming. Baudier (2026) answered no, using subspaces of L1L^1L1 whose unit ball is compact in measure and the Daugavet-property example of Kadets and Werner. This mission asks for the exact values of both moduli in that setting.

Timeline

  • 1980. Bourgain and Rosenthal construct a subspace of L1L^1L1 whose unit ball is relatively compact in measure but which fails the Radon–Nikodym property (doi:10.1007/BF02762868).
  • 1983. Brézis and Lieb prove their splitting identity for pointwise convergent sequences in LpL^pLp (doi:10.1090/S0002-9939-1983-0699419-3).
  • 2000. Kadets, Shvidkoy, Sirotkin and Werner give the slice characterization of the Daugavet property (arXiv:math/9709216); Shvydkoy gives its weak-open form (doi:10.1006/jfan.2000.3626).
  • 2004. Kadets and Werner refine the Bourgain–Rosenthal construction to obtain a space with the Schur and Daugavet properties (doi:10.1090/S0002-9939-03-07278-2).
  • 2016. Dilworth et al. introduce AMUC and ask whether it is equivalent to AUC up to renorming (doi:10.1016/j.jmaa.2015.11.061).
  • 2026. Baudier proves AMUC for measure-compact subspaces of L1L^1L1 and deduces a negative answer via the Kadets–Werner space (arXiv:2609.21283).

The source of this mission is an OpenAI preprint dated September 27, 2026, which computes both moduli exactly.

Setting

All spaces are real. For a Banach space XXX with norm NNN, let cof⁡(X)\operatorname{cof}(X)cof(X) be its closed linear subspaces of finite codimension. For N(x)=1N(x)=1N(x)=1 and t>0t>0t>0,

HN(x,t)=sup⁡F∈cof⁡(X) inf⁡y∈FN(y)≥1(N(x+ty)+N(x−ty)2−1),DN(x,t)=sup⁡F∈cof⁡(X) inf⁡y∈FN(y)=1(N(x+ty)−1).H_N(x,t)=\sup_{F\in\operatorname{cof}(X)}\ \inf_{\substack{y\in F\\ N(y)\ge1}}\Bigl(\frac{N(x+ty)+N(x-ty)}2-1\Bigr),\qquad D_N(x,t)=\sup_{F\in\operatorname{cof}(X)}\ \inf_{\substack{y\in F\\ N(y)=1}}\bigl(N(x+ty)-1\bigr).HN​(x,t)=F∈cof(X)sup​ y∈FN(y)≥1​inf​(2N(x+ty)+N(x−ty)​−1),DN​(x,t)=F∈cof(X)sup​ y∈FN(y)=1​inf​(N(x+ty)−1).

The averaged midpoint modulus δ^N(t)\widehat\delta_N(t)δN​(t) and the one-sided modulus δ‾N(t)\overline\delta_N(t)δN​(t) are the infima of HN(x,t)H_N(x,t)HN​(x,t) and DN(x,t)D_N(x,t)DN​(x,t) over unit xxx. NNN is AUC if δ‾N(t)>0\overline\delta_N(t)>0δN​(t)>0 for all t>0t>0t>0. A norm NNN is equivalent to ∥⋅∥\|\cdot\|∥⋅∥ if a∥x∥≤N(x)≤b∥x∥a\|x\|\le N(x)\le b\|x\|a∥x∥≤N(x)≤b∥x∥ with a,b>0a,b>0a,b>0.

A space has the Daugavet property if ∥I+T∥=1+∥T∥\|I+T\|=1+\|T\|∥I+T∥=1+∥T∥ for every rank-one bounded operator TTT. On a probability space (Ω,P)(\Omega,\mathbb P)(Ω,P), convergence in measure is given by the metric

d(f,g)=inf⁡{a>0: P(∣f−g∣>a)<a}.d(f,g)=\inf\{a>0:\ \mathbb P(|f-g|>a)<a\}.d(f,g)=inf{a>0: P(∣f−g∣>a)<a}.

A set is totally bounded in measure if for each ε>0\varepsilon>0ε>0 it is covered by finitely many ddd-balls of radius ε\varepsilonε.

Formalization targets

Goal: Theorem 1.1

Let EEE be an infinite-dimensional closed subspace of L1(Ω,P)L^1(\Omega,\mathbb P)L1(Ω,P), P\mathbb PP a probability measure, whose unit ball is totally bounded in measure and whose norm has the Daugavet property. Then for every unit x∈Ex\in Ex∈E and t>0t>0t>0

HE(x,t)=max⁡{t/2, t−1},DE(x,t)=max⁡{0, t−2},H_E(x,t)=\max\{t/2,\ t-1\},\qquad D_E(x,t)=\max\{0,\ t-2\},HE​(x,t)=max{t/2, t−1},DE​(x,t)=max{0, t−2},

so δ^E(t)=max⁡{t/2,t−1}\widehat\delta_E(t)=\max\{t/2,t-1\}δE​(t)=max{t/2,t−1} and δ‾E(t)=max⁡{0,t−2}\overline\delta_E(t)=\max\{0,t-2\}δE​(t)=max{0,t−2}, and EEE admits no equivalent AUC norm. Lean: OAI.ExactModuli.exact_main (open on the platform).

Milestone: Theorem 6.1 (Kadets–Werner construction)

On ([0,1]N,λN)([0,1]^{\mathbb N},\lambda^{\mathbb N})([0,1]N,λN) there is an infinite-dimensional closed subspace E⊆L1E\subseteq L^1E⊆L1 whose unit ball is totally bounded in measure and which has the Daugavet slice property. Lean: OAI.ExactModuli.kadets_werner_existence. The proposal also carries OAI.ExactModuli.exact_example, the combination of the two theorems for this space.

