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Graph Theory

345 missions · 141 completed

Missions

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Discrete Geometry·Captain: marwahaha

The crossing number of complete bipartite graphsOpen Problem

Motivation

Drawing all edges between two vertex classes creates unavoidable intersections. The Zarankiewicz target asks for the exact best crossing count with both part sizes variable. The source manuscript presents the surrounding research claim.

Setting

The complete bipartite graph has vertex type Fin m⊕Fin n and one edge for every pair in Fin m×Fin n. Admissible plane drawings use simple continuous arcs, distinct vertices, finitely many proper double crossings and no triple crossings.

Formalization target

For every m,n>0, prove there is a drawing with exactly

Z(m,n)=⌊m2⌋⌊m−12⌋⌊n2⌋⌊n−12⌋Z(m,n)=\left\lfloor\frac m2\right\rfloor\left\lfloor\frac{m-1}2\right\rfloor\left\lfloor\frac n2\right\rfloor\left\lfloor\frac{n-1}2\right\rfloorZ(m,n)=⌊2m​⌋⌊2m−1​⌋⌊2n​⌋⌊2n−1​⌋

crossing points, and every admissible drawing has at least Z(m,n) crossings.

The selected formal target is OAI.Zarankiewicz.mainTarget_proof.

Significance and status

The formal target includes both an attaining drawing and the universal lower bound. Small positive part sizes remain in scope. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

The best known construction alone cannot establish optimality. The lower bound must allow arbitrary continuous edge arcs and repeated crossings of a pair of edges.

Formalization scope

Proper intersections use local coordinate-axis charts. Counted objects are crossing points, not merely pairs of edges that meet. The formula is implemented by axisPairs(r)=(r/2)((r−1)/2) in natural arithmetic. Tangencies, overlaps and triple crossings are excluded by the drawing model.

Selected references

  • OpenAI, The crossing number of complete bipartite graphs, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
Discrete Geometry·Captain: marwahaha

The crossing number of complete graphsOpen Problem

Motivation

The complete graph forces many crossings in any plane drawing. The mission seeks the exact ordinary crossing number rather than one drawing’s upper bound. The source manuscript presents the surrounding research claim.

Setting

An admissible drawing uses distinct vertex points and injective continuous edge paths whose interiors avoid vertices. Intersections are finitely many proper double crossings, with no triple crossing. Every crossing point is counted, including repeated meetings of a pair of edges.

Formalization target

For n≥3, prove

cr⁡(Kn)=14⌊n2⌋⌊n−12⌋⌊n−22⌋⌊n−32⌋.\operatorname{cr}(K_n)=\frac14\left\lfloor\frac n2\right\rfloor\left\lfloor\frac{n-1}2\right\rfloor\left\lfloor\frac{n-2}2\right\rfloor\left\lfloor\frac{n-3}2\right\rfloor.cr(Kn​)=41​⌊2n​⌋⌊2n−1​⌋⌊2n−2​⌋⌊2n−3​⌋.

The selected formal target is OAI.Paper170.complete_graph_crossing_number.

Significance and status

The target fixes the exact minimum across the full continuous-drawing class. It does not restrict edges to straight segments or impose a special layout. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

An explicit drawing establishes only an upper bound. The equality also requires a bound valid for all admissible topological drawings.

Formalization scope

The graph uses ordered endpoint pairs with increasing indices. Proper crossings are defined through local open partial homeomorphisms taking the two traces to coordinate axes. The ordinary crossing number is the natural infimum of crossing counts; hill uses natural subtraction and division. The selected theorem starts at n=3.

Selected references

  • OpenAI, The crossing number of complete graphs, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
Markov Chain·Captain: marwahaha

Polynomial mixing of the switch chain for every graphical degree sequenceOpen Problem

Motivation

Sampling a graph with a prescribed degree vector requires moving among realizations without changing degrees. The switch chain performs local edge replacements and asks whether these suffice for rapid global mixing. The source manuscript presents the surrounding research claim.

Setting

States are simple undirected labeled graphs realizing a graphical vector d on n≥4 vertices. The lazy switch chain stays put with probability one half and otherwise proposes one ordered replacement between distinct perfect matchings on four vertices, rejecting invalid proposals.

Formalization target

Prove

τTV(1/4)≤2n8,\tau_{TV}(1/4)\le2n^8,τTV​(1/4)≤2n8,

with mixing time zero for a singleton state space. When more than one state exists, prove the spectral-gap lower bound 1/(24n²·binom(n,4)).

The selected formal target is OAI.Problem315.switch_chain_main.

Significance and status

The goal covers every graphical degree sequence under the stated degree bound, without regularity or density restrictions. Connectivity and explicit exponential total-variation decay are available supporting targets. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Connectivity gives eventual communication but no polynomial rate. The estimate must be uniform across degree vectors and initial graphs.

Formalization scope

The kernel is defined by exact counts of four-vertex proposals, and total variation is the finite half-ℓ₁ distance from uniform measure. The main theorem contains the singleton case explicitly. The manuscript’s exact sampler is not an additional published target here.

Selected references

  • OpenAI, Polynomial mixing of the switch chain for every graphical degree sequence, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
4 thms1 active userReviewed
Dynamical SystemsProbability·Captain: wurtle

The free uniform spanning forest is a factor of IIDResearch Paper

Motivation

A uniform spanning tree of a finite connected graph is a spanning tree chosen uniformly at random. On an infinite graph one takes limits along finite pieces: the free uniform spanning forest (FUSF) is the weak limit of uniform spanning trees of an increasing sequence of finite connected subgraphs, with no boundary identification. Uniform spanning forests connect random walks, electrical networks, determinantal processes and ℓ2\ell^2ℓ2-Betti numbers of groups.

A random object on a graph is a factor of IID if it can be produced by one measurable rule from independent uniform labels on the vertices, in a way that commutes with all graph symmetries. Such representations are the measure-theoretic analogue of local algorithms, and they are central in ergodic theory of group actions. Whether the FUSF is a factor of IID was raised by Lyons at Oberwolfach in 2013, and Timár's 2025 paper describes the unrestricted question as open.

Timeline

  • 1991. Pemantle constructs infinite-volume uniform spanning trees on Zd\mathbb Z^dZd (Ann. Probab., 1991; arXiv:math/0404043).
  • 2001. Benjamini, Lyons, Peres and Schramm develop the general theory of free and wired uniform spanning forests; on transient graphs the wired forest is a factor of IID via Wilson's algorithm rooted at infinity (doi:10.1214/aop/1008956321).
  • 2003. Lyons develops determinantal probability measures on countable sets (doi:10.1007/s10240-003-0016-0).
  • 2009. Borcea, Brändén and Liggett introduce strongly Rayleigh measures and their negative-dependence theory (doi:10.1090/S0894-0347-08-00618-8).
  • 2013. Lyons discusses the FUSF factor question for Cayley graphs (doi:10.4171/OWR/2013/42).
  • 2016. Lyons and Thom prove Bernoulli isomorphism for equivariant determinantal measures on amenable Cayley graphs and ask a broader determinantal factor question (doi:10.1017/etds.2014.70).
  • 2022. Nam, Sly and Zhang give FIID codings of free Ising measures on regular trees through Brownian-driven systems (doi:10.1007/s00220-021-04260-2).
  • 2025. Timár proves FIID representability of the free forest on recurrent and invariantly amenable unimodular random graphs (doi:10.1007/s11856-025-2884-1).

The source of this mission, an OpenAI preprint dated September 25, 2026, proves the unrestricted statement with one rule for all graphs.

Setting

Let GGG be an infinite, connected, locally finite, simple, undirected graph. For a finite connected subgraph HHH, let USTH\mathrm{UST}_HUSTH​ be the uniform law on spanning trees of HHH. For finite connected subgraphs H1⊆H2⊆⋯H_1\subseteq H_2\subseteq\cdotsH1​⊆H2​⊆⋯ whose edges exhaust E(G)E(G)E(G), the laws USTHn\mathrm{UST}_{H_n}USTHn​​ (edges outside HnH_nHn​ absent) converge weakly; the limit FUSFG\mathrm{FUSF}_GFUSFG​ on {0,1}E(G)\{0,1\}^{E(G)}{0,1}E(G) does not depend on the exhaustion (Proposition 2.2).

A rule Φ(G,U,e)∈{0,1}\Phi(G,U,e)\in\{0,1\}Φ(G,U,e)∈{0,1} takes a graph, real vertex labels U=(Uv)U=(U_v)U=(Uv​) and an edge. It is equivariant if Φ(σG,σU,σe)=Φ(G,U,e)\Phi(\sigma G,\sigma U,\sigma e)=\Phi(G,U,e)Φ(σG,σU,σe)=Φ(G,U,e) for every isomorphism σ\sigmaσ, and root independent if it uses no distinguished vertex.

A law μ\muμ on {0,1}F\{0,1\}^F{0,1}F, FFF finite, is strongly Rayleigh if ∑xμ(x)∏izixi≠0\sum_x\mu(x)\prod_iz_i^{x_i}\ne0∑x​μ(x)∏i​zixi​​=0 whenever all Im⁡zi>0\operatorname{Im}z_i>0Imzi​>0; on a countable set, every finite marginal must be strongly Rayleigh.

Formalization targets

Milestones (strongly Rayleigh processes, Section 6)

  • Lemma 6.1: for strongly Rayleigh μ\muμ and tilts μh\mu_hμh​, ∂pi/∂hj=Cov⁡μh(Xi,Xj)\partial p_i/\partial h_j=\operatorname{Cov}_{\mu_h}(X_i,X_j)∂pi​/∂hj​=Covμh​​(Xi​,Xj​) and ∑j∣∂pi/∂hj∣≤2pi(1−pi)≤12\sum_j|\partial p_i/\partial h_j|\le2p_i(1-p_i)\le\tfrac12∑j​∣∂pi​/∂hj​∣≤2pi​(1−pi​)≤21​.
  • Theorem 1.3: an invariant strongly Rayleigh law on {0,1}Γ\{0,1\}^\Gamma{0,1}Γ, Γ\GammaΓ a countable group, is an equivariant factor of IID.
  • Inputs to Corollary 1.4: finite determinantal laws with 0≤K≤I0\le K\le I0≤K≤I exist and are strongly Rayleigh; on a countable set the determinantal law of a positive contraction exists and is unique.
  • Corollary 1.4: invariant determinantal laws on countable groups are factors of IID, in particular when Kgh,gk=Kh,kK_{gh,gk}=K_{h,k}Kgh,gk​=Kh,k​.

Goal: Theorem 1.1

∃ Φ Borel, equivariant, root independent:∀G,{e:Φ(G,U,e)=1}∼FUSFGfor IID Uniform[0,1] U.\exists\ \Phi\ \text{Borel, equivariant, root independent}:\quad \forall G,\quad \{e:\Phi(G,U,e)=1\}\sim\mathrm{FUSF}_G\quad\text{for IID Uniform}[0,1]\ U.∃ Φ Borel, equivariant, root independent:∀G,{e:Φ(G,U,e)=1}∼FUSFG​for IID Uniform[0,1] U.

The Lean statement OAI.Problem336.fusf_is_factor_iid is open on the platform.

Significance

Theorem 1.1 answers the FUSF factor question without amenability, transience, unimodularity, degree bounds or moment assumptions, and with a single rule for all graphs; Corollary 1.2 gives the factor statement under every unimodular random graph law. Theorem 1.3 and Corollary 1.4 extend the method to all invariant strongly Rayleigh and determinantal processes on countable groups, addressing the regular-action case of the Lyons–Thom question. The paper asserts an ordinary Borel factor, not a finitary one.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. Formalization would also provide uniform spanning trees, the free forest limit, strongly Rayleigh measures and determinantal laws as reusable Lean objects.

Difficulty

Previous constructions use structure that is absent in general: Wilson's algorithm works for the wired forest on transient graphs, and Timár's construction needs monotone limits along a hyperfinite exhaustion. A factor must produce one exact sample of the infinite-volume law while controlling all edges jointly, and equivariance forbids any choice of root or ordering. The paper's route observes the forest through independent Brownian noises and must show that the posterior drift has a uniformly Lipschitz response to the observations even when the fields are unbounded over the graph.

Formalization scope

  • Graphs are coded on vertex set N\mathbb NN by symmetric irreflexive ℕ → ℕ → Bool; edges are pairs u<vu<vu<v; a connected graph on N\mathbb NN is automatically infinite. Equivariance is invariance under every permutation of N\mathbb NN applied to graph, labels and edge.
  • RuleBorel is joint measurability of Φ\PhiΦ in the product σ-algebras.
  • IsVertexIID requires the label coordinates to have independent Uniform[0,1][0,1][0,1] finite-dimensional laws (with s=∅s=\varnothings=∅ this forces a probability measure).
  • HasFUSFLaw asks that every cylinder probability (edges in AAA present, edges in BBB absent) be the limit of the corresponding uniform-spanning-tree ratio along every exhaustion by finite connected subgraphs covering all edges.
  • The strongly Rayleigh and determinantal milestones use ProbabilityMeasure (Γ → Bool), left translation (τga)h=ag−1h(\tau_ga)_h=a_{g^{-1}h}(τg​a)h​=ag−1h​, i.i.d. labels in Set.Icc 0 1 via Measure.infinitePi, and Hermitian kernels with 0≤⟨c,Kc⟩≤∥c∥20\le\langle c,Kc\rangle\le\|c\|^20≤⟨c,Kc⟩≤∥c∥2 on finitely supported vectors.

A complete development needs the matrix-tree theorem and Kirchhoff formulas, weak limits on {0,1}E\{0,1\}^{E}{0,1}E, Brownian motion and a Borel Picard iteration for the decoder, and the Borcea–Brändén–Liggett theory. Contributions formalizing Proposition 2.2 (free exhaustion limit), Lemma 2.3 (finite-field forest response) and Proposition 4.2 (sampling from independent Brownian paths) are welcome.

Selected references

  • OpenAI, The free uniform spanning forest is a factor of IID, preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-free-uniform-spanning-forest-is-a-factor-of-IID-September-25-2026/The-free-uniform-spanning-forest-is-a-factor-of-IID-September-25-2026.pdf
  • I. Benjamini, R. Lyons, Y. Peres, O. Schramm, Uniform spanning forests, Ann. Probab., 2001. https://doi.org/10.1214/aop/1008956321
  • R. Lyons, ℓ²-Betti numbers, cost, and the free uniform spanning forest, Oberwolfach Reports, 2013. https://doi.org/10.4171/OWR/2013/42
  • Á. Timár, Factor of iid's through stochastic domination, Israel J. Math., 2025. https://doi.org/10.1007/s11856-025-2884-1
  • R. Lyons, A. Thom, Invariant coupling of determinantal measures on sofic groups, Ergodic Theory Dynam. Systems, 2016. https://doi.org/10.1017/etds.2014.70
  • R. Lyons, Determinantal probability measures, Publ. Math. IHÉS, 2003. https://doi.org/10.1007/s10240-003-0016-0
  • J. Borcea, P. Brändén, T. M. Liggett, Negative dependence and the geometry of polynomials, J. Amer. Math. Soc., 2009. https://doi.org/10.1090/S0894-0347-08-00618-8
  • D. Nam, A. Sly, L. Zhang, Ising model on trees and factors of IID, Comm. Math. Phys., 2022. https://doi.org/10.1007/s00220-021-04260-2
  • R. Pemantle, Choosing a spanning tree for the integer lattice uniformly, Ann. Probab., 1991. https://arxiv.org/abs/math/0404043
9 thms1 active userReviewed
Group TheoryProbability·Captain: wurtle

No percolation at criticality on quasi-transitive graphsResearch Paper

Motivation

In Bernoulli bond percolation on a graph G=(V,E)G=(V,E)G=(V,E), each edge is kept (open) independently with probability ppp. As ppp grows, an infinite connected component of open edges appears at the critical probability pc(G)p_c(G)pc​(G). The criticality problem asks whether an infinite cluster can already exist at pcp_cpc​. A negative answer means the phase transition is continuous. Benjamini and Schramm (1996) conjectured that, on every graph with a large symmetry group and pc<1p_c<1pc​<1, there is no infinite cluster at pcp_cpc​. The question contains the famous open case of Z3\mathbb Z^3Z3 and connects percolation to geometric group theory, since Cayley graphs of finitely generated groups are the main examples.

Timeline

  • 1957. Broadbent and Hammersley introduce percolation (doi:10.1017/S0305004100032680).
  • 1960, 1980. Harris and Kesten settle nearest-neighbour bond percolation on Z2\mathbb Z^2Z2, including θ(pc)=0\theta(p_c)=0θ(pc​)=0 (doi:10.1017/S0305004100034241, doi:10.1007/BF01197577).
  • 1986–1987. Menshikov and Aizenman–Barsky prove sharpness of the subcritical phase; this does not settle behaviour at pcp_cpc​ (doi:10.1007/BF01212322).
  • 1990. Hara and Slade prove mean-field behaviour, including θ(pc)=0\theta(p_c)=0θ(pc​)=0, for Zd\mathbb Z^dZd in sufficiently high dimension (doi:10.1007/BF02108785).
  • 1996. Benjamini and Schramm formulate the conjecture for quasi-transitive graphs with pc<1p_c<1pc​<1 (doi:10.1214/ECP.v1-978).
  • 1999. Benjamini, Lyons, Peres and Schramm prove it for nonamenable graphs with a unimodular quasi-transitive action (doi:10.1214/aop/1022677450).
  • 2006. Timár excludes infinitely many infinite critical clusters on nonunimodular transitive graphs (doi:10.1214/009117906000000494).
  • 2016. Hutchcroft proves the conjecture for every quasi-transitive graph of exponential growth (arXiv:1605.05301). Duminil-Copin, Sidoravicius and Tassion treat slabs (doi:10.1002/cpa.21641).
  • 2017. Fitzner and van der Hofstad reach nearest-neighbour Zd\mathbb Z^dZd, d≥11d\ge11d≥11 (arXiv:1506.07977).
  • 2021. Hermon and Hutchcroft cover certain groups of intermediate growth (arXiv:1809.11112).
  • 2024. Kozma and Nitzan reduce the Zd\mathbb Z^dZd case to a conjectured gluing inequality (arXiv:2401.12397).
  • 2026. Public, non-peer-reviewed announcements report AI-assisted proofs for Zd\mathbb Z^dZd, including a reported Lean formalization of the lattice case (Leder, August 2026).

The source of this mission is an OpenAI preprint dated September 24, 2026, which treats the remaining subexponential-growth case for all quasi-transitive graphs.

Setting

A graph here has vertex set VVV and a set EEE of labelled bonds, each with a pair of endpoints; loops and parallel bonds are allowed. It is locally finite if each vertex lies in finitely many bonds, connected if any two vertices are joined by a path, and quasi-transitive if its automorphism group (bijections of vertices and of bonds respecting endpoints) has finitely many orbits on VVV. Examples include Zd\mathbb Z^dZd and every Cayley graph of a finitely generated group.

For p∈[0,1]p\in[0,1]p∈[0,1], let Pp\mathbb P_pPp​ be the law of a random set ω⊆E\omega\subseteq Eω⊆E containing each bond independently with probability ppp. The cluster Cx(ω)C_x(\omega)Cx​(ω) of xxx is the set of vertices joined to xxx by a finite path of bonds in ω\omegaω (including xxx). Define

pc(G)=inf⁡{p∈[0,1]: Pp(∃x, ∣Cx∣=∞)>0}.p_c(G)=\inf\{p\in[0,1]:\ \mathbb P_p(\exists x,\ |C_x|=\infty)>0\}.pc​(G)=inf{p∈[0,1]: Pp​(∃x, ∣Cx​∣=∞)>0}.

Formalization targets

Goal: Theorem 1.1

For every infinite, connected, locally finite, quasi-transitive graph GGG,

pc(G)<1 ⟹ Ppc(G)(∃x∈V: ∣Cx∣=∞)=0.p_c(G)<1\ \Longrightarrow\ \mathbb P_{p_c(G)}\bigl(\exists x\in V:\ |C_x|=\infty\bigr)=0.pc​(G)<1 ⟹ Ppc​(G)​(∃x∈V: ∣Cx​∣=∞)=0.

The hypothesis pc<1p_c<1pc​<1 is necessary, since at p=1p=1p=1 every infinite connected graph percolates. The Lean statement OAI.CriticalPercolation.BondGraph.no_percolation_at_criticality is open on the platform.

Significance

Theorem 1.1 resolves the Benjamini–Schramm criticality conjecture for Bernoulli bond percolation, and in particular gives θ(pc)=0\theta(p_c)=0θ(pc​)=0 on Zd\mathbb Z^dZd for every d≥2d\ge2d≥2 (Corollary 10.1, p. 39), including the long-open case d=3d=3d=3. With Hutchcroft's exponential-growth theorem, the remaining work is the subexponential case, divided into superpolynomial growth and growth bounded by a polynomial along a sequence of scales. As a consequence the percolation probability is continuous at pcp_cpc​ on every such graph.

The result is proved in an OpenAI preprint that has not been peer reviewed. No machine-checked proof of the general quasi-transitive statement exists; the reported Lean formalization concerns only nearest-neighbour Zd\mathbb Z^dZd. A formal proof would also certify the structural input (Tessera–Tointon's finitary structure theorem) as used here.

Difficulty

The obvious strategy, renormalization from large finite boxes, needs a gluing inequality to connect independently found large clusters, and it needs coordinates: on a general quasi-transitive graph there is no lattice to place boxes in. Planar duality is unavailable, the lace expansion needs high dimension, and Hutchcroft's argument uses exponential growth essentially. In the superpolynomial case one must rule out two large distinct clusters adjacent across an edge; in the polynomial case one needs nilpotent-group coordinates (Gromov, Trofimov, Tessera–Tointon) and a two-direction corridor exploration in which conditional failure probabilities stay uniformly small. Neither uniqueness of the infinite cluster nor independence across coarse blocks can be assumed.

Formalization scope

  • BondGraph V E stores ends : E → Sym2 V; loops and parallel bonds are allowed. LocallyFinite counts bonds at each vertex. Clusters use SimpleGraph.fromEdgeSet of the open bonds, so loops are discarded and parallel bonds collapse; reachability includes the zero-length path.
  • Aut consists of a vertex bijection and a bond bijection that commute with ends; QuasiTransitive says some finite set of vertices meets every orbit.
  • law p is ProbabilityTheory.setBernoulli Set.univ p on Set E: each bond retained independently with probability p : unitInterval.
  • criticalProbability is sInf in unitInterval of {p:Pp(percolates)>0}\{p:\mathbb P_p(\text{percolates})>0\}{p:Pp​(percolates)>0}; if the set were empty this would be 111, which hpc excludes.
  • percolates is the event that some cluster is infinite; the conclusion says it has measure 000 at pcp_cpc​.

A complete development needs Bernoulli product measures, Harris–FKG and conditional correlation inequalities, Hutchcroft's exponential-growth theorem, volume-growth theory of quasi-transitive graphs, and the Gromov–Trofimov–Tessera–Tointon structure theory. Each of these is reusable well beyond this mission. Contributions formalizing Proposition 3.1 (two-cluster bound), Theorem 6.1 (joint gluing), Theorem 7.1 (criticality with a nilpotent quotient action) or Proposition 9.3 (subcritical exploration), or the cited Theorem 2.2 (Hutchcroft), are welcome.

Selected references

  • OpenAI, No percolation at criticality on quasi-transitive graphs, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/No-percolation-at-criticality-on-quasi-transitive-graphs-September-24-2026/paper.pdf
  • I. Benjamini, O. Schramm, Percolation beyond Zd\mathbb Z^dZd, many questions and a few answers, Electron. Commun. Probab., 1996. https://doi.org/10.1214/ECP.v1-978
  • I. Benjamini, R. Lyons, Y. Peres, O. Schramm, Critical percolation on any nonamenable group has no infinite clusters, Ann. Probab., 1999. https://doi.org/10.1214/aop/1022677450
  • T. Hutchcroft, Critical percolation on any quasi-transitive graph of exponential growth has no infinite clusters, C. R. Math., 2016. https://doi.org/10.1016/j.crma.2016.07.013
  • J. Hermon, T. Hutchcroft, No percolation at criticality on certain groups of intermediate growth, IMRN, 2021. https://doi.org/10.1093/imrn/rnz265
  • R. Tessera, M. C. H. Tointon, A finitary structure theorem for vertex-transitive graphs of polynomial growth, Combinatorica, 2021. https://doi.org/10.1007/s00493-020-4295-6
  • G. Kozma, S. Nitzan, A reduction of the θ(p_c)=0 problem to a conjectured inequality, preprint, 2024. https://arxiv.org/abs/2401.12397
  • T. Hara, G. Slade, Mean-field critical behaviour for percolation in high dimensions, Comm. Math. Phys., 1990. https://doi.org/10.1007/BF02108785
  • H. Kesten, The critical probability of bond percolation on the square lattice equals 1/2, Comm. Math. Phys., 1980. https://doi.org/10.1007/BF01197577
  • Á. Timár, Percolation on nonunimodular transitive graphs, Ann. Probab., 2006. https://doi.org/10.1214/009117906000000494
2 thms1 active userReviewed
Combinatorics·Captain: wurtle

Cycle--clique Ramsey numbersResearch Paper

Motivation

The Ramsey number R(H,J)R(H,J)R(H,J) is the least NNN such that every red–blue colouring of the edges of KNK_NKN​ contains a red copy of HHH or a blue copy of JJJ. For a cycle CmC_mCm​ against a clique KnK_nKn​ there is a simple lower-bound construction: take n−1n-1n−1 disjoint red cliques of order m−1m-1m−1 with all edges between them blue. It has (m−1)(n−1)(m-1)(n-1)(m−1)(n−1) vertices, no red CmC_mCm​ (each red component is too small) and no blue KnK_nKn​ (a blue clique meets each red clique at most once). In 1978 Erdős, Faudree, Rousseau and Schelp conjectured that this construction is optimal whenever m≥n≥3m\ge n\ge3m≥n≥3, apart from R(C3,K3)=6R(C_3,K_3)=6R(C3​,K3​)=6. Cycle–complete Ramsey numbers are among the few families where exact values are expected over a whole parameter range, and the conjecture has been attacked case by case for decades.

This mission asks for a formal proof of the full conjecture as stated in an OpenAI preprint dated September 25, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open. Part of the proof is a finite case analysis of 3,099 parameter-pattern instances carried out by two exact programs that accompany the paper.

