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Quantum Mechanics·Captain: Lucas

Carcassi–Landini–Aidala 2024: Classical mechanics as the high-entropy limit of quantum mechanicsResearch Paper

1. Motivation

Carcassi, Landini and Aidala (arXiv:2411.00972) argue that classical mechanics is the high-entropy limit of quantum mechanics, in the same way that non-relativistic mechanics is the low-speed limit of relativistic mechanics. The usual mathematical recipe ℏ→0\hbar \to 0ℏ→0 is reinterpreted as sending the entropy of pure states to −∞-\infty−∞, i.e. as S≫0S \gg 0S≫0. The paper backs this with explicit formulas: Gaussian entropy–uncertainty curves, the black-body spectrum, the trace identity for the maximally mixed state, classical and quantum "stretching maps" on phase space, and a Lindblad master equation that implements the quantum stretch. This mission formalizes those mathematical claims.

2. Setting

We use one degree of freedom with phase space R2∋(x,p)\mathbb R^2 \ni (x,p)R2∋(x,p).

  • Gaussian entropies. For a Gaussian state with uncertainty Σ=σxσp\Sigma = \sigma_x\sigma_pΣ=σx​σp​ the classical (Gibbs) entropy is SC(Σ)=ln⁡(Σ/ℏ)+1S_C(\Sigma) = \ln(\Sigma/\hbar) + 1SC​(Σ)=ln(Σ/ℏ)+1 (Eq. 2). The quantum (von Neumann) entropy is SQ(Σ)=(Σℏ+12)ln⁡(Σℏ+12)−(Σℏ−12)ln⁡(Σℏ−12)S_Q(\Sigma) = (\tfrac{\Sigma}{\hbar}+\tfrac12)\ln(\tfrac{\Sigma}{\hbar}+\tfrac12) - (\tfrac{\Sigma}{\hbar}-\tfrac12)\ln(\tfrac{\Sigma}{\hbar}-\tfrac12)SQ​(Σ)=(ℏΣ​+21​)ln(ℏΣ​+21​)−(ℏΣ​−21​)ln(ℏΣ​−21​) (Eq. 3). The rescaled quantum entropy of Section 4.3 is SQλ(Σ)=SQ(λΣ)−ln⁡λS^\lambda_Q(\Sigma) = S_Q(\lambda\Sigma) - \ln\lambdaSQλ​(Σ)=SQ​(λΣ)−lnλ. It is the quantum curve after shrinking the pure-state uncertainty from ℏ\hbarℏ to ℏ/λ\hbar/\lambdaℏ/λ and moving the zero of entropy accordingly.
  • Pure stretching map. T(x,p)=(λx,λp)T(x,p) = (\sqrt\lambda x, \sqrt\lambda p)T(x,p)=(λ​x,λ​p) with λ>1\lambda > 1λ>1 (Eq. 16). It acts on densities by push-forward, (Tρ)(z)=λ−1ρ(z/λ)(T\rho)(z) = \lambda^{-1}\rho(z/\sqrt\lambda)(Tρ)(z)=λ−1ρ(z/λ​). The Gibbs entropy is S(ρ)=−∫ρlog⁡ρS(\rho) = -\int\rho\log\rhoS(ρ)=−∫ρlogρ (Eq. 15). The same stretch acts on Husimi distributions on C\mathbb CC: Qλ(α)=λ−1Q1(α/λ)Q_\lambda(\alpha) = \lambda^{-1}Q_1(\alpha/\sqrt\lambda)Qλ​(α)=λ−1Q1​(α/λ​) (Eq. 24).
  • Lindblad generator. In the Heisenberg picture, X˙=iℏ[H,X]+∑iγi(Li†XLi−12{Li†Li,X})\dot X = \tfrac{i}{\hbar}[H,X] + \sum_i\gamma_i(L_i^\dagger X L_i - \tfrac12\{L_i^\dagger L_i, X\})X˙=ℏi​[H,X]+∑i​γi​(Li†​XLi​−21​{Li†​Li​,X}) (Eq. 26). The quantum stretch uses H=0H = 0H=0 and a single jump operator L=a†L = a^\daggerL=a†, where the ladder operators satisfy [a,a†]=1[a,a^\dagger] = 1[a,a†]=1.

3. Target

The goal (Section 4.3, Fig. 3, p. 11): for all ℏ>0\hbar > 0ℏ>0 and Σ>0\Sigma > 0Σ>0,

lim⁡λ→∞(SQ(λΣ)−ln⁡λ)=ln⁡(Σ/ℏ)+1=SC(Σ).\lim_{\lambda\to\infty}\big(S_Q(\lambda\Sigma) - \ln\lambda\big) = \ln(\Sigma/\hbar) + 1 = S_C(\Sigma).λ→∞lim​(SQ​(λΣ)−lnλ)=ln(Σ/ℏ)+1=SC​(Σ).

This is the quantitative form of "taking λ→∞\lambda\to\inftyλ→∞ is equivalent to ℏ→0\hbar\to0ℏ→0": the quantum Gaussian entropy curve converges to the classical one.

Milestones, in the order of the paper:

  1. Zeros and signs of the entropy curves (Sec. 2.2): SQ(ℏ/2)=0S_Q(\hbar/2)=0SQ​(ℏ/2)=0 and SQ>0S_Q>0SQ​>0 above the Heisenberg bound; SC(ℏ/e)=0S_C(\hbar/e) = 0SC​(ℏ/e)=0 and SC<0S_C<0SC​<0 below it.
  2. Fig. 2: SC(Σ)−SQ(Σ)→0S_C(\Sigma) - S_Q(\Sigma) \to 0SC​(Σ)−SQ​(Σ)→0 as Σ→∞\Sigma\to\inftyΣ→∞.
  3. Eq. (4): tr⁡(AB I/n)=tr⁡(BA I/n)\operatorname{tr}(AB\,I/n) = \operatorname{tr}(BA\,I/n)tr(ABI/n)=tr(BAI/n).
  4. Eq. (8): Planck's law divided by the Rayleigh–Jeans law tends to 111 as β→0+\beta\to0^+β→0+.
  5. Eq. (15): S(Tρ)=S(ρ)+log⁡λS(T\rho) = S(\rho) + \log\lambdaS(Tρ)=S(ρ)+logλ.
  6. Eq. (18): ⟨T(xnpm)⟩=λ n+m⟨xnpm⟩\langle T(x^np^m)\rangle = \sqrt\lambda^{\,n+m}\langle x^np^m\rangle⟨T(xnpm)⟩=λ​n+m⟨xnpm⟩.
  7. Eq. (25): ∫αnαˉmQλ=λ n+m∫βnβˉmQ1\int\alpha^n\bar\alpha^m Q_\lambda = \sqrt\lambda^{\,n+m}\int\beta^n\bar\beta^mQ_1∫αnαˉmQλ​=λ​n+m∫βnβˉ​mQ1​.
  8. Eq. (28): for L=a†L = a^\daggerL=a†, H=0H=0H=0, the generator maps an(a†)ma^n(a^\dagger)^man(a†)m to γ2(n+m) an(a†)m\tfrac\gamma2(n+m)\,a^n(a^\dagger)^m2γ​(n+m)an(a†)m.
  9. Eq. (38): [λX,λP]=iλℏ[\sqrt\lambda X, \sqrt\lambda P] = i\lambda\hbar[λ​X,λ​P]=iλℏ when [X,P]=iℏ[X,P] = i\hbar[X,P]=iℏ.

4. Significance

The goal makes the slogan "classical = high-entropy quantum" precise for Gaussian states: the classical entropy–uncertainty law is exactly the limit of the quantum one under the entropy rescaling the paper constructs. The milestones are the computational facts the argument rests on. The paper derives them by hand and none has been machine-checked. Several are reusable well beyond this paper: entropy under scaling of densities, moment scaling under dilations, and the action of the Lindblad generator on anti-normally ordered monomials in the Weyl algebra.

5. Difficulty

The goal is an asymptotic expansion of x↦(x+12)ln⁡(x+12)−(x−12)ln⁡(x−12)x\mapsto(x+\tfrac12)\ln(x+\tfrac12) - (x-\tfrac12)\ln(x-\tfrac12)x↦(x+21​)ln(x+21​)−(x−21​)ln(x−21​) at infinity. The naive term-by-term limit has the form ∞−∞\infty-\infty∞−∞ and must be organised as a difference quotient or Taylor expansion of xln⁡xx\ln xxlnx. The measure-theoretic milestones need change of variables for the dilation z↦z/λz\mapsto z/\sqrt\lambdaz↦z/λ​ on R2\mathbb R^2R2 and C\mathbb CC, plus careful integrability bookkeeping for ρlog⁡ρ\rho\log\rhoρlogρ. The Lindblad milestone needs the commutator identities [an,a†]=nan−1[a^n, a^\dagger] = n a^{n-1}[an,a†]=nan−1 and [a,(a†)m]=m(a†)m−1[a, (a^\dagger)^m] = m (a^\dagger)^{m-1}[a,(a†)m]=m(a†)m−1 in a noncommutative ring.

6. Formalization scope

  • Entropies are real functions of ℏ\hbarℏ and Σ\SigmaΣ; we assume ℏ>0\hbar>0ℏ>0 and Σ>0\Sigma>0Σ>0. Lean's Real.log returns 000 at 000, which agrees with the convention 0ln⁡0=00\ln0=00ln0=0 at the Heisenberg point Σ=ℏ/2\Sigma=\hbar/2Σ=ℏ/2.
  • Phase space is ℝ × ℝ with Lebesgue measure, and Husimi distributions live on ℂ. Densities are real functions. The entropy milestone assumes ρ≥0\rho\ge0ρ≥0, ∫ρ=1\int\rho = 1∫ρ=1, and integrability of ρ\rhoρ and ρlog⁡ρ\rho\log\rhoρlogρ, i.e. finite entropy, which the paper uses implicitly. The moment identities hold for every function, since an integral that does not converge is 000 on both sides.
  • Ladder operators are elements a,a†a, a^\daggera,a† of an abstract ℂ-algebra with aa†−a†a=1aa^\dagger - a^\dagger a = 1aa†−a†a=1, and the adjoint of each jump operator is passed explicitly. This avoids unbounded operators. The hypothesis is satisfiable, e.g. by differentiation and multiplication by XXX on C[X]\mathbb C[X]C[X]. No bounded operators satisfy it, so do not specialise to a C*-algebra.
  • λ>1\lambda>1λ>1 throughout, as in the paper (ΔS=log⁡λ>0\Delta S = \log\lambda > 0ΔS=logλ>0).
  • Out of scope: the CPTP property and entropy monotonicity of TQT_QTQ​ (Eqs. 31–32), and the Wigner-function formulas (Eqs. 46–54). These need operator theory on L2L^2L2 that is not available in Mathlib.

Selected references

  • G. Carcassi, M. Landini, C. A. Aidala, Classical mechanics as the high-entropy limit of quantum mechanics, arXiv:2411.00972v3 (2026). https://arxiv.org/abs/2411.00972
  • M. A. Nielsen, I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press (2010).
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Functional Analysis·Captain: Lucas

The unphysicality of Hilbert spaces (Carcassi–Aidala–Calderón)Research Paper

Motivation

Quantum states are standardly modelled as rays in a complex Hilbert space, following von Neumann's 1932 axiomatisation. Carcassi, Aidala and Calderón (arXiv:2308.06669) examine which parts of this definition can be justified by physical requirements. They argue that the inner product space structure is physically required — it is exactly what is needed to describe statistical mixtures of states and their entropy — while completeness in infinite dimensions is not: it forces the state space to contain states with infinite expectation values, coordinate changes that turn finite expectations into infinite ones, and time evolutions that do so in finite time. The paper suggests Schwartz spaces as a possible alternative.

The physical conclusions of the paper (its Propositions 19 and 31) are arguments, not mathematical theorems. Behind them, however, sits a set of precise mathematical statements in Section VI and Appendix A. This mission formalizes those statements.

Setting

Let HHH be a complex inner product space, not necessarily complete. For ψ∈H\psi\in Hψ∈H, ∣ψ⟩⟨ψ∣|\psi\rangle\langle\psi|∣ψ⟩⟨ψ∣ is the operator x↦⟨ψ,x⟩ψx\mapsto\langle\psi,x\rangle\psix↦⟨ψ,x⟩ψ. A finite mixture of pure states is an operator ∑iai∣ψi⟩⟨ψi∣\sum_i a_i|\psi_i\rangle\langle\psi_i|∑i​ai​∣ψi​⟩⟨ψi​∣ with finitely many unit vectors ψi\psi_iψi​ and weights ai>0a_i>0ai​>0 summing to 111. The von Neumann entropy of such an operator is S(ρ)=−∑kλklog⁡λkS(\rho)=-\sum_k\lambda_k\log\lambda_kS(ρ)=−∑k​λk​logλk​ over its eigenvalues, and I(ψ,ϕ)I(\psi,\phi)I(ψ,ϕ) denotes the entropy of the equal mixture 12∣ψ⟩⟨ψ∣+12∣ϕ⟩⟨ϕ∣\frac12|\psi\rangle\langle\psi|+\frac12|\phi\rangle\langle\phi|21​∣ψ⟩⟨ψ∣+21​∣ϕ⟩⟨ϕ∣.

On the position side, L2(R)L^2(\mathbb R)L2(R) is the Hilbert space of square-integrable complex wave functions. An orientation-preserving diffeomorphism f:R→Rf:\mathbb R\to\mathbb Rf:R→R (smooth, strictly increasing, with smooth inverse) acts on wave functions by

(Ufψ)(y)=ψ(f−1(y))∣(f−1)′(y)∣,(U_f\psi)(y)=\psi\bigl(f^{-1}(y)\bigr)\sqrt{|(f^{-1})'(y)|},(Uf​ψ)(y)=ψ(f−1(y))∣(f−1)′(y)∣​,

which is the transformation law of a wave function under the change of coordinate y=f(x)y=f(x)y=f(x). The nnn-th absolute position moment of a state ψ\psiψ is ∫∣x∣n∣ψ(x)∣2 dx∈[0,∞]\int|x|^n|\psi(x)|^2\,dx\in[0,\infty]∫∣x∣n∣ψ(x)∣2dx∈[0,∞]; finite moments of all orders are the natural minimal requirement for the statistics of position to be well defined.

Formalization targets

Goal

∃ f, U=Uf, ψ∈L2(R), ∥ψ∥=1:∫∣x∣n∣ψ∣2<∞  ∀n,∫y2 ∣Uψ(y)∣2 dy=∞.\exists\,f,\ U=U_f,\ \psi\in L^2(\mathbb R),\ \|\psi\|=1:\quad \int|x|^n|\psi|^2<\infty\ \ \forall n,\qquad \int y^2\,|U\psi(y)|^2\,dy=\infty .∃f, U=Uf​, ψ∈L2(R), ∥ψ∥=1:∫∣x∣n∣ψ∣2<∞  ∀n,∫y2∣Uψ(y)∣2dy=∞.

A unitary transformation of L2(R)L^2(\mathbb R)L2(R) that is nothing but a change of the position coordinate can map a state with all moments finite to one with infinite expected squared position. The goal is stated existentially, leaving the particular change of coordinates free.

Milestones

  1. Proposition 5 — rays alone do not determine the coefficients of a superposition.
  2. Proposition 7 — equal strictly convex mixtures span the same subspace.
  3. Proposition 8 — a finite-rank mixed state can be decomposed so as to include a given pure state from its range.
  4. Proposition 9 — ψ\psiψ is a superposition of {ϕj}\{\phi_j\}{ϕj​} iff some mixture of the ϕj\phi_jϕj​ can also be written as a mixture including ψ\psiψ.
  5. Proposition 10 — I(ψ,ϕ)=f(∣⟨ψ,ϕ⟩∣)I(\psi,\phi)=f(|\langle\psi,\phi\rangle|)I(ψ,ϕ)=f(∣⟨ψ,ϕ⟩∣) with an explicit fff injective on [0,1][0,1][0,1].
  6. Proposition 20 — the domain of an unbounded closed operator between Hilbert spaces is not complete.
  7. Proposition 21 — a unitary can move a vector out of such a domain.
  8. Proposition 24 — UfU_fUf​ is unitary on L2(R)L^2(\mathbb R)L2(R).
  9. Equation (29) — y(x)=tan⁡(π2erf⁡x)y(x)=\tan(\frac\pi2\operatorname{erf}x)y(x)=tan(2π​erfx) is an orientation-preserving diffeomorphism transporting the Gaussian state e−x2/π\sqrt{e^{-x^2}/\sqrt\pi}e−x2/π​​ to 1/π(y2+1)1/\sqrt{\pi(y^2+1)}1/π(y2+1)​.
  10. Equations (27)–(28) — the Gaussian state has all moments finite, the Lorentzian state has all moments of order ≥2\ge2≥2 infinite.

Significance

The goal makes precise one of the paper's three claims about completeness: being an isomorphism of Hilbert spaces does not respect finiteness of expectation values, even for a transformation as innocuous as a smooth change of coordinates. Propositions 20 and 21 make precise the companion claim that completeness forces the inclusion of states outside the domain of every unbounded observable, and that unitaries do not preserve such domains. Propositions 7–10 make precise the paper's case for the inner product: equivalence of superposition with non-unique decomposition of mixtures, and the entropic meaning of the transition probability.

All statements are mathematically elementary relative to modern functional analysis, and none of them, to the knowledge of the proposer, has a machine-checked proof. Formalizing them pins down hypotheses the paper leaves implicit: two statements needed corrections to be true (see the notes on Propositions 8 and 20).

Difficulty

Most of the work is infrastructure rather than a single hard step. Proposition 24 requires the change-of-variables formula for Lebesgue integrals and a construction of the induced operator on L2L^2L2 equivalence classes, including surjectivity. Equation (29) requires developing the error function (limits ±1\pm1±1 at ±∞\pm\infty±∞, smoothness, positivity of its derivative) and differentiating tan⁡∘(π2erf⁡)\tan\circ(\frac\pi2\operatorname{erf})tan∘(2π​erf). Proposition 10 requires computing the spectrum of a rank-two operator through the eigenvalue API for self-adjoint operators on a finite-dimensional space. Proposition 20 rests on the closed graph theorem. The moment statements require Gaussian integrability and a comparison of ∣y∣n/(1+y2)|y|^n/(1+y^2)∣y∣n/(1+y2) with 1/∣y∣1/|y|1/∣y∣ at infinity.

Formalization scope

All statements live in the namespace UnphysicalHilbert. State spaces are complex inner product spaces (InnerProductSpace ℂ H), completeness assumed only where the paper assumes a Hilbert space. Finite sets of states are finite indexed families; a finite-rank density operator is a finite strictly convex combination of pure states. The entropy of the equal mixture is computed on the span of the two vectors, on which the operator acts. L2(R)L^2(\mathbb R)L2(R) is Lp ℂ 2 volume, unitaries are linear isometric equivalences, and finiteness of a moment means Lebesgue integrability of ∣x∣n∣ψ(x)∣2|x|^n|\psi(x)|^2∣x∣n∣ψ(x)∣2.

Two departures from the text are deliberate and flagged in the item notes: Proposition 8 assumes ψ∈range⁡ρ\psi\in\operatorname{range}\rhoψ∈rangeρ instead of ⟨ψ∣ρ∣ψ⟩≠0\langle\psi|\rho|\psi\rangle\neq0⟨ψ∣ρ∣ψ⟩=0 (the latter admits a counterexample in C2\mathbb C^2C2), and Propositions 20–21 assume the operator is closed (without some such hypothesis an everywhere-defined discontinuous functional is a counterexample). Proposition 5 assumes the coefficients are nonzero, which its proof uses. The time evolution of eq. (30) and the remarks on Schwartz spaces in Section VIII are not formalized, because the paper does not state them as propositions. The existential goal cannot be satisfied trivially: the operator is pinned to the change-of-variables formula, and ψ\psiψ must be a unit vector with all moments finite.

Contributions of reusable infrastructure are welcome, in particular: the error function, the unitary on L2(R)L^2(\mathbb R)L2(R) induced by a diffeomorphism, and the spectrum of 12(∣ψ⟩⟨ψ∣+∣ϕ⟩⟨ϕ∣)\frac12(|\psi\rangle\langle\psi|+|\phi\rangle\langle\phi|)21​(∣ψ⟩⟨ψ∣+∣ϕ⟩⟨ϕ∣).

Selected references

  • G. Carcassi, C. A. Aidala, F. Calderón, The unphysicality of Hilbert spaces, arXiv:2308.06669v3, 2024. https://arxiv.org/abs/2308.06669
  • J. von Neumann, Mathematische Grundlagen der Quantenmechanik, Springer, 1932.
  • M. Reed, B. Simon, Methods of Modern Mathematical Physics I: Functional Analysis, Academic Press, 1980.
  • B. C. Hall, Quantum Theory for Mathematicians, Graduate Texts in Mathematics 267, Springer, 2013. https://doi.org/10.1007/978-1-4614-7116-5
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Captain: Lucas

Goodman–Witten 1985: Detectability of Certain Dark-Matter CandidatesResearch Paper

Motivation

The rotation curves of spiral galaxies indicate that galaxies sit inside extended dark halos whose mass dominates the visible matter (Faber–Gallagher 1979). If the halo is a gas of elementary particles moving at galactic velocities (v∼200v \sim 200v∼200 km/s), those particles stream through every laboratory on Earth. In 1985 Goodman and Witten asked whether a detector then being proposed for neutrinos — the superconducting-grain detector of Drukier and Stodolsky, which registers nuclear recoils of tens of eV and up through elastic neutral-current scattering (Drukier–Stodolsky 1984) — could see halo particles by the same mechanism.

Their answer, worked out with a handful of explicit formulas, was yes for three broad classes of candidates: particles with coherent weak interactions, particles with spin-dependent interactions of weak strength (with the photino as the example), and strongly interacting particles. The paper is the starting point of direct dark-matter detection: the recoil-energy kinematics, the counting-rate formula and the split into spin-independent and spin-dependent couplings introduced here are still the standard framework of every nuclear-recoil experiment.

Setting

A halo particle of mass mmm and speed vvv scatters elastically from a target nucleus of mass number AAA, mass M=A mNM = A\,m_NM=AmN​, at rest. In a non-relativistic elastic collision momentum and kinetic energy are conserved, and the recoil kinetic energy deposited in the nucleus is bounded by

ϵ=(2mv)22M.\epsilon = \frac{(2mv)^2}{2M}.ϵ=2M(2mv)2​.

A kilogram of detector contains K=6.0×1026/AK = 6.0\times10^{26}/AK=6.0×1026/A target nuclei. Halo particles of mass density ρ\rhoρ have number density ρ/m\rho/mρ/m and flux F=ρv/mF = \rho v/mF=ρv/m, so the counting rate with cross section σ\sigmaσ is R=KFσR = KF\sigmaR=KFσ, quoted in events per kilogram per day. The paper normalises with the reduced cross section σˉ=(σ/A)(1 GeV/m)\bar\sigma = (\sigma/A)(1\ \mathrm{GeV}/m)σˉ=(σ/A)(1 GeV/m).

For a constant invariant amplitude M\mathcal MM the elastic cross section is

σ=m2M2π(m+M)2 ∣M∣2.\sigma = \frac{m^2M^2}{\pi(m+M)^2}\,|\mathcal M|^2 .σ=π(m+M)2m2M2​∣M∣2.

The three candidate classes differ only in M\mathcal MM (or σ\sigmaσ):

  1. Coherent weak: M=GFYˉNˉ/2\mathcal M = G_F\bar Y\bar N/\sqrt2M=GF​YˉNˉ/2​, where Yˉ\bar YYˉ is the weak hypercharge combination of the particle and Nˉ=N−(1−4sin⁡2θ)Z\bar N = N - (1-4\sin^2\theta)ZNˉ=N−(1−4sin2θ)Z for a nucleus with NNN neutrons and ZZZ protons.
  2. Spin-dependent (photino): ⟨∣M∣2⟩=(4q4/MQ~4) λ2J(J+1)\langle|\mathcal M|^2\rangle = (4q^4/M_{\tilde Q}^4)\,\lambda^2J(J+1)⟨∣M∣2⟩=(4q4/MQ~​4​)λ2J(J+1), where qqq is the charge of the light quark, MQ~M_{\tilde Q}MQ~​​ the mass of its scalar partner, JJJ the nuclear spin and λ\lambdaλ a nuclear-structure constant.
  3. Strongly interacting: a hard-sphere cross section σ=4πRnuc2\sigma = 4\pi R_{\mathrm{nuc}}^2σ=4πRnuc2​ with Rnuc=1.25A1/3×10−13R_{\mathrm{nuc}} = 1.25A^{1/3}\times10^{-13}Rnuc​=1.25A1/3×10−13 cm, multiplied by a stopping factor ϵ≤1\epsilon \le 1ϵ≤1 for the earth or the atmosphere.

Standard halo values are ρ=10−24\rho = 10^{-24}ρ=10−24 g/cm3^33 and v=200v = 200v=200 km/s, and the benchmark detector sensitivity is 1 event/kg/day.

Formalization targets

Goal: the three detectability claims

With ρ=10−24\rho = 10^{-24}ρ=10−24 g/cm3^33 and v=200v = 200v=200 km/s:

  1. for a lead target and Yˉ=1\bar Y = 1Yˉ=1, the coherent rate of Eq. (2) is at least 1 event/kg/day for all 1 GeV≤m≤1071\ \mathrm{GeV}\le m\le10^71 GeV≤m≤107 GeV (for any 0.2≤sin⁡2θ≤0.250.2\le\sin^2\theta\le0.250.2≤sin2θ≤0.25);
  2. for photinos with mass equal to the nuclear mass and λ2J(J+1)=1\lambda^2J(J+1) = 1λ2J(J+1)=1, the rate is of order 1 event/kg/day, 1≤R<101\le R<101≤R<10, for (q,MQ~)=(23e,100 GeV)(q, M_{\tilde Q}) = (\tfrac23e, 100\ \mathrm{GeV})(q,MQ~​​)=(32​e,100 GeV) and (13e,50 GeV)(\tfrac13e, 50\ \mathrm{GeV})(31​e,50 GeV);
  3. for targets from aluminium to lead (27≤A≤20727\le A\le20727≤A≤207) and ϵ=1\epsilon = 1ϵ=1, strongly interacting particles give at least 1 event/kg/day exactly up to a mass
M∗∈[1.5×1013, 4.5×1013] GeV.M^*\in[1.5\times10^{13},\,4.5\times10^{13}]\ \mathrm{GeV}.M∗∈[1.5×1013,4.5×1013] GeV.

Milestones

The milestones follow the paper's equations in order: the recoil bounds and the 1–2 GeV lower mass limit (p. 3059); the counting-rate formula, Eq. (1); the coherent reduced cross section, Eq. (2), and the resulting 10410^4104/kg day rates; the photino rate, Eq. (3); the quark-model matrix elements, Eq. (4), and the factor-100 flavour asymmetry; and the hard-sphere cross section and rate, Eq. (6).

Significance

The result. The paper turned dark-matter direct detection from an abstract possibility into a quantitative experimental programme: it fixed the minimal detectable mass from kinematics, gave a single counting-rate formula into which any particle-physics model can be inserted, and showed that coherent (spin-independent) scattering on heavy nuclei is enhanced by Nˉ2\bar N^2Nˉ2 while spin-dependent scattering needs odd nuclei. These estimates set the scale of rates, from 10410^4104 events/kg/day for coherent weak particles down to 1 event/kg/day for photinos, against which later experiments were designed.

Formalizing it. The statements are elementary but they are exactly the kind of order-of-magnitude chain where a unit conversion, a missing factor of 2 or π\piπ, or a convention for the nuclear mass silently changes a number. A machine-checked version records every convention explicitly, checks each printed coefficient against modern values of the constants, and separates genuine theorems (the kinematic bound) from numerical consequences of the formulas.

Difficulty

The only genuinely geometric statement is the recoil bound, which must hold for every direction of scattering in three dimensions, not just head-on collisions. All other milestones are exact identities between the definitions plus verified numerical bounds involving π\piπ, real powers A1/3A^{1/3}A1/3 and scientific-notation constants spanning more than fifty orders of magnitude. The obstacle is keeping these bounds tight enough: several of the paper's coefficients are reproduced only to a few percent, so loose estimates of π\piπ or of A1/3A^{1/3}A1/3 over a range of AAA will not close the inequalities, and the detectability statements require monotonicity arguments over whole mass intervals rather than evaluation at one point.

Formalization scope

All quantities are real numbers in a fixed unit system: masses and energies in GeV with c=1c = 1c=1, velocities as fractions of ccc in kinematic statements and in cm/s in rate statements, densities in g/cm3^33, cross sections in cm2^22, squared amplitudes in GeV−4^{-4}−4 converted to cm2^22 by (ℏc)2(\hbar c)^2(ℏc)2. The constants are ccc, 1 GeV/c21\ \mathrm{GeV}/c^21 GeV/c2 in grams, ℏc\hbar cℏc, GFG_FGF​ and α\alphaα at their modern values, the paper's K=6.0×1026/AK = 6.0\times10^{26}/AK=6.0×1026/A, and nuclear mass M=A mNM = A\,m_NM=AmN​ with mN=0.9383m_N = 0.9383mN​=0.9383 GeV (the paper writes M≃AM\simeq AM≃A GeV; the nucleon mass reproduces its printed coefficients).

Approximate equalities "≈c0\approx c_0≈c0​" in the paper are encoded as the existence of an exact coefficient CCC with ∣C/c0−1∣≤0.05|C/c_0-1|\le0.05∣C/c0​−1∣≤0.05 for which the formula holds identically in all parameters, so a statement cannot be satisfied by a coefficient unrelated to the definitions. "Of order 10k10^k10k" is encoded as 10k≤R<10k+110^k\le R<10^{k+1}10k≤R<10k+1. Eq. (2) is used without the nuclear form factor, as in the paper's sentence about lead; the reduced Table II rates with loss of coherence and Eqs. (5) and (7) are outside the scope of this mission.

The development needs only real analysis from Mathlib: inner-product geometry in R3\mathbb R^3R3 for the recoil bound, and bounds on π\piπ and on real powers for the numerics. Contributions of reusable lemmas for certified numerical bounds on rpow expressions are welcome.