Significance

The formulas show how far apart the two moduli can be: the averaged modulus grows linearly from 000, while the one-sided modulus vanishes on the whole interval (0,2](0,2](0,2]. They refine Baudier's qualitative AMUC statement and linear lower bound into exact curves at every unit center, and the renorming clause shows that no equivalent norm can repair the one-sided modulus. Together with Theorem 6.1, they give a concrete space realizing the separation.

The results are proved in an OpenAI preprint; they have not been peer reviewed, and no machine-checked proof exists. The Daugavet slice characterization, Bourgain's lemma on slices and weak neighborhoods (Lemma 3.2), and the construction itself are reusable pieces of Banach space theory that a formalization would supply.

Difficulty

The lower bound for HEH_EHE​ must hold uniformly over all directions in some finite-codimensional subspace, while the hypothesis only says that the unit ball is compact in a weak metric. A compactness argument along subsequences (Baudier's route via Brézis–Lieb) gives positivity but not the exact constant. The upper bounds need directions in a prescribed finite-codimensional subspace that are almost at distance 222 from xxx; the Daugavet property supplies such vectors only in weak neighborhoods, and they must then be corrected into the subspace. The renorming clause must handle an arbitrary equivalent norm, for which neither formula is available.

Formalization scope

  • Cofinite F is a closed submodule with finite-dimensional quotient. H, D, averagedModulus, oneSidedModulus follow the displayed sup/inf order; H ranges over N(y)≥1N(y)\ge1N(y)≥1, D over N(y)=1N(y)=1N(y)=1.
  • EquivalentNorm N is a Seminorm with two-sided comparison constants a,b>0a,b>0a,b>0; AUC N is positivity of oneSidedModulus N t for every t>0t>0t>0.
  • Daugavet X quantifies over rank-one operators written as ell.smulRight v.
  • measureDistance is the metric ddd on Lp ℝ 1 μ; MeasurePrecompactBall μ E requires finite ε\varepsilonε-nets (centers in L1L^1L1) of the unit ball of EEE; μ is a probability measure.
  • kwMeasure is the product of Lebesgue measures on N→[0,1]\mathbb N\to[0,1]N→[0,1].
  • The moduli are real-valued sSup/sInf; for infinite-dimensional EEE the relevant sets are nonempty and bounded, so the junk values are not used.

A full development needs the Daugavet slice characterization (Lemma 3.1), Bourgain's lemma (Lemma 3.2), the weak-neighborhood diameter-two property (Lemma 3.3), L1L^1L1 truncation estimates, and the Kadets–Werner iteration (Lemmas 6.2–6.3). Formalizations of these lemmas are welcome.

Selected references

  • OpenAI, Exact asymptotic moduli in a Daugavet subspace of L1L^1L1, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Exact-asymptotic-moduli-in-a-Daugavet-subspace-of-L1-September-27-2026/manuscript.pdf
  • F. P. Baudier, The Kadets–Werner modification of Bourgain–Rosenthal space is asymptotically midpoint uniformly convex, preprint, 2026. https://arxiv.org/abs/2609.21283
  • S. J. Dilworth, D. Kutzarova, N. L. Randrianarivony, J. P. Revalski, N. V. Zhivkov, Lenses and asymptotic midpoint uniform convexity, J. Math. Anal. Appl., 2016. https://doi.org/10.1016/j.jmaa.2015.11.061
  • V. Kadets, D. Werner, A Banach space with the Schur and the Daugavet property, Proc. Amer. Math. Soc., 2004. https://doi.org/10.1090/S0002-9939-03-07278-2
  • J. Bourgain, H. P. Rosenthal, Martingales valued in certain subspaces of L1L^1L1, Israel J. Math., 1980. https://doi.org/10.1007/BF02762868
  • V. M. Kadets, R. V. Shvidkoy, G. G. Sirotkin, D. Werner, Banach spaces with the Daugavet property, Trans. Amer. Math. Soc., 2000. https://arxiv.org/abs/math/9709216
  • R. V. Shvydkoy, Geometric aspects of the Daugavet property, J. Funct. Anal., 2000. https://doi.org/10.1006/jfan.2000.3626
  • H. Brézis, E. Lieb, A relation between pointwise convergence of functions and convergence of functionals, Proc. Amer. Math. Soc., 1983. https://doi.org/10.1090/S0002-9939-1983-0699419-3
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Midpoint lenses in segment spacesResearch Paper

Motivation

In a uniformly convex space, if xxx is nearly as long as RRR and both x+yx+yx+y and x−yx-yx−y have length at most RRR, then the displacement yyy must be short. The set of such displacements,

L(x,R)={y: ∥x+y∥≤R, ∥x−y∥≤R},\mathcal L(x,R)=\{y:\ \|x+y\|\le R,\ \|x-y\|\le R\},L(x,R)={y: ∥x+y∥≤R, ∥x−y∥≤R},

is a symmetric lens. In infinite dimensions the right question is asymptotic: is yyy short after discarding finitely many directions? Dilworth, Kutzarova, Randrianarivony, Revalski and Zhivkov (2016) characterized asymptotic midpoint uniform convexity (AMUC) through the measure of noncompactness of such lenses. AMUC is the property that, together with asymptotic uniform convexity (AUC), governs which countably branching graphs embed into a Banach space with bounded distortion.