Background

  • 1971 — Chartrand and Schuster settle n=3n=3n=3 (Bull. AMS 1971).
  • 1973 — Bondy and Erdős prove the formula for m≥n2−2m\ge n^2-2m≥n2−2 (JCTB 1973).
  • 1978 — Erdős, Faudree, Rousseau and Schelp state the conjecture (J. Graph Theory 1978).
  • 1999–2008 — The full range for n=4n=4n=4 (Yang–Huang–Zhang, Australas. J. Combin. 1999), n=5n=5n=5 (Bollobás et al., Australas. J. Combin. 2000), n=6n=6n=6 (Schiermeyer, JGT 2003), n=7n=7n=7 (Chen–Cheng–Zhang, Eur. J. Combin. 2008).
  • 2005 — Nikiforov proves the formula for n≥4n\ge4n≥4, m≥4n+2m\ge4n+2m≥4n+2 (CPC 2005).
  • 2007–2023 — Partial results for n=8n=8n=8, including R(C8,K8)R(C_8,K_8)R(C8​,K8​) (Discrete Math. 2009) and R(C9,K8)R(C_9,K_8)R(C9​,K8​) (ISRN Algebra 2011).
  • 2021 — Keevash, Long and Skokan prove the formula for m≥Clog⁡n/log⁡log⁡nm\ge C\log n/\log\log nm≥Clogn/loglogn, leaving finitely many open pairs (IMRN 2021).
  • September 2026 — The OpenAI preprint claims all remaining pairs (Theorem 1.1, p. 2).

Setting

All graphs are finite and simple. CmC_mCm​ is the cycle on exactly mmm vertices and KnK_nKn​ the complete graph on nnn vertices. Identify a red–blue colouring of KNK_NKN​ with its red graph GGG on NNN vertices; the blue graph is the complement G‾\overline GG. A copy of HHH in GGG is an injective homomorphism H→GH\to GH→G (copies need not be induced). The Ramsey property R(m,n,N)\mathcal R(m,n,N)R(m,n,N) says: every graph GGG on NNN vertices contains CmC_mCm​ or its complement contains KnK_nKn​. Then

R(Cm,Kn)=min⁡{N: R(m,n,N)}.R(C_m,K_n)=\min\{N:\ \mathcal R(m,n,N)\}.R(Cm​,Kn​)=min{N: R(m,n,N)}.

Formalization targets

Goal: Theorem 1.1 (p. 2)

For all integers m≥n≥3m\ge n\ge 3m≥n≥3 with (m,n)≠(3,3)(m,n)\ne(3,3)(m,n)=(3,3),

R(Cm,Kn)=(m−1)(n−1)+1,R(C_m,K_n)=(m-1)(n-1)+1,R(Cm​,Kn​)=(m−1)(n−1)+1,

and R(C3,K3)=6R(C_3,K_3)=6R(C3​,K3​)=6.

Significance

The result itself. It completes a programme that over five decades settled the conjecture for n≤7n\le7n≤7, for long cycles, and for all sufficiently large nnn by Keevash–Long–Skokan; the preprint's contribution is the remaining finite but large set of pairs. Since Keevash–Long–Skokan's constant is not explicit, the preprint gives a structural reduction that does not need a numerical value of it.

Formalizing it. The statement uses only Mathlib's cycleGraph, complete graphs, complements and subgraph containment. A formal proof would have to certify both the structural lemmas (independent-set expansion, a large-clique lemma, optimal path systems) and the finite verification of 3,099 pattern instances, which the preprint currently delegates to two programs with deduction traces. Bringing such a computation inside a proof assistant is itself a worthwhile contribution. Neither R(Cm,Kn)R(C_m,K_n)R(Cm​,Kn​) for general parameters nor any of the previously known infinite families has a machine-checked proof.

Difficulty

The lower bound is the explicit construction above; the work is the upper bound for exact cycle length mmm. Methods that find long cycles (Pósa rotation, Chvátal–Erdős) produce cycles of length at least mmm, not exactly mmm, and forbidding exactly one cycle length gives weak structural information. The preprint passes to a minimal counterexample with independent-set expansion (Lemma 2.2, p. 4), finds a clique of order max⁡{3,⌊k/2⌋}\max\{3,\lfloor k/2\rfloor\}max{3,⌊k/2⌋} with k=m−1k=m-1k=m−1 (Theorem 3.1, p. 5), and optimizes systems of paths through that clique so that every improvement would close a cycle of order exactly mmm. Cliques of order t≥9t\ge9t≥9 are excluded by hand (Proposition 8.4, p. 24); the remaining 3≤t≤83\le t\le83≤t≤8, 5≤k≤175\le k\le175≤k≤17 need the finite verification of Section 9 (Proposition 9.1, p. 26).

Formalization scope

  • RamseyProperty m n N: for every G : SimpleGraph (Fin N), cycleGraph m ⊑ G or (⊤ : SimpleGraph (Fin n)) ⊑ Gᶜ, where ⊑ is Mathlib's subgraph containment (injective homomorphism, non-induced).
  • cycleCliqueRamsey m n = sInf {N | RamseyProperty m n N} in ℕ. If the set were empty, sInf would return 0; the goal's equalities exclude that, so a proof must exhibit the Ramsey property.
  • The goal quantifies over integers m,nm,nm,n with 3≤n≤m3\le n\le m3≤n≤m, (m,n)≠(3,3)(m,n)\ne(3,3)(m,n)=(3,3), converting with toNat (harmless since both are at least 333), and separately states cycleCliqueRamsey 3 3 = 6.
  • cycleGraph m on Fin m is the mmm-cycle for m≥3m\ge3m≥3.

Welcome contributions: a verified checker for the pattern enumeration of Section 9, and the classical small cases (n=3n=3n=3, Bondy–Erdős for m≥n2−2m\ge n^2-2m≥n2−2).

Selected references

  • OpenAI, Cycle–clique Ramsey numbers, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Cycle-clique-Ramsey-numbers-September-25-2026/Cycle-clique-Ramsey-numbers-September-25-2026.pdf
  • P. Erdős, R. J. Faudree, C. C. Rousseau, R. H. Schelp, On cycle–complete graph Ramsey numbers, J. Graph Theory 2 (1978). https://doi.org/10.1002/jgt.3190020107
  • J. A. Bondy, P. Erdős, Ramsey numbers for cycles in graphs, J. Combin. Theory Ser. B (1973). https://doi.org/10.1016/S0095-8956(73)80005-X
  • G. Chartrand, S. Schuster, On the existence of specified cycles in complementary graphs, Bull. Amer. Math. Soc. (1971). https://doi.org/10.1090/S0002-9904-1971-12832-X
  • I. Schiermeyer, All cycle-complete graph Ramsey numbers r(C_m,K_6), J. Graph Theory (2003). https://doi.org/10.1002/jgt.10145
  • V. Nikiforov, The cycle-complete graph Ramsey numbers, Combin. Probab. Comput. (2005). https://doi.org/10.1017/S096354830400642X
  • Y. Chen, T. C. E. Cheng, Y. Zhang, The Ramsey numbers R(C_m,K_7) and R(C_7,K_8), European J. Combin. (2008). https://doi.org/10.1016/j.ejc.2007.05.007
  • P. Keevash, E. Long, J. Skokan, Cycle-complete Ramsey numbers, Int. Math. Res. Not. (2021). https://doi.org/10.1093/imrn/rnz119
  • V. Chvátal, P. Erdős, A note on Hamiltonian circuits, Discrete Math. (1972). https://doi.org/10.1016/0012-365X(72)90079-9
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CombinatoricsTheoretical Computer Science·Captain: wurtle

A polynomial-time construction of strong thin treesResearch Paper

Motivation

A thin spanning tree of a graph is a spanning tree that uses only a small fraction of the edges of every cut. Thin trees were introduced for the asymmetric traveling salesman problem: Asadpour, Goemans, Mądry, Oveis Gharan and Saberi showed that a thin tree of low cost can be augmented into a cheap tour, giving an O(log⁡n/log⁡log⁡n)O(\log n/\log\log n)O(logn/loglogn)-approximation (doi:10.1287/opre.2017.1603). Goddyn conjectured that high edge connectivity forces thin trees; the strong thin tree conjecture asks for thinness C/kC/kC/k in every kkk-edge-connected multigraph. For applications one wants not just existence but an efficient algorithm that finds such a tree, also when parallel-edge multiplicities are huge and written in binary.

Background. The maximum-entropy rounding of Asadpour et al. constructs O(log⁡n/(klog⁡log⁡n))O(\log n/(k\log\log n))O(logn/(kloglogn))-thin trees. Oveis Gharan and Saberi constructed O(1/k)O(1/k)O(1/k)-thin trees on planar and bounded-genus graphs (2011, doi:10.1137/1.9781611973082.75). Anari and Oveis Gharan proved existence of poly(log⁡log⁡n)/k\mathrm{poly}(\log\log n)/kpoly(loglogn)/k-thin trees in general (2015, arXiv:1411.4613), without a polynomial-time construction. Klein and Olver (2023, doi:10.1109/FOCS57990.2023.00011) and Klein, Olver and Yeoh (2026, doi:10.4230/LIPIcs.ICALP.2026.129) handled laminar families and near-minimum cuts. A companion OpenAI preprint claims the existence statement of the strong conjecture.

The source of this mission, an OpenAI preprint dated September 23, 2026, claims a deterministic polynomial-time construction.

Setting

Graphs are finite undirected loopless multigraphs; parallel copies count separately. For ∅≠S⊊V(G)\varnothing\ne S\subsetneq V(G)∅=S⊊V(G), δG(S)\delta_G(S)δG​(S) is the multiset of edges with exactly one endpoint in SSS, and GGG is kkk-edge-connected if ∣δG(S)∣≥k|\delta_G(S)|\ge k∣δG​(S)∣≥k for every such SSS. A spanning tree TTT is α\alphaα-thin if ∣δT(S)∣≤α∣δG(S)∣|\delta_T(S)|\le\alpha|\delta_G(S)|∣δT​(S)∣≤α∣δG​(S)∣ for all such SSS. Two input formats are allowed: an explicit list of labelled edge copies, or a list of endpoint pairs with multiplicities written in binary (so the number of edges can be exponential in the input length). Running time is measured in the total binary input length.

Formalization targets

Goal: Theorem 1.1 (algorithmic strong thin trees)

There is an absolute constant CCC and a deterministic algorithm that, given k≥1k\ge1k≥1 and a kkk-edge-connected multigraph GGG on at least one vertex (in either format), returns in time polynomial in the input length a spanning tree TTT with

∣δT(S)∣≤Ck ∣δG(S)∣(∅≠S⊊V(G)),|\delta_T(S)|\le\frac Ck\,|\delta_G(S)|\qquad(\varnothing\ne S\subsetneq V(G)),∣δT​(S)∣≤kC​∣δG​(S)∣(∅=S⊊V(G)),

returning the empty tree for a one-vertex graph. Lean: OAI.AlgorithmicThinTrees.algorithmic_strong_thin_trees, open on the platform.

Significance

The theorem would give an algorithmic resolution of the strong thin tree conjecture: not only do C/kC/kC/k-thin trees exist, they can be found deterministically in polynomial time, even for exponentially many parallel edges. It also yields simultaneous cost-and-cut rounding (Corollary 7.1): from a fractional point whose mass on every cut is at least one, a tree in its support with every cut load and total cost within constant factors, with no metric assumption on costs. The order 1/k1/k1/k is optimal. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

Existence proofs for thin trees go through the Marcus–Spielman–Srivastava interlacing-families theorem and a fixed-point argument, neither of which is constructive: they show that some choice works without locating it. The algorithm must replace these by explicit, rational, polynomially sized computations (checked signings, rational positive semidefinite decompositions, bounded denominators) and must work with binary multiplicities, where even listing the edges is exponential. Certifying thinness on all exponentially many cuts must also be done without enumerating them.

Formalization scope

  • Graphs: StrongThinTree.MultiGraph n m (vertices Fin n, edges Fin m, loopless). Inputs are ExplicitInput or BinaryInput (ordered, distinct endpoint pairs with multiplicities); a binary input's edge copies are Σ i, Fin (multiplicity i).
  • Valid x: n≥1n\ge1n≥1, k≥1k\ge1k≥1 and EdgeConnected k.
  • The machine model is CurrentKS.Machine: a deterministic machine with finitely many binary stacks and a finite instruction table, run for a fuel bound. Inputs and outputs are self-delimiting binary encodings (CurrentKS.encodeNat).
  • AlgorithmicStrongThinTrees: ∃ C > 0, ∃ M a degree, 0 < a ∧ ∀ x, Valid x → after a * (len + 1)^degree steps M has halted and its output stack encodes a duplicate-free edge list forming a ThinTree C k; for n=1n=1n=1 the output is empty.
  • One machine and one polynomial serve all inputs in both formats.

Needed infrastructure: the existence theory of the companion mission, a model of deterministic computation with polynomial-time bounds, exact rational linear algebra, and constructive spectral sparsification. Contributions formalizing Proposition 2.5, Proposition 3.1, Lemma 6.1, Theorem A.1 (rational rank-one signing) or Corollary 7.1 are welcome.

Selected references

  • OpenAI, A polynomial-time construction of strong thin trees, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-polynomial-time-construction-of-strong-thin-trees-September-23-2026/paper.pdf
  • OpenAI, The strong thin tree conjecture, preprint, September 23, 2026.
  • A. Asadpour, M. X. Goemans, A. Mądry, S. Oveis Gharan, A. Saberi, An O(log n/log log n)-approximation algorithm for the asymmetric traveling salesman problem, Oper. Res., 2017. https://doi.org/10.1287/opre.2017.1603
  • N. Anari, S. Oveis Gharan, Effective-resistance-reducing flows, spectrally thin trees, and asymmetric TSP, FOCS, 2015. https://arxiv.org/abs/1411.4613
  • S. Oveis Gharan, A. Saberi, The asymmetric traveling salesman problem on graphs with bounded genus, SODA, 2011. https://doi.org/10.1137/1.9781611973082.75
  • N. Klein, N. Olver, Thin trees for laminar families, FOCS, 2023. https://doi.org/10.1109/FOCS57990.2023.00011
  • N. Klein, N. Olver, Z. S. Yeoh, Thin trees for near minimum cuts, ICALP, 2026. https://doi.org/10.4230/LIPIcs.ICALP.2026.129
  • O. Svensson, J. Tarnawski, L. A. Végh, A constant-factor approximation algorithm for the asymmetric traveling salesman problem, J. ACM, 2020. https://doi.org/10.1145/3424306
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CombinatoricsProbability·Captain: wurtle

Sharp logarithmic exponents for fixed off-diagonal Ramsey numbersResearch Paper

Motivation: the logarithmic factor in r(s,t)r(s,t)r(s,t)

For integers s,t≥2s,t\ge2s,t≥2 the Ramsey number r(s,t)r(s,t)r(s,t) is the least NNN such that every simple graph on NNN vertices contains a clique of order sss or an independent set of order ttt. Ramsey's theorem guarantees these numbers are finite. In the off-diagonal regime, sss is fixed and t→∞t\to\inftyt→∞; the classical upper bounds give r(s,t)=Os ⁣(ts−1/(log⁡t)s−2)r(s,t)=O_s\!\left(t^{s-1}/(\log t)^{s-2}\right)r(s,t)=Os​(ts−1/(logt)s−2), while for a long time lower-bound constructions did not reach the power ts−1t^{s-1}ts−1. Once the power was settled, the remaining question was the power of log⁡t\log tlogt.

Timeline

  • 1930 — Ramsey proves finiteness of these numbers (Ramsey 1930, Thm B).
  • 1935 — Erdős and Szekeres: r(s,t)≤(s+t−2s−1)=Os(ts−1)r(s,t)\le\binom{s+t-2}{s-1}=O_s(t^{s-1})r(s,t)≤(s−1s+t−2​)=Os​(ts−1) (Erdős–Szekeres 1935).
  • 1977 — Spencer's local-lemma construction: r(s,t)=Ωs((t/log⁡t)(s+1)/2)r(s,t)=\Omega_s\big((t/\log t)^{(s+1)/2}\big)r(s,t)=Ωs​((t/logt)(s+1)/2) (Spencer 1977).
  • 1980 — Ajtai, Komlós and Szemerédi: r(s,t)=Os(ts−1/(log⁡t)s−2)r(s,t)=O_s\big(t^{s-1}/(\log t)^{s-2}\big)r(s,t)=Os​(ts−1/(logt)s−2) (AKS 1980).
  • 1995 — Kim: r(3,t)=Θ(t2/log⁡t)r(3,t)=\Theta(t^2/\log t)r(3,t)=Θ(t2/logt) (Kim 1995).
  • 2001 — Li, Rousseau and Zang: upper leading coefficient 1+o(1)1+o(1)1+o(1) (Li–Rousseau–Zang 2001).
  • 2010 — Bohman and Keevash, via the random KsK_sKs​-free process: r(s,t)=Ωs(t(s+1)/2(log⁡t)1/(s−2)−(s+1)/2)r(s,t)=\Omega_s\big(t^{(s+1)/2}(\log t)^{1/(s-2)-(s+1)/2}\big)r(s,t)=Ωs​(t(s+1)/2(logt)1/(s−2)−(s+1)/2) (Bohman–Keevash 2010, Thm 1.2).
  • 2024 — Mubayi and Verstraëte show that suitable optimally pseudorandom KsK_sKs​-free graphs would give ts−1/(log⁡t)2s−4t^{s-1}/(\log t)^{2s-4}ts−1/(logt)2s−4 (Mubayi–Verstraëte 2024); Mattheus and Verstraëte prove r(4,t)=Ω(t3/(log⁡t)4)r(4,t)=\Omega(t^3/(\log t)^4)r(4,t)=Ω(t3/(logt)4) (Mattheus–Verstraëte 2024).
  • 2026 — Bradač proves r(s,t)≥cs ts−1/(log⁡t)2s−4r(s,t)\ge c_s\,t^{s-1}/(\log t)^{2s-4}r(s,t)≥cs​ts−1/(logt)2s−4 for every s≥3s\ge3s≥3, fixing the polynomial exponent (Bradač 2026, Thm 1.1).
  • 2026 — An OpenAI preprint, Sharp logarithmic exponents for fixed off-diagonal Ramsey numbers (OpenAI Math Release, September 24, 2026), claims r(s,t)=ts−1/(log⁡t)s−2+o(1)r(s,t)=t^{s-1}/(\log t)^{s-2+o(1)}r(s,t)=ts−1/(logt)s−2+o(1) for every fixed s≥6s\ge6s≥6; a companion preprint treats s=5s=5s=5. Neither has been peer reviewed, and the main theorem is not formally verified.

Setting

A graph on NNN vertices is a SimpleGraph (Fin N). The Lean development defines

  • RamseyProperty s t N: every graph on Fin N has an sss-clique, or its complement has a ttt-clique (an independent set of size ttt);
  • ramsey s t := sInf {N | RamseyProperty s t N}, the Ramsey number r(s,t)r(s,t)r(s,t).

All logarithms are natural; real powers of log⁡t\log tlogt use Real.rpow.

Formalization targets

Goal: sharp logarithmic exponent for every fixed s≥6s\ge6s≥6

For every integer s≥6s\ge6s≥6 there is Cs>0C_s>0Cs​>0 such that for every ε>0\varepsilon>0ε>0 and every sufficiently large ttt (threshold depending on s,εs,\varepsilons,ε)

ts−1(log⁡t)s−2+ε ≤ r(s,t) ≤ Cs ts−1(log⁡t)s−2,andlim⁡t→∞(s−1)log⁡t−log⁡r(s,t)log⁡log⁡t=s−2.\frac{t^{s-1}}{(\log t)^{s-2+\varepsilon}}\ \le\ r(s,t)\ \le\ C_s\,\frac{t^{s-1}}{(\log t)^{s-2}}, \qquad\text{and}\qquad \lim_{t\to\infty}\frac{(s-1)\log t-\log r(s,t)}{\log\log t}=s-2 .(logt)s−2+εts−1​ ≤ r(s,t) ≤ Cs​(logt)s−2ts−1​,andt→∞lim​loglogt(s−1)logt−logr(s,t)​=s−2.

This is Theorem 1.1 of the source, formalized as main (s) (hs : 6 ≤ s) : MainBounds s ∧ MainLimit s. The goal is published on the platform with status Open; no machine-checked proof exists.

Significance

The result itself. Together with the companion s=5s=5s=5 preprint and the earlier results for s=3,4s=3,4s=3,4 on the polynomial exponent, the theorem identifies the exact power of log⁡t\log tlogt in r(s,t)r(s,t)r(s,t) up to (log⁡t)o(1)(\log t)^{o(1)}(logt)o(1) for each fixed sss: the classical AKS upper bound is sharp in its logarithmic exponent. It does not give a matching constant-factor lower bound. The main new ingredient is a prime-indexed construction (Theorem 1.2 of the source): for fixed d≥5d\ge5d≥5 and large primes qqq, a Kd+1K_{d+1}Kd+1​-free graph on ⌊qdlog⁡q⌋\lfloor q^d\log q\rfloor⌊qdlogq⌋ vertices with independence number below q(log⁡q)1+ηq(\log q)^{1+\eta}q(logq)1+η, built from random incident point–hyperplane flags of PG(d,q)\mathrm{PG}(d,q)PG(d,q).

Formalizing it. The upper half is classical (Proposition 7.3 of the source restates the AKS estimate for all fixed sss). The lower half is a long argument combining finite projective geometry, entropy of a selected subsequence, and incidence bounds in positive characteristic; formal verification would independently check an unrefereed claim.

Difficulty

Bradač's projective graph has the right number of vertices but its independent sets were only controlled up to logarithmic exponent 2s−42s-42s−4. Improving to s−2+o(1)s-2+o(1)s−2+o(1) requires bounding long independent sequences in a random stream of flags. A union bound over sequences loses too much, and a sequence selected from the random stream need not have independent or uniform flags. The source pays for this with an entropy lower bound on the selected sequence and a compression upper bound, which in turn requires a description theorem for sparse point–hyperplane pairs in arbitrary dimension (repeated projections and a high-rank two-row description based on a finite-field Zariski-closure inequality of Nie and Wang).

Formalization scope

  • Graphs are SimpleGraph (Fin N); independent sets are cliques of the complement graph. ramsey is an sInf, equal to r(s,t)r(s,t)r(s,t) because the defining set is nonempty by Ramsey's theorem.
  • MainBounds s fixes one C>0C>0C>0 (depending on sss) before quantifying over ε\varepsilonε; natural subtraction s - 1, s - 2 is harmless because s≥6s\ge6s≥6. MainLimit s is a Filter.Tendsto over natural ttt.
  • The case s=5s=5s=5 belongs to the companion preprint and is not part of this goal; s=3,4s=3,4s=3,4 are not covered.
  • Needed infrastructure: projective spaces over Fq\mathbb F_qFq​, Shannon entropy and conditional entropy, concentration inequalities, polynomial-method incidence bounds over finite fields, and AKS-type independent-set bounds for locally sparse graphs. The incidence and entropy layers are reusable.

Selected references

  • F. P. Ramsey, On a problem of formal logic, Proc. London Math. Soc. (2) 30 (1930), 264–286. https://doi.org/10.1112/plms/s2-30.1.264
  • P. Erdős and G. Szekeres, A combinatorial problem in geometry, Compositio Math. 2 (1935), 463–470. https://www.numdam.org/item/CM_1935__2__463_0/
  • J. Spencer, Asymptotic lower bounds for Ramsey functions, Discrete Math. 20 (1977), 69–76. https://doi.org/10.1016/0012-365X(77)90044-9
  • M. Ajtai, J. Komlós and E. Szemerédi, A note on Ramsey numbers, J. Combin. Theory Ser. A 29 (1980), 354–360. https://doi.org/10.1016/0097-3165(80)90030-8
  • J. H. Kim, The Ramsey number R(3,t) has order of magnitude t²/log t, Random Structures Algorithms 7 (1995), 173–207. https://doi.org/10.1002/rsa.3240070302
  • Y. Li, C. C. Rousseau and W. Zang, Asymptotic upper bounds for Ramsey functions, Graphs Combin. 17 (2001), 123–128. https://doi.org/10.1007/s003730170060
  • T. Bohman and P. Keevash, The early evolution of the H-free process, Invent. Math. 181 (2010), 291–336. https://doi.org/10.1007/s00222-010-0247-x
  • D. Mubayi and J. Verstraëte, A note on pseudorandom Ramsey graphs, J. Eur. Math. Soc. 26 (2024), 153–161. https://doi.org/10.4171/JEMS/1359
  • S. Mattheus and J. Verstraëte, The asymptotics of r(4,t), Ann. of Math. 199 (2024), 919–941. https://doi.org/10.4007/annals.2024.199.2.8
  • D. Bradač, Off-diagonal Ramsey numbers, arXiv:2605.28793 (2026). https://arxiv.org/abs/2605.28793v3
  • Z. Nie and A. Y. Wang, Hilbert functions and the finite degree Zariski closure in finite field combinatorial geometry, J. Combin. Theory Ser. A 134 (2015), 196–220. https://doi.org/10.1016/j.jcta.2015.03.011
  • OpenAI, Sharp logarithmic exponents for fixed off-diagonal Ramsey numbers, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Sharp-Logarithmic-Exponents-for-Fixed-Off-Diagonal-Ramsey-Numbers-September-24-2026/paper.pdf
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CombinatoricsProbability·Captain: wurtle

The sharp logarithmic exponent of r(5,t)Research Paper

Motivation: the growth of off-diagonal Ramsey numbers

For integers s,t≥2s,t\ge 2s,t≥2 the Ramsey number r(s,t)r(s,t)r(s,t) is the least nnn such that every simple graph on nnn vertices contains either a complete subgraph KsK_sKs​ or an independent set of ttt vertices. Determining how r(s,t)r(s,t)r(s,t) grows when sss is fixed and t→∞t\to\inftyt→∞ is one of the central problems of extremal and probabilistic combinatorics: upper bounds come from counting and local density arguments, lower bounds require explicit or random constructions of KsK_sKs​-free graphs with no large independent set, and for decades the two sides did not even agree on the power of ttt.