Selected references

  • M. W. Goodman and E. Witten, Detectability of certain dark-matter candidates, Phys. Rev. D 31, 3059 (1985). https://doi.org/10.1103/PhysRevD.31.3059
  • A. Drukier and L. Stodolsky, Principles and applications of a neutral-current detector for neutrino physics and astronomy, Phys. Rev. D 30, 2295 (1984). https://doi.org/10.1103/PhysRevD.30.2295
  • S. M. Faber and J. S. Gallagher, Masses and mass-to-light ratios of galaxies, Annu. Rev. Astron. Astrophys. 17, 135 (1979). https://doi.org/10.1146/annurev.aa.17.090179.001031
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Maldacena 2003: Non-Gaussian Features of Primordial Fluctuations in Single-Field InflationResearch Paper

Motivation

Single-field slow-roll inflation predicts primordial curvature fluctuations that are very close to Gaussian. The leading departure from Gaussianity is the three-point function (the bispectrum) of the curvature perturbation ζ\zetaζ. Maldacena (2003) computed it from first principles: he derived the cubic action for scalar and tensor fluctuations, evaluated the tree-level correlators with the standard choice of vacuum, and gave closed formulas at leading order in slow roll, with exact numerical coefficients and full momentum dependence. For the three-scalar correlator, earlier estimates included only part of the effect.

The paper also points out a structural property. When one momentum is much smaller than the other two (the squeezed limit), the three-point function is fixed by the tilt of the two-point function. Today this is called Maldacena's consistency relation. It is the standard test of single-field inflation against cosmic microwave background and large-scale-structure data, and the starting point of a large literature on soft theorems in cosmology.

Setting

Units are Mpl−2=8πGN=1M_{pl}^{-2} = 8\pi G_N = 1Mpl−2​=8πGN​=1. The background is a spatially flat FRW metric ds2=−dt2+e2ρ(t)dxidxids^2 = -dt^2 + e^{2\rho(t)}dx^i dx^ids2=−dt2+e2ρ(t)dxidxi with a homogeneous scalar field ϕ(t)\phi(t)ϕ(t) obeying

3ρ˙2=12ϕ˙2+V(ϕ),ρ¨=−12ϕ˙2,ϕ¨+3ρ˙ϕ˙+V′(ϕ)=0,3\dot\rho^2 = \tfrac12\dot\phi^2 + V(\phi),\qquad \ddot\rho = -\tfrac12\dot\phi^2,\qquad \ddot\phi + 3\dot\rho\dot\phi + V'(\phi) = 0,3ρ˙​2=21​ϕ˙​2+V(ϕ),ρ¨​=−21​ϕ˙​2,ϕ¨​+3ρ˙​ϕ˙​+V′(ϕ)=0,

and H=ρ˙H = \dot\rhoH=ρ˙​. A starred quantity is evaluated at horizon crossing. Write ki=∣k⃗i∣k_i = |\vec k_i|ki​=∣ki​∣ and kt=k1+k2+k3k_t = k_1+k_2+k_3kt​=k1​+k2​+k3​. Momentum conservation k⃗1+k⃗2+k⃗3=0\vec k_1 + \vec k_2 + \vec k_3 = 0k1​+k2​+k3​=0 means that (k1,k2,k3)(k_1,k_2,k_3)(k1​,k2​,k3​) are the side lengths of a (possibly degenerate) triangle. All correlators below are written without the overall factor (2π)3δ3(∑ik⃗i)(2\pi)^3\delta^3(\sum_i \vec k_i)(2π)3δ3(∑i​ki​).

  1. Power spectra (eqs. 2.20, 2.29): Pζ(k)=12k3ρ˙∗2ρ˙∗2ϕ˙∗2P_\zeta(k) = \frac{1}{2k^3}\dot\rho_*^2\frac{\dot\rho_*^2}{\dot\phi_*^2}Pζ​(k)=2k31​ρ˙​∗2​ϕ˙​∗2​ρ˙​∗2​​ and Pγ(k)=12k3 2ρ˙∗2P_\gamma(k) = \frac{1}{2k^3}\,2\dot\rho_*^2Pγ​(k)=2k31​2ρ˙​∗2​.
  2. Tilts (eqs. 2.22, 2.30): ns=−2(ϕ¨∗ρ˙∗ϕ˙∗+ϕ˙∗2ρ˙∗2)n_s = -2\big(\frac{\ddot\phi_*}{\dot\rho_*\dot\phi_*} + \frac{\dot\phi_*^2}{\dot\rho_*^2}\big)ns​=−2(ρ˙​∗​ϕ˙​∗​ϕ¨​∗​​+ρ˙​∗2​ϕ˙​∗2​​) and nt=−ϕ˙∗2ρ˙∗2n_t = -\frac{\dot\phi_*^2}{\dot\rho_*^2}nt​=−ρ˙​∗2​ϕ˙​∗2​​. Here nsn_sns​ is the exponent in Pζ∝k−3+nsP_\zeta \propto k^{-3+n_s}Pζ​∝k−3+ns​, so it is "ns−1n_s - 1ns​−1" in the modern convention.
  3. Three-scalar correlator (eqs. 4.5–4.6): Bζ(k1,k2,k3)=ρ˙∗4ϕ˙∗4H∗41∏i(2ki3)AB_\zeta(k_1,k_2,k_3) = \frac{\dot\rho_*^4}{\dot\phi_*^4}H_*^4\frac{1}{\prod_i (2k_i^3)}\mathcal ABζ​(k1​,k2​,k3​)=ϕ˙​∗4​ρ˙​∗4​​H∗4​∏i​(2ki3​)1​A, where
A=2ϕ¨∗ϕ˙∗ρ˙∗∑iki3+ϕ˙∗2ρ˙∗2[12∑iki3+12∑i≠jkikj2+4∑i>jki2kj2kt].\mathcal A = 2\frac{\ddot\phi_*}{\dot\phi_*\dot\rho_*}\sum_i k_i^3 + \frac{\dot\phi_*^2}{\dot\rho_*^2}\Big[\frac12\sum_i k_i^3 + \frac12\sum_{i\ne j}k_ik_j^2 + 4\frac{\sum_{i>j}k_i^2k_j^2}{k_t}\Big].A=2ϕ˙​∗​ρ˙​∗​ϕ¨​∗​​i∑​ki3​+ρ˙​∗2​ϕ˙​∗2​​[21​i∑​ki3​+21​i=j∑​ki​kj2​+4kt​∑i>j​ki2​kj2​​].
  1. Graviton correlators (eqs. 4.10, 4.13, 4.15). These are built from the integral I=−kt+∑i>jkikjkt+k1k2k3kt2I = -k_t + \frac{\sum_{i>j}k_ik_j}{k_t} + \frac{k_1k_2k_3}{k_t^2}I=−kt​+kt​∑i>j​ki​kj​​+kt2​k1​k2​k3​​ of eq. (4.11), the transverse traceless polarization tensors ϵijs\epsilon^s_{ij}ϵijs​, and the flat-space tensor tijl=k2iδjl+k3jδil+k1lδijt_{ijl} = k_2^i\delta_{jl} + k_3^j\delta_{il} + k_1^l\delta_{ij}tijl​=k2i​δjl​+k3j​δil​+k1l​δij​.

Formalization targets

Goal: the squeezed-limit consistency relation (eqs. 4.5–4.7)

For fixed k=k1>0k = k_1 > 0k=k1​>0, as k3→0k_3 \to 0k3​→0 through momentum triangles (which forces k2→k1k_2 \to k_1k2​→k1​),

Bζ(k1,k2,k3)Pζ(k1) Pζ(k3)⟶−ns.\frac{B_\zeta(k_1,k_2,k_3)}{P_\zeta(k_1)\,P_\zeta(k_3)} \longrightarrow -n_s .Pζ​(k1​)Pζ​(k3​)Bζ​(k1​,k2​,k3​)​⟶−ns​.

This is the statement that "(4.5), with (4.6) goes over to (4.7) in the overlapping region of validity."

Milestones

  1. The exact tilt formulas (2.22) and (2.30) for a background obeying the equations of motion.
  2. The time integral (4.4) for the contribution of the cubic vertex in de Sitter space, and the time integral III of (4.11), each with the iϵi\epsiloniϵ contour prescription.
  3. The squeezed limit of the amplitude A\mathcal AA (4.6 → 4.7).
  4. The kkk-dependent fNLf_{NL}fNL​ of (4.9): its expression through nsn_sns​, ntn_tnt​ and a shape function f(k)f(k)f(k); the range 0≤f≤5/60 \le f \le 5/60≤f≤5/6; the values f=5/6f = 5/6f=5/6 (equilateral) and f→0f \to 0f→0 (squeezed).
  5. The squeezed limits of the three graviton correlators: (4.10 → 4.12), (4.13 → 4.14), and (4.15 → 4.17).

Significance

The consistency relation ties a three-point observable to a two-point observable with no free parameters. If it is observed to fail, all single-field models in the Bunch–Davies vacuum are ruled out. The shape-function bound in (4.9) is what lets the paper conclude that the local-type fNLf_{NL}fNL​ of single-field slow-roll models is of order the slow-roll parameters, too small to detect from the CMB alone.

All results here are established physics. As far as is known, none of the explicit formula manipulations, the contour integrals, or the consistency checks between the general and squeezed formulas has a machine-checked proof. This mission produces checked versions of each of them, so that later formal developments of cosmological perturbation theory can cite exact statements rather than prose.

Difficulty

The algebraic limits are elementary once the formulas are written down. The analytic content is in the two contour integrals. The integrand of (4.4) and (4.11) oscillates and does not decay on (−∞,0](-\infty, 0](−∞,0], so the integrals exist only with the iϵi\epsiloniϵ prescription. The integrand of (4.11) also has a non-integrable 1/η21/\eta^21/η2 singularity at η=0\eta = 0η=0, whose divergence is purely imaginary, so only the real part has a limit as the cutoff goes to zero. The shape bound 0≤f≤5/60 \le f \le 5/60≤f≤5/6 is a degree-zero rational inequality on the triangle region; it is false outside the triangle region.

Formalization scope

  • Every correlator is a real-valued Lean def with Mpl=1M_{pl} = 1Mpl​=1, H∗=ρ˙∗H_* = \dot\rho_*H∗​=ρ˙​∗​, and the factor (2π)3δ3(∑ik⃗i)(2\pi)^3\delta^3(\sum_i\vec k_i)(2π)3δ3(∑i​ki​) dropped. Background values at horizon crossing enter as real parameters ρd, φd, φdd =ρ˙∗,ϕ˙∗,ϕ¨∗= \dot\rho_*, \dot\phi_*, \ddot\phi_*=ρ˙​∗​,ϕ˙​∗​,ϕ¨​∗​. At leading order in slow roll, the different horizon-crossing times ∗*∗ and ∗′*'∗′ that appear in (4.7), (4.12), (4.14), and (4.17) coincide.
  • The scalar correlators depend only on the magnitudes kik_iki​, and momentum conservation is encoded by the triangle predicate IsMomentumTriangle. The graviton–scalar–scalar and three-graviton correlators use vectors in EuclideanSpace ℝ (Fin 3) and polarizations as real symmetric, traceless, transverse 3×33\times33×3 matrices. A squeezed limit is taken along k⃗1=tn^\vec k_1 = t\hat nk1​=tn^, t→0+t \to 0^+t→0+.
  • The iϵi\epsiloniϵ prescription (η→η+iϵ∣η∣\eta \to \eta + i\epsilon|\eta|η→η+iϵ∣η∣) is implemented by the damping factor eϵηe^{\epsilon\eta}eϵη, followed by ϵ→0+\epsilon \to 0^+ϵ→0+.
  • The derivation of (4.5), (4.10), (4.13), and (4.15) from the cubic action of Section 3 (the in-in formalism, field redefinitions, gauge choices) is out of scope, because current Mathlib has no framework for interacting quantum fields on curved backgrounds. Contributions toward that infrastructure are welcome as separate missions.
  • Eq. (2.22) as printed has the misprint ϕ˙∗/ρ˙∗\dot\phi_*/\dot\rho_*ϕ˙​∗​/ρ˙​∗​ in place of ϕ˙∗2/ρ˙∗2\dot\phi_*^2/\dot\rho_*^2ϕ˙​∗2​/ρ˙​∗2​. The corrected form, which equals 2(η−3ϵ)2(\eta - 3\epsilon)2(η−3ϵ) and is used in (4.7) and (4.9), is the one formalized.

Selected references

  • J. Maldacena, Non-Gaussian features of primordial fluctuations in single field inflationary models, JHEP 05 (2003) 013. https://doi.org/10.1088/1126-6708/2003/05/013 (arXiv: https://arxiv.org/abs/astro-ph/0210603)
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Pereira–Guimarães 2017: Elko Field Driving the Evolution of the UniverseResearch Paper

Motivation

Elko (from the German Eigenspinoren des Ladungskonjugationsoperators) is a class of spin-1/2 fields of mass dimension one, introduced by Ahluwalia and Grumiller (JCAP 07 (2005) 012) as a candidate for fermionic dark matter. Elko spinors are eigenstates of charge conjugation, so they are neutral. Because of their mass dimension they obey only a Klein–Gordon-type equation, and their allowed self-interactions are restricted to a quadratic and a quartic term.

Pereira and Guimarães (2017) propose that one homogeneous Elko field, coupled to gravity in the Einstein–Cartan framework (gravity with torsion) and subject to a symmetry-breaking potential, drives the whole expansion history: inflation, then a matter-dominated era, then late-time acceleration. The paper has two parts. The first is an analytic reduction of the field equations to a closed system of ordinary differential equations (Section 2 and Appendix A). The second is a numerical study of that system with a benchmark set of parameters (Section 3). This mission formalizes the analytic part and the closed-form estimates of Section 3.1.

Setting

Units are c=1c=1c=1 and κ2=8πG=8π/mpl2\kappa^2=8\pi G=8\pi/m_{\rm pl}^2κ2=8πG=8π/mpl2​. The background is a spatially flat FRW metric with lapse N(t)N(t)N(t) and scale factor a(t)>0a(t)>0a(t)>0. The Hubble rate is H=a˙/aH=\dot a/aH=a˙/a. The Elko field is λ=Φ(t) ξ\lambda=\Phi(t)\,\xiλ=Φ(t)ξ, where ξ\xiξ is a constant spinor normalized so that ξˉξ=1\bar\xi\xi=1ξˉ​ξ=1. Only the real function Φ(t)\Phi(t)Φ(t) carries dynamics. Homogeneity and isotropy leave two torsion functions h(t)h(t)h(t) and f(t)f(t)f(t). The minisuperspace Lagrangian (A.13) is

L=−1N(3aa˙2κ2−3a3h2κ2−12a3Φ˙2−38a(a˙+ah)2Φ2)−N(3a3f2κ2+38a3f2Φ2+a3V(Φ)).\mathcal L=-\frac1N\Big(\frac{3a\dot a^2}{\kappa^2}-\frac{3a^3h^2}{\kappa^2}-\frac12a^3\dot\Phi^2-\frac38a(\dot a+ah)^2\Phi^2\Big)-N\Big(\frac{3a^3f^2}{\kappa^2}+\frac38a^3f^2\Phi^2+a^3V(\Phi)\Big).L=−N1​(κ23aa˙2​−κ23a3h2​−21​a3Φ˙2−83​a(a˙+ah)2Φ2)−N(κ23a3f2​+83​a3f2Φ2+a3V(Φ)).

Its Euler–Lagrange equations in N,a,Φ,h,fN,a,\Phi,h,fN,a,Φ,h,f (gauge N=1N=1N=1) are (A.14)–(A.17). They force f=0f=0f=0 and the torsion relation

h=−18 κ2Φ21+κ2Φ2/8 H.(2.5)h=-\frac18\,\frac{\kappa^2\Phi^2}{1+\kappa^2\Phi^2/8}\,H.\qquad(2.5)h=−81​1+κ2Φ2/8κ2Φ2​H.(2.5)

Substituting f=0f=0f=0 gives the Friedmann equations with torsion (2.2)–(2.3) and the motion equation (2.4). Throughout, the factor 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8 appears, and it is always positive. The potential of Section 3 is

V(Φ)=v0+Λ4(1−Φ2σ2)2.(3.1)V(\Phi)=v_0+\Lambda^4\Big(1-\frac{\Phi^2}{\sigma^2}\Big)^2 .\qquad(3.1)V(Φ)=v0​+Λ4(1−σ2Φ2​)2.(3.1)

Formalization targets

Goal: the reduced Elko system (2.6)–(2.10)

Assume (2.5), (2.2) and (2.3) on an open time set III, with H,Φ,Φ˙H,\Phi,\dot\PhiH,Φ,Φ˙ differentiable there. Then on III

H2=κ23(1+κ2Φ28)[Φ˙22+V],H˙=−κ22(1+κ2Φ28)[Φ˙2−HΦΦ˙2(1+κ2Φ2/8)2],H^2=\frac{\kappa^2}{3}\Big(1+\frac{\kappa^2\Phi^2}{8}\Big)\Big[\frac{\dot\Phi^2}{2}+V\Big],\qquad \dot H=-\frac{\kappa^2}{2}\Big(1+\frac{\kappa^2\Phi^2}{8}\Big)\Big[\dot\Phi^2-\frac{H\Phi\dot\Phi}{2(1+\kappa^2\Phi^2/8)^2}\Big],H2=3κ2​(1+8κ2Φ2​)[2Φ˙2​+V],H˙=−2κ2​(1+8κ2Φ2​)[Φ˙2−2(1+κ2Φ2/8)2HΦΦ˙​],

H2=κ2ρ/3H^2=\kappa^2\rho/3H2=κ2ρ/3 and H˙=−κ2(ρ+p)/2\dot H=-\kappa^2(\rho+p)/2H˙=−κ2(ρ+p)/2 with ρ,p\rho,pρ,p given by (2.9)–(2.10). Wherever Φ˙≠0\dot\Phi\neq0Φ˙=0, the motion equation (2.8) also holds:

Φ¨+3HΦ˙+V′(Φ)−34 H2Φ(1+κ2Φ2/8)2=0.\ddot\Phi+3H\dot\Phi+V'(\Phi)-\frac34\,\frac{H^2\Phi}{(1+\kappa^2\Phi^2/8)^2}=0 .Φ¨+3HΦ˙+V′(Φ)−43​(1+κ2Φ2/8)2H2Φ​=0.

Milestones

  1. Eqs. (A.14)–(A.17): the Euler–Lagrange equations of (A.13).
  2. Appendix A: (A.14)–(A.16) with f=0f=0f=0 give (2.2)–(2.4).
  3. Eq. (2.4) follows from differentiating (2.2) and using (2.3).
  4. Eqs. (2.6), (2.7), (2.8): the torsion is eliminated from each equation.
  5. Eqs. (2.9)–(2.10): (2.6)–(2.7) are the FRW equations for ρ\rhoρ and ppp.
  6. Eq. (3.1): polynomial form of the potential, global minimum V(σ)=v0V(\sigma)=v_0V(σ)=v0​, and mass V′′(σ)=m2V''(\sigma)=m^2V′′(σ)=m2 with m=2μm=\sqrt2\mum=2​μ.
  7. Eq. (3.6) and Sec. 3.1: the benchmark values of H2(ti)H^2(t_i)H2(ti​), tit_iti​, V(Φi)V(\Phi_i)V(Φi​), ϵ\epsilonϵ, η\etaη, mmm and α\alphaα.

Significance

The result itself. The reduced system (2.6)–(2.10) is the object the paper integrates numerically for every cosmological era. In the limit H≪mplH\ll m_{\rm pl}H≪mpl​ it differs from the standard single-scalar-field equations (1.1)–(1.3) only by the factor 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8 and by the torsion term in (2.8). That term acts like the friction term Γϕ˙\Gamma\dot\phiΓϕ˙​ that is added by hand in reheating models. The identification of ρ\rhoρ and ppp in (2.9)–(2.10) is what defines the equation-of-state parameter ω=p/ρ\omega=p/\rhoω=p/ρ, which the paper uses to argue for dust-like behaviour after inflation.

Formalizing it. The paper says the reduction is reached "after some algebraic manipulations" and does not show them. A formal proof checks every coefficient of (2.2)–(2.10) and of (A.14)–(A.17) against the Lagrangian (A.13). It also makes explicit the condition Φ˙≠0\dot\Phi\neq0Φ˙=0 that is needed to recover the motion equation from the Friedmann equations. The numerical claims of Section 3.1 are closed-form evaluations and can be checked exactly.

Difficulty

The identities are elementary, but they are not purely pointwise. Equation (2.3) contains H˙\dot HH˙ on both sides, through ddt[(H+h)Φ2]\frac{d}{dt}[(H+h)\Phi^2]dtd​[(H+h)Φ2], and hhh itself depends on HHH and Φ\PhiΦ. Solving for H˙\dot HH˙ therefore requires differentiating (2.5) along the trajectory. This is valid only because (2.5) holds on an open set of times, not just at one instant. Similarly, deriving (2.4) means differentiating the constraint (2.2) in time and cancelling a factor Φ˙\dot\PhiΦ˙. The Euler–Lagrange milestone needs partial derivatives of L\mathcal LL in each of its slots, composed with time derivatives along the trajectory. A careless treatment of which arguments are frozen gives wrong coefficients.

Formalization scope

All objects are real-valued functions of time t∈Rt\in\mathbb Rt∈R. Time derivatives are Mathlib deriv, and hypotheses are imposed on an open set III. Partial derivatives of the Lagrangian are deriv in one argument with the others fixed at their trajectory values. The constant κ\kappaκ is an arbitrary real number; κ≠0\kappa\neq0κ=0 is assumed only where 1/κ21/\kappa^21/κ2 appears. The spinor structure of Elko is not modelled: as in the paper, only the scalar amplitude Φ(t)\Phi(t)Φ(t) enters. The symbol "≃\simeq≃" in Section 3.1 is encoded as agreement within 5%5\%5% relative error.

Out of scope: the derivation of the Lagrangian (A.13) from the Einstein–Cartan action (A.1)–(A.12); the slow-roll approximations (3.2)–(3.5), which the paper states only as approximations in the regime H≪mplH\ll m_{\rm pl}H≪mpl​; and every output of the numerical integration of Section 3 and Appendix B, such as N≈93N\approx93N≈93 e-folds, the t2/3t^{2/3}t2/3 late-time behaviour, the oscillation of ω\omegaω around 000, and the present-day density.

A trivializing formalization is ruled out: the torsion function hhh is constrained by (2.5) on all of III, and ρ,p\rho,pρ,p are fixed by (2.9)–(2.10), not left free.

Infrastructure needed: only basic one-variable calculus in Mathlib (deriv, DifferentiableAt, product and quotient rules), together with field arithmetic using the positivity of 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8. The same reduction pattern (eliminate an algebraically determined auxiliary field, then differentiate a constraint) occurs in other torsion and scalar–tensor cosmologies.

Selected references

  • S. H. Pereira, T. M. Guimarães, From inflation to recent cosmic acceleration: the fermionic Elko field driving the evolution of the universe, JCAP 09 (2017) 038. https://doi.org/10.1088/1475-7516/2017/09/038 (arXiv:1702.07385)
  • D. V. Ahluwalia, D. Grumiller, Spin-half fermions with mass dimension one: theory, phenomenology, and dark matter, JCAP 07 (2005) 012. https://doi.org/10.1088/1475-7516/2005/07/012 (arXiv:hep-th/0412080)
  • A. D. Linde, Chaotic inflation, Phys. Lett. B 129 (1983) 177. https://doi.org/10.1016/0370-2693(83)90837-7
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Freedman–Madore 2023: Quantifying the Hubble TensionResearch Paper

Motivation

The Hubble constant H0H_0H0​ is the present expansion rate of the universe. It is the slope of Hubble's law v=H0 dv = H_0\, dv=H0​d, which relates a galaxy's recession velocity vvv (km s−1^{-1}−1) to its distance ddd (Mpc). Two families of measurements currently disagree. Local, distance-ladder measurements calibrated with Cepheid variables give H0≈73H_0 \approx 73H0​≈73 km s−1^{-1}−1 Mpc−1^{-1}−1 (SH0ES: 73.04±1.0473.04 \pm 1.0473.04±1.04, Riess et al. 2022). The value inferred from the cosmic microwave background under Λ\LambdaΛCDM is 67.4±0.567.4 \pm 0.567.4±0.5 (Planck 2018). Calibrations with the tip of the red giant branch (TRGB) fall in between: 69.8±0.6 (stat)±1.6 (sys)69.8 \pm 0.6\,(\text{stat}) \pm 1.6\,(\text{sys})69.8±0.6(stat)±1.6(sys) (Freedman 2021). This disagreement is the Hubble tension. If it is real, it points to physics beyond Λ\LambdaΛCDM.

The review Freedman & Madore 2023 surveys this landscape and makes a series of quantitative claims about it. Some are agreement or disagreement claims ("agrees at better than 0.2σ0.2\sigma0.2σ", "differs at the 2σ2\sigma2σ level"). Others convert magnitudes to distances ("a 1.5% measurement", "corresponds to a 6% shift in H0H_0H0​"). The central one, in §10, is a sensitivity argument: the claimed 5σ5\sigma5σ tension falls below 3σ3\sigma3σ if the local uncertainty has been underestimated by a factor of about 1.51.51.5. This mission takes these claims literally and checks them against their stated numbers.

Setting

A measurement is reported as x±σx \pm \sigmax±σ. Two independent uncertainties are combined in quadrature, quadSum⁡(s,t)=s2+t2\operatorname{quadSum}(s,t) = \sqrt{s^2+t^2}quadSum(s,t)=s2+t2​. This is the field's standard convention, used here for a quoted x±s (stat)±t (sys)x \pm s\,(\text{stat}) \pm t\,(\text{sys})x±s(stat)±t(sys). The tension between independent measurements a±σaa \pm \sigma_aa±σa​ and b±σbb \pm \sigma_bb±σb​, in units of standard deviations, is

tension⁡(a,σa,b,σb)=∣a−b∣σa2+σb2.\operatorname{tension}(a,\sigma_a,b,\sigma_b) = \frac{|a-b|}{\sqrt{\sigma_a^2+\sigma_b^2}}.tension(a,σa​,b,σb​)=σa2​+σb2​​∣a−b∣​.

The distance modulus of an object at distance ddd parsecs is μ=5log⁡10(d/10)\mu = 5\log_{10}(d/10)μ=5log10​(d/10), and conversely d=10μ/5+1d = 10^{\mu/5+1}d=10μ/5+1 pc (distanceFromModulus⁡\operatorname{distanceFromModulus}distanceFromModulus). A modulus difference Δμ\Delta\muΔμ therefore multiplies distances by 10Δμ/510^{\Delta\mu/5}10Δμ/5. Through Hubble's law, hubbleConstant⁡(v,d)=v/(d/106)\operatorname{hubbleConstant}(v,d) = v/(d/10^6)hubbleConstant(v,d)=v/(d/106) (with ddd in pc), the same difference divides the inferred H0H_0H0​ by 10Δμ/510^{\Delta\mu/5}10Δμ/5.

Formalization targets

Goal (§10, p. 25)

4.5≤tension⁡(73.04,1.04,67.4,0.5)<5.5,tension⁡(72.0,1.5,67.4,0.5)<3,1.5≤tension⁡(72.0,2.0,67.4,0.5)<2.5.4.5 \le \operatorname{tension}(73.04, 1.04, 67.4, 0.5) < 5.5,\qquad \operatorname{tension}(72.0, 1.5, 67.4, 0.5) < 3,\qquad 1.5 \le \operatorname{tension}(72.0, 2.0, 67.4, 0.5) < 2.5.4.5≤tension(73.04,1.04,67.4,0.5)<5.5,tension(72.0,1.5,67.4,0.5)<3,1.5≤tension(72.0,2.0,67.4,0.5)<2.5.

These are the "5σ5\sigma5σ" SH0ES–Planck tension, the "less than 3σ3\sigma3σ" for H0=72.0±1.5H_0 = 72.0 \pm 1.5H0​=72.0±1.5, and the "2σ2\sigma2σ" for H0=72.0±2.0H_0 = 72.0 \pm 2.0H0​=72.0±2.0. Every rounded value ("5σ5\sigma5σ", "2σ2\sigma2σ") is read as the half-open interval of reals that round to it.

Milestones

  • Distance modulus and distance are inverse to each other on d>0d > 0d>0.
  • Hubble's law under a modulus shift: H0H_0H0​ rescales by 10−Δ/510^{-\Delta/5}10−Δ/5. As consequences, the JWST "+0.45+0.45+0.45 mag farther" correction lowers H0H_0H0​ (Summary, p. 26), and the R16→R22 offset of −0.123-0.123−0.123 mag is a 6%6\%6% shift (Summary, p. 27).
  • NGC 4258 (§5.3): modulus 29.39729.39729.397 is 7.67.67.6 Mpc, and ±0.033\pm 0.033±0.033 mag is a 1.5%1.5\%1.5% measurement. The TRGB modulus agrees with the maser modulus at <0.2σ<0.2\sigma<0.2σ and <1%<1\%<1%. The Milky-Way-anchored Cepheid modulus differs by 7%7\%7% at the 2σ2\sigma2σ level.
  • LMC (§5.1): 18.477±0.004±0.02618.477 \pm 0.004 \pm 0.02618.477±0.004±0.026 is a 1.2%1.2\%1.2% distance uncertainty, ∼1%\sim 1\%∼1% from the Key Project value 18.518.518.5.
  • TRGB vs Cepheid (§4.1): 69.8±0.6±1.669.8 \pm 0.6 \pm 1.669.8±0.6±1.6 agrees with 73.04±1.0473.04 \pm 1.0473.04±1.04 at better than 2σ2\sigma2σ.

Significance

The statements make the review's arithmetic exact and auditable. Each verbal claim of the form "kσk\sigmakσ" or "p%p\%p%" becomes an explicit inequality under an explicit convention (quadrature, half-open rounding intervals). A reader can then see which claims follow from the quoted numbers and which do not. For example, under the quadrature convention the §4.1 statement that the TRGB value "differs only at the 1.2σ1.2\sigma1.2σ level" from Planck evaluates to about 1.35σ1.35\sigma1.35σ. That claim is therefore not included as a milestone. The definitions (quadrature, tension, distance modulus, Hubble's law) are reusable for any distance-ladder mission. None of these statements has a machine-checked proof yet.

Difficulty

The mathematics is elementary. The difficulty is certified real-number bounds involving square roots and real powers 10x10^{x}10x with non-integer xxx, where a careless rounding direction flips a conclusion. Bounds on 10p/q10^{p/q}10p/q reduce to comparing cqc^qcq with 10p10^p10p for large qqq. This requires care with exponent sizes, or an analytic bound on exp⁡\expexp / log⁡\loglog.