This mission asks for an explicit lens estimate in two James-type tree spaces, with a bound depending only on the squared-radius deficit R2−∥x∥2R^2-\|x\|^2R2−∥x∥2 of the center and holding for every displacement simultaneously after one finite set of coordinates is removed.

Timeline

  • 1974. James introduces the square-sum norm over disjoint segments of a tree (doi:10.1090/S0002-9904-1974-13580-9).
  • 1985. Ghoussoub and Maurey study GδG_\deltaGδ​-embeddings in Hilbert space (doi:10.1016/0022-1236(85)90039-4); the coordinate predual B∞B_\inftyB∞​ used here is the Ghoussoub–Maurey–Schachermayer construction as presented by Banakh (2000).
  • 2001. Girardi proves AUC of the canonical predual and of the full dual of the binary James tree space (doi:10.4064/sm147-2-2).
  • 2016. Dilworth et al. introduce AMUC and characterize it by lenses (doi:10.1016/j.jmaa.2015.11.061).
  • 2017. Baudier, Causey, Dilworth, Kutzarova, Randrianarivony, Schlumprecht and Zhang show that an equivalent AMUC norm prevents uniform embeddings of countably branching diamonds (arXiv:1612.01984).
  • 2021. Perreau asks whether the canonical predual of the countably branching James tree space is AMUC (Question 6 of arXiv:2104.10494).
  • 2026. Baudier shows that AMUC does not imply AUC renormability, via the Kadets–Werner modification of the Bourgain–Rosenthal space (arXiv:2609.21283).

The source of this mission is an OpenAI preprint dated September 27, 2026.

Setting

All scalars are real.

Finite-height forest. For h≥1h\ge1h≥1 let Th=N≤hT_h=\mathbb N^{\le h}Th​=N≤h be the tree of words of length at most hhh, ordered by extension (the root is the empty word). The forest F\mathcal FF is the disjoint union of one copy {h}×Th\{h\}\times T_h{h}×Th​ for each h≥1h\ge1h≥1. Write a⪯ba\preceq ba⪯b if aaa is an ancestor of bbb in the same component. A segment is a nonempty interval [a,b]={v:a⪯v⪯b}[a,b]=\{v: a\preceq v\preceq b\}[a,b]={v:a⪯v⪯b}. For finitely supported uuu put u(S)=∑v∈Su(v)u(S)=\sum_{v\in S}u(v)u(S)=∑v∈S​u(v) and

ρ(u)=sup⁡{(∑i=1mu(Si)2)1/2: S1,…,Sm pairwise disjoint segments}.\rho(u)=\sup\Bigl\{\Bigl(\sum_{i=1}^m u(S_i)^2\Bigr)^{1/2}:\ S_1,\dots,S_m\ \text{pairwise disjoint segments}\Bigr\}.ρ(u)=sup{(i=1∑m​u(Si​)2)1/2: S1​,…,Sm​ pairwise disjoint segments}.

Let JJJ be the completion of (c00(F),ρ)(c_{00}(\mathcal F),\rho)(c00​(F),ρ) and X=J∗X=J^*X=J∗ with the dual norm. Coordinate evaluation gives functionals ev∗∈Xe_v^*\in Xev∗​∈X.

Infinite tree. Let T∞=N<ωT_\infty=\mathbb N^{<\omega}T∞​=N<ω (all finite words, root included), J∞J_\inftyJ∞​ the completion for the same norm, and B∞=span⁡‾{ev∗}⊂J∞∗B_\infty=\overline{\operatorname{span}}\{e_v^*\}\subset J_\infty^*B∞​=span​{ev∗​}⊂J∞∗​, closed in the dual norm.

A finite set HHH of vertices is ancestral if it contains all ancestors of its elements. On either space,

PHx=∑v∈Hx(ev) ev∗,QHx=x−PHx.P_Hx=\sum_{v\in H}x(e_v)\,e_v^*,\qquad Q_Hx=x-P_Hx.PH​x=v∈H∑​x(ev​)ev∗​,QH​x=x−PH​x.

Formalization targets

Goal: Theorem 1.1

For Y∈{X, B∞}Y\in\{X,\ B_\infty\}Y∈{X, B∞​}, every finite ancestral HHH, every x,y∈Yx,y\in Yx,y∈Y with x=PHxx=P_Hxx=PH​x, and every R≥0R\ge0R≥0 with ∥x+y∥≤R\|x+y\|\le R∥x+y∥≤R and ∥x−y∥≤R\|x-y\|\le R∥x−y∥≤R,

∥QHy∥ ≤ 2R2−∥x∥2.\|Q_Hy\|\ \le\ 2\sqrt{R^2-\|x\|^2}.∥QH​y∥ ≤ 2R2−∥x∥2​.

The Lean statement OAI.SegmentLenses.midpoint_lens_main is the conjunction of the two cases. It is open on the platform. The displacement yyy may have a nonzero head PHyP_HyPH​y; only its tail is controlled.

Significance

The estimate is uniform over the lens: one finite head HHH controls every admissible displacement, which is exactly what is needed when a single center has infinitely many approximate midpoints. As a consequence (Corollary 7.1 of the source) both given norms are AMUC with δ^(t)≥(1+t2/4−1)/2\widehat\delta(t)\ge(\sqrt{1+t^2/4}-1)/2δ(t)≥(1+t2/4​−1)/2, while Proposition 9.1 shows that neither space admits an equivalent AUC norm. In particular the infinite-height case answers Perreau's question for the specified real norm on B∞B_\inftyB∞​, and the finite-height forest gives a reflexive space separating AMUC from AUC renormability. A companion preprint uses this theorem to force distortion D2≥1+k/4D^2\ge1+k/4D2≥1+k/4 for depth-kkk countably branching diamonds.

