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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.131125302137Formalized record→≥ 2.15Open frontier
10 provers on it19 of 20 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.101862832357Formalized record→≤ 2Open frontier
18 provers on it8 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 12Formalized record→≤ 2Open frontier
7 provers on it14 of 15 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
40 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

All missions

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

How Prove2Me worksResearch paper
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 21: Symmetrization: the Hamming-weight average of a multilinear polynomial is a polynomial of no larger degreeTextbook

Motivation

This mission develops Chapter 21 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is the symmetrization lemma of Minsky and Papert.

Let p∈R[x1,…,xn]p \in \mathbb R[x_1, \dots, x_n]p∈R[x1​,…,xn​] be multilinear, meaning that every variable has degree at most 111 in ppp. For k∈{0,1,…,n}k \in \{0, 1, \dots, n\}k∈{0,1,…,n}, let

P(k):=E∣x∣=k [p(x)]=(nk)−1∑x∈{0,1}n, ∣x∣=kp(x),P(k) := \mathbb E_{|x| = k}\,[p(x)] = \binom{n}{k}^{-1} \sum_{x \in \{0,1\}^n,\ |x| = k} p(x),P(k):=E∣x∣=k​[p(x)]=(kn​)−1x∈{0,1}n, ∣x∣=k∑​p(x),

where ∣x∣|x|∣x∣ is the Hamming weight of xxx (its number of 1s). Then there is a univariate polynomial Q∈R[k]Q \in \mathbb R[k]Q∈R[k] with deg⁡Q≤deg⁡p\deg Q \le \deg pdegQ≤degp (total degree) such that Q(k)=P(k)Q(k) = P(k)Q(k)=P(k) for every k∈{0,1,…,n}k \in \{0, 1, \dots, n\}k∈{0,1,…,n}.

Symmetrization reduces questions about multivariate polynomials that represent symmetric Boolean functions, such as parity or OR, to questions about univariate polynomials. Those questions can then be settled by counting sign changes or by Markov's inequality.

Formalization Note The statement that "PPP is a polynomial" is formalized as agreement with a univariate polynomial on the points {0,…,n}\{0, \dots, n\}{0,…,n}, the only points where PPP is defined. For these kkk the average is taken over a nonempty set.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 21.1: Polynomial method: the acceptance probability of a t-query algorithm is a polynomial of degree at most 2t.
  • Lemma 21.2: Symmetrization: the Hamming-weight average of a multilinear polynomial is a polynomial of no larger degree.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
2 thms2 active usersReviewed
🏆Completed
Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 27: Local d²-edge-colouring of a bipartite graph of maximum degree dTextbook

Motivation

This mission develops Chapter 27 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Fix integers N,d≥0N,d\ge 0N,d≥0. There is a single colouring rule ccc, chosen before the graph, that assigns to an ordered pair of vertices α,β∈{1,…,N}\alpha,\beta\in\{1,\dots,N\}α,β∈{1,…,N} a colour c((α,s(α),Lα),(β,s(β),Lβ))∈N×Nc\big((\alpha,s(\alpha),L_\alpha),(\beta,s(\beta),L_\beta)\big)\in\mathbb N\times\mathbb Nc((α,s(α),Lα​),(β,s(β),Lβ​))∈N×N that depends only on the two vertices, their sides s(α),s(β)s(\alpha),s(\beta)s(α),s(β) of the bipartition, and their neighbour lists Lα,LβL_\alpha,L_\betaLα​,Lβ​, with the following property.

Let GGG be an undirected simple graph on the vertex set {1,…,N}\{1,\dots,N\}{1,…,N} with a bipartition s:V→{left,right}s:V\to\{\mathrm{left},\mathrm{right}\}s:V→{left,right} (every edge joins the two sides) and maximum degree at most ddd, and let LvL_vLv​ be any duplicate-free list of the neighbours of each vertex vvv. Then the map {α,β}↦c((α,s(α),Lα),(β,s(β),Lβ))\{\alpha,\beta\}\mapsto c\big((\alpha,s(\alpha),L_\alpha),(\beta,s(\beta),L_\beta)\big){α,β}↦c((α,s(α),Lα​),(β,s(β),Lβ​)) is a proper edge colouring of GGG:

  1. it is symmetric on edges, so each edge receives one colour;
  2. two distinct edges sharing a vertex receive distinct colours;
  3. the number of distinct colours used on the edges of GGG satisfies
#{ c(α,β):αβ∈E(G) }≤d2.\#\{\,c(\alpha,\beta) : \alpha\beta\in E(G)\,\}\le d^2 .#{c(α,β):αβ∈E(G)}≤d2.

In the source the colour of an edge αβ\alpha\betaαβ with α\alphaα on the left is (idx(α,β),idx(β,α))(\mathrm{idx}(\alpha,\beta),\mathrm{idx}(\beta,\alpha))(idx(α,β),idx(β,α)), where idx(α,β)\mathrm{idx}(\alpha,\beta)idx(α,β) is the position of β\betaβ in the neighbour list of α\alphaα. The lemma is the colouring step of the simulation of sparse Hamiltonians: the edges of each colour class form a matching, whose Hamiltonian is simulated separately before the pieces are combined by a product formula.

Formalization Note The source's "efficiently computable" has no machine model, so the running time of the rule is not formalized; what is kept is that one rule serves every graph and reads only the two endpoints' local data (two neighbour-list queries per edge). Colours are pairs of natural numbers rather than elements of [d]×[d][d]\times[d][d]×[d] so that the rule is total at d=0d=0d=0; the bound d2d^2d2 is on the colours actually used on edges.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 27.1: Local d²-edge-colouring of a bipartite graph of maximum degree d.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
1 thm2 active usersReviewed
🏆Completed
Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 9: Period finding over the reals: an irrational period from two Fourier samplesTextbook

Motivation

This mission develops Chapter 9 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is the classical post-processing step of period finding over the reals (Childs, Lemma 9.1).

Write ⌊x⌉\lfloor x \rceil⌊x⌉ for the integer nearest to the real number xxx. Let r>0r > 0r>0 be a real number (the period, possibly irrational), let NNN be a positive integer (the size of the cyclic group ZN\mathbb Z_NZN​ used for Fourier sampling), and let j,j′j, j'j,j′ be relatively prime integers with 1≤j<r1 \le j < r1≤j<r and 1≤j′<r1 \le j' < r1≤j′<r; Fourier sampling returns the integers ⌊jN/r⌉\lfloor jN/r \rceil⌊jN/r⌉ and ⌊j′N/r⌉\lfloor j'N/r \rceil⌊j′N/r⌉. If N≥3r2N \ge 3r^2N≥3r2, then:

  1. the fraction j/j′j/j'j/j′ is one of the convergents of the continued fraction expansion of the rational number
⌊jN/r⌉⌊j′N/r⌉;\frac{\lfloor jN/r \rceil}{\lfloor j'N/r \rceil};⌊j′N/r⌉⌊jN/r⌉​;
  1. the period is recovered to within one unit:
∣r−⌊jN⌊jN/r⌉⌉∣≤1.\left| r - \left\lfloor \frac{jN}{\lfloor jN/r \rceil} \right\rceil \right| \le 1.​r−⌊⌊jN/r⌉jN​⌉​≤1.

Thus, from two samples with coprime multipliers, one learns jjj from the continued fraction expansion and then an approximation of rrr to within 111.

Formalization Note The nearest-integer function is Mathlib's round (ties rounded up; the source leaves ties unspecified and its proof uses only that the rounding error is at most 1/21/21/2). Convergents are Mathlib's Real.convergent, which coincide with the convergents of the regular continued fraction. The ranges 1≤j,j′<r1 \le j, j' < r1≤j,j′<r are those the source's proof uses (they come from ⌊jN/r⌉∈ZN\lfloor jN/r \rceil \in \mathbb Z_N⌊jN/r⌉∈ZN​ and the proof's appeals to j≥1j \ge 1j≥1 and j′<rj' < rj′<r); the proof's "j<j′j < j'j<j′ without loss of generality" is not imposed. Under these hypotheses the denominator ⌊j′N/r⌉\lfloor j'N/r \rceil⌊j′N/r⌉ is at least 333, so no division by zero occurs.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 9.1: Period finding over the reals: an irrational period from two Fourier samples.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
1 thm2 active usersReviewed
🏆Completed
Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 33: Ω(1/k²) spectral gap of the adiabatic clock Hamiltonian on the computational subspaceTextbook

Motivation

This mission develops Chapter 33 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Let k≥0k \ge 0k≥0 be the number of gates of a quantum circuit and let s∈[0,1]s \in [0,1]s∈[0,1]. In the adiabatic simulation of the circuit, the interpolated Hamiltonian H(s)=(1−s)HB+sHCH(s) = (1-s)H_B + sH_CH(s)=(1−s)HB​+sHC​ leaves invariant the (k+1)(k+1)(k+1)-dimensional computational subspace spanned by the history states ∣ψ0⟩,…,∣ψk⟩|\psi_0\rangle, \dots, |\psi_k\rangle∣ψ0​⟩,…,∣ψk​⟩, and on it acts, by ⟨ψj∣HB∣ψj′⟩=−δj,j′δj,0\langle\psi_j|H_B|\psi_{j'}\rangle = -\delta_{j,j'}\delta_{j,0}⟨ψj​∣HB​∣ψj′​⟩=−δj,j′​δj,0​ and ⟨ψj∣HC∣ψj′⟩=−(δj,j′+1+δj,j′−1)\langle\psi_j|H_C|\psi_{j'}\rangle = -(\delta_{j,j'+1}+\delta_{j,j'-1})⟨ψj​∣HC​∣ψj′​⟩=−(δj,j′+1​+δj,j′−1​), as the real symmetric (k+1)×(k+1)(k+1)\times(k+1)(k+1)×(k+1) matrix

Ak(s)=(s−1−s0⋯0−s0−s⋱⋮0−s0⋱0⋮⋱⋱⋱−s0⋯0−s0),A_k(s) = \begin{pmatrix} s-1 & -s & 0 & \cdots & 0 \\ -s & 0 & -s & \ddots & \vdots \\ 0 & -s & 0 & \ddots & 0 \\ \vdots & \ddots & \ddots & \ddots & -s \\ 0 & \cdots & 0 & -s & 0 \end{pmatrix},Ak​(s)=​s−1−s0⋮0​−s0−s⋱⋯​0−s0⋱0​⋯⋱⋱⋱−s​0⋮0−s0​​,

whose (0,0)(0,0)(0,0) entry is s−1s-1s−1, whose first off-diagonal entries are −s-s−s, and whose other entries vanish. Let λ0(s)≤λ1(s)≤⋯≤λk(s)\lambda_0(s) \le \lambda_1(s) \le \cdots \le \lambda_k(s)λ0​(s)≤λ1​(s)≤⋯≤λk​(s) be its eigenvalues, counted with multiplicity, and Δk(s)=λ1(s)−λ0(s)\Delta_k(s) = \lambda_1(s) - \lambda_0(s)Δk​(s)=λ1​(s)−λ0​(s) the gap between the smallest and the second smallest.

Lemma. The gap is Ω(1/k2)\Omega(1/k^2)Ω(1/k2) uniformly in s∈[0,1]s \in [0,1]s∈[0,1]: there are a constant c>0c > 0c>0 and a threshold k0k_0k0​ such that

Δk(s)≥ck2for all k≥k0 and all s∈[0,1].\Delta_k(s) \ge \frac{c}{k^2} \qquad \text{for all } k \ge k_0 \text{ and all } s \in [0,1].Δk​(s)≥k2c​for all k≥k0​ and all s∈[0,1].

This bound on the minimum gap along the whole interpolation path is what makes an adiabatic evolution time T=poly(k)T = \mathrm{poly}(k)T=poly(k) sufficient, and hence shows that adiabatic quantum computation can efficiently simulate the circuit model.

Formalization Note The matrix is the shared definition clockPathMatrix k s on Fin(k+1)\mathrm{Fin}(k+1)Fin(k+1); the gap is spectralGap, the second smallest minus the smallest eigenvalue of the Hermitian matrix with multiplicity (so a degenerate ground level would give gap 000). The constants ccc and k0k_0k0​ are quantified before kkk and sss.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 33.1: Ω(1/k²) spectral gap of the adiabatic clock Hamiltonian on the computational subspace.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
4 thms2 active usersReviewed
🏆Completed
Quantum Information·Captain: Goku

Quantum Computing: Lecture Notes 6: Abelian HSP: the standard algorithm samples uniformly from H^⊥Textbook

Motivation

This mission develops Chapter 6 of Quantum Computing: Lecture Notes by Ronald de Wolf. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is the correctness statement of the standard quantum algorithm for the Abelian hidden subgroup problem.

Let G=ZN1×⋯×ZNℓG = \mathbb Z_{N_1}\times\cdots\times\mathbb Z_{N_\ell}G=ZN1​​×⋯×ZNℓ​​ be a finite Abelian group written additively (Ni≥1N_i \ge 1Ni​≥1), with characters χg(h)=∏i=1ℓωNigihi\chi_g(h) = \prod_{i=1}^{\ell} \omega_{N_i}^{g_i h_i}χg​(h)=∏i=1ℓ​ωNi​gi​hi​​, ωN=e2πi/N\omega_N = e^{2\pi i/N}ωN​=e2πi/N, and quantum Fourier transform FG=FN1⊗⋯⊗FNℓF_G = F_{N_1}\otimes\cdots\otimes F_{N_\ell}FG​=FN1​​⊗⋯⊗FNℓ​​, ∣k⟩↦∣χk⟩=∣G∣−1/2∑g∈Gχk(g)∣g⟩|k\rangle \mapsto |\chi_k\rangle = |G|^{-1/2}\sum_{g\in G}\chi_k(g)|g\rangle∣k⟩↦∣χk​⟩=∣G∣−1/2∑g∈G​χk​(g)∣g⟩. Let SSS be a finite set, H≤GH \le GH≤G a subgroup, and f:G→Sf : G \to Sf:G→S a function hiding HHH:

f(g)=f(g′)  ⟺  g+H=g′+H.f(g) = f(g') \iff g + H = g' + H.f(g)=f(g′)⟺g+H=g′+H.

The standard algorithm starts in ∣0⟩∣0⟩|0\rangle|0\rangle∣0⟩∣0⟩ (registers of dimensions ∣G∣|G|∣G∣ and ∣S∣|S|∣S∣), prepares ∣G∣−1/2∑g∣g⟩∣0⟩|G|^{-1/2}\sum_{g}|g\rangle|0\rangle∣G∣−1/2∑g​∣g⟩∣0⟩, computes fff in superposition with one query, ∣g⟩∣0⟩↦∣g⟩∣f(g)⟩|g\rangle|0\rangle\mapsto|g\rangle|f(g)\rangle∣g⟩∣0⟩↦∣g⟩∣f(g)⟩, (measures the second register,) applies FGF_GFG​ to the first register and measures it. For every g∈Gg \in Gg∈G the outcome ggg occurs with probability

Pr⁡[output g]={∣H∣/∣G∣if χg(h)=1 for all h∈H (i.e. χg∈H⊥),0otherwise.\Pr[\text{output } g] = \begin{cases} |H|/|G| & \text{if } \chi_g(h) = 1 \text{ for all } h\in H \ (\text{i.e. } \chi_g \in H^\perp),\\ 0 & \text{otherwise.}\end{cases}Pr[output g]={∣H∣/∣G∣0​if χg​(h)=1 for all h∈H (i.e. χg​∈H⊥),otherwise.​

Since ∣H⊥∣=∣G∣/∣H∣|H^\perp| = |G|/|H|∣H⊥∣=∣G∣/∣H∣, the algorithm samples uniformly from the labels of the elements of H⊥H^\perpH⊥; each sample gives a linear constraint on HHH, which is how the algorithm generalizes Simon's algorithm, period finding and discrete logarithms.