Formalization scope

All quantities are real numbers (ℝ). Distances are in parsecs inside distanceFromModulus, and hubbleConstant converts to Mpc. Velocities are in km s−1^{-1}−1. Uncertainties are taken at face value as independent Gaussian standard deviations. Statistical and systematic errors are combined in quadrature, and no asymmetric errors are used. A rounded figure is encoded as the half-open interval of values rounding to it. "Better than xxx" is a strict inequality. "At the 2σ2\sigma2σ level" is 2≤t<32 \le t < 32≤t<3. Real.logb 10 and Real.sqrt are total functions; every statement uses them only on positive arguments. Solutions should go through the given definitions rather than replacing them with decimal approximations.

Selected references

  • W. L. Freedman and B. F. Madore, Progress in Direct Measurements of the Hubble Constant, JCAP (2023). https://arxiv.org/abs/2309.05618
  • A. G. Riess et al., A Comprehensive Measurement of the Local Value of the Hubble Constant with 1 km/s/Mpc Uncertainty from HST and the SH0ES Team, ApJL 934 (2022) L7. https://arxiv.org/abs/2112.04510
  • Planck Collaboration, Planck 2018 results. VI. Cosmological parameters, A&A 641 (2020) A6. https://arxiv.org/abs/1807.06209
  • W. L. Freedman, Measurements of the Hubble Constant: Tensions in Perspective, ApJ 919 (2021) 16. https://arxiv.org/abs/2106.15656
  • M. J. Reid, D. W. Pesce and A. G. Riess, An Improved Distance to NGC 4258 and Its Implications for the Hubble Constant, ApJL 886 (2019) L27. https://arxiv.org/abs/1908.05625
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Captain: Lucas

Pereira–Alves–Guimarães 2019: unified cosmology from a mass dimension one fermionResearch Paper

Motivation

Mass dimension one (MDO) fermionic fields — spin-1/2 fields built from eigenspinors of charge conjugation (historically called Elko) — have canonical mass dimension one instead of 3/2 and admit only very few couplings to Standard Model particles. This makes them natural dark-matter candidates. In an Einstein–Cartan framework with torsion, the homogeneous part of such a field obeys equations that closely resemble scalar-field cosmology but carry an extra spin–gravity coupling factor 1+κ2ϕ2/81+\kappa^2\phi^2/81+κ2ϕ2/8.

S. H. Pereira, M. E. S. Alves and T. M. Guimarães (Eur. Phys. J. C 79 (2019) 543) propose that a single MDO field drives the whole cosmic history: inflation, reheating, dark matter and dark energy. The analytic backbone of that claim is Section 3 of the paper: once the field has rolled to the bottom ϕc\phi_cϕc​ of a symmetry-breaking potential, its gravitational coupling to baryons behaves exactly like cold dark matter and its residual potential energy behaves exactly like a cosmological constant.

Setting

Work in units c=ℏ=1c=\hbar=1c=ℏ=1 with κ2=8πG\kappa^2=8\pi Gκ2=8πG, on a flat FLRW background with scale factor a(t)>0a(t)>0a(t)>0 and Hubble function H=a˙/aH=\dot a/aH=a˙/a. The MDO field is Λ=ϕ(t)λ\Lambda=\phi(t)\lambdaΛ=ϕ(t)λ with λ\lambdaλ a normalised Minkowski spinor; only the real function ϕ(t)\phi(t)ϕ(t) enters. Other matter has energy density ρm\rho_mρm​ and pressure pmp_mpm​. Writing F(ϕ)=1+κ2ϕ2/8F(\phi)=1+\kappa^2\phi^2/8F(ϕ)=1+κ2ϕ2/8, the model is governed by

H2=κ23F(ϕ)[ϕ˙22+V(ϕ)+ρm],H˙=−κ22F(ϕ)[ϕ˙2−Hϕϕ˙2F(ϕ)2+ρm+pm],H^2=\frac{\kappa^2}{3}F(\phi)\Big[\frac{\dot\phi^2}{2}+V(\phi)+\rho_m\Big],\quad \dot H=-\frac{\kappa^2}{2}F(\phi)\Big[\dot\phi^2-\frac{H\phi\dot\phi}{2F(\phi)^2}+\rho_m+p_m\Big],H2=3κ2​F(ϕ)[2ϕ˙​2​+V(ϕ)+ρm​],H˙=−2κ2​F(ϕ)[ϕ˙​2−2F(ϕ)2Hϕϕ˙​​+ρm​+pm​], ϕ¨+3Hϕ˙+V′(ϕ)−34H2ϕF(ϕ)2=0,ρ˙m+3H(ρm+pm)=0,\ddot\phi+3H\dot\phi+V'(\phi)-\frac34\frac{H^2\phi}{F(\phi)^2}=0,\qquad \dot\rho_m+3H(\rho_m+p_m)=0,ϕ¨​+3Hϕ˙​+V′(ϕ)−43​F(ϕ)2H2ϕ​=0,ρ˙​m​+3H(ρm​+pm​)=0,

(Eqs. (5)–(7), (9)), with MDO energy density ρϕ\rho_\phiρϕ​ and pressure pϕp_\phipϕ​ given by Eqs. (10)–(11). The potential is V=V1+V2V=V_1+V_2V=V1​+V2​ with V1(ϕ)=A4(1−ϕ2/ϕc2)2V_1(\phi)=A^4(1-\phi^2/\phi_c^2)^2V1​(ϕ)=A4(1−ϕ2/ϕc2​)2 and V2(ϕ)=12m2ϕ2+α4ϕ4V_2(\phi)=\frac12m^2\phi^2+\frac\alpha4\phi^4V2​(ϕ)=21​m2ϕ2+4α​ϕ4, A,ϕc>0A,\phi_c>0A,ϕc​>0.

Formalization targets

Goal: late-time Λ\LambdaΛCDM form (Eq. (25))

If on a late-time interval t>Tt>Tt>T the field is frozen at ϕ≡ϕc\phi\equiv\phi_cϕ≡ϕc​, the only other matter is pressureless baryonic matter ρb\rho_bρb​, and the Friedmann equation (5) holds, then with a(t0)=1a(t_0)=1a(t0​)=1, H0=H(t0)≠0H_0=H(t_0)\ne0H0​=H(t0​)=0,

H(t)2H02=Ωba3+ΩDM,ϕa3+ΩΛ,ϕ,ΩDM,ϕ=κ2ϕc28Ωb,ΩΛ,ϕ=Λeffκ2ρcrit,0,\frac{H(t)^2}{H_0^2}=\frac{\Omega_b}{a^3}+\frac{\Omega_{DM,\phi}}{a^3}+\Omega_{\Lambda,\phi},\qquad \Omega_{DM,\phi}=\frac{\kappa^2\phi_c^2}{8}\Omega_b,\quad \Omega_{\Lambda,\phi}=\frac{\Lambda_{\mathrm{eff}}}{\kappa^2\rho_{\mathrm{crit},0}},H02​H(t)2​=a3Ωb​​+a3ΩDM,ϕ​​+ΩΛ,ϕ​,ΩDM,ϕ​=8κ2ϕc2​​Ωb​,ΩΛ,ϕ​=κ2ρcrit,0​Λeff​​,

where ρcrit,0=3H02/κ2\rho_{\mathrm{crit},0}=3H_0^2/\kappa^2ρcrit,0​=3H02​/κ2, Ωb=ρb(t0)/ρcrit,0\Omega_b=\rho_b(t_0)/\rho_{\mathrm{crit},0}Ωb​=ρb​(t0​)/ρcrit,0​ and Λeff=κ2F(ϕc)V2(ϕc)\Lambda_{\mathrm{eff}}=\kappa^2F(\phi_c)V_2(\phi_c)Λeff​=κ2F(ϕc​)V2​(ϕc​) (Eq. (24)).

Milestones

  1. Eqs. (12)–(13): ρϕ\rho_\phiρϕ​ and pϕp_\phipϕ​ rewritten through ρm\rho_mρm​, pmp_mpm​.
  2. Eqs. (15)–(16): equivalence of the Friedmann equations with their two-fluid forms.
  3. Eq. (14): the MDO conservation equation is equivalent to the field equation (7) when ϕ˙≠0\dot\phi\ne0ϕ˙​=0.
  4. Eqs. (20)–(21): expanded form of the potential and location of its minimum.
  5. Eq. (9) with pm=0p_m=0pm​=0: ρba3\rho_b a^3ρb​a3 is constant.
  6. Eqs. (22)–(23): late-time density and pressure of the frozen field.
  7. Eqs. (26)–(27) and the Sect. 3 estimate: ϕc=mplΩDM,ϕ/πΩb≃1.3 mpl\phi_c=m_{pl}\sqrt{\Omega_{DM,\phi}/\pi\Omega_b}\simeq1.3\,m_{pl}ϕc​=mpl​ΩDM,ϕ​/πΩb​​≃1.3mpl​ and V2(ϕc)V_2(\phi_c)V2​(ϕc​) in terms of ΩΛ,ϕ\Omega_{\Lambda,\phi}ΩΛ,ϕ​.
  8. Eq. (31): q=−1−H˙/H2q=-1-\dot H/H^2q=−1−H˙/H2.

Significance

The goal is the statement that makes the MDO field a unified dark sector at late times: the background expansion is indistinguishable from Λ\LambdaΛCDM, the dark-matter density is fixed by ϕc\phi_cϕc​ and the baryon density rather than by an incomplete decay of the inflaton, and the dark-energy density is fixed by V2(ϕc)V_2(\phi_c)V2​(ϕc​). Equations (12)–(16) are the reusable structural fact that the torsionful MDO system is equivalent in form to a torsion-free two-fluid model. The milestones collect the algebraic and differential identities the paper uses without proof.

Formalizing these makes the derivations machine-checked and isolates exactly which hypotheses (frozen field, pressureless baryons, Friedmann equation) the Λ\LambdaΛCDM form depends on. The paper's numerical results for inflation (about 71 e-folds, Figs. 1–3) and the reheating discussion (Sect. 5) are numerical or qualitative and are outside the scope of this mission.

Difficulty

The algebra is elementary but error-prone: ρϕ\rho_\phiρϕ​ and pϕp_\phipϕ​ themselves contain H2H^2H2 and H˙\dot HH˙, so the equivalences (15)–(16) are fixed-point identities rather than substitutions. Eq. (14) requires differentiating ρϕ\rho_\phiρϕ​, which involves ϕ˙\dot\phiϕ˙​, V∘ϕV\circ\phiV∘ϕ and HHH, so differentiability bookkeeping is the main formal cost. The dilution law ρb∝a−3\rho_b\propto a^{-3}ρb​∝a−3 requires a mean-value argument on an interval, not a pointwise computation.

Formalization scope

All quantities are real functions of cosmic time; time derivatives are Mathlib's deriv, and each theorem carries the differentiability hypotheses it needs. Late-time statements are posed on an open half-line (T,∞)(T,\infty)(T,∞), since a matter-filled expanding universe cannot have a>0a>0a>0 for all real ttt. The frozen-field regime is encoded exactly as ϕ≡ϕc\phi\equiv\phi_cϕ≡ϕc​ on that half-line, and the field equation (7) is not assumed there (the paper itself only uses Eqs. (12)/(15) in this regime, and (7) with ϕ˙≡0\dot\phi\equiv0ϕ˙​≡0 and HHH varying would be overdetermined). Lean's Real.sqrt returns 000 on negative inputs; in Eq. (21) this gives ϕmin⁡=0\phi_{\min}=0ϕmin​=0 when meff2≥0m_{\mathrm{eff}}^2\ge0meff2​≥0, which is the correct minimiser in that regime. Definitions live in a single shared file under the namespace MDOUnifiedCosmology.

Selected references

  • S. H. Pereira, M. E. S. Alves, T. M. Guimarães, An unified cosmological evolution driven by a mass dimension one fermionic field, Eur. Phys. J. C 79 (2019) 543. https://doi.org/10.1140/epjc/s10052-019-7036-5
  • S. H. Pereira, T. M. Guimarães, From inflation to recent cosmic acceleration: the fermionic Elko field driving the evolution of the universe, JCAP 09 (2017) 038. https://doi.org/10.1088/1475-7516/2017/09/038
  • Planck Collaboration, Planck 2018 results. VI. Cosmological parameters, Astron. Astrophys. 641 (2020) A6. https://arxiv.org/abs/1807.06209
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Dynamical Systems·Captain: Lucas

Alexander–Temple–Vogler 2025: Instability of the Critical Friedmann Spacetime at the Big BangResearch Paper

Motivation

The Friedmann spacetimes (FLRW spacetimes) are the explicit, spatially homogeneous and isotropic solutions of Einstein's field equations on which standard Big Bang cosmology is built. Under a pressureless (dust, p=0p=0p=0) equation of state they form a family indexed by a curvature parameter kkk: the critical spacetime k=0k=0k=0, the underdense spacetimes k<0k<0k<0 and the overdense spacetimes k>0k>0k>0. The current Λ\LambdaΛCDM model fits supernova data with the critical Friedmann spacetime plus a cosmological constant (dark energy).

Alexander, Temple and Vogler (arXiv:2510.14228) study how stable the pressureless Friedmann spacetimes are under smooth, spherically symmetric (radial) perturbations near the Big Bang. They write the Einstein–Euler equations in self-similar variables (tˉ,ξ)(\bar t,\xi)(tˉ,ξ), ξ=rˉ/tˉ\xi=\bar r/\bar tξ=rˉ/tˉ, a formulation introduced by Smoller, Temple and Vogler (Proc. R. Soc. A, 2017). In these variables the critical Friedmann spacetime is a time-independent solution. They argue that the instability of this rest point causes underdense perturbations to accelerate away from k<0k<0k<0 Friedmann spacetimes at intermediate times, and they propose this as a mechanism for the observed acceleration that needs no cosmological constant.

This mission formalizes the dynamical-systems core of that paper: the STV ODE of orders n=1n=1n=1 and n=2n=2n=2, its rest points and eigenvalues, the exact k<0k<0k<0 Friedmann trajectory, and the order-2 instability theorem.

Setting

Expand a solution that is smooth at the centre of symmetry in even powers of ξ\xiξ: z=κρrˉ2=z2(tˉ)ξ2+z4(tˉ)ξ4+…z=\kappa\rho\bar r^2=z_2(\bar t)\xi^2+z_4(\bar t)\xi^4+\dotsz=κρrˉ2=z2​(tˉ)ξ2+z4​(tˉ)ξ4+… (density) and w=v/ξ=w0(tˉ)+w2(tˉ)ξ2+…w=v/\xi=w_0(\bar t)+w_2(\bar t)\xi^2+\dotsw=v/ξ=w0​(tˉ)+w2​(tˉ)ξ2+… (velocity). Collecting like powers of ξ\xiξ gives, at each order nnn, a closed 2n×2n2n\times 2n2n×2n system tˉ U˙=Fn(U)\bar t\,\dot U=F_n(U)tˉU˙=Fn​(U), the STV ODE of order nnn. At order 111, in the unknowns (z2,w0)(z_2,w_0)(z2​,w0​):

tˉz˙2=2z2−3z2w0,tˉw˙0=−16z2+w0−w02.\bar t\dot z_2=2z_2-3z_2w_0,\qquad \bar t\dot w_0=-\tfrac16z_2+w_0-w_0^2 .tˉz˙2​=2z2​−3z2​w0​,tˉw˙0​=−61​z2​+w0​−w02​.

At order 222, in (z2,w0,z4,w2)(z_2,w_0,z_4,w_2)(z2​,w0​,z4​,w2​), the system adds

tˉz˙4=512z22w0+4z4−5w0z4−5z2w2,tˉw˙2=−124z22+14z2w02−110z4+3w2−4w0w2.\bar t\dot z_4=\tfrac5{12}z_2^2w_0+4z_4-5w_0z_4-5z_2w_2,\qquad \bar t\dot w_2=-\tfrac1{24}z_2^2+\tfrac14z_2w_0^2-\tfrac1{10}z_4+3w_2-4w_0w_2 .tˉz˙4​=125​z22​w0​+4z4​−5w0​z4​−5z2​w2​,tˉw˙2​=−241​z22​+41​z2​w02​−101​z4​+3w2​−4w0​w2​.

The system is autonomous in log-time τ=ln⁡tˉ\tau=\ln\bar tτ=lntˉ. Its rest points include the Minkowski point M=(0,1)M=(0,1)M=(0,1), resp. (0,1,0,0)(0,1,0,0)(0,1,0,0), and the critical Friedmann point SM=(43,23)SM=(\tfrac43,\tfrac23)SM=(34​,32​), resp. (43,23,4027,29)(\tfrac43,\tfrac23,\tfrac{40}{27},\tfrac29)(34​,32​,2740​,92​). The p=0p=0p=0, k=−1k=-1k=−1 Friedmann spacetime with parameter Δ0>0\Delta_0>0Δ0​>0 is given in parametric form by tˉ=Δ02(sinh⁡2θ−2θ)\bar t=\tfrac{\Delta_0}{2}(\sinh2\theta-2\theta)tˉ=2Δ0​​(sinh2θ−2θ) and explicit functions z~2,w~0,z~4,w~2\tilde z_2,\tilde w_0,\tilde z_4,\tilde w_2z~2​,w~0​,z~4​,w~2​ of θ>0\theta>0θ>0 (equations (2.41), (2.43)).

Formalization targets

Goal: Theorem 8 at order n=2n=2n=2

Fix Δ0>0\Delta_0>0Δ0​>0. Let S\mathcal SS be the set of solutions of the order-2 STV ODE on tˉ∈(0,∞)\bar t\in(0,\infty)tˉ∈(0,∞) that tend to SMSMSM as tˉ→0+\bar t\to0^+tˉ→0+, tend to MMM as tˉ→∞\bar t\to\inftytˉ→∞, and agree exactly with the k=−1k=-1k=−1 Friedmann spacetime at leading order, i.e. (z2,w0)(tˉ)=(z~2,w~0)(θ)(z_2,w_0)(\bar t)=(\tilde z_2,\tilde w_0)(\theta)(z2​,w0​)(tˉ)=(z~2​,w~0​)(θ). Then

S={Ub:b∈R},b↦Ub injective,U0=(z~2,w~0,z~4,w~2).\mathcal S=\{U_b : b\in\mathbb R\},\qquad b\mapsto U_b \text{ injective},\qquad U_0=(\tilde z_2,\tilde w_0,\tilde z_4,\tilde w_2).S={Ub​:b∈R},b↦Ub​ injective,U0​=(z~2​,w~0​,z~4​,w~2​).

So the k<0k<0k<0 Friedmann spacetime is one member of a one-parameter family of trajectories from SMSMSM to MMM. All members agree with it at leading order, and the others differ from it at order 2.

Milestones

  1. Corollary 1 at n=1n=1n=1: the rest points U,M,SMU,M,SMU,M,SM; the eigenpairs (23,(−9,32))(\tfrac23,(-9,\tfrac32))(32​,(−9,23​)) and (−1,(4,1))(-1,(4,1))(−1,(4,1)) at SMSMSM; MMM is degenerate stable.
  2. Corollary 1 at n=2n=2n=2: the rest points; the four eigenpairs (2.30)–(2.33) at SMSMSM; −1-1−1 is the only eigenvalue at MMM.
  3. Equation (2.29): for every k≥1k\ge1k≥1 the block PkP_kPk​ of (2.26) at SMSMSM has eigenvalues 2k3\tfrac{2k}332k​ and 2k−53\tfrac{2k-5}332k−5​.
  4. Theorem 5 at n=1n=1n=1 and n=2n=2n=2: the explicit k=−1k=-1k=−1 Friedmann curve solves the STV ODE and runs from SMSMSM to MMM.
  5. Theorem 7: solutions tending to MMM satisfy z2,z4=O(tˉ−1)z_2,z_4=O(\bar t^{-1})z2​,z4​=O(tˉ−1) and w0−1,w2=O(tˉ−1ln⁡tˉ)w_0-1,w_2=O(\bar t^{-1}\ln\bar t)w0​−1,w2​=O(tˉ−1lntˉ).
  6. Theorem 9 at n=2n=2n=2: some solutions that agree with Friedmann at leading order and decay to MMM blow up as tˉ→0+\bar t\to0^+tˉ→0+ instead of tending to SMSMSM.

Significance

The result. At order 111 every relevant trajectory is a Friedmann spacetime. Order 222 is the first order where the instability of SMSMSM (the second positive eigenvalue 43\tfrac4334​) produces trajectories that agree with a k<0k<0k<0 Friedmann spacetime as tˉ→0\bar t\to0tˉ→0 and as tˉ→∞\bar t\to\inftytˉ→∞ but differ from it in between. The paper reads this as an acceleration away from Friedmann spacetimes without dark energy. The extra eigenvalue −13-\tfrac13−31​ is why some perturbations do not have a self-similar Big Bang.

Formalizing it. The paper is an announcement: most claims are justified by eigenvalue computations and appeals to standard ODE theory (Hartman–Grobman, decay at degenerate nodes). A machine-checked proof of the order-2 statements would turn these appeals into explicit arguments for a concrete polynomial system. None of these results is known to have been formalized.

Difficulty

The eigenvalue milestones are finite computations. The trajectory milestones (Theorem 5) need hyperbolic-function identities and limits at θ→0+\theta\to0^+θ→0+, where numerators and denominators both vanish to high order. The goal is harder because it is global. Linearizing at SMSMSM only describes trajectories near SMSMSM. One must also show that every member of the family exists for all time and reaches MMM, and that nothing outside the family belongs to S\mathcal SS. Theorem 7 needs sharp decay rates at a rest point whose Jacobian is not diagonalizable, which is where the logarithm comes from.

Formalization scope

  • Phase-space points are vectors Fin 2 → ℝ or Fin 4 → ℝ, with coordinates ordered (z2,w0)(z_2,w_0)(z2​,w0​) and (z2,w0,z4,w2)(z_2,w_0,z_4,w_2)(z2​,w0​,z4​,w2​).
  • A solution is a map U:R→R2nU:\mathbb R\to\mathbb R^{2n}U:R→R2n of log-time τ=ln⁡tˉ\tau=\ln\bar tτ=lntˉ with U′(τ)=Fn(U(τ))U'(\tau)=F_n(U(\tau))U′(τ)=Fn​(U(τ)) for every τ\tauτ. Hence tˉ→0+\bar t\to0^+tˉ→0+ is τ→−∞\tau\to-\inftyτ→−∞, tˉ→∞\bar t\to\inftytˉ→∞ is τ→+∞\tau\to+\inftyτ→+∞, and tˉ=Δ02(sinh⁡2θ−2θ)\bar t=\tfrac{\Delta_0}{2}(\sinh2\theta-2\theta)tˉ=2Δ0​​(sinh2θ−2θ) becomes τ=log⁡(Δ0⋅bigBangTime(θ))\tau=\log(\Delta_0\cdot\mathrm{bigBangTime}(\theta))τ=log(Δ0​⋅bigBangTime(θ)).
  • Jacobians are Fréchet derivatives (fderiv). Norms on R4\mathbb R^{4}R4 are sup norms.
  • The goal requires a family parametrized by R\mathbb RR that is injective, has range exactly S\mathcal SS, and has U0U_0U0​ equal to the Friedmann curve. Exhibiting a single solution does not prove it.
  • Out of scope: the derivation of the STV PDE and STV ODE from the Einstein–Euler equations (Theorems 1–3), the coordinate transformations (Theorems 4 and 6), and the general-order statements of Theorems 8–9. The paper does not write out the order-nnn system for general nnn, so these cannot be stated without first formalizing that derivation. Contributions in that direction are welcome.
  • Discrepancy with the source: Corollary 1 says RM\boldsymbol R_MRM​ is the only eigenvector at MMM. For the explicit order-2 system (2.48)–(2.51) the −1-1−1 eigenspace at MMM is two-dimensional, so the order-2 milestone does not include that uniqueness claim.

Selected references

  • C. Alexander, B. Temple, Z. Vogler, The Instability of the Critical Friedmann Spacetime at the Big Bang as an Alternative to Dark Energy, arXiv preprint, 2025. https://arxiv.org/abs/2510.14228
  • J. Smoller, B. Temple, Z. Vogler, An instability of the standard model of cosmology creates the anomalous acceleration without dark energy, Proc. R. Soc. A 473 (2017). https://doi.org/10.1098/rspa.2016.0887
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Carneiro 2012: Inflation and Decaying Vacuum from Particle CreationResearch Paper

Motivation

In a spatially flat Friedmann–Lemaître–Robertson–Walker (FLRW) universe the expansion is described by the Hubble parameter H(t)=a˙/aH(t)=\dot a/aH(t)=a˙/a. A long-standing line of work treats the vacuum energy density Λ\LambdaΛ not as a constant but as a quantity that decays as particles are created out of the vacuum in the expanding spacetime. If total energy is conserved, a time-varying vacuum density must be accompanied by particle production, and conversely the creation rate fixes how Λ\LambdaΛ depends on HHH.

S. Carneiro's 2012 paper (DOI 10.1142/S2010194512008173) applies this idea at both ends of cosmic history. At late times, creation of ultra-light non-relativistic dark particles gives a vacuum density Λ∝H\Lambda\propto HΛ∝H, the law expected for the QCD vacuum condensate in a low-energy expanding spacetime. At early times, creation of relativistic particles gives Λ∝H2\Lambda\propto H^2Λ∝H2 and an inflationary solution with constant slow-roll parameter. The paper also recalls a non-singular model in which Λ=3H4\Lambda = 3H^4Λ=3H4 drives a transition from a de Sitter phase to a radiation phase.

Setting

Units are 8πG=c=18\pi G=c=18πG=c=1. All quantities are real functions of cosmological time ttt on an open time interval III:

  • HHH, the Hubble parameter;
  • ρm\rho_mρm​, the energy density of the created matter, with pressure pmp_mpm​ (either pm=ρm/3p_m=\rho_m/3pm​=ρm​/3 for relativistic matter or pm=0p_m=0pm​=0 for non-relativistic matter);
  • Λ\LambdaΛ, the vacuum energy density, with pressure pΛ=−Λp_\Lambda=-\LambdapΛ​=−Λ.

The total density and pressure are ρ=ρm+Λ\rho=\rho_m+\Lambdaρ=ρm​+Λ and p=pm−Λp=p_m-\Lambdap=pm​−Λ. The equations used are:

  • the flat Friedmann equation ρm+Λ=3H2\rho_m+\Lambda=3H^2ρm​+Λ=3H2;
  • total energy conservation ρ˙+3H(ρ+p)=0\dot\rho+3H(\rho+p)=0ρ˙​+3H(ρ+p)=0;
  • a balance equation for the created matter: ρ˙m+3Hρm=Γρm\dot\rho_m+3H\rho_m=\Gamma\rho_mρ˙​m​+3Hρm​=Γρm​ with constant rate Γ\GammaΓ (late times, Eq. (7)), or ρ˙m+3H(ρm+pm)=γHρm\dot\rho_m+3H(\rho_m+p_m)=\gamma H\rho_mρ˙​m​+3H(ρm​+pm​)=γHρm​ with constant γ\gammaγ (early times, Eq. (13)).

The slow-roll parameter is ε=−H˙/H2\varepsilon=-\dot H/H^2ε=−H˙/H2, and the matter fraction is Ωm=ρm/(3H2)\Omega_m=\rho_m/(3H^2)Ωm​=ρm​/(3H2). In the equivalent scalar-field description, HHH is regarded as a function of a field φ\varphiφ, and the field equations are 3H2=V+2H′23H^2=V+2H'^23H2=V+2H′2 and φ˙=−2H′\dot\varphi=-2H'φ˙​=−2H′, with ′'′ the derivative with respect to φ\varphiφ.

Formalization targets

Goal: the inflation solution (Eq. (17))

If ρ˙m+4Hρm=γHρm\dot\rho_m+4H\rho_m=\gamma H\rho_mρ˙​m​+4Hρm​=γHρm​, ρm+Λ=3H2\rho_m+\Lambda=3H^2ρm​+Λ=3H2 and Λ=3γ4H2\Lambda=\tfrac{3\gamma}{4}H^2Λ=43γ​H2 with γ≠4\gamma\neq 4γ=4, then on any time interval where H≠0H\neq0H=0,

1H=εt+1H0,ε=4−γ2,\frac1H=\varepsilon t+\frac1{H_0},\qquad \varepsilon=\frac{4-\gamma}{2},H1​=εt+H0​1​,ε=24−γ​,

for an integration constant H0H_0H0​.

Milestones

  1. Eq. (4): with Λ=3H4\Lambda=3H^4Λ=3H4 and relativistic matter, H˙+2H2−2H4=0\dot H+2H^2-2H^4=0H˙+2H2−2H4=0.
  2. Eq. (5): 2t=1/H−artanh⁡H2t=1/H-\operatorname{artanh}H2t=1/H−artanhH defines a solution with 0<H<10<H<10<H<1 that tends to de Sitter (H→1H\to1H→1) as t→−∞t\to-\inftyt→−∞ and to a radiation phase (Ht→1/2Ht\to1/2Ht→1/2) as t→∞t\to\inftyt→∞.
  3. Eq. (10): at late times, energy conservation holds if and only if Λ=2ΓH+λ0\Lambda=2\Gamma H+\lambda_0Λ=2ΓH+λ0​.
  4. Eq. (11): if Λ=2ΓH\Lambda=2\Gamma HΛ=2ΓH, then Γ=32(1−Ωm)H\Gamma=\tfrac32(1-\Omega_m)HΓ=23​(1−Ωm​)H.
  5. Eq. (16): at early times, energy conservation holds if and only if Λ=3γ4H2+Λ0\Lambda=\tfrac{3\gamma}{4}H^2+\Lambda_0Λ=43γ​H2+Λ0​.
  6. Text after Eqs. (17)–(18): −H˙/H2=ε-\dot H/H^2=\varepsilon−H˙/H2=ε is constant and Ωm=ε/2\Omega_m=\varepsilon/2Ωm​=ε/2.
  7. Eq. (23): in the scalar-field description with V=3γH2/4V=3\gamma H^2/4V=3γH2/4, 1/H=εt+1/H01/H=\varepsilon t+1/H_01/H=εt+1/H0​ with ε=32⋅4−γ2\varepsilon=\tfrac32\cdot\tfrac{4-\gamma}{2}ε=23​⋅24−γ​.
  8. Eq. (24): V(φ)=3γH024e±2ε φV(\varphi)=\tfrac{3\gamma H_0^2}{4}e^{\pm\sqrt{2\varepsilon}\,\varphi}V(φ)=43γH02​​e±2ε​φ and V′′/V=(V′/V)2=2εV''/V=(V'/V)^2=2\varepsilonV′′/V=(V′/V)2=2ε.