The result is proved only in the OpenAI preprint; it is not peer reviewed and has no machine-checked proof. Formalizing it would certify the cancellation analysis that drives the constant 222.

Difficulty

The natural attempt is to represent a nearly norming functional for the center as a convex combination of disjoint segment functionals and read off the tail. The obstacle is cancellation: two atoms leaving the head HHH through the same vertex can have segment sums of opposite sign, and a naive estimate loses all control. The bound must also hold for every displacement with the same HHH, so compactness arguments that choose HHH after yyy do not suffice, and an independent radial approach in the source gives only the weaker (2+6)R(R−∥x∥)(\sqrt2+\sqrt6)\sqrt{R(R-\|x\|)}(2​+6​)R(R−∥x∥)​.

Formalization scope

  • Vertices: ForestVertex is the subtype of pairs (h,w)(h,w)(h,w) with 1≤h1\le h1≤h and ∣w∣≤h|w|\le h∣w∣≤h; InfiniteVertex := List ℕ. Ancestry is equality of heights plus List.IsPrefix (resp. prefix only).
  • Segments: IsInterval ancestor S asserts S=[a,b]S=[a,b]S=[a,b] with a⪯ba\preceq ba⪯b, so segments are nonempty. A test family is a finite set of pairwise disjoint segments, and segmentSeminorm is the supremum of the Euclidean norms of the vectors of segment sums.
  • Spaces: X := StrongDual ℝ (UniformSpace.Completion (Test ForestVertex)); BInfinite is the closed span of the coordinate functionals inside the full dual of the infinite-tree completion, carrying the subspace (dual) norm.
  • head H x = ∑ v ∈ H, x(e_v) • e_v^* and tail H x = x - head H x; ancestrality is Ancestral.
  • Trivialization check: R≥0R\ge0R≥0 is required as in the source, and since ∥x∥≤R\|x\|\le R∥x∥≤R follows from the lens condition, the square root argument is never negative.

A full development needs the James segment norm, its completion and dual, contractivity of coordinate projections, the ℓ2\ell_2ℓ2​ decomposition of the tail over descendant cones (Lemma 2.2), and the atomic description of finite head balls (Section 4). This infrastructure is shared with the other missions in the same family. Formalizations of Lemma 2.1, Lemma 2.2, Corollary 7.1 and Proposition 9.1 are welcome as supporting results.

Selected references

  • OpenAI, Midpoint lenses in segment spaces, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Midpoint-lenses-in-segment-spaces-September-27-2026/manuscript.pdf
  • S. J. Dilworth, D. Kutzarova, N. L. Randrianarivony, J. P. Revalski, N. V. Zhivkov, Lenses and asymptotic midpoint uniform convexity, J. Math. Anal. Appl., 2016. https://doi.org/10.1016/j.jmaa.2015.11.061
  • R. C. James, A separable somewhat reflexive Banach space with nonseparable dual, Bull. Amer. Math. Soc., 1974. https://doi.org/10.1090/S0002-9904-1974-13580-9
  • M. Girardi, The dual of the James tree space is asymptotically uniformly convex, Studia Math., 2001. https://doi.org/10.4064/sm147-2-2
  • Y. Perreau, On the embeddability of countably branching bundle graphs into dual spaces, preprint, 2021. https://arxiv.org/abs/2104.10494
  • F. Baudier, R. Causey, S. Dilworth, D. Kutzarova, N. L. Randrianarivony, T. Schlumprecht, S. Zhang, On the geometry of the countably branching diamond graphs, J. Funct. Anal., 2017. https://arxiv.org/abs/1612.01984
  • F. P. Baudier, The Kadets–Werner modification of Bourgain–Rosenthal space is asymptotically midpoint uniformly convex, preprint, 2026. https://arxiv.org/abs/2609.21283
  • N. Ghoussoub, B. Maurey, GδG_\deltaGδ​-embeddings in Hilbert space, J. Funct. Anal., 1985. https://doi.org/10.1016/0022-1236(85)90039-4
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Asymptotic midpoint uniform convexity and unbounded diamond distortion in a reflexive tree spaceResearch Paper

Motivation

Uniform convexity of a norm says that the midpoint of two far-apart points of the unit sphere lies strictly inside the ball. In infinite dimensions there is an asymptotic version: one only asks for a gain in directions that lie far out, that is, inside some closed subspace of finite codimension. Asymptotic uniform convexity and its relatives control the large-scale geometry of a Banach space, and in particular which infinite graphs can be embedded into the space with bounded distortion.

Two such properties are compared here. Asymptotic uniform convexity (AUC) demands a gain in every far-out direction separately; asymptotic midpoint uniform convexity (AMUC), introduced by Dilworth, Kutzarova, Randrianarivony, Revalski and Zhivkov (2016), only asks for a gain when a direction and its opposite are tested together. Every AUC norm is AMUC. The question is how far apart the two notions are, both up to renorming and in terms of metric embeddings of the countably branching diamond graphs DkD_kDk​.