Formalization Note The finite set SSS is given an arbitrary additive group structure so that computing fff is the unitary ∣g,b⟩↦∣g,b+f(g)⟩|g,b\rangle\mapsto|g,b+f(g)\rangle∣g,b⟩↦∣g,b+f(g)⟩, which maps ∣g,0⟩|g,0\rangle∣g,0⟩ to ∣g,f(g)⟩|g,f(g)\rangle∣g,f(g)⟩ as in the source. The intermediate measurement of the second register (step 4) is omitted: it does not change the distribution of the first register, so the output law is the first-register marginal of the state before the final measurement. The source's claim that HHH can then be found efficiently from few samples is asserted without proof and is not part of this statement.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • §6.2.2: Abelian HSP: the standard algorithm samples uniformly from H^⊥.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Ronald de Wolf, Quantum Computing: Lecture Notes, 27 August 2026. https://homepages.cwi.nl/~rdewolf/qcnotes.pdf.
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 29: Quantum signal processing: which polynomial pairs a QSP sequence realizesTextbook

Motivation

This mission develops Chapter 29 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

For x∈[−1,1]x\in[-1,1]x∈[−1,1] let

W(x)=(xi1−x2i1−x2x)=eiarccos⁡(x)σx,W(x)=\begin{pmatrix} x & i\sqrt{1-x^2}\\ i\sqrt{1-x^2} & x\end{pmatrix}=e^{i\arccos(x)\sigma_x},W(x)=(xi1−x2​​i1−x2​x​)=eiarccos(x)σx​,

and for ϕ∈R\phi\in\mathbb Rϕ∈R let eiϕσz=diag(eiϕ,e−iϕ)e^{i\phi\sigma_z}=\mathrm{diag}(e^{i\phi},e^{-i\phi})eiϕσz​=diag(eiϕ,e−iϕ). For k≥0k\ge 0k≥0 and a phase vector Φ=(ϕ0,…,ϕk)∈Rk+1\Phi=(\phi_0,\dots,\phi_k)\in\mathbb R^{k+1}Φ=(ϕ0​,…,ϕk​)∈Rk+1, the quantum signal processing sequence is

WΦ(x)=eiϕ0σz W(x) eiϕ1σz W(x)⋯W(x) eiϕkσz,W_\Phi(x)=e^{i\phi_0\sigma_z}\,W(x)\,e^{i\phi_1\sigma_z}\,W(x)\cdots W(x)\,e^{i\phi_k\sigma_z},WΦ​(x)=eiϕ0​σz​W(x)eiϕ1​σz​W(x)⋯W(x)eiϕk​σz​,

with kkk factors W(x)W(x)W(x). For a polynomial P∈C[x]P\in\mathbb C[x]P∈C[x] write P∗P^*P∗ for the polynomial with complex-conjugated coefficients (so P∗(x)=P(x)‾P^*(x)=\overline{P(x)}P∗(x)=P(x)​ for real xxx).

Lemma. Let k≥0k\ge0k≥0 and P,Q∈C[x]P,Q\in\mathbb C[x]P,Q∈C[x]. There exists Φ∈Rk+1\Phi\in\mathbb R^{k+1}Φ∈Rk+1 such that for every x∈[−1,1]x\in[-1,1]x∈[−1,1]

WΦ(x)=(P(x)iQ(x)1−x2iQ∗(x)1−x2P∗(x))W_\Phi(x)=\begin{pmatrix} P(x) & iQ(x)\sqrt{1-x^2}\\ iQ^*(x)\sqrt{1-x^2} & P^*(x)\end{pmatrix}WΦ​(x)=(P(x)iQ∗(x)1−x2​​iQ(x)1−x2​P∗(x)​)

if and only if

  1. deg⁡P≤k\deg P\le kdegP≤k and deg⁡Q≤k−1\deg Q\le k-1degQ≤k−1 (with deg⁡0=−∞\deg 0=-\inftydeg0=−∞; in particular Q=0Q=0Q=0 when k=0k=0k=0);
  2. PPP has parity k mod 2k \bmod 2kmod2 and QQQ has parity k−1 mod 2k-1 \bmod 2k−1mod2, where an even polynomial has parity 000 and an odd one parity 111, i.e. P(−x)=(−1)kP(x)P(-x)=(-1)^kP(x)P(−x)=(−1)kP(x) and Q(−x)=(−1)k−1Q(x)Q(-x)=(-1)^{k-1}Q(x)Q(−x)=(−1)k−1Q(x);
  3. ∣P(x)∣2+(1−x2)∣Q(x)∣2=1|P(x)|^2+(1-x^2)|Q(x)|^2=1∣P(x)∣2+(1−x2)∣Q(x)∣2=1 for all x∈[−1,1]x\in[-1,1]x∈[−1,1].

This characterization is the core of quantum signal processing: it says exactly which polynomial transformations of a signal xxx can be implemented by interleaving the signal rotation W(x)W(x)W(x) with zzz-rotations, and it is later lifted, via qubitization, to polynomial transformations of block-encoded operators.

Formalization Note The matrix identity is required for all x∈[−1,1]x\in[-1,1]x∈[−1,1], the domain on which W(x)W(x)W(x) is defined in (29.6). The degree condition uses Mathlib's degree with values in N∪{−∞}\mathbb N\cup\{-\infty\}N∪{−∞}, so deg⁡Q≤k−1\deg Q\le k-1degQ≤k−1 is written deg⁡Q<k\deg Q<kdegQ<k; the parity k−1 mod 2k-1 \bmod 2k−1mod2 of QQQ is written as parity k+1k+1k+1, which is the same residue and avoids natural-number subtraction. Parity is the polynomial identity P(−x)=(−1)kP(x)P(-x)=(-1)^kP(x)P(−x)=(−1)kP(x).

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 29.1: Quantum signal processing: which polynomial pairs a QSP sequence realizes.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
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Quantum Information·Captain: Goku

Quantum Computing: Lecture Notes 4: Phase estimation returns an exactly n-bit phase with probability 1Textbook

Motivation

This mission develops Chapter 4 of Quantum Computing: Lecture Notes by Ronald de Wolf. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Let UUU be a unitary matrix acting on a finite-dimensional space, and let ∣ψ⟩|\psi\rangle∣ψ⟩ be a unit eigenvector of UUU with eigenvalue e2πiφe^{2\pi i\varphi}e2πiφ, where φ∈[0,1)\varphi\in[0,1)φ∈[0,1):

U∣ψ⟩=e2πiφ∣ψ⟩.U|\psi\rangle=e^{2\pi i\varphi}|\psi\rangle .U∣ψ⟩=e2πiφ∣ψ⟩.

Fix n≥0n\ge0n≥0, put N=2nN=2^nN=2n, and suppose φ\varphiφ can be written exactly with nnn bits, i.e. 2nφ=k2^n\varphi=k2nφ=k for a natural number kkk (necessarily k<Nk<Nk<N). Run phase estimation: start in ∣0n⟩∣ψ⟩|0^n\rangle|\psi\rangle∣0n⟩∣ψ⟩, apply the quantum Fourier transform FNF_NFN​ to the first nnn qubits, apply the controlled power ∣j⟩∣ψ⟩↦∣j⟩Uj∣ψ⟩|j\rangle|\psi\rangle\mapsto|j\rangle U^j|\psi\rangle∣j⟩∣ψ⟩↦∣j⟩Uj∣ψ⟩, then apply FN−1=FN∗F_N^{-1}=F_N^{*}FN−1​=FN∗​ to the first nnn qubits and measure them in the computational basis (bit strings read most significant bit first). Then

  1. after the controlled power the state is (FN∣k⟩)⊗∣ψ⟩\big(F_N|k\rangle\big)\otimes|\psi\rangle(FN​∣k⟩)⊗∣ψ⟩, i.e. 1N∑j=0N−1e2πiφj∣j⟩∣ψ⟩=FN∣2nφ⟩∣ψ⟩\frac{1}{\sqrt N}\sum_{j=0}^{N-1}e^{2\pi i\varphi j}|j\rangle|\psi\rangle=F_N|2^n\varphi\rangle|\psi\rangleN​1​∑j=0N−1​e2πiφj∣j⟩∣ψ⟩=FN​∣2nφ⟩∣ψ⟩;
  2. the measurement of the first register yields the outcome k=2nφ=φ1…φnk=2^n\varphi=\varphi_1\dots\varphi_nk=2nφ=φ1​…φn​ with probability 111.

This is the exact case of phase estimation, the subroutine underlying Shor's algorithm, quantum counting and many Hamiltonian algorithms.

Formalization Note The final state is the shared phaseEstimationState, (FN∗⊗I) Λ(U) (FN⊗I) ∣0n⟩∣ψ⟩(F_N^{*}\otimes I)\,\Lambda(U)\,(F_N\otimes I)\,|0^n\rangle|\psi\rangle(FN∗​⊗I)Λ(U)(FN​⊗I)∣0n⟩∣ψ⟩ with Λ(U)∣j⟩∣ϕ⟩=∣j⟩Uj∣ϕ⟩\Lambda(U)|j\rangle|\phi\rangle=|j\rangle U^{j}|\phi\rangleΛ(U)∣j⟩∣ϕ⟩=∣j⟩Uj∣ϕ⟩; the probability of outcome kkk on the first register is the marginal ∑b∣⟨k,b∣⋅⟩∣2\sum_b|\langle k,b|\cdot\rangle|^2∑b​∣⟨k,b∣⋅⟩∣2. The source's general-case claim (an nnn-bit approximation with additive error O(2−n)O(2^{-n})O(2−n) 'with high probability') supplies no probability constant and is not stated.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • §4.5: The n-qubit QFT has an exact circuit of at most n^2 Hadamard, controlled-R_s and swap gates.
  • §4.6: Phase estimation returns an exactly n-bit phase with probability 1.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Ronald de Wolf, Quantum Computing: Lecture Notes, 27 August 2026. https://homepages.cwi.nl/~rdewolf/qcnotes.pdf.
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Quantum Information·Captain: Goku

Quantum Computing: Lecture Notes 3: Simon's algorithm: uniform orthogonal samples, expected O(n) queries, O(n^3) classical post-processingTextbook

Motivation

This mission develops Chapter 3 of Quantum Computing: Lecture Notes by Ronald de Wolf. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is the analysis of Simon's algorithm.

Let N=2nN=2^nN=2n and identify {0,…,N−1}\{0,\dots,N-1\}{0,…,N−1} with {0,1}n\{0,1\}^n{0,1}n; write i⊕si\oplus si⊕s for bitwise addition modulo 222 and s⋅j=∑kskjk mod 2s\cdot j=\sum_k s_kj_k \bmod 2s⋅j=∑k​sk​jk​mod2. An input is x=(xi)i∈{0,1}nx=(x_i)_{i\in\{0,1\}^n}x=(xi​)i∈{0,1}n​ with xi∈{0,1}nx_i\in\{0,1\}^nxi​∈{0,1}n, and Simon's promise says there is a nonzero s∈{0,1}ns\in\{0,1\}^ns∈{0,1}n with xi=xj  ⟺  (i=j or i=j⊕s)x_i=x_j \iff (i=j \text{ or } i=j\oplus s)xi​=xj​⟺(i=j or i=j⊕s). A query is the unitary Ox:∣i,y⟩↦∣i,y⊕xi⟩O_x:|i,y\rangle\mapsto|i,y\oplus x_i\rangleOx​:∣i,y⟩↦∣i,y⊕xi​⟩. One run of the subroutine prepares

∣Ψx⟩=(H⊗n⊗I) Ox (H⊗n⊗I) ∣0n⟩∣0n⟩|\Psi_x\rangle=(H^{\otimes n}\otimes I)\,O_x\,(H^{\otimes n}\otimes I)\,|0^n\rangle|0^n\rangle∣Ψx​⟩=(H⊗n⊗I)Ox​(H⊗n⊗I)∣0n⟩∣0n⟩

(one query, 2n2n2n Hadamard gates) and measures the first register. Then:

  1. For every nnn, every xxx and nonzero sss satisfying the promise, and every jjj, the outcome jjj has probability 2−(n−1)2^{-(n-1)}2−(n−1) if s⋅j=0s\cdot j=0s⋅j=0 and 000 otherwise; i.e. it is uniform on {j:s⋅j=0}\{j: s\cdot j=0\}{j:s⋅j=0}.
  2. There are constants C>0C>0C>0 and N0N_0N0​ (independent of nnn, xxx, sss) such that for all n≥N0n\ge N_0n≥N0​: if the subroutine is repeated independently until the outcomes obtained so far span a subspace of F2n\mathbb F_2^nF2n​ of dimension n−1n-1n−1, the expected number of runs, which equals the expected number of xix_ixi​-queries, is at most C nC\,nCn.
  3. If outcomes j1,…,jmj_1,\dots,j_mj1​,…,jm​ are all orthogonal to sss and span a subspace of dimension at least n−1n-1n−1, then the only nonzero solution yyy of the system jk⋅y=0j_k\cdot y=0jk​⋅y=0 (k=1,…,m)(k=1,\dots,m)(k=1,…,m) is y=sy=sy=s.
  4. There are constants C>0C>0C>0 and N0N_0N0​ such that for every n≥N0n\ge N_0n≥N0​ there is a classical Boolean circuit (AND, OR, NOT gates of fan-in at most 222) of size at most Cn3C n^3Cn3 which, given any n−1n-1n−1 linearly independent strings j1,…,jn−1j_1,\dots,j_{n-1}j1​,…,jn−1​ orthogonal to a nonzero sss, outputs sss.

Together these say that Simon's algorithm finds sss with an expected O(n)O(n)O(n) queries and polynomially many other operations, an exponential speed-up over classical randomized algorithms.

Formalization Note Item 2 uses the expected stopping time of an i.i.d. sequence drawn from the PMF whose masses are the first-register marginals of ∣Ψx⟩|\Psi_x\rangle∣Ψx​⟩; its existence is part of the conclusion. The intermediate measurement of the second register is omitted, as the source allows. The constant N0N_0N0​ in item 4 also absorbs n=1n=1n=1, where a circuit with no input wires cannot output the constant 111. The n−1n-1n−1 input strings are fed to the circuit row-major through finProdFinEquiv\mathrm{finProdFinEquiv}finProdFinEquiv.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • §3.2: Simon's algorithm: uniform orthogonal samples, expected O(n) queries, O(n^3) classical post-processing.
  • §3.3.2: Classical randomized lower bound Ω(√(2^n)) for decision Simon.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Ronald de Wolf, Quantum Computing: Lecture Notes, 27 August 2026. https://homepages.cwi.nl/~rdewolf/qcnotes.pdf.
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 8: Principal ideals of Z[√d] coincide iff the generators differ by a unitTextbook

Motivation

This mission develops Chapter 8 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Let ddd be a squarefree integer with d≥2d \ge 2d≥2, and let Z[d]={x+yd:x,y∈Z}\mathbb Z[\sqrt d] = \{x + y\sqrt d : x, y \in \mathbb Z\}Z[d​]={x+yd​:x,y∈Z}. For ξ∈Z[d]\xi \in \mathbb Z[\sqrt d]ξ∈Z[d​] write ξZ[d]\xi\mathbb Z[\sqrt d]ξZ[d​] for the principal ideal generated by ξ\xiξ.

For all ξ,ζ∈Z[d]\xi, \zeta \in \mathbb Z[\sqrt d]ξ,ζ∈Z[d​],

ξ Z[d]=ζ Z[d]  ⟺  ξ=ζϵ for some unit ϵ of Z[d].\xi\,\mathbb Z[\sqrt d] = \zeta\,\mathbb Z[\sqrt d] \iff \xi = \zeta\epsilon \text{ for some unit } \epsilon \text{ of } \mathbb Z[\sqrt d].ξZ[d​]=ζZ[d​]⟺ξ=ζϵ for some unit ϵ of Z[d​].

Thus the map ξ↦ξZ[d]\xi \mapsto \xi\mathbb Z[\sqrt d]ξ↦ξZ[d​] is multiplicatively periodic, with the units as its periods; this periodicity, with period the fundamental unit, underlies the periodic function used in Hallgren's algorithm for Pell's equation.

Formalization Note Z[d]\mathbb Z[\sqrt d]Z[d​] is Mathlib's ℤ√d, the principal ideal ξZ[d]\xi\mathbb Z[\sqrt d]ξZ[d​] is Ideal.span {ξ}, and a unit is IsUnit. The statement holds also for ξ=0\xi = 0ξ=0 (both sides then force ζ=0\zeta = 0ζ=0), so no nonzero hypothesis is added.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Proposition 8.1: Units of Z[√d] are exactly the elements of norm ±1.
  • Proposition 8.2: Principal ideals of Z[√d] coincide iff the generators differ by a unit.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 26: One compressed phase query raises ‖P ψ‖ by at most √(2/2^m)Textbook

Motivation

This mission develops Chapter 26 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Let n,m≥0n,m\ge0n,m≥0, Σ={0,1}m\Sigma=\{0,1\}^mΣ={0,1}m, and let WWW be a finite workspace. Consider the Hilbert space with computational basis ∣x,z,w,y⟩|x,z,w,y\rangle∣x,z,w,y⟩, where x∈[n]x\in[n]x∈[n] is the query input, z∈Σz\in\Sigmaz∈Σ the query output, w∈Ww\in Ww∈W the workspace and y∈(Σ∪{⊥})ny\in(\Sigma\cup\{\perp\})^ny∈(Σ∪{⊥})n the oracle register. The compressed phase oracle is

Φ=(I⊗H⊗m⊗I⊗C⊗n) Λ (I⊗H⊗m⊗I⊗C⊗n).\Phi=(I\otimes H^{\otimes m}\otimes I\otimes C^{\otimes n})\,\Lambda\,(I\otimes H^{\otimes m}\otimes I\otimes C^{\otimes n}).Φ=(I⊗H⊗m⊗I⊗C⊗n)Λ(I⊗H⊗m⊗I⊗C⊗n).