Significance

Eq. (17) is the paper's central claim that particle creation with backreaction produces inflation with constant ε\varepsilonε, and so with a scale-invariant spectrum and spectral index ns=1−2εn_s=1-2\varepsilonns​=1−2ε. Eqs. (10)–(11) give the late-time decaying-vacuum law behind the paper's concordance model, and Eqs. (4)–(5) give the non-singular de Sitter-to-radiation transition. These derivations have not been machine-checked before. A formal development makes explicit the regularity assumptions and side conditions the paper leaves implicit, such as H≠0H\neq0H=0, γ≠4\gamma\neq4γ=4, and the non-degeneracy condition 3H≠Γ3H\neq\Gamma3H=Γ in Eq. (10).

Difficulty

Most steps are short calculations, but each one hides analytic content. Deriving relations between functions from equations between derivatives (Eqs. (10), (16), (17), (23)) needs the fact that a function with zero derivative on a connected open set is constant. Eq. (5) defines HHH implicitly, so the existence, differentiability and asymptotics of the inverse function must be established. Eq. (24) requires showing that the sign in H′=±ε/2 HH'=\pm\sqrt{\varepsilon/2}\,HH′=±ε/2​H cannot switch, even though H′H'H′ is not assumed continuous.

Formalization scope

Functions are maps R→R\mathbb R\to\mathbb RR→R, time derivatives are Mathlib's deriv, and differentiability is assumed at every point of the time interval III. The interval is an open, preconnected subset of R\mathbb RR, because the solutions of the paper generally exist only on a half-line: for example, 1/H=εt+1/H01/H=\varepsilon t+1/H_01/H=εt+1/H0​ vanishes at a finite time. A statement assuming a global-in-time solution would be vacuous. Constants of integration are existentially quantified. The integration constant H0H_0H0​ enters only through 1/H01/H_01/H0​, and Lean's convention 1/0=01/0=01/0=0 makes this the same as an arbitrary real constant. The numerical and observational parts of the paper (data fits, ns≈0.97n_s\approx0.97ns​≈0.97) and the perturbation analysis (Eqs. (19)–(20)) are out of scope.

Selected references

  • S. Carneiro, Cosmological Concordance Model with Particle Creation, Int. J. Mod. Phys. Conf. Ser. 18 (2012) 38–47. https://doi.org/10.1142/S2010194512008173
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Carneiro 2006: From de Sitter to de Sitter — a non-singular universe driven by vacuumResearch Paper

Motivation

The cosmological constant problem is the mismatch between the vacuum energy density predicted by quantum field theory in flat space–time and the small value of the cosmological term inferred from observations (Weinberg 1989). One line of work replaces the constant by a decaying vacuum: a time-dependent cosmological term Λ(t)\Lambda(t)Λ(t) that falls as the universe expands, while the energy it loses is transferred to matter so that total energy is conserved.

S. Carneiro's essay From de Sitter to de Sitter: a non-singular inflationary universe driven by vacuum (Int. J. Mod. Phys. D 15 (2006) 2241–2247, honorable mention in the 2006 Gravity Research Foundation essay competition) derives such a law from a semi-classical argument, Λ≈(m+H)4−m4\Lambda\approx(m+H)^4-m^4Λ≈(m+H)4−m4, and studies the cosmologies it produces. In the early-time regime Λ≈H4\Lambda\approx H^4Λ≈H4 it finds a universe with no initial singularity: an eternal quasi-de Sitter phase at the Planck scale, followed by a fast transition to a radiation era. In the late-time regime Λ≈m3H\Lambda\approx m^3HΛ≈m3H it finds a dust era that tends again to a de Sitter universe. The calculations in the paper are explicit closed-form computations, which makes them a good target for a complete machine-checked development.

Setting

All quantities are in Planck units, and space is flat. The expansion is described by the Hubble parameter H(t)=a˙(t)/a(t)H(t)=\dot a(t)/a(t)H(t)=a˙(t)/a(t) of a scale factor a(t)a(t)a(t). The cosmic fluid has total energy density ρT=ρm+Λ\rho_T=\rho_m+\LambdaρT​=ρm​+Λ and total pressure pT=pm−Λp_T=p_m-\LambdapT​=pm​−Λ, where ρm,pm\rho_m,p_mρm​,pm​ are the matter density and pressure and Λ\LambdaΛ is the vacuum term. The Friedmann equation is ρT=3H2\rho_T=3H^2ρT​=3H2 and the conservation equation is

ρ˙T+3H(ρT+pT)=0.\dot\rho_T+3H(\rho_T+p_T)=0 .ρ˙​T​+3H(ρT​+pT​)=0.

Radiation has pm=ρm/3p_m=\rho_m/3pm​=ρm​/3 and dust has pm=0p_m=0pm​=0. The relative energy densities are Ωm=ρm/ρT\Omega_m=\rho_m/\rho_TΩm​=ρm​/ρT​ and ΩΛ=Λ/ρT\Omega_\Lambda=\Lambda/\rho_TΩΛ​=Λ/ρT​, and the deceleration parameter is q=−1−H˙/H2q=-1-\dot H/H^2q=−1−H˙/H2.

The vacuum term comes from a massless scalar field ϕ\phiϕ obeying ϕ¨+3Hϕ˙−∇2ϕ=0\ddot\phi+3H\dot\phi-\nabla^2\phi=0ϕ¨​+3Hϕ˙​−∇2ϕ=0. For slowly varying HHH this has the damped radial plane-wave solution ϕ=ϕ0e−bre−i(ωt−kr)\phi=\phi_0e^{-br}e^{-i(\omega t-kr)}ϕ=ϕ0​e−bre−i(ωt−kr), with k(ω,H)k(\omega,H)k(ω,H) and b(ω,H)b(\omega,H)b(ω,H) given by explicit square-root formulas (Eqs. (7)–(8)), and energy density (ω2+b2)∣ϕ∣2(\omega^2+b^2)|\phi|^2(ω2+b2)∣ϕ∣2. Shifting the cutoff mmm of the thermally regularized vacuum integral ∫0∞ω3 dω/(eω/m−1)\int_0^\infty\omega^3\,d\omega/(e^{\omega/m}-1)∫0∞​ω3dω/(eω/m−1) by b≈Hb\approx Hb≈H and subtracting the flat-space value gives the vacuum term Λ(m,H)=(m+H)4−m4\Lambda(m,H)=(m+H)^4-m^4Λ(m,H)=(m+H)4−m4. In the mission's Lean development these objects are waveNumber, dampingRate, planeWave, vacuumTerm, dustScaleFactor and decelerationParameter, all in the namespace CarneiroDeSitter.

Formalization targets

Goal: the non-singular early universe

With radiation and Λ=3H4\Lambda=3H^4Λ=3H4, the evolution equation is H˙+2H2−2H4=0\dot H+2H^2-2H^4=0H˙+2H2−2H4=0 (Eq. (12)). The goal asserts that it has a solution defined for all times, given implicitly by Eq. (13):

∃ H:R→(0,1),2t=1H(t)−artanh⁡H(t),H˙=−2H2+2H4,H→t→−∞1,H→t→+∞0.\exists\,H:\mathbb R\to(0,1),\quad 2t=\frac1{H(t)}-\operatorname{artanh}H(t),\quad \dot H=-2H^2+2H^4,\quad H\xrightarrow[t\to-\infty]{}1,\quad H\xrightarrow[t\to+\infty]{}0 .∃H:R→(0,1),2t=H(t)1​−artanhH(t),H˙=−2H2+2H4,Ht→−∞​1,Ht→+∞​0.

Milestones (in the order of the paper)

  1. Eq. (2): ∫0∞ω3 dωeω/m−1=π415m4\int_0^\infty\frac{\omega^3\,d\omega}{e^{\omega/m}-1}=\frac{\pi^4}{15}m^4∫0∞​eω/m−1ω3dω​=15π4​m4.
  2. Eqs. (5)–(8): the damped plane wave solves ϕ¨+3Hϕ˙−∂r2ϕ=0\ddot\phi+3H\dot\phi-\partial_r^2\phi=0ϕ¨​+3Hϕ˙​−∂r2​ϕ=0 for constant HHH.
  3. Eqs. (9)–(10): its energy density is (ω2+b2)∣ϕ∣2(\omega^2+b^2)|\phi|^2(ω2+b2)∣ϕ∣2.
  4. Eq. (11): (m+H)4−m4∼H4(m+H)^4-m^4\sim H^4(m+H)4−m4∼H4 as H→∞H\to\inftyH→∞ and ∼4m3H\sim4m^3H∼4m3H as H→0+H\to0^+H→0+.
  5. Eq. (12): the conservation equation with ρT=3H2\rho_T=3H^2ρT​=3H2, Λ=3H4\Lambda=3H^4Λ=3H4, pm=ρm/3p_m=\rho_m/3pm​=ρm​/3 gives H˙+2H2−2H4=0\dot H+2H^2-2H^4=0H˙+2H2−2H4=0.
  6. Eq. (13): every solution on R\mathbb RR with 0<H<10<H<10<H<1 satisfies 2(t−t0)=1/H−artanh⁡H2(t-t_0)=1/H-\operatorname{artanh}H2(t−t0​)=1/H−artanhH.
  7. p. 2245: Ωm=1−H2\Omega_m=1-H^2Ωm​=1−H2, ΩΛ=H2\Omega_\Lambda=H^2ΩΛ​=H2, q=1−2H2q=1-2H^2q=1−2H2.
  8. Eq. (14): a=C(eσt/2−1)2/3a=C(e^{\sigma t/2}-1)^{2/3}a=C(eσt/2−1)2/3 solves the dust era with Λ=σH\Lambda=\sigma HΛ=σH.
  9. Limits of (14): a∼C(σ/2)2/3t2/3a\sim C(\sigma/2)^{2/3}t^{2/3}a∼C(σ/2)2/3t2/3 as t→0+t\to0^+t→0+ and H→σ/3H\to\sigma/3H→σ/3 as t→∞t\to\inftyt→∞.
  10. Eq. (15): ∫0∞ω2 dωeω/(m+H)−1=2ζ(3)(m+H)3\int_0^\infty\frac{\omega^2\,d\omega}{e^{\omega/(m+H)}-1}=2\zeta(3)(m+H)^3∫0∞​eω/(m+H)−1ω2dω​=2ζ(3)(m+H)3.

Significance

The goal is the paper's central claim: under the stated vacuum law the universe has existed for an infinite past, in a quasi-de Sitter phase with H≈1H\approx1H≈1, and leaves it through a transition in which HHH and Λ\LambdaΛ fall towards zero, producing radiation. The milestones cover the steps the paper uses to reach it (the vacuum law, the evolution equation and its integration) and the late-time picture (the dust solution and its de Sitter limit, which the paper links to the Eddington–Dirac large-number relation H≈m3H\approx m^3H≈m3).

The results are proved by hand calculation in the paper. The same evolution equation and implicit solution reappear in Carneiro's later paper Cosmological Concordance Model with Particle Creation (2012), whose statements are also on the platform (namespace CarneiroParticleCreation); this mission formalizes the 2006 paper, its vacuum law and its late-time dust solution. Formalizing them produces a verified account of which statements are exact identities and which are approximations. Where the paper writes "≈\approx≈", the milestones state the exact identity or asymptotic equivalence behind it.

Difficulty

The algebraic milestones (5, 7) are routine. The goal concerns a function known only implicitly: the solution is the inverse of H↦12(1/H−artanh⁡H)H\mapsto\frac12\big(1/H-\operatorname{artanh}H\big)H↦21​(1/H−artanhH) on (0,1)(0,1)(0,1), and its existence on the whole line, its differentiability and its end behaviour all have to be established for an inverse function, not read off a formula. Milestone 6 is a uniqueness statement on all of R\mathbb RR, so it cannot be checked by substitution. Milestones 1 and 10 are improper integrals whose values involve ζ(4)=π4/90\zeta(4)=\pi^4/90ζ(4)=π4/90 and ζ(3)\zeta(3)ζ(3), and they need integrability arguments near 000 and ∞\infty∞. Milestones 2, 3, 8 and 9 involve derivatives of complex exponentials, square roots and real powers, where Lean's conventions for ⋅\sqrt{\cdot}⋅​ and x2/3x^{2/3}x2/3 at non-positive arguments must be handled.

Formalization scope

  • Real numbers throughout; the scalar field is complex-valued, and derivatives are one-variable derivatives in ttt or rrr.
  • In milestones 2–3 the Hubble parameter is a constant and the Laplacian of the radial plane wave is ∂r2\partial_r^2∂r2​, which is the paper's approximation.
  • artanh⁡\operatorname{artanh}artanh is Mathlib's Real.artanh, the real power x2/3x^{2/3}x2/3 is Real.rpow, ∼\sim∼ is Asymptotics.IsEquivalent, and ζ(3)\zeta(3)ζ(3) is written as ∑n≥01/(n+1)3\sum_{n\ge0}1/(n+1)^3∑n≥0​1/(n+1)3.
  • Every statement that divides by ω\omegaω or HHH assumes ω>0\omega>0ω>0 or H(t)≠0H(t)\neq0H(t)=0. The goal requires the solution on the whole real line and states both limits, so a solution on a half-line or a constant function does not satisfy it.
  • Approximate steps of the paper that are not exact statements (the identification b≈Hb\approx Hb≈H, the radiation law a∝t1/2a\propto t^{1/2}a∝t1/2 quoted from earlier work, and the holographic entropy estimates) are not formalized.

Contributions are welcome on all milestones. The inverse-function and Bose-integral arguments can be reused outside this mission.

Selected references

  • S. Carneiro, From de Sitter to de Sitter: a non-singular inflationary universe driven by vacuum, Int. J. Mod. Phys. D 15 (2006) 2241–2247. https://doi.org/10.1142/S0218271806009510
  • S. Weinberg, The cosmological constant problem, Rev. Mod. Phys. 61 (1989) 1–23. https://doi.org/10.1103/RevModPhys.61.1
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Seiberg–Seifnashri–Shao 2024: Non-invertible Kramers–Wannier symmetry on the Ising chainResearch Paper

Motivation

Kramers–Wannier duality was found in 1941 as a map between the high- and low-temperature phases of the two-dimensional Ising model (Kramers–Wannier 1941). In its quantum form it exchanges the transverse field XjX_jXj​ and the nearest-neighbour coupling Zj−1ZjZ_{j-1}Z_jZj−1​Zj​ of the transverse-field Ising chain, and it fixes the critical point. In conformal field theory it is implemented by a topological defect line (Fröhlich–Fuchs–Runkel–Schweigert 2004), the prototypical non-invertible symmetry: its fusion with itself is a sum of operators, not a single invertible one (Shao, TASI lectures 2023).

On a finite periodic chain the duality cannot be a unitary operator, because it maps the Z2\mathbb Z_2Z2​-even sector to itself and annihilates the odd sector. Seiberg–Shao 2023 and Seiberg–Seifnashri–Shao 2024 wrote the exact lattice operator D\mathsf DD on the tensor-product Hilbert space (C2)⊗L(\mathbb C^2)^{\otimes L}(C2)⊗L. They showed that its algebra closes only after the lattice translation is included: D2=(1+η)T−1\mathsf D^2=(1+\eta)T^{-1}D2=(1+η)T−1. This is a lattice relation that a fusion category does not describe, since the continuum fusion rule N2=1+η\mathcal N^2=1+\etaN2=1+η appears only at low energy. The same identity drives the LSM-type constraint proved in that paper.

Timeline. 1941: Kramers and Wannier find the duality of the 2D Ising model. 2004: Fröhlich, Fuchs, Runkel and Schweigert realise it as a conformal defect. 2016: Aasen–Mong–Fendley construct the lattice defects. 2023–2024: Seiberg, Seifnashri and Shao find the exact operator algebra on the tensor-product Hilbert space, including the translation factor.

Setting

Fix L≥1L\ge1L≥1 qubits on a ring, with site indices in Z/L\mathbb Z/LZ/L (Fin L with modular arithmetic). A computational-basis state is labelled by a configuration s=(s0,…,sL−1)∈(Z/2)Ls=(s_0,\dots,s_{L-1})\in(\mathbb Z/2)^Ls=(s0​,…,sL−1​)∈(Z/2)L (Config L). Operators are complex 2L×2L2^L\times2^L2L×2L matrices indexed by configurations (Op L). Write sgn⁡(a)=(−1)a\operatorname{sgn}(a)=(-1)^asgn(a)=(−1)a.

  • Pauli operators. Xj∣s⟩=∣s+ej⟩X_j|s\rangle=|s+e_j\rangleXj​∣s⟩=∣s+ej​⟩ flips spin jjj (pauliX), and Zj∣s⟩=(−1)sj∣s⟩Z_j|s\rangle=(-1)^{s_j}|s\rangleZj​∣s⟩=(−1)sj​∣s⟩ (pauliZ).
  • Z2\mathbb Z_2Z2​ symmetry. η=∏jXj\eta=\prod_j X_jη=∏j​Xj​ flips every spin (eta).
  • Translation. T∣s⟩=∣s′⟩T|s\rangle=|s'\rangleT∣s⟩=∣s′⟩ with sk′=sk−1s'_k=s_{k-1}sk′​=sk−1​ (transl), so that TXjT−1=Xj+1TX_jT^{-1}=X_{j+1}TXj​T−1=Xj+1​.
  • Kramers–Wannier operator (kwD):
⟨t∣ D ∣s⟩  =  2−L/2 (−1)∑ktk (sk+sk+1).\langle t|\,\mathsf D\,|s\rangle \;=\; 2^{-L/2}\,(-1)^{\sum_{k} t_k\,(s_k+s_{k+1})}.⟨t∣D∣s⟩=2−L/2(−1)∑k​tk​(sk​+sk+1​).

This explicit formula is the definition used throughout. Relations (1.5) together with Dη=D\mathsf D\eta=\mathsf DDη=D determine D\mathsf DD up to a scalar, and (1.4) fixes the scalar up to a sign. Every statement below is invariant under D↦−D\mathsf D\mapsto-\mathsf DD↦−D, so this is the operator of Seiberg–Seifnashri–Shao in that paper's normalisation (footnote 1). Its equality with their matrix-product presentation (2.64) is not formalised here.

Formalization targets

Goal: the non-invertible fusion rule (eqs. (1.4), (2.65), (F.18))

D2=(1+η) T−1for every L≥1.\mathsf D^2=(1+\eta)\,T^{-1}\qquad\text{for every }L\ge1 .D2=(1+η)T−1for every L≥1.

Milestones

  1. Invertible algebra (eqs. (1.1)–(1.3), (2.10), (2.65)): η2=1\eta^2=1η2=1, Tη=ηTT\eta=\eta TTη=ηT, TL=1T^L=1TL=1, TXjT−1=Xj+1TX_jT^{-1}=X_{j+1}TXj​T−1=Xj+1​, TZjT−1=Zj+1TZ_jT^{-1}=Z_{j+1}TZj​T−1=Zj+1​, ηXj=Xjη\eta X_j=X_j\etaηXj​=Xj​η, ηZj=−Zjη\eta Z_j=-Z_j\etaηZj​=−Zj​η.
  2. Duality on XXX (eq. (1.5)): DXj=Zj−1Zj D\mathsf D X_j=Z_{j-1}Z_j\,\mathsf DDXj​=Zj−1​Zj​D.
  3. Duality on ZZZZZZ (eq. (1.5)): DZj−1Zj=Xj−1 D\mathsf D Z_{j-1}Z_j=X_{j-1}\,\mathsf DDZj−1​Zj​=Xj−1​D.
  4. Absorbing η\etaη (eqs. (1.4), (2.65)): Dη=ηD=D\mathsf D\eta=\eta\mathsf D=\mathsf DDη=ηD=D.
  5. Translation and adjoint (eq. (2.65), Table 1): TD=DTT\mathsf D=\mathsf DTTD=DT and D†=DT\mathsf D^\dagger=\mathsf DTD†=DT.
  6. Non-invertibility (§1.1): D\mathsf DD is not a unit, and ker⁡D≠0\ker\mathsf D\neq0kerD=0.

Significance

The result. The goal identity is the defining relation of the lattice Kramers–Wannier symmetry. Together with milestones 4–5 it shows that D/2\mathsf D/\sqrt2D/2​ restricted to the η\etaη-even sector squares to a translation, so D\mathsf DD is a square root of T−1T^{-1}T−1 there. The paper uses this to derive its LSM-type constraint, and also to show that the lattice symmetry is not a fusion category, because the continuum rule N2=1+η\mathcal N^2=1+\etaN2=1+η only emerges at low energy. Milestones 2–3 are the lattice Kramers–Wannier map on Z2\mathbb Z_2Z2​-invariant operators, so D\mathsf DD commutes with the critical Ising Hamiltonian H=−∑j(Zj−1Zj+Xj)H=-\sum_j(Z_{j-1}Z_j+X_j)H=−∑j​(Zj−1​Zj​+Xj​).

Formalizing it. The identities are proved in the physics literature by tensor-network manipulations ((F.14)–(F.18)) and checked numerically, but none of this is machine-checked. This mission produces a reusable Lean setup for qubit chains: Pauli strings on (Z/2)L(\mathbb Z/2)^L(Z/2)L, Z2\mathbb Z_2Z2​ and translation symmetries, and an exact non-invertible operator with its full operator algebra for every chain length. No mission on the platform or file in Mathlib currently formalizes a non-invertible lattice symmetry.

Difficulty

Each identity is easy to check for a fixed small LLL by brute force. The content is that it holds for all LLL at once, on a 2L2^L2L-dimensional space. The difficulty is bookkeeping with periodic indices: sums over (Z/2)L(\mathbb Z/2)^L(Z/2)L of characters (−1)⟨t, ⋅⟩(-1)^{\langle t,\,\cdot\rangle}(−1)⟨t,⋅⟩, reindexing k↦k±1k\mapsto k\pm1k↦k±1 in Fin L (including L=1L=1L=1, where k+1=kk+1=kk+1=k, and L=2L=2L=2, where k+1=k−1k+1=k-1k+1=k−1), and the exact normalisation 2−L/22^{-L/2}2−L/2, so that the right-hand side carries no stray factor 2L2^L2L. The goal also involves the matrix inverse T−1T^{-1}T−1, so a proof must establish that TTT is invertible rather than rely on Lean's junk value.

Formalization scope

  • Representation. Operators are Matrix (Fin L → ZMod 2) (Fin L → ZMod 2) ℂ; products are matrix products; T−1T^{-1}T−1 is Mathlib's matrix inverse (transl L)⁻¹; †\dagger† is conjTranspose. Every theorem assumes [NeZero L], i.e. L≥1L\ge1L≥1.
  • Conventions committed to. Zj=(−1)sjZ_j=(-1)^{s_j}Zj​=(−1)sj​ on basis states, translation to the right (sk′=sk−1s'_k=s_{k-1}sk′​=sk−1​), and D\mathsf DD normalised by 2−L/22^{-L/2}2−L/2 as in eqs. (1.4)/(2.65). Other conventions (left translation, unnormalised D\mathsf DD) change the statements to TTT instead of T−1T^{-1}T−1 or add a factor 2L2^L2L; the conventions here reproduce the paper's equations verbatim.
  • No trivialisation. kwD is an explicit formula, not a hypothesis. The goal fixes both sides completely, and milestone 1 pins the translation convention against eq. (2.10).
  • Out of scope. The defect Hamiltonians, the MPO presentation (2.64) itself, the Z2\mathbb Z_2Z2​- and duality-twisted operators of §§2.3.3–2.3.4, and the LSM constraint of §4.
  • Reusable. Pauli operators, translation and η\etaη on qubit chains; character-sum lemmas over (Z/2)L(\mathbb Z/2)^L(Z/2)L. Contributions of general Mathlib lemmas on Walsh–Hadamard-type sums are welcome.

Selected references

  • H. A. Kramers, G. H. Wannier, Statistics of the Two-Dimensional Ferromagnet. Part I, Phys. Rev. 60, 252–262 (1941). doi:10.1103/PhysRev.60.252
  • J. Fröhlich, J. Fuchs, I. Runkel, C. Schweigert, Kramers–Wannier duality from conformal defects, Phys. Rev. Lett. 93, 070601 (2004). arXiv:cond-mat/0404051
  • D. Aasen, R. S. K. Mong, P. Fendley, Topological Defects on the Lattice I: The Ising model, J. Phys. A 49, 354001 (2016). arXiv:1601.07185
  • N. Seiberg, S.-H. Shao, Majorana chain and Ising model – (non-invertible) translations, anomalies, and emanant symmetries, SciPost Phys. 16, 064 (2024). arXiv:2307.02534
  • S.-H. Shao, What's Done Cannot Be Undone: TASI Lectures on Non-Invertible Symmetries (2023). arXiv:2308.00747
  • Source: N. Seiberg, S. Seifnashri, S.-H. Shao, Non-invertible symmetries and LSM-type constraints on a tensor product Hilbert space, SciPost Phys. 16, 154 (2024). arXiv:2401.12281
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Captain: Lucas

Onsager Reciprocal Relations: Symmetry of Kinetic CoefficientsTextbook

Motivation

Near thermodynamic equilibrium, flows of extensive quantities (heat, matter, charge) depend linearly on the thermodynamic forces (gradients of the conjugate intensive variables). Some of the coefficients in these linear laws describe cross effects: a temperature gradient driving an electric current (Seebeck effect), a voltage driving a heat flow (Peltier effect), a temperature gradient driving diffusion (Soret effect) and its converse (Dufour effect). In 1931 Lars Onsager showed that, as a consequence of the time-reversibility of microscopic dynamics, the matrix of these coefficients is symmetric (Onsager 1931). These reciprocal relations were confirmed experimentally across many classes of irreversible processes (Miller 1960), and Onsager received the 1968 Nobel Prize in Chemistry for them.

This mission formalizes the abstract, finite-dimensional version of Onsager's principle as presented by Landau and Lifshitz (Statistical Physics, Part 1, 1975) and reproduced in the Wikipedia article Onsager reciprocal relations, sections "Abstract formulation" and "Proof".

Setting

Let x=(x1,…,xn)∈Rnx=(x_1,\dots,x_n)\in\mathbb R^nx=(x1​,…,xn​)∈Rn be the fluctuations of nnn thermodynamic quantities from their equilibrium values. For small fluctuations the entropy is quadratic, and Boltzmann's formula gives the Gaussian fluctuation distribution

w(x)=A~ e−12βikxixk,w(x)=\tilde A\,e^{-\frac12\beta_{ik}x_ix_k},w(x)=A~e−21​βik​xi​xk​,

where β\betaβ is a positive definite symmetric real n×nn\times nn×n matrix and summation over repeated indices is understood. Write ⟨f⟩\langle f\rangle⟨f⟩ for the average of f(x)f(x)f(x) with respect to www.

The thermodynamic conjugate quantities are Xi=βikxkX_i=\beta_{ik}x_kXi​=βik​xk​. In the quasi-stationary regime the fluctuations relax according to x˙i=−λikxk\dot x_i=-\lambda_{ik}x_kx˙i​=−λik​xk​ for a real matrix λ\lambdaλ, so that x˙i=−γikXk\dot x_i=-\gamma_{ik}X_kx˙i​=−γik​Xk​ with the kinetic coefficients

γik=λil (β−1)lk.\gamma_{ik}=\lambda_{il}\,(\beta^{-1})_{lk}.γik​=λil​(β−1)lk​.

The mean value at time ttt of a fluctuation which takes the value xxx at t=0t=0t=0 is ξ(t)=e−tλx\xi(t)=e^{-t\lambda}xξ(t)=e−tλx, and Ξ(t)=βξ(t)\Xi(t)=\beta\xi(t)Ξ(t)=βξ(t). The time correlation is ⟨xi(t)xk(0)⟩=⟨ξi(t)xk⟩\langle x_i(t)x_k(0)\rangle=\langle\xi_i(t)x_k\rangle⟨xi​(t)xk​(0)⟩=⟨ξi​(t)xk​⟩.

Formalization targets

Goal: Onsager's principle

If fluctuations are symmetric under time reversal,

⟨ξi(t) xk⟩=⟨xi ξk(t)⟩(t≥0, 1≤i,k≤n),\langle \xi_i(t)\,x_k\rangle=\langle x_i\,\xi_k(t)\rangle\qquad(t\ge0,\ 1\le i,k\le n),⟨ξi​(t)xk​⟩=⟨xi​ξk​(t)⟩(t≥0, 1≤i,k≤n),

then the kinetic coefficients are symmetric:

γik=γki.\gamma_{ik}=\gamma_{ki}.γik​=γki​.

Milestones (in the order of the source's argument)

  1. x˙i=−λikxk=−γikXk\dot x_i=-\lambda_{ik}x_k=-\gamma_{ik}X_kx˙i​=−λik​xk​=−γik​Xk​ (definition of kinetic coefficients).
  2. ξ(0)=x\xi(0)=xξ(0)=x and ξ˙i(t)=−γikΞk(t)\dot\xi_i(t)=-\gamma_{ik}\Xi_k(t)ξ˙​i​(t)=−γik​Ξk​(t).
  3. ddt⟨ξi(t)xk⟩=−γil⟨Ξl(t)xk⟩\frac{d}{dt}\langle\xi_i(t)x_k\rangle=-\gamma_{il}\langle\Xi_l(t)x_k\rangledtd​⟨ξi​(t)xk​⟩=−γil​⟨Ξl​(t)xk​⟩.
  4. ⟨Xixk⟩=δik\langle X_ix_k\rangle=\delta_{ik}⟨Xi​xk​⟩=δik​.
  5. Under time-reversal symmetry, γil⟨Xlxk⟩=γkl⟨Xlxi⟩\gamma_{il}\langle X_lx_k\rangle=\gamma_{kl}\langle X_lx_i\rangleγil​⟨Xl​xk​⟩=γkl​⟨Xl​xi​⟩.

Significance

The symmetry γik=γki\gamma_{ik}=\gamma_{ki}γik​=γki​ is the mathematical content of the reciprocal relations: it reduces the number of independent transport coefficients from n2n^2n2 to n(n+1)/2n(n+1)/2n(n+1)/2 and yields the equality of measurable cross-coefficients such as the Peltier and Seebeck coefficients. Together with the positive semi-definiteness of the coefficient matrix (from non-negative entropy production), it is the basic structural input of linear irreversible thermodynamics.

The result is classical and its proof is standard in physics textbooks; this mission produces a machine-checked version of the finite-dimensional argument, including the Gaussian moment identity ⟨Xixk⟩=δik\langle X_ix_k\rangle=\delta_{ik}⟨Xi​xk​⟩=δik​ and the differentiation of the time-correlation function under the integral sign. No machine-checked formalization of this statement is known to the proposer.