Timeline

  • 1974. James introduces the square-sum norm over disjoint segments of a tree (the James tree space) (doi:10.1090/S0002-9904-1974-13580-9).
  • 2001. Girardi proves that the coordinate predual and the full dual of the binary James tree space are AUC (doi:10.4064/sm147-2-2).
  • 2004 and 2009. Lee and Naor obtain quantitative LpL_pLp​ distortion bounds for finite binary diamonds; Johnson and Schechtman relate diamond embeddings to super-reflexivity (doi:10.1007/s00039-004-0473-8, doi:10.1142/S1793525309000114).
  • 2016. Dilworth et al. define AMUC and construct an AMUC norm on ℓ2\ell_2ℓ2​ that is not AUC (doi:10.1016/j.jmaa.2015.11.061).
  • 2017. Baudier, Causey, Dilworth, Kutzarova, Randrianarivony, Schlumprecht and Zhang show that an equivalent AMUC norm prevents uniform embeddings of the countably branching diamonds, and that for reflexive spaces with unconditional asymptotic structure, failure of AUC renormability forces uniform diamond embeddings (arXiv:1612.01984).
  • 2018 and 2021. Swift extends the embedding construction to countably branching bundle graphs under the same hypotheses (arXiv:1710.00877); Perreau treats duals of separable spaces with weak-star unconditional asymptotic structure (arXiv:2104.10494).
  • 2025. Baudier and Lancien record, as Problem 39 of their monograph, whether the diamond implication holds for general reflexive spaces (arXiv:2512.00817).
  • 2026. Baudier shows that AMUC renormability does not imply AUC renormability, using the Kadets–Werner modification of the Bourgain–Rosenthal space, which is not reflexive (arXiv:2609.21283).

The source of this mission, an OpenAI preprint dated September 27, 2026, gives a reflexive example that separates the two notions and answers the reflexive diamond question negatively.

Setting

All spaces are real. For a Banach space YYY with norm NNN, let cof⁡(Y)\operatorname{cof}(Y)cof(Y) be the closed subspaces of finite codimension. For t>0t>0t>0,

δ‾N(t)=inf⁡N(x)=1 sup⁡F∈cof⁡(Y) inf⁡y∈F, N(y)=1(N(x+ty)−1),\overline\delta_N(t)=\inf_{N(x)=1}\ \sup_{F\in\operatorname{cof}(Y)}\ \inf_{y\in F,\ N(y)=1}\bigl(N(x+ty)-1\bigr),δN​(t)=N(x)=1inf​ F∈cof(Y)sup​ y∈F, N(y)=1inf​(N(x+ty)−1), δ^N(t)=inf⁡N(x)=1 sup⁡F∈cof⁡(Y) inf⁡y∈F, N(y)=1(N(x+ty)+N(x−ty)2−1).\widehat\delta_N(t)=\inf_{N(x)=1}\ \sup_{F\in\operatorname{cof}(Y)}\ \inf_{y\in F,\ N(y)=1}\Bigl(\tfrac{N(x+ty)+N(x-ty)}{2}-1\Bigr).δN​(t)=N(x)=1inf​ F∈cof(Y)sup​ y∈F, N(y)=1inf​(2N(x+ty)+N(x−ty)​−1).

NNN is AUC if δ‾N(t)>0\overline\delta_N(t)>0δN​(t)>0 for every t>0t>0t>0, and AMUC if δ^N(t)>0\widehat\delta_N(t)>0δN​(t)>0 for every t>0t>0t>0. A norm NNN is equivalent to ∥⋅∥\|\cdot\|∥⋅∥ if a∥x∥≤N(x)≤b∥x∥a\|x\|\le N(x)\le b\|x\|a∥x∥≤N(x)≤b∥x∥ for some 0<a≤b0<a\le b0<a≤b.

The forest. For h≥1h\ge1h≥1 let Th=N≤hT_h=\mathbb N^{\le h}Th​=N≤h be the rooted tree of words of length at most hhh, ordered by extension. The forest F\mathcal FF is the disjoint union of one copy of ThT_hTh​ for every h≥1h\ge1h≥1. A segment is an interval [a,b][a,b][a,b] of an ancestral chain. For a finitely supported u:F→Ru:\mathcal F\to\mathbb Ru:F→R,

ρ(u)=sup⁡{(∑i=1mu(Si)2)1/2:S1,…,Sm pairwise disjoint segments},u(S)=∑v∈Su(v).\rho(u)=\sup\Bigl\{\Bigl(\sum_{i=1}^m u(S_i)^2\Bigr)^{1/2} : S_1,\dots,S_m\ \text{pairwise disjoint segments}\Bigr\},\qquad u(S)=\sum_{v\in S}u(v).ρ(u)=sup{(i=1∑m​u(Si​)2)1/2:S1​,…,Sm​ pairwise disjoint segments},u(S)=v∈S∑​u(v).

Let JJJ be the completion and X=J∗X=J^*X=J∗ with the dual norm.

Diamonds. D0D_0D0​ is one edge; Dk+1D_{k+1}Dk+1​ replaces every edge of DkD_kDk​ by countably many internally disjoint two-edge paths. With the shortest-path metric dkd_kdk​, a map f:Dk→Xf:D_k\to Xf:Dk​→X has distortion at most CCC if some scale s>0s>0s>0 gives s dk(u,v)≤∥f(u)−f(v)∥≤Cs dk(u,v)s\,d_k(u,v)\le\|f(u)-f(v)\|\le Cs\,d_k(u,v)sdk​(u,v)≤∥f(u)−f(v)∥≤Csdk​(u,v) for all u,vu,vu,v.