Here HHH is the Hadamard gate, CCC is the compression unitary of §26.1 (it swaps ∣⊥⟩|\perp\rangle∣⊥⟩ and ∣0^⟩|\hat 0\rangle∣0^⟩ and fixes ∣y^⟩|\hat y\rangle∣y^​⟩ for y≠0y\ne0y=0), and Λ∣x,z,w,y⟩=∣x,z⊕yx,w,y⟩\Lambda|x,z,w,y\rangle=|x,z\oplus y_x,w,y\rangleΛ∣x,z,w,y⟩=∣x,z⊕yx​,w,y⟩ (the identity when yx=⊥y_x=\perpyx​=⊥). Let PPP be the projection onto the basis states whose oracle register contains a zero, i.e. yx∗=0my_{x^*}=0^myx∗​=0m for some x∗x^*x∗. Then for every state ∣ψ⟩|\psi\rangle∣ψ⟩ (unit vector),

∥P Φ∣ψ⟩∥  ≤  ∥P∣ψ⟩∥+22m.\|P\,\Phi|\psi\rangle\|\;\le\;\|P|\psi\rangle\|+\sqrt{\frac{2}{2^m}} .∥PΦ∣ψ⟩∥≤∥P∣ψ⟩∥+2m2​​.

Iterated over ttt queries, this shows that the compressed-oracle probability of having recorded a zero is O(t2/2m)O(t^2/2^m)O(t2/2m). Combined with Lemma 26.1, this gives the Ω(2m/2)\Omega(2^{m/2})Ω(2m/2) query lower bound for unstructured search against a random oracle.

Formalization Note ∣ψ⟩|\psi\rangle∣ψ⟩ is an arbitrary unit vector of the full space; no reachability condition is imposed, and the proof uses none. The register order is ((x,z),w),y((x,z),w),y((x,z),w),y, as in (26.30).

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 26.1: Standard vs compressed oracle: √p ≤ √p′ + √(k/2^m).
  • Fact 26.2: One compressed phase query raises ‖P ψ‖ by at most √(2/2^m).

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
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Quantum Information·Captain: Goku

Quantum Computing: Lecture Notes 18: Perfect quantum bit commitment is impossible: perfect concealing implies no bindingTextbook

Motivation

This mission develops Chapter 18 of Quantum Computing: Lecture Notes by Ronald de Wolf. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is the impossibility of perfect quantum bit commitment.

In de Wolf's model, a quantum bit-commitment protocol is represented by the two joint pure states ∣ϕ0⟩,∣ϕ1⟩∈CdA⊗CdB|\phi_0\rangle, |\phi_1\rangle \in \mathbb{C}^{d_A} \otimes \mathbb{C}^{d_B}∣ϕ0​⟩,∣ϕ1​⟩∈CdA​⊗CdB​ that Alice and Bob share at the end of the commit phase when Alice honestly commits to the bit b=0b = 0b=0 or b=1b = 1b=1. Here CdA\mathbb{C}^{d_A}CdA​ is Alice's space and CdB\mathbb{C}^{d_B}CdB​ is Bob's. Restricting to pure states loses no generality. The protocol is perfectly concealing if Bob's reduced density matrix does not depend on bbb, where Tr⁡A\operatorname{Tr}_ATrA​ is the partial trace over Alice's register.

Let dA,dB≥0d_A, d_B \ge 0dA​,dB​≥0 and let ∣ϕ0⟩,∣ϕ1⟩|\phi_0\rangle, |\phi_1\rangle∣ϕ0​⟩,∣ϕ1​⟩ be unit vectors in CdA⊗CdB\mathbb{C}^{d_A} \otimes \mathbb{C}^{d_B}CdA​⊗CdB​ with

Tr⁡A(∣ϕ0⟩⟨ϕ0∣)=Tr⁡A(∣ϕ1⟩⟨ϕ1∣).\operatorname{Tr}_A\big(|\phi_0\rangle\langle\phi_0|\big) = \operatorname{Tr}_A\big(|\phi_1\rangle\langle\phi_1|\big).TrA​(∣ϕ0​⟩⟨ϕ0​∣)=TrA​(∣ϕ1​⟩⟨ϕ1​∣).

Then there is a unitary UUU on Alice's space CdA\mathbb{C}^{d_A}CdA​ such that

(U⊗I) ∣ϕ0⟩=∣ϕ1⟩.(U \otimes I)\,|\phi_0\rangle = |\phi_1\rangle.(U⊗I)∣ϕ0​⟩=∣ϕ1​⟩.

So after committing to 000, Alice can turn the joint state into the honest commitment to 111 by acting on her own register only. The protocol is then not binding at all, and no quantum bit-commitment protocol is both perfectly concealing and perfectly binding.

Formalization Note Alice's space is indexed by Fin dA and Bob's by Fin dB. The joint space is indexed by Fin dA × Fin dB with Alice's register first. Tr⁡A(∣ϕ⟩⟨ϕ∣)\operatorname{Tr}_A(|\phi\rangle\langle\phi|)TrA​(∣ϕ⟩⟨ϕ∣) is traceLeft (pureDensity phi), and U⊗IU \otimes IU⊗I is Matrix.kronecker U 1 with UUU in Matrix.unitaryGroup. When dA=0d_A = 0dA​=0 or dB=0d_B = 0dB​=0 no unit vector exists, so the statement is vacuous in those cases, as in the source.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • §18.4: Perfect quantum bit commitment is impossible: perfect concealing implies no binding.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Ronald de Wolf, Quantum Computing: Lecture Notes, 27 August 2026. https://homepages.cwi.nl/~rdewolf/qcnotes.pdf.
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 22: Kutin's lemma: the permutation-averaged polynomial is a polynomial in (m, a, b)Textbook

Motivation

This mission develops Chapter 22 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

This is Kutin's symmetrization lemma for the collision problem.

Fix n≥0n \ge 0n≥0 and consider strings x∈[n]nx \in [n]^nx∈[n]n, [n]={1,…,n}[n] = \{1,\dots,n\}[n]={1,…,n}, encoded by the indicator variables δij=1\delta_{ij} = 1δij​=1 if xi=jx_i = jxi​=j and 000 otherwise (i,j∈[n]i, j \in [n]i,j∈[n]). A triple (m,a,b)(m,a,b)(m,a,b) of natural numbers is valid if m∈{0,…,n}m \in \{0,\dots,n\}m∈{0,…,n}, a,b≥1a, b \ge 1a,b≥1, a∣ma \mid ma∣m and b∣n−mb \mid n-mb∣n−m. For a valid triple define the string

xim,a,b={⌈i/a⌉1≤i≤m,n−⌊(n−i)/b⌋m<i≤n,x^{m,a,b}_i = \begin{cases} \lceil i/a \rceil & 1 \le i \le m,\\ n - \lfloor (n-i)/b \rfloor & m < i \le n, \end{cases}xim,a,b​={⌈i/a⌉n−⌊(n−i)/b⌋​1≤i≤m,m<i≤n,​

which is aaa-to-one on its first mmm positions and bbb-to-one on the rest. For permutations σ,τ\sigma, \tauσ,τ of [n][n][n] let xiστ=τ(xσ(i)m,a,b)x^{\sigma\tau}_i = \tau(x^{m,a,b}_{\sigma(i)})xiστ​=τ(xσ(i)m,a,b​) and let δijστ\delta^{\sigma\tau}_{ij}δijστ​ be its indicator variables.

Let ppp be any real polynomial in the n2n^2n2 variables δij\delta_{ij}δij​, and for a valid triple set

P(m,a,b)=Eσ,τ[p({δijστ})]=1(n!)2∑σ,τ∈Snp({δijστ}).P(m,a,b) = \mathbb{E}_{\sigma,\tau}\bigl[p(\{\delta^{\sigma\tau}_{ij}\})\bigr] = \frac{1}{(n!)^2} \sum_{\sigma,\tau \in S_n} p(\{\delta^{\sigma\tau}_{ij}\}).P(m,a,b)=Eσ,τ​[p({δijστ​})]=(n!)21​σ,τ∈Sn​∑​p({δijστ​}).

Then there is a real polynomial Q(m,a,b)Q(m,a,b)Q(m,a,b) in three variables with deg⁡Q≤deg⁡p\deg Q \le \deg pdegQ≤degp (total degrees) such that

Q(m,a,b)=P(m,a,b)for every valid triple (m,a,b).Q(m,a,b) = P(m,a,b) \quad \text{for every valid triple } (m,a,b).Q(m,a,b)=P(m,a,b)for every valid triple (m,a,b).

Applied to the acceptance probability of a ttt-query algorithm (a polynomial of degree at most 2t2t2t in the δij\delta_{ij}δij​), this reduces the collision lower bound to degree bounds for a polynomial in three integer variables, to which Paturi's lemma is applied.

Formalization Note Indices and values are 0-based in Lean (Fin n); the defining formulas of xm,a,bx^{m,a,b}xm,a,b are kept in 1-based form and the value is shifted by one. The polynomial ppp is an arbitrary MvPolynomial (Fin n × Fin n) ℝ, not necessarily multilinear, and degrees are total degrees.

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Lemma 22.1: Kutin's lemma: the permutation-averaged polynomial is a polynomial in (m, a, b).

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
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Quantum Information·Captain: Goku

Lecture Notes on Quantum Algorithms 24: Effective spectral gap lemmaTextbook

Motivation

This mission develops Chapter 24 of Lecture Notes on Quantum Algorithms by Andrew Childs. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

Let H\mathcal HH be a finite-dimensional complex inner product space and let Π\PiΠ and Δ\DeltaΔ be orthogonal projections on H\mathcal HH. Put U=(2Π−I)(2Δ−I)U = (2\Pi - I)(2\Delta - I)U=(2Π−I)(2Δ−I), a unitary. For ω≥0\omega \ge 0ω≥0, let PωP_\omegaPω​ be the orthogonal projector onto the span of the eigenvectors of UUU whose eigenvalues are eiθe^{i\theta}eiθ with ∣θ∣<ω|\theta| < \omega∣θ∣<ω. If ∣ϕ⟩∈H|\phi\rangle \in \mathcal H∣ϕ⟩∈H is a unit vector with Δ∣ϕ⟩=0\Delta|\phi\rangle = 0Δ∣ϕ⟩=0, then

∥PωΠ∣ϕ⟩∥≤ω2.\|P_\omega \Pi |\phi\rangle\| \le \frac{\omega}{2}.∥Pω​Π∣ϕ⟩∥≤2ω​.

The lemma is the key step in showing that the phase-estimation algorithm built from a dual adversary solution rejects inputs with f(x)=0f(x) = 0f(x)=0: the start state has little weight on eigenvectors of small phase.

Formalization Note Π\PiΠ and Δ\DeltaΔ are given as the orthogonal projections onto submodules KKK and LLL; 2P−I2P - I2P−I is Mathlib's reflection through the subspace. The eigenvalue set is {eiθ:θ∈R,∣θ∣<ω}\{e^{i\theta} : \theta \in \mathbb{R}, |\theta| < \omega\}{eiθ:θ∈R,∣θ∣<ω}, which is the same set as with θ\thetaθ restricted to (−π,π](-\pi,\pi](−π,π].

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • Theorem 24.1: The dual of the general adversary bound.
  • Theorem 24.2: Adversary bound of a composed function is at most the product.
  • Lemma 24.3: Effective spectral gap lemma.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Andrew Childs, Lecture Notes on Quantum Algorithms, 17 April 2025. https://www.cs.umd.edu/~amchilds/qa/qa.pdf.
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Quantum Information·Captain: Goku

Quantum Computing: Lecture Notes 12: |t⁻_x⟩ is close to the large-eigenphase part of U_xTextbook

Motivation

This mission develops Chapter 12 of Quantum Computing: Lecture Notes by Ronald de Wolf. The chapter's selected results describe the mathematical guarantees below.

Setting and conventions

The linked theorem statements and shared definitions specify the register types, oracle access, normalization, and resource conventions. Their source locators and independent readbacks accompany each target.

Chapter goal

In the setting of Claim 3 (a feasible solution {uxj,vxj}\{u_{xj}, v_{xj}\}{uxj​,vxj​} of the dual SDP for ADV±(f)\mathrm{ADV}^{\pm}(f)ADV±(f) with objective value A>0A > 0A>0, the states ∣tx±⟩|t^\pm_x\rangle∣tx±​⟩, ∣ψy⟩|\psi_y\rangle∣ψy​⟩, the projectors Λ\LambdaΛ, Πx\Pi_xΠx​ and the unitary Ux=(2Πx−I)(2Λ−I)U_x = (2\Pi_x - I)(2\Lambda - I)Ux​=(2Πx​−I)(2Λ−I)), let Θ=1/(1000A)\Theta = 1/(1000A)Θ=1/(1000A). For every x∈Dx \in Dx∈D there is a vector ∣φ⟩|\varphi\rangle∣φ⟩ in the span of the eigenvectors of UxU_xUx​ whose eigenvalues eiθe^{i\theta}eiθ, θ∈(−π,π]\theta \in (-\pi, \pi]θ∈(−π,π], satisfy ∣θ∣>Θ|\theta| > \Theta∣θ∣>Θ, such that

∥∣tx−⟩−∣φ⟩∥≤120+12000A.\big\| |t^-_x\rangle - |\varphi\rangle \big\| \le \frac{1}{20} + \frac{1}{2000A}.​∣tx−​⟩−∣φ⟩​≤201​+2000A1​.

Equivalently, the component of ∣tx−⟩|t^-_x\rangle∣tx−​⟩ in the eigenspaces of UxU_xUx​ with eigenphase ∣θ∣≤Θ|\theta| \le \Theta∣θ∣≤Θ has norm at most 1/20+1/(2000A)1/20 + 1/(2000A)1/20+1/(2000A). Together with Claim 3, this lets phase estimation with precision Θ/2\Theta/2Θ/2 distinguish ∣tx+⟩|t^+_x\rangle∣tx+​⟩ from ∣tx−⟩|t^-_x\rangle∣tx−​⟩.

Formalization Note The eigenphase θ\thetaθ is the principal argument Complex.arg, which takes values in (−π,π](-\pi, \pi](−π,π]; the span of eigenvectors is the supremum of the eigenspaces of UxU_xUx​ over the eigenvalues with ∣arg⁡μ∣>Θ|\arg \mu| > \Theta∣argμ∣>Θ. The informal "close" is pinned to the bound the source's proof establishes, and it is stated for every A>0A > 0A>0 (the proof's own hypothesis; the source adds "we may assume A≥1A \ge 1A≥1" only to call the bound small).

Significance

These are known mathematical results. Their Lean statements have been checked and reviewed against the cited source; formal proofs remain open for contributors.

Supporting targets

  • §12.1, Claim 1: Generalized adversary method: the final progress measure is small.
  • §12.1, Claim 2: Generalized adversary method: one query changes the progress measure by at most 2 max_i ‖Γ_i‖.
  • §12.1, Theorem 2: Generalized (negative-weights) adversary lower bound.
  • §12.3, unnumbered: A dual-adversary solution of value A gives an O(A)-query bounded-error algorithm.
  • §12.3, Claim 3: |t⁺_x⟩ is within 0.01 of an eigenvalue-1 eigenvector of U_x.
  • §12.3, Claim 4: |t⁻_x⟩ is close to the large-eigenphase part of U_x.

Formalization scope

Prove the existing statements under their stated hypotheses and definitions. Any correction to a printed source claim remains explicit in its target description. All listed target proofs are currently sorry; no proof is claimed. The mission goal is the designated chapter capstone; the remaining targets are separate milestones. Parts a, b, c and d are merged into their original chapter.

Selected references

  • Ronald de Wolf, Quantum Computing: Lecture Notes, 27 August 2026. https://homepages.cwi.nl/~rdewolf/qcnotes.pdf.
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CombinatoricsTheoretical Computer Science·Captain: wurtle

3SUM in O(n^1.962) Time on a Word RAMResearch Paper

This entry records a deterministic O(n1.962)O(n^{1.962})O(n1.962) bound for 3SUM on polynomially bounded integers, using the campaign's shared word-RAM model with O(log⁡n)O(\log n)O(logn)-bit words. Three distinct input positions must sum to zero; repeated values are allowed. The exact exponent is 981/500981/500981/500.