Timeline

  • 1935 — Erdős and Szekeres prove r(s,t)≤(s+t−2s−1)r(s,t)\le\binom{s+t-2}{s-1}r(s,t)≤(s−1s+t−2​) (Erdős–Szekeres 1935).
  • 1977 — Spencer's local-lemma method gives r(5,t)≳(t/log⁡t)3r(5,t)\gtrsim (t/\log t)^3r(5,t)≳(t/logt)3 (Spencer 1977).
  • 1980 — Ajtai, Komlós and Szemerédi improve the fixed-sss upper bound to O(ts−1/(log⁡t)s−2)O(t^{s-1}/(\log t)^{s-2})O(ts−1/(logt)s−2) (AKS 1980).
  • 1995 — Kim shows r(3,t)r(3,t)r(3,t) has order t2/log⁡tt^2/\log tt2/logt (Kim 1995).
  • 2001 — Li, Rousseau and Zang obtain upper leading constant 1+o(1)1+o(1)1+o(1) for fixed sss (Li–Rousseau–Zang 2001).
  • 2010 — Bohman and Keevash's analysis of the K5K_5K5​-free process gives r(5,t)≳t3/(log⁡t)8/3r(5,t)\gtrsim t^3/(\log t)^{8/3}r(5,t)≳t3/(logt)8/3 (Bohman–Keevash 2010, Thm 1.2).
  • 2024 — Mattheus and Verstraëte prove r(4,t)≥c t3/(log⁡t)4r(4,t)\ge c\,t^3/(\log t)^4r(4,t)≥ct3/(logt)4 via Hermitian unitals, settling the power of ttt for s=4s=4s=4 (Mattheus–Verstraëte 2024).
  • 2026 — Bradač's projective construction gives r(s,t)≥cs ts−1/(log⁡t)2s−4r(s,t)\ge c_s\,t^{s-1}/(\log t)^{2s-4}r(s,t)≥cs​ts−1/(logt)2s−4 for all s≥3s\ge3s≥3; for s=5s=5s=5 the logarithmic exponent is 666 (Bradač 2026, Thm 1.1).
  • 2026 — An OpenAI preprint, The sharp logarithmic exponent of r(5,t) (OpenAI Math Release, September 24, 2026), claims r(5,t)=t4/(log⁡t)3+o(1)r(5,t)=t^4/(\log t)^{3+o(1)}r(5,t)=t4/(logt)3+o(1), closing the gap between exponent 666 and the AKS-type exponent 333. The preprint has not been peer reviewed and its main theorem is not formally verified.

Setting

A graph on nnn vertices is a SimpleGraph (Fin n). A kkk-clique is a set of kkk pairwise adjacent vertices and a kkk-independent set a set of kkk pairwise non-adjacent vertices. The Lean development defines

  • RamseyProperty s t n: every simple graph on Fin n has an sss-clique or a ttt-independent set;
  • ramsey s t := sInf {n | RamseyProperty s t n}, the Ramsey number r(s,t)r(s,t)r(s,t).

All logarithms are natural.

Formalization targets

Goal: sharp bounds and logarithmic exponent for r(5,t)r(5,t)r(5,t)

There is an absolute constant C>0C>0C>0 such that for every ε>0\varepsilon>0ε>0 and all sufficiently large ttt (threshold depending on ε\varepsilonε)

t4(log⁡t)3+ε ≤ r(5,t) ≤ C t4(log⁡t)3,\frac{t^4}{(\log t)^{3+\varepsilon}}\ \le\ r(5,t)\ \le\ C\,\frac{t^4}{(\log t)^3},(logt)3+εt4​ ≤ r(5,t) ≤ C(logt)3t4​,

and consequently

lim⁡t→∞4log⁡t−log⁡r(5,t)log⁡log⁡t=3.\lim_{t\to\infty}\frac{4\log t-\log r(5,t)}{\log\log t}=3 .t→∞lim​loglogt4logt−logr(5,t)​=3.

This is Theorem 1.1 of the source, formalized as SharpBounds ∧ SharpExponent. The goal is published on the platform with status Open; no machine-checked proof exists.

Significance

The result itself. The theorem determines r(5,t)r(5,t)r(5,t) up to a factor (log⁡t)o(1)(\log t)^{o(1)}(logt)o(1), the first case beyond s=4s=4s=4 in which the logarithmic exponent of a fixed off-diagonal Ramsey number is known. It shows that the classical upper-bound exponent s−2=3s-2=3s−2=3 is the truth for s=5s=5s=5, and it leaves open only a constant-factor asymptotic for t4/(log⁡t)3t^4/(\log t)^3t4/(logt)3. The lower-bound construction (random incident point–hyperplane pairs in projective space PG(4,q)\mathrm{PG}(4,q)PG(4,q), ordered by position) together with its entropy/compression analysis is the new part.

Formalizing it. The upper bound is an elementary argument (triangle-free independent-set bounds plus random sampling), stated separately in the source as Theorem 2.1 for all t≥2t\ge2t≥2; its formalization is a self-contained milestone. The lower bound is a long probabilistic and finite-geometric argument whose formal verification would independently certify an unrefereed claim.

Difficulty

The lower bound needs a K5K_5K5​-free graph on about t4/(log⁡t)3+εt^4/(\log t)^{3+\varepsilon}t4/(logt)3+ε vertices with no independent set of size ttt. Random graph processes lose logarithmic factors and even the power of ttt; Bradač's projective graph has the right power but its independent sets were only controlled to logarithmic exponent 666. The obstacle is to bound long independent sequences in a random stream of flags: a direct union bound over sequences is far too weak, and the selected sequence can have a heavily biased law. The source handles this with an entropy lower bound and a matching compression (description) upper bound that relies on a new theorem about sparse point–hyperplane incidences.

Formalization scope

  • Graphs are SimpleGraph (Fin n); cliques and independent sets use Mathlib's IsNClique and IsNIndepSet. ramsey is an sInf, which is the true Ramsey number because the defining set is nonempty by Ramsey's theorem; a proof must use that nonemptiness rather than the junk value 0.
  • SharpBounds fixes one C>0C>0C>0 before ε\varepsilonε; the threshold t0t_0t0​ may depend on ε\varepsilonε. The power (log⁡t)3+ε(\log t)^{3+\varepsilon}(logt)3+ε is Real.rpow. SharpExponent is a Filter.Tendsto statement over natural ttt with real logarithms.
  • Needed infrastructure: finite projective geometry over Fq\mathbb F_qFq​, entropy and conditional entropy of finite random variables, concentration inequalities, and independent-set bounds for triangle-free graphs (Shearer/AKS type). The upper-bound half and the triangle-free bounds are reusable in other Ramsey formalizations.

Selected references

  • P. Erdős and G. Szekeres, A combinatorial problem in geometry, Compositio Math. 2 (1935), 463–470. https://www.numdam.org/item/CM_1935__2__463_0/
  • J. Spencer, Asymptotic lower bounds for Ramsey functions, Discrete Math. 20 (1977), 69–76. https://doi.org/10.1016/0012-365X(77)90044-9
  • M. Ajtai, J. Komlós and E. Szemerédi, A note on Ramsey numbers, J. Combin. Theory Ser. A 29 (1980), 354–360. https://doi.org/10.1016/0097-3165(80)90030-8
  • J. H. Kim, The Ramsey number R(3,t) has order of magnitude t²/log t, Random Structures Algorithms 7 (1995), 173–207. https://doi.org/10.1002/rsa.3240070302
  • Y. Li, C. C. Rousseau and W. Zang, Asymptotic upper bounds for Ramsey functions, Graphs Combin. 17 (2001), 123–128. https://doi.org/10.1007/s003730170060
  • T. Bohman and P. Keevash, The early evolution of the H-free process, Invent. Math. 181 (2010), 291–336. https://doi.org/10.1007/s00222-010-0247-x
  • S. Mattheus and J. Verstraëte, The asymptotics of r(4,t), Ann. of Math. 199 (2024), 919–941. https://doi.org/10.4007/annals.2024.199.2.8
  • D. Bradač, Off-diagonal Ramsey numbers, arXiv:2605.28793 (2026). https://arxiv.org/abs/2605.28793v3
  • OpenAI, The sharp logarithmic exponent of r(5,t), OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Sharp-Logarithmic-Exponent-of-r-5-t-September-24-2026/paper.pdf
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CombinatoricsRepresentation Theory·Captain: wurtle

Elementary positivity of chromatic quasisymmetric functionsResearch Paper

Motivation: the Shareshian–Wachs elementary-positivity conjecture

The chromatic symmetric function of a graph, introduced by Stanley, records all proper colorings of the graph with infinitely many colors as a symmetric function; it refines the chromatic polynomial. Whether it expands with nonnegative coefficients in the basis of elementary symmetric functions ("eee-positivity") is a central question in algebraic combinatorics. The Stanley–Stembridge conjecture (1993) predicted eee-positivity for incomparability graphs of (3+1)(3+1)(3+1)-free posets; it arose from positivity questions for immanants of Jacobi–Trudi matrices. Shareshian and Wachs introduced a qqq-graded refinement, the chromatic quasisymmetric function, which tracks ascents of colorings along edges, and conjectured that for natural unit interval graphs its elementary coefficients are polynomials in qqq with nonnegative integer coefficients. The qqq-refinement is tied to geometry: it describes the graded representation of the symmetric group on the cohomology of regular semisimple Hessenberg varieties.

Timeline

  • 1993 — Stanley and Stembridge formulate the eee-positivity conjecture for (3+1)(3+1)(3+1)-free posets (J. Combin. Theory Ser. A 1993); Haiman's immanant results imply Schur positivity (JAMS 1993).
  • 1995 — Stanley introduces the chromatic symmetric function (Adv. Math. 1995).
  • 1996 — Gasharov gives a positive Schur expansion via poset tableaux (Discrete Math. 1996).
  • 2012/2016 — Shareshian and Wachs introduce the chromatic quasisymmetric function, prove its symmetry and Schur positivity for natural unit interval graphs, and conjecture elementary positivity over N[q]\mathbb N[q]N[q] and the Hessenberg connection (Configuration Spaces 2012; Adv. Math. 2016).
  • 2013 — Guay-Paquet reduces the Stanley–Stembridge conjecture to unit interval orders (arXiv:1306.2400).
  • 2015 — Athanasiadis gives a power-sum expansion (Electron. J. Combin. 2015).
  • 2016–2018 — Brosnan–Chow (Adv. Math. 2018) and Guay-Paquet (arXiv:1601.05498) prove the Hessenberg representation identity.
  • 2019–2023 — Positivity for substantial subfamilies: abelian Hessenberg varieties (Harada–Precup 2019), explicit expansions (Cho–Huh 2019), melting lollipops (Huh–Nam–Yoo 2020), abelian Dyck paths via qqq-rook theory (Colmenarejo–Morales–Panova 2023); the modular law of Abreu and Nigro (J. Combin. Theory Ser. A 2021).
  • 2024–2025 — Hikita proves the Stanley–Stembridge conjecture (q=1q=1q=1) via a probabilistic formula (arXiv:2410.12758); his weights do not give coefficientwise positivity in N[q]\mathbb N[q]N[q]. Griffin, Mellit, Romero, Weigl and Wen give an independent proof (arXiv:2504.06936).
  • 2026 — The OpenAI preprint Elementary positivity of chromatic quasisymmetric functions (OpenAI Math Release, September 24, 2026) claims elementary positivity over N[q]\mathbb N[q]N[q] for all natural unit interval graphs, with an explicit permutation witness. It has not been peer reviewed and its theorem is not formally verified.

Setting

Let h:[n]→[n]h:[n]\to[n]h:[n]→[n] be weakly increasing with i≤h(i)i\le h(i)i≤h(i). The natural unit interval graph G=G(h)G=G(h)G=G(h) has vertices [n]={1,…,n}[n]=\{1,\dots,n\}[n]={1,…,n} and edges {i,j}\{i,j\}{i,j} with i<j≤h(i)i<j\le h(i)i<j≤h(i). A proper coloring f:[n]→N>0f:[n]\to\mathbb N_{>0}f:[n]→N>0​ gives different colors to adjacent vertices, and asc⁡G(f)\operatorname{asc}_G(f)ascG​(f) counts edges {a<b}\{a<b\}{a<b} with f(a)<f(b)f(a)<f(b)f(a)<f(b). The chromatic quasisymmetric function is

χG(X;q)=∑f properqasc⁡G(f)∏a=1nxf(a).\chi_G(X;q)=\sum_{f\ \text{proper}} q^{\operatorname{asc}_G(f)}\prod_{a=1}^n x_{f(a)} .χG​(X;q)=f proper∑​qascG​(f)a=1∏n​xf(a)​.

For a partition λ\lambdaλ, eλ=∏ieλie_\lambda=\prod_i e_{\lambda_i}eλ​=∏i​eλi​​ with ek=∑i1<⋯<ikxi1⋯xike_k=\sum_{i_1<\dots<i_k}x_{i_1}\cdots x_{i_k}ek​=∑i1​<⋯<ik​​xi1​​⋯xik​​. Let DG0D^0_GDG0​ be the set of permutations σ\sigmaσ (as words σ1⋯σn\sigma_1\cdots\sigma_nσ1​⋯σn​) such that every adjacent descent σi>σi+1\sigma_i>\sigma_{i+1}σi​>σi+1​ is an edge, and ginv⁡G(σ)\operatorname{ginv}_G(\sigma)ginvG​(σ) the number of inversions i<ji<ji<j, σi>σj\sigma_i>\sigma_jσi​>σj​, with {σi,σj}\{\sigma_i,\sigma_j\}{σi​,σj​} an edge.

In Lean (namespace OAI.ElementaryPositivity), NaturalUnitIntervalGraph n stores a monotone extensive h : Fin n → Fin n; chromatic r is χG\chi_GχG​ in rrr variables as an MvPolynomial (Fin r) (Polynomial ℕ); Nondescent and graphInversions define DG0D^0_GDG0​ and ginv⁡G\operatorname{ginv}_GginvG​; a PermutationWitness is a map θ:DG0→{λ⊢n}\theta:D^0_G\to\{\lambda\vdash n\}θ:DG0​→{λ⊢n} together with the identity below in every number rrr of variables, using Mathlib's MvPolynomial.esymmPart.

Formalization targets

Goal: elementary positivity with a permutation witness (Theorem 1.1)

For every nnn and every natural unit interval graph GGG on [n][n][n] there is a map θG:DG0→{λ⊢n}\theta_G:D^0_G\to\{\lambda\vdash n\}θG​:DG0​→{λ⊢n} with

χG(X;q)=∑σ∈DG0qginv⁡G(σ) eθG(σ)(X).\chi_G(X;q)=\sum_{\sigma\in D^0_G} q^{\operatorname{ginv}_G(\sigma)}\,e_{\theta_G(\sigma)}(X).χG​(X;q)=σ∈DG0​∑​qginvG​(σ)eθG​(σ)​(X).

In particular every elementary coefficient of χG\chi_GχG​ lies in N[q]\mathbb N[q]N[q]. The goal is published on the platform with status Open.

Significance

The result itself. The theorem resolves the elementary-positivity part of the Shareshian–Wachs conjecture, and at q=1q=1q=1, via Guay-Paquet's reduction, recovers the Stanley–Stembridge conjecture first proved by Hikita. It is stronger than positivity: it gives a combinatorial witness, assigning each permutation of DG0D^0_GDG0​ an elementary partition while preserving its graph-inversion weight. Through the Brosnan–Chow/Guay-Paquet identity, it implies that each graded piece of the cohomology of a regular semisimple Hessenberg variety is a direct sum of Young permutation modules with multiplicities counted by the witness (Corollary 1.2). Elementary unimodality, the other part of the Shareshian–Wachs conjecture, is not addressed.

Formalizing it. The statement is a finite polynomial identity for each nnn, GGG and rrr, fully expressible with Mathlib's multivariate polynomials and elementary symmetric polynomials. A machine-checked proof would certify a long bijective argument (walls, triangle moves, witness completion) with many case distinctions.

Difficulty

The coloring definition already has nonnegative coefficients in the monomial basis, but rewriting in the elementary basis involves subtraction, so positivity is not visible from the definition. Earlier positive formulas (Schur expansions, power-sum expansions, the acyclic-orientation formula) group partitions or work at q=1q=1q=1, and Hikita's probabilistic formula has rational qqq-weights that are only positive at real q>0q>0q>0, not coefficientwise. A proof over N[q]\mathbb N[q]N[q] must produce, for each elementary partition and each power of qqq, a nonnegative integer count, uniformly over all graphs.

Formalization scope

  • Graphs are encoded by h : Fin n → Fin n monotone with i ≤ h i (zero-indexed); edges are i<j≤h(i)i<j\le h(i)i<j≤h(i) in either order.
  • Colorings use rrr colors Fin r and the identity is required for every r∈Nr\in\mathbb Nr∈N, which is equivalent to the identity of symmetric functions since both sides are homogeneous of degree nnn.
  • Coefficients live in Polynomial ℕ, so nonnegativity in N[q]\mathbb N[q]N[q] is built into the statement; the witness theta is an arbitrary function on the finite set DG0D^0_GDG0​. The source's additional assertion that θG\theta_GθG​ is produced by a deterministic terminating procedure is not encoded, but any such function on a finite set is computable by search, so nothing of mathematical substance is lost.
  • Needed infrastructure: symmetric functions in finitely many variables, elementary basis manipulations, and bijections on ordered independent-set collections. These are reusable for other chromatic-function and LLT-positivity problems.

Selected references

  • R. P. Stanley and J. R. Stembridge, On immanants of Jacobi–Trudi matrices and permutations with restricted position, J. Combin. Theory Ser. A 62 (1993). https://doi.org/10.1016/0097-3165(93)90048-D
  • R. P. Stanley, A symmetric function generalization of the chromatic polynomial of a graph, Adv. Math. 111 (1995), 166–194. https://doi.org/10.1006/aima.1995.1020
  • J. Shareshian and M. L. Wachs, Chromatic quasisymmetric functions, Adv. Math. 295 (2016). https://doi.org/10.1016/j.aim.2015.12.018
  • M. Guay-Paquet, A modular law for the chromatic symmetric functions of (3+1)-free posets, arXiv:1306.2400 (2013). https://arxiv.org/abs/1306.2400v1
  • P. Brosnan and T. Y. Chow, Unit interval orders and the dot action on the cohomology of regular semisimple Hessenberg varieties, Adv. Math. 329 (2018), 955–1001. https://doi.org/10.1016/j.aim.2018.02.020
  • A. Abreu and A. Nigro, Chromatic symmetric functions from the modular law, J. Combin. Theory Ser. A 180 (2021). https://doi.org/10.1016/j.jcta.2021.105407
  • T. Hikita, A proof of the Stanley–Stembridge conjecture, arXiv:2410.12758 (2024, revised 2025). https://arxiv.org/abs/2410.12758v2
  • S. T. Griffin, A. Mellit, M. Romero, K. Weigl and J. J. Wen, On Macdonald expansions of q-chromatic symmetric functions and the Stanley–Stembridge conjecture, arXiv:2504.06936 (2025). https://arxiv.org/abs/2504.06936v1
  • OpenAI, Elementary positivity of chromatic quasisymmetric functions, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2; Corollary 1.2, p. 4). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Elementary-Positivity-of-Chromatic-Quasisymmetric-Functions-September-24-2026/paper.pdf
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Combinatorics·Captain: wurtle

A counterexample to Ryser's covering conjectureResearch Paper

Motivation

A vertex cover of a hypergraph HHH is a set of vertices meeting every edge; the covering number τ(H)\tau(H)τ(H) is the minimum size of a cover, and the matching number ν(H)\nu(H)ν(H) is the maximum number of pairwise disjoint edges. In an rrr-partite rrr-uniform hypergraph the vertices are split into rrr parts and every edge contains exactly one vertex from each part. Ryser's covering conjecture asserts

τ(H)≤(r−1) ν(H).\tau(H)\le(r-1)\,\nu(H).τ(H)≤(r−1)ν(H).

For r=2r=2r=2 it is Kőnig's theorem, so it proposes a higher-dimensional analogue of the most basic min–max theorem of bipartite matching theory. In the intersecting case (ν=1\nu=1ν=1) it asks for a cover of size r−1r-1r−1, and it is equivalent to Gyárfás's conjecture that r−1r-1r−1 monochromatic trees cover any rrr-edge-coloured complete graph.

Background. An equivalent formulation appears in Henderson's 1971 thesis (doi:10.7907/J1Z1-SK19). Aharoni proved the case r=3r=3r=3 in 2001 (doi:10.1007/s004930170001); Gyárfás and Tuza settled the intersecting case through r=5r=5r=5; Haxell and Scott (2012) proved τ≤(r−ϵ)ν\tau\le(r-\epsilon)\nuτ≤(r−ϵ)ν for r=4,5r=4,5r=4,5 (doi:10.37236/1175); Francetić, Herke, McKay and Wanless (2017) handled linear intersecting hypergraphs through rank nine (doi:10.1016/j.ejc.2016.10.004); Bishnoi, Das, Morris and Szabó (2021) treated ttt-intersecting hypergraphs (doi:10.1016/j.jcta.2020.105366). Truncated projective planes give equality whenever r−1r-1r−1 is a prime power; equality examples were studied by Mansour, Song and Yuster (2009, doi:10.1007/s00373-008-0821-9), Aharoni, Barát and Wanless (2016, doi:10.1007/s00373-015-1575-9) and Abu-Khazneh, Barát, Pokrovskiy and Szabó (2019, doi:10.1016/j.jcta.2018.07.011). Clow, Haxell and Mohar disproved Lovász's stronger matching-reduction conjecture at r=3r=3r=3 (doi:10.1007/s00493-026-00220-3), without contradicting Ryser's inequality.

The source of this mission, an OpenAI preprint dated September 23, 2026, claims intersecting counterexamples for ranks r=sn+1r=s^n+1r=sn+1.

Setting

A finite hypergraph is a finite set of edges, each a finite set of vertices. It is rrr-partite rrr-uniform if there is a map assigning each vertex one of rrr parts such that every edge contains exactly one vertex of each part. It is intersecting if it is nonempty and any two distinct edges share a vertex, so ν(H)=1\nu(H)=1ν(H)=1. Every edge of an intersecting hypergraph is itself a cover, so τ(H)≤r\tau(H)\le rτ(H)≤r always; a counterexample to Ryser's conjecture in the intersecting case needs τ(H)=r\tau(H)=rτ(H)=r.

Formalization targets

Milestone: special case of Theorem 1.1

There are a prime p>5p>5p>5 with p≡2(mod3)p\equiv2\pmod3p≡2(mod3) and NNN such that for every prime n≥Nn\ge Nn≥N, n>2n>2n>2, an intersecting (pn+1)(p^n+1)(pn+1)-partite (pn+1)(p^n+1)(pn+1)-uniform hypergraph with ν=1\nu=1ν=1 and τ=pn+1\tau=p^n+1τ=pn+1 exists.

Goal: Theorem 1.1

There is s0s_0s0​ such that for every prime s≥s0s\ge s_0s≥s0​ with s≡2(mod3)s\equiv2\pmod 3s≡2(mod3) there is n0(s)≥3n_0(s)\ge3n0​(s)≥3 such that for every odd n≥n0(s)n\ge n_0(s)n≥n0​(s), with q=snq=s^nq=sn, there is a finite intersecting (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph HHH with

τ(H)=q+1>q=(r−1) ν(H).\tau(H)=q+1>q=(r-1)\,\nu(H).τ(H)=q+1>q=(r−1)ν(H).

In particular infinitely many ranks fail. Lean: OAI.RyserOdd.eventualOddFailures_and_infinite, open on the platform.

Significance

The theorem would disprove Ryser's conjecture in its intersecting case, and through the standard transfer (Corollary 1.2) also Gyárfás's monochromatic tree-cover conjecture, for the ranks sn+1s^n+1sn+1. The value τ=r\tau=rτ=r is the maximum possible. A companion preprint of the same family covers a different range of ranks (prime qqq, with balanced parts); the two constructions are independent apart from three elementary estimates. Thresholds are not numerical. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

The truncated-plane examples sit exactly at τ=r−1\tau=r-1τ=r−1, and covers may mix vertices from different parts, so enlarging individual parts does not help. One must insert exceptional edges that destroy every cover of size qqq while preserving the intersecting property. Ruling out all small covers requires showing that any small cover contains almost a full pencil of lines, which over Fsn\mathbb F_{s^n}Fsn​ needs an incidence bound with a power saving (a Bourgain–Katz–Tao-type sum–product estimate) valid in fields whose proper subfields are small. This is where odd exponents and the congruence s≡2(mod3)s\equiv2\pmod3s≡2(mod3) enter.

Formalization scope

  • Hypergraph V := Finset (Finset V) over a finite type V with decidable equality.
  • RPartiteUniform r H: some part : V → Fin r with exactly one vertex of each part in every edge. Uniform r H: every edge has r vertices.
  • Intersecting: distinct edges meet. matchingNumber is the maximal size of a pairwise disjoint subfamily; coverNumber is sInf of cover sizes, and existence of a cover is asserted separately so the sInf is not the empty-set default.
  • ExplicitFailureAt r packages all of these with ν=1\nu=1ν=1, τ=r\tau=rτ=r and (r−1)ν<τ(r-1)\nu<\tau(r−1)ν<τ; the goal asserts it for the stated ranks and that the set of failing ranks is infinite.

Needed infrastructure: finite fields Fsn\mathbb F_{s^n}Fsn​ and their projective planes, incidence and sum–product estimates, and probabilistic selection arguments. Contributions formalizing Theorem 2.1 (uniform incidence saving), Lemma 3.2 (line covers after random deletions) or Theorem 4.1 (compatible translates from independent pools) are welcome.

Selected references

  • OpenAI, A counterexample to Ryser's covering conjecture, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf
  • J. R. Henderson, Permutation decompositions of (0,1)-matrices and decomposition transversals, PhD thesis, 1971. https://doi.org/10.7907/J1Z1-SK19
  • R. Aharoni, Ryser's conjecture for tripartite 3-graphs, Combinatorica, 2001. https://doi.org/10.1007/s004930170001
  • P. Haxell, A. Scott, On Ryser's conjecture, Electron. J. Combin., 2012. https://doi.org/10.37236/1175
  • N. Francetić, S. Herke, B. D. McKay, I. M. Wanless, On Ryser's conjecture for linear intersecting multipartite hypergraphs, European J. Combin., 2017. https://doi.org/10.1016/j.ejc.2016.10.004
  • A. Abu-Khazneh, J. Barát, A. Pokrovskiy, T. Szabó, A family of extremal hypergraphs for Ryser's conjecture, J. Combin. Theory Ser. A, 2019. https://doi.org/10.1016/j.jcta.2018.07.011
  • J. Bourgain, N. Katz, T. Tao, A sum-product estimate in finite fields, and applications, Geom. Funct. Anal., 2004. https://doi.org/10.1007/s00039-004-0451-1
  • A. Clow, P. Haxell, B. Mohar, A counterexample to a conjecture of Lovász, Combinatorica, 2026. https://doi.org/10.1007/s00493-026-00220-3
  • OpenAI, Balanced counterexamples to Ryser's conjecture at prime orders, preprint, September 27, 2026.
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Combinatorics·Captain: wurtle

Balanced counterexamples to Ryser's conjecture at prime ordersResearch Paper

Motivation

A vertex cover of a hypergraph is a set of vertices meeting every edge; the covering number τ(H)\tau(H)τ(H) is the minimum size of a cover, and the matching number ν(H)\nu(H)ν(H) is the maximum number of pairwise disjoint edges. An rrr-partite rrr-uniform hypergraph has rrr disjoint vertex parts, and every edge takes exactly one vertex from each part. Ryser's covering conjecture asserts that every such hypergraph satisfies

τ(H)≤(r−1) ν(H).\tau(H)\le(r-1)\,\nu(H).τ(H)≤(r−1)ν(H).