Formalization targets

Goal: Theorem 1.1

X is infinite dimensional, separable and reflexive, and admits no equivalent AUC norm;X\ \text{is infinite dimensional, separable and reflexive, and admits no equivalent AUC norm;}X is infinite dimensional, separable and reflexive, and admits no equivalent AUC norm; δ^X(t) ≥ 1+t2/12−1(t>0);\widehat\delta_X(t)\ \ge\ \sqrt{1+t^2/12}-1\quad(t>0);δX​(t) ≥ 1+t2/12​−1(t>0); every embedding of Dk into X has distortion ≥ 1+k/12(k≥0).\text{every embedding of }D_k\text{ into }X\text{ has distortion}\ \ge\ \sqrt{1+k/12}\quad(k\ge0).every embedding of Dk​ into X has distortion ≥ 1+k/12​(k≥0).

The Lean statement OAI.ForestSpace.main_theorem is the conjunction of these six clauses. It is open on the platform.

Significance

The theorem separates AMUC from AUC renormability inside the reflexive class, which Baudier's 2026 example (non-reflexive) does not. Because AMUC is a property of the given norm while the diamond obstruction is invariant under renorming, the theorem also shows that, for general reflexive spaces, failure of AUC renormability does not force the countably branching diamonds to embed uniformly. This answers Problem 39 of Baudier–Lancien negatively and shows that the unconditional asymptotic structure hypothesis in the 2017 embedding theorem cannot simply be dropped. The quantitative modulus and distortion bounds are explicit, not merely positivity statements.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. A formal proof would certify the full construction, including reflexivity of J∗J^*J∗ for a non-locally-finite forest and the square-sum distortion recursion.

Difficulty

Two points are delicate. First, reflexivity: the classical James tree space is not reflexive, and here reflexivity comes from using trees of finite but unbounded height together with countable branching; the full dual J∗J^*J∗, not the coordinate completion, is the space. Second, the midpoint estimate: a segment test may cross from a finite ancestral set to its complement, and simply adding norming tests for the two parts produces uncontrolled positive cross terms. Non-renormability, by contrast, must be proved for every equivalent norm at once, so it cannot be read off from any computation with the given norm.

Formalization scope

  • The space is FullDual Vertex := StrongDual ℝ (J Vertex), where J V is the UniformSpace.Completion of TestVector V (finitely supported functions with norm rho). Vertex packs a height h≥1h\ge1h≥1 and a word in N∗\mathbb N^*N∗ of length ≤h\le h≤h; the order is equality of heights plus prefix order.
  • Segments are finite order-convex chains (IsSegment); the empty segment is allowed and contributes zero.
  • Reflexive is surjectivity of the canonical map NormedSpace.inclusionInDoubleDual, not an abstract isomorphism with the bidual.
  • EquivalentNorm E α β stores a Seminorm with explicit constants 0<α≤β0<\alpha\le\beta0<α≤β; the lower bound makes it a norm. The non-renormability clause quantifies over all such structures.
  • aucModulus and averageModulus take the inf/sup/inf order above, with sInf/sSup over real sets; for an infinite-dimensional space these sets are nonempty and bounded, so the Lean defaults are not triggered.
  • Diamond.diamond k iterates the edge replacement starting from one edge; distances are SimpleGraph.dist of the undirected graph, and EmbeddingBound is the scaled bi-Lipschitz condition above.

A complete development needs the James-type segment norm, its completion and dual, coordinate projections onto ancestral sets, and graph distances on the diamonds. The segment-norm and diamond infrastructure is shared with the other missions of this family. Contributions formalizing Lemma 2.1 (structure and reflexivity), Lemma 3.2 (bounded trees exclude AUC renorming), Lemma 4.1 (paired head–tail estimate) and Lemma 5.1 (lens lemma) are welcome.

Selected references

  • OpenAI, Asymptotic midpoint uniform convexity and unbounded diamond distortion in a reflexive tree space, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Asymptotic-midpoint-uniform-convexity-and-unbounded-diamond-distortion-in-a-reflexive-tree-space-September-27-2026/manuscript.pdf
  • S. J. Dilworth, D. Kutzarova, N. L. Randrianarivony, J. P. Revalski, N. V. Zhivkov, Lenses and asymptotic midpoint uniform convexity, J. Math. Anal. Appl., 2016. https://doi.org/10.1016/j.jmaa.2015.11.061
  • F. Baudier, R. Causey, S. Dilworth, D. Kutzarova, N. L. Randrianarivony, T. Schlumprecht, S. Zhang, On the geometry of the countably branching diamond graphs, J. Funct. Anal., 2017. https://arxiv.org/abs/1612.01984
  • F. P. Baudier, G. Lancien, Asymptotic and nonlinear geometries of Banach spaces and their interactions, Cours Spécialisés, SMF, 2026. https://arxiv.org/abs/2512.00817
  • F. P. Baudier, The Kadets–Werner modification of Bourgain–Rosenthal space is asymptotically midpoint uniformly convex, preprint, 2026. https://arxiv.org/abs/2609.21283
  • R. C. James, A separable somewhat reflexive Banach space with nonseparable dual, Bull. Amer. Math. Soc., 1974. https://doi.org/10.1090/S0002-9904-1974-13580-9
  • M. Girardi, The dual of the James tree space is asymptotically uniformly convex, Studia Math., 2001. https://doi.org/10.4064/sm147-2-2
  • A. Swift, A coding of bundle graphs and their embeddings into Banach spaces, Mathematika, 2018. https://arxiv.org/abs/1710.00877
  • Y. Perreau, On the embeddability of countably branching bundle graphs into dual spaces, preprint, 2021. https://arxiv.org/abs/2104.10494
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AnalysisFunctional Analysis·Captain: wurtle