References

  • Source repository: complete Lean proof and verification record
53 thms2 active usersReviewed
🏆Completed
Linear OptimizationMechanism DesignOperations Research·Captain: mikedeng1

Optimal Design for Multi-Item Auctions: A Robust Optimization Approach: The Robust Optimal Mechanism Is Incentive Compatible, Budget Feasible and Individually RationalResearch Paper

Motivation

Designing a revenue-maximizing auction for several items is hard once buyers have budgets. Myerson's optimal auction (Myerson 1981) solves the single-item problem without budgets, under a known prior on the buyers' values. With several items, correlated values or budget constraints, no comparable characterization is known, and the Bayesian formulation requires a prior the seller rarely has.

Bandi and Bertsimas (2014) replace the prior by an uncertainty set: a set U\mathcal UU of valuation matrices that the seller considers possible. The seller then maximizes worst-case revenue over U\mathcal UU, subject to incentive compatibility, budget feasibility and individual rationality. This is the approach of robust optimization (Ben-Tal and Nemirovski 1998; Bertsimas and Sim 2004) applied to mechanism design. The paper's central object is a mechanism built from linear optimization problems, the robust optimal mechanism ROM. It looks like a Vickrey–Clarke–Groves mechanism with reservation prices that depend on both the buyer and the item.

Setting

There are nnn buyers N={1,…,n}\mathcal N=\{1,\dots,n\}N={1,…,n} and mmm divisible items M={1,…,m}\mathcal M=\{1,\dots,m\}M={1,…,m}. A valuation vector is an n×mn\times mn×m real matrix v=(vij)\mathbf v=(v_{ij})v=(vij​), with vijv_{ij}vij​ buyer iii's value for one unit of item jjj. The uncertainty set U\mathcal UU is a set of such matrices, and B1,…,BnB_1,\dots,B_nB1​,…,Bn​ are public budgets. Writing (ui,v−i)(\mathbf u_i,\mathbf v_{-i})(ui​,v−i​) for v\mathbf vv with row iii replaced by ui\mathbf u_iui​, a mechanism assigns to each bid vector v∈U\mathbf v\in\mathcal Uv∈U an allocation xv≥0x^{\mathbf v}\ge 0xv≥0 and payments pvp^{\mathbf v}pv. It is feasible for the robust auction LP (5) if, for all v∈U\mathbf v\in\mathcal Uv∈U and i∈Ni\in\mathcal Ni∈N:

  • (7) ∑ixijv≤1\sum_i x^{\mathbf v}_{ij}\le 1∑i​xijv​≤1 for every item jjj;
  • (8) ∑jvijxij(ui,v−i)−pi(ui,v−i)≤∑jvijxijv−piv\sum_j v_{ij}x^{(\mathbf u_i,\mathbf v_{-i})}_{ij}-p^{(\mathbf u_i,\mathbf v_{-i})}_i\le\sum_j v_{ij}x^{\mathbf v}_{ij}-p^{\mathbf v}_i∑j​vij​xij(ui​,v−i​)​−pi(ui​,v−i​)​≤∑j​vij​xijv​−piv​ whenever (ui,v−i)∈U(\mathbf u_i,\mathbf v_{-i})\in\mathcal U(ui​,v−i​)∈U (incentive compatibility);
  • (9) piv≤Bip^{\mathbf v}_i\le B_ipiv​≤Bi​ (budget feasibility);
  • (10) piv≤∑jvijxijvp^{\mathbf v}_i\le\sum_j v_{ij}x^{\mathbf v}_{ij}piv​≤∑j​vij​xijv​ (individual rationality).

ROM has two stages. ROM.a runs before any bid. It picks a valuation z∈U\mathbf z\in\mathcal Uz∈U and a nominal allocation x∗\mathbf x^*x∗ solving the robust optimization problem (12). For each buyer it picks a minimizer u~i∈U\tilde{\mathbf u}^i\in\mathcal Uu~i∈U of ∑jxij∗uij\sum_j x^*_{ij}u_{ij}∑j​xij∗​uij​ (14), and an optimal solution (ξ∗,η∗,θ∗)(\xi^*,\eta^*,\theta^*)(ξ∗,η∗,θ∗) of a linear program (13). It then sets reservation prices rij∗=ξj∗+ηi∗zij+θi∗zijr^*_{ij}=\xi^*_j+\eta^*_iz_{ij}+\theta^*_iz_{ij}rij∗​=ξj∗​+ηi∗​zij​+θi∗​zij​ (15). ROM.b runs on the bids v\mathbf vv:

  • it maximizes ∑i,jyij(vij−rij∗)\sum_{i,j}y_{ij}(v_{ij}-r^*_{ij})∑i,j​yij​(vij​−rij∗​) over a polyhedron P\mathcal PP (16), (18), and for each buyer kkk the same objective without buyer kkk over a polyhedron Qk\mathcal Q_kQk​ (17), (19);
  • it allocates av=x∗+yva^{\mathbf v}=\mathbf x^*+\mathbf y^{\mathbf v}av=x∗+yv (20) and charges VCG-type payments pvp^{\mathbf v}pv (21).

The Lean development uses the same names: ROMData for the chosen optimizers, IsROMa, IsROM, rStar, PSet, QSet, alloc, pay, and IsFeasibleMechanism for (7)–(10).

Formalization targets

Goal: ROM is feasible for (5)

For every uncertainty set of nonnegative valuation matrices, every nonnegative budget vector and every choice of optimal solutions of (12), (13), (14), (16), (17):

(a,p) satisfies (7), a≥0, (8), (9), (10) on U.(a,p)\ \text{satisfies (7)},\ a\ge 0,\ \text{(8)},\ \text{(9)},\ \text{(10) on } \mathcal U.(a,p) satisfies (7), a≥0, (8), (9), (10) on U.

This is the feasibility half of the paper's Theorem 1; its proof (p. 1025) says "the feasibility follows from Propositions 3–5".

Milestones

  • Proposition 2 (p. 1020): the relations (22)–(27) among z,x∗,ξ∗,η∗,θ∗,r∗\mathbf z,\mathbf x^*,\xi^*,\eta^*,\theta^*,r^*z,x∗,ξ∗,η∗,θ∗,r∗, among them xij∗rij∗=xij∗zijx^*_{ij}r^*_{ij}=x^*_{ij}z_{ij}xij∗​rij∗​=xij∗​zij​ and ∑jxij∗rij∗≤Bi\sum_jx^*_{ij}r^*_{ij}\le B_i∑j​xij∗​rij∗​≤Bi​.
  • Proposition 3 (p. 1021): ROM satisfies (8).
  • Proposition 4 (p. 1022): ROM satisfies (9).
  • Proposition 5 (p. 1023): ROM satisfies (10).

Significance

The result shows that a mechanism specified by the paper's optimization problems is incentive compatible, budget feasible and individually rational over an arbitrary uncertainty set. No distributional assumption is made, and multiple items and budgets are allowed. Proposition 2 also records the identity between the total reserved revenue and the optimal value of the auxiliary program (13).

Status. The paper's main claim, Theorem 1, says that ROM is optimal for (5), i.e. that it maximizes worst-case revenue. That claim is false as printed, and so is Proposition 6 (the worst case of ROM is attained at z\mathbf zz). Small counterexamples refute both:

  • with one buyer, one item, U={1,2}\mathcal U=\{1,2\}U={1,2} and a large budget, some choice of optimal dual solution in (13) makes ROM's worst-case revenue 000, while a posted price of 111 earns 111;
  • with two buyers, one item and U={(1,2),(2,1)}\mathcal U=\{(1,2),(2,1)\}U={(1,2),(2,1)}, full surplus extraction earns 222, while ROM earns at most 111 for every choice of optimizers.

The feasibility half is true, and this mission formalizes exactly that half. No result of this paper is on Prove2Me yet, and no machine-checked proof of it is known.

Difficulty

The difficulty lies in the definitions and in how many problems interlock, not in any single deep step. ROM is defined through five optimization problems, none with a unique solution. The payments (21) of a buyer depend on the optimizer chosen in (17), which may differ between a truthful and a deviating bid vector. Incentive compatibility must therefore rest on properties of optimal values, not of particular optimizers. The robust constraints of (12) and (18) range over the whole of U\mathcal UU, which may be infinite. Relating x∗\mathbf x^*x∗ to the multipliers of (13) requires replacing the robust constraint by a finite one before linear programming duality applies. Budget feasibility requires comparing two polyhedra whose budget rows differ by a term involving θ∗\theta^*θ∗ and u~i\tilde{\mathbf u}^iu~i. Neighbouring statements in the same section (Theorem 1, Proposition 6) are false, so no step can be taken on the paper's word.

Formalization scope

Buyers are Fin n and items Fin m. A valuation matrix is Fin n → Fin m → ℝ, the uncertainty set an arbitrary Set of them, and (ui,v−i)(\mathbf u_i,\mathbf v_{-i})(ui​,v−i​) is Function.update v i u_i. Every optimizer is a field of ROMData. IsROMa/IsROM assert optimality for exactly the page's problems, built from the same z\mathbf zz, x∗\mathbf x^*x∗, θ∗\theta^*θ∗, u~i\tilde{\mathbf u}^iu~i. Every statement holds for every such choice, never for one canonical selection. Allocation and payments are 000 for bids outside U\mathcal UU (step 1 of ROM.b); constraints (7)–(10) are imposed only on U\mathcal UU.

Committed conventions and additions to the page:

  • Nonnegative valuations (uij≥0u_{ij}\ge 0uij​≥0 for u∈U\mathbf u\in\mathcal Uu∈U) and nonnegative budgets are standing assumptions the paper uses without stating. The proof of Proposition 5 invokes "u~kj\tilde u_{kj}u~kj​ ... nonnegative", and (12) is infeasible for negative budgets. Both are explicit hypotheses.
  • No finiteness, boundedness or convexity of U\mathcal UU is assumed. Existence of the optimizers is part of the hypothesis IsROM, and its satisfiability has been checked on a one-buyer, one-item instance.
  • Payments may be negative; no p≥0p\ge 0p≥0 is imposed, as (5) has none.
  • In Qk\mathcal Q_kQk​ row kkk is only nonnegative; it enters neither constraint nor objective.
  • Printed slip corrected: in (18) the term ∑jxkj∗θi∗u~ji\sum_jx^*_{kj}\theta^*_i\tilde u^i_j∑j​xkj∗​θi∗​u~ji​ has an unbound kkk and is read as ∑jxij∗θi∗u~ji\sum_jx^*_{ij}\theta^*_i\tilde u^i_j∑j​xij∗​θi∗​u~ji​, matching (13) and (34).
  • The paper's optimality claims (Theorem 1, Proposition 6), the objective (5)–(6) and the dual (11) are deliberately not part of the mission.

A trivializing formalization is ruled out: the optimizers are not fixed to degenerate values (such as θ∗=0\theta^*=0θ∗=0 or a canonical y\mathbf yy), constraint (8) ranges over all deviations that stay in U\mathcal UU with the true values multiplying both allocations, and the hypotheses are jointly satisfiable.

A complete development needs finite-dimensional LP duality and complementary slackness (for Proposition 2), and finite-sum manipulation over Fin n with one index removed. LP duality lemmas in matrix form are reusable well beyond this mission. Contributions are welcome on any milestone, and on general LP duality statements stated in a form that applies directly to (33)–(34).

Selected references

  • S. Bandi, D. Bertsimas, Optimal Design for Multi-Item Auctions: A Robust Optimization Approach, Mathematics of Operations Research 39(4):1012–1038, 2014. https://doi.org/10.1287/moor.2014.0645
  • R. B. Myerson, Optimal Auction Design, Mathematics of Operations Research 6(1):58–73, 1981. https://doi.org/10.1287/moor.6.1.58
  • A. Ben-Tal, A. Nemirovski, Robust Convex Optimization, Mathematics of Operations Research 23(4):769–805, 1998. https://doi.org/10.1287/moor.23.4.769
  • D. Bertsimas, M. Sim, The Price of Robustness, Operations Research 52(1):35–53, 2004. https://doi.org/10.1287/opre.1030.0065
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Operations ResearchOptimizationProbability·Captain: mikedeng1

Adaptive Distributionally Robust Optimization: Under Complete Recourse with One Second-Stage Variable, the Linear Decision Rule in the Primary and Auxiliary Variables Is Exact (β = β_E)Research Paper

Why adaptive decisions matter

A planner often chooses a first action before uncertain inputs are known and a corrective action afterward. If the uncertain input has no trusted probability law, a distributionally robust model tests the first action against all laws consistent with known support and moment information. The corrective action may depend on the realized input. This combination produces a difficult optimization problem: the adversary chooses a probability law, while the planner chooses a function of the input. Bertsimas, Sim, and Zhang study a class in which the support and moment bounds have second-order-cone representations. Their particular question is whether a tractable affine corrective rule can recover the exact worst-case cost.

Earlier work on moment-based distributionally robust optimization developed other ambiguity sets and reformulations. The related Prove2Me drafts MinimaxSLP and TractableDRO address mean and second-moment equality classes or bounds on positive parts of affine functions. Their model conventions differ from this paper's lifted SOC support, so this mission develops its own definitions. The affine-policy result of Bertsimas, Iancu, and Parrilo concerns a different multistage robust model. The paper places these contributions in its account of robust and distributionally robust decision rules (pp. 604–605).

Two-stage model and lifted ambiguity set

Write x∈RN1x\in\mathbb R^{N_1}x∈RN1​ for the first-stage decision and z∈RI1z\in\mathbb R^{I_1}z∈RI1​ for the observed uncertainty. After observing zzz, the planner chooses a free second-stage vector y∈RN2y\in\mathbb R^{N_2}y∈RN2​. The constraint data depend affinely on zzz: A(z)=A0+∑iAiziA(z)=A^0+\sum_i A^i z_iA(z)=A0+∑i​Aizi​ and b(z)=b0+∑ibizib(z)=b^0+\sum_i b^i z_ib(z)=b0+∑i​bizi​. The fixed recourse matrix is BBB, and ddd gives the second-stage cost. The recourse value is

Q(x,z)=min⁡{d⊤y:A(z)x+By≥b(z), y∈RN2}.Q(x,z)=\min\{d^\top y:A(z)x+By\ge b(z),\ y\in\mathbb R^{N_2}\}.Q(x,z)=min{d⊤y:A(z)x+By≥b(z), y∈RN2​}.

The support set WWW restricts possible realizations. An SOC ambiguity set FFF contains probability laws PPP on zzz for which P(W)=1P(W)=1P(W)=1, EP[Gz]=μ\mathbb E_P[Gz]=\muEP​[Gz]=μ, and EP[gi(z)]≤σi\mathbb E_P[g_i(z)]\le\sigma_iEP​[gi​(z)]≤σi​ for each auxiliary function gig_igi​. The paper assumes that WWW and each epigraph {(z,ui):gi(z)≤ui}\{(z,u_i):g_i(z)\le u_i\}{(z,ui​):gi​(z)≤ui​} can be represented using products of second-order cones (Definition 3). Its exact worst-case expected recourse cost is β(x)=sup⁡P∈FEP[Q(x,z)]\beta(x)=\sup_{P\in F}\mathbb E_P[Q(x,z)]β(x)=supP∈F​EP​[Q(x,z)].

The model introduces an auxiliary vector u∈RI2u\in\mathbb R^{I_2}u∈RI2​ with lifted support Wˉ={(z,u):z∈W, g(z)≤u}\bar W=\{(z,u):z\in W,\ g(z)\le u\}Wˉ={(z,u):z∈W, g(z)≤u}. The lifted ambiguity set G\mathcal GG consists of joint laws on (z,u)(z,u)(z,u) supported on Wˉ\bar WWˉ with E[Gz]=μ\mathbb E[Gz]=\muE[Gz]=μ and E[u]≤σ\mathbb E[u]\le\sigmaE[u]≤σ. Proposition 1 states that the primary marginals of these joint laws are exactly FFF. A regular linear decision rule has y(z)=y0+Y1zy(z)=y^0+Y^1zy(z)=y0+Y1z. An extended linear decision rule has y(z,u)=y0+Y1z+Y2uy(z,u)=y^0+Y^1z+Y^2uy(z,u)=y0+Y1z+Y2u. Their best worst-case costs are βL(x)\beta_L(x)βL​(x) and βE(x)\beta_E(x)βE​(x), with feasibility enforced at every point of WWW or Wˉ\bar WWˉ respectively (§3.1).

Formalization targets

Theorem 2 gives the comparison that holds for the two rule classes:

β(x)≤βE(x)≤βL(x).\beta(x)\le\beta_E(x)\le\beta_L(x).β(x)≤βE​(x)≤βL​(x).