Difficulty

The algebraic core is short, but the formal argument needs analytic input that the textbook treats as routine: Gaussian integrals over Rn\mathbb R^nRn for a general positive definite β\betaβ (integrability of polynomial moments against e−12xTβxe^{-\frac12x^{\mathsf T}\beta x}e−21​xTβx and the value of the second moments), differentiation of a parameter-dependent integral involving a matrix exponential, and the passage from an identity valid for t≥0t\ge0t≥0 to an identity between derivatives at the boundary point t=0t=0t=0, where only a one-sided derivative is available from the hypothesis.

Formalization scope

Vectors are functions Fin n → ℝ with Lebesgue measure; matrices are Matrix (Fin n) (Fin n) ℝ, and β.PosDef (which includes symmetry) is assumed in every theorem. The average ⟨f⟩\langle f\rangle⟨f⟩ is the ratio ∫f w dx/∫w dx\int f\,w\,dx/\int w\,dx∫fwdx/∫wdx of Bochner integrals, so the normalizing constant A~\tilde AA~ cancels. The mean relaxation is the matrix exponential ξ(t)=e−tλx\xi(t)=e^{-t\lambda}xξ(t)=e−tλx. The time-reversal hypothesis is assumed only for t≥0t\ge0t≥0. The entropy SSS and Boltzmann's constant are not modelled; β\betaβ is the primitive datum, as in the source's statement of the principle. The hypothesis is non-vacuous (e.g. λ=β\lambda=\betaλ=β satisfies it), and the conclusion concerns γ=λβ−1\gamma=\lambda\beta^{-1}γ=λβ−1, not λ\lambdaλ.

All definitions are collected in Definitions.Def_OnsagerReciprocal_basic (namespace OnsagerReciprocal). Reusable Gaussian-moment lemmas for positive definite quadratic forms are welcome contributions.

Selected references

  • L. Onsager, Reciprocal Relations in Irreversible Processes. I, Physical Review 37 (1931) 405–426. doi:10.1103/physrev.37.405
  • D. G. Miller, Thermodynamics of Irreversible Processes. The Experimental Verification of the Onsager Reciprocal Relations, Chemical Reviews 60 (1960) 15–37. doi:10.1021/cr60203a003
  • L. D. Landau, E. M. Lifshitz, Statistical Physics, Part 1, Butterworth-Heinemann (1975).
  • Wikipedia, Onsager reciprocal relations, oldid 1355014688.
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Differential Geometry·Captain: Lucas

Einstein–Grossmann 1913 (Entwurf): energy-momentum conservation for matter and gravitational fieldResearch Paper

Motivation

In 1913 Albert Einstein and the mathematician Marcel Grossmann published the Entwurf ("outline") of a generalized theory of relativity and a theory of gravitation. It is the first theory in which the gravitational field is described by the ten components gμνg_{\mu\nu}gμν​ of a space-time metric, ds2=∑μνgμν dxμdxνds^2=\sum_{\mu\nu}g_{\mu\nu}\,dx_\mu dx_\nuds2=∑μν​gμν​dxμ​dxν​, and in which Ricci and Levi-Civita's absolute differential calculus (Grossmann's mathematical part) is brought into physics. Its gravitational field equations were superseded by the generally covariant field equations of November 1915, but the framework of the Entwurf — metric as gravitational potential, the energy-momentum law of matter in a gravitational field, a stress-energy expression for the gravitational field itself — carried over to general relativity.

The physical part (Part I, by Einstein) derives the field equations from one requirement: the energy-momentum law must hold for matter and gravitational field together. The derivation runs through an explicit differential identity, eq. (12), whose rewritten form (12a) yields the field equations (18) and the total conservation law (19). This mission formalizes that chain of statements.

Timeline.

  • 1912: Einstein's theory of the static gravitational field, with a single scalar potential c(x)c(x)c(x) (Ann. d. Physik 38).
  • 1913: Einstein–Grossmann, Entwurf: metric tensor gμνg_{\mu\nu}gμν​, energy-momentum law (10), field equations (18), conservation law (19).
  • 1915: Einstein, Die Feldgleichungen der Gravitation (Sitzungsber. Preuss. Akad. Wiss.): generally covariant field equations replace (18).

Setting

All objects live in one coordinate chart, x=(x1,x2,x3,x4)∈R4x=(x_1,x_2,x_3,x_4)\in\mathbb R^4x=(x1​,x2​,x3​,x4​)∈R4, with x4x_4x4​ the time coordinate. The fundamental tensor gμν(x)g_{\mu\nu}(x)gμν​(x) is a symmetric 4×44\times44×4 matrix field with negative determinant g=det⁡(gμν)g=\det(g_{\mu\nu})g=det(gμν​); γμν\gamma_{\mu\nu}γμν​ is the reciprocal (contravariant) tensor, the inverse matrix, and −g\sqrt{-g}−g​ is the density factor. All sums run over 1,…,41,\dots,41,…,4.

A material process is described by its contravariant stress-energy tensor Θμν\Theta_{\mu\nu}Θμν​ (for incoherent dust, Θμν=ϱ0dxμdsdxνds\Theta_{\mu\nu}=\varrho_0\frac{dx_\mu}{ds}\frac{dx_\nu}{ds}Θμν​=ϱ0​dsdxμ​​dsdxν​​). Its energy-momentum law in the gravitational field is eq. (10):

∑μν∂∂xν(−g gσμΘμν)−12∑μν−g ∂gμν∂xσΘμν=0(σ=1,2,3,4).\sum_{\mu\nu}\frac{\partial}{\partial x_\nu}\big(\sqrt{-g}\,g_{\sigma\mu}\Theta_{\mu\nu}\big)-\tfrac12\sum_{\mu\nu}\sqrt{-g}\,\frac{\partial g_{\mu\nu}}{\partial x_\sigma}\Theta_{\mu\nu}=0\qquad(\sigma=1,2,3,4).μν∑​∂xν​∂​(−g​gσμ​Θμν​)−21​μν∑​−g​∂xσ​∂gμν​​Θμν​=0(σ=1,2,3,4).

The second sum is the momentum (for σ=4\sigma=4σ=4, the energy) transferred per unit volume from the gravitational field to matter.

The gravitational field carries its own stress-energy tensor ϑμν\vartheta_{\mu\nu}ϑμν​, eq. (13):

−2κ ϑμν=∑αβτρ(γαμγβν∂gτρ∂xα∂γτρ∂xβ−12γμνγαβ∂gτρ∂xα∂γτρ∂xβ),-2\kappa\,\vartheta_{\mu\nu}=\sum_{\alpha\beta\tau\rho}\Big(\gamma_{\alpha\mu}\gamma_{\beta\nu}\frac{\partial g_{\tau\rho}}{\partial x_\alpha}\frac{\partial\gamma_{\tau\rho}}{\partial x_\beta}-\tfrac12\gamma_{\mu\nu}\gamma_{\alpha\beta}\frac{\partial g_{\tau\rho}}{\partial x_\alpha}\frac{\partial\gamma_{\tau\rho}}{\partial x_\beta}\Big),−2κϑμν​=αβτρ∑​(γαμ​γβν​∂xα​∂gτρ​​∂xβ​∂γτρ​​−21​γμν​γαβ​∂xα​∂gτρ​​∂xβ​∂γτρ​​),

and the field equations involve the second-order operator of eq. (15),

Δμν(γ)=∑αβ1−g∂∂xα(γαβ−g ∂γμν∂xβ)−∑αβτργαβgτρ∂γμτ∂xα∂γνρ∂xβ.\Delta_{\mu\nu}(\gamma)=\sum_{\alpha\beta}\frac{1}{\sqrt{-g}}\frac{\partial}{\partial x_\alpha}\Big(\gamma_{\alpha\beta}\sqrt{-g}\,\frac{\partial\gamma_{\mu\nu}}{\partial x_\beta}\Big)-\sum_{\alpha\beta\tau\rho}\gamma_{\alpha\beta}g_{\tau\rho}\frac{\partial\gamma_{\mu\tau}}{\partial x_\alpha}\frac{\partial\gamma_{\nu\rho}}{\partial x_\beta}.Δμν​(γ)=αβ∑​−g​1​∂xα​∂​(γαβ​−g​∂xβ​∂γμν​​)−αβτρ∑​γαβ​gτρ​∂xα​∂γμτ​​∂xβ​∂γνρ​​.

The Entwurf field equations (18) read Δμν(γ)=κ(Θμν+ϑμν)\Delta_{\mu\nu}(\gamma)=\kappa(\Theta_{\mu\nu}+\vartheta_{\mu\nu})Δμν​(γ)=κ(Θμν​+ϑμν​), with κ\kappaκ a constant. Lowering indices with ggg gives the covariant objects Tμν=∑gμαgνβΘαβT_{\mu\nu}=\sum g_{\mu\alpha}g_{\nu\beta}\Theta_{\alpha\beta}Tμν​=∑gμα​gνβ​Θαβ​, tμνt_{\mu\nu}tμν​ (eq. (14)) and the operator Dμν(g)D_{\mu\nu}(g)Dμν​(g) (eq. (16)).

Formalization targets

Goal: eq. (19)

If the energy-momentum law (10) and the field equations (18) hold, then for σ=1,2,3,4\sigma=1,2,3,4σ=1,2,3,4

∑μν∂∂xν{−g gσμ(Θμν+ϑμν)}=0.\sum_{\mu\nu}\frac{\partial}{\partial x_\nu}\Big\{\sqrt{-g}\,g_{\sigma\mu}(\Theta_{\mu\nu}+\vartheta_{\mu\nu})\Big\}=0.μν∑​∂xν​∂​{−g​gσμ​(Θμν​+ϑμν​)}=0.

Milestones

  1. The electrostatic model identity of p. 14, which illustrates the method.
  2. Identity (12a): ∑μν∂∂xν{−g gσμκϑμν}=12∑μν−g ∂gμν∂xσ{−Δμν(γ)+κϑμν}\sum_{\mu\nu}\frac{\partial}{\partial x_\nu}\{\sqrt{-g}\,g_{\sigma\mu}\kappa\vartheta_{\mu\nu}\}=\tfrac12\sum_{\mu\nu}\sqrt{-g}\,\frac{\partial g_{\mu\nu}}{\partial x_\sigma}\{-\Delta_{\mu\nu}(\gamma)+\kappa\vartheta_{\mu\nu}\}∑μν​∂xν​∂​{−g​gσμ​κϑμν​}=21​∑μν​−g​∂xσ​∂gμν​​{−Δμν​(γ)+κϑμν​}, for every metric.
  3. Identity (12b), the covariant counterpart, with tμνt_{\mu\nu}tμν​ and Dμν(g)D_{\mu\nu}(g)Dμν​(g).
  4. Eq. (10) ⇔\Leftrightarrow⇔ eq. (20), the covariant energy-momentum law.
  5. Eq. (18) ⇒\Rightarrow⇒ eq. (21), −Dμν(g)=κ(tμν+Tμν)-D_{\mu\nu}(g)=\kappa(t_{\mu\nu}+T_{\mu\nu})−Dμν​(g)=κ(tμν​+Tμν​).
  6. Eq. (22), the covariant conservation law for matter plus field.

Significance

The result itself. Eq. (19) is the property Einstein required of any relativistic theory of gravitation: the energy of the gravitational field acts as a source in the same way as every other form of energy, and matter together with field obeys conservation laws of divergence form. Identity (12a) is what makes this work for the Entwurf operator Δμν(γ)\Delta_{\mu\nu}(\gamma)Δμν​(γ); together with the matter law (10), the field equations (18) and the gravitational stress-energy ϑμν\vartheta_{\mu\nu}ϑμν​ are fixed by it.

Formalizing it. These statements are proved in the source by explicit computation, and the steps (12) → (12a) and the covariant forms (20)–(22) are given without the intermediate algebra. A machine-checked development provides the full index computations: derivatives of γμν\gamma_{\mu\nu}γμν​ and −g\sqrt{-g}−g​ in terms of those of gμνg_{\mu\nu}gμν​, the contractions in (12a) and (12b), and the lowering identities linking Δμν(γ)\Delta_{\mu\nu}(\gamma)Δμν​(γ) to Dμν(g)D_{\mu\nu}(g)Dμν​(g) and ϑμν\vartheta_{\mu\nu}ϑμν​ to tμνt_{\mu\nu}tμν​. A search of the platform library found no existing formalization of these statements.

Difficulty

There is no conceptual obstacle, but the identities are long. Identity (12a) involves second derivatives of γμν\gamma_{\mu\nu}γμν​, the derivative of −g\sqrt{-g}−g​, and contractions over up to six indices. The source gives only the final form of (12) and says the identity is obtained "nach dem angedeuteten Verfahren"; the intermediate algebra, and the analytic facts behind it (differentiability of matrix inversion and of −det⁡g\sqrt{-\det g}−detg​ under the standing assumptions), are not written out. A naive expansion of all sums produces thousands of terms.

Formalization scope

  • Space-time is R4\mathbb R^4R4 as one global chart, with points x:Fin 4→Rx:\mathrm{Fin}\,4\to\mathbb Rx:Fin4→R; two-index fields are matrix-valued functions. Partial derivatives are Fréchet derivatives along coordinate directions.
  • Standing assumptions on the metric: entries C2C^2C2, symmetric, det⁡g<0\det g<0detg<0 everywhere. No signature condition beyond the sign of the determinant; γ\gammaγ is the matrix inverse, −g\sqrt{-g}−g​ the real square root of −det⁡g-\det g−detg.
  • κ≠0\kappa\neq0κ=0 is assumed wherever ϑμν\vartheta_{\mu\nu}ϑμν​ or tμνt_{\mu\nu}tμν​ (defined with the factor 1/(2κ)1/(2\kappa)1/(2κ)) appears. Matter tensors are assumed C1C^1C1, and symmetric where the source's manipulation needs it (eq. (20)).
  • In eq. (14) the sum over α,β\alpha,\betaα,β is taken only in the term containing them, following the paper's convention. The printed eq. (22) has an inconsistent index placement; milestone 6 uses the placement of (20) and (12b).
  • The goal must not be trivialized: the field equations and the matter law are hypotheses about the same Θμν\Theta_{\mu\nu}Θμν​, and the hypotheses are satisfiable (e.g. constant metric, Θ=0\Theta=0Θ=0) but not degenerate in general.
  • Reusable infrastructure: derivative formulas for the inverse and determinant of a CkC^kCk matrix field, coordinate tensor calculus on R4\mathbb R^4R4. Contributions of these as separate lemmas are welcome.

Selected references

  • A. Einstein and M. Grossmann, Entwurf einer verallgemeinerten Relativitätstheorie und einer Theorie der Gravitation, B. G. Teubner, Leipzig und Berlin, 1913; reprinted in Zeitschrift für Mathematik und Physik 62 (1914). The source of all statements of this mission (Part I, §§4–5, pp. 10–17).
  • A. Einstein, Die Feldgleichungen der Gravitation, Sitzungsberichte der Preußischen Akademie der Wissenschaften, 1915, pp. 844–847.
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Captain: Lucas

First Law of Thermodynamics (Wikipedia) I: Internal Energy as a State Function from Adiabatic WorkTextbook

Motivation

The first law of thermodynamics is the form the law of conservation of energy takes for thermodynamic processes. For a closed system (no transfer of matter) it is usually written, in the sign convention of Clausius, as

ΔU=Q−W,\Delta U = Q - W,ΔU=Q−W,

where QQQ is the heat supplied to the system, WWW is the work done by the system on its surroundings, and UUU is the internal energy. Heat and work describe a process and depend on the path; the internal energy is a property of the state, and its change depends only on the initial and final states.

The Wikipedia article First law of thermodynamics (revision oldid=1366986255) describes two ways of reaching this statement. In the original "thermodynamic approach" (Clausius 1850, Rankine), heat, defined by calorimetry, and work are primitive notions. In the "mechanical approach" (Bryan 1907, Carathéodory 1909, Born 1921), only adiabatic work is primitive. The law then asserts that adiabatic work is independent of the path, and that this work defines a state function UUU, fixed up to an additive constant. Heat becomes a derived quantity, the residual Q=ΔU+WQ = \Delta U + WQ=ΔU+W. This mission formalizes the logical core of the mechanical approach.

Setting

A closed system has a set σ\sigmaσ of states. A process ppp has an initial state pstartp_{\mathrm{start}}pstart​, a final state pfinishp_{\mathrm{finish}}pfinish​, a net work W(p)∈RW(p)\in\mathbb RW(p)∈R done by the system on its surroundings, and a label recording whether it is adiabatic (carried out inside an adiabatic enclosure, so that energy is transferred only as work). A set P\mathcal PP of processes stands for the processes that can actually be carried out. It is assumed to satisfy:

  1. Composition: if p,q∈Pp,q\in\mathcal Pp,q∈P and pfinish=qstartp_{\mathrm{finish}}=q_{\mathrm{start}}pfinish​=qstart​, then the composite "first ppp, then qqq" lies in P\mathcal PP. Its work is W(p)+W(q)W(p)+W(q)W(p)+W(q), and it is adiabatic exactly when both stages are.
  2. Null processes: for every state AAA, leaving the system in state AAA (with no work and no exchange) is in P\mathcal PP.
  3. Path independence of adiabatic work: any two adiabatic processes in P\mathcal PP with the same initial and final states involve the same work.
  4. Adiabatic accessibility: there is a reference state OOO such that every state AAA is reached from OOO, or reaches OOO, by some adiabatic process in P\mathcal PP.

A function U:σ→RU:\sigma\to\mathbb RU:σ→R is an internal energy for P\mathcal PP if U(pfinish)−U(pstart)=−W(p)U(p_{\mathrm{finish}})-U(p_{\mathrm{start}})=-W(p)U(pfinish​)−U(pstart​)=−W(p) for every adiabatic p∈Pp\in\mathcal Pp∈P. For a given UUU, the heat supplied in a process is the residual

QU(p)=U(pfinish)−U(pstart)+W(p).Q_U(p)=U(p_{\mathrm{finish}})-U(p_{\mathrm{start}})+W(p).QU​(p)=U(pfinish​)−U(pstart​)+W(p).

Formalization targets

Goal: existence and uniqueness of internal energy

Under assumptions 1 to 4,

∃ U internal energy for P,andU,U′ internal energies  ⟹  ∃c∈R ∀A, U′(A)=U(A)+c.\exists\,U \text{ internal energy for } \mathcal P,\qquad\text{and}\qquad U,U' \text{ internal energies} \implies \exists c\in\mathbb R\ \forall A,\ U'(A)=U(A)+c.∃U internal energy for P,andU,U′ internal energies⟹∃c∈R ∀A, U′(A)=U(A)+c.

This is the article's statement: "For all adiabatic processes between two specified states of a closed system of any nature, the net work done is the same regardless the details of the process, and determines a state function called internal energy, UUU", together with its remark that the internal energy "is defined only up to an arbitrary additive constant of integration".

Milestones

  1. Formula (1) and the chain through the reference state. If quasi-static adiabatic work WA→BW_{A\to B}WA→B​ satisfies WA→O=−WO→AW_{A\to O}=-W_{O\to A}WA→O​=−WO→A​ and WA→B=WA→O+WO→BW_{A\to B}=W_{A\to O}+W_{O\to B}WA→B​=WA→O​+WO→B​, and U(A)=U(O)−WO→AU(A)=U(O)-W_{O\to A}U(A)=U(O)−WO→A​, then −WA→B=U(B)−U(A)-W_{A\to B}=U(B)-U(A)−WA→B​=U(B)−U(A).
  2. Shifting an internal energy by a constant gives an internal energy.
  3. Under adiabatic accessibility, two internal energies differ by a constant.
  4. Under assumptions 1 to 4, an internal energy exists (normalized by U(O)=0U(O)=0U(O)=0).
  5. The Clausius form ΔU=Q−W\Delta U=Q-WΔU=Q−W holds for the residual heat.
  6. Adiabatic processes involve no heat.
  7. In an adynamic process (no work), Q=ΔUQ=\Delta UQ=ΔU.
  8. Heat does not depend on the additive constant in UUU.
  9. In a cyclic process, the net work done equals the net heat taken in.
  10. No adiabatic cyclic process produces net work (no perpetual motion machine of the first kind).

Significance

The goal makes precise the step in the mechanical approach where internal energy is defined from adiabatic work instead of being postulated. It shows which properties of the set of realizable processes are needed for the definition to make sense. Once UUU exists, the familiar consequences follow at once: the Clausius equation for every process, the heat-free character of adiabatic processes, Q=ΔUQ=\Delta UQ=ΔU for adynamic processes, the equality of work and heat over a cycle, and the impossibility of perpetual motion of the first kind. Milestones 5 to 10 record these.

The mathematics is elementary and the results are classical. The value of the formalization is that it states exactly the hypotheses under which "path-independent adiabatic work defines a state function" holds. The article itself notes the gaps: experimental evidence for independence from the order of stages is thin (Bailyn), and Münster observes that one cannot always go adiabatically in both directions between two states. Assumption 4 therefore asks only for one direction.

Difficulty

The only non-routine step is existence when accessibility holds in just one direction per state. One defines U(A)=−W(O→A)U(A)=-W(O\to A)U(A)=−W(O→A) or U(A)=W(A→O)U(A)=W(A\to O)U(A)=W(A→O), depending on which link exists. Showing that this choice is consistent, and that it gives ΔU=−W\Delta U=-WΔU=−W for an arbitrary adiabatic process A→BA\to BA→B, requires splitting into four cases according to how AAA and BBB are linked to OOO. In some of these cases the composite process is an adiabatic cycle, which must be compared with a null process. Without null processes, or without closure under composition, the naive definition is not well-defined.

Formalization scope

  • States form an arbitrary type σ\sigmaσ. Work is real-valued and is work done by the system (Clausius convention), so that ΔU=−W\Delta U=-WΔU=−W for adiabatic processes and ΔU=Q−W\Delta U=Q-WΔU=Q−W in general.
  • "Adiabatic" is a primitive label on processes, as adiabatic walls are primitive in the mechanical approach. Heat is not primitive: it is defined as the residual QU(p)=ΔU+WQ_U(p)=\Delta U+WQU​(p)=ΔU+W.
  • The physically realizable processes form a set P\mathcal PP. All hypotheses are stated about P\mathcal PP, never about every conceivable process.
  • The goal is not vacuous: assumptions 1 to 4 can all hold at once (for example, states R\mathbb RR, with adiabatic work from aaa to bbb equal to a−ba-ba−b).
  • Open systems, matter transfer, the extensivity statement U0=U1+U2U_0=U_1+U_2U0​=U1​+U2​, and the differential form dU=δQ−δWdU=\delta Q-\delta WdU=δQ−δW are out of scope for this first mission.

Selected references

  • Wikipedia, First law of thermodynamics, revision oldid=1366986255. https://en.wikipedia.org/w/index.php?title=First_law_of_thermodynamics&oldid=1366986255
  • C. Carathéodory, Untersuchungen über die Grundlagen der Thermodynamik, Mathematische Annalen 67 (1909), 355–386. https://ui.adsabs.harvard.edu/abs/1909MatAn..67..355C
  • M. Born, Kritische Betrachtungen zur traditionellen Darstellung der Thermodynamik, Physikalische Zeitschrift 22 (1921), 218–224.
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Quantum Gravity·Captain: Lucas

Non-renormalizability of gravity from black-hole entropy (Shomer 2007)Research Paper

Motivation

Why is general relativity not a renormalizable quantum field theory? The textbook answer is perturbative: Newton's constant has negative mass dimension, so the gravitational coupling is irrelevant and loop divergences cannot be absorbed into finitely many counterterms. That argument can in principle be evaded (Weinberg's asymptotic safety). Shomer's note (arXiv:0709.3555), following Banks and Aharony–Banks, gives a non-perturbative, thermodynamic argument instead: the very-high-energy spectrum of any renormalizable ddd-dimensional QFT is that of a ddd-dimensional conformal field theory (CFT), whereas the high-energy spectrum of gravity is dominated by black holes, whose Bekenstein–Hawking entropy grows with energy in a way no CFT can match.

Setting

  • CFT side (Sec. IV, Eqs. 29–30). For a ddd-dimensional CFT on Rtime×Sd−1\mathbb R_{\text{time}}\times S^{d-1}Rtime​×Sd−1 (sphere radius RRR) at temperature TTT, dimensional analysis and extensivity give S=a (RT)d−1S=a\,(RT)^{d-1}S=a(RT)d−1 and E=b Rd−1TdE=b\,R^{d-1}T^{d}E=bRd−1Td with constants a,b>0a,b>0a,b>0. Eliminating TTT gives the entropy as a function of energy, SCFT(E)=a (R (E/(bRd−1))1/d)d−1∼E(d−1)/dS_{\rm CFT}(E)=a\,\bigl(R\,(E/(bR^{d-1}))^{1/d}\bigr)^{d-1}\sim E^{(d-1)/d}SCFT​(E)=a(R(E/(bRd−1))1/d)d−1∼E(d−1)/d.
  • Flat gravity (Sec. V.1, Eqs. 31–32). The ddd-dimensional Schwarzschild metric has f(r)=1−ωd−2GNM/rd−3f(r)=1-\omega_{d-2}G_N M/r^{d-3}f(r)=1−ωd−2​GN​M/rd−3 with ωn=16π/(n Vol(Sn))\omega_n=16\pi/(n\,\mathrm{Vol}(S^n))ωn​=16π/(nVol(Sn)). The horizon rHr_HrH​ is the zero of fff, and the Bekenstein–Hawking entropy is S=A/(4GN)S=A/(4G_N)S=A/(4GN​) with A=Vol(Sd−2) rHd−2A=\mathrm{Vol}(S^{d-2})\,r_H^{d-2}A=Vol(Sd−2)rHd−2​, giving S∼M(d−2)/(d−3)S\sim M^{(d-2)/(d-3)}S∼M(d−2)/(d−3).
  • AdS gravity (Sec. V.2, Eqs. 33–34). With f(r)=1−ωd−2GNM/rd−3+r2/RAdS2f(r)=1-\omega_{d-2}G_NM/r^{d-3}+r^2/R_{\rm AdS}^2f(r)=1−ωd−2​GN​M/rd−3+r2/RAdS2​ the horizon is the largest zero of fff and S∼M(d−2)/(d−1)S\sim M^{(d-2)/(d-1)}S∼M(d−2)/(d−1) — the CFT law of one dimension lower (a shadow of AdS/CFT).

Formalization targets

Goal — black-hole entropy is not CFT entropy (flat space, Sec. V.1)

For every spacetime dimension d≥4d\ge 4d≥4, every GN>0G_N>0GN​>0 and every CFT datum a,b,R>0a,b,R>0a,b,R>0,

SBH(E) is not Θ(SCFT(E))as E→∞.S_{\rm BH}(E)\ \text{is not}\ \Theta\bigl(S_{\rm CFT}(E)\bigr)\quad\text{as }E\to\infty .SBH​(E) is not Θ(SCFT​(E))as E→∞.

Here Θ\ThetaΘ means bounded above and below by positive multiples of each other for all large EEE; this is how the paper's "∼\sim∼" is read.

Milestones

Eq. (29) (the elimination of TTT), Eq. (30), Eq. (32) exactly, footnote 26 (exponent comparison), Eq. (34) asymptotically, the AdS mismatch with a ddd-dimensional CFT, and the AdS match with a (d−1)(d-1)(d−1)-dimensional CFT.

Significance

The goal is the precise mathematical content of the paper's one-line argument: once the black-hole entropy formula and the CFT scaling law are fixed, their large-energy growth exponents (d−2)/(d−3)>1>(d−1)/d(d-2)/(d-3)>1>(d-1)/d(d−2)/(d−3)>1>(d−1)/d are incompatible. The physics inputs (that a renormalizable QFT flows to a CFT in the UV, that black holes dominate the gravitational density of states, the Bekenstein–Hawking formula) are modelling assumptions, encoded as definitions; the mission formalizes the asymptotic analysis that turns them into a contradiction, not the physics itself.

Difficulty

Mathematically elementary but fiddly: the horizon radius is defined implicitly as the largest positive zero of fff, so one must solve f(rH)=0f(r_H)=0f(rH​)=0 (exactly in flat space, asymptotically in AdS, where rHd−3(1+rH2/RAdS2)=ωd−2GNMr_H^{d-3}(1+r_H^2/R_{\rm AdS}^2)=\omega_{d-2}G_NMrHd−3​(1+rH2​/RAdS2​)=ωd−2​GN​M), handle real powers, and compare asymptotic classes with distinct exponents.

Formalization scope

All statements live in namespace GravityNonRenorm and import one definition file. The unit-sphere volume is the closed form Vol(Sn)=2π(n+1)/2/Γ((n+1)/2)\mathrm{Vol}(S^n)=2\pi^{(n+1)/2}/\Gamma((n+1)/2)Vol(Sn)=2π(n+1)/2/Γ((n+1)/2). Horizon radii are sSup of the set of positive zeros of fff (junk value 000 when that set is empty, e.g. for M≤0M\le 0M≤0); all claims are asymptotic as E→∞E\to\inftyE→∞ or assume M>0M>0M>0, so the junk value is never used. Dimensions are natural numbers; d≥4d\ge 4d≥4 for flat-space statements, d≥3d\ge3d≥3 for AdS, d≥2d\ge2d≥2 for CFT statements.

Selected references

  • A. Shomer, A pedagogical explanation for the non-renormalizability of gravity, arXiv:0709.3555 (2007). https://arxiv.org/abs/0709.3555
  • O. Aharony and T. Banks, Note on the quantum mechanics of M theory, JHEP 9903:016 (1999), arXiv:hep-th/9812237.
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Partial Differential Equations·Captain: Lucas

Fick's Laws of Diffusion: Fundamental Solution and Classical SolutionsTextbook

Motivation

Fick's laws of diffusion, posited by Adolf Fick in 1855, are the basic constitutive and evolution laws for the transport of mass by diffusion. The first law states that the diffusive flux is proportional to minus the concentration gradient, J=−D ∂xφJ=-D\,\partial_x\varphiJ=−D∂x​φ; the second law is the resulting evolution equation for the concentration,

∂φ∂t=D ∂2φ∂x2.\frac{\partial\varphi}{\partial t}=D\,\frac{\partial^2\varphi}{\partial x^2}.∂t∂φ​=D∂x2∂2φ​.

They are the standard model for diffusion in solids, liquids and gases (in the absence of bulk flow), and are used to model transport in foods, neurons, biopolymers, pharmaceuticals, porous soils, nuclear materials and semiconductor doping. Mathematically, the second law is the heat equation with the thermal diffusivity replaced by the diffusion coefficient D>0D>0D>0.

This mission formalizes the mathematical content of the Wikipedia article Fick's laws of diffusion: the derivation of the second law from the first, the steady state, the fundamental solution, the error-function solutions for a constant source, and the mean-squared-displacement law.