A positive solution to Tingley’s problemResearch Paper

Motivation: isometries of unit spheres

The Mazur–Ulam theorem (1932) says that every surjective isometry between real normed spaces is affine. The whole space is not always available, though: often only distances between unit vectors are known. Tingley's problem (1987) asks whether the metric of the unit sphere alone already determines the linear structure, that is, whether every surjective isometry between the unit spheres of two real Banach spaces extends to a real-linear isometry of the spaces (Tingley 1987). The question has been studied for almost four decades, mostly class by class: for sequence spaces, LpL^pLp spaces, operator algebras and two-dimensional spaces. Nearly all known positive results depend on the structure of the particular spaces involved.

Timeline

  • 1932 — Mazur and Ulam: surjective isometries between real normed spaces are affine.
  • 1972 — Mankiewicz extends isometries between convex sets with nonempty interior. A unit sphere has empty interior, so this does not apply.
  • 1987 — Tingley poses the problem and shows that surjective isometries between spheres of finite-dimensional spaces preserve antipodal points (Tingley 1987).
  • 1994 — Wang treats spheres of C0(Ω)C_0(\Omega)C0​(Ω)-type spaces (Wang 1994).
  • 2003 — Ding handles ℓp(Γ)\ell^p(\Gamma)ℓp(Γ)-type spaces, p>1p>1p>1, p≠2p\ne 2p=2 (Ding 2003).
  • 2011 — Cheng and Dong formulate the Mazur–Ulam property (sphere isometries from a given space into an arbitrary target extend linearly) (Cheng–Dong 2011).
  • 2012 — Tan proves the Mazur–Ulam property for real Lp(μ)L^p(\mu)Lp(μ), 1<p<∞1<p<\infty1<p<∞, p≠2p\neq 2p=2 (Tan 2012).
  • 2014 — Tanaka: sphere isometries preserve maximal convex subsets of the sphere (Tanaka 2014).
  • 2018 — Fernández-Polo and Peralta (von Neumann algebras, JMAA 2018); Mori (preduals, JMAA 2018).
  • 2020 — Mori and Ozawa: Mazur–Ulam property for unital C∗C^*C∗-algebras and real von Neumann algebras (Studia Math. 2020).
  • 2022 — Banakh: every two-dimensional real Banach space has the Mazur–Ulam property (Banakh 2022).
  • 2025–2026 — Further class results: Schreier spaces (Fakhoury 2025); Haagerup noncommutative LpL_pLp​ and Schatten classes (Huang–Zhu, arXiv:2608.30131; arXiv:2607.11244).
  • 2026 — An OpenAI preprint, A positive solution to Tingley's problem (OpenAI Math Release, September 23, 2026), claims the general affirmative answer for all real Banach spaces. It has not been peer reviewed, and the claim has not been formally verified.

Setting

Let XXX and YYY be real Banach spaces, both nonzero. The unit sphere is SX={x∈X:∥x∥=1}S_X=\{x\in X:\|x\|=1\}SX​={x∈X:∥x∥=1} with the metric inherited from XXX. A map f:SX→SYf:S_X\to S_Yf:SX​→SY​ is an isometry if ∥f(x)−f(y)∥=∥x−y∥\|f(x)-f(y)\|=\|x-y\|∥f(x)−f(y)∥=∥x−y∥ for all x,y∈SXx,y\in S_Xx,y∈SX​, and it is surjective if every point of SYS_YSY​ is attained.

Any linear extension of fff is forced to be the radial extension

T(0)=0,T(x)=∥x∥ f ⁣(x∥x∥)(x≠0).T(0)=0,\qquad T(x)=\|x\|\,f\!\left(\frac{x}{\|x\|}\right)\quad(x\neq 0).T(0)=0,T(x)=∥x∥f(∥x∥x​)(x=0).

In Lean, UnitSphere X is the subtype {x:X∣∥x∥=1}\{x : X \mid \|x\|=1\}{x:X∣∥x∥=1} and normalize x hx is x/∥x∥x/\|x\|x/∥x∥ as an element of it.

Formalization targets

Goal: Tingley's problem (Theorem 1.1)

For nonzero real Banach spaces X,YX,YX,Y and every surjective isometry f:SX→SYf:S_X\to S_Yf:SX​→SY​ there is a surjective real-linear isometry T:X→YT:X\to YT:X→Y such that

T∣SX=f,T(0)=0,T(x)=∥x∥ f ⁣(x∥x∥) (x≠0),T|_{S_X}=f,\qquad T(0)=0,\qquad T(x)=\|x\|\,f\!\left(\tfrac{x}{\|x\|}\right)\ (x\neq0),T∣SX​​=f,T(0)=0,T(x)=∥x∥f(∥x∥x​) (x=0),

and TTT is the only real-linear map X→YX\to YX→Y that agrees with fff on SXS_XSX​. This is the full statement of Theorem 1.1 of the source. The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. An affirmative answer turns a forty-year class-by-class programme into a single theorem: the metric of the unit sphere of any real Banach space determines the space up to linear isometry. Every space then has the Mazur–Ulam property in the sense of Cheng and Dong, with no separability, reflexivity, smoothness or strict convexity assumptions. For complex Banach spaces viewed as real spaces the conclusion is real-linearity only; complex-linearity is not claimed.