Theorem 1 identifies β(x)\beta(x)β(x) with the robust program (9). Its variables are r∈Rr\in\mathbb Rr∈R, s∈RL1s\in\mathbb R^{L_1}s∈RL1​, and t∈R+I2t\in\mathbb R^{I_2}_+t∈R+I2​​, constrained by r+s⊤Gz+t⊤u≥Q(x,z)r+s^\top Gz+t^\top u\ge Q(x,z)r+s⊤Gz+t⊤u≥Q(x,z) at every (z,u)∈Wˉ(z,u)\in\bar W(z,u)∈Wˉ; its objective is r+s⊤μ+t⊤σr+s^\top\mu+t^\top\sigmar+s⊤μ+t⊤σ. This result assumes relative complete recourse and Assumption 1, which represents the actual lifted support by a product of second-order cones and supplies a strict Slater point.

The mission's goal is Theorem 4. Under complete recourse and one second-stage decision variable, the extended affine class gives the exact value for every first-stage vector:

∀x∈RN1,β(x)=βE(x).\forall x\in\mathbb R^{N_1},\qquad \beta(x)=\beta_E(x).∀x∈RN1​,β(x)=βE​(x).

The equality is stronger than the bounds alone: it says that optimizing over this finite-parameter decision-rule class loses no worst-case value in the stated regime (Theorems 1, 2, and 4).

What the result supplies

Theorem 4 gives a precise case where the lifted affine approximation is exact. This matters because the unrestricted corrective decision is a function, while the affine class is described by finitely many coefficients. The paper observes that, with one recourse variable, the associated dual polyhedron has only MMM extreme points; the robust reformulation can therefore be handled using a finite collection of constraints in this regime (p. 610). Proposition 3 marks a boundary: relative complete recourse by itself does not ensure that any extended affine rule is feasible.

The results are proved mathematically in the published paper and its electronic companion; the proofs of Theorems 1 and 4 are located in the companion, which is not held with this mission's source PDF. The Lean statements here are open proof obligations. A completed development would add reusable interfaces for free-variable linear recourse, SOC-supported moment ambiguity sets, lifted joint laws, and extended-real optimization values. It would also make the assumptions behind the paper's real-valued expectations and recourse costs explicit.

The hard point

Replacing the adaptive function y(z)y(z)y(z) by an affine function of zzz alone can fail even when the recourse LP is feasible for every realization: a single affine rule must satisfy every pointwise constraint simultaneously. Adding uuu enlarges the rule class, but the lifted support contains all u≥g(z)u\ge g(z)u≥g(z), not just u=g(z)u=g(z)u=g(z). Thus its feasibility condition is stronger than feasibility on a convenient graph. Theorem 4 asserts exactness despite that universal lifted-support constraint. The direct comparison β≤βE\beta\le\beta_Eβ≤βE​ does not by itself give the reverse inequality; the robust moment reformulation must describe the same worst-case value under its Slater and recourse hypotheses (§§2.2–3.1).

Formalization scope

Finite vectors are functions on Fin n, so the paper's indices 1,…,n1,\ldots,n1,…,n become zero-based. Laws are probability measures on finite real-vector spaces. The original and lifted ambiguity sets include integrability of all primary coordinates; the lifted set also includes integrability of all auxiliary coordinates, and the original set includes integrability of each gig_igi​. This is a finite-first-moment reading of the paper's expectations. It excludes laws whose constrained linear moments exist while an unconstrained coordinate has infinite absolute moment. These conditions ensure that expected affine rule costs are genuine. The paper's Theorem 3 itself explicitly asks for finite coordinate first moments.

The recourse LP is represented as a separate reusable definition with free yyy, constraints By≥tBy\ge tBy≥t, and dual feasibility p≥0p\ge0p≥0, B⊤p=dB^\top p=dB⊤p=d. Statements using its real value require primal and dual feasibility. Theorem 2 states primal feasibility on the support at its chosen xxx; Theorem 1 uses relative complete recourse on X×WX\times WX×W; Theorem 4 uses complete recourse for every right-hand side. Theorems 1 and 4 also state dual feasibility explicitly because primal feasibility alone does not ensure it. Assumption 1 is explicit in both, including equality between its cone representation and the previously defined Wˉ\bar WWˉ. Its bound u†<σu^\dagger<\sigmau†<σ means strict inequality in every auxiliary coordinate, and strict cone feasibility means membership in the interior of the product cone.

The values β\betaβ, βL\beta_LβL​, βE\beta_EβE​, and (9) lie in the extended reals. Each printed “min” is an infimum, and no optimizer is presumed. A value is never formed by subtracting infinities. The SOC support, the epigraphs, and all rule feasibility conditions retain their pointwise meanings. Neither an empty ambiguity set nor an impossible rule class is silently replaced by a favorable real default. Contributions to LP value regularity, integrability, moment duality, and SOC geometry are all useful beyond this mission. The goal must continue to compare the original β\betaβ with the actual lifted-rule value βE\beta_EβE​; replacing either by an easier surrogate would remove its content.

Selected references

  • Dimitris Bertsimas, Melvyn Sim, and Meixia Zhang, Adaptive Distributionally Robust Optimization, Management Science 65(2):604–618, 2019. DOI.
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Differential GeometryMathematical Physics·Captain: Lucas

Relativity and Particle Mechanics: the Lorentz-force geodesic equation from Hamiltonian mechanicsResearch Paper

Motivation

How much of relativity is already contained in Hamiltonian particle mechanics? The note by Carcassi and Aidala argues that the metric tensor need not be postulated as a property of space-time: it emerges as the linear relation between the conjugate (kinetic) momentum of a particle and its velocity, Πα=m gαβ uβ\Pi_\alpha = m\,g_{\alpha\beta}\,u^\betaΠα​=mgαβ​uβ. Writing the symplectic form in position–momentum or position–velocity variables, the metric and the electromagnetic force tensor FαβF_{\alpha\beta}Fαβ​ appear as components of the symplectic structure, and the geodesic equation with the Lorentz force falls out of Hamilton's equations.

Setting

Space-time is a single coordinate chart Rn\mathbb R^nRn with coordinates xαx^\alphaxα; phase space is Rn×Rn\mathbb R^n\times\mathbb R^nRn×Rn with canonical coordinates (qα,pα)(q^\alpha,p_\alpha)(qα,pα​), qα=xαq^\alpha = x^\alphaqα=xα, and canonical Poisson bracket {f,h}=∂qμf ∂pμh−∂pμf ∂qμh\{f,h\} = \partial_{q^\mu}f\,\partial_{p_\mu}h - \partial_{p_\mu}f\,\partial_{q^\mu}h{f,h}=∂qμ​f∂pμ​​h−∂pμ​​f∂qμ​h. The data are

  1. a smooth metric gαβ(x)g_{\alpha\beta}(x)gαβ​(x): symmetric and nondegenerate at every point, of any signature, with inverse gαβg^{\alpha\beta}gαβ;
  2. a smooth vector potential Aα(x)A_\alpha(x)Aα​(x) with force tensor Fαβ=∂αAβ−∂βAαF_{\alpha\beta} = \partial_\alpha A_\beta - \partial_\beta A_\alphaFαβ​=∂α​Aβ​−∂β​Aα​;
  3. a charge eee (written qqq in the note) and a mass m≠0m \ne 0m=0.

The kinetic momentum is Πα=pα−eAα\Pi_\alpha = p_\alpha - eA_\alphaΠα​=pα​−eAα​, the velocity uα=1mgαβΠβu^\alpha = \frac1m g^{\alpha\beta}\Pi_\betauα=m1​gαβΠβ​, and the Hamiltonian (extended phase space) is H=12mΠαgαβΠβ=12m uαgαβuβH = \frac1{2m}\Pi_\alpha g^{\alpha\beta}\Pi_\beta = \frac12 m\,u^\alpha g_{\alpha\beta}u^\betaH=2m1​Πα​gαβΠβ​=21​muαgαβ​uβ; it generates the evolution dsf={f,H}d_s f = \{f,H\}ds​f={f,H} along the affine parameter sss. Christoffel symbols are Γαβγ=12(∂γgαβ+∂βgαγ−∂αgβγ)\Gamma_{\alpha\beta\gamma} = \frac12(\partial_\gamma g_{\alpha\beta} + \partial_\beta g_{\alpha\gamma} - \partial_\alpha g_{\beta\gamma})Γαβγ​=21​(∂γ​gαβ​+∂β​gαγ​−∂α​gβγ​) and Γβγα=gαδΓδβγ\Gamma^\alpha_{\beta\gamma} = g^{\alpha\delta}\Gamma_{\delta\beta\gamma}Γβγα​=gαδΓδβγ​. The note also introduces the symbol Gαβγ=∂αgβγ−∂βgαγG_{\alpha\beta\gamma} = \partial_\alpha g_{\beta\gamma} - \partial_\beta g_{\alpha\gamma}Gαβγ​=∂α​gβγ​−∂β​gαγ​, which appears in the symplectic form in position–velocity variables.

Formalization targets

Goal: the geodesic equation modified by the force tensor (eq. (9))

DsΠα  =  dsΠα−dsxδ Γδαγ Πγ  =  em Fαβ gβγ Πγ,D_s\Pi_\alpha \;=\; d_s\Pi_\alpha - d_s x^\delta\,\Gamma^\gamma_{\delta\alpha}\,\Pi_\gamma \;=\; \frac{e}{m}\,F_{\alpha\beta}\,g^{\beta\gamma}\,\Pi_\gamma ,Ds​Πα​=ds​Πα​−ds​xδΓδαγ​Πγ​=me​Fαβ​gβγΠγ​,

as an identity of functions on phase space, where ds={⋅,H}d_s = \{\cdot,H\}ds​={⋅,H}. Hamilton's equations alone, with no geometric postulate, yield the covariant Lorentz-force law.

Milestones

The milestones follow the equations of the note: the inverse-metric derivative (2), the brackets of kinetic momenta (8), the position equation (9), the symbol GGG and its raised form (10)–(11), the velocity brackets (13), the position–velocity form of the geodesic equation (14), the antisymmetrized covariant derivatives (15), and the statement that G≡0G\equiv 0G≡0 makes the metric a Hessian (16).

Significance

The results make precise the claim that the metric and the force tensor characterize the geometry of the tangent bundle as seen by Hamiltonian mechanics. The symbol GαβγG_{\alpha\beta\gamma}Gαβγ​ is not a tensor, and eq. (16) shows that frames with G≡0G\equiv0G≡0 have a Hessian metric; the note ends with the open question of which frames have G=0G = 0G=0, and whether such frames exist in curved space-time.

Difficulty

Each statement is a finite computation, but the computations combine the Leibniz rule for the Poisson bracket, derivatives of the matrix inverse, and repeated relabeling of dummy indices. Eq. (16) needs a Poincaré-lemma argument (closed one-forms on Rn\mathbb R^nRn are exact), applied twice.

Formalization scope

Everything is stated in one global chart Rn\mathbb R^nRn (Fin n → ℝ); partial derivatives are Fréchet derivatives along coordinate directions, and all index sums are explicit finite sums. Smoothness of ggg and AAA and nondegeneracy of ggg are standing assumptions (the definition IsSmoothMetric). Phase-space functions are functions of (x,p)(x,p)(x,p), and dsfd_s fds​f is the canonical Poisson bracket {f,H}\{f,H\}{f,H}, so no flow or ODE solution is needed. The differential-form computations of eqs. (3), (6), (10) and (12), and the transformation law of GGG on p. 8, are not included as targets.

Selected references

  • G. Carcassi, C. A. Aidala, Relativity and Particle Mechanics (note).
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Mathematical PhysicsQuantum Mechanics·Captain: Lucas

Carcassi–Landini–Aidala 2024: Classical mechanics as the high-entropy limit of quantum mechanicsResearch Paper

1. Motivation

Carcassi, Landini and Aidala (arXiv:2411.00972) argue that classical mechanics is the high-entropy limit of quantum mechanics, in the same way that non-relativistic mechanics is the low-speed limit of relativistic mechanics. The usual mathematical recipe ℏ→0\hbar \to 0ℏ→0 is reinterpreted as sending the entropy of pure states to −∞-\infty−∞, i.e. as S≫0S \gg 0S≫0. The paper backs this with explicit formulas: Gaussian entropy–uncertainty curves, the black-body spectrum, the trace identity for the maximally mixed state, classical and quantum "stretching maps" on phase space, and a Lindblad master equation that implements the quantum stretch. This mission formalizes those mathematical claims.

2. Setting

We use one degree of freedom with phase space R2∋(x,p)\mathbb R^2 \ni (x,p)R2∋(x,p).

  • Gaussian entropies. For a Gaussian state with uncertainty Σ=σxσp\Sigma = \sigma_x\sigma_pΣ=σx​σp​ the classical (Gibbs) entropy is SC(Σ)=ln⁡(Σ/ℏ)+1S_C(\Sigma) = \ln(\Sigma/\hbar) + 1SC​(Σ)=ln(Σ/ℏ)+1 (Eq. 2). The quantum (von Neumann) entropy is SQ(Σ)=(Σℏ+12)ln⁡(Σℏ+12)−(Σℏ−12)ln⁡(Σℏ−12)S_Q(\Sigma) = (\tfrac{\Sigma}{\hbar}+\tfrac12)\ln(\tfrac{\Sigma}{\hbar}+\tfrac12) - (\tfrac{\Sigma}{\hbar}-\tfrac12)\ln(\tfrac{\Sigma}{\hbar}-\tfrac12)SQ​(Σ)=(ℏΣ​+21​)ln(ℏΣ​+21​)−(ℏΣ​−21​)ln(ℏΣ​−21​) (Eq. 3). The rescaled quantum entropy of Section 4.3 is SQλ(Σ)=SQ(λΣ)−ln⁡λS^\lambda_Q(\Sigma) = S_Q(\lambda\Sigma) - \ln\lambdaSQλ​(Σ)=SQ​(λΣ)−lnλ. It is the quantum curve after shrinking the pure-state uncertainty from ℏ\hbarℏ to ℏ/λ\hbar/\lambdaℏ/λ and moving the zero of entropy accordingly.
  • Pure stretching map. T(x,p)=(λx,λp)T(x,p) = (\sqrt\lambda x, \sqrt\lambda p)T(x,p)=(λ​x,λ​p) with λ>1\lambda > 1λ>1 (Eq. 16). It acts on densities by push-forward, (Tρ)(z)=λ−1ρ(z/λ)(T\rho)(z) = \lambda^{-1}\rho(z/\sqrt\lambda)(Tρ)(z)=λ−1ρ(z/λ​). The Gibbs entropy is S(ρ)=−∫ρlog⁡ρS(\rho) = -\int\rho\log\rhoS(ρ)=−∫ρlogρ (Eq. 15). The same stretch acts on Husimi distributions on C\mathbb CC: Qλ(α)=λ−1Q1(α/λ)Q_\lambda(\alpha) = \lambda^{-1}Q_1(\alpha/\sqrt\lambda)Qλ​(α)=λ−1Q1​(α/λ​) (Eq. 24).
  • Lindblad generator. In the Heisenberg picture, X˙=iℏ[H,X]+∑iγi(Li†XLi−12{Li†Li,X})\dot X = \tfrac{i}{\hbar}[H,X] + \sum_i\gamma_i(L_i^\dagger X L_i - \tfrac12\{L_i^\dagger L_i, X\})X˙=ℏi​[H,X]+∑i​γi​(Li†​XLi​−21​{Li†​Li​,X}) (Eq. 26). The quantum stretch uses H=0H = 0H=0 and a single jump operator L=a†L = a^\daggerL=a†, where the ladder operators satisfy [a,a†]=1[a,a^\dagger] = 1[a,a†]=1.

3. Target

The goal (Section 4.3, Fig. 3, p. 11): for all ℏ>0\hbar > 0ℏ>0 and Σ>0\Sigma > 0Σ>0,

lim⁡λ→∞(SQ(λΣ)−ln⁡λ)=ln⁡(Σ/ℏ)+1=SC(Σ).\lim_{\lambda\to\infty}\big(S_Q(\lambda\Sigma) - \ln\lambda\big) = \ln(\Sigma/\hbar) + 1 = S_C(\Sigma).λ→∞lim​(SQ​(λΣ)−lnλ)=ln(Σ/ℏ)+1=SC​(Σ).

This is the quantitative form of "taking λ→∞\lambda\to\inftyλ→∞ is equivalent to ℏ→0\hbar\to0ℏ→0": the quantum Gaussian entropy curve converges to the classical one.