Setting

A concentration is a real function φ(x,t)\varphi(x,t)φ(x,t) of position xxx and time ttt; a flux is a real function J(x,t)J(x,t)J(x,t). The diffusion coefficient is a constant D>0D>0D>0. For t>0t>0t>0 the diffusion kernel is

φD(x,t)=14πDtexp⁡(−x24Dt),\varphi_D(x,t)=\frac{1}{\sqrt{4\pi Dt}}\exp\Big(-\frac{x^2}{4Dt}\Big),φD​(x,t)=4πDt​1​exp(−4Dtx2​),

and in nnn space dimensions

φD(n)(x,t)=(4πDt)−n/2exp⁡(−∥x∥24Dt),x∈Rn.\varphi^{(n)}_D(x,t)=(4\pi Dt)^{-n/2}\exp\Big(-\frac{\|x\|^2}{4Dt}\Big),\qquad x\in\mathbb R^n.φD(n)​(x,t)=(4πDt)−n/2exp(−4Dt∥x∥2​),x∈Rn.

The complementary error function is erfc⁡(u)=2π∫u∞e−s2 ds\operatorname{erfc}(u)=\frac{2}{\sqrt\pi}\int_u^\infty e^{-s^2}\,dserfc(u)=π​2​∫u∞​e−s2ds.

Formalization targets

Goal: the fundamental solution

For D>0D>0D>0, φD\varphi_DφD​ solves ∂tφ=D∂x2φ\partial_t\varphi=D\partial_x^2\varphi∂t​φ=D∂x2​φ for t>0t>0t>0, has ∫RφD(x,t) dx=1\int_{\mathbb R}\varphi_D(x,t)\,dx=1∫R​φD​(x,t)dx=1 for every t>0t>0t>0, and satisfies

lim⁡t→0+∫RφD(x−y,t)f(y) dy=f(x)\lim_{t\to0^+}\int_{\mathbb R}\varphi_D(x-y,t)f(y)\,dy=f(x)t→0+lim​∫R​φD​(x−y,t)f(y)dy=f(x)

for every bounded continuous fff and every xxx.

Milestones

  1. Fick's second law follows from Fick's first law and mass conservation ∂tφ+∂xJ=0\partial_t\varphi+\partial_xJ=0∂t​φ+∂x​J=0 (constant DDD).
  2. A C2C^2C2 steady state in one dimension is linear: c(x)=ax+bc(x)=ax+bc(x)=ax+b.
  3. The three components of the goal, separately (PDE, unit mass, initial point source).
  4. n(x,t)=n0erfc⁡(x/(2Dt))n(x,t)=n_0\operatorname{erfc}\big(x/(2\sqrt{Dt})\big)n(x,t)=n0​erfc(x/(2Dt​)) solves the second law with n(0,t)=n0n(0,t)=n_0n(0,t)=n0​ and n(x,0+)=0n(x,0^+)=0n(x,0+)=0 for x>0x>0x>0.
  5. n(x,t)=n02erfc⁡(x/(2Dt))n(x,t)=\frac{n_0}{2}\operatorname{erfc}\big(x/(2\sqrt{Dt})\big)n(x,t)=2n0​​erfc(x/(2Dt​)) solves the second law with initial profile n0n_0n0​ on x<0x<0x<0 and 000 on x>0x>0x>0.
  6. Mean squared displacement in Rn\mathbb R^nRn: ∫∥x∥2φD(n)(x,t) dx=2nDt\int\|x\|^2\varphi^{(n)}_D(x,t)\,dx=2nDt∫∥x∥2φD(n)​(x,t)dx=2nDt.

Significance

The fundamental solution is what makes the second law usable: the solution of the one-dimensional diffusion problem with bounded continuous initial data is the convolution of the data with φD\varphi_DφD​, and the erfc profiles and diffusion length 2Dt2\sqrt{Dt}2Dt​ quoted throughout applications are derived from it. The mean-squared-displacement law 2nDt2nDt2nDt connects the macroscopic diffusion coefficient to the microscopic Brownian motion of particles.

All statements are classical and proved in the literature; the task here is to formalize them. Mathlib provides the Gaussian integral but has no error function and no development of the one-dimensional diffusion equation, so the mission also produces reusable infrastructure (erfc and its derivative and limits, Gaussian moments in Rn\mathbb R^nRn, the approximate-identity property).

Difficulty

The individual computations are routine on paper; the formal difficulty lies in rigor that the article leaves implicit: differentiating the kernel in both variables only on t>0t>0t>0, justifying limits of parameter-dependent integrals as t→0+t\to0^+t→0+ (dominated convergence for the point-source property), computing the second moment of an nnn-dimensional Gaussian on Euclidean space, and building erfc from scratch, including its derivative −2πe−u2-\frac{2}{\sqrt\pi}e^{-u^2}−π​2​e−u2 and its limits at ±∞\pm\infty±∞.

Formalization scope

All objects are real-valued; derivatives are Mathlib's deriv (which is 000 at non-differentiable points), integrals are Lebesgue integrals, and limits as t→0+t\to0^+t→0+ use the right-neighbourhood filter. Every statement about the kernel or erfc profiles assumes D>0D>0D>0 and evaluates the PDE only at t>0t>0t>0, so junk values of square root and division never matter. The steady-state milestone assumes C2C^2C2 regularity, without which deriv would admit non-smooth "solutions" such as ∣x∣|x|∣x∣. Rn\mathbb R^nRn is EuclideanSpace ℝ (Fin n). Physical parts of the article (Stokes–Einstein relation, Maxwell–Stefan, sorption kinetics, approximations) are out of scope.

Selected references

  • Wikipedia contributors, Fick's laws of diffusion. https://en.wikipedia.org/wiki/Fick%27s_laws_of_diffusion
  • A. Fick, Ueber Diffusion, Annalen der Physik 170 (1855) 59–86. https://doi.org/10.1002/andp.18551700105
  • J. Crank, The Mathematics of Diffusion, 2nd ed., Oxford University Press, 1975.
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Analysis·Captain: Lucas

BCS Theory: the universal gap ratio Δ(0) = (π/e^γ) k_B T_cTextbook

Motivation

The BCS theory of Bardeen, Cooper and Schrieffer (1957) is the microscopic theory of conventional superconductivity in metals; its authors received the 1972 Nobel Prize in Physics. Its most quoted quantitative predictions are universal numbers: in the weak-coupling limit the zero-temperature energy gap and the transition temperature are related by Δ(0)=(π/eγ) kBTc≈1.764 kBTc\Delta(0) = (\pi/e^{\gamma})\,k_BT_c \approx 1.764\,k_BT_cΔ(0)=(π/eγ)kB​Tc​≈1.764kB​Tc​, the gap closes as Δ(T)/Δ(0)≈1.741−T/Tc\Delta(T)/\Delta(0)\approx 1.74\sqrt{1-T/T_c}Δ(T)/Δ(0)≈1.741−T/Tc​​, and the specific heat jumps by (Ces−Cen)/Cen≈1.43(C_{es}-C_{en})/C_{en}\approx 1.43(Ces​−Cen​)/Cen​≈1.43 at TcT_cTc​. These numbers are what experiments compare against, and they follow from a single scalar integral equation, the BCS gap equation. This mission formalizes that mathematical core, following the section Erfolge der BCS-Theorie of the German Wikipedia article BCS-Theorie.

Timeline (as summarized in the source):

  • 1950 — isotope effect observed (Lock et al.; Maxwell; Serin et al.): TcT_cTc​ depends on the ionic mass MMM.
  • 1956 — Cooper shows that an arbitrarily weak attraction binds two electrons above a filled Fermi sea.
  • 1957 — Bardeen, Cooper and Schrieffer publish Theory of Superconductivity, including the gap equation and its consequences.

Setting

Fix the Boltzmann constant kB>0k_B>0kB​>0, the Debye energy ℏωD>0\hbar\omega_D>0ℏωD​>0 (called hbarOmegaD in Lean) and the dimensionless coupling λ=V0 Z(EF)>0\lambda = V_0\,Z(E_F)>0λ=V0​Z(EF​)>0 (called coupling), where V0V_0V0​ is the attractive pairing potential and Z(EF)Z(E_F)Z(EF​) is half the electronic density of states at the Fermi energy. With the quasiparticle energy E(η,Δ)=η2+Δ2E(\eta,\Delta)=\sqrt{\eta^2+\Delta^2}E(η,Δ)=η2+Δ2​ define

I0(ℏωD,Δ)=∫0ℏωDdηη2+Δ2,I(kB,ℏωD,Δ,T)=∫0ℏωDdηη2+Δ2tanh⁡η2+Δ22kBT.I_0(\hbar\omega_D,\Delta)=\int_0^{\hbar\omega_D}\frac{d\eta}{\sqrt{\eta^2+\Delta^2}},\qquad I(k_B,\hbar\omega_D,\Delta,T)=\int_0^{\hbar\omega_D}\frac{d\eta}{\sqrt{\eta^2+\Delta^2}}\tanh\frac{\sqrt{\eta^2+\Delta^2}}{2k_BT}.I0​(ℏωD​,Δ)=∫0ℏωD​​η2+Δ2​dη​,I(kB​,ℏωD​,Δ,T)=∫0ℏωD​​η2+Δ2​dη​tanh2kB​Tη2+Δ2​​.

The zero-temperature gap Δ(0)\Delta(0)Δ(0) is the positive solution of 1/λ=I0(ℏωD,Δ)1/\lambda = I_0(\hbar\omega_D,\Delta)1/λ=I0​(ℏωD​,Δ); the critical temperature TcT_cTc​ is the positive solution of 1/λ=I(kB,ℏωD,0,T)1/\lambda = I(k_B,\hbar\omega_D,0,T)1/λ=I(kB​,ℏωD​,0,T); and for 0<T<Tc0<T<T_c0<T<Tc​ the gap Δ(T)\Delta(T)Δ(T) is the positive solution of 1/λ=I(kB,ℏωD,Δ,T)1/\lambda = I(k_B,\hbar\omega_D,\Delta,T)1/λ=I(kB​,ℏωD​,Δ,T). The Fermi–Dirac function is f(E,T)=1/(eE/kBT+1)f(E,T) = 1/(e^{E/k_BT}+1)f(E,T)=1/(eE/kB​T+1), and 1−2f(E,T)=tanh⁡(E/2kBT)1-2f(E,T) = \tanh(E/2k_BT)1−2f(E,T)=tanh(E/2kB​T).

Formalization targets

Goal: the universal gap ratio

lim⁡λ→0+Δ(0)kBTc=πeγ=1.764…\lim_{\lambda\to0^+}\frac{\Delta(0)}{k_BT_c}=\frac{\pi}{e^{\gamma}}=1.764\ldotsλ→0+lim​kB​Tc​Δ(0)​=eγπ​=1.764…

with γ\gammaγ the Euler–Mascheroni constant. The source writes Δ(T=0)=2ℏωDe−1/V0Z(EF)=πeγkBTc\Delta(T=0)=2\hbar\omega_D e^{-1/V_0Z(E_F)}=\frac{\pi}{e^\gamma}k_BT_cΔ(T=0)=2ℏωD​e−1/V0​Z(EF​)=eγπ​kB​Tc​; both equalities are weak-coupling asymptotics, so the goal is stated as a limit λ→0+\lambda\to0^+λ→0+ at fixed kBk_BkB​, ℏωD\hbar\omega_DℏωD​.

Milestones

  1. I0(ℏωD,Δ)=arsinh⁡(ℏωD/Δ)I_0(\hbar\omega_D,\Delta) = \operatorname{arsinh}(\hbar\omega_D/\Delta)I0​(ℏωD​,Δ)=arsinh(ℏωD​/Δ).
  2. Δ(0)=ℏωD/sinh⁡(1/λ)\Delta(0)=\hbar\omega_D/\sinh(1/\lambda)Δ(0)=ℏωD​/sinh(1/λ), the unique positive solution of the T=0T=0T=0 gap equation.
  3. Δ(0)∼2ℏωDe−1/λ\Delta(0)\sim 2\hbar\omega_D e^{-1/\lambda}Δ(0)∼2ℏωD​e−1/λ as λ→0+\lambda\to0^+λ→0+.
  4. The Fermi–Dirac and tanh⁡\tanhtanh forms of the finite-temperature gap equation agree.
  5. The TcT_cTc​ equation has exactly one positive solution.
  6. kBTc∼2eγπℏωDe−1/λk_BT_c\sim\frac{2e^\gamma}{\pi}\hbar\omega_D e^{-1/\lambda}kB​Tc​∼π2eγ​ℏωD​e−1/λ (the source's 1,141{,}141,14).
  7. Isotope effect: with ℏωD=C/M\hbar\omega_D = C/\sqrt MℏωD​=C/M​, Tc∝M−1/2T_c\propto M^{-1/2}Tc​∝M−1/2.
  8. Δ(T)\Delta(T)Δ(T) exists uniquely for 0<T<Tc0<T<T_c0<T<Tc​, and the gap equation has no positive solution for T≥TcT\ge T_cT≥Tc​.
  9. Near TcT_cTc​: Δ(T)2/(1−T/Tc)\Delta(T)^2/(1-T/T_c)Δ(T)2/(1−T/Tc​) has a limit L(λ)L(\lambda)L(λ) as T→Tc−T\to T_c^-T→Tc−​, and L(λ)/Δ(0)2→8e2γ/(7ζ(3))=1.73672L(\lambda)/\Delta(0)^2\to 8e^{2\gamma}/(7\zeta(3)) = 1.7367^2L(λ)/Δ(0)2→8e2γ/(7ζ(3))=1.73672 as λ→0+\lambda\to0^+λ→0+.
  10. Specific-heat jump: the left derivative D(λ)D(\lambda)D(λ) of Δ(T)2\Delta(T)^2Δ(T)2 at TcT_cTc​ exists, and −D(λ)/(2π23kB2Tc)→12/(7ζ(3))=1.426…-D(\lambda)/(\tfrac{2\pi^2}{3}k_B^2T_c)\to 12/(7\zeta(3)) = 1.426\ldots−D(λ)/(32π2​kB2​Tc​)→12/(7ζ(3))=1.426….

Significance

The universal ratios are the standard quantitative test that separates weak-coupling (BCS-like) superconductors from strong-coupling ones; deviations from 1.7641.7641.764 and 1.431.431.43 are used to diagnose strong electron–phonon coupling. Mathematically, each statement is an assertion about a parameter-dependent integral equation and its asymptotics as λ→0+\lambda\to0^+λ→0+, with the Euler–Mascheroni constant and ζ(3)\zeta(3)ζ(3) arising from the asymptotics of ∫0Xtanh⁡(x)/x dx\int_0^X\tanh(x)/x\,dx∫0X​tanh(x)/xdx and from a Sommerfeld-type expansion near TcT_cTc​. These results are classical in the physics literature; the mission aims at a machine-checked derivation of the textbook constants from the gap equation, together with reusable lemmas on monotone parameter-dependent integrals.

Difficulty

The T=0T=0T=0 statements reduce to an explicit antiderivative. The finite-temperature statements do not: TcT_cTc​ and Δ(T)\Delta(T)Δ(T) are defined only implicitly, so the asymptotics require a uniform expansion ∫0Xtanh⁡(x)/x dx=log⁡X+log⁡(4eγ/π)+o(1)\int_0^X\tanh(x)/x\,dx=\log X+\log(4e^\gamma/\pi)+o(1)∫0X​tanh(x)/xdx=logX+log(4eγ/π)+o(1). The near-TcT_cTc​ and specific-heat statements additionally concern the behaviour of Δ(T)2\Delta(T)^2Δ(T)2 at the boundary point TcT_cTc​, where Δ\DeltaΔ itself is not differentiable, and the evaluation of the resulting coefficient in the limit ℏωD/kBTc→∞\hbar\omega_D/k_BT_c\to\inftyℏωD​/kB​Tc​→∞.

Formalization scope

  • All quantities are real numbers. Δ(0)\Delta(0)Δ(0), TcT_cTc​ and Δ(T)\Delta(T)Δ(T) are defined as real suprema (sSup) of the corresponding positive solution sets, so they equal 000 when no positive solution exists; existence and uniqueness are separate milestones. In particular Δ(T)=0\Delta(T)=0Δ(T)=0 for T≥TcT\ge T_cT≥Tc​.
  • The zero-temperature gap is a separate definition: at T=0T=0T=0 the finite-temperature integrand is not used.
  • The coupling enters only through λ=V0Z(EF)\lambda = V_0Z(E_F)λ=V0​Z(EF​); asymptotic claims are limits λ→0+\lambda\to0^+λ→0+ at fixed kB,ℏωD>0k_B,\hbar\omega_D>0kB​,ℏωD​>0, with the exact constants 2eγ/π2e^\gamma/\pi2eγ/π, 8e2γ/(7ζ(3))8e^{2\gamma}/(7\zeta(3))8e2γ/(7ζ(3)) and 12/(7ζ(3))12/(7\zeta(3))12/(7ζ(3)) in place of the rounded 1,141{,}141,14, 1,7421{,}74^21,742 and 1,431{,}431,43. ζ(3)\zeta(3)ζ(3) is written as the real part of riemannZeta 3.
  • The specific heat is not modeled thermodynamically; the jump milestone formalizes the source's closed-form expression in terms of −dΔ2/dT-d\Delta^2/dT−dΔ2/dT at TcT_cTc​.
  • Needed infrastructure: monotonicity and continuity of parameter-dependent interval integrals, the integral identity for arsinh⁡\operatorname{arsinh}arsinh, asymptotics of ∫0Xtanh⁡x/x dx\int_0^X\tanh x/x\,dx∫0X​tanhx/xdx, and Mathlib's Euler–Mascheroni constant and ζ(3)\zeta(3)ζ(3).

Selected references

  • J. Bardeen, L. N. Cooper, J. R. Schrieffer, Theory of Superconductivity, Phys. Rev. 108, 1175 (1957). https://doi.org/10.1103/PhysRev.108.1175
  • L. N. Cooper, Bound Electron Pairs in a Degenerate Fermi Gas, Phys. Rev. 104, 1189 (1956). https://doi.org/10.1103/PhysRev.104.1189
  • Wikipedia (de), BCS-Theorie, section Erfolge der BCS-Theorie (source used for all statements). https://de.wikipedia.org/wiki/BCS-Theorie
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Analysis·Captain: Lucas

Titius–Bode Law I: The −25%/+50% Coverage Band of Doubling Distance RulesTextbook

Motivation

The Titius–Bode law is an empirical rule, published in the eighteenth century by J. D. Titius and J. E. Bode, for the semi-major axes of the planets: in units in which the Earth's semi-major axis is 101010, the planets lie near 4+x4+x4+x with x=0,3,6,12,24,48,96,…x = 0, 3, 6, 12, 24, 48, 96, \dotsx=0,3,6,12,24,48,96,…. It anticipated the positions of Uranus (1781) and Ceres (1801), failed for Neptune (1846), and has since become a standard example of how a numerical pattern can fit data without a physical mechanism. Dermott's law (S. F. Dermott, 1968) is the analogous power law T(n)=T(0) CnT(n) = T(0)\,C^nT(n)=T(0)Cn for the orbital periods of the major satellites of Jupiter, Saturn and Uranus.

Much of the debate about such rules is quantitative rather than physical. The Wikipedia article on the law records, in a footnote to its data table, the observation that because consecutive predicted distances roughly double, an arbitrary planet may be found within −25%-25\%−25% to +50%+50\%+50% of one of the predicted positions. In other words, the agreement of any single body with the rule at that level carries no information. This mission formalizes that observation and the elementary arithmetic of the law as stated in the source.

Timeline (as recorded in the source). Gregory (1702, 1715) and Wolff (1723–24) give the sequence 4,7,10,16,52,1004, 7, 10, 16, 52, 1004,7,10,16,52,100; Titius (1766) and Bode (1772) publish the rule; Uranus (1781) and Ceres (1801) fit it; Neptune (1846) does not; Blagg (1913) and Richardson (1945) replace the ratio 222 by about 1.731.731.73; Dermott (1968) proposes the period law for satellite systems; Nieto (1970, 1972) reviews the subject.

Setting

For a formal exponent n∈{−∞,0,1,2,… }n \in \{-\infty, 0, 1, 2, \dots\}n∈{−∞,0,1,2,…} put 2−∞=02^{-\infty} = 02−∞=0. The Titius–Bode distance in astronomical units is

a(n)=0.4+0.3⋅2n,n=−∞,0,1,2,…,a(n) = 0.4 + 0.3 \cdot 2^{n}, \qquad n = -\infty, 0, 1, 2, \dots,a(n)=0.4+0.3⋅2n,n=−∞,0,1,2,…,

so a(−∞)=0.4a(-\infty) = 0.4a(−∞)=0.4, a(0)=0.7a(0) = 0.7a(0)=0.7, a(1)=1.0a(1) = 1.0a(1)=1.0, a(2)=1.6,…a(2) = 1.6, \dotsa(2)=1.6,…. The same numbers appear in three other guises in the source: the original form 4+x4 + x4+x (Earth =10=10=10), the form 4+3⋅2n4 + 3 \cdot 2^n4+3⋅2n (Earth =10=10=10), and the canonical form an=0.4+0.3⋅2na_n = 0.4 + 0.3 \cdot 2^nan​=0.4+0.3⋅2n for n=0,1,2,…n = 0, 1, 2, \dotsn=0,1,2,…. The relative deviation of an observed value ddd from a predicted value ppp is (d−p)/p(d - p)/p(d−p)/p, which the source reports as a percentage.

Dermott's law models the period of the nnn-th satellite as T(n)=T(0) CnT(n) = T(0)\,C^nT(n)=T(0)Cn. Kepler's third law makes the semi-major axis proportional to the 2/32/32/3 power of the period, a=K T2/3a = K\,T^{2/3}a=KT2/3.

Formalization targets

Goal: the coverage band

∀d≥0.3:∃ n∈{−∞,0,1,2,… },−14  ≤  d−a(n)a(n)  ≤  12.\forall d \ge 0.3:\quad \exists\, n \in \{-\infty,0,1,2,\dots\},\qquad -\tfrac14 \;\le\; \frac{d - a(n)}{a(n)} \;\le\; \tfrac12 .∀d≥0.3:∃n∈{−∞,0,1,2,…},−41​≤a(n)d−a(n)​≤21​.

Every distance of at least 0.30.30.3 au lies within −25%-25\%−25% to +50%+50\%+50% of some Titius–Bode position. The lower limit 0.3=34⋅0.40.3 = \tfrac34 \cdot 0.40.3=43​⋅0.4 is exactly where the statement begins to hold: below it no predicted position is close enough. The source says "an arbitrary planet"; the formal statement makes the range explicit.

Supporting milestones

  1. The four representations of the rule (original, Earth =10=10=10, au, canonical) agree.
  2. The recursion an+1=2an−0.4a_{n+1} = 2a_n - 0.4an+1​=2an​−0.4 holds for the canonical form; started from a0=0.55a_0 = 0.55a0​=0.55, as printed in the source, it produces the canonical sequence shifted by one index.
  3. The predicted distances in the data table: 0.4,0.7,1.0,1.6,2.8,5.2,10.0,19.6,38.80.4, 0.7, 1.0, 1.6, 2.8, 5.2, 10.0, 19.6, 38.80.4,0.7,1.0,1.6,2.8,5.2,10.0,19.6,38.8 au, and 77.277.277.2 au for the next term.
  4. Consecutive predicted distances less than double, with ratio tending to 222.
  5. The abstract principle behind the goal: for any unbounded sequence with pk+1≤2pkp_{k+1} \le 2p_kpk+1​≤2pk​, every d≥34p0d \ge \tfrac34 p_0d≥43​p0​ lies within −25%-25\%−25% to +50%+50\%+50% of some pkp_kpk​.
  6. The 2:32{:}32:3 resonance figures: semi-major axes of bodies with periods in ratio 2:32{:}32:3 differ by −23.69%-23.69\%−23.69% and +31.04%+31.04\%+31.04% relative to one another.
  7. Dermott's law gives geometric spacing of periods (ratio CCC) and, through Kepler's third law, of semi-major axes (ratio C2/3C^{2/3}C2/3).

Significance

The goal makes precise why a fit of a single body to the Titius–Bode rule within tens of percent is weak evidence: the predicted positions are spaced so that the whole half-line [0.3,∞)[0.3, \infty)[0.3,∞) is covered by such bands. The resonance milestone gives the corresponding figures for a 2:32{:}32:3 period commensurability, and the Dermott milestone connects period power laws to Titius–Bode-type distance laws, as the source asserts.

All results are elementary and none is open. The value of the mission is a checked, unambiguous record of the arithmetic claims in the source, including one place where the source's formulas disagree: the "recursive form" with a0=0.55a_0 = 0.55a0​=0.55 does not reproduce the canonical form index-for-index but is shifted by one (milestone 2). No machine-checked version of these statements is known to exist on the platform.

Difficulty

There is no deep obstacle. The covering argument needs care in two places: the first step of the rule (0.4→0.70.4 \to 0.70.4→0.7) is not a doubling, and the generic doubling lemma must locate the first term that exceeds ddd without assuming monotonicity. The resonance milestone requires certified numerical bounds on the irrational numbers (2/3)2/3(2/3)^{2/3}(2/3)2/3 and (3/2)2/3(3/2)^{2/3}(3/2)2/3 that are tight enough to fix the second decimal place of a percentage.

Formalization scope

Distances, periods and deviations are real numbers. The exponent set {−∞,0,1,2,… }\{-\infty, 0, 1, 2, \dots\}{−∞,0,1,2,…} is encoded as the natural numbers with a bottom element adjoined, and 2−∞2^{-\infty}2−∞ is defined to be 000. The relative deviation is the plain quotient (d−p)/p(d-p)/p(d−p)/p; every statement only evaluates it at positive ppp. Percent figures from the source (−23.69%-23.69\%−23.69%, +31.04%+31.04\%+31.04%) are stated as "within 0.0050.0050.005 percentage points", i.e. correct to the two decimals printed. Kepler's law enters only as the hypothesis a=K T2/3a = K\,T^{2/3}a=KT2/3 with K>0K > 0K>0; no orbital mechanics is formalized. The doubling lemma is stated for an arbitrary real sequence and is reusable for any Titius–Bode-type rule.

Trivializing encodings are ruled out: the goal is not stated for an empty or bounded range of ddd, the predicted set is the full image of the rule, and the deviation band is the one printed in the source.

Selected references

  • Wikipedia, Titius–Bode law, revision 1372822920. https://en.wikipedia.org/w/index.php?title=Titius%E2%80%93Bode_law&oldid=1372822920
  • Wikipedia, Dermott's law, revision 1315813288. https://en.wikipedia.org/w/index.php?title=Dermott%27s_law&oldid=1315813288
  • M. M. Nieto, Conclusions about the Titius–Bode Law of Planetary Distances, Astronomy and Astrophysics 8 (1970), 105–111.
  • S. F. Dermott, On the origin of commensurabilities in the solar system – II: The orbital period relation, MNRAS 141 (1968), 363–376. https://doi.org/10.1093/mnras/141.3.363
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Quantum Mechanics·Captain: Lucas

Koch, Mean-Field Theory: Hartree-Fock and BCS I: The Brillouin TheoremTextbook

Motivation

The Hartree-Fock method approximates the ground state of an interacting many-electron system by the best single Slater determinant. It is the starting point of essentially all of quantum chemistry and of mean-field theories in condensed-matter physics: post-Hartree-Fock methods (configuration interaction, coupled cluster, perturbation theory) expand around it, and its orbital energies are the standard first estimate of ionization and excitation energies. E. Koch's lecture notes Mean-Field Theory: Hartree-Fock and BCS (Jülich Autumn School on Correlated Electrons, 2016) derive the method entirely within second quantization: Slater determinants are products of creation operators acting on a vacuum, variations are generated by one-body unitaries eiλM^e^{i\lambda\hat M}eiλM^, and the stationarity condition becomes an algebraic statement about matrix elements. The central result of the Hartree-Fock section is the Brillouin theorem: a Slater determinant is stationary exactly when the Hamiltonian does not couple it to its single excitations.

Timeline of the ideas involved: Hartree introduces the self-consistent field (1928); Fock and Slater add exchange through antisymmetrized wave functions (1930); Koopmans relates orbital energies to ionization energies (1934); Brillouin formulates the single-excitation condition (1934); Thouless gives the representation of Slater determinants by exponentials of one-body operators (1960).

Setting

Fix KKK orthonormal reference orbitals ϕ0,…,ϕK−1\phi_0,\dots,\phi_{K-1}ϕ0​,…,ϕK−1​; an orbital is a coefficient vector φ∈CK\varphi\in\mathbb C^Kφ∈CK with ⟨φ∣χ⟩=∑μφμ‾χμ\langle\varphi|\chi\rangle=\sum_\mu\overline{\varphi_\mu}\chi_\mu⟨φ∣χ⟩=∑μ​φμ​​χμ​. The Fock space has orthonormal basis ∣S⟩|S\rangle∣S⟩, S⊆{0,…,K−1}S\subseteq\{0,\dots,K-1\}S⊆{0,…,K−1} (the set of occupied orbitals). The creation operator ci†c^\dagger_ici†​ maps ∣S⟩|S\rangle∣S⟩ to (−1)#{j∈S: j>i}∣S∪{i}⟩(-1)^{\#\{j\in S:\,j>i\}}|S\cup\{i\}\rangle(−1)#{j∈S:j>i}∣S∪{i}⟩ if i∉Si\notin Si∈/S and to 000 otherwise; the annihilation operator cic_ici​ is its adjoint, and for a general orbital cφ†=∑μφμcμ†c^\dagger_\varphi=\sum_\mu\varphi_\mu c^\dagger_\mucφ†​=∑μ​φμ​cμ†​. The vacuum is ∣0⟩=∣∅⟩|0\rangle=|\emptyset\rangle∣0⟩=∣∅⟩.

The Slater determinant of orbitals α1,…,αN\alpha_1,\dots,\alpha_Nα1​,…,αN​ is ∣Φ⟩=cαN†⋯cα1†∣0⟩|\Phi\rangle=c^\dagger_{\alpha_N}\cdots c^\dagger_{\alpha_1}|0\rangle∣Φ⟩=cαN​†​⋯cα1​†​∣0⟩. A one-body operator with matrix MMM is M^=∑αβMαβcα†cβ\hat M=\sum_{\alpha\beta}M_{\alpha\beta}c^\dagger_\alpha c_\betaM^=∑αβ​Mαβ​cα†​cβ​. For a hermitian MMM the operators eiλM^e^{i\lambda\hat M}eiλM^ map Slater determinants to Slater determinants, and the energy functional along such a variation is

EM(λ)=⟨Φ∣eiλM^ H^ e−iλM^∣Φ⟩.E_M(\lambda)=\langle\Phi|e^{i\lambda\hat M}\,\hat H\,e^{-i\lambda\hat M}|\Phi\rangle .EM​(λ)=⟨Φ∣eiλM^H^e−iλM^∣Φ⟩.

