The free energy of the spherical random perceptronOpen Problem
Motivation
The spherical perceptron assigns random rewards to vectors of fixed length. The source asks for an exact pressure formula without a convexity or symmetry condition on the single-pattern potential. The source is OpenAI's September 2026 manuscript.
Setting
Configurations lie on the sphere of radius , equipped with uniform probability measure. There are independent Gaussian patterns. The variational value minimizes a Brownian stochastic-control functional plus an extended nonnegative entropy over monotone trials.
Formalization targets
For a probability measure P on continuous paths ℝ≥0→ℝ under which the evaluation process is a real Brownian motion, and for parameters α>0, β>0 and a bounded continuous function φ:ℝ→ℝ, there is a real number p with three properties. First, the variational value equals p (as an extended real). That value is the infimum over all trials m of α times the control value of βφ at m, plus the entropy of m. A trial is a nondecreasing measurable function m:[0,1]→[0,1]. Its entropy is one half of the integral over t of 1/∫ₜ¹ m(s)ds minus 1/(1−t), taken in [0,∞]. The control value of f at m is the supremum, over progressively measurable controls v with finite cost E∫ m(t)v(t)²dt, of E f(B₁+∫₀¹ m(t)v(t)dt) minus half that cost. Second, the expected spherical-perceptron pressure E[pressure(N+1)] converges to p as N→∞. For dimension n, pressure is (1/n) log ∫ exp(β Σₐ φ(⟨gₐ,x⟩/√n)) dx, with x uniform on the sphere of radius √n in ℝⁿ. The gₐ are the rows of a pattern matrix with ⌊αn⌋ rows and n i.i.d. standard Gaussian entries per row. Third, the pressure concentrates: for every ε>0, the Gaussian probability that |pressure(N+1)−p|>ε tends to 0 as N→∞.
The goal is OAI.SphericalPerceptronFreeEnergy.main. Supporting targets are listed below; they retain their individual hypotheses and are separate statements.
Significance
The selected main target proves finiteness of the variational value, convergence of expected pressure, and concentration around the same number. The linear-field formula is attached as a supporting result. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.
Difficulty
An infimum involving a possibly infinite entropy must be connected with the actual finite-dimensional spherical integral. The potential is only bounded and continuous, so smoothness cannot be assumed.
Formalization scope
Density and inverse temperature are strictly positive. Controls are progressively measurable for the stated Brownian filtration and have finite cost. Dimension is written as to stay positive. The Brownian and cascade-based linear-field definition groups are independent references.
The shared definitions are supplied by PerceptronFreeEnergy, SphericalField. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.
Selected references
- OpenAI, The free energy of the spherical random perceptron, preprint, September 2026. Manuscript.
- OpenAI, accompanying Lean statement. Pinned source.