Milestones, in the order of the paper:

  1. Zeros and signs of the entropy curves (Sec. 2.2): SQ(ℏ/2)=0S_Q(\hbar/2)=0SQ​(ℏ/2)=0 and SQ>0S_Q>0SQ​>0 above the Heisenberg bound; SC(ℏ/e)=0S_C(\hbar/e) = 0SC​(ℏ/e)=0 and SC<0S_C<0SC​<0 below it.
  2. Fig. 2: SC(Σ)−SQ(Σ)→0S_C(\Sigma) - S_Q(\Sigma) \to 0SC​(Σ)−SQ​(Σ)→0 as Σ→∞\Sigma\to\inftyΣ→∞.
  3. Eq. (4): tr⁡(AB I/n)=tr⁡(BA I/n)\operatorname{tr}(AB\,I/n) = \operatorname{tr}(BA\,I/n)tr(ABI/n)=tr(BAI/n).
  4. Eq. (8): Planck's law divided by the Rayleigh–Jeans law tends to 111 as β→0+\beta\to0^+β→0+.
  5. Eq. (15): S(Tρ)=S(ρ)+log⁡λS(T\rho) = S(\rho) + \log\lambdaS(Tρ)=S(ρ)+logλ.
  6. Eq. (18): ⟨T(xnpm)⟩=λ n+m⟨xnpm⟩\langle T(x^np^m)\rangle = \sqrt\lambda^{\,n+m}\langle x^np^m\rangle⟨T(xnpm)⟩=λ​n+m⟨xnpm⟩.
  7. Eq. (25): ∫αnαˉmQλ=λ n+m∫βnβˉmQ1\int\alpha^n\bar\alpha^m Q_\lambda = \sqrt\lambda^{\,n+m}\int\beta^n\bar\beta^mQ_1∫αnαˉmQλ​=λ​n+m∫βnβˉ​mQ1​.
  8. Eq. (28): for L=a†L = a^\daggerL=a†, H=0H=0H=0, the generator maps an(a†)ma^n(a^\dagger)^man(a†)m to γ2(n+m) an(a†)m\tfrac\gamma2(n+m)\,a^n(a^\dagger)^m2γ​(n+m)an(a†)m.
  9. Eq. (38): [λX,λP]=iλℏ[\sqrt\lambda X, \sqrt\lambda P] = i\lambda\hbar[λ​X,λ​P]=iλℏ when [X,P]=iℏ[X,P] = i\hbar[X,P]=iℏ.

4. Significance

The goal makes the slogan "classical = high-entropy quantum" precise for Gaussian states: the classical entropy–uncertainty law is exactly the limit of the quantum one under the entropy rescaling the paper constructs. The milestones are the computational facts the argument rests on. The paper derives them by hand and none has been machine-checked. Several are reusable well beyond this paper: entropy under scaling of densities, moment scaling under dilations, and the action of the Lindblad generator on anti-normally ordered monomials in the Weyl algebra.

5. Difficulty

The goal is an asymptotic expansion of x↦(x+12)ln⁡(x+12)−(x−12)ln⁡(x−12)x\mapsto(x+\tfrac12)\ln(x+\tfrac12) - (x-\tfrac12)\ln(x-\tfrac12)x↦(x+21​)ln(x+21​)−(x−21​)ln(x−21​) at infinity. The naive term-by-term limit has the form ∞−∞\infty-\infty∞−∞ and must be organised as a difference quotient or Taylor expansion of xln⁡xx\ln xxlnx. The measure-theoretic milestones need change of variables for the dilation z↦z/λz\mapsto z/\sqrt\lambdaz↦z/λ​ on R2\mathbb R^2R2 and C\mathbb CC, plus careful integrability bookkeeping for ρlog⁡ρ\rho\log\rhoρlogρ. The Lindblad milestone needs the commutator identities [an,a†]=nan−1[a^n, a^\dagger] = n a^{n-1}[an,a†]=nan−1 and [a,(a†)m]=m(a†)m−1[a, (a^\dagger)^m] = m (a^\dagger)^{m-1}[a,(a†)m]=m(a†)m−1 in a noncommutative ring.

6. Formalization scope

  • Entropies are real functions of ℏ\hbarℏ and Σ\SigmaΣ; we assume ℏ>0\hbar>0ℏ>0 and Σ>0\Sigma>0Σ>0. Lean's Real.log returns 000 at 000, which agrees with the convention 0ln⁡0=00\ln0=00ln0=0 at the Heisenberg point Σ=ℏ/2\Sigma=\hbar/2Σ=ℏ/2.
  • Phase space is ℝ × ℝ with Lebesgue measure, and Husimi distributions live on ℂ. Densities are real functions. The entropy milestone assumes ρ≥0\rho\ge0ρ≥0, ∫ρ=1\int\rho = 1∫ρ=1, and integrability of ρ\rhoρ and ρlog⁡ρ\rho\log\rhoρlogρ, i.e. finite entropy, which the paper uses implicitly. The moment identities hold for every function, since an integral that does not converge is 000 on both sides.
  • Ladder operators are elements a,a†a, a^\daggera,a† of an abstract ℂ-algebra with aa†−a†a=1aa^\dagger - a^\dagger a = 1aa†−a†a=1, and the adjoint of each jump operator is passed explicitly. This avoids unbounded operators. The hypothesis is satisfiable, e.g. by differentiation and multiplication by XXX on C[X]\mathbb C[X]C[X]. No bounded operators satisfy it, so do not specialise to a C*-algebra.
  • λ>1\lambda>1λ>1 throughout, as in the paper (ΔS=log⁡λ>0\Delta S = \log\lambda > 0ΔS=logλ>0).
  • Out of scope: the CPTP property and entropy monotonicity of TQT_QTQ​ (Eqs. 31–32), and the Wigner-function formulas (Eqs. 46–54). These need operator theory on L2L^2L2 that is not available in Mathlib.

Selected references

  • G. Carcassi, M. Landini, C. A. Aidala, Classical mechanics as the high-entropy limit of quantum mechanics, arXiv:2411.00972v3 (2026). https://arxiv.org/abs/2411.00972
  • M. A. Nielsen, I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press (2010).
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Functional AnalysisMathematical Physics·Captain: Lucas

The unphysicality of Hilbert spaces (Carcassi–Aidala–Calderón)Research Paper

Motivation

Quantum states are standardly modelled as rays in a complex Hilbert space, following von Neumann's 1932 axiomatisation. Carcassi, Aidala and Calderón (arXiv:2308.06669) examine which parts of this definition can be justified by physical requirements. They argue that the inner product space structure is physically required — it is exactly what is needed to describe statistical mixtures of states and their entropy — while completeness in infinite dimensions is not: it forces the state space to contain states with infinite expectation values, coordinate changes that turn finite expectations into infinite ones, and time evolutions that do so in finite time. The paper suggests Schwartz spaces as a possible alternative.

The physical conclusions of the paper (its Propositions 19 and 31) are arguments, not mathematical theorems. Behind them, however, sits a set of precise mathematical statements in Section VI and Appendix A. This mission formalizes those statements.

Setting

Let HHH be a complex inner product space, not necessarily complete. For ψ∈H\psi\in Hψ∈H, ∣ψ⟩⟨ψ∣|\psi\rangle\langle\psi|∣ψ⟩⟨ψ∣ is the operator x↦⟨ψ,x⟩ψx\mapsto\langle\psi,x\rangle\psix↦⟨ψ,x⟩ψ. A finite mixture of pure states is an operator ∑iai∣ψi⟩⟨ψi∣\sum_i a_i|\psi_i\rangle\langle\psi_i|∑i​ai​∣ψi​⟩⟨ψi​∣ with finitely many unit vectors ψi\psi_iψi​ and weights ai>0a_i>0ai​>0 summing to 111. The von Neumann entropy of such an operator is S(ρ)=−∑kλklog⁡λkS(\rho)=-\sum_k\lambda_k\log\lambda_kS(ρ)=−∑k​λk​logλk​ over its eigenvalues, and I(ψ,ϕ)I(\psi,\phi)I(ψ,ϕ) denotes the entropy of the equal mixture 12∣ψ⟩⟨ψ∣+12∣ϕ⟩⟨ϕ∣\frac12|\psi\rangle\langle\psi|+\frac12|\phi\rangle\langle\phi|21​∣ψ⟩⟨ψ∣+21​∣ϕ⟩⟨ϕ∣.

On the position side, L2(R)L^2(\mathbb R)L2(R) is the Hilbert space of square-integrable complex wave functions. An orientation-preserving diffeomorphism f:R→Rf:\mathbb R\to\mathbb Rf:R→R (smooth, strictly increasing, with smooth inverse) acts on wave functions by

(Ufψ)(y)=ψ(f−1(y))∣(f−1)′(y)∣,(U_f\psi)(y)=\psi\bigl(f^{-1}(y)\bigr)\sqrt{|(f^{-1})'(y)|},(Uf​ψ)(y)=ψ(f−1(y))∣(f−1)′(y)∣​,

which is the transformation law of a wave function under the change of coordinate y=f(x)y=f(x)y=f(x). The nnn-th absolute position moment of a state ψ\psiψ is ∫∣x∣n∣ψ(x)∣2 dx∈[0,∞]\int|x|^n|\psi(x)|^2\,dx\in[0,\infty]∫∣x∣n∣ψ(x)∣2dx∈[0,∞]; finite moments of all orders are the natural minimal requirement for the statistics of position to be well defined.

Formalization targets

Goal

∃ f, U=Uf, ψ∈L2(R), ∥ψ∥=1:∫∣x∣n∣ψ∣2<∞  ∀n,∫y2 ∣Uψ(y)∣2 dy=∞.\exists\,f,\ U=U_f,\ \psi\in L^2(\mathbb R),\ \|\psi\|=1:\quad \int|x|^n|\psi|^2<\infty\ \ \forall n,\qquad \int y^2\,|U\psi(y)|^2\,dy=\infty .∃f, U=Uf​, ψ∈L2(R), ∥ψ∥=1:∫∣x∣n∣ψ∣2<∞  ∀n,∫y2∣Uψ(y)∣2dy=∞.

A unitary transformation of L2(R)L^2(\mathbb R)L2(R) that is nothing but a change of the position coordinate can map a state with all moments finite to one with infinite expected squared position. The goal is stated existentially, leaving the particular change of coordinates free.

Milestones

  1. Proposition 5 — rays alone do not determine the coefficients of a superposition.
  2. Proposition 7 — equal strictly convex mixtures span the same subspace.
  3. Proposition 8 — a finite-rank mixed state can be decomposed so as to include a given pure state from its range.
  4. Proposition 9 — ψ\psiψ is a superposition of {ϕj}\{\phi_j\}{ϕj​} iff some mixture of the ϕj\phi_jϕj​ can also be written as a mixture including ψ\psiψ.
  5. Proposition 10 — I(ψ,ϕ)=f(∣⟨ψ,ϕ⟩∣)I(\psi,\phi)=f(|\langle\psi,\phi\rangle|)I(ψ,ϕ)=f(∣⟨ψ,ϕ⟩∣) with an explicit fff injective on [0,1][0,1][0,1].
  6. Proposition 20 — the domain of an unbounded closed operator between Hilbert spaces is not complete.
  7. Proposition 21 — a unitary can move a vector out of such a domain.
  8. Proposition 24 — UfU_fUf​ is unitary on L2(R)L^2(\mathbb R)L2(R).
  9. Equation (29) — y(x)=tan⁡(π2erf⁡x)y(x)=\tan(\frac\pi2\operatorname{erf}x)y(x)=tan(2π​erfx) is an orientation-preserving diffeomorphism transporting the Gaussian state e−x2/π\sqrt{e^{-x^2}/\sqrt\pi}e−x2/π​​ to 1/π(y2+1)1/\sqrt{\pi(y^2+1)}1/π(y2+1)​.
  10. Equations (27)–(28) — the Gaussian state has all moments finite, the Lorentzian state has all moments of order ≥2\ge2≥2 infinite.

Significance

The goal makes precise one of the paper's three claims about completeness: being an isomorphism of Hilbert spaces does not respect finiteness of expectation values, even for a transformation as innocuous as a smooth change of coordinates. Propositions 20 and 21 make precise the companion claim that completeness forces the inclusion of states outside the domain of every unbounded observable, and that unitaries do not preserve such domains. Propositions 7–10 make precise the paper's case for the inner product: equivalence of superposition with non-unique decomposition of mixtures, and the entropic meaning of the transition probability.

All statements are mathematically elementary relative to modern functional analysis, and none of them, to the knowledge of the proposer, has a machine-checked proof. Formalizing them pins down hypotheses the paper leaves implicit: two statements needed corrections to be true (see the notes on Propositions 8 and 20).

Difficulty

Most of the work is infrastructure rather than a single hard step. Proposition 24 requires the change-of-variables formula for Lebesgue integrals and a construction of the induced operator on L2L^2L2 equivalence classes, including surjectivity. Equation (29) requires developing the error function (limits ±1\pm1±1 at ±∞\pm\infty±∞, smoothness, positivity of its derivative) and differentiating tan⁡∘(π2erf⁡)\tan\circ(\frac\pi2\operatorname{erf})tan∘(2π​erf). Proposition 10 requires computing the spectrum of a rank-two operator through the eigenvalue API for self-adjoint operators on a finite-dimensional space. Proposition 20 rests on the closed graph theorem. The moment statements require Gaussian integrability and a comparison of ∣y∣n/(1+y2)|y|^n/(1+y^2)∣y∣n/(1+y2) with 1/∣y∣1/|y|1/∣y∣ at infinity.

Formalization scope

All statements live in the namespace UnphysicalHilbert. State spaces are complex inner product spaces (InnerProductSpace ℂ H), completeness assumed only where the paper assumes a Hilbert space. Finite sets of states are finite indexed families; a finite-rank density operator is a finite strictly convex combination of pure states. The entropy of the equal mixture is computed on the span of the two vectors, on which the operator acts. L2(R)L^2(\mathbb R)L2(R) is Lp ℂ 2 volume, unitaries are linear isometric equivalences, and finiteness of a moment means Lebesgue integrability of ∣x∣n∣ψ(x)∣2|x|^n|\psi(x)|^2∣x∣n∣ψ(x)∣2.

Two departures from the text are deliberate and flagged in the item notes: Proposition 8 assumes ψ∈range⁡ρ\psi\in\operatorname{range}\rhoψ∈rangeρ instead of ⟨ψ∣ρ∣ψ⟩≠0\langle\psi|\rho|\psi\rangle\neq0⟨ψ∣ρ∣ψ⟩=0 (the latter admits a counterexample in C2\mathbb C^2C2), and Propositions 20–21 assume the operator is closed (without some such hypothesis an everywhere-defined discontinuous functional is a counterexample). Proposition 5 assumes the coefficients are nonzero, which its proof uses. The time evolution of eq. (30) and the remarks on Schwartz spaces in Section VIII are not formalized, because the paper does not state them as propositions. The existential goal cannot be satisfied trivially: the operator is pinned to the change-of-variables formula, and ψ\psiψ must be a unit vector with all moments finite.

Contributions of reusable infrastructure are welcome, in particular: the error function, the unitary on L2(R)L^2(\mathbb R)L2(R) induced by a diffeomorphism, and the spectrum of 12(∣ψ⟩⟨ψ∣+∣ϕ⟩⟨ϕ∣)\frac12(|\psi\rangle\langle\psi|+|\phi\rangle\langle\phi|)21​(∣ψ⟩⟨ψ∣+∣ϕ⟩⟨ϕ∣).

Selected references

  • G. Carcassi, C. A. Aidala, F. Calderón, The unphysicality of Hilbert spaces, arXiv:2308.06669v3, 2024. https://arxiv.org/abs/2308.06669
  • J. von Neumann, Mathematische Grundlagen der Quantenmechanik, Springer, 1932.
  • M. Reed, B. Simon, Methods of Modern Mathematical Physics I: Functional Analysis, Academic Press, 1980.
  • B. C. Hall, Quantum Theory for Mathematicians, Graduate Texts in Mathematics 267, Springer, 2013. https://doi.org/10.1007/978-1-4614-7116-5
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Linear algebraStatistics·Captain: Lucas

Local Distance Network (H0DN 2026): generalized least squares behind the H0 consensusResearch Paper

Motivation

The Hubble constant H0H_0H0​ is the present expansion rate of the Universe. Its value measured locally with distance-ladder methods disagrees with the value inferred from the early Universe under the standard Λ\LambdaΛCDM model (the Hubble tension). The H0DN Collaboration (A&A 708, A166, 2026) combined geometric distances, Cepheids, the tip of the red giant branch, Miras, carbon stars, Type Ia and Type II supernovae, surface brightness fluctuations, the fundamental plane, Tully–Fisher relations and megamasers into a single Local Distance Network, reporting the baseline value H0=73.50±0.81 km s−1 Mpc−1H_0=73.50\pm0.81\ \mathrm{km\,s^{-1}\,Mpc^{-1}}H0​=73.50±0.81 kms−1Mpc−1.