For the concrete Hamiltonian of Sec. 3.2,

H^=∑n,mcn†Tnmcm+∑n>n′, m>m′cn†cn′†(Unn′,mm′−Unn′,m′m)cm′cm,\hat H=\sum_{n,m}c^\dagger_nT_{nm}c_m+\sum_{n>n',\,m>m'}c^\dagger_nc^\dagger_{n'}\bigl(U_{nn',mm'}-U_{nn',m'm}\bigr)c_{m'}c_m,H^=n,m∑​cn†​Tnm​cm​+n>n′,m>m′∑​cn†​cn′†​(Unn′,mm′​−Unn′,m′m​)cm′​cm​,

the Fock matrix of the determinant with occupied reference orbitals SSS is Fnm=Tnm+∑m′∈S(Unm′,mm′−Unm′,m′m)F_{nm}=T_{nm}+\sum_{m'\in S}(U_{nm',mm'}-U_{nm',m'm})Fnm​=Tnm​+∑m′∈S​(Unm′,mm′​−Unm′,m′m​), with diagonal entries the orbital energies εm\varepsilon_mεm​.

Formalization targets

Goal: the Brillouin theorem (Eqs. (62)–(63))

For a hermitian H^\hat HH^ and orthonormal α1,…,αN\alpha_1,\dots,\alpha_Nα1​,…,αN​,

(∀M=M†: EM′(0)=0)  ⟺  (∀ φo∈span⁡{αn}, φv⊥{αn}: ⟨Φ∣cφo†cφvH^∣Φ⟩=0).\Bigl(\forall M=M^\dagger:\ E_M'(0)=0\Bigr)\iff\Bigl(\forall\,\varphi_o\in\operatorname{span}\{\alpha_n\},\ \varphi_v\perp\{\alpha_n\}:\ \langle\Phi|c^\dagger_{\varphi_o}c_{\varphi_v}\hat H|\Phi\rangle=0\Bigr).(∀M=M†: EM′​(0)=0)⟺(∀φo​∈span{αn​}, φv​⊥{αn​}: ⟨Φ∣cφo​†​cφv​​H^∣Φ⟩=0).

It asserts no specific Hamiltonian, no particle number and no basis choice; it is the basis-independent form of the source's condition (63).

Milestones

The milestone list follows the source's own steps: the anticommutation relations (15); the overlap formula (7)/(46); the action of cφc_\varphicφ​, cφ†c^\dagger_\varphicφ†​ on a determinant (42); the one-body density matrix (43) and Wick's theorem (45); the transformation of vacuum and creators under eiλM^e^{i\lambda\hat M}eiλM^ (57), (59); the first-order variation (61)–(62). For the two-body Hamiltonian it adds the Fock-matrix form of the Brillouin condition (64), the Hartree-Fock energy, Koopmans' theorem (66) and the electron-hole excitation energy (67).

Significance

The Brillouin theorem turns the nonlinear variational problem over all Slater determinants into a condition on finitely many matrix elements; for a two-body Hamiltonian it says that the occupied–virtual block of the Fock matrix vanishes, which is the self-consistency condition solved by every Hartree-Fock code. Koopmans' theorem and the particle-hole formula give the physical interpretation of the orbital energies.

All results are classical and proved in the source and in standard textbooks. What this mission adds is a machine-checked account of second quantization on a finite orbital basis: the anticommutation relations, determinant overlaps and Wick's theorem for Slater determinants are reusable for any later formalization of configuration interaction, coupled cluster or BCS theory.

Difficulty

The source's arguments are short manipulations of operator identities, but each hides bookkeeping that is easy to get wrong: fermionic signs when operators are reordered, the identification of Slater determinants with ordered products of creators, and the Laplace expansion behind Wick's theorem. The variational step requires differentiating a matrix exponential on Fock space and identifying the derivative with a commutator. The direction from the Brillouin condition back to stationarity needs the hermiticity of H^\hat HH^ and a decomposition of an arbitrary hermitian MMM into occupied–occupied, virtual–virtual and occupied–virtual blocks; the first two blocks act on ∣Φ⟩|\Phi\rangle∣Φ⟩ only by a scalar. The Fock-matrix milestones additionally need the exchange symmetry Unn′,mm′=Un′n,m′mU_{nn',mm'}=U_{n'n,m'm}Unn′,mm′​=Un′n,m′m​ of two-body matrix elements stated in Sec. 2.3.2; without it the stated formulas fail.

Formalization scope

Fock space over KKK orbitals is represented concretely: vectors are functions on Finset (Fin K) and operators are complex matrices indexed by Finset (Fin K). Creators carry the sign (−1)#{j∈S: j>i}(-1)^{\#\{j\in S:\,j>i\}}(−1)#{j∈S:j>i}, so ordered products of creators of increasing orbitals give +∣S⟩+|S\rangle+∣S⟩. All quantities are complex; the exponential is NormedSpace.exp; stationarity is HasDerivAt … 0 0 for a function R→C\mathbb R\to\mathbb CR→C. Orthonormality of the occupied orbitals is an explicit hypothesis wherever the source assumes it. The source works with a possibly infinite orbital basis; here the basis is finite, as in the variational setting of its Sec. 3.

The equivalence in the goal cannot be satisfied vacuously: hermiticity of H^\hat HH^ and orthonormality of the orbitals are both satisfiable, and both sides quantify over all admissible MMM, respectively all occupied and virtual orbitals.

Two printed formulas are not taken verbatim: Eq. (60) lacks the minus sign in the exponent and is omitted, and Eq. (61) prints the first-order commutator in the opposite order; the milestone records the correct derivative i⟨Φ∣[M^,H^]∣Φ⟩i\langle\Phi|[\hat M,\hat H]|\Phi\ranglei⟨Φ∣[M^,H^]∣Φ⟩, which leaves (62) unchanged.

Contributions welcome: a general API for products of creation and annihilation operators in this model (sign lemmas, normal ordering), which all milestones share.

Selected references

  • E. Koch, Mean-Field Theory: Hartree-Fock and BCS, in E. Pavarini, E. Koch, J. van den Brink, G. Sawatzky (eds.), Quantum Materials: Experiments and Theory, Modeling and Simulation Vol. 6, Forschungszentrum Jülich, 2016. http://www.cond-mat.de/events/correl16
  • A. Szabo and N. S. Ostlund, Modern Quantum Chemistry: Introduction to Advanced Electronic Structure Theory, Dover, 1996.
  • T. Koopmans, Über die Zuordnung von Wellenfunktionen und Eigenwerten zu den einzelnen Elektronen eines Atoms, Physica 1 (1934) 104–113.
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Captain: Lucas

Zeroth Law of Thermodynamics: Thermal Equilibrium and the Existence of TemperatureTextbook

Motivation

The zeroth law of thermodynamics is the principle that makes temperature a meaningful notion. In the formulation of Fowler and Guggenheim, and in the standard textbooks of Guggenheim, Buchdahl and Bailyn, it states: if two systems are both in thermal equilibrium with a third system, then they are in thermal equilibrium with each other. It was named by R. H. Fowler in the 1930s, after the first, second and third laws were already established, because it is logically prior to them: it is what justifies the use of thermometers and the assignment of a single "temperature" to each equilibrated system.

Mathematically, the content of the law is a statement about a binary relation. Together with the convention that each system is in equilibrium with itself, it turns thermal equilibrium into an equivalence relation, and an equivalence relation is exactly what is needed to "tag" every system with a label (an empirical temperature) so that two systems are in equilibrium precisely when their labels agree. This mission formalizes that chain of reasoning as presented in the Wikipedia article Zeroth law of thermodynamics.

Setting

Let SSS be a set (a type) whose elements are thermodynamic systems, each in its own state of internal equilibrium, and let TE\mathrm{TE}TE be a binary relation on SSS; TE(A,B)\mathrm{TE}(A,B)TE(A,B) reads "AAA is in thermal equilibrium with BBB". No further structure is assumed.

  • The zeroth law (right-Euclidean form) is the property
∀A,B,C∈S,TE(A,C) ∧ TE(B,C) ⟹ TE(A,B).\forall A,B,C\in S,\quad \mathrm{TE}(A,C)\ \wedge\ \mathrm{TE}(B,C)\ \Longrightarrow\ \mathrm{TE}(A,B).∀A,B,C∈S,TE(A,C) ∧ TE(B,C) ⟹ TE(A,B).
  • Planck's form (left-Euclidean form) is the property
∀A,B,C∈S,TE(C,A) ∧ TE(C,B) ⟹ TE(A,B).\forall A,B,C\in S,\quad \mathrm{TE}(C,A)\ \wedge\ \mathrm{TE}(C,B)\ \Longrightarrow\ \mathrm{TE}(A,B).∀A,B,C∈S,TE(C,A) ∧ TE(C,B) ⟹ TE(A,B).
  • Reflexivity is the convention TE(A,A)\mathrm{TE}(A,A)TE(A,A) for all AAA.
  • A map t:S→Tt : S\to Tt:S→T into any set TTT is an empirical temperature for TE\mathrm{TE}TE if
∀A,B∈S,TE(A,B)  ⟺  t(A)=t(B).\forall A,B\in S,\quad \mathrm{TE}(A,B)\iff t(A)=t(B).∀A,B∈S,TE(A,B)⟺t(A)=t(B).

Formalization targets

Goal: existence of temperature

(∀A, TE(A,A)) ∧ zeroth law ⟹ ∃ T, ∃ t:S→T, t is an empirical temperature for TE.\Big(\forall A,\ \mathrm{TE}(A,A)\Big)\ \wedge\ \text{zeroth law} \ \Longrightarrow\ \exists\,T,\ \exists\, t:S\to T,\ t \text{ is an empirical temperature for } \mathrm{TE}.(∀A, TE(A,A)) ∧ zeroth law ⟹ ∃T, ∃t:S→T, t is an empirical temperature for TE.

This is the "existence of temperature" postulate of Fowler and Guggenheim: the condition for thermal equilibrium is equality of a single-valued function of the state. The labelling set TTT is left arbitrary, as in the source ("the labeling may be quite arbitrary").

Milestones

  1. Reflexivity + zeroth law ⇒\Rightarrow⇒ TE\mathrm{TE}TE is an equivalence relation.
  2. Reflexivity + Planck's form ⇒\Rightarrow⇒ TE\mathrm{TE}TE is an equivalence relation.
  3. Under reflexivity, the zeroth law and Planck's form are equivalent.
  4. Consequence: symmetry of thermal equilibrium.
  5. Consequence: transitivity of thermal equilibrium.
  6. A reflexive, transitive relation need not be an equivalence relation.
  7. An equivalence relation partitions the systems into classes of mutual equilibrium.
  8. An equivalence relation admits an empirical-temperature tagging.

Significance

The result is the logical foundation of thermometry: it is what allows any one system to serve as a thermometer for all others, and it underlies every empirical temperature scale and, via the second law, the absolute scale. The statements here are elementary and are known; the value of the mission is a clean, reusable formal vocabulary for thermal equilibrium (the two Euclidean forms of the law and the notion of an empirical temperature) on which formalizations of later parts of axiomatic thermodynamics can build.

Difficulty

None of the steps is deep. The point that needs care is that the zeroth law alone does not give an equivalence relation: reflexivity is an additional convention, and the source stresses that a reflexive and transitive relation is not automatically symmetric. Each milestone therefore states its reflexivity hypothesis explicitly.

Formalization scope

Systems form an arbitrary type S (possibly empty), and thermal equilibrium is an arbitrary relation TE : S → S → Prop. Equivalence relations are Lean's Equivalence; partitions use Mathlib's Setoid.IsPartition. The labelling type of an empirical temperature lives in the same universe as S. The richer structure of real-valued temperature (ordering into "hotter" and "colder", continuity) is explicitly not part of the zeroth law according to the source and is out of scope. Definitions ZerothLaw, ZerothLawPlanck, IsEmpiricalTemperature are shared by all statements, in the namespace ZerothLawThermo.

Selected references

  • Wikipedia contributors, Zeroth law of thermodynamics, revision 1328026962. https://en.wikipedia.org/w/index.php?title=Zeroth_law_of_thermodynamics&oldid=1328026962
  • R. Fowler, E. A. Guggenheim, Statistical Thermodynamics, Cambridge University Press, 1939 (corrected 1965), p. 56.
  • E. H. Lieb, J. Yngvason, The physics and mathematics of the second law of thermodynamics, Physics Reports 310 (1999) 1–96. https://arxiv.org/abs/cond-mat/9708200
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Captain: Lucas

Classical Conservation Laws: Momentum, Energy and MassTextbook

Motivation

The conservation of momentum, of mechanical energy and of mass are the three bookkeeping laws on which elementary Newtonian mechanics and continuum mechanics rest. In Newtonian mechanics each of them is not an extra postulate but a theorem: momentum conservation follows from Newton's second and third laws, conservation of mechanical energy follows from Newton's second law when the forces are derived from a potential, and conservation of total mass in a fluid follows from the continuity equation. This mission asks for machine-checked proofs of these classical derivations, in the form in which they appear in the encyclopedia articles Momentum, Conservation of energy and Conservation of mass.

Historically, Huygens (1669) listed both the total momentum and the total vis viva ∑imivi2\sum_i m_i v_i^2∑i​mi​vi2​ as invariants of collisions; Leibniz (1676–1689) promoted the vis viva; the distinction between elastic and inelastic collisions and the general principle of energy conservation were clarified only in the 19th century. Lomonosov (1756) and Lavoisier (1773) established conservation of mass in chemical reactions; its continuum form is the continuity equation of fluid dynamics.

Setting

All motion takes place in Euclidean space Rd\mathbb{R}^dRd (any dimension ddd; d=3d = 3d=3 is the physical case), with the standard inner product ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle⟨⋅,⋅⟩ and norm ∥⋅∥\|\cdot\|∥⋅∥.

  • A system of NNN particles has masses mi>0m_i > 0mi​>0, positions xi(t)x_i(t)xi​(t), velocities vi(t)=x˙i(t)v_i(t) = \dot x_i(t)vi​(t)=x˙i​(t) and accelerations ai(t)=v˙i(t)a_i(t) = \dot v_i(t)ai​(t)=v˙i​(t), for i=1,…,Ni = 1,\dots,Ni=1,…,N and all times t∈Rt \in \mathbb{R}t∈R.
  • Newton's second law: miai(t)m_i a_i(t)mi​ai​(t) equals the net force on particle iii.
  • Newton's third law for internal forces: the force FijF_{ij}Fij​ exerted on iii by jjj satisfies Fij=−FjiF_{ij} = -F_{ji}Fij​=−Fji​.
  • The total momentum is P(t)=∑imivi(t)P(t) = \sum_i m_i v_i(t)P(t)=∑i​mi​vi​(t), the centre of mass is R(t)=M−1∑imixi(t)R(t) = M^{-1}\sum_i m_i x_i(t)R(t)=M−1∑i​mi​xi​(t) with M=∑imiM = \sum_i m_iM=∑i​mi​, the kinetic energy is ∑i12mi∥vi∥2\sum_i \tfrac12 m_i \|v_i\|^2∑i​21​mi​∥vi​∥2.
  • A pair potential is a function φij=φji\varphi_{ij} = \varphi_{ji}φij​=φji​ of the distance rij=∥xi−xj∥r_{ij} = \|x_i - x_j\|rij​=∥xi​−xj​∥; the force it produces on iii is −φij′(rij) (xi−xj)/rij-\varphi_{ij}'(r_{ij})\,(x_i - x_j)/r_{ij}−φij′​(rij​)(xi​−xj​)/rij​ (e.g. gravity, φij(r)=−Gmimj/r\varphi_{ij}(r) = -G m_i m_j / rφij​(r)=−Gmi​mj​/r).
  • A fluid has density ρ(t,x)\rho(t,x)ρ(t,x) and velocity field u(t,x)u(t,x)u(t,x); the continuity equation is ∂tρ+∇⋅(ρu)=0\partial_t \rho + \nabla\cdot(\rho u) = 0∂t​ρ+∇⋅(ρu)=0, and the total mass is ∫Rnρ(t,x) dx\int_{\mathbb{R}^n} \rho(t,x)\,dx∫Rn​ρ(t,x)dx.

Target

The goal theorem is the conservation of both total momentum and total mechanical energy for an isolated NNN-body system interacting through symmetric pair potentials, along any collision-free trajectory:

P(t)=P(s),∑i12mi∥vi(t)∥2+∑i<jφij(∥xi(t)−xj(t)∥)=the same expression at s.P(t) = P(s), \qquad \sum_i \tfrac12 m_i\|v_i(t)\|^2 + \sum_{i<j}\varphi_{ij}\big(\|x_i(t)-x_j(t)\|\big) = \text{the same expression at } s.P(t)=P(s),i∑​21​mi​∥vi​(t)∥2+i<j∑​φij​(∥xi​(t)−xj​(t)∥)=the same expression at s.

Milestones:

  1. Conservation of momentum under Newton's third law (any internal forces).
  2. Uniform rectilinear motion of the centre of mass, with velocity P/MP/MP/M.
  3. Conservation of mechanical energy for a particle in a conservative force field F=−∇VF = -\nabla VF=−∇V.
  4. The work–energy theorem: change in kinetic energy equals the work ∫⟨F,v⟩ dt\int \langle F, v\rangle\,dt∫⟨F,v⟩dt.
  5. Head-on elastic collision of two bodies: the final velocities are either the initial ones or the classical formulas.
  6. Perfectly inelastic collision: common final velocity and the kinetic energy lost, 12mAmBmA+mB(uA−uB)2\tfrac12\frac{m_A m_B}{m_A+m_B}(u_A-u_B)^221​mA​+mB​mA​mB​​(uA​−uB​)2.
  7. Conservation of total mass for a compactly supported C1C^1C1 solution of the continuity equation.

Significance

These are the textbook consequences of Newton's laws used throughout mechanics, astronomy and engineering: momentum conservation determines the outcome of collisions and explosions, energy conservation gives first integrals that reduce equations of motion, and mass conservation is the first of the Euler equations of fluid dynamics. The results themselves are classical and fully known; the work in this mission is formalization. The platform already contains specialised instances (for example a two-body centre-of-mass statement and energy conservation in the Kepler problem); this mission states the general NNN-body, arbitrary-dimension versions and the continuum mass law, which can be reused by later mechanics missions.

Difficulty

The algebraic milestones (collisions) are elementary. The analytic ones require care: energy conservation needs the chain rule for V∘xV \circ xV∘x and for the norm ∥xi−xj∥\|x_i - x_j\|∥xi​−xj​∥, which is differentiable only away from collisions; the work–energy theorem needs the fundamental theorem of calculus for a continuous integrand; mass conservation needs differentiation under the integral sign and the vanishing of the integral of the divergence of a compactly supported C1C^1C1 vector field, a form of the divergence theorem that must be assembled from one-dimensional integration by parts.

Formalization scope

  • Space is EuclideanSpace ℝ (Fin d); time is ℝ; trajectories are defined for all times, and derivatives are given explicitly through HasDerivAt hypotheses (x˙i=vi\dot x_i = v_ix˙i​=vi​, v˙i=ai\dot v_i = a_iv˙i​=ai​) rather than through deriv.
  • Masses are strictly positive. The NNN-body goal assumes that no two particles ever coincide (collision-free trajectory), so that the pair forces are defined; pair potentials are only required to be differentiable on (0,∞)(0,\infty)(0,∞).
  • No definitions are introduced; every quantity is written out explicitly in each statement.
  • In milestone 5 the trivial outcome (velocities unchanged) is kept as an explicit alternative instead of being excluded by a hypothesis, so the statement is never vacuous.
  • In milestone 7 the continuity equation is written with partial derivatives deriv / fderiv, the density and the velocity field are jointly C1C^1C1 in (t,x)(t,x)(t,x), and the density vanishes outside a fixed ball for all times. The integral is the Lebesgue integral on Rn\mathbb{R}^nRn.

Selected references

  • Wikipedia, Momentum, sections "Many particles", "Conservation", "Application to collisions" — https://en.wikipedia.org/wiki/Momentum
  • Wikipedia, Conservation of energy — https://en.wikipedia.org/wiki/Conservation_of_energy
  • Wikipedia, Conservation of mass, section "Formulation and examples" — https://en.wikipedia.org/wiki/Conservation_of_mass
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AnalysisProbability·Captain: mikedeng1

Conformal Weldings of Random Surfaces: SLE and the Quantum Gravity Zipper 2: For κ < 4, Reverse SLE_κ Zipping Welds Boundary Arcs of Equal Quantum Length, ν_h[z₋,0] = ν_h[0,z₊]Research Paper

Why conformal welding by quantum length

Liouville quantum gravity (LQG) equips a planar domain with a random area measure μh\mu_hμh​ and a random boundary length measure νh\nu_hνh​. Both are built from an instance hhh of the Gaussian free field (GFF). The Schramm–Loewner evolution SLEκ\mathrm{SLE}_\kappaSLEκ​ is the conformally invariant random curve that describes interfaces in critical planar models. Sheffield's paper (arXiv:1012.4797, Ann. Probab. 44 (2016)) shows that the two are linked by a conformal welding. Zipping up a free boundary GFF by a reverse Loewner flow glues two boundary arcs of equal quantum length, and the glued seam is an SLEκ\mathrm{SLE}_\kappaSLEκ​ curve.

This "quantum zipper" is the starting point of the mating-of-trees programme (Duplantier–Miller–Sheffield, arXiv:1409.7055). It is also the mechanism behind the conjectured, and partly proved, scaling limits of random planar maps decorated by statistical-physics models.

Timeline:

  • 2005 — reverse Loewner flows are studied by Rohde and Schramm (RS05). They show that for κ<4\kappa<4κ<4 the SLE trace is simple and its complement is a Hölder domain.
  • 2000 — Jones and Smirnov show that boundaries of Hölder domains are conformally removable (JS00).
  • 2011 — Duplantier and Sheffield construct μh\mu_hμh​ and νh\nu_hνh​ as almost sure limits along dyadic scales and prove the KPZ relation (DS11a).
  • 2010–2016 — this paper (arXiv v1 2010, v2 2015, journal 2016) proves the welding theorem (Theorem 1.3) and the quantum-length zipper (Theorem 1.8).

Setting

H={z:Im⁡z>0}\mathbb H=\{z:\operatorname{Im}z>0\}H={z:Imz>0}, and the free boundary Green's function is G(y,z)=−log⁡∣y−z∣−log⁡∣y−zˉ∣G(y,z)=-\log|y-z|-\log|y-\bar z|G(y,z)=−log∣y−z∣−log∣y−zˉ∣. Fix κ∈(0,4)\kappa\in(0,4)κ∈(0,4) and put γ=κ\gamma=\sqrt\kappaγ=κ​ and Q=2/γ+γ/2Q=2/\gamma+\gamma/2Q=2/γ+γ/2.

  • Reverse Loewner flow. For a standard Brownian motion BBB, ft=gt−κBtf_t=g_t-\sqrt\kappa B_tft​=gt​−κ​Bt​, where ∂tgt(z)=−2/(gt(z)−κBt)\partial_tg_t(z)=-2/(g_t(z)-\sqrt\kappa B_t)∂t​gt​(z)=−2/(gt​(z)−κ​Bt​) and g0(z)=zg_0(z)=zg0​(z)=z. Then fTf_TfT​ maps H\mathbb HH onto H∖ηT\mathbb H\setminus\eta_TH∖ηT​, and ηT\eta_TηT​ is a simple curve.
  • The coupled field. Let ht(z)=2κlog⁡∣ft(z)∣+Qlog⁡∣ft′(z)∣\mathfrak h_t(z)=\frac2{\sqrt\kappa}\log|f_t(z)|+Q\log|f_t'(z)|ht​(z)=κ​2​log∣ft​(z)∣+Qlog∣ft′​(z)∣. With h~\tilde hh~ a free boundary GFF independent of BBB,
h=hT+h~∘fT,h=\mathfrak h_T+\tilde h\circ f_T ,h=hT​+h~∘fT​,

which by Theorem 1.2 has the law of 2κlog⁡∣⋅∣+h~\frac2{\sqrt\kappa}\log|\cdot|+\tilde hκ​2​log∣⋅∣+h~ modulo additive constants.

  • Quantum length. hε(x)h_\varepsilon(x)hε​(x) is the mean of hhh on the upper semicircle of radius ε\varepsilonε around x∈Rx\in\mathbb Rx∈R. Then
νh=lim⁡n→∞εnγ2/4eγhεn(x)/2 dx,εn=2−n,\nu_h=\lim_{n\to\infty}\varepsilon_n^{\gamma^2/4}e^{\gamma h_{\varepsilon_n}(x)/2}\,dx,\qquad \varepsilon_n=2^{-n},νh​=n→∞lim​εnγ2/4​eγhεn​​(x)/2dx,εn​=2−n,

as a vague limit. The area measure μh\mu_hμh​ is the analogous limit with circle averages and exponent γ2/2\gamma^2/2γ2/2.

  • Quantum wedges. An α\alphaα-quantum wedge is the doubly marked surface (H,h)(\mathbb H,h)(H,h) with h=h†+Q(−log⁡∣⋅∣)+A−log⁡∣⋅∣h=h^\dagger+Q(-\log|\cdot|)+A_{-\log|\cdot|}h=h†+Q(−log∣⋅∣)+A−log∣⋅∣​ (1.10). Here h†h^\daggerh† is the lateral part of the GFF and AAA is a two-sided drifted Brownian motion. A surface is identified with its canonical description, normalized by μh(B1(0))=1\mu_h(B_1(0))=1μh​(B1​(0))=1.

Formalization targets

Goal: Theorem 1.3

Almost surely, for every zzz on ηT\eta_TηT​ and the two real points z−<0<z+z_-<0<z_+z−​<0<z+​ that fTf_TfT​ maps to zzz,

νh([z−,0])=νh([0,z+]).\nu_h\big([z_-,0]\big)=\nu_h\big([0,z_+]\big).νh​([z−​,0])=νh​([0,z+​]).

The statement is scale free: it does not depend on the additive constant of hhh.

Milestones

  1. Theorem 4.5. Reverse SLEκ,ρ\mathrm{SLE}_{\kappa,\rho}SLEκ,ρ​ zipping preserves the law of h^0+h~\hat{\mathfrak h}_0+\tilde hh^​0​+h~, with h^t=ht+12κ∫Gt(y,⋅)ρ(dy)\hat{\mathfrak h}_t=\mathfrak h_t+\frac1{2\sqrt\kappa}\int G_t(y,\cdot)\rho(dy)h^​t​=ht​+2κ​1​∫Gt​(y,⋅)ρ(dy).
  2. Proposition 5.4. Under e(h0,ρ)Γe^{(h^0,\rho)}\Gammae(h0,ρ)Γ, the zipper is the modified SLE of Theorem 4.5.
  3. Proposition 1.6. Zooming in at a νh\nu_hνh​-typical boundary point gives a γ\gammaγ-quantum wedge.
  4. Proposition 1.7. The γ\gammaγ-wedge is stationary under shifting the origin by a fixed quantum length.
  5. Lemma 5.6. Sampling xxx from νh[−δ,0]\nu_h[-\delta,0]νh​[−δ,0] under Γ\GammaΓ turns the zipper into SLEκ,ρ\mathrm{SLE}_{\kappa,\rho}SLEκ,ρ​ with ρ=γ2δx−γ2σ0,1\rho=\gamma^2\delta_x-\gamma^2\sigma_{0,1}ρ=γ2δx​−γ2σ0,1​.
  6. Theorem 1.8, length clause. On a (γ−2/γ)(\gamma-2/\gamma)(γ−2/γ)-quantum wedge with an independent SLEγ2\mathrm{SLE}_{\gamma^2}SLEγ2​, the quantum lengths of the two sides of the curve agree.

Significance

Theorem 1.3 says that reverse SLE zipping is a welding by quantum length. Combined with the removability of SLEκ\mathrm{SLE}_\kappaSLEκ​ for κ<4\kappa<4κ<4, it gives Theorem 1.4: the field hhh determines the curve ηT\eta_TηT​. The same equality of boundary lengths on the two sides of an SLE is the defining property of the quantum-zipper and mating-of-trees constructions, which build random surfaces by welding wedges together.

All results here are proved in the paper, and none has a machine-checked proof. The proofs are partly sketches: Proposition 5.5 ends with a limiting estimate, and the zero–one step of Theorem 1.8 is delegated to [DMS14a, Lemma 8.2]. A formal development would therefore check the most cited welding argument in random conformal geometry. The definitions it needs (arc averages of a GFF, νh\nu_hνh​, quantum wedges, conditionally Gaussian fields) are reusable for any LQG statement.

Difficulty

The obvious argument tries to compare the left and right boundary measures directly, ball by ball along the curve. It fails because the two measures depend on the field near the curve in the same way (5.1): nothing local distinguishes them, and nothing local forces them to agree. The paper instead builds a stationary picture (Lemma 5.6, Proposition 5.5, Figure 1.7). It shows that the curve splits a (γ−2/γ)(\gamma-2/\gamma)(γ−2/γ)-wedge into two independent γ\gammaγ-wedges, and it uses the ergodic theorem with scale invariance to force the ratio of the two lengths to be a constant ccc, which symmetry makes equal to 111. The last step transfers the result from the wedge to the field of Theorem 1.3 by absolute continuity. Every step uses Gaussian conditioning on random conformal images of the field, which current libraries lack.

Formalization scope

Conventions committed to in Lean:

  • Time is R≥0\mathbb R_{\ge0}R≥0​, and Brownian motion is Mathlib's IsBrownianReal. Flows are pathwise ODE solutions, with no stochastic integrals.
  • A field is a random map Ψ(ω,μ)=(h,μ)\Psi(\omega,\mu)=(h,\mu)Ψ(ω,μ)=(h,μ) on admissible measures: finite, bounded support in H\mathbb HH, finite logarithmic energy. Its law is given in characteristic-function form, as "conditionally Gaussian given G\mathcal GG with mean mmm and covariance CCC". The arc averages hε(z)=(h,σz,ε)h_\varepsilon(z)=(h,\sigma_{z,\varepsilon})hε​(z)=(h,σz,ε​) are continuous in (z,ε)(z,\varepsilon)(z,ε).
  • Additive constants are fixed by h1(0)=0h_1(0)=0h1​(0)=0 (semicircle of radius 111), the paper's normalization (5.9).
  • νh\nu_hνh​ and μh\mu_hμh​ are predicates: the a.s. vague limits along 2−n2^{-n}2−n with locally integrable densities. The measure ν≡0\nu\equiv0ν≡0 cannot satisfy them vacuously, and the sanity file proves that adding CCC to the field multiplies ν\nuν by eγC/2e^{\gamma C/2}eγC/2.
  • The points z±z_\pmz±​ are encoded by radial boundary limits of fTf_TfT​. "Agree in law" means equality of the laws of all pairings, and convergence of random surfaces means convergence of the finite-dimensional laws of ∫f dμcan\int f\,d\mu^{\mathrm{can}}∫fdμcan.
  • Γ\GammaΓ is encoded by its restriction to (h0,(ft)t≥0)(h^0,(f_t)_{t\ge0})(h0,(ft​)t≥0​). The forward SLE of Theorem 1.8 is the platform definition OAI.SLEExactGauge.IsOrdinaryChordalSLE.