For r=2r=2r=2 this is Kőnig's theorem for bipartite graphs, so the conjecture is a proposed higher-dimensional Kőnig theorem. Its intersecting case (ν=1\nu=1ν=1, bound r−1r-1r−1) is equivalent to Gyárfás's conjecture that every rrr-edge-coloured complete graph can be covered by r−1r-1r−1 monochromatic trees, which connects it to Ramsey-type covering problems.

Timeline

  • 1971. Henderson's thesis contains an equivalent formulation of the conjecture (doi:10.7907/J1Z1-SK19); Best and Wanless discuss its attribution to Ryser (arXiv:1801.02893).
  • 1983. Tuza proves the intersecting case for r=5r=5r=5; Gyárfás had handled r≤4r\le4r≤4 (historical account in Király–Tóthmérész, doi:10.37236/6448).
  • 1991. Erdős, Gyárfás and Pyber record the equivalence with the monochromatic tree-cover formulation (doi:10.1016/0095-8956(91)90007-7).
  • 2001. Aharoni proves the full case r=3r=3r=3 (doi:10.1007/s004930170001).
  • 2012. Haxell and Scott prove τ≤(r−εr)ν\tau\le(r-\varepsilon_r)\nuτ≤(r−εr​)ν for r=4,5r=4,5r=4,5 (doi:10.37236/1175).
  • 2017. Francetić, Herke, McKay and Wanless verify the linear intersecting case through rank nine (doi:10.1016/j.ejc.2016.10.004); Haxell and Scott construct intersecting examples with τ≥r−4\tau\ge r-4τ≥r−4 (doi:10.37236/6460).
  • 2019. Abu-Khazneh, Barát, Pokrovskiy and Szabó construct intersecting (q+2)(q+2)(q+2)-partite hypergraphs with τ=q+1\tau=q+1τ=q+1, matching the conjectured bound, for prime powers qqq (doi:10.1016/j.jcta.2018.07.011).
  • 2025–2026. Clow, Haxell and Mohar disprove Lovász's stronger deletion conjecture at r=3r=3r=3 (doi:10.1007/s00493-026-00220-3); those examples do not contradict Ryser's bound.

The source of this mission, an OpenAI preprint dated September 27, 2026, claims counterexamples to the conjecture itself, already in the intersecting case and with all parts of equal size.

Setting

Fix r=q+1r=q+1r=q+1. A (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph on parts V1,…,Vq+1V_1,\dots,V_{q+1}V1​,…,Vq+1​ is given by its edge set, each edge choosing one vertex in every part. It is intersecting if it has at least one edge and any two edges share a vertex (necessarily in the same part). A vertex is nonisolated if it lies in some edge. For an intersecting hypergraph ν(H)=1\nu(H)=1ν(H)=1, so Ryser's conjecture predicts τ(H)≤q\tau(H)\le qτ(H)≤q.

The natural extremal example comes from the affine plane Fq2\mathbb F_q^2Fq2​: one part per direction, one vertex per line, one edge per point. It is intersecting with τ=q\tau=qτ=q, attaining the conjectured bound.

Formalization targets

Goal: Theorem 1.1

There is q0q_0q0​ such that for every prime q≥q0q\ge q_0q≥q0​ there exists a finite intersecting (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph HHH with

∣V1∣=⋯=∣Vq+1∣=q+1,τ(H)=q+1,|V_1|=\dots=|V_{q+1}|=q+1,\qquad \tau(H)=q+1,∣V1​∣=⋯=∣Vq+1​∣=q+1,τ(H)=q+1,

and every vertex lies in an edge. Lean: OAI.Balanced.main_result, open on the platform.

Significance

Since ν(H)=1\nu(H)=1ν(H)=1 and τ(H)=q+1>q=r−1\tau(H)=q+1>q=r-1τ(H)=q+1>q=r−1, the theorem would disprove Ryser's conjecture for infinitely many rrr, in its intersecting case. The value τ=r\tau=rτ=r is the largest possible for an intersecting rrr-uniform hypergraph (any edge is a cover), and the part sizes q+1q+1q+1 are the smallest compatible with τ=r\tau=rτ=r, so the examples are extremal in both respects. Via the standard transfer (Corollary 1.2) they also disprove Gyárfás's tree-cover conjecture for r=q+1r=q+1r=q+1 colours. The threshold q0q_0q0​ is not explicit. A companion preprint of the same family gives counterexamples over extension fields without balance. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

The affine-plane example sits exactly at the conjectured bound, and its minimum covers are rigid (parallel classes). Raising τ\tauτ by one requires adding edges that destroy every qqq-element cover while keeping the hypergraph intersecting and keeping only q+1q+1q+1 vertices per part; adding a new part, as Abu-Khazneh et al. did, changes rrr and only reaches equality. Verifying that no cover of size qqq survives requires controlling all small sets of lines, which the paper does with stability results for line covers in prime-order planes and a probabilistic selection.

Formalization scope

  • PartiteHypergraph r n has vertex set Fin r × Fin n and edges a Finset (Fin r → Fin n); an edge eee contains the vertices (i,e(i))(i,e(i))(i,e(i)).
  • Intersecting: edges nonempty and any two edges agree in some coordinate. Nonisolated: every (i,v)(i,v)(i,v) lies in some edge. HasCoverNumber H k: some cover has exactly kkk vertices and every cover has at least kkk.
  • MainResult: ∃ q₀, ∀ q ≥ q₀, q.Prime → ∃ H : PartiteHypergraph (q+1) (q+1), Intersecting ∧ Nonisolated ∧ HasCoverNumber (q+1).
  • Finite fields of prime order are available in Mathlib as ZMod q.

Contributions formalizing the deterministic reduction (Proposition 2.1), the stability of affine line covers (Lemma 3.3, building on Szőnyi–Weiner), or the selection step (Proposition 5.1) are welcome, as is the monochromatic tree-cover corollary.

Selected references

  • OpenAI, Balanced counterexamples to Ryser's conjecture at prime orders, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Balanced-Counterexamples-to-Rysers-Conjecture-at-Prime-Orders-September-27-2026/paper.pdf
  • J. R. Henderson, Permutation decompositions of (0,1)-matrices and decomposition transversals, PhD thesis, Caltech, 1971. https://doi.org/10.7907/J1Z1-SK19
  • R. Aharoni, Ryser's conjecture for tripartite 3-graphs, Combinatorica, 2001. https://doi.org/10.1007/s004930170001
  • P. Haxell, A. Scott, On Ryser's conjecture, Electron. J. Combin., 2012. https://doi.org/10.37236/1175
  • N. Francetić, S. Herke, B. D. McKay, I. M. Wanless, On Ryser's conjecture for linear intersecting multipartite hypergraphs, European J. Combin., 2017. https://doi.org/10.1016/j.ejc.2016.10.004
  • A. Abu-Khazneh, J. Barát, A. Pokrovskiy, T. Szabó, A family of extremal hypergraphs for Ryser's conjecture, J. Combin. Theory Ser. A, 2019. https://doi.org/10.1016/j.jcta.2018.07.011
  • P. Erdős, A. Gyárfás, L. Pyber, Vertex coverings by monochromatic cycles and trees, J. Combin. Theory Ser. B, 1991. https://doi.org/10.1016/0095-8956(91)90007-7
  • Z. Király, L. Tóthmérész, On Ryser's conjecture for t-intersecting and degree-bounded hypergraphs, Electron. J. Combin., 2017. https://doi.org/10.37236/6448
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Variable-dimension Weisfeiler–Leman equivalence on general and subcubic graphsResearch Paper

Motivation

Weisfeiler–Leman (WL) refinement compares two graphs by repeatedly refining colors of ordered vertex kkk-tuples. For every fixed dimension kkk this is a polynomial-time procedure, with running time nO(k)n^{O(k)}nO(k). When kkk is part of the input, that computation is no longer polynomial, and the complexity of deciding the outcome becomes a question in its own right. Seppelt (2024) proved coNP-hardness and recorded Berkholz's question whether the problem is EXPTIME-complete.

This preprint answers that question for the joint-update convention: deciding kkk-WL equivalence of two explicit graphs with kkk in binary is EXPTIME-complete, even on connected graphs of maximum degree three.

Background

  • 1968. Weisfeiler and Leman introduce the refinement method.
  • 1982. Luks shows isomorphism of graphs of bounded degree is decidable in polynomial time.
  • 1992. Cai, Fürer and Immerman construct degree-three graphs with small color classes that remain indistinguishable with linearly many counting variables.
  • 2019. Kiefer and Neuen record the joint-update convention and its bijective (k+1)(k+1)(k+1)-pebble game characterization.
  • 2024–2025. Seppelt, and independently Lichter, Raßmann and Schweitzer, prove coNP-hardness of WL equivalence with the dimension as input. Grohe, Lichter, Neuen and Schweitzer compress CFI graphs to obtain long refinement sequences.
  • 2026. The OpenAI preprint Variable-dimension Weisfeiler–Leman equivalence on general and subcubic graphs (dated September 25, 2026) proves EXPTIME-completeness; companion preprints treat identification and fixed-dimension time lower bounds. It has not been peer reviewed; the Lean goal is open on this platform.

Setting

Graphs are finite, simple, undirected and uncolored, given by adjacency matrices. In the joint-update convention a kkk-tuple's initial color records equalities and adjacencies among its entries; each round adjoins to the old color the multiset, over replacement vertices zzz, of the vector of kkk old colors obtained by replacing each coordinate in turn by zzz. Color names are common to both graphs, and G≡kHG \equiv_k HG≡k​H means their kkk-tuple color histograms agree at every round.

The language WL\mathrm{WL}WL consists of encodings (G,H,k)(G, H, k)(G,H,k) with k≥2k \ge 2k≥2 in binary and G≡kHG \equiv_k HG≡k​H. The language SubWL\mathrm{SubWL}SubWL additionally requires GGG and HHH to be connected, of the same positive order, and of maximum degree at most three. Malformed encodings are excluded.

In Lean (OAI.VariableWL), Graph is a SimpleGraph on Fin order, color and histogram implement the joint update by recursion on rounds, pairCode concatenates the two graph codes (order header plus row-major matrix) and the code of kkk, and complexity classes are defined from an explicit deterministic Turing machine model with OutputsWithin, InEXPTIME, PolytimeReduces and EXPTIMEComplete.

Formalization targets

Goal: Theorem 1.1

Both WL\mathrm{WL}WL and SubWL\mathrm{SubWL}SubWL are EXPTIME-complete under deterministic polynomial-time many-one reductions:

WL, SubWL∈EXPTIME,L≤pWL and L≤pSubWL for every L∈EXPTIME.\mathrm{WL},\ \mathrm{SubWL} \in \mathrm{EXPTIME}, \qquad L \le_p \mathrm{WL} \text{ and } L \le_p \mathrm{SubWL} \text{ for every } L \in \mathrm{EXPTIME}.WL, SubWL∈EXPTIME,L≤p​WL and L≤p​SubWL for every L∈EXPTIME.

Significance

The result. Theorem 1.1 resolves the question recorded by Seppelt and strengthens the known coNP-hardness to EXPTIME-completeness. The subcubic case is notable because isomorphism of bounded-degree graphs is polynomial-time (Luks), yet equivalence under refinement at a supplied dimension remains EXPTIME-complete for degree three; nonisomorphic graphs can be equivalent. Corollary 8.3 shows hardness persists with kkk in unary.

Formalizing it. No machine-checked proof exists; the source is an unrefereed preprint. The uniform computation interface developed here is reused by the companion identification paper, so a formalization would serve both missions.

Difficulty

Membership requires showing that the dimension can be capped before allocating tuple tables (Lemma 2.2), since kkk may exceed the graph order. Hardness requires simulating an arbitrary exponential-time computation by a graph pair whose WL equivalence at a polynomially encoded dimension reflects acceptance. Because the number of address coordinates grows with the input, fixed-dimension constructions with dimension-dependent constants do not give a uniform polynomial-time reduction, and in the subcubic case colors must be realized by uncolored degree-three gadgets that a winning strategy still recognizes.

Formalization scope

  • Graphs: SimpleGraph (Fin order); Subcubic bounds every vertex degree by three; SubWL also demands positive equal orders and connectivity.
  • Equivalence quantifies over all rounds sss; colors are nested Multiset types.
  • Dimension k≥2k \ge 2k≥2 is encoded in binary after a unary length header.
  • The Turing machine model is explicit; EXPTIME bounds are 2c(n+1)d2^{c(n+1)^d}2c(n+1)d and reductions run in c(n+1)dc(n+1)^dc(n+1)d steps.

The statement is not trivial: both membership and hardness are required for both languages.

Needed infrastructure: the bijective game characterization (Lemma 2.4), product-circuit compilation (Proposition 3.2), the general and subcubic realizations (Propositions 5.1 and 7.1) and the uniform compiler (Proposition 8.2). Contributions toward any of these are welcome.

Selected references

  • OpenAI, Variable-dimension Weisfeiler–Leman equivalence on general and subcubic graphs, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Variable-dimension-Weisfeiler-Leman-equivalence-on-general-and-subcubic-graphs-September-25-2026/paper.pdf
  • OpenAI, The complexity of identifying a graph by Weisfeiler–Leman refinement, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/main/preprints/The-complexity-of-identifying-a-graph-by-Weisfeiler-Leman-refinement-September-25-2026/paper.pdf
  • B. Weisfeiler, A. Leman, The Reduction of a Graph to Canonical Form and the Algebra Which Appears Therein, 1968. https://www.iti.zcu.cz/wl2018/pdf/wl_paper_translation.pdf
  • J.-Y. Cai, M. Fürer, N. Immerman, An Optimal Lower Bound on the Number of Variables for Graph Identification, Combinatorica 12 (1992). https://doi.org/10.1007/BF01305232
  • E. M. Luks, Isomorphism of Graphs of Bounded Valence Can Be Tested in Polynomial Time, J. Comput. Syst. Sci. 25 (1982). https://doi.org/10.1016/0022-0000(82)90009-5
  • S. Kiefer, D. Neuen, The Power of the Weisfeiler–Leman Algorithm to Decompose Graphs, MFCS 2019.
  • T. Seppelt, An Algorithmic Meta Theorem for Homomorphism Indistinguishability, MFCS 2024.
  • M. Lichter, S. Raßmann, P. Schweitzer, Computational Complexity of the Weisfeiler–Leman Dimension, CSL 2025. https://doi.org/10.4230/LIPIcs.CSL.2025.13
  • M. Grohe, M. Lichter, D. Neuen, P. Schweitzer, Compressing CFI Graphs and Lower Bounds for the Weisfeiler–Leman Refinements, J. ACM 72 (2025). https://doi.org/10.1145/3727978
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Unconditional time lower bounds for Weisfeiler–Leman equivalenceResearch Paper

Motivation

The Weisfeiler–Leman (WL) method colors kkk-tuples of vertices by repeatedly recording their local extension patterns; two graphs are kkk-WL equivalent when the stable color histograms agree. For each fixed kkk the direct algorithm runs in time nO(k)n^{O(k)}nO(k): there are nkn^knk tuples and polynomially many refinement rounds. The question is whether the growing exponent is necessary for any algorithm deciding the equivalence relation, not just for implementations of refinement.

This preprint proves that it is, unconditionally: for every sufficiently large fixed kkk, every deterministic sequential decider for kkk-WL equivalence needs time nckn^{ck}nck at every sufficiently large graph order, without assuming the Exponential Time Hypothesis.

Background

  • 1966. Hennie and Stearns use padded machine indices and clocked self-simulation in their time-hierarchy proof.
  • 1968. Weisfeiler and Leman introduce the refinement method.
  • 1992. Cai, Fürer and Immerman's parity constructions establish limits of bounded-variable graph identification.
  • 1996. Hella introduces the bijective pebble game characterizing counting-logic equivalence.
  • 1999. Grohe proves equivalence in finite-variable logics is complete for polynomial time.
  • 2013. Berkholz proves unconditional time lower bounds with exponent linear in the number of pebbles for existential pebble games.
  • 2024–2025. Seppelt, and Lichter, Raßmann and Schweitzer, prove coNP-hardness of WL equivalence when the dimension is part of the input. Grohe, Lichter, Neuen and Schweitzer prove Ωk(nk/2)\Omega_k(n^{k/2})Ωk​(nk/2) lower bounds on the number of refinement rounds via compressed CFI graphs; such bounds do not constrain other algorithms deciding the equivalence.
  • 2026. The OpenAI preprint Unconditional time lower bounds for Weisfeiler–Leman equivalence (dated September 25, 2026) proves the bound stated below. It has not been peer reviewed; the Lean goal is open on this platform.

Setting

Graphs are finite, simple, undirected and uncolored, given as n×nn \times nn×n adjacency matrices. For a kkk-tuple, the initial color records coordinate equalities and adjacencies. Each refinement step keeps the old color and adds, in the joint convention, the multiset over vertices zzz of the kkk-vectors of colors obtained by replacing each coordinate by zzz; in the separate convention, one such multiset per coordinate. Two nnn-vertex graphs are kkk-WL equivalent if their color histograms agree at every round.

A decider for a convention and dimension kkk is a deterministic machine that halts on every encoded pair of nnn-vertex graphs and accepts exactly the equivalent pairs. Its worst-case time TA(n)T_A(n)TA​(n) is the maximum running time over pairs of nnn-vertex graphs (optionally restricted to connected graphs of diameter at most two).

In Lean (OAI.WLTime), Graph n is a symmetric loopless Boolean matrix on Fin n, tupleColor and histogram define both conventions by recursion on rounds, Equivalent compares all rounds, encodePair encodes nnn and both matrices, and machines are either multitape Turing machines (TM) or logarithmic-word RAMs (RAM) whose word operations are themselves implemented by Turing machines in time polynomial in the word length.

Formalization targets

Goal: Theorem 1.1

There are absolute constants c>0c > 0c>0 and k0k_0k0​ such that for every fixed k≥k0k \ge k_0k≥k0​, either convention, either input class (all graphs, or connected graphs of diameter at most two) and every correct deterministic decider AAA in either machine model, there is n0=n0(A,k)n_0 = n_0(A, k)n0​=n0​(A,k) with

TA(n)≥nckfor every n≥n0.T_A(n) \ge n^{ck} \qquad \text{for every } n \ge n_0 .TA​(n)≥nckfor every n≥n0​.

The exponent constant ccc is independent of kkk and of the program; the threshold n0n_0n0​ may depend on both. The bound holds at every large order, not only infinitely often.

Significance

The result. Theorem 1.1 rules out any running time f(k) ng(k)f(k)\,n^{g(k)}f(k)ng(k) with g(k)=o(k)g(k) = o(k)g(k)=o(k), unconditionally. Earlier lower bounds either concerned the number of refinement rounds, assumed ETH, or treated the dimension as part of the input (coNP- and EXPTIME-hardness), which does not give a fixed-dimension exponent. It covers both standard update conventions and the restricted class of diameter-two graphs.

Formalizing it. No machine-checked proof exists; the source is an unrefereed preprint. The Lean statement fixes explicit machine models, so a proof would include a verified padded diagonalization (Theorem 5.2), a verified computation-to-graph reduction (Theorem 4.3) and a verified compressed consistency construction (Theorem 3.2).

Difficulty

Unconditional time lower bounds in concrete models are rare; the only general technique is diagonalization, which yields hard languages but not hard natural problems. The proof must therefore transfer a diagonal language to WL equivalence through a reduction that is efficient enough to preserve an exponent linear in kkk. A polynomial-time computation with exponent proportional to kkk has too many addressed locations to list in a small reduction, and local consistency is symmetric whereas a computation must propagate information forward without forcing false predecessors to become true.

Formalization scope

  • Decides A c k p requires halting and correctness on every pair in the input class at every order nnn; worstTime is a Finset.sup over pairs in the class.
  • Diameter two includes n>0n > 0n>0 and every pair of vertices equal, adjacent, or with a common neighbour (hence connected).
  • Turing machines have finitely many tapes, states and symbols; RAM words have O(log⁡(n+2))O(\log(n+2))O(log(n+2)) bits, and RAM instructions are fixed finite programs whose word operations carry a polynomial-time implementation.
  • Time is a natural number; the bound nckn^{ck}nck is compared in ℝ.

The statement is not vacuous: correct deciders exist (direct refinement), so the conclusion constrains real algorithms.

Needed infrastructure: bijective pebble games and their equivalence with refinement (Lemma 2.3), Turing machine simulation and clocking, and the graph constructions of Sections 3–4. Contributions toward any of these components are welcome.

Selected references

  • OpenAI, Unconditional time lower bounds for Weisfeiler–Leman equivalence, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Unconditional-time-lower-bounds-for-Weisfeiler-Leman-equivalence-September-25-2026/paper.pdf
  • B. Weisfeiler, A. Leman, The Reduction of a Graph to Canonical Form and the Algebra Which Appears Therein, 1968. https://www.iti.zcu.cz/wl2018/pdf/wl_paper_translation.pdf
  • J.-Y. Cai, M. Fürer, N. Immerman, An Optimal Lower Bound on the Number of Variables for Graph Identification, Combinatorica 12 (1992). https://doi.org/10.1007/BF01305232
  • L. Hella, Logical Hierarchies in PTIME, Information and Computation 129 (1996). https://doi.org/10.1006/inco.1996.0070
  • F. C. Hennie, R. E. Stearns, Two-Tape Simulation of Multitape Turing Machines, J. ACM 13 (1966). https://doi.org/10.1145/321356.321362
  • C. Berkholz, Lower Bounds for Existential Pebble Games and k-Consistency Tests, Logical Methods in Computer Science 9 (2013).
  • M. Grohe, Equivalence in Finite-Variable Logics Is Complete for Polynomial Time, Combinatorica 19 (1999). https://doi.org/10.1007/s004939970004
  • M. Grohe, M. Lichter, D. Neuen, P. Schweitzer, Compressing CFI Graphs and Lower Bounds for the Weisfeiler–Leman Refinements, J. ACM 72 (2025). https://doi.org/10.1145/3727978
  • M. Lichter, S. Raßmann, P. Schweitzer, Computational Complexity of the Weisfeiler–Leman Dimension, arXiv:2402.11531, 2024. https://arxiv.org/abs/2402.11531
  • T. Seppelt, An Algorithmic Meta Theorem for Homomorphism Indistinguishability, MFCS 2024.
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The complexity of identifying a graph by Weisfeiler–Leman refinementResearch Paper

Motivation

The Weisfeiler–Leman (WL) algorithm refines colors of vertex tuples to test graph isomorphism, and its dimension kkk controls how much tuple information is used. A graph's Weisfeiler–Leman dimension WLdim(G)\mathrm{WLdim}(G)WLdim(G) is the least kkk for which kkk-WL refinement identifies GGG, i.e. distinguishes it from every non-isomorphic graph. This is a standard measure of the descriptive complexity of an individual graph, tied to counting logics and pebble games. The question here is how hard it is to compute: given GGG and kkk, decide whether WLdim(G)≤k\mathrm{WLdim}(G) \le kWLdim(G)≤k.

Identification differs from testing whether a given pair of graphs is equivalent: it quantifies over every possible comparison graph. The preprint shows the problem is EXPTIME-complete when kkk is part of the input.

Background

  • 1968. Weisfeiler and Leman introduce the refinement method.
  • 1992. Cai, Fürer and Immerman relate WL to counting logic and pebble games and construct parity graphs needing linear dimension.
  • 2017. Arvind, Köbler, Rattan and Verbitsky prove P-hardness of identification by color refinement (dimension one).
  • 2019. Kiefer and Neuen give a game formulation used to analyze WL decompositions.
  • 2024. Seppelt proves coNP-hardness of variable-dimension pair equivalence.
  • 2025. Lichter, Raßmann and Schweitzer prove P-hardness of identification for each fixed k≥2k \ge 2k≥2 and NP-hardness when the dimension is part of the input, including on simple uncolored graphs; they also prove coNP-hardness of pair equivalence independently. Grohe, Lichter, Neuen and Schweitzer introduce compressed CFI graphs for round lower bounds.
  • 2026. The OpenAI preprint The complexity of identifying a graph by Weisfeiler–Leman refinement (dated September 25, 2026) proves EXPTIME-completeness, building on the companion preprint on variable-dimension WL equivalence. It has not been peer reviewed; the Lean goal is open on this platform.

Setting

All graphs are finite, simple, undirected and uncolored. For k≥2k \ge 2k≥2 the joint-update convention is used: a kkk-tuple starts with its equality and adjacency type, and each round adjoins the multiset over vertices zzz of the vector of colors obtained by replacing each coordinate by zzz. For k=1k = 1k=1 ordinary color refinement is used. Colors are shared between graphs. G≡kHG \equiv_k HG≡k​H means the tuple-color histograms agree at every round. kkk-WL identifies GGG if G≡kHG \equiv_k HG≡k​H implies G≅HG \cong HG≅H for every graph HHH, and WLdim(G)\mathrm{WLdim}(G)WLdim(G) is the least positive such kkk.

The decision problem takes a nonempty graph GGG by its adjacency matrix and a positive integer kkk in binary, and asks whether WLdim(G)≤k\mathrm{WLdim}(G) \le kWLdim(G)≤k; malformed inputs are rejected.

In Lean (OAI.WLIdentification), Graph is an order with a symmetric loopless Boolean adjacency on Fin order; Equivalent, Identifies and WLdim follow the definitions above; inputs are bit words consisting of a unary order header, the row-major matrix and the binary dimension; complexity classes are defined from an explicit deterministic single-tape Turing machine model (Machine, run, DecidesWithin, InEXPTIME, PolytimeManyOne, EXPTIMEComplete).

Formalization targets

Goal: Theorem 1.1

The language

{⟨G,k⟩:G nonempty, k≥1, WLdim(G)≤k}\{\langle G, k\rangle : G \text{ nonempty},\ k \ge 1,\ \mathrm{WLdim}(G) \le k\}{⟨G,k⟩:G nonempty, k≥1, WLdim(G)≤k}

is EXPTIME-complete under deterministic polynomial-time many-one reductions: it is decidable in time 2C(n+1)d2^{C(n+1)^d}2C(n+1)d, and every EXPTIME language reduces to it in polynomial time.

Significance

The result. Theorem 1.1 settles the complexity of the input-dimension identification problem, strengthening the NP-hardness of Lichter, Raßmann and Schweitzer to EXPTIME-completeness. By Corollary 7.3 hardness persists with kkk in unary, so it does not come from exponentially large numerical dimensions.

Formalizing it. No machine-checked proof exists; the source is an unrefereed preprint. A formal proof would include a verified reduction from arbitrary exponential-time Turing machine computations to graphs, and a verified upper bound for WL identification. The Turing-machine model and the WL definitions in the Lean statement are reusable for the companion missions on WL equivalence.