That number comes from one statistical step. All equations of the network are linear (or linearized) in the parameters, the measurement errors are correlated, and the parameters are obtained by generalized least squares with a non-diagonal covariance matrix (Appendix B of the paper). The paper relies on three mathematical facts: the covariance-weighted solution is the Best Linear Unbiased Estimator (Aitken 1935); weighting by the inverse covariance gives the lowest variance among weighted least-squares solutions; and replacing the inverse of a singular covariance matrix by its Moore–Penrose inverse (Penrose 1956) is "completely equivalent to analytically making sure that only linearly independent equations are used". This mission formalizes exactly those facts.

Timeline of the mathematics used:

  • Gauss (1820s): least squares gives minimum-variance linear unbiased estimates for uncorrelated errors of equal variance.
  • Aitken (1935): extension to correlated errors with a known covariance matrix, i.e. generalized least squares.
  • Penrose (1955–1956): the generalized inverse characterized by the four Penrose equations, and its use for best approximate solutions of linear equations.

Setting

The data vector Y∈RmY\in\mathbb R^{m}Y∈Rm has one entry per equation of the network (host-distance, host-group, calibrator and Hubble-flow equations; m=255m=255m=255 in the baseline). The parameter vector X∈RnX\in\mathbb R^{n}X∈Rn collects host distance moduli, group distance moduli, reference absolute magnitudes and log⁡10H0\log_{10}H_0log10​H0​. The coefficient matrix A∈Rm×nA\in\mathbb R^{m\times n}A∈Rm×n gives the theory prediction AXAXAX, and the data have covariance matrix C∈Rm×mC\in\mathbb R^{m\times m}C∈Rm×m.

For a symmetric positive-definite weight matrix WWW the quadratic form of Eq. (B.2) is

Q(X)=(Y−AX)TW(Y−AX),Q(X)=(Y-AX)^{\mathsf T}W(Y-AX),Q(X)=(Y−AX)TW(Y−AX),

and W=C−1W=C^{-1}W=C−1 gives the χ2\chi^2χ2 of Eq. (B.1). When AAA has full column rank, the GLS estimator matrix is LW=(ATWA)−1ATWL_W=(A^{\mathsf T}WA)^{-1}A^{\mathsf T}WLW​=(ATWA)−1ATW and the GLS estimate is X^W=LWY\hat X_W=L_WYX^W​=LW​Y. A linear estimator LYLYLY has covariance LCLTLCL^{\mathsf T}LCLT. A matrix PPP is a Moore–Penrose inverse of MMM if MPM=MMPM=MMPM=M, PMP=PPMP=PPMP=P, and MPMPMP and PMPMPM are symmetric.

In the network the mmm equations are built from only kkk distinct measurements (k=183k=183k=183 in the baseline): Y=BZY=BZY=BZ with Z∈RkZ\in\mathbb R^{k}Z∈Rk the vector of distinct measurements, of positive-definite covariance SSS, and BBB of full column rank. Then C=BSBTC=BSB^{\mathsf T}C=BSBT is singular whenever m>km>km>k.

Formalization targets

Goal: the χ2\chi^2χ2 solution is BLUE

For Y=AX0+εY=AX_0+\varepsilonY=AX0​+ε with Eε=0\mathbb E\varepsilon=0Eε=0, Cov⁡(ε)=C≻0\operatorname{Cov}(\varepsilon)=C\succ0Cov(ε)=C≻0 and AAA of full column rank, the estimate X^=LC−1Y\hat X=L_{C^{-1}}YX^=LC−1​Y is unbiased, and for every LLL such that LYLYLY is unbiased for every true parameter, and every v∈Rnv\in\mathbb R^nv∈Rn,

Var⁡(vTX^)≤Var⁡(vTLY).\operatorname{Var}(v^{\mathsf T}\hat X)\le\operatorname{Var}(v^{\mathsf T}LY).Var(vTX^)≤Var(vTLY).

Milestones

  1. Eq. (B.2): X^W\hat X_WX^W​ minimizes QQQ.
  2. Unbiasedness: LWA=IL_WA=ILW​A=I.
  3. Parameter covariance: LC−1CLC−1T=(ATC−1A)−1L_{C^{-1}}CL_{C^{-1}}^{\mathsf T}=(A^{\mathsf T}C^{-1}A)^{-1}LC−1​CLC−1T​=(ATC−1A)−1.
  4. Variance propagation: Var⁡(vTLY)=vTLCLTv\operatorname{Var}(v^{\mathsf T}LY)=v^{\mathsf T}LCL^{\mathsf T}vVar(vTLY)=vTLCLTv.
  5. Aitken, matrix form: LA=I⇒LCLT−(ATC−1A)−1⪰0LA=I\Rightarrow LCL^{\mathsf T}-(A^{\mathsf T}C^{-1}A)^{-1}\succeq0LA=I⇒LCLT−(ATC−1A)−1⪰0.
  6. Optimal weight: LWCLWT−LC−1CLC−1T⪰0L_WCL_W^{\mathsf T}-L_{C^{-1}}CL_{C^{-1}}^{\mathsf T}\succeq0LW​CLWT​−LC−1​CLC−1T​⪰0 for every W≻0W\succ0W≻0.
  7. Penrose: the Moore–Penrose inverse exists and is unique.
  8. Appendix B.2: if Y=BZY=BZY=BZ, C=BSBTC=BSB^{\mathsf T}C=BSBT, A=BA0A=BA_0A=BA0​ and PPP is a Moore–Penrose inverse of CCC, then (Y−AX)TP(Y−AX)=(Z−A0X)TS−1(Z−A0X)(Y-AX)^{\mathsf T}P(Y-AX)=(Z-A_0X)^{\mathsf T}S^{-1}(Z-A_0X)(Y−AX)TP(Y−AX)=(Z−A0​X)TS−1(Z−A0​X) for all XXX, and the two GLS estimates coincide.

Numerical claims of the paper

With the tension T(x,σx;y,σy)=∣x−y∣/σx2+σy2T(x,\sigma_x;y,\sigma_y)=|x-y|/\sqrt{\sigma_x^2+\sigma_y^2}T(x,σx​;y,σy​)=∣x−y∣/σx2​+σy2​​ between independent measurements:

  1. Abstract (2): relative uncertainties 0.809/73.4990.809/73.4990.809/73.499 and 0.697/73.9940.697/73.9940.697/73.994 (Table 4, V00 and V99) round to 1.1%1.1\%1.1% and 0.9%0.9\%0.9%.
  2. Abstract (6): T(73.50,0.81; 67.24,0.35)T(73.50,0.81;\,67.24,0.35)T(73.50,0.81;67.24,0.35) rounds to 7.17.17.1.
  3. Abstract (6): T(73.50,0.81; 68.51,0.58)T(73.50,0.81;\,68.51,0.58)T(73.50,0.81;68.51,0.58) rounds to 5.05.05.0.
  4. Sect. 5.2.4: T(73.994,0.697; 67.24,0.35)T(73.994,0.697;\,67.24,0.35)T(73.994,0.697;67.24,0.35) and T(73.656,0.713; 67.24,0.35)T(73.656,0.713;\,67.24,0.35)T(73.656,0.713;67.24,0.35) (Table 4, V99 and V99A) round to 8.78.78.7 and 8.18.18.1.

Significance

The result itself. These statements are what makes the reported H0H_0H0​ and its error bar meaningful as statistical quantities: the estimate is unbiased, its reported uncertainty is the covariance (ATC−1A)−1(A^{\mathsf T}C^{-1}A)^{-1}(ATC−1A)−1, no other linear unbiased combination of the same data is more precise, and the pseudoinverse shortcut used in the public code neither adds nor removes information compared with an explicit reduction to independent equations. The same facts underlie every covariance-weighted combination of correlated measurements.

Formalizing it. All of these results are classical and proved in the statistics literature. This mission adds machine-checked versions stated in the form used by the paper, including the pseudoinverse equivalence of Appendix B.2, which the paper states without proof. The astrophysical inputs (data selection, linearization, the numerical value of H0H_0H0​) are outside the scope of formal proof.

Difficulty

Each statement is classical, but the formal versions are not one-liners. The goal connects measure-theoretic expectation, variance and covariance with matrix algebra: variances of linear combinations of square-integrable random variables must be expanded through bilinearity of covariance before a Loewner-order inequality applies. The pseudoinverse equivalence fails without the full-column-rank hypothesis on BBB, and has to handle a singular CCC for which C−1C^{-1}C−1 does not exist. Existence of the Moore–Penrose inverse needs a spectral or rank-factorization argument; it is not available as a ready-made matrix operation.

Formalization scope

Everything is over R\mathbb RR with arbitrary finite index types. "Full column rank" is stated as injectivity of X↦AXX\mapsto AXX↦AX. Positive (semi)definiteness uses Mathlib's Matrix.PosDef / Matrix.PosSemidef, which include symmetry. Mathlib's matrix inverse returns 000 on singular matrices; every statement that uses (ATWA)−1(A^{\mathsf T}WA)^{-1}(ATWA)−1 carries hypotheses under which that matrix is invertible. The Moore–Penrose inverse is a predicate (the four Penrose equations), and the uniqueness milestone makes it a well-defined object. The probabilistic goal assumes only mean zero, finite second moments and a given covariance matrix (no Gaussianity). Unbiasedness of the competing estimator is required for every value of the true parameter, which rules out estimators that are unbiased only at one parameter value.

The numerical items check only the arithmetic from the published central values and uncertainties to the quoted significances and percentages; "rounds to aaa" is stated as a−0.05≤⋅<a+0.05a-0.05\le\cdot<a+0.05a−0.05≤⋅<a+0.05 (or the corresponding percentage interval). They say nothing about whether the inputs are correct.

The shared definitions (quadratic form, GLS estimator, estimator covariance, Moore–Penrose predicate) can be reused for any weighted least-squares development. Contributions are welcome on all milestones, as well as on a reusable construction of the matrix pseudoinverse.

Selected references

  • H0DN Collaboration (S. Casertano et al.), The Local Distance Network: A community consensus report on the measurement of the Hubble constant at ∼1% precision, A&A 708, A166, 2026. https://doi.org/10.1051/0004-6361/202557993
  • A. C. Aitken, On least squares and linear combination of observations, Proc. Royal Soc. Edinburgh 55, 42, 1935 (as cited in Appendix B of the paper above).
  • R. Penrose, On best approximate solutions of linear matrix equations, Math. Proc. Camb. Philos. Soc. 52, 17, 1956 (as cited in Appendix B.2 of the paper above).
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Mathematical Physics·Captain: Lucas

Goodman–Witten 1985: Detectability of Certain Dark-Matter CandidatesResearch Paper

Motivation

The rotation curves of spiral galaxies indicate that galaxies sit inside extended dark halos whose mass dominates the visible matter (Faber–Gallagher 1979). If the halo is a gas of elementary particles moving at galactic velocities (v∼200v \sim 200v∼200 km/s), those particles stream through every laboratory on Earth. In 1985 Goodman and Witten asked whether a detector then being proposed for neutrinos — the superconducting-grain detector of Drukier and Stodolsky, which registers nuclear recoils of tens of eV and up through elastic neutral-current scattering (Drukier–Stodolsky 1984) — could see halo particles by the same mechanism.

Their answer, worked out with a handful of explicit formulas, was yes for three broad classes of candidates: particles with coherent weak interactions, particles with spin-dependent interactions of weak strength (with the photino as the example), and strongly interacting particles. The paper is the starting point of direct dark-matter detection: the recoil-energy kinematics, the counting-rate formula and the split into spin-independent and spin-dependent couplings introduced here are still the standard framework of every nuclear-recoil experiment.

Setting

A halo particle of mass mmm and speed vvv scatters elastically from a target nucleus of mass number AAA, mass M=A mNM = A\,m_NM=AmN​, at rest. In a non-relativistic elastic collision momentum and kinetic energy are conserved, and the recoil kinetic energy deposited in the nucleus is bounded by

ϵ=(2mv)22M.\epsilon = \frac{(2mv)^2}{2M}.ϵ=2M(2mv)2​.

A kilogram of detector contains K=6.0×1026/AK = 6.0\times10^{26}/AK=6.0×1026/A target nuclei. Halo particles of mass density ρ\rhoρ have number density ρ/m\rho/mρ/m and flux F=ρv/mF = \rho v/mF=ρv/m, so the counting rate with cross section σ\sigmaσ is R=KFσR = KF\sigmaR=KFσ, quoted in events per kilogram per day. The paper normalises with the reduced cross section σˉ=(σ/A)(1 GeV/m)\bar\sigma = (\sigma/A)(1\ \mathrm{GeV}/m)σˉ=(σ/A)(1 GeV/m).

For a constant invariant amplitude M\mathcal MM the elastic cross section is

σ=m2M2π(m+M)2 ∣M∣2.\sigma = \frac{m^2M^2}{\pi(m+M)^2}\,|\mathcal M|^2 .σ=π(m+M)2m2M2​∣M∣2.

The three candidate classes differ only in M\mathcal MM (or σ\sigmaσ):

  1. Coherent weak: M=GFYˉNˉ/2\mathcal M = G_F\bar Y\bar N/\sqrt2M=GF​YˉNˉ/2​, where Yˉ\bar YYˉ is the weak hypercharge combination of the particle and Nˉ=N−(1−4sin⁡2θ)Z\bar N = N - (1-4\sin^2\theta)ZNˉ=N−(1−4sin2θ)Z for a nucleus with NNN neutrons and ZZZ protons.
  2. Spin-dependent (photino): ⟨∣M∣2⟩=(4q4/MQ~4) λ2J(J+1)\langle|\mathcal M|^2\rangle = (4q^4/M_{\tilde Q}^4)\,\lambda^2J(J+1)⟨∣M∣2⟩=(4q4/MQ~​4​)λ2J(J+1), where qqq is the charge of the light quark, MQ~M_{\tilde Q}MQ~​​ the mass of its scalar partner, JJJ the nuclear spin and λ\lambdaλ a nuclear-structure constant.
  3. Strongly interacting: a hard-sphere cross section σ=4πRnuc2\sigma = 4\pi R_{\mathrm{nuc}}^2σ=4πRnuc2​ with Rnuc=1.25A1/3×10−13R_{\mathrm{nuc}} = 1.25A^{1/3}\times10^{-13}Rnuc​=1.25A1/3×10−13 cm, multiplied by a stopping factor ϵ≤1\epsilon \le 1ϵ≤1 for the earth or the atmosphere.

Standard halo values are ρ=10−24\rho = 10^{-24}ρ=10−24 g/cm3^33 and v=200v = 200v=200 km/s, and the benchmark detector sensitivity is 1 event/kg/day.

Formalization targets

Goal: the three detectability claims

With ρ=10−24\rho = 10^{-24}ρ=10−24 g/cm3^33 and v=200v = 200v=200 km/s:

  1. for a lead target and Yˉ=1\bar Y = 1Yˉ=1, the coherent rate of Eq. (2) is at least 1 event/kg/day for all 1 GeV≤m≤1071\ \mathrm{GeV}\le m\le10^71 GeV≤m≤107 GeV (for any 0.2≤sin⁡2θ≤0.250.2\le\sin^2\theta\le0.250.2≤sin2θ≤0.25);
  2. for photinos with mass equal to the nuclear mass and λ2J(J+1)=1\lambda^2J(J+1) = 1λ2J(J+1)=1, the rate is of order 1 event/kg/day, 1≤R<101\le R<101≤R<10, for (q,MQ~)=(23e,100 GeV)(q, M_{\tilde Q}) = (\tfrac23e, 100\ \mathrm{GeV})(q,MQ~​​)=(32​e,100 GeV) and (13e,50 GeV)(\tfrac13e, 50\ \mathrm{GeV})(31​e,50 GeV);
  3. for targets from aluminium to lead (27≤A≤20727\le A\le20727≤A≤207) and ϵ=1\epsilon = 1ϵ=1, strongly interacting particles give at least 1 event/kg/day exactly up to a mass
M∗∈[1.5×1013, 4.5×1013] GeV.M^*\in[1.5\times10^{13},\,4.5\times10^{13}]\ \mathrm{GeV}.M∗∈[1.5×1013,4.5×1013] GeV.

Milestones

The milestones follow the paper's equations in order: the recoil bounds and the 1–2 GeV lower mass limit (p. 3059); the counting-rate formula, Eq. (1); the coherent reduced cross section, Eq. (2), and the resulting 10410^4104/kg day rates; the photino rate, Eq. (3); the quark-model matrix elements, Eq. (4), and the factor-100 flavour asymmetry; and the hard-sphere cross section and rate, Eq. (6).