Disclosed readings of the text:

  • "α<0\alpha<0α<0" in (1.10) is read as α<Q\alpha<Qα<Q.
  • The force set C\mathcal CC of Theorem 4.5 lies in H‾\overline{\mathbb H}H.
  • Proposition 5.4 uses the measure 2κ ρ2\sqrt\kappa\,\rho2κ​ρ in (4.4)–(4.6).
  • The "unit circle" of Lemma 5.6 is the upper unit semicircle.
  • γ=0\gamma=0γ=0 is excluded in Proposition 1.6.

Contributions are welcome on any of the following:

  • existence of the predicates (νh\nu_hνh​, wedges, Γ\GammaΓ);
  • Gaussian conditioning on conformal images;
  • the Itô computations behind Theorem 4.5;
  • the milestones themselves.

Selected references

  • S. Sheffield, Conformal weldings of random surfaces: SLE and the quantum gravity zipper, Ann. Probab. 44(5), 2016. https://arxiv.org/abs/1012.4797 (v2), https://doi.org/10.1214/15-AOP1055
  • B. Duplantier, S. Sheffield, Liouville quantum gravity and KPZ, Invent. Math. 185, 2011. https://arxiv.org/abs/0808.1560
  • S. Rohde, O. Schramm, Basic properties of SLE, Ann. of Math. 161, 2005. https://arxiv.org/abs/math/0106036
  • P. Jones, S. Smirnov, Removability theorems for Sobolev functions and quasiconformal maps, Ark. Mat. 38, 2000. https://doi.org/10.1007/BF02384490
  • B. Duplantier, J. Miller, S. Sheffield, Liouville quantum gravity as a mating of trees, Astérisque 427, 2021. https://arxiv.org/abs/1409.7055
  • S. Sheffield, Gaussian free fields for mathematicians, Probab. Theory Related Fields 139, 2007. https://arxiv.org/abs/math/0312099
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Graph TheoryProbability·Captain: mikedeng1

Algorithms for #BIS-Hard Problems on Expander Graphs 3: On Almost Every Δ-Regular Bipartite Graph, the Hard-Core Model at λ > 50 log²Δ/Δ Reduces to Two Kotecký–Preiss Polymer ModelsResearch Paper

Motivation

The hard-core model assigns weight to independent vertex sets of a graph. Its partition function counts those sets when the activity is one and weights larger sets more heavily when the activity increases. Counting independent sets on bipartite graphs is a standard benchmark for approximate counting: the general problem is difficult, while random regular graphs have additional expansion that can make approximation possible. Jenssen, Keevash and Perkins prove an approximation and sampling theorem for almost every sufficiently high degree regular bipartite graph when the activity is above an explicit threshold Jenssen–Keevash–Perkins, Theorem 2.

The question is specific to a random graph model. It does not assert the same conclusion for every regular bipartite graph. The authors use a criterion attributed to Bassalygo to show that almost every graph in the model has the expansion needed by their argument Jenssen–Keevash–Perkins, Theorem 22 and Lemma 23. Liao, Lin, Lu and Mao independently obtained related counting results under somewhat stronger parameter conditions Liao–Lin–Lu–Mao, 2019.

Setting

Let GGG be a simple graph with two labelled sides O\mathcal OO and E\mathcal EE, each containing mmm vertices, and let every vertex have degree Δ\DeltaΔ. An independent set III contains no adjacent pair. For activity λ>0\lambda>0λ>0, the hard-core partition function is

ZG(λ)=∑I independentλ∣I∣.Z_G(\lambda)=\sum_{I\text{ independent}}\lambda^{|I|}.ZG​(λ)=I independent∑​λ∣I∣.

For a vertex set SSS, its vertex boundary ∂S\partial S∂S consists of vertices outside SSS with a neighbor in SSS. The graph is a bipartite (σ,ρ)(\sigma,\rho)(σ,ρ)-expander when every subset of either side with size at most σm\sigma mσm has boundary of size at least ρ\rhoρ times its size. The expansion parameters used here are σ=4log⁡Δ/Δ\sigma=4\log\Delta/\Deltaσ=4logΔ/Δ and ρ=Δ/(4log⁡Δ)−1/2\rho=\Delta/(4\log\Delta)-1/2ρ=Δ/(4logΔ)−1/2. A set is tiny when its size is at most σm\sigma mσm Jenssen–Keevash–Perkins, Definition 21 and §4.4.

The graph G2G^2G2 joins distinct vertices whose distance in GGG is at most two. On either side, a polymer is a nonempty, tiny, G2G^2G2-connected vertex set. Two polymers on the same side are compatible if every pair of their vertices is more than distance two apart in GGG. A polymer γ\gammaγ has weight wγ=λ∣γ∣/(1+λ)∣∂γ∣w_\gamma=\lambda^{|\gamma|}/(1+\lambda)^{|\partial\gamma|}wγ​=λ∣γ∣/(1+λ)∣∂γ∣. Summing products of weights over mutually compatible polymer families gives the partition functions ΞE(G)\Xi^{\mathcal E}(G)ΞE(G) and ΞO(G)\Xi^{\mathcal O}(G)ΞO(G) Jenssen–Keevash–Perkins, §§4.1, 4.4.

“Almost every” means that, for fixed Δ\DeltaΔ, the fraction of labelled Δ\DeltaΔ-regular bipartite graphs satisfying a property tends to one as mmm tends to infinity. The random graph is chosen uniformly from graphs on the two fixed sides Jenssen–Keevash–Perkins, p. 3.

Formalization targets

The first target is the authors' expansion premise: for all sufficiently large Δ\DeltaΔ, almost every graph is a bipartite (4log⁡Δ/Δ,Δ/(4log⁡Δ)−1/2)(4\log\Delta/\Delta,\Delta/(4\log\Delta)-1/2)(4logΔ/Δ,Δ/(4logΔ)−1/2)-expander. The main target combines two deterministic claims on almost every such graph. For every λ>50log⁡2Δ/Δ\lambda>50\log^2\Delta/\Deltaλ>50log2Δ/Δ, write n=2mn=2mn=2m and

Z^G(λ)=(1+λ)m(ΞE(G)+ΞO(G)),ε0=(1+λ)−n/4.\widehat Z_G(\lambda)=(1+\lambda)^m\bigl(\Xi^{\mathcal E}(G)+\Xi^{\mathcal O}(G)\bigr),\qquad \varepsilon_0=(1+\lambda)^{-n/4}.ZG​(λ)=(1+λ)m(ΞE(G)+ΞO(G)),ε0​=(1+λ)−n/4.

First, Z^G\widehat Z_GZG​ is an ε0\varepsilon_0ε0​-relative approximation in the paper's exponential convention:

e−ε0Z^G(λ)≤ZG(λ)≤eε0Z^G(λ).e^{-\varepsilon_0}\widehat Z_G(\lambda)\le Z_G(\lambda)\le e^{\varepsilon_0}\widehat Z_G(\lambda).e−ε0​ZG​(λ)≤ZG​(λ)≤eε0​ZG​(λ).

Second, each of the two polymer models obeys the Kotecký–Preiss condition with decay g(γ)=∣γ∣Δlog⁡(1+λ)/(10log⁡Δ)g(\gamma)=|\gamma|\Delta\log(1+\lambda)/(10\log\Delta)g(γ)=∣γ∣Δlog(1+λ)/(10logΔ):

∑γ′ incompatible with γwγ′e∣γ′∣+g(γ′)≤∣γ∣.\sum_{\gamma'\text{ incompatible with }\gamma}w_{\gamma'}e^{|\gamma'|+g(\gamma')}\le |\gamma|.γ′ incompatible with γ∑​wγ′​e∣γ′∣+g(γ′)≤∣γ∣.

The same graph event must support every activity above the threshold; the activity quantifier is inside the limiting probability. The intermediate targets are Bassalygo's entropy criterion, the high probability expansion lemma, the tiny-side lemma for independent sets, the approximation lemma at its weaker activity threshold, a published binomial-entropy estimate, and the per-vertex polymer sum bound Jenssen–Keevash–Perkins, Theorem 22, Lemmas 23–25 and §4.5.

Significance

The reduction expresses a weighted independent-set count through two finite polymer partition functions whose weights decay under the same expansion condition. The KP bound supplies the convergence condition used by the paper's general polymer approximation theorem. Together these are the mathematical inputs to its algorithmic Theorem 2 Jenssen–Keevash–Perkins, Theorems 2, 8.

A formal proof would make the expansion assumptions, distance convention, graph probability limit, and error normalization explicit. The target is a formalization of a published result, not an open conjecture. The proposal contains statements and definitions; their proofs remain to be supplied. The binomial estimate is already machine checked on Prove2Me and is included by reference.

Difficulty

An independent set can occupy vertices on both sides of a bipartite graph. Merely taking one side as the dominant phase double counts sets that are sparse on both sides. The tiny-side lemma and the polymer decomposition identify and control that overlap. The random graph step also requires an expansion estimate strong enough to apply to every small subset of either side, rather than only to a typical subset Jenssen–Keevash–Perkins, §§4.4–4.5.

Formalization scope

Lean uses finite simple graphs on Fin(m)⊕Fin(m)\mathrm{Fin}(m)\oplus\mathrm{Fin}(m)Fin(m)⊕Fin(m), with the left and right summands serving as the odd and even sides. This fixes a labelled bipartition for the uniform random graph model. Distances use extended natural graph distance, so vertices in different components have infinite distance. Polymer families include the empty family, and graph connectivity excludes the empty polymer. Sizes are natural numbers; thresholds involving logarithms are real inequalities. Binary entropy in the cited expansion theorem is measured in bits, while Mathlib's binary entropy is converted from natural units. The approximation uses exponential relative error exactly as in Definition 10 of the paper.

The FPTAS, sampling algorithm, and running-time assertion are outside this mission because Mathlib has no matching machine and cost model. The goal formalizes both the partition-function reduction and its KP condition, the mathematical inputs consumed by the paper's algorithm theorem. It quantifies over all activities above the threshold within the almost-every event, preventing a separate favorable graph set for each activity. The fixed-sides model and the explicit domain of Bassalygo's entropy formula are disclosed representation choices. The tiny-side milestone (Lemma 24) carries a graph-size threshold depending on the degree: as printed, for every graph size, it fails on small dense graphs (the complete bipartite graph minus disjoint complete blocks), and the main result uses it only as the graph size grows. Reusable contributions include finite graph expansion lemmas, polymer partition-function identities, and bounds on connected vertex sets.

Selected references

  • M. Jenssen, P. Keevash and W. Perkins, Algorithms for #BIS-hard problems on expander graphs, SIAM Journal on Computing 49(4), 2020, 681–710. DOI.
  • L. Bassalygo, Asymptotically optimal switching circuits, Problems of Information Transmission 17(3), 1981, 206–211. Publisher record.
  • C. Liao, J. Lin, P. Lu and Z. Mao, Counting independent sets and colorings on random regular bipartite graphs, APPROX/RANDOM, 2019. DOI.
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One Hundred Years of the Cosmological Constant: the EquationsResearch Paper

Motivation

The cosmological constant Λ\LambdaΛ was added by Einstein in 1917 to the field equations of general relativity so that a static, matter-filled, spatially closed universe would be a solution. It was sidelined after the discovery of cosmic expansion, invoked repeatedly for specific puzzles, and returned to the centre of cosmology after the supernova observations of 1998 showed that the expansion of the universe is accelerating. The centennial review of O'Raifeartaigh, O'Keeffe, Nahm and Mitton (EPJ H 43 (2018) 73) traces this history. Along the way it states, in numbered equations, the small body of mathematics on which the whole story rests: Seeliger's modified Poisson equation, Einstein's static universe, de Sitter's empty universe, Friedman's evolution equations, the Einstein–de Sitter model and critical density, and the deceleration parameter that links Λ\LambdaΛ to an accelerating universe.

Timeline of the results formalized here, as presented in the review:

  • 1895–1896 (Seeliger). For an infinite space uniformly filled with matter the Newtonian potential is indeterminate; Seeliger replaces the Poisson equation (3) by ∇2Φ−λΦ=4πGρ\nabla^2\Phi-\lambda\Phi=4\pi G\rho∇2Φ−λΦ=4πGρ (4).
  • 1917 (Einstein). The modified field equations (9) admit a static closed universe with λ=κρ/2=1/R2\lambda=\kappa\rho/2=1/R^2λ=κρ/2=1/R2 (10). The Newtonian limit of (9) is ∇2ϕ+c2λ=4πGρ\nabla^2\phi+c^2\lambda=4\pi G\rho∇2ϕ+c2λ=4πGρ (11), not Seeliger's (4).
  • 1917 (de Sitter). An empty solution with ρ=0\rho=0ρ=0, λ=3/R2\lambda=3/R^2λ=3/R2 (13); later written by Lemaître with an exponential line element (14).
  • 1922 (Friedman). Non-static solutions governed by (15)–(16), with the first integral (17).
  • 1930 (Eddington). The Einstein world is unstable against perturbations.
  • 1932 (Einstein–de Sitter). With λ=0\lambda=0λ=0 and flat space, (R′/R)2=κρc2/3(R'/R)^2=\kappa\rho c^2/3(R′/R)2=κρc2/3 (18); the critical density ρc=3H2/8πG\rho_c=3H^2/8\pi Gρc​=3H2/8πG classifies the spatial geometry; the expansion age is t=2/(3H0)t=2/(3H_0)t=2/(3H0​).
  • 1950s (Robertson; Hoyle–Sandage). The deceleration parameter q0q_0q0​, with q0=ΩM/2q_0=\Omega_M/2q0​=ΩM​/2 (28) without λ\lambdaλ and q0=ΩM/2−Ωλq_0=\Omega_M/2-\Omega_\lambdaq0​=ΩM​/2−Ωλ​ (29) in general.

Setting

Time is a real variable ttt. A homogeneous universe is described by a positive scale factor (radius) R(t)R(t)R(t) and a mean matter density ρ(t)\rho(t)ρ(t). The constants are Newton's constant GGG, the speed of light ccc, Einstein's constant κ=8πG/c2\kappa=8\pi G/c^2κ=8πG/c2, the cosmological constant Λ\LambdaΛ (the review's λ\lambdaλ) and a curvature index kkk (k=1k=1k=1 closed, k=0k=0k=0 flat, k=−1k=-1k=−1 open). The pair (R,ρ)(R,\rho)(R,ρ) is a Friedmann–Lemaître dust solution on a set of times III if R>0R>0R>0 is C2C^2C2 near each t∈It\in It∈I and

3R′2R2+3kc2R2−Λ=κc2ρ,R′2R2+2R′′R+kc2R2−Λ=0.\frac{3R'^2}{R^2}+\frac{3kc^2}{R^2}-\Lambda=\kappa c^2\rho,\qquad \frac{R'^2}{R^2}+\frac{2R''}{R}+\frac{kc^2}{R^2}-\Lambda=0 .R23R′2​+R23kc2​−Λ=κc2ρ,R2R′2​+R2R′′​+R2kc2​−Λ=0.

For k=1k=1k=1 these are exactly the review's equations (15)–(16). The Hubble parameter is H=R′/RH=R'/RH=R′/R, the deceleration parameter is q=−(1/H2)(R′′/R)q=-(1/H^2)(R''/R)q=−(1/H2)(R′′/R) (eq. 26), the critical density is ρc=3H2/(8πG)\rho_c=3H^2/(8\pi G)ρc​=3H2/(8πG), and the density parameters are ΩM=ρ/ρc\Omega_M=\rho/\rho_cΩM​=ρ/ρc​ and ΩΛ=Λ/(3H2)\Omega_\Lambda=\Lambda/(3H^2)ΩΛ​=Λ/(3H2) (Section 5.1). For the Newtonian part, ∇2\nabla^2∇2 is the Laplacian on R3\mathbb R^3R3.

Formalization targets

Goal: the deceleration parameter and cosmic acceleration (eqs. 25–29)

For every Friedmann–Lemaître dust solution, at every time with R′≠0R'\neq0R′=0,

q=12 ΩM−ΩΛ,q=\tfrac12\,\Omega_M-\Omega_\Lambda ,q=21​ΩM​−ΩΛ​,

and if the expansion is accelerating (R′′>0R''>0R′′>0) while the density is non-negative, then Λ>0\Lambda>0Λ>0. This is the statement through which accelerated expansion forces a positive cosmological constant, which the review's title points to.

Milestones (in the review's order)

Seeliger's no-bounded-potential paradox for (3) and the unique bounded solution of (4); Einstein's static universe (10); the bounded-potential criterion for the Newtonian limit (11); Eddington's instability of the Einstein world; de Sitter's solution B (13); Lemaître's exponential form (14); Friedman's first integral (17); the critical-density classification of curvature; recollapse of supercritical universes without Λ\LambdaΛ; the Einstein–de Sitter age t=2/(3H)t=2/(3H)t=2/(3H); and the matter-only deceleration law (25)–(28).

Significance

The goal is the formula used to read the sign of Λ\LambdaΛ off measurements of q0q_0q0​; it underlies the review's account of how the supernova data of 1998–1999 were interpreted as evidence for a positive cosmological constant. The milestones are the classical facts about Λ\LambdaΛ that the review uses to explain each episode of its history: why Seeliger and Einstein needed a decay or cosmological term, why the static universe was abandoned, and how matter density, curvature and expansion rate are related. All of them are established results; the work in this mission is to formalize them faithfully in the review's own notation. Several related Friedmann-equation statements exist on the platform in other conventions; this mission keeps the review's equations verbatim, in particular with explicit ccc and κ\kappaκ.

Difficulty

The algebraic statements (goal, static universe, de Sitter, classification) reduce to manipulations of the two equations, but they need care with derivatives and with the conventions κc2=8πG\kappa c^2=8\pi Gκc2=8πG. The analytic milestones are harder. Seeliger's statements require a Liouville-type theorem for bounded solutions of ∇2Φ=const\nabla^2\Phi=\text{const}∇2Φ=const and of ∇2Φ−λΦ=const\nabla^2\Phi-\lambda\Phi=\text{const}∇2Φ−λΦ=const on all of R3\mathbb R^3R3; such results are not readily available. Eddington's instability requires producing genuine nearby solutions of a nonlinear ODE system that leave a neighbourhood of the static state, not only a linearized computation. The recollapse and age statements need global arguments over an unbounded time interval.

Formalization scope

All quantities are real numbers. The Friedmann–Lemaître predicate quantifies over a time set III; theorems specify III (all of R\mathbb RR, a closed interval [0,T][0,T][0,T], a half-line, or a preconnected set). Derivatives are Lean's deriv; differentiability is enforced by requiring RRR to be C2C^2C2 near each time of III, so no junk derivative values enter. Division by zero is excluded explicitly where it matters (for instance R′≠0R'\neq0R′=0 in the goal, so that H≠0H\neq0H=0). The Laplacian is defined from scratch as the sum of the three second partial derivatives on Euclidean three-space. Pressure is zero throughout (dust), as in the review's equations (15)–(16). The review often sets c=1c=1c=1 (eqs. 10, 13); the formal statements keep ccc explicit, which reduces to the review's formulas at c=1c=1c=1. Contributions of general-purpose lemmas (Liouville theorems, ODE instability criteria) are welcome.

Selected references

  • C. O'Raifeartaigh, M. O'Keeffe, W. Nahm, S. Mitton, One hundred years of the cosmological constant: from "superfluous stunt" to dark energy, Eur. Phys. J. H 43, 73–117, 2018. https://doi.org/10.1140/epjh/e2017-80061-7
  • A. Einstein, Kosmologische Betrachtungen zur allgemeinen Relativitätstheorie, Sitzungsber. Preuss. Akad. Wiss., 142–152, 1917.
  • A. Friedman, Über die Krümmung des Raumes, Z. Phys. 10, 377–386, 1922. https://doi.org/10.1007/BF01332580
  • A. S. Eddington, On the instability of Einstein's spherical world, MNRAS 90, 668–678, 1930. https://doi.org/10.1093/mnras/90.7.668
  • A. Einstein, W. de Sitter, On the relation between the expansion and the mean density of the universe, PNAS 18, 213–214, 1932. https://doi.org/10.1073/pnas.18.3.213
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Weinberg 1967: A Model of Leptons — tree-level electroweak boson spectrumResearch Paper

Motivation

In A Model of Leptons (Weinberg, Phys. Rev. Lett. 19, 1264 (1967)) Steven Weinberg proposed that the photon and the intermediate bosons of the weak interaction are gauge fields of a single symmetry group, SU(2)×U(1)SU(2)\times U(1)SU(2)×U(1), and that the visible differences between them — the photon is massless, the weak bosons are heavy, and their couplings differ — come from a spontaneously broken symmetry of the vacuum rather than of the Lagrangian. The Goldstone bosons that such a breaking would normally produce are removed by the gauge fields (the Higgs–Englert–Brout–Guralnik–Hagen–Kibble mechanism). This model became the leptonic sector of the Standard Model of particle physics.

The paper is three pages long and its quantitative content is a short chain of finite-dimensional algebra: after the scalar field is replaced by its vacuum value, the gauge-boson mass terms form a quadratic form whose diagonalization gives the charged boson WWW, the neutral boson ZZZ and the massless photon, together with formulas for their masses, for the electric charge and for the weak coupling constant. This mission formalizes that chain.

Setting

The model has two gauge couplings ggg (for the isospin fields A⃗μ=(Aμ1,Aμ2,Aμ3)\vec A_\mu=(A^1_\mu,A^2_\mu,A^3_\mu)Aμ​=(Aμ1​,Aμ2​,Aμ3​)) and g′g'g′ (for the hypercharge field BμB_\muBμ​), and a complex scalar doublet φ\varphiφ whose vacuum expectation value is ⟨φ⟩=λ(10)\langle\varphi\rangle=\lambda\binom10⟨φ⟩=λ(01​) with λ\lambdaλ real. Replacing φ\varphiφ by ⟨φ⟩\langle\varphi\rangle⟨φ⟩ in the Lagrangian (eq. (4) of the paper) leaves the spin-one mass terms (eq. (7))

−18λ2g2[(Aμ1)2+(Aμ2)2]−18λ2(gAμ3+g′Bμ)2.-\tfrac18\lambda^2g^2\big[(A^1_\mu)^2+(A^2_\mu)^2\big]-\tfrac18\lambda^2\big(gA^3_\mu+g'B_\mu\big)^2 .−81​λ2g2[(Aμ1​)2+(Aμ2​)2]−81​λ2(gAμ3​+g′Bμ​)2.

At a fixed spacetime point we write the gauge fields as a vector V=(A1,A2,A3,B)∈R4V=(A^1,A^2,A^3,B)\in\mathbb R^4V=(A1,A2,A3,B)∈R4. The mass terms are then −12VTMV-\tfrac12V^{\mathsf T}\mathcal MV−21​VTMV for the symmetric mass-squared matrix

M=λ24(g20000g20000g2gg′00gg′g′2).\mathcal M=\frac{\lambda^2}{4}\begin{pmatrix}g^2&0&0&0\\0&g^2&0&0\\0&0&g^2&gg'\\0&0&gg'&g'^2\end{pmatrix}.M=4λ2​​g2000​0g200​00g2gg′​00gg′g′2​​.

A field of definite mass mmm is a linear combination c⋅Vc\cdot Vc⋅V whose coefficient vector ccc satisfies Mc=m2c\mathcal Mc=m^2cMc=m2c. The paper's candidates are

W=2−1/2(A1+iA2),Z=gA3+g′B(g2+g′2)1/2,A=−g′A3+gB(g2+g′2)1/2,W=2^{-1/2}(A^1+iA^2),\quad Z=\frac{gA^3+g'B}{(g^2+g'^2)^{1/2}},\quad A=\frac{-g'A^3+gB}{(g^2+g'^2)^{1/2}},W=2−1/2(A1+iA2),Z=(g2+g′2)1/2gA3+g′B​,A=(g2+g′2)1/2−g′A3+gB​,

with masses MW=12λgM_W=\tfrac12\lambda gMW​=21​λg, MZ=12λ(g2+g′2)1/2M_Z=\tfrac12\lambda(g^2+g'^2)^{1/2}MZ​=21​λ(g2+g′2)1/2, MA=0M_A=0MA​=0. The rationalized electric charge is e=gg′/(g2+g′2)1/2e=gg'/(g^2+g'^2)^{1/2}e=gg′/(g2+g′2)1/2, and the weak coupling constant GWG_WGW​ is defined by GW/2=g2/8MW2G_W/\sqrt2=g^2/8M_W^2GW​/2​=g2/8MW2​. The electron gets the mass Me=λGeM_e=\lambda G_eMe​=λGe​ from its Yukawa coupling GeG_eGe​. The electric charge in the paper's conventions is Q=T3−YQ=T_3-YQ=T3​−Y, where T3T_3T3​ is the third isospin component and Y=NR+12NLY=N_R+\tfrac12N_LY=NR​+21​NL​ the hypercharge.

Target

The goal theorem states, for g2+g′2>0g^2+g'^2>0g2+g′2>0:

Mw=MW2w,Mz=MZ2z,Ma=0,z⋅z=a⋅a=1, z⋅a=0,\mathcal Mw=M_W^2w,\qquad \mathcal Mz=M_Z^2z,\qquad \mathcal Ma=0,\qquad z\cdot z=a\cdot a=1,\ z\cdot a=0,Mw=MW2​w,Mz=MZ2​z,Ma=0,z⋅z=a⋅a=1, z⋅a=0,

where w,z,aw,z,aw,z,a are the coefficient vectors of W,Z,AW,Z,AW,Z,A, and, for all T3,YT_3,YT3​,Y and all field values,

gT3A3+g′YB=−e (T3−Y) A+g2T3+g′2Y(g2+g′2)1/2 Z,gT_3A^3+g'YB=-e\,(T_3-Y)\,A+\frac{g^2T_3+g'^2Y}{(g^2+g'^2)^{1/2}}\,Z,gT3​A3+g′YB=−e(T3​−Y)A+(g2+g′2)1/2g2T3​+g′2Y​Z,

so the massless field is the photon and it couples to Q=T3−YQ=T_3-YQ=T3​−Y with strength eee.

The milestones follow the paper's numbered equations: eq. (7) as a quadratic form; eqs. (8)–(9) (WWW and MWM_WMW​); eqs. (10), (12) (ZZZ and MZM_ZMZ​); eqs. (11), (13) (photon massless); the orthonormality of (10)–(11); eq. (15) (the charge); eq. (16) (GW/2=g2/8MW2=1/2λ2G_W/\sqrt2=g^2/8M_W^2=1/2\lambda^2GW​/2​=g2/8MW2​=1/2λ2); Ge=Me/λ=21/4MeGW1/2G_e=M_e/\lambda=2^{1/4}M_eG_W^{1/2}Ge​=Me​/λ=21/4Me​GW1/2​; g,g′>eg,g'>eg,g′>e; the parameter-free forms of the bounds MW>40M_W>40MW​>40 BeV, MZ>MWM_Z>M_WMZ​>MW​, MZ>80M_Z>80MZ​>80 BeV; and the tree-level vacuum condition λ2=M12/2h\lambda^2=M_1^2/2hλ2=M12​/2h.

Significance

The result itself. These formulas are the tree-level predictions that made the model testable: a massless photon, a charged WWW and a neutral ZZZ with MZ>MWM_Z>M_WMZ​>MW​, and the relations tying eee, GWG_WGW​, MWM_WMW​ and MZM_ZMZ​ to g,g′,λg,g',\lambdag,g′,λ. The existence of the neutral boson ZZZ (and its neutral currents) was the model's new prediction, later confirmed experimentally.

Formalizing it. The results are classical and fully proved on paper. The mission produces a machine-checked record of the paper's algebra, with every hypothesis stated (for example, that ggg and g′g'g′ are not both zero), and a reusable encoding of the electroweak boson mass matrix.

Difficulty

The mathematics is elementary; the difficulty lies in faithfulness. The paper's sign conventions are not fully consistent (substituting the vacuum value into eq. (4) as printed gives gA3−g′BgA^3-g'BgA3−g′B in the second mass term, while eq. (7) prints gA3+g′BgA^3+g'BgA3+g′B, which is the combination consistent with eq. (10)). The numerical claims (40 BeV, 80 BeV, 2.07×10−62.07\times10^{-6}2.07×10−6) depend on experimental inputs and on rounding. The formalization therefore takes eq. (7) as printed as its starting point and states the bounds in parameter-free form.

Formalization scope

  • Gauge-field configurations are vectors in R4\mathbb R^4R4 in the order (A1,A2,A3,B)(A^1,A^2,A^3,B)(A1,A2,A3,B); WWW uses C4\mathbb C^4C4. The mass matrix is given entrywise, and milestone eq. (7) connects it to the printed mass term.
  • The hypothesis g2+g′2>0g^2+g'^2>0g2+g′2>0 is imposed wherever ZZZ, AAA or eee must be nondegenerate: in Lean, division by zero returns 000, so for g=g′=0g=g'=0g=g′=0 these objects would silently be 000. Similarly GW=0G_W=0GW​=0 when λg=0\lambda g=0λg=0, so eq. (16) assumes g,λ≠0g,\lambda\neq0g,λ=0.
  • MWM_WMW​ and MZM_ZMZ​ are signed (12λg\tfrac12\lambda g21​λg without absolute value); mass statements are about squares.
  • Only stationarity is formalized for the vacuum condition, not the scalar masses. The Fierz-transformed eee–ν\nuν interaction and the fermion couplings of eq. (14) beyond the charge are not formalized.
  • All objects live in a single definition file, WeinbergLeptons_Model, in namespace WeinbergLeptons.

Selected references

  • S. Weinberg, A Model of Leptons, Phys. Rev. Lett. 19, 1264–1266 (1967). doi:10.1103/PhysRevLett.19.1264
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