Difficulty

Hardness must handle the all-mates quantifier: an encoding of a computation into a graph must ensure that every graph HHH that is kkk-WL equivalent to it is isomorphic to it exactly when the computation accepts. Local recognition of gadgets, as in earlier NP-hardness proofs, shows each incidence piece of HHH has an allowed pattern, but the encoding here admits a whole family of shifted constraints, and one must show every shift arising from an equivalent mate lifts to a single global isomorphism on accepting instances. Membership in EXPTIME is also not immediate, since identification quantifies over infinitely many comparison graphs.

Formalization scope

  • Graphs are Fin n-indexed Boolean adjacency matrices; the problem language requires a nonempty graph, a binary word with leading bit true, and a positive value.
  • WLdim G is sInf of the positive identifying dimensions; this set is nonempty for finite graphs (dimension equal to the order identifies), so the infimum is not the default value.
  • Time is counted in steps of the explicit Turing machine on the input length; EXPTIME uses bounds 2C(n+1)d2^{C(n+1)^d}2C(n+1)d and reductions use bounds C(n+1)dC(n+1)^dC(n+1)d.

The goal is not trivial: membership in EXPTIME and hardness under the explicit machine model are both required.

Needed infrastructure: WL refinement monotonicity, pebble games or an equivalent characterization, CFI-type gadget constructions, and Turing-machine simulation. Contributions toward the upper bound (Proposition 7.1) or the reconstruction results of Sections 3–5 are welcome.

Selected references

  • OpenAI, The complexity of identifying a graph by Weisfeiler–Leman refinement, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-complexity-of-identifying-a-graph-by-Weisfeiler-Leman-refinement-September-25-2026/paper.pdf
  • OpenAI, Variable-dimension Weisfeiler–Leman equivalence on general and subcubic graphs, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/main/preprints/Variable-dimension-Weisfeiler-Leman-equivalence-on-general-and-subcubic-graphs-September-25-2026/paper.pdf
  • B. Weisfeiler, A. Leman, The Reduction of a Graph to Canonical Form and the Algebra Which Appears Therein, Nauchno-Technicheskaya Informatsiya, 1968. https://www.iti.zcu.cz/wl2018/pdf/wl_paper_translation.pdf
  • J.-Y. Cai, M. Fürer, N. Immerman, An Optimal Lower Bound on the Number of Variables for Graph Identification, Combinatorica 12 (1992). https://doi.org/10.1007/BF01305232
  • V. Arvind, J. Köbler, G. Rattan, O. Verbitsky, Graph Isomorphism, Color Refinement, and Compactness, Computational Complexity 26 (2017).
  • M. Lichter, S. Raßmann, P. Schweitzer, Computational Complexity of the Weisfeiler–Leman Dimension, CSL 2025. https://doi.org/10.4230/LIPIcs.CSL.2025.13 (full version https://arxiv.org/abs/2402.11531)
  • T. Seppelt, An Algorithmic Meta Theorem for Homomorphism Indistinguishability, MFCS 2024.
  • M. Grohe, M. Lichter, D. Neuen, P. Schweitzer, Compressing CFI Graphs and Lower Bounds for the Weisfeiler–Leman Refinements, J. ACM 72 (2025). https://doi.org/10.1145/3727978
  • S. Kiefer, D. Neuen, The Power of the Weisfeiler–Leman Algorithm to Decompose Graphs, MFCS 2019.
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Complexity TheoryTheoretical Computer Science·Captain: wurtle

Hardness of finding large independent sets in three-colorable graphsResearch Paper

Motivation: how hard is it to use the promise of three-colorability?

A graph is three-colorable if its vertices can be colored with three colors so that adjacent vertices get different colors. Deciding three-colorability is NP-complete. The approximate coloring problem asks how much a promise helps: given a graph promised to be three-colorable, can one efficiently find a coloring with a few more colors, or at least a large independent set? Every three-colorable graph on nnn vertices has an independent set of size n/3n/3n/3 (its largest color class). The best polynomial-time algorithms use n0.19…n^{0.19\ldots}n0.19… colors, while hardness results long reached only small palettes and needed extra conjectures for stronger gaps. Problems of this kind are central test cases for the PCP theorem, Label Cover and the theory of promise constraint satisfaction.

Background and timeline

  • 2000 — Khanna, Linial and Safra prove NP-hardness of 444-coloring three-colorable graphs (Combinatorica); Guruswami and Khanna give a different proof with bounded-degree variants (SIAM J. Discrete Math. 2004).
  • 2009 — Dinur, Mossel and Regev obtain three-colorable completeness with arbitrarily small independent-set soundness, conditional on a fish-shaped Label Cover conjecture (SIAM J. Comput.).
  • 2010 — Dinur, Khot, Perkins and Safra prove hardness of finding independent sets of density 1/91/91/9 in almost-three-colorable graphs (FOCS 2010).
  • 2020 — Guruswami and Sandeep show that the ddd-to-111 Games Conjecture with perfect completeness implies hardness of coloring three-colorable graphs with O(1)O(1)O(1) colors (ICALP 2020).
  • 2021 — Barto, Bulín, Krokhin and Opršal prove hardness of (2k−1)(2k-1)(2k−1)-coloring kkk-colorable graphs (five colors for k=3k=3k=3) via the algebraic theory of promise CSPs (J. ACM); Braverman, Khot, Lifshitz and Minzer obtain the independent-set gap from the Rich 222-to-111 Games Conjecture (FOCS 2021).
  • 2023 — Krokhin, Opršal, Wrochna and Živný give the arc-graph reduction to palette three (SIAM J. Comput.); Hecht, Minzer and Safra treat almost coloring almost-three-colorable graphs (APPROX/RANDOM 2023).
  • 2024–2026 — Kawarabayashi, Thorup and Yoneda (STOC 2024) and Bansal, Huang and Lee (arXiv:2602.05904) improve coloring algorithms to O(n0.19539)O(n^{0.19539})O(n0.19539) colors; Fei, Minzer and Wang prove the 444-to-111 Games Conjecture with perfect completeness, giving constant-palette hardness and small independent-set density with an eight-colorable promise (ECCC TR26-179).
  • 2026 — An OpenAI preprint, Hardness of finding large independent sets in three-colorable graphs (OpenAI Math Release, September 24, 2026), claims unconditional NP-hardness of distinguishing three-colorable graphs from graphs with independence ratio below any fixed δ>0\delta>0δ>0. It has not been peer reviewed, and its proof is not formally verified.

Setting

A 3-CNF formula is a conjunction of clauses, each a disjunction of at most three literals (variables or their negations); it is satisfiable if some truth assignment makes every clause true. For a finite simple undirected graph GGG with n=∣V(G)∣≥1n=|V(G)|\ge1n=∣V(G)∣≥1 vertices, α(G)\alpha(G)α(G) is the size of a largest independent set, a set of pairwise nonadjacent vertices. A polynomial-time reduction is a deterministic algorithm that, on an explicit binary encoding of its input, runs in time polynomial in the encoding length and outputs an explicit encoding (here the full adjacency matrix) of the output graph.

Formalization targets

Goal: NP-hardness of the three-colorable vs. small-independence-ratio gap (Theorem 1.1)

For every fixed real 0<δ<1/30<\delta<1/30<δ<1/3 there is a deterministic polynomial-time algorithm RδR_\deltaRδ​ mapping each explicitly encoded 3-CNF formula ϕ\phiϕ to a nonempty finite simple graph GϕG_\phiGϕ​ with

ϕ satisfiable ⟹ Gϕ three-colorable,ϕ unsatisfiable ⟹ α(Gϕ)<δ ∣V(Gϕ)∣.\phi\ \text{satisfiable}\ \Longrightarrow\ G_\phi\ \text{three-colorable}, \qquad \phi\ \text{unsatisfiable}\ \Longrightarrow\ \alpha(G_\phi)<\delta\,|V(G_\phi)| .ϕ satisfiable ⟹ Gϕ​ three-colorable,ϕ unsatisfiable ⟹ α(Gϕ​)<δ∣V(Gϕ​)∣.

The running time and output size are polynomial in the binary length of ϕ\phiϕ, with constants depending only on δ\deltaδ. The goal statement is published on the platform with status Open.

Significance

The result itself. Theorem 1.1 shows that, even with the full promise of three-colorability, it is NP-hard to find an independent set of any fixed positive density. It implies hardness of distinguishing kkk-colorable graphs from non-ccc-colorable graphs for all fixed 3≤k≤c3\le k\le c3≤k≤c (Corollary 1.2), the long-standing conjecture recorded by Barto–Bulín–Krokhin–Opršal. Unlike the routes through ddd-to-111 games and arc graphs, it keeps the independent-set soundness together with three-colorable completeness, and unlike Dinur–Khot–Perkins–Safra it does not delete vertices. Earlier results with this combination were conditional (Dinur–Mossel–Regev; Braverman–Khot–Lifshitz–Minzer).

Formalizing it. The statement is fully explicit: Mathlib's TM2ComputableInPolyTime fixes the machine model, and the formula and graph encodings are spelled out bit by bit. A formal proof would require a machine-checked PCP theorem with perfect completeness (Label Cover), a dimension-independent junta approximation theorem, and the paper's alignment and list-decoding lemmas. Any of these is a substantial and reusable formalization project; complexity-theoretic reductions are barely represented in Mathlib today.

Difficulty

Gap reductions from Label Cover to coloring traditionally use long-code or dictatorship tests whose soundness analysis loses control either of three-colorability of every vertex (completeness) or of independent sets of arbitrarily small density (soundness). Known unconditional routes reach constant-palette coloring hardness only by composing reductions that lose the independent-set guarantee, and routes keeping it required unproven games conjectures with structural assumptions. The proof must decode a labeling from any independent set of density δ\deltaδ in a graph that is genuinely three-colorable on every vertex when ϕ\phiϕ is satisfiable, without bounds on projection-fiber sizes.

Formalization scope

  • Formulas are lists of clauses of width at most 333 over literals named by natural numbers; satisfiability uses an assignment N→Bool\mathbb N\to\mathrm{Bool}N→Bool. Formulas and graphs are encoded as explicit bit strings (self-delimiting binary numbers; the graph encoding lists the vertex count and the full row-major adjacency matrix).
  • Graphs are Graph records: n≥1n\ge1n≥1 vertices Fin n, a symmetric loopless Boolean adjacency. Independence number is the maximum card of an independent Finset; three-colorability is a proper map to Fin 3.
  • RealGraphReduction δ packages a function reduce : List Bool → Graph with a Turing.TM2ComputableInPolyTime witness (identity input encoding, graphBits output encoding, finite stack alphabets), an explicit polynomial output-size bound, completeness and strict soundness α<δn\alpha<\delta nα<δn on encoded formulas. The reduction must be total and polynomial-time on all bit strings, which is harmless since malformed inputs can be sent to a fixed graph.
  • The goal quantifies over every real δ∈(0,1/3)\delta\in(0,1/3)δ∈(0,1/3); the source notes that rational δ\deltaδ suffices by monotonicity.
  • Needed infrastructure: polynomial-time Turing-machine composition, Label Cover with perfect completeness, Fourier analysis on product spaces and junta approximation. Contributions on any of these are welcome.

Selected references

  • S. Khanna, N. Linial and S. Safra, On the hardness of approximating the chromatic number, Combinatorica (2000). https://doi.org/10.1007/s004930070013
  • V. Guruswami and S. Khanna, On the hardness of 4-coloring a 3-colorable graph, SIAM J. Discrete Math. (2004). https://doi.org/10.1137/S0895480100376794
  • I. Dinur, E. Mossel and O. Regev, Conditional hardness for approximate coloring, SIAM J. Comput. (2009). https://doi.org/10.1137/07068062X
  • I. Dinur, S. Khot, W. Perkins and M. Safra, Hardness of finding independent sets in almost 3-colorable graphs, FOCS 2010. https://doi.org/10.1109/FOCS.2010.84
  • V. Guruswami and S. Sandeep, d-to-1 hardness of coloring 3-colorable graphs with O(1) colors, ICALP 2020. https://doi.org/10.4230/LIPIcs.ICALP.2020.62
  • L. Barto, J. Bulín, A. Krokhin and J. Opršal, Algebraic approach to promise constraint satisfaction, J. ACM (2021). https://doi.org/10.1145/3457606
  • M. Braverman, S. Khot, N. Lifshitz and D. Minzer, An invariance principle for the multi-slice, with applications, FOCS 2021. https://doi.org/10.1109/FOCS52979.2021.00030
  • A. Krokhin, J. Opršal, M. Wrochna and S. Živný, Topology and adjunction in promise constraint satisfaction, SIAM J. Comput. (2023). https://doi.org/10.1137/20M1378223
  • N. Bansal, N. Huang and E. Lee, Improved SDP-based algorithm for coloring 3-colorable graphs, 2026. https://arxiv.org/abs/2602.05904v1
  • OpenAI, Hardness of finding large independent sets in three-colorable graphs, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Hardness-of-finding-large-independent-sets-in-three-colorable-graphs-September-24-2026/Hardness-of-finding-large-independent-sets-in-three-colorable-graphs-September-24-2026.pdf
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Complexity TheoryTheoretical Computer Science·Captain: wurtle

Constant-factor hardness of directed feedback vertex setResearch Paper

Motivation

A directed feedback vertex set of a finite digraph GGG is a set FFF of vertices meeting every directed cycle, equivalently one whose removal leaves G−FG-FG−F acyclic; DFVS(G)\mathrm{DFVS}(G)DFVS(G) is the minimum size of such a set. The problem arises wherever cyclic dependencies must be broken — deadlock resolution, circuit testing, scheduling — and a topological order of G−FG-FG−F certifies a solution in polynomial time.

The best general approximation guarantee is O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn), originating in Seymour's work on fractional packing of directed circuits (Combinatorica 1995) and made constructive by Even, Naor, Schieber and Sudan (Algorithmica 1998). On the hardness side, NP-hardness was known only for particular constants (via Vertex Cover), while ruling out every constant factor required the Unique Games Conjecture. Whether a constant-factor approximation exists under P ≠ NP alone was open.

This mission asks for a machine-checked proof that approximating DFVS within any fixed factor A≥1A\ge1A≥1 is NP-hard on unweighted digraphs, as claimed in an OpenAI preprint dated September 23, 2026 (source, Theorem 1.1, p. 2). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1995–1998 — Seymour's fractional packing bound (Combinatorica 1995) and the algorithm of Even–Naor–Schieber–Sudan (Algorithmica 1998) give O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn) approximation.
  • 2005 — Dinur and Safra prove Vertex Cover NP-hard below 105−21≈1.3610\sqrt5-21\approx1.36105​−21≈1.36 (Annals 2005); doubling each undirected edge transfers this to DFVS.
  • 2008–2011 — Guruswami, Manokaran and Raghavendra show every constant factor is Unique-Games-hard via maximum acyclic subgraph and feedback arc set (FOCS 2008); expanded with Håstad and Charikar (SICOMP 2011).
  • 2013 — Svensson's direct Unique-Games-based construction for vertex deletion problems (ToC 2013).
  • 2016 — Guruswami and Lee give a simpler UG-based proof (ToC 2016).
  • 2018–2025 — The imperfect-completeness 2-to-1 Games Theorem is completed (Dinur–Khot–Kindler–Minzer–Safra, ToC 2025; Barak–Kothari–Steurer, ITCS 2019; Khot–Minzer–Safra, ECCC TR18-006), giving Vertex Cover, hence DFVS, hardness below 2\sqrt22​.
  • 2026 — Ghorbani and Mnich record the gap for general digraphs (ICALP 2026); the OpenAI preprint claims NP-hardness for every constant factor.

Setting

A digraph is finite and loopless, given by a vertex count nnn and a duplicate-free list of arcs (u,v)(u,v)(u,v) with u≠vu\ne vu=v; opposite arcs (u,v),(v,u)(u,v),(v,u)(u,v),(v,u) are allowed. A directed cycle is a cyclic sequence of r+1≥2r+1\ge2r+1≥2 distinct vertices with every successive arc present, including the closing one. FFF is a feedback set if it meets every directed cycle, and DFVS(G)\mathrm{DFVS}(G)DFVS(G) is the least size of one.

A language L⊆{0,1}∗L\subseteq\{0,1\}^*L⊆{0,1}∗ is in NP if there are a polynomial ppp and a deterministic polynomial-time verifier VVV (a multi-stack Turing machine with finite alphabets) with x∈Lx\in Lx∈L iff some certificate www with ∣w∣≤p(∣x∣)|w|\le p(|x|)∣w∣≤p(∣x∣) makes V(x,w)V(x,w)V(x,w) accept.

Formalization targets

Goal: constant-factor hardness (Theorem 1.1, p. 2)

For every real A≥1A\ge1A≥1 and every language L∈NPL\in\mathrm{NP}L∈NP there is a deterministic polynomial-time map x↦(Gx,kx)x\mapsto(G_x,k_x)x↦(Gx​,kx​) with kx≥1k_x\ge1kx​≥1 such that

x∈L ⇒ DFVS(Gx)≤kx,x∉L ⇒ DFVS(Gx)>A kx.x\in L\ \Rightarrow\ \mathrm{DFVS}(G_x)\le k_x,\qquad x\notin L\ \Rightarrow\ \mathrm{DFVS}(G_x)>A\,k_x .x∈L ⇒ DFVS(Gx​)≤kx​,x∈/L ⇒ DFVS(Gx​)>Akx​.

In Lean this is OAI.DirectedFeedback.main : DirectedFeedback.MainStatement. The preprint states Theorem 1.1 as a reduction from an NP-hard promise problem (the 2-to-1 game gap of Theorem 2.1, p. 5) to (G,k)(G,k)(G,k); composing with that promise problem's NP-hardness gives the Lean form, which quantifies over all NP languages directly. A deterministic polynomial-time AAA-approximation would then decide every NP language (proof of Theorem 1.1, p. 28).

The preprint also proves Corollary 8.3 (p. 28) for directed feedback arc set; it is not formalized on the platform.

Significance

The result itself. Theorem 1.1 shows that a constant-factor approximation for DFVS exists if and only if P = NP, removing the Unique Games hypothesis from the Guruswami–Manokaran–Raghavendra and Svensson results. It does not determine the true growth of the optimal factor between constants and O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn).

Formalizing it. No machine-checked inapproximability result of this kind is known to exist. A complete development needs the 2-to-1 Games Theorem with imperfect completeness (Theorem 2.1, p. 5, external input), Friedgut's junta theorem in a dyadic fixed-bias form (Theorem 2.2 and Corollary 2.3, p. 6), finite Ramsey theory and von Neumann's minimax theorem, and the preprint's rank-graph construction (Definition 3.1, p. 8; Proposition 3.7, p. 12), pivotality budget (Definition 6.1, p. 20) and weighted soundness (Proposition 7.4, p. 25). An NP and Karp-reduction library on TM2 machines (including Cook–Levin) would be reusable across the whole family of hardness missions.

Difficulty

The central difficulty (Introduction, pp. 3–4) is extracting a game labeling from an arbitrary acyclic remainder: a topological order exists, but it can interleave the many vertices representing one local test arbitrarily. Comparisons in that order must first be made consistent and then read as Boolean functions; Friedgut-type junta bounds must hold at many biases simultaneously for the same random function, so a separate influence bound at each scale does not suffice. The coordinate lists must also be fixed before the tested game edge is drawn, or they do not define a game labeling. Gadget reductions from Vertex Cover cannot go beyond the Vertex Cover constants.

Formalization scope

  • DirectedFeedback.Digraph: n : ℕ, a Nodup list of arcs in Fin n × Fin n, loopless; cycles are injective maps Fin (r+1) → Fin n with all successive arcs (including the wrap-around) present, so 2-cycles count and 1-cycles cannot occur. dfvs is the least cardinality of a feedback Finset.
  • NP is defined from scratch by NPVerifier: a polynomial certificate bound and a polynomial-time TM2 verifier with finite alphabets on the unary-framed pair encoding pairBits; no SAT-specific definition is used.
  • GapReduction A L is a polynomial-time TM2 machine (finite alphabets, raw-bit input) producing a GapInstance (digraph plus k > 0), encoded explicitly in unary-framed form by GapInstance.bits; completeness and soundness are as displayed, with soundness compared in ℝ.
  • The statement quantifies over all NP languages, so its proof must include (or reprove) NP-hardness of the source promise problem in this machine model — e.g. a Cook–Levin theorem for TM2 verifiers plus the 2-to-1 Games reduction.
  • k > 0 and the strict inequality rule out a trivial reading (e.g. empty graphs with k = 0).

Welcome contributions: Friedgut's junta theorem, finite Ramsey and minimax in usable forms, the 2-to-1 Games Theorem, and Cook–Levin for Turing.TM2ComputableInPolyTime.

Selected references

  • OpenAI, Constant-factor hardness of directed feedback vertex set, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Constant-factor-hardness-of-directed-feedback-vertex-set-September-23-2026/paper.pdf
  • P. D. Seymour, Packing directed circuits fractionally, Combinatorica 15 (1995). https://doi.org/10.1007/BF01200760
  • G. Even, J. Naor, B. Schieber, M. Sudan, Approximating minimum feedback sets and multicuts in directed graphs, Algorithmica (1998). https://doi.org/10.1007/PL00009191
  • I. Dinur, S. Safra, On the hardness of approximating minimum vertex cover, Ann. of Math. 162 (2005). https://doi.org/10.4007/annals.2005.162.439
  • V. Guruswami, R. Manokaran, P. Raghavendra, Beating the random ordering is hard: inapproximability of maximum acyclic subgraph, FOCS 2008. https://doi.org/10.1109/FOCS.2008.51
  • O. Svensson, Hardness of vertex deletion and project scheduling, Theory of Computing 9 (2013). https://doi.org/10.4086/toc.2013.v009a024
  • V. Guruswami, E. Lee, Simple proof of hardness of feedback vertex set, Theory of Computing 12 (2016). https://doi.org/10.4086/toc.2016.v012a006
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, Theory of Computing 21 (2025). https://doi.org/10.4086/toc.2025.v021a011
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, ECCC TR18-006 (2018). https://eccc.weizmann.ac.il/report/2018/006/revision/2/download
  • E. Friedgut, Boolean functions with low average sensitivity depend on few coordinates, Combinatorica (1998). https://doi.org/10.1007/PL00009809
  • F. P. Ramsey, On a problem of formal logic, Proc. London Math. Soc. (1930). https://doi.org/10.1112/plms/s2-30.1.264
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Complexity TheoryTheoretical Computer Science·Captain: wurtle

Constant-factor hardness of Min-UnCutResearch Paper

Motivation

Min-UnCut asks, for a finite simple graph G=(V,E)G=(V,E)G=(V,E), for the minimum number of edges whose deletion makes GGG bipartite. Equivalently, for a bipartition V=S⊔(V∖S)V=S\sqcup(V\setminus S)V=S⊔(V∖S) let UncutG(S)\mathrm{Uncut}_G(S)UncutG​(S) count the edges with both endpoints on the same side, and set OPTuncut(G)=min⁡SUncutG(S)\mathrm{OPT}_{\mathrm{uncut}}(G)=\min_S\mathrm{Uncut}_G(S)OPTuncut​(G)=minS​UncutG​(S). The quantity measures distance from bipartiteness. Although it equals ∣E∣|E|∣E∣ minus the maximum cut, a good multiplicative approximation for Max-Cut gives nothing multiplicative for Min-UnCut on nearly bipartite graphs, which is exactly the regime of interest.

The best known algorithm (Agarwal, Charikar, Makarychev, Makarychev, STOC 2005) achieves an O(log⁡∣V∣)O(\sqrt{\log|V|})O(log∣V∣​) factor. Before the source preprint, NP-hardness was known only for specific constant factors below about 1.491.491.49, and hardness for every constant factor was known only under the Unique Games Conjecture.

This mission asks for a machine-checked proof that Min-UnCut has no polynomial-time approximation within any constant factor unless P = NP, as claimed in an OpenAI preprint dated September 23, 2026 (source, Theorem 1.1, p. 2). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 2001 — Håstad's near-satisfiable gap for three-variable parity equations (JACM 2001); combined with parallel repetition (Raz, SICOMP 1998; Holenstein, ToC 2009) it is the preprint's starting point.
  • 2005 — Agarwal, Charikar, Makarychev and Makarychev give O(log⁡n)O(\sqrt{\log n})O(logn​) approximations for Min-UnCut and Min 2CNF Deletion (STOC 2005).
  • 2007 — Under the Unique Games Conjecture, the near-satisfiable Max-Cut gap of Khot, Kindler, Mossel and O'Donnell implies arbitrarily large constant gaps for weighted Min-UnCut (SICOMP 2007).
  • 2017 — Håstad, Huang, Manokaran, O'Donnell and Wright: NP-hard below 11/811/811/8 for the weighted deletion formulation (ToC 2017).
  • 2018 — Wiman: factors below 1.456851.456851.45685 (KTH master's thesis, 2018).
  • 2024 — Martinsson: factors below 73139148/49096883≈1.4896973139148/49096883\approx1.4896973139148/49096883≈1.48969 for violated two-variable parity equations, transferring to weighted Min-UnCut (APPROX/RANDOM 2024).
  • 2026 — The OpenAI preprint claims NP-hardness for every constant factor on simple unweighted graphs.

Setting

A graph is finite, simple, undirected and unweighted, given by a vertex count NNN and a symmetric loopless Boolean adjacency table. A cut is a map c:{0,…,N−1}→{0,1}c:\{0,\dots,N-1\}\to\{0,1\}c:{0,…,N−1}→{0,1}; the parts may be empty or unbalanced. Uncut(c)\mathrm{Uncut}(c)Uncut(c) counts unordered edges {u,v}\{u,v\}{u,v} with c(u)=c(v)c(u)=c(v)c(u)=c(v), and OPTuncut(G)\mathrm{OPT}_{\mathrm{uncut}}(G)OPTuncut​(G) is its minimum over all cuts.

3SAT formulas are conjunctions of three-slot clauses over natural-number variable names (repeated variables allowed), given to the reduction by a canonical prefix-free binary encoding.

Formalization targets

Goal: constant-factor hardness (Theorem 1.1, p. 2)

For every fixed integer K≥2K\ge2K≥2 there is a deterministic polynomial-time reduction φ↦(G,k)\varphi\mapsto(G,k)φ↦(G,k) to an explicit simple graph GGG and a binary integer k≥1k\ge1k≥1 with

φ satisfiable⇒OPTuncut(G)≤k,φ unsatisfiable⇒OPTuncut(G)>K k,\varphi\ \text{satisfiable}\Rightarrow \mathrm{OPT}_{\mathrm{uncut}}(G)\le k,\qquad \varphi\ \text{unsatisfiable}\Rightarrow \mathrm{OPT}_{\mathrm{uncut}}(G)>K\,k,φ satisfiable⇒OPTuncut​(G)≤k,φ unsatisfiable⇒OPTuncut​(G)>Kk,

with graph size and running time polynomial in the bit length of φ\varphiφ for each fixed KKK. Choosing K≥CK\ge CK≥C shows that a deterministic polynomial-time CCC-approximation for any real C>1C>1C>1 would imply P = NP. The positive threshold k≥1k\ge1k≥1 is what separates this from bipartiteness testing. In Lean this is OAI.MinUncut.main : Nonempty MinUncut.Reduction.