Formalizing it. The claimed proof combines classical tools (supporting functionals, Banach-space ultrapowers, Darbo's fixed-point theorem with the Kuratowski measure of noncompactness, the Mazur–Ulam theorem) with new geometric estimates on aligned chords. A machine-checked proof would certify a result whose proof has not yet been refereed. The Mazur–Ulam theorem itself is already in Mathlib (IsometryEquiv.toRealLinearIsometryEquiv); ultrapowers of Banach spaces and Darbo's theorem are not.

Difficulty

The radial map TTT preserves norms and preserves distances between points of the same radius. What has to be shown is that it preserves distances between points on different spheres, ∥f(x)−qf(y)∥=∥x−qy∥\|f(x)-qf(y)\|=\|x-qy\|∥f(x)−qf(y)∥=∥x−qy∥ for 0<q<10<q<10<q<1, using only distances measured on a single sphere. Once this holds, TTT is a surjective isometry fixing 000 and Mazur–Ulam gives linearity. The obvious attempt (extend the isometry to a neighbourhood, or use convex-set extension theorems such as Mankiewicz's) fails because the sphere has empty interior. Structural arguments (smoothness, facial structure, explicit duals) cover only special classes of spaces. In general, the maximal defect sup⁡∣∥f(x)−qf(y)∥−∥x−qy∥∣\sup|\|f(x)-qf(y)\|-\|x-qy\||sup∣∥f(x)−qf(y)∥−∥x−qy∥∣ need not be attained, and no compactness is available in infinite dimensions.

Formalization scope

  • XXX and YYY are arbitrary types with NormedAddCommGroup, NormedSpace ℝ and CompleteSpace, and Nontrivial (the source's "nonzero"). Universe levels are independent, and no separability or dimension hypothesis is imposed.
  • The sphere is UnitSphere X := {x // ‖x‖ = 1} with the subtype metric; Isometry f and Function.Surjective f are the hypotheses.
  • The conclusion is an existential over X ≃ₗᵢ[ℝ] Y (a bijective real-linear isometry) with the five clauses: agreement on the sphere, T0=0T0=0T0=0, the radial formula, surjectivity, and uniqueness among all X →ₗ[ℝ] Y that agree with fff on the sphere. No hypothesis assumes any distance between different radii, so the statement is not trivialized.
  • Infrastructure a full development needs: Hahn–Banach supporting functionals, Banach-space ultrapowers (or another attainment device), the Kuratowski measure of noncompactness and Darbo's fixed-point theorem, together with Mathlib's Mazur–Ulam theorem. Ultrapowers and Darbo's theorem would be reusable well beyond this mission.

Selected references

  • D. Tingley, Isometries of the unit sphere, Geom. Dedicata 22 (1987), 371–378. https://doi.org/10.1007/BF00147942
  • S. Mazur and S. Ulam, Sur les transformations isométriques d'espaces vectoriels normés, C. R. Acad. Sci. Paris 194 (1932), 946–948.
  • P. Mankiewicz, On extension of isometries in normed linear spaces, Bull. Acad. Polon. Sci. Sér. Sci. Math. Astronom. Phys. 20 (1972).
  • R. S. Wang, Isometries between the unit spheres of C0(Ω)C_0(\Omega)C0​(Ω) type spaces, Acta Math. Sci. 14 (1994), 82–89. https://doi.org/10.1016/S0252-9602(18)30093-6
  • G. G. Ding, The isometric extension problem in the unit spheres of ℓp(Γ)\ell^p(\Gamma)ℓp(Γ) (p>1)(p>1)(p>1) type spaces, Sci. China Ser. A 46 (2003), 333–338. https://doi.org/10.1360/03ys9035
  • L. Cheng and Y. Dong, On a generalized Mazur–Ulam question, J. Math. Anal. Appl. 377 (2011), 464–470. https://doi.org/10.1016/j.jmaa.2010.11.025
  • D.-N. Tan, Extension of isometries on the unit sphere of LpL^pLp spaces, Acta Math. Sin. (Engl. Ser.) 28 (2012), 1197–1208. https://doi.org/10.1007/s10114-011-0302-6
  • R. Tanaka, A further property of spherical isometries, Bull. Aust. Math. Soc. 90 (2014), 304–310. https://doi.org/10.1017/S0004972714000185
  • F. J. Fernández-Polo and A. M. Peralta, On the extension of isometries between the unit spheres of von Neumann algebras, J. Math. Anal. Appl. 466 (2018), 127–143. https://doi.org/10.1016/j.jmaa.2018.05.062
  • M. Mori, Tingley's problem through the facial structure of operator algebras, J. Math. Anal. Appl. 466 (2018), 1281–1298. https://doi.org/10.1016/j.jmaa.2018.06.050
  • M. Mori and N. Ozawa, Mankiewicz's theorem and the Mazur–Ulam property for C∗C^*C∗-algebras, Studia Math. 250 (2020), 265–281. https://doi.org/10.4064/sm180727-14-11
  • T. Banakh, Every 2-dimensional Banach space has the Mazur–Ulam property, Linear Algebra Appl. 632 (2022), 268–280. https://doi.org/10.1016/j.laa.2021.09.020
  • G. Darbo, Punti uniti in trasformazioni a codominio non compatto, Rend. Sem. Mat. Univ. Padova 24 (1955), 84–92.
  • OpenAI, A positive solution to Tingley's problem, OpenAI Math Release preprint, September 23, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-positive-solution-to-Tingleys-problem-September-23-2026/paper.pdf
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