The preprint also derives Corollary 1.2 (p. 3): minimum 2CNF clause deletion is NP-hard to approximate within every fixed factor C>1C>1C>1. It is not formalized on the platform.

Significance

The result itself. Theorem 1.1 settles the constant-factor approximability of Min-UnCut in the hardness direction without the Unique Games Conjecture, and by an exact cost-preserving transformation the same holds for Min 2CNF Deletion. Together with the O(log⁡n)O(\sqrt{\log n})O(logn​) algorithm, it places these problems strictly between constant-factor approximable and inapproximable within logarithmic factors (the remaining gap concerns super-constant factors).

Formalizing it. No machine-checked proof of super-constant-type inapproximability for any natural graph problem is known to exist. A complete development needs Håstad's parity gap (Theorem 2.2, p. 6) and uniform parallel repetition (Theorem 2.3, p. 7), used as external inputs, plus the preprint's inner decoding theorem (Theorem 3.2, p. 9), the composition gap for bit comparisons (Proposition 6.1, p. 27) and the finite constructions (Lemmas 7.1 and 7.2, pp. 31 and 34). PCP and parallel-repetition infrastructure would be reusable across many hardness missions.

Difficulty

A natural route is to compose a long-code test with a projection game, as in Håstad's work. The obstacle is extracting a label from an arbitrary folded bit proof with a probability and coefficient size independent of the label alphabet: the alphabet grows as the outer soundness is driven down, and every inner constant must be fixed before it (Introduction, pp. 3–4). In addition, the decoder's choices depend on shared background affine functions, so the outer game's soundness must survive such shared hints. Gadget-based approaches yield only isolated constants (up to about 1.491.491.49); unbounded constants previously required the Unique Games hypothesis.

Formalization scope

  • MinUncut.Output packages the graph (vertex count, symmetric loopless Bool adjacency) with a threshold threshold ≥ 1; uncut counts pairs u < v that are adjacent and on the same side, and opt is the minimum over all Fin N → Bool cuts (nonempty, so always defined).
  • MinUncut.Reduction is a single TM2 machine taking the pair (K,φ)(K,\varphi)(K,φ) (encoded by inputBits) with finite tape alphabets, a polynomial time K bounding the running time in the formula's bit length, and a polynomial size K bounding vertices plus output length; yes/no hold for every K ≥ 2.
  • The reduction acts on decoded formulas, so malformed inputs do not arise; runtime is measured in formulaBits φ, the canonical encoding including variable names.
  • The hypotheses are satisfiable and the conclusion demands an actual strict multiplicative gap with a positive integer threshold, so outputting a trivially bipartite graph cannot satisfy it.

Welcome contributions: Fourier and Gaussian analysis on F2\mathbb F_2F2​-affine spaces, the long code with folding, parallel repetition for projection games, and Turing-machine complexity infrastructure.

Selected references

  • OpenAI, Constant-factor hardness of Min-UnCut, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Constant-factor-hardness-of-Min-UnCut-September-23-2026/paper.pdf
  • A. Agarwal, M. Charikar, K. Makarychev, Y. Makarychev, O(√log n) approximation algorithms for Min UnCut, Min 2CNF Deletion, and directed cut problems, STOC 2005. https://doi.org/10.1145/1060590.1060675
  • S. Khot, G. Kindler, E. Mossel, R. O'Donnell, Optimal inapproximability results for MAX-CUT and other 2-variable CSPs?, SIAM J. Comput. 37 (2007). https://doi.org/10.1137/S0097539705447372
  • J. Håstad, S. Huang, R. Manokaran, R. O'Donnell, J. Wright, Improved NP-inapproximability for 2-variable linear equations, Theory of Computing (2017). https://doi.org/10.4086/toc.2017.v013a019
  • M. Wiman, Improved inapproximability of Max-Cut through Min-Cut, master's thesis, KTH, 2018. https://www.diva-portal.org/smash/get/diva2:1229467/FULLTEXT01.pdf
  • B. Martinsson, On the NP-hardness approximation curve for Max-2Lin(2), APPROX/RANDOM 2024. https://doi.org/10.4230/LIPIcs.APPROX/RANDOM.2024.11
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • R. Raz, A parallel repetition theorem, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539795280895
  • T. Holenstein, Parallel repetition: simplifications and the no-signaling case, Theory of Computing (2009). https://doi.org/10.4086/toc.2009.v005a008
  • M. Bellare, O. Goldreich, M. Sudan, Free bits, PCPs, and nonapproximability — towards tight results, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539796302531
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Complexity TheoryTheoretical Computer Science·Captain: wurtle

The Factor-Two Hardness Threshold for Vertex CoverResearch Paper

Motivation

A vertex cover of a graph is a set of vertices meeting every edge; τ(G)\tau(G)τ(G) denotes the minimum size of one. Computing τ(G)\tau(G)τ(G) exactly is NP-hard, but a two-line algorithm — take both endpoints of a maximal matching — always returns a cover of size at most 2τ(G)2\tau(G)2τ(G). Whether any polynomial-time algorithm achieves a fixed factor 2−ε2-\varepsilon2−ε is one of the best-known questions in approximation algorithms. Unconditional NP-hardness was known below 105−21≈1.3610\sqrt5-21\approx1.36105​−21≈1.36 and, after the 2-to-2 Games Theorem, below 2\sqrt22​; factor-two hardness was known only under Khot's Unique Games Conjecture.

This mission asks for a machine-checked proof that every fixed approximation factor below two is NP-hard, as claimed in an OpenAI preprint dated September 23, 2026 (source, Corollary 1.2, p. 1). The preprint's direct reduction starts from ordinary perfect-completeness Label Cover. It has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1972 — Karp proves Node Cover NP-complete (Karp 1972); the maximal-matching algorithm gives factor 222.
  • 1992–1998 — Feige–Goldwasser–Lovász–Safra–Szegedy (JACM 1996) link proof checking to approximation; the PCP theorem (Arora–Safra, JACM 1998; Arora–Lund–Motwani–Sudan–Szegedy, JACM 1998) gives a constant gap; Raz's parallel repetition (SICOMP 1998) yields Label Cover with arbitrarily small soundness.
  • 2001 — Håstad: NP-hard below factor 7/67/67/6 (JACM 2001).
  • 2005 — Dinur–Safra: NP-hard below 105−21≈1.3606810\sqrt5-21\approx1.36068105​−21≈1.36068 (Annals 2005).
  • 2002–2008 — Khot's Unique Games Conjecture (STOC 2002); Khot–Regev prove factor-(2−ε)(2-\varepsilon)(2−ε) hardness assuming it (JCSS 2008).
  • 2009 — Karakostas's algorithm achieves 2−Θ(1/log⁡n)2-\Theta(1/\sqrt{\log n})2−Θ(1/logn​) (TALG 2009), a saving that vanishes with nnn.
  • 2017–2023 — The 2-to-2 Games programme (Khot–Minzer–Safra, ToC 2025; Dinur–Khot–Kindler–Minzer–Safra, ToC 2025; Barak–Kothari–Steurer, ITCS 2019; Khot–Minzer–Safra expansion, Annals 2023) gives NP-hardness below 2\sqrt22​.
  • 2026 — The OpenAI preprint claims NP-hardness for every fixed factor below 222.

Setting

A graph is finite, simple, undirected and unweighted, given explicitly by its vertex count nnn and a duplicate-free list of edges {u,v}\{u,v\}{u,v} with u<vu<vu<v. A set SSS of vertices is a cover if every edge has an endpoint in SSS, and τ(G)\tau(G)τ(G) is the least size of a cover. An α\alphaα-approximation algorithm is a deterministic polynomial-time machine that, on every graph, outputs a duplicate-free list of vertices that covers all edges and has length at most α τ(G)\alpha\,\tau(G)ατ(G).

3SAT inputs are bit strings decoding canonically to a conjunction of three-slot clauses; malformed strings are NO instances. A 3SAT decider is a deterministic polynomial-time machine answering membership correctly on every input.

Formalization targets

Milestone: the explicit cover gap (Theorem 1.1, p. 1)

For every integer m≥4m\ge4m≥4 there is a deterministic polynomial-time reduction φ↦Gφ\varphi\mapsto G_\varphiφ↦Gφ​ from 3SAT to explicit simple graphs with

φ satisfiable⇒τ(Gφ)<(12+1m)∣V(Gφ)∣,φ unsatisfiable⇒τ(Gφ)>(1−1m)∣V(Gφ)∣.\varphi\text{ satisfiable}\Rightarrow \tau(G_\varphi)<\Bigl(\tfrac12+\tfrac1m\Bigr)|V(G_\varphi)|,\qquad \varphi\text{ unsatisfiable}\Rightarrow \tau(G_\varphi)>\Bigl(1-\tfrac1m\Bigr)|V(G_\varphi)|.φ satisfiable⇒τ(Gφ​)<(21​+m1​)∣V(Gφ​)∣,φ unsatisfiable⇒τ(Gφ​)>(1−m1​)∣V(Gφ​)∣.

The ratio of the thresholds is 2−6/(m+2)→22-6/(m+2)\to22−6/(m+2)→2. In Lean: OAI.VertexCover.explicit_cover_gap.

Goal: factor-two threshold (Corollary 1.2, p. 1)

For every real α\alphaα with 1≤α<21\le\alpha<21≤α<2, an α\alphaα-approximation algorithm for Vertex Cover yields a polynomial-time 3SAT decider:

∀ α∈[1,2):Approximation(α)  ⟹  ThreeSATDecision.\forall\,\alpha\in[1,2):\quad \mathrm{Approximation}(\alpha)\;\Longrightarrow\;\mathrm{ThreeSATDecision}.∀α∈[1,2):Approximation(α)⟹ThreeSATDecision.

In Lean: OAI.VertexCover.every_fixed_factor_below_two. The preprint derives it from Theorem 1.1 in its final section (pp. 23–24) by choosing mmm from α\alphaα and comparing the returned cover with an exact rational threshold. Together with the matching algorithm, it identifies 222 as the approximation threshold unless P = NP.

Significance

The result itself. The statement removes the Unique Games hypothesis from the Khot–Regev theorem and closes the gap between the elementary factor-222 algorithm and hardness. The density gap of Theorem 1.1 is also a statement about independent sets: YES graphs have independent sets of density nearly 1/21/21/2, NO graphs have none of density above 1/m1/m1/m.

Formalizing it. No machine-checked proof of any super-constant Vertex Cover hardness bound is known to exist. A complete development requires the perfect-completeness Label Cover theorem (Theorem 2.1, p. 4; PCP theorem plus parallel repetition, used as an external input), the explicit graph construction and its polynomial-time implementation (Proposition 3.3, p. 7), and the preprint's analytic soundness argument. The Label Cover input and a library for polynomial-time gap reductions on TM2 machines are reusable for many other hardness missions.

Difficulty

Soundness requires extracting short lists of candidate labels from an arbitrary large independent set, where each list may depend only on its own position's query. If a list also sees the opposite endpoint of a constraint or its occurrence index, the pair-decoding argument against Label Cover soundness breaks down (Introduction, pp. 3–4). Classical approaches either need the stronger Unique Games source promise (Khot–Regev) or only reach densities near 1−1/21-1/\sqrt21−1/2​ (the 2-to-2 route), which gives factor 2\sqrt22​ rather than 222. Averaging to impose the information restriction can erase all variance; the analytic core is retaining it without any dependence on the label alphabet sizes.

Formalization scope

  • Graphs are VertexCover.ExplicitGraph: n : ℕ and a Nodup list of pairs in Fin n × Fin n with e.1 < e.2; coverNumber is the least cardinality of a covering Finset (always defined since univ covers).
  • Encodings: inputs are raw bits; graphs are encoded by ExplicitGraph.bits (vertex count, all vertex names, edge count, edge endpoints, each with prefix-free binary framing); an approximation's output list is encoded by natListBits.
  • Approximation α bundles a polynomial-time TM2 program on graph encodings with finite tape alphabets, whose output is duplicate-free, in range, covers every edge and has length at most α * coverNumber. ThreeSATDecision is a polynomial-time TM2 decider correct on every input.
  • The goal is an implication from an algorithm to a decider: no assumption P ≠ NP is built in, and the hypothesis 1≤α<21\le\alpha<21≤α<2 is satisfied by real algorithms only if 3SAT is easy, which is exactly the content. It cannot be discharged trivially because Approximation α must be correct on every graph.
  • The milestone's thresholds are compared in ℝ with strict inequalities as in the source.

Welcome contributions: Label Cover hardness (PCP theorem + parallel repetition), Efron–Stein decompositions and variance inequalities on product spaces, and general complexity-theoretic infrastructure for Turing.TM2ComputableInPolyTime.

Selected references

  • OpenAI, The Factor-Two Hardness Threshold for Vertex Cover, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Factor-Two-Hardness-Threshold-for-Vertex-Cover-September-23-2026/paper.pdf
  • R. M. Karp, Reducibility among combinatorial problems, Complexity of Computer Computations, 1972. https://doi.org/10.1007/978-1-4684-2001-2_9
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • I. Dinur, S. Safra, On the hardness of approximating minimum vertex cover, Ann. of Math. 162 (2005). https://doi.org/10.4007/annals.2005.162.439
  • S. Khot, O. Regev, Vertex cover might be hard to approximate to within 2−ε, J. Comput. Syst. Sci. 74 (2008). https://doi.org/10.1016/j.jcss.2007.06.019
  • G. Karakostas, A better approximation ratio for the Vertex Cover problem, ACM Trans. Algorithms (2009). https://doi.org/10.1145/1597036.1597045
  • R. Raz, A parallel repetition theorem, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539795280895
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, Ann. of Math. 198 (2023). https://doi.org/10.4007/annals.2023.198.1.1
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, Theory of Computing 21 (2025). https://doi.org/10.4086/toc.2025.v021a011
  • S. Khot, On the power of unique 2-prover 1-round games, STOC 2002. https://doi.org/10.1145/509907.510017
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Discrete GeometryTheoretical Computer Science·Captain: wurtle

Planar Graph Metrics Embed into L1 with Constant DistortionResearch Paper

Motivation: cut metrics, flows and the planar embedding conjecture

A finite metric space embeds into L1L_1L1​ exactly when its metric is a nonnegative combination of cut metrics δS(x,y)=∣1S(x)−1S(y)∣\delta_S(x,y)=|\mathbf 1_S(x)-\mathbf 1_S(y)|δS​(x,y)=∣1S​(x)−1S​(y)∣. For this reason the least distortion with which a graph metric embeds into L1L_1L1​ governs the gap between multicommodity flow and sparsest cut: Linial, London and Rabinovich (1995) and Aumann and Rabani (1998) connected metric embeddings to the approximate max-flow/min-cut theorem, and Gupta, Newman, Rabinovich and Sinclair (2004) proved that the worst flow–cut gap on a fixed graph equals the worst L1L_1L1​ distortion of its weighted shortest-path metrics. They conjectured (the GNRS conjecture) that every proper minor-closed graph family embeds into L1L_1L1​ with uniformly bounded distortion. The planar case has been the central open instance.

Timeline

  • 1981 — Okamura and Seymour: multicommodity flows in planar graphs with all terminals on one face (JCTB 1981), giving isometric L1L_1L1​ representations of one-face metrics.
  • 1993 — Klein, Plotkin and Rao: decompositions of graphs excluding a fixed minor (STOC 1993).
  • 1999 — Rao: every nnn-vertex planar metric embeds into L1L_1L1​ (via Euclidean space) with distortion O(log⁡n)O(\sqrt{\log n})O(logn​) (SoCG 1999).
  • 2003 — Newman and Rabinovich: series-parallel metrics may need Ω(log⁡n)\Omega(\sqrt{\log n})Ω(logn​) distortion into Euclidean space, so the Euclidean route cannot give a constant (DCG 2003).
  • 2004 — Gupta, Newman, Rabinovich and Sinclair: constant distortion for series-parallel graphs, and the GNRS conjecture (Combinatorica 2004).
  • 2006 — Chekuri, Gupta, Newman, Rabinovich and Sinclair: kkk-outerplanar graphs, with a bound exponential in kkk (SIDMA 2006).
  • 2008–2010 — Chakrabarti, Jaffe, Lee and Vincent: sharp bound 222 for series-parallel graphs (FOCS 2008); Lee and Raghavendra: matching lower bound (DCG 2010). Lee and Sidiropoulos relate the planar case to the full conjecture (STOC 2009).
  • 2013 — Sidiropoulos: constant distortion for planar metrics realized in nonpositively curved simply connected surfaces (FOCS 2013).
  • 2019–2025 — Face-cover bounds by Krauthgamer, Lee and Rika (SODA 2019) and Filtser (TALG 2025); Abraham, Filtser, Gupta and Neiman recover Rao's bound via shortest-path decompositions (SICOMP 2022).
  • 2026 — An OpenAI preprint, Planar Graph Metrics Embed into L1L_1L1​ with Constant Distortion (OpenAI Math Release, September 23, 2026), claims the planar case of the GNRS conjecture. The preprint has not been peer reviewed, and its main theorem is not formally verified.

Setting

Let GGG be a finite connected simple graph on vertex set V={0,…,n−1}V=\{0,\dots,n-1\}V={0,…,n−1} with symmetric edge lengths ℓ(u,v)=ℓ(v,u)>0\ell(u,v)=\ell(v,u)>0ℓ(u,v)=ℓ(v,u)>0 on edges. The graph metric dG(x,y)d_G(x,y)dG​(x,y) is the infimum of ∑ℓ(e)\sum\ell(e)∑ℓ(e) over walks from xxx to yyy. GGG is planar if it has a drawing in R2\mathbb R^2R2: distinct points for vertices and, for each edge, an injective arc between its endpoints whose interior avoids every vertex and meets the interior of no other edge.

A map f:V→L1(Ω,μ)f:V\to L_1(\Omega,\mu)f:V→L1​(Ω,μ) into the real L1L_1L1​ space of some measure space has distortion at most CCC if dG(x,y)≤∥f(x)−f(y)∥1≤C dG(x,y)d_G(x,y)\le\|f(x)-f(y)\|_1\le C\,d_G(x,y)dG​(x,y)≤∥f(x)−f(y)∥1​≤CdG​(x,y) for all x,yx,yx,y.

Formalization targets

Goal: Theorem 1.1 (planar graph metrics in L1L_1L1​)

There is a constant C≥1C\ge1C≥1 such that for every nnn, every connected planar graph GGG on nnn vertices and every symmetric positive edge-length function ℓ\ellℓ, there are a measure space (Ω,F,μ)(\Omega,\mathcal F,\mu)(Ω,F,μ) and f:V→L1(Ω,F,μ;R)f:V\to L_1(\Omega,\mathcal F,\mu;\mathbb R)f:V→L1​(Ω,F,μ;R) with

dG(x,y)  ≤  ∥f(x)−f(y)∥1  ≤  C dG(x,y)(x,y∈V).d_G(x,y)\;\le\;\|f(x)-f(y)\|_1\;\le\;C\,d_G(x,y)\qquad(x,y\in V).dG​(x,y)≤∥f(x)−f(y)∥1​≤CdG​(x,y)(x,y∈V).

The constant is not fixed: the goal asserts only existence, so any improvement of the constant is compatible with it. The goal statement is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. The theorem settles the planar case of the GNRS conjecture. By the Gupta–Newman–Rabinovich–Sinclair equivalence it gives a universal constant bound on the fractional flow–cut gap for arbitrary demands in planar graphs. With the bounded-treewidth companion preprint it also yields constant distortion for the fixed-parameter almost-embeddable families of Lee and Sidiropoulos (Corollary 10.1 of the source). The general clique-sum closure needed for the full GNRS conjecture is not established.

Formalizing it. The statement is elementary (finite graphs, arcs in the plane, an L1L^1L1 space), yet the proof combines a geometric column model of planar graphs, random multiscale cut constructions and packing estimates. A formal proof would certify every scale-combination step, where errors in uniformity are easy to make.

Difficulty

Standard random-partition methods for planar graphs separate pairs at each distance scale with good probability, but naive summation over scales costs a factor proportional to the number of scales, which is unbounded when edge lengths vary. Embedding first into Euclidean space cannot work: Newman–Rabinovich show Ω(log⁡n)\Omega(\sqrt{\log n})Ω(logn​) Euclidean distortion is necessary already for series-parallel graphs. The difficulty is to combine separations at different scales while keeping a single uniform upper bound on every edge.

Formalization scope

  • Vertices are Fin n; the graph is a SimpleGraph (Fin n) with G.Connected (so n≥1n\ge1n≥1). Singletons are allowed.
  • IsPlanar G asks for an injective vertex placement in ℝ × ℝ and, for each ordered adjacent pair, an injective continuous arc on the unit interval with the right endpoints, whose interior avoids all vertex points and meets the interior of another arc only if it is the same unoriented edge.
  • Edge lengths are a function Fin n → Fin n → ℝ, symmetric, and positive on adjacent pairs; values on non-adjacent pairs are irrelevant. graphDistance is the sInf of walk lengths; for a connected graph with nonnegative edge lengths the set of walk lengths is nonempty and bounded below, so the infimum is the genuine shortest-path distance.
  • The target space is MeasureTheory.Lp Ω ℝ 1 μ for an existentially chosen measure space, and the inequalities are stated without a rescaling factor (the rescaling is absorbed into fff).
  • Infrastructure needed: plane drawings and their combinatorial consequences (rotation systems, noncrossing column models), cut-metric representations of L1L_1L1​ metrics, and the probabilistic multiscale construction. Plane-drawing and cut-metric infrastructure is reusable.

Selected references

  • N. Linial, E. London, Y. Rabinovich, The geometry of graphs and some of its algorithmic applications, Combinatorica 15 (1995). https://doi.org/10.1007/BF01200757
  • Y. Aumann, Y. Rabani, An O(log⁡k)O(\log k)O(logk) approximate min-cut max-flow theorem and approximation algorithm, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539794285983
  • A. Gupta, I. Newman, Y. Rabinovich, A. Sinclair, Cuts, trees and ℓ1\ell_1ℓ1​-embeddings of graphs, Combinatorica (2004). https://doi.org/10.1007/s00493-004-0015-x
  • S. Rao, Small distortion and volume preserving embeddings for planar and Euclidean metrics, SoCG 1999. https://doi.org/10.1145/304893.304983
  • I. Newman, Y. Rabinovich, A lower bound on the distortion of embedding planar metrics into Euclidean space, Discrete Comput. Geom. (2003). https://doi.org/10.1007/s00454-002-2813-5
  • C. Chekuri, A. Gupta, I. Newman, Y. Rabinovich, A. Sinclair, Embedding kkk-outerplanar graphs into ℓ1\ell_1ℓ1​, SIAM J. Discrete Math. (2006). https://doi.org/10.1137/S0895480102417379
  • A. Chakrabarti, A. Jaffe, J. R. Lee, J. Vincent, Embeddings of topological graphs: lossy invariants, linearization, and 2-sums, FOCS 2008. https://doi.org/10.1109/FOCS.2008.79
  • J. R. Lee, A. Sidiropoulos, On the geometry of graphs with a forbidden minor, STOC 2009. https://doi.org/10.1145/1536414.1536450
  • A. Sidiropoulos, Non-positive curvature and the planar embedding conjecture, FOCS 2013. https://doi.org/10.1109/FOCS.2013.27
  • I. Abraham, A. Filtser, A. Gupta, O. Neiman, Metric embedding via shortest path decompositions, SIAM J. Comput. (2022). https://doi.org/10.1137/19M1296021
  • A. Filtser, A face cover perspective to ℓ1\ell_1ℓ1​ embeddings of planar graphs, ACM Trans. Algorithms (2025). https://doi.org/10.1145/3686800
  • OpenAI, Planar Graph Metrics Embed into L1L_1L1​ with Constant Distortion, OpenAI Math Release preprint, September 23, 2026 (source of the goal; Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Planar-Graph-Metrics-Embed-into-L1-with-Constant-Distortion-September-23-2026/paper.pdf
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CombinatoricsProbability·Captain: mikedeng1

Random Graphs with a Given Degree Sequence 5: Uniform Random Graphs with Degree Scaling Limit f in the Interior Converge a.s. to the Graph Limit e^{g(x)+g(y)}/(1+e^{g(x)+g(y)})Research Paper

Motivation

A standard way to build a random network with a prescribed degree sequence is to choose a graph uniformly at random from the set of all simple graphs with that degree sequence. The model arises in testing whether the exponential family with the degree sequence as sufficient statistic fits network data, in simulating networks with given degrees, and, for constant degrees, as the random regular graph (Blitzstein–Diaconis, Chatterjee–Diaconis–Sly). Quantities such as the expected number of triangles of such a graph are usually estimated by simulation.

For dense graphs, those whose number of edges is of order n2n^2n2, the Lovász–Szegedy theory of graph limits (Lovász–Szegedy 2006) describes a large graph by a symmetric function W:[0,1]2→[0,1]W:[0,1]^2\to[0,1]W:[0,1]2→[0,1]. Chatterjee, Diaconis and Sly identify this limit for uniformly random graphs with a given degree sequence. The answer is the limit of the β-model, a random graph with independent edges whose edge probabilities are eβi+βj/(1+eβi+βj)e^{\beta_i+\beta_j}/(1+e^{\beta_i+\beta_j})eβi​+βj​/(1+eβi​+βj​). The limit gives exact asymptotic formulas for subgraph counts without simulation.

Setting

Graphs and densities. For a finite simple graph HHH on [k]={1,…,k}[k]=\{1,\dots,k\}[k]={1,…,k} and a simple graph GGG on nnn vertices, the homomorphism density is

t(H,G)=∣hom⁡(H,G)∣nk,t(H,G)=\frac{|\hom(H,G)|}{n^k},t(H,G)=nk∣hom(H,G)∣​,

where hom⁡(H,G)\hom(H,G)hom(H,G) is the set of edge-preserving maps V(H)→V(G)V(H)\to V(G)V(H)→V(G). For W:[0,1]2→RW:[0,1]^2\to\mathbb RW:[0,1]2→R,

t(H,W)=∫[0,1]k∏{i,j}∈E(H)W(xi,xj) dx1⋯dxk,t(H,W)=\int_{[0,1]^k}\prod_{\{i,j\}\in E(H)}W(x_i,x_j)\,dx_1\cdots dx_k,t(H,W)=∫[0,1]k​{i,j}∈E(H)∏​W(xi​,xj​)dx1​⋯dxk​,

with one factor per edge. Graphs GnG_nGn​ on nnn vertices converge to the limit represented by WWW if t(H,Gn)→t(H,W)t(H,G_n)\to t(H,W)t(H,Gn​)→t(H,W) for every finite simple graph HHH.

Degree sequences and scaling limits. For each nnn let dn=(d1n≥⋯≥dnn)d^n=(d^n_1\ge\dots\ge d^n_n)dn=(d1n​≥⋯≥dnn​) be the degree sequence of some simple graph on nnn vertices. The sequence {dn}\{d^n\}{dn} has scaling limit fff, a nonincreasing function on [0,1][0,1][0,1], if

∣d1nn−f(0)∣+∣dnnn−f(1)∣+1n∑i=1n∣dinn−f ⁣(in)∣⟶0.\left|\frac{d^n_1}{n}-f(0)\right|+\left|\frac{d^n_n}{n}-f(1)\right|+\frac1n\sum_{i=1}^n\left|\frac{d^n_i}{n}-f\!\left(\frac in\right)\right|\longrightarrow0 .​nd1n​​−f(0)​+​ndnn​​−f(1)​+n1​i=1∑n​​ndin​​−f(ni​)​⟶0.

D′[0,1]D'[0,1]D′[0,1] is the set of nonincreasing functions on [0,1][0,1][0,1] that are left continuous on (0,1)(0,1)(0,1). It carries the modified L1L^1L1 norm ∥f∥1′=∣f(0)∣+∣f(1)∣+∫01∣f∣\|f\|_{1'}=|f(0)|+|f(1)|+\int_0^1|f|∥f∥1′​=∣f(0)∣+∣f(1)∣+∫01​∣f∣. F⊆D′[0,1]\mathcal F\subseteq D'[0,1]F⊆D′[0,1] is the set of all scaling limits of degree sequences.

The random graphs. GnG_nGn​ is chosen uniformly from the simple graphs on {1,…,n}\{1,\dots,n\}{1,…,n} with degree sequence dnd^ndn. In a random graph with independent edges each pair {i,j}\{i,j\}{i,j} is an edge with probability pijp_{ij}pij​, independently of the other pairs. The β-model PβP_\betaPβ​ is the case pij=eβi+βj/(1+eβi+βj)p_{ij}=e^{\beta_i+\beta_j}/(1+e^{\beta_i+\beta_j})pij​=eβi​+βj​/(1+eβi​+βj​).

Formalization targets

Goal: Theorem 1.1 (pp. 4–5)

If fff lies in the interior of F\mathcal FF for ∥⋅∥1′\|\cdot\|_{1'}∥⋅∥1′​, there is a function g∈D′[0,1]g\in D'[0,1]g∈D′[0,1], unique on [0,1][0,1][0,1], such that

W(x,y)=eg(x)+g(y)1+eg(x)+g(y)satisfiesf(x)=∫01W(x,y) dy  for all x∈[0,1],W(x,y)=\frac{e^{g(x)+g(y)}}{1+e^{g(x)+g(y)}}\quad\text{satisfies}\quad f(x)=\int_0^1W(x,y)\,dy\ \ \text{for all }x\in[0,1],W(x,y)=1+eg(x)+g(y)eg(x)+g(y)​satisfiesf(x)=∫01​W(x,y)dy  for all x∈[0,1],

and almost surely t(H,Gn)→t(H,W)t(H,G_n)\to t(H,W)t(H,Gn​)→t(H,W) for every finite simple graph HHH.

Milestones (in the order the proof uses them)

  • Lemma 2.2 (p. 14): the fixed-point map φ\varphiφ of the β-model likelihood equations satisfies ∣φ(x)−φ(y)∣1≤2e2K∣x−y∣1|\varphi(x)-\varphi(y)|_1\le2e^{2K}|x-y|_1∣φ(x)−φ(y)∣1​≤2e2K∣x−y∣1​ when ∣x∣∞,∣y∣∞≤K|x|_\infty,|y|_\infty\le K∣x∣∞​,∣y∣∞​≤K.
  • §6.2, p. 30: for nonincreasing ddd, the Erdős–Gallai slack E(B)\mathcal E(B)E(B) over sets of size kkk is minimized at {1,…,k}\{1,\dots,k\}{1,…,k}.
  • Lemma 6.1 (p. 26): for independent-edge random graphs, P(∣t(H,G)−Et(H,G)∣>ε)≤2e−Cε2n2\mathbb P(|t(H,G)-\mathbb E t(H,G)|>\varepsilon)\le2e^{-C\varepsilon^2n^2}P(∣t(H,G)−Et(H,G)∣>ε)≤2e−Cε2n2 with C=C(H)C=C(H)C=C(H).
  • Claim 6.3 (p. 27): integer margins close to the row and column sums of a matrix with entries in [δ,1−δ][\delta,1-\delta][δ,1−δ] are realized by a 0–1 contingency table.
  • Lemma 6.2 (p. 26): if δ≤pij≤1−δ\delta\le p_{ij}\le1-\deltaδ≤pij​≤1−δ and di=∑j≠ipijd_i=\sum_{j\ne i}p_{ij}di​=∑j=i​pij​, the independent-edge graph has degree sequence ddd with probability at least 12δ n3/2+ε\tfrac12\delta^{\,n^{3/2+\varepsilon}}21​δn3/2+ε for large nnn.
  • p. 34: conditioned on its degree sequence being ddd, the β-model graph is uniform on graphs with degree sequence ddd.

The proof also uses three results posed in sibling missions of this series: Proposition 1.2 (mission 4, the interior of F\mathcal FF), Lemma 4.1 (mission 3, existence and boundedness of the MLE) and Theorem 1.5 (mission 1, geometric convergence of the iteration x↦φ(x)x\mapsto\varphi(x)x↦φ(x)). They are not restated here.

Significance

The theorem turns questions about a uniformly random graph with given degrees, a law with no independence, into questions about an explicit graphon. Every subgraph density, the limiting degree distribution, and every graph parameter continuous for the graph-limit topology of the uniform model is computed from WWW. The function ggg solves a continuum version of the β-model maximum-likelihood equations, which connects the combinatorial model with exponential-family statistics.

The result is proved in the paper, which is published in the Annals of Applied Probability (2011). To our knowledge it has no machine-checked proof. Formalizing it requires a Lean development of dense graph limits (homomorphism densities, graphon densities, graph-limit convergence), none of which exists in Mathlib. It also requires a bounded-differences concentration inequality, and a transfer argument from independent-edge models to models conditioned on degrees. Each of these is reusable beyond this mission.

Difficulty

The uniform measure on graphs with a fixed degree sequence has no independence, so concentration inequalities do not apply to it directly. The obvious route is to condition an independent-edge model on its degree sequence. This works only if the probability of the conditioning event is larger than the concentration bound, which is e−cn2e^{-cn^2}e−cn2. A crude lower bound of δ(n2)\delta^{\binom n2}δ(2n​) is too small. Lemma 6.2 supplies δn3/2+ε\delta^{n^{3/2+\varepsilon}}δn3/2+ε, and it needs a combinatorial completion step (Claim 6.3).

The second difficulty is analytic. The maximum-likelihood parameters βn\beta^nβn for different nnn live in different dimensions. One must show that their step-function profiles converge in L1L^1L1 to a limit ggg and that this ggg solves the continuum equation at every point of [0,1][0,1][0,1], not only almost everywhere. Several steps of the paper's argument are only sketched. Among them are the almost-sure convergence of the β-model graphs to WWW and the estimate fn(x)=d⌈nx⌉n/n+O(1/n)f_n(x)=d^n_{\lceil nx\rceil}/n+O(1/n)fn​(x)=d⌈nx⌉n​/n+O(1/n) (pp. 33–34).

Formalization scope

  • Vertices are Fin n (the paper's vertex iii is i−1i-1i−1), graphs are SimpleGraph (Fin n), and a test graph HHH is a SimpleGraph (Fin k), which loses nothing because densities are invariant under relabelling.
  • Functions on [0,1][0,1][0,1] are ℝ → ℝ, and only their values on [0,1][0,1][0,1] matter. Uniqueness of ggg is equality on [0,1][0,1][0,1].
  • t(H,W)t(H,W)t(H,W) takes one factor per unordered edge, and the integral is the Lebesgue integral over [0,1]k[0,1]^k[0,1]k.
  • Laws on graphs are finite sums of Dirac masses. The σ-algebra on SimpleGraph (Fin n) is discrete.
  • The interior of F\mathcal FF is taken in D′[0,1]D'[0,1]D′[0,1] for ∥⋅∥1′\|\cdot\|_{1'}∥⋅∥1′​, as the ball form "every h∈D′[0,1]h\in D'[0,1]h∈D′[0,1] with ∥h−f∥1′<ε\|h-f\|_{1'}<\varepsilon∥h−f∥1′​<ε lies in F\mathcal FF".
  • The paper does not say how the GnG_nGn​ for different nnn are coupled. The goal quantifies over every probability space and every family of measurable GnG_nGn​ with the uniform marginals, so the almost-sure convergence holds for every joint law. The almost-sure event contains "for every HHH".
  • Lemma 6.2's printed bound 12exp⁡(−log⁡(δ)n3/2+ε)\tfrac12\exp(-\log(\delta)n^{3/2+\varepsilon})21​exp(−log(δ)n3/2+ε) exceeds 111. The milestone states the intended bound 12exp⁡(log⁡(δ)n3/2+ε)\tfrac12\exp(\log(\delta)n^{3/2+\varepsilon})21​exp(log(δ)n3/2+ε), with NNN depending only on (δ,ε)(\delta,\varepsilon)(δ,ε).
  • Constants are explicit quantifiers. In Lemma 6.1, C>0C>0C>0 is chosen from HHH before nnn, ppp and ε\varepsilonε.

A formalization that replaces almost-sure convergence by convergence in expectation or in probability, that fixes a single coupling, or that asserts the existence of ggg only almost everywhere states a weaker theorem and does not close this mission.

Welcome contributions include a general graph-limit library (densities, convergence, the counting lemma), McDiarmid's bounded-differences inequality for finitely many independent Bernoulli variables, the Gale–Ryser theorem in the form needed by Claim 6.3, and proofs of the milestones.

Selected references

  • S. Chatterjee, P. Diaconis, A. Sly, Random graphs with a given degree sequence, Ann. Appl. Probab. 21(4), 1400–1435, 2011. https://arxiv.org/abs/1005.1136v5
  • L. Lovász, B. Szegedy, Limits of dense graph sequences, J. Combin. Theory Ser. B 96, 933–957, 2006. https://doi.org/10.1016/j.jctb.2006.05.002
  • C. Borgs, J. Chayes, L. Lovász, V. Sós, K. Vesztergombi, Convergent sequences of dense graphs I, Adv. Math. 219, 1801–1851, 2008. https://doi.org/10.1016/j.aim.2008.07.008
  • J. Blitzstein, P. Diaconis, A sequential importance sampling algorithm for generating random graphs with prescribed degrees, Internet Math. 6(4), 489–522, 2011. https://doi.org/10.1080/15427951.2010.557277
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CombinatoricsStatistics·Captain: mikedeng1

Random Graphs with a Given Degree Sequence 2: The Closure of the β-Model Expected Degree Sequences Equals the Convex Hull of All Degree SequencesResearch Paper

Motivation

A degree sequence records how many neighbours each vertex of a graph has. In network statistics it is often the only summary of a graph that is observed or trusted, and the natural probability models for graphs in which "the degree sequence captures the information" are exponential families whose sufficient statistic is the degree sequence. Chatterjee, Diaconis and Sly (arXiv:1005.1136, Ann. Appl. Probab. 2011) call the resulting model the β-model and study its maximum likelihood theory and its use for sampling random graphs with a prescribed degree sequence.

For any exponential family, the first question about estimation is which values of the sufficient statistic can be matched by a parameter: the maximum likelihood equations say exactly "the expected statistic equals the observed one". Theorem 1.4 of the paper answers this for the β-model. Up to taking a closure, the expected degree sequences of the β-model fill the whole convex hull of the degree sequences. The paper notes that the result can also be derived from classical results on the mean space of exponential families (Barndorff-Nielsen 1978; Brown 1986; Wainwright and Jordan 2008, Theorem 3.3), and gives a self-contained proof in §3. Lemma 4.1 of the same paper uses Theorem 1.4 to show that the maximum likelihood estimator exists.

Setting

Fix n≥0n\ge 0n≥0 and the vertex set {1,…,n}\{1,\dots,n\}{1,…,n}. A graph GGG is undirected and simple: no loops and no multiple edges. Its degree sequence is d(G)=(d1,…,dn)∈Rnd(G)=(d_1,\dots,d_n)\in\mathbb R^nd(G)=(d1​,…,dn​)∈Rn, and

D={d(G): G a simple graph on n vertices}\mathcal D=\{d(G):\ G\text{ a simple graph on }n\text{ vertices}\}D={d(G): G a simple graph on n vertices}

is the finite set of all degree sequences. Its convex hull conv⁡(D)\operatorname{conv}(\mathcal D)conv(D) is a polytope in Rn\mathbb R^nRn.

For β∈Rn\beta\in\mathbb R^nβ∈Rn, the β-model Pβ\mathbb P_\betaPβ​ is the law of the random graph in which each pair {i,j}\{i,j\}{i,j}, i≠ji\neq ji=j, is an edge with probability

pij=eβi+βj1+eβi+βj,p_{ij}=\frac{e^{\beta_i+\beta_j}}{1+e^{\beta_i+\beta_j}},pij​=1+eβi​+βj​eβi​+βj​​,

independently of all other pairs. The expected degree sequences form the set

R={(Eβ[d1],…,Eβ[dn]): β∈Rn}.\mathcal R=\big\{\big(\mathbb E_\beta[d_1],\dots,\mathbb E_\beta[d_n]\big):\ \beta\in\mathbb R^n\big\}.R={(Eβ​[d1​],…,Eβ​[dn​]): β∈Rn}.

Two functions on Rn\mathbb R^nRn appear in the proof. The first is g=(g1,…,gn)g=(g_1,\dots,g_n)g=(g1​,…,gn​) with

gi(x)=∑j≠iexi+xj1+exi+xj.g_i(x)=\sum_{j\neq i}\frac{e^{x_i+x_j}}{1+e^{x_i+x_j}}.gi​(x)=j=i∑​1+exi​+xj​exi​+xj​​.

The second is, for each y∈Rny\in\mathbb R^ny∈Rn,

fy(x)=∑i=1nxiyi−log⁡∏1≤i<j≤n(1+exi+xj).f_y(x)=\sum_{i=1}^n x_iy_i-\log\prod_{1\le i<j\le n}\big(1+e^{x_i+x_j}\big).fy​(x)=i=1∑n​xi​yi​−log1≤i<j≤n∏​(1+exi​+xj​).

The Lean development names these objects betaModel, D, R, g and fy in the namespace GivenDegreeSeq.MeanPolytope.

Formalization targets

Goal: Theorem 1.4 (p. 8)

conv⁡(D)=R‾for every n.\operatorname{conv}(\mathcal D)=\overline{\mathcal R}\qquad\text{for every }n.conv(D)=Rfor every n.

The statement fixes no constants. The closure cannot be dropped: for n≥2n\ge2n≥2 the degree sequence 000 of the empty graph lies in D\mathcal DD but not in R\mathcal RR, because every expected degree is positive.

Milestones, in the order the proof uses them

  1. The probability formula (p. 6): Pβ\mathbb P_\betaPβ​ is a probability measure, and
Pβ({G})=e∑iβidi∏i<j(1+eβi+βj).\mathbb P_\beta(\{G\})=\frac{e^{\sum_i\beta_id_i}}{\prod_{i<j}(1+e^{\beta_i+\beta_j})}.Pβ​({G})=∏i<j​(1+eβi​+βj​)e∑i​βi​di​​.
  1. Expected degrees (p. 15): Ex[di]=gi(x)\mathbb E_x[d_i]=g_i(x)Ex​[di​]=gi​(x), so R=g(Rn)\mathcal R=g(\mathbb R^n)R=g(Rn).
  2. The easy inclusion (p. 15): R‾⊆conv⁡(D)\overline{\mathcal R}\subseteq\operatorname{conv}(\mathcal D)R⊆conv(D).
  3. A uniform bound (p. 16): fy(x)≤0f_y(x)\le 0fy​(x)≤0 for all y∈conv⁡(D)y\in\operatorname{conv}(\mathcal D)y∈conv(D) and x∈Rnx\in\mathbb R^nx∈Rn.
  4. Smoothness (p. 16): fyf_yfy​ is twice differentiable and ∇2fy\nabla^2 f_y∇2fy​ is uniformly bounded.
  5. Lemma 3.1 (pp. 14–15): if fff is twice differentiable, M=sup⁡f<∞M=\sup f<\inftyM=supf<∞ and ∥∇2f∥op≤C\|\nabla^2 f\|_{\mathrm{op}}\le C∥∇2f∥op​≤C, then
∣∇f(x)∣2≤2C(M−f(x)),|\nabla f(x)|^2\le 2C\big(M-f(x)\big),∣∇f(x)∣2≤2C(M−f(x)),

and ∇f(xk)→0\nabla f(x_k)\to0∇f(xk​)→0 along some sequence. 7. The gradient (p. 16): ∇fy(x)=y−g(x)\nabla f_y(x)=y-g(x)∇fy​(x)=y−g(x).

Significance

The theorem describes the mean space of the β-model. Its interior contains every degree sequence that lies strictly inside the polytope, and for these sequences maximum likelihood estimation is well posed. The paper's consistency result (Theorem 1.3) and the existence part of Lemma 4.1 start from this description. The polytope conv⁡(D)\operatorname{conv}(\mathcal D)conv(D) is studied in its own right; its extreme points are the degree sequences of threshold graphs (Mahadev and Peled 1995).

Theorem 1.4 is proved, and as far as this mission's authors know it is not machine-checked anywhere. Formalizing it means turning the paper's short proof into a complete argument. That includes the steps the page dismisses as easy: the exponential-family formula for the independent-edge law, the expectation computation, the Hessian bound for fyf_yfy​, and the passage from a sequence of approximate critical points to the closure. Lemma 3.1, a descent-type gradient bound for a function bounded above, is a general fact of real analysis and is independent of graphs.

Difficulty

The inclusion R‾⊆conv⁡(D)\overline{\mathcal R}\subseteq\operatorname{conv}(\mathcal D)R⊆conv(D) is direct: an expectation is an average. The reverse inclusion is the content. For yyy in the interior of the polytope, one would like to find xxx with g(x)=yg(x)=yg(x)=y by maximizing the concave function fyf_yfy​. For yyy on the boundary of the polytope, however, fyf_yfy​ need not attain its supremum. So the argument cannot rely on the existence of a maximizer, and it has to produce points xkx_kxk​ with g(xk)→yg(x_k)\to yg(xk​)→y without ever solving g(x)=yg(x)=yg(x)=y. Compactness arguments on β\betaβ fail for the same reason: the relevant sequences xkx_kxk​ are unbounded.

Formalization scope

  • Graphs and measure. Vertices are Fin n, so the paper's vertex iii is the index i−1i-1i−1. Graphs are SimpleGraph (Fin n), a finite type. Its σ-algebra is Mathlib's SimpleGraph.instMeasurableSpace, under which every set of graphs on Fin n is measurable.
  • The law and its expectations. Pβ\mathbb P_\betaPβ​ is the finite sum of Dirac masses weighted by the independent-edge product over pairs i<ji<ji<j. R\mathcal RR is defined through Bochner expectations under Pβ\mathbb P_\betaPβ​, not as the range of ggg. Defining R\mathcal RR as g(Rn)g(\mathbb R^n)g(Rn) would erase the link to the probability model and is ruled out.
  • Vector spaces. D\mathcal DD and R\mathcal RR are subsets of Fin n → ℝ, whose product topology is the Euclidean topology, so the closure is unambiguous. Gradients and Hessians are taken on EuclideanSpace ℝ (Fin n). There "twice differentiable" means that fff and its Fréchet derivative are differentiable, and the Hessian norm is the norm of the second Fréchet derivative, which equals the L2L^2L2 operator norm of the Hessian matrix.
  • No size hypothesis. The goal holds for every nnn; for n≤1n\le1n≤1 both sides are {0}\{0\}{0}.
  • Readings of the page.
    • On p. 15 the paper prints log⁡∑1≤i<j≤n(1+exi+xj)\log\sum_{1\le i<j\le n}(1+e^{x_i+x_j})log∑1≤i<j≤n​(1+exi​+xj​) in fyf_yfy​. The formalization uses log⁡∏\log\prodlog∏, the only reading under which "taking logs, we get fd(x)≤0f_d(x)\le0fd​(x)≤0" and ∇fy=y−g\nabla f_y=y-g∇fy​=y−g hold. The milestone text keeps the printed version.
    • The "Lemma 11" of p. 16 is Lemma 3.1.
    • The probability-measure property of Pβ\mathbb P_\betaPβ​ is stated as a conjunct of milestone 1.
    • The differentiability of fyf_yfy​ is stated alongside the Hessian bound in milestone 5.

Contributions of any milestone are welcome. Lemma 3.1 and the gradient identity are self-contained calculus. The probability formula and the expected-degree identity are finite computations on graphs.

Selected references

  • S. Chatterjee, P. Diaconis, A. Sly, Random graphs with a given degree sequence, Ann. Appl. Probab. 21(4) (2011), 1400–1435. https://arxiv.org/abs/1005.1136 (v5), https://doi.org/10.1214/10-AAP728
  • O. Barndorff-Nielsen, Information and Exponential Families in Statistical Theory, Wiley, Chichester, 1978. MR0489333, https://mathscinet.ams.org/mathscinet-getitem?mr=0489333
  • L. D. Brown, Fundamentals of Statistical Exponential Families with Applications in Statistical Decision Theory, IMS Lecture Notes–Monograph Series 9, 1986. MR0882001, https://mathscinet.ams.org/mathscinet-getitem?mr=0882001
  • M. J. Wainwright, M. I. Jordan, Graphical models, exponential families, and variational inference, Found. Trends Mach. Learn. 1 (2008), 1–305. https://doi.org/10.1561/2200000001
  • N. V. R. Mahadev, U. N. Peled, Threshold Graphs and Related Topics, Ann. Discrete Math. 56, North-Holland, 1995. MR1417258, https://mathscinet.ams.org/mathscinet-getitem?mr=1417258
10 thms1 active userReviewed
CombinatoricsOperations Research·Captain: mikedeng1

On Metric Generators of Graphs 3: A Connected Minimum T-Join Exists Exactly When μ_G|T Is a Tree Metric Whose Minimal Realization Is a T′-Join Embedding Isometrically in GResearch Paper

Motivation

A TTT-join of a graph GGG is a set of edges FFF such that exactly the vertices of a prescribed even set TTT have odd degree in FFF. Minimum TTT-joins are a classical object of combinatorial optimization: they contain shortest paths (∣T∣=2|T|=2∣T∣=2), Chinese postman tours and perfect matchings as special cases, and their duality with TTT-cuts connects them to integral multiflows. Whether the minimum size τ(G,T)\tau(G,T)τ(G,T) of a TTT-join equals the maximum number ν(G,T)\nu(G,T)ν(G,T) of disjoint TTT-cuts has been studied extensively; equality always holds in bipartite graphs (Seymour 1981).

Sebő and Tannier (Math. Oper. Res. 2004) study the number of connected components of a minimum TTT-join, motivated by the observation that a minimum TTT-join with few components yields a large integral packing of TTT-cuts. Deciding whether some minimum TTT-join has at most kkk components is NP-complete in general (their Theorem 5). This mission formalizes the opposite end, k=1k=1k=1: Theorem 6 characterizes exactly when a minimum TTT-join can be chosen connected, in terms of the shortest-path metric of GGG restricted to TTT. The result first appeared in the authors' IPCO paper Connected joins in graphs (2001); the 2004 article derives it from its theory of isometric embeddings.

Setting

All graphs are finite, simple, undirected and connected. For vertices x,yx,yx,y of GGG, μG(x,y)\mu_G(x,y)μG​(x,y) is the number of edges of a shortest xxx–yyy path. For T⊆V(G)T\subseteq V(G)T⊆V(G), μG∣T\mu_G|_TμG​∣T​ is the restriction of μG\mu_GμG​ to pairs of vertices of TTT.

For an edge set F⊆E(G)F\subseteq E(G)F⊆E(G), deg⁡F(v)\deg_F(v)degF​(v) is the number of edges of FFF at vvv; FFF is a TTT-join if deg⁡F(v)\deg_F(v)degF​(v) is odd exactly when v∈Tv\in Tv∈T. A minimum TTT-join has the fewest edges among all TTT-joins; a minimal one has no proper subset that is a TTT-join. V(F)V(F)V(F) is the set of endpoints of edges of FFF; FFF is connected (a tree) when the graph (V(F),F)(V(F),F)(V(F),F) is connected (a tree), and μF\mu_FμF​ is the distance in (V(F),F)(V(F),F)(V(F),F).

An isometry from (X,μ)(X,\mu)(X,μ) to (Y,ν)(Y,\nu)(Y,ν) is a map fff with ν(f(x),f(y))=μ(x,y)\nu(f(x),f(y))=\mu(x,y)ν(f(x),f(y))=μ(x,y) for all x,yx,yx,y. A metric μ\muμ on a finite set XXX is a tree metric if there is a tree AAA (unit edge lengths) and an isometry ggg from (X,μ)(X,\mu)(X,μ) to AAA; the pair (A,g)(A,g)(A,g) is a realization. A realization is inclusionwise minimal if no proper subtree of AAA contains g(X)g(X)g(X). A tree AAA is an SSS-join if its vertices of odd degree are exactly those of SSS.

Formalization targets

Goal: Theorem 6

For GGG connected and TTT nonempty of even cardinality,

∃ F minimum connected T-join  ⟺  {μG∣T is a tree metric, and for its minimal realization (A,g), T′:=g(T):A is a T′-join,∃ φ:V(A)→V(G) isometry with φ(g(t))=t (t∈T).\exists\,F\ \text{minimum connected }T\text{-join} \iff \begin{cases}\mu_G|_T \text{ is a tree metric, and for its minimal realization }(A,g),\ T':=g(T):\\ A \text{ is a } T'\text{-join},\\ \exists\,\varphi:V(A)\to V(G)\ \text{isometry with } \varphi(g(t))=t\ (t\in T).\end{cases}∃F minimum connected T-join⟺⎩⎨⎧​μG​∣T​ is a tree metric, and for its minimal realization (A,g), T′:=g(T):A is a T′-join,∃φ:V(A)→V(G) isometry with φ(g(t))=t (t∈T).​

The conditions are required of every minimal realization; all of them are isomorphic.

Milestones

  1. (p. 389) A minimal TTT-join is the edge-disjoint union of ∣T∣/2|T|/2∣T∣/2 paths pairing the vertices of TTT.
  2. (p. 391) In every realization of μ\muμ, the distance from g(x)g(x)g(x) to the g(y)g(y)g(y)–g(z)g(z)g(z) path equals 12(μ(x,y)+μ(x,z)−μ(y,z))\tfrac12(\mu(x,y)+\mu(x,z)-\mu(y,z))21​(μ(x,y)+μ(x,z)−μ(y,z)).
  3. (p. 391) A tree metric has an inclusionwise minimal realization, unique up to an isomorphism respecting the realization maps.
  4. (Lemma 2, p. 392) A connected TTT-join FFF is minimum if and only if FFF is a tree and μF=μG\mu_F=\mu_GμF​=μG​ on V(F)V(F)V(F).
  5. (p. 392) If AAA is a T′T'T′-join and φ\varphiφ an isometry from AAA to GGG extending g−1g^{-1}g−1, the image of AAA under φ\varphiφ is a TTT-join that is a tree with μF=μG\mu_F=\mu_GμF​=μG​ on V(F)V(F)V(F).

Significance

Theorem 6 turns the existence of a connected minimum TTT-join, a question about all TTT-joins of GGG, into conditions on the finite metric μG∣T\mu_G|_TμG​∣T​ alone plus one isometric embedding of a tree into GGG. Tree metrics can be recognized and their minimal realization constructed efficiently (Buneman 1974), and the embedding problem is the one solved in §2 of the paper, since T′T'T′ contains all leaves of AAA. The authors deduce that connected minimum TTT-joins can be found in polynomial time, which contrasts with the NP-completeness of the same question for kkk components. A consequence stated in the paper: if the minimal realization of μG∣T\mu_G|_TμG​∣T​ is not a T′T'T′-join, then no minimum TTT-join is connected.

The result is proved in the paper. No machine-checked version of Theorem 6, of Lemma 2, or of the uniqueness of minimal tree realizations is known to exist; Mathlib has graph distances, trees and walks, but neither TTT-joins nor tree metrics. The mission produces these definitions and a formal proof of the characterization; the complexity consequence is out of scope.

Difficulty

The central difficulty is in the necessity direction. A connected minimum TTT-join FFF is itself a minimal realization of μG∣T\mu_G|_TμG​∣T​ (Lemma 2), so FFF satisfies the conditions; but the conditions concern the minimal realization, and transferring them from FFF to an arbitrary minimal realization requires that minimal realizations are unique up to a label-preserving isomorphism. That uniqueness (milestone 3) is the step where the obvious approach stops: it is a statement about all trees realizing a metric, not about the graph GGG.

Formalization scope

  • Graphs are SimpleGraph V with [Fintype V] [DecidableEq V]; G.Connected is a hypothesis of every statement about GGG (SimpleGraph.dist is 000 on unreachable pairs). Distances are natural numbers (SimpleGraph.dist).
  • Edge sets are Finset (Sym2 V). Connectivity, the tree property and μF\mu_FμF​ refer to the graph with edge set FFF induced on V(F)V(F)V(F), not on all of VVV.
  • "Minimum" is "∣F∣≤∣F′∣|F|\le|F'|∣F∣≤∣F′∣ for every TTT-join F′F'F′", never an infimum over N\mathbb NN.
  • A realization is a tree on Fin N together with a map g:X→g:X\tog:X→ Fin N; this avoids quantifying over a universe. A tree metric must satisfy μ(x,y)=0⇒x=y\mu(x,y)=0\Rightarrow x=yμ(x,y)=0⇒x=y.
  • "The unique minimal realization" is encoded by quantifying over all inclusionwise minimal realizations. A goal that only asks for some minimal realization satisfying the conditions is a different, weaker statement (its necessity half needs no uniqueness) and is not this mission's target.
  • T≠∅T\neq\emptysetT=∅ is added: for T=∅T=\emptysetT=∅ the minimum TTT-join is empty and its connectivity is only a convention.
  • "fff is the inverse of ggg and φ\varphiφ extends fff" is encoded as φ(g(t))=t\varphi(g(t))=tφ(g(t))=t. Isometries preserve all distances, not only adjacency.
  • Halving and subtraction (milestone 2) are multiplied out.

Reusable beyond this mission: the TTT-join vocabulary, the path decomposition of minimal TTT-joins, and tree metrics with the uniqueness of minimal realizations. Contributions to any milestone are welcome, as are alternative proofs of milestone 3.

Selected references

  • András Sebő, Eric Tannier, On Metric Generators of Graphs, Mathematics of Operations Research 29(2):383–393, 2004. https://doi.org/10.1287/moor.1030.0070
  • András Sebő, Eric Tannier, Connected joins in graphs, Integer Programming and Combinatorial Optimization (IPCO 2001), Lecture Notes in Computer Science 2081, 383–395, 2001. https://doi.org/10.1007/3-540-45535-3
  • Peter Buneman, A note on the metric properties of trees, Journal of Combinatorial Theory, Series B 17:48–50, 1974. https://doi.org/10.1016/0095-8956(74)90047-1
  • Paul Seymour, On odd cuts and plane multicommodity flows, Proceedings of the London Mathematical Society 42:178–192, 1981. https://doi.org/10.1112/plms/s3-42.1.178
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CombinatoricsComplexity TheoryOperations Research·Captain: mikedeng1

On Metric Generators of Graphs 2: The Gadget Graph of a 3-Dimensional Matching Instance Has a Minimum T-Join With at Most q Components Exactly When a Matching ExistsResearch Paper

Motivation

Let GGG be a connected graph and TTT a set of vertices of even cardinality. A TTT-join is a set of edges FFF in which exactly the vertices of TTT have odd degree. A TTT-cut is a cut δ(X)\delta(X)δ(X) with ∣X∩T∣|X\cap T|∣X∩T∣ odd. Write τ(G,T)\tau(G,T)τ(G,T) for the minimum size of a TTT-join and ν(G,T)\nu(G,T)ν(G,T) for the maximum number of pairwise disjoint TTT-cuts. Every TTT-cut meets every TTT-join, so ν(G,T)≤τ(G,T)\nu(G,T)\le\tau(G,T)ν(G,T)≤τ(G,T). When equality holds is a central question of combinatorial optimization because of its links to integral multiflows. Seymour (1981) proved equality for all TTT in bipartite graphs. Middendorf and Pfeiffer (1998) showed that deciding equality is NP-complete.

Korach and Penn (1992) proved that a minimum TTT-join FFF with kkk connected components satisfies

τ(G,T)−k+1 ≤ ν(G,T) ≤ ∣F∣.\tau(G,T)-k+1\ \le\ \nu(G,T)\ \le\ |F|.τ(G,T)−k+1 ≤ ν(G,T) ≤ ∣F∣.

So a minimum TTT-join with few components certifies a large packing of TTT-cuts, and a connected one certifies ν=τ\nu=\tauν=τ. Sebő and Tannier (Math. Oper. Res. 2004) therefore study the problem MTSC: given GGG, TTT and an integer kkk, is there a minimum TTT-join with at most kkk connected components? They show it can be solved in polynomial time for k=1k=1k=1 and is NP-complete in general (their Theorem 5). The hardness proof reduces three-dimensional matching (3DM) to MTSC. This mission formalizes the correctness of that reduction.

Setting

Three-dimensional matching. An instance consists of three pairwise disjoint sets WWW, XXX, YYY, each of cardinality qqq, and a set of triples H⊆W×X×YH\subseteq W\times X\times YH⊆W×X×Y. A matching is a subset M⊆HM\subseteq HM⊆H in which every element of W∪X∪YW\cup X\cup YW∪X∪Y occurs in exactly one triple.

The graph GGG. Take a further set ZZZ of qqq points and put T:=W∪X∪Y∪ZT:=W\cup X\cup Y\cup ZT:=W∪X∪Y∪Z, so ∣T∣=4q|T|=4q∣T∣=4q. The graph GGG has as vertices the points of TTT, the triples of HHH, and one new vertex pabp_{ab}pab​ for every unordered pair {a,b}\{a,b\}{a,b} of distinct points of TTT. Its edges are:

  1. a paba\,p_{ab}apab​ and pab bp_{ab}\,bpab​b for every such pair, so any two points of TTT are joined by a path of length 2;
  2. hwhwhw, hxhxhx, hyhyhy and hzhzhz for every h=(w,x,y)∈Hh=(w,x,y)\in Hh=(w,x,y)∈H and every z∈Zz\in Zz∈Z.

There are no other edges. In Lean, GGG is gadget q H and TTT is gadgetT q H.

TTT-joins and components. For F⊆E(G)F\subseteq E(G)F⊆E(G) and a vertex vvv, deg⁡F(v)\deg_F(v)degF​(v) is the number of edges of FFF at vvv. FFF is a TTT-join (IsTJoin) if deg⁡F(v)\deg_F(v)degF​(v) is odd exactly for v∈Tv\in Tv∈T. It is a minimum TTT-join (IsMinTJoin) if no TTT-join of GGG is smaller. The connected components of FFF are those of the graph (V(F),F)(V(F),F)(V(F),F), where V(F)V(F)V(F) is the set of endpoints of edges of FFF. Their number is numComponents F.

Formalization targets

Goal: the Claim in the proof of Theorem 5 (p. 391)

∃ F minimum T-join of G with at most q components  ⟺  ∃ M⊆H a matching.\exists\,F \text{ minimum } T\text{-join of } G \text{ with at most } q \text{ components}\quad\iff\quad \exists\,M\subseteq H \text{ a matching.}∃F minimum T-join of G with at most q components⟺∃M⊆H a matching.

This statement is quantified over every qqq and every HHH, and it is the full mathematical content of the reduction.

Milestones (p. 391, in the order the proof uses them)

  1. Every TTT-join FFF of GGG has ∣F∣≥4q|F|\ge 4q∣F∣≥4q, with equality iff each t∈Tt\in Tt∈T lies in exactly one edge of FFF.
  2. If MMM is a matching, ZZZ can be indexed as {zm:m∈M}\{z_m: m\in M\}{zm​:m∈M}, and for every such indexing ⋃m=(w,x,y)∈M{mw,mx,my,mzm}\bigcup_{m=(w,x,y)\in M}\{mw,mx,my,mz_m\}⋃m=(w,x,y)∈M​{mw,mx,my,mzm​} is a minimum TTT-join with exactly qqq components.
  3. Every minimum TTT-join FFF has ∣F∣=4q|F|=4q∣F∣=4q, and each t∈Tt\in Tt∈T lies in exactly one edge of FFF.
  4. Every minimum TTT-join has at least qqq components. It has exactly qqq iff each component contains a vertex of HHH and exactly one vertex of each of WWW, XXX and YYY.

Significance

The result. The Claim shows that minimizing the number of components of a minimum TTT-join is NP-hard. A Korach–Penn certificate for a large packing of TTT-cuts therefore cannot in general be found by optimizing the component count. This sets the k=1k=1k=1 case, which Sebő and Tannier solve in polynomial time through isometric embeddings of tree metrics, apart from the general case.

Formalizing it. The Claim is proved in the paper, in one paragraph. No machine-checked version is known, and the platform has no TTT-join library. The mission produces a reusable vocabulary for TTT-joins, minimum TTT-joins and the components of an edge set, together with a checked proof that a concrete gadget is correct. One sentence of the published argument is false as written (see Difficulty); a formal proof settles the conclusion independently of it.

Difficulty

The direction from a matching to a TTT-join is a direct verification. The converse has to control an arbitrary minimum TTT-join: its size, the shape of each of its components, and how the components meet WWW, XXX and YYY. A first reading of the printed proof suggests that every vertex outside TTT that carries edges of FFF is adjacent to at most one vertex of each of WWW, XXX, YYY. This is false for the inner vertex of a path joining two vertices of the same class, and the construction joins every pair of points of TTT, including pairs inside WWW. Such components really occur in minimum TTT-joins, so the count of components has to cover them as well. The stated conclusion (at least qqq components, with equality only in the matching-like configuration) remains true.

On the Lean side, the components of an edge set are not the components of the graph with that edge set on all vertices: there every untouched vertex would be a component, and the Claim would become false.

Formalization scope

  • 3DM. WWW, XXX, YYY are three copies of {0,…,q−1}\{0,\dots,q-1\}{0,…,q−1} (Fin q), so their disjointness holds by construction. HHH and MMM are finite sets of triples in Fin q × Fin q × Fin q. IsMatching q M requires each element of each class to be the corresponding coordinate of exactly one triple of MMM, and M⊆HM\subseteq HM⊆H is a separate hypothesis. A covering-only or at-most-one version would be a different problem.
  • The graph. Its vertex type has three kinds of vertices: TTT-vertices (i,j)(i,j)(i,j) with class i∈{0,1,2,3}i\in\{0,1,2,3\}i∈{0,1,2,3} (W,X,Y,ZW,X,Y,ZW,X,Y,Z), one midpoint per non-diagonal unordered pair of TTT-vertices, and one vertex per element of HHH. The adjacency is exactly the two bullets of p. 390. The graph is fixed by the definition, not described by properties.
  • TTT-joins. Edges are unordered pairs (Sym2) and FFF is a Finset of edges of GGG. Parity uses deg⁡F\deg_FdegF​. Minimality is "∣F∣≤∣F′∣|F|\le|F'|∣F∣≤∣F′∣ for all TTT-joins F′F'F′", never an infimum on N\mathbb NN.
  • Components. A component of FFF is a component of the graph with edge set FFF that contains an endpoint of an edge of FFF. Isolated vertices are never counted, and the empty edge set has 000 components.
  • The degenerate case q=0q=0q=0 is included: the graph is empty, F=∅F=\emptysetF=∅ is a minimum TTT-join with 000 components, and M=∅M=\emptysetM=∅ is a matching.
  • Not formalized. Membership of MTSC in NP, polynomial-time computability of the construction, and NP-completeness itself. The platform has no complexity-theory substrate. The Claim is the mathematical statement those rest on.
  • Ruled out. The Claim must not be weakened to "exactly qqq components" or to minimality among TTT-joins with few components, and components must not be counted on the whole vertex type. Each of these changes the statement.

Contributions welcome: proofs of the milestones, general lemmas on TTT-joins (a TTT-join in a graph where TTT is independent has at least ∣T∣|T|∣T∣ edges), and lemmas on the components of an edge set, which are reusable well beyond this mission.

Selected references

  • A. Sebő, E. Tannier, On Metric Generators of Graphs, Mathematics of Operations Research 29(2):383–393, 2004. https://doi.org/10.1287/moor.1030.0070
  • E. Korach, M. Penn, Tight integral duality gap in the Chinese postman problem, Mathematical Programming 55:183–191, 1992.
  • P. D. Seymour, On odd cuts and plane multicommodity flows, Proceedings of the London Mathematical Society 42:178–192, 1981.
  • M. Middendorf, F. Pfeiffer, On the complexity of the edge-disjoint path problem, Combinatorica (cited by Sebő and Tannier as 1998, vol. 8, pp. 103–116) — NP-completeness of deciding ν=τ\nu=\tauν=τ.
  • M. R. Garey, D. S. Johnson, Computers and Intractability, W. H. Freeman, San Francisco, 1979 — NP-completeness of 3DM.
  • A. Frank, A survey on T-joins, T-cuts, and conservative weightings, in Combinatorics, Paul Erdős is Eighty, Vol. 2, 1996, pp. 213–252.
  • Related platform item, not reused: UnrelatedSched.ThreeHalves.ThreeDimMatching (Lenstra–Shmoys–Tardos) encodes 3DM with an indexed family of triples and the covering form of a matching, a different encoding from the paper's set HHH with "exactly one".
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CombinatoricsOperations Research·Captain: mikedeng1

On Metric Generators of Graphs 1: An Isometry Given on a Strong Metric Generator T of H, With H − T a Forest, Extends to All of H Exactly When H Has a Representation in GResearch Paper

Motivation

A set of vertices TTT of a graph is a metric generator when every vertex is determined by its vector of distances to the elements of TTT. The minimum size of such a set is the metric dimension, studied in graph theory since the 1970s and surveyed by Chartrand, Eroh, Johnson and Oellermann (Discrete Appl. Math. 2000). Metric generators also appear in combinatorial search, where identifying a vertex from distance queries is the same as weighing false coins.

Sebő and Tannier (Math. Oper. Res. 2004) ask a converse question. Suppose an isometric copy of TTT is already placed inside a second graph GGG. When does that placement extend to an isometric embedding of the whole graph HHH into GGG? With T=∅T=\emptysetT=∅ the question contains clique detection and is NP-hard (p. 385), so the interest lies in hypotheses on TTT that make it tractable. The paper's answer, Theorem 4, is the tool behind its main application: deciding whether a graph has a connected minimum TTT-join (§3.2), a question raised by Frank (1996).

Setting

All graphs are finite, simple, undirected and connected. For a graph GGG, μG(x,y)\mu_G(x,y)μG​(x,y) is the number of edges of a shortest path between xxx and yyy.

  • A vertex ttt distinguishes xxx and yyy if μG(t,x)≠μG(t,y)\mu_G(t,x)\neq\mu_G(t,y)μG​(t,x)=μG​(t,y). A set T⊆V(G)T\subseteq V(G)T⊆V(G) is a metric generator if any two distinct vertices are distinguished by some t∈Tt\in Tt∈T.
  • A set S⊆V(G)S\subseteq V(G)S⊆V(G) is a strong metric generator if for every pair x,yx,yx,y there is s∈Ss\in Ss∈S such that some shortest path from sss to xxx passes through yyy, or some shortest path from sss to yyy passes through xxx.
  • An isometry from HHH to GGG is a map φ:V(H)→V(G)\varphi:V(H)\to V(G)φ:V(H)→V(G) with μG(φ(u),φ(v))=μH(u,v)\mu_G(\varphi(u),\varphi(v))=\mu_H(u,v)μG​(φ(u),φ(v))=μH​(u,v) for all u,vu,vu,v. An isometry f:(T,μH∣T)→Gf:(T,\mu_H|_T)\to Gf:(T,μH​∣T​)→G is a map defined on T⊆V(H)T\subseteq V(H)T⊆V(H) that preserves the distances between elements of TTT; φ\varphiφ extends fff if φ(t)=f(t)\varphi(t)=f(t)φ(t)=f(t) for t∈Tt\in Tt∈T.
  • H−TH-TH−T is the subgraph of HHH induced on V(H)∖TV(H)\setminus TV(H)∖T.
  • Nonempty sets Cu⊆V(G)C_u\subseteq V(G)Cu​⊆V(G) (u∈V(H)u\in V(H)u∈V(H)) represent HHH in GGG with respect to TTT if (i) μG(f(t),x)=μH(t,u)\mu_G(f(t),x)=\mu_H(t,u)μG​(f(t),x)=μH​(t,u) for all t∈Tt\in Tt∈T and x∈Cux\in C_ux∈Cu​, and (ii) whenever uv∈E(H)uv\in E(H)uv∈E(H) and x∈Cux\in C_ux∈Cu​, some y∈Cvy\in C_vy∈Cv​ is adjacent to xxx in GGG.
  • The candidate procedure starts from Cu(0)={v:μG(f(t),v)=μH(t,u) ∀t∈T}C^{(0)}_u=\{v:\mu_G(f(t),v)=\mu_H(t,u)\ \forall t\in T\}Cu(0)​={v:μG​(f(t),v)=μH​(t,u) ∀t∈T} and C(0)=⋃uCu(0)C^{(0)}=\bigcup_u C^{(0)}_uC(0)=⋃u​Cu(0)​. It then repeatedly deletes from C(i)C^{(i)}C(i) every xxx that lies in some Cu(i)C^{(i)}_uCu(i)​ but has no neighbour in Cv(i)C^{(i)}_vCv(i)​ for some neighbour vvv of uuu, and sets Cu(i+1)=Cu(i)∩C(i+1)C^{(i+1)}_u=C^{(i)}_u\cap C^{(i+1)}Cu(i+1)​=Cu(i)​∩C(i+1). Finally Cu∗:=Cu(n)C^*_u:=C^{(n)}_uCu∗​:=Cu(n)​ with n=∣V(G)∣n=|V(G)|n=∣V(G)∣.

In Lean these are IsMetricGenerator, IsStrongMetricGenerator, IsIsometry, IsIsometryOn, Extends, Represents, candSet, cand and cStar in the namespace MetricGenerators.IsometryExt.

Formalization targets

Goal: Theorem 4 (p. 388)

Let TTT be a strong metric generator of HHH with H−TH-TH−T a forest, and f:(T,μH∣T)→Gf:(T,\mu_H|_T)\to Gf:(T,μH​∣T​)→G an isometry. Then

∃ fˉ isometry H→G extending f  ⟺  ∃ (Cu)u∈V(H) representing H in G w.r.t. T,\exists\,\bar f \text{ isometry } H\to G \text{ extending } f\iff \exists\,(C_u)_{u\in V(H)} \text{ representing } H \text{ in } G \text{ w.r.t. } T,∃fˉ​ isometry H→G extending f⟺∃(Cu​)u∈V(H)​ representing H in G w.r.t. T,

and if fˉ\bar ffˉ​ exists, (Cu∗)u(C^*_u)_u(Cu∗​)u​ is a representation with Cu⊆Cu∗C_u\subseteq C^*_uCu​⊆Cu∗​ for every representation (Cu)u(C_u)_u(Cu​)u​, so it is the unique inclusionwise maximal one.

Milestones

  1. A strong metric generator is a metric generator (p. 386).
  2. The Cu(0)C^{(0)}_uCu(0)​ are pairwise disjoint and Ct(0)={f(t)}C^{(0)}_t=\{f(t)\}Ct(0)​={f(t)} for t∈Tt\in Tt∈T (p. 387).
  3. C(0)⊇C(1)⊇⋯C^{(0)}\supseteq C^{(1)}\supseteq\cdotsC(0)⊇C(1)⊇⋯ stabilizes after at most ∣V(G)∣|V(G)|∣V(G)∣ steps (p. 387).
  4. In a representation, Ct={f(t)}C_t=\{f(t)\}Ct​={f(t)} and the CuC_uCu​ are pairwise disjoint (p. 387).
  5. Lemma 1 (p. 387): in a representation, for all u,vu,vu,v and x∈Cux\in C_ux∈Cu​,
μH(u,v)=μG(x,Cv):=min⁡y∈CvμG(x,y).\mu_H(u,v)=\mu_G(x,C_v):=\min_{y\in C_v}\mu_G(x,y).μH​(u,v)=μG​(x,Cv​):=y∈Cv​min​μG​(x,y).
  1. Every representation satisfies Cu⊆Cu∗C_u\subseteq C^*_uCu​⊆Cu∗​ (proof of Theorem 4, p. 388).

A further theorem states the criterion behind Corollary 1 (p. 389): an extension exists iff every Cu∗C^*_uCu∗​ is nonempty.

Significance

Theorem 4 turns a global question (does an isometric embedding with prescribed values on TTT exist?) into a local one about adjacencies among candidate sets, and the procedure C(i)C^{(i)}C(i) settles it in at most ∣V(G)∣|V(G)|∣V(G)∣ rounds. In §3.2 of the paper the theorem is applied to a tree HHH with TTT its set of leaves (all but one leaf forms a strong metric generator, Theorem 3), and this yields the characterization and polynomial-time recognition of graphs with a connected minimum TTT-join. Without the forest hypothesis the characterization fails: Figure 2 of the paper gives a representation, with a triangle in H−TH-TH−T, for which no extension exists.

The result is proved in the paper. To our knowledge none of it has a machine-checked proof: Mathlib has graph distances (SimpleGraph.dist), acyclicity and induced subgraphs, but no metric generators, no isometry-extension results and no metric dimension. A formal proof would provide that vocabulary and a verified decision criterion. It would also be the first step towards formalizing the TTT-join application of the same paper.

Difficulty

The necessity half and the maximality of C∗C^*C∗ are bookkeeping. The difficulty is sufficiency: from a representation one must build an actual isometry. The obvious idea is to pick any cu∈Cuc_u\in C_ucu​∈Cu​ for every uuu, but this fails: two independently chosen candidates for adjacent vertices need not be adjacent, and condition (ii) only guarantees some adjacent partner. The choices must be coordinated along H−TH-TH−T. Even with coordinated choices, the distance between images must be bounded above along every shortest path of HHH, including paths that leave one component of H−TH-TH−T, pass through TTT, and return. Figure 2 shows that without the forest hypothesis no such choice need exist. Lemma 1 supplies the matching lower bound, and its proof needs the strong generator property, not just the metric-generator property.

Formalization scope

  • Vertex types are Fintypes; graphs are SimpleGraphs, and both HHH and GGG are assumed Connected in every statement. SimpleGraph.dist is N\mathbb NN-valued and equals 000 on unreachable pairs, so connectivity is load-bearing.
  • TTT is a Finset of vertices of HHH; fff is a function on the subtype of TTT, so it has no values outside TTT.
  • "A shortest path from sss to xxx contains yyy" is encoded as μ(s,x)=μ(s,y)+μ(y,x)\mu(s,x)=\mu(s,y)+\mu(y,x)μ(s,x)=μ(s,y)+μ(y,x), which is equivalent in a connected graph.
  • An isometry preserves all distances; a graph homomorphism is not an isometry.
  • H−TH-TH−T is H.induce (↑T)ᶜ, and "forest" is IsAcyclic. T=V(H)T=V(H)T=V(H) is allowed.
  • Candidate sets are Sets; the recursion follows the page's union form, and C∗C^*C∗ is the stage ∣V(G)∣|V(G)|∣V(G)∣.
  • The nonemptiness of every CuC_uCu​ is part of Represents. Without it the empty family would represent every HHH and the right-hand side of the goal would be trivially true. "Unique inclusionwise maximal" is stated as "a representation containing every representation".
  • Lemma 1's minimum is stated as attained plus a lower bound, without sInf.
  • No complexity statement (polynomial time, NP ∩ coNP) is formalized.

Reusable infrastructure: metric generators and strong metric generators of graphs, isometries between graph metrics, and lemmas relating SimpleGraph.dist to shortest paths through a vertex. Contributions are welcome on any milestone and on general SimpleGraph.dist lemmas they need.

Selected references

  • A. Sebő and E. Tannier, On Metric Generators of Graphs, Mathematics of Operations Research 29(2):383–393, 2004. https://doi.org/10.1287/moor.1030.0070
  • G. Chartrand, L. Eroh, M. A. Johnson and O. R. Oellermann, Resolvability in graphs and the metric dimension of a graph, Discrete Applied Mathematics 105:99–113, 2000. https://doi.org/10.1016/S0166-218X(00)00198-0
  • A. Frank, A survey on T-joins, T-cuts, and conservative weightings, in Combinatorics, Paul Erdős is Eighty, Vol. 2, Bolyai Society Mathematical Studies, 1996, pp. 213–252.
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