Significance

The result. The paper turned dark-matter direct detection from an abstract possibility into a quantitative experimental programme: it fixed the minimal detectable mass from kinematics, gave a single counting-rate formula into which any particle-physics model can be inserted, and showed that coherent (spin-independent) scattering on heavy nuclei is enhanced by Nˉ2\bar N^2Nˉ2 while spin-dependent scattering needs odd nuclei. These estimates set the scale of rates, from 10410^4104 events/kg/day for coherent weak particles down to 1 event/kg/day for photinos, against which later experiments were designed.

Formalizing it. The statements are elementary but they are exactly the kind of order-of-magnitude chain where a unit conversion, a missing factor of 2 or π\piπ, or a convention for the nuclear mass silently changes a number. A machine-checked version records every convention explicitly, checks each printed coefficient against modern values of the constants, and separates genuine theorems (the kinematic bound) from numerical consequences of the formulas.

Difficulty

The only genuinely geometric statement is the recoil bound, which must hold for every direction of scattering in three dimensions, not just head-on collisions. All other milestones are exact identities between the definitions plus verified numerical bounds involving π\piπ, real powers A1/3A^{1/3}A1/3 and scientific-notation constants spanning more than fifty orders of magnitude. The obstacle is keeping these bounds tight enough: several of the paper's coefficients are reproduced only to a few percent, so loose estimates of π\piπ or of A1/3A^{1/3}A1/3 over a range of AAA will not close the inequalities, and the detectability statements require monotonicity arguments over whole mass intervals rather than evaluation at one point.

Formalization scope

All quantities are real numbers in a fixed unit system: masses and energies in GeV with c=1c = 1c=1, velocities as fractions of ccc in kinematic statements and in cm/s in rate statements, densities in g/cm3^33, cross sections in cm2^22, squared amplitudes in GeV−4^{-4}−4 converted to cm2^22 by (ℏc)2(\hbar c)^2(ℏc)2. The constants are ccc, 1 GeV/c21\ \mathrm{GeV}/c^21 GeV/c2 in grams, ℏc\hbar cℏc, GFG_FGF​ and α\alphaα at their modern values, the paper's K=6.0×1026/AK = 6.0\times10^{26}/AK=6.0×1026/A, and nuclear mass M=A mNM = A\,m_NM=AmN​ with mN=0.9383m_N = 0.9383mN​=0.9383 GeV (the paper writes M≃AM\simeq AM≃A GeV; the nucleon mass reproduces its printed coefficients).

Approximate equalities "≈c0\approx c_0≈c0​" in the paper are encoded as the existence of an exact coefficient CCC with ∣C/c0−1∣≤0.05|C/c_0-1|\le0.05∣C/c0​−1∣≤0.05 for which the formula holds identically in all parameters, so a statement cannot be satisfied by a coefficient unrelated to the definitions. "Of order 10k10^k10k" is encoded as 10k≤R<10k+110^k\le R<10^{k+1}10k≤R<10k+1. Eq. (2) is used without the nuclear form factor, as in the paper's sentence about lead; the reduced Table II rates with loss of coherence and Eqs. (5) and (7) are outside the scope of this mission.

The development needs only real analysis from Mathlib: inner-product geometry in R3\mathbb R^3R3 for the recoil bound, and bounds on π\piπ and on real powers for the numerics. Contributions of reusable lemmas for certified numerical bounds on rpow expressions are welcome.

Selected references

  • M. W. Goodman and E. Witten, Detectability of certain dark-matter candidates, Phys. Rev. D 31, 3059 (1985). https://doi.org/10.1103/PhysRevD.31.3059
  • A. Drukier and L. Stodolsky, Principles and applications of a neutral-current detector for neutrino physics and astronomy, Phys. Rev. D 30, 2295 (1984). https://doi.org/10.1103/PhysRevD.30.2295
  • S. M. Faber and J. S. Gallagher, Masses and mass-to-light ratios of galaxies, Annu. Rev. Astron. Astrophys. 17, 135 (1979). https://doi.org/10.1146/annurev.aa.17.090179.001031
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Maldacena 2003: Non-Gaussian Features of Primordial Fluctuations in Single-Field InflationResearch Paper

Motivation

Single-field slow-roll inflation predicts primordial curvature fluctuations that are very close to Gaussian. The leading departure from Gaussianity is the three-point function (the bispectrum) of the curvature perturbation ζ\zetaζ. Maldacena (2003) computed it from first principles: he derived the cubic action for scalar and tensor fluctuations, evaluated the tree-level correlators with the standard choice of vacuum, and gave closed formulas at leading order in slow roll, with exact numerical coefficients and full momentum dependence. For the three-scalar correlator, earlier estimates included only part of the effect.

The paper also points out a structural property. When one momentum is much smaller than the other two (the squeezed limit), the three-point function is fixed by the tilt of the two-point function. Today this is called Maldacena's consistency relation. It is the standard test of single-field inflation against cosmic microwave background and large-scale-structure data, and the starting point of a large literature on soft theorems in cosmology.

Setting

Units are Mpl−2=8πGN=1M_{pl}^{-2} = 8\pi G_N = 1Mpl−2​=8πGN​=1. The background is a spatially flat FRW metric ds2=−dt2+e2ρ(t)dxidxids^2 = -dt^2 + e^{2\rho(t)}dx^i dx^ids2=−dt2+e2ρ(t)dxidxi with a homogeneous scalar field ϕ(t)\phi(t)ϕ(t) obeying

3ρ˙2=12ϕ˙2+V(ϕ),ρ¨=−12ϕ˙2,ϕ¨+3ρ˙ϕ˙+V′(ϕ)=0,3\dot\rho^2 = \tfrac12\dot\phi^2 + V(\phi),\qquad \ddot\rho = -\tfrac12\dot\phi^2,\qquad \ddot\phi + 3\dot\rho\dot\phi + V'(\phi) = 0,3ρ˙​2=21​ϕ˙​2+V(ϕ),ρ¨​=−21​ϕ˙​2,ϕ¨​+3ρ˙​ϕ˙​+V′(ϕ)=0,

and H=ρ˙H = \dot\rhoH=ρ˙​. A starred quantity is evaluated at horizon crossing. Write ki=∣k⃗i∣k_i = |\vec k_i|ki​=∣ki​∣ and kt=k1+k2+k3k_t = k_1+k_2+k_3kt​=k1​+k2​+k3​. Momentum conservation k⃗1+k⃗2+k⃗3=0\vec k_1 + \vec k_2 + \vec k_3 = 0k1​+k2​+k3​=0 means that (k1,k2,k3)(k_1,k_2,k_3)(k1​,k2​,k3​) are the side lengths of a (possibly degenerate) triangle. All correlators below are written without the overall factor (2π)3δ3(∑ik⃗i)(2\pi)^3\delta^3(\sum_i \vec k_i)(2π)3δ3(∑i​ki​).

  1. Power spectra (eqs. 2.20, 2.29): Pζ(k)=12k3ρ˙∗2ρ˙∗2ϕ˙∗2P_\zeta(k) = \frac{1}{2k^3}\dot\rho_*^2\frac{\dot\rho_*^2}{\dot\phi_*^2}Pζ​(k)=2k31​ρ˙​∗2​ϕ˙​∗2​ρ˙​∗2​​ and Pγ(k)=12k3 2ρ˙∗2P_\gamma(k) = \frac{1}{2k^3}\,2\dot\rho_*^2Pγ​(k)=2k31​2ρ˙​∗2​.
  2. Tilts (eqs. 2.22, 2.30): ns=−2(ϕ¨∗ρ˙∗ϕ˙∗+ϕ˙∗2ρ˙∗2)n_s = -2\big(\frac{\ddot\phi_*}{\dot\rho_*\dot\phi_*} + \frac{\dot\phi_*^2}{\dot\rho_*^2}\big)ns​=−2(ρ˙​∗​ϕ˙​∗​ϕ¨​∗​​+ρ˙​∗2​ϕ˙​∗2​​) and nt=−ϕ˙∗2ρ˙∗2n_t = -\frac{\dot\phi_*^2}{\dot\rho_*^2}nt​=−ρ˙​∗2​ϕ˙​∗2​​. Here nsn_sns​ is the exponent in Pζ∝k−3+nsP_\zeta \propto k^{-3+n_s}Pζ​∝k−3+ns​, so it is "ns−1n_s - 1ns​−1" in the modern convention.
  3. Three-scalar correlator (eqs. 4.5–4.6): Bζ(k1,k2,k3)=ρ˙∗4ϕ˙∗4H∗41∏i(2ki3)AB_\zeta(k_1,k_2,k_3) = \frac{\dot\rho_*^4}{\dot\phi_*^4}H_*^4\frac{1}{\prod_i (2k_i^3)}\mathcal ABζ​(k1​,k2​,k3​)=ϕ˙​∗4​ρ˙​∗4​​H∗4​∏i​(2ki3​)1​A, where
A=2ϕ¨∗ϕ˙∗ρ˙∗∑iki3+ϕ˙∗2ρ˙∗2[12∑iki3+12∑i≠jkikj2+4∑i>jki2kj2kt].\mathcal A = 2\frac{\ddot\phi_*}{\dot\phi_*\dot\rho_*}\sum_i k_i^3 + \frac{\dot\phi_*^2}{\dot\rho_*^2}\Big[\frac12\sum_i k_i^3 + \frac12\sum_{i\ne j}k_ik_j^2 + 4\frac{\sum_{i>j}k_i^2k_j^2}{k_t}\Big].A=2ϕ˙​∗​ρ˙​∗​ϕ¨​∗​​i∑​ki3​+ρ˙​∗2​ϕ˙​∗2​​[21​i∑​ki3​+21​i=j∑​ki​kj2​+4kt​∑i>j​ki2​kj2​​].
  1. Graviton correlators (eqs. 4.10, 4.13, 4.15). These are built from the integral I=−kt+∑i>jkikjkt+k1k2k3kt2I = -k_t + \frac{\sum_{i>j}k_ik_j}{k_t} + \frac{k_1k_2k_3}{k_t^2}I=−kt​+kt​∑i>j​ki​kj​​+kt2​k1​k2​k3​​ of eq. (4.11), the transverse traceless polarization tensors ϵijs\epsilon^s_{ij}ϵijs​, and the flat-space tensor tijl=k2iδjl+k3jδil+k1lδijt_{ijl} = k_2^i\delta_{jl} + k_3^j\delta_{il} + k_1^l\delta_{ij}tijl​=k2i​δjl​+k3j​δil​+k1l​δij​.

Formalization targets

Goal: the squeezed-limit consistency relation (eqs. 4.5–4.7)

For fixed k=k1>0k = k_1 > 0k=k1​>0, as k3→0k_3 \to 0k3​→0 through momentum triangles (which forces k2→k1k_2 \to k_1k2​→k1​),

Bζ(k1,k2,k3)Pζ(k1) Pζ(k3)⟶−ns.\frac{B_\zeta(k_1,k_2,k_3)}{P_\zeta(k_1)\,P_\zeta(k_3)} \longrightarrow -n_s .Pζ​(k1​)Pζ​(k3​)Bζ​(k1​,k2​,k3​)​⟶−ns​.

This is the statement that "(4.5), with (4.6) goes over to (4.7) in the overlapping region of validity."

Milestones

  1. The exact tilt formulas (2.22) and (2.30) for a background obeying the equations of motion.
  2. The time integral (4.4) for the contribution of the cubic vertex in de Sitter space, and the time integral III of (4.11), each with the iϵi\epsiloniϵ contour prescription.
  3. The squeezed limit of the amplitude A\mathcal AA (4.6 → 4.7).
  4. The kkk-dependent fNLf_{NL}fNL​ of (4.9): its expression through nsn_sns​, ntn_tnt​ and a shape function f(k)f(k)f(k); the range 0≤f≤5/60 \le f \le 5/60≤f≤5/6; the values f=5/6f = 5/6f=5/6 (equilateral) and f→0f \to 0f→0 (squeezed).
  5. The squeezed limits of the three graviton correlators: (4.10 → 4.12), (4.13 → 4.14), and (4.15 → 4.17).

Significance

The consistency relation ties a three-point observable to a two-point observable with no free parameters. If it is observed to fail, all single-field models in the Bunch–Davies vacuum are ruled out. The shape-function bound in (4.9) is what lets the paper conclude that the local-type fNLf_{NL}fNL​ of single-field slow-roll models is of order the slow-roll parameters, too small to detect from the CMB alone.

All results here are established physics. As far as is known, none of the explicit formula manipulations, the contour integrals, or the consistency checks between the general and squeezed formulas has a machine-checked proof. This mission produces checked versions of each of them, so that later formal developments of cosmological perturbation theory can cite exact statements rather than prose.

Difficulty

The algebraic limits are elementary once the formulas are written down. The analytic content is in the two contour integrals. The integrand of (4.4) and (4.11) oscillates and does not decay on (−∞,0](-\infty, 0](−∞,0], so the integrals exist only with the iϵi\epsiloniϵ prescription. The integrand of (4.11) also has a non-integrable 1/η21/\eta^21/η2 singularity at η=0\eta = 0η=0, whose divergence is purely imaginary, so only the real part has a limit as the cutoff goes to zero. The shape bound 0≤f≤5/60 \le f \le 5/60≤f≤5/6 is a degree-zero rational inequality on the triangle region; it is false outside the triangle region.

Formalization scope

  • Every correlator is a real-valued Lean def with Mpl=1M_{pl} = 1Mpl​=1, H∗=ρ˙∗H_* = \dot\rho_*H∗​=ρ˙​∗​, and the factor (2π)3δ3(∑ik⃗i)(2\pi)^3\delta^3(\sum_i\vec k_i)(2π)3δ3(∑i​ki​) dropped. Background values at horizon crossing enter as real parameters ρd, φd, φdd =ρ˙∗,ϕ˙∗,ϕ¨∗= \dot\rho_*, \dot\phi_*, \ddot\phi_*=ρ˙​∗​,ϕ˙​∗​,ϕ¨​∗​. At leading order in slow roll, the different horizon-crossing times ∗*∗ and ∗′*'∗′ that appear in (4.7), (4.12), (4.14), and (4.17) coincide.
  • The scalar correlators depend only on the magnitudes kik_iki​, and momentum conservation is encoded by the triangle predicate IsMomentumTriangle. The graviton–scalar–scalar and three-graviton correlators use vectors in EuclideanSpace ℝ (Fin 3) and polarizations as real symmetric, traceless, transverse 3×33\times33×3 matrices. A squeezed limit is taken along k⃗1=tn^\vec k_1 = t\hat nk1​=tn^, t→0+t \to 0^+t→0+.
  • The iϵi\epsiloniϵ prescription (η→η+iϵ∣η∣\eta \to \eta + i\epsilon|\eta|η→η+iϵ∣η∣) is implemented by the damping factor eϵηe^{\epsilon\eta}eϵη, followed by ϵ→0+\epsilon \to 0^+ϵ→0+.
  • The derivation of (4.5), (4.10), (4.13), and (4.15) from the cubic action of Section 3 (the in-in formalism, field redefinitions, gauge choices) is out of scope, because current Mathlib has no framework for interacting quantum fields on curved backgrounds. Contributions toward that infrastructure are welcome as separate missions.
  • Eq. (2.22) as printed has the misprint ϕ˙∗/ρ˙∗\dot\phi_*/\dot\rho_*ϕ˙​∗​/ρ˙​∗​ in place of ϕ˙∗2/ρ˙∗2\dot\phi_*^2/\dot\rho_*^2ϕ˙​∗2​/ρ˙​∗2​. The corrected form, which equals 2(η−3ϵ)2(\eta - 3\epsilon)2(η−3ϵ) and is used in (4.7) and (4.9), is the one formalized.

Selected references

  • J. Maldacena, Non-Gaussian features of primordial fluctuations in single field inflationary models, JHEP 05 (2003) 013. https://doi.org/10.1088/1126-6708/2003/05/013 (arXiv: https://arxiv.org/abs/astro-ph/0210603)
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Pereira–Guimarães 2017: Elko Field Driving the Evolution of the UniverseResearch Paper

Motivation

Elko (from the German Eigenspinoren des Ladungskonjugationsoperators) is a class of spin-1/2 fields of mass dimension one, introduced by Ahluwalia and Grumiller (JCAP 07 (2005) 012) as a candidate for fermionic dark matter. Elko spinors are eigenstates of charge conjugation, so they are neutral. Because of their mass dimension they obey only a Klein–Gordon-type equation, and their allowed self-interactions are restricted to a quadratic and a quartic term.

Pereira and Guimarães (2017) propose that one homogeneous Elko field, coupled to gravity in the Einstein–Cartan framework (gravity with torsion) and subject to a symmetry-breaking potential, drives the whole expansion history: inflation, then a matter-dominated era, then late-time acceleration. The paper has two parts. The first is an analytic reduction of the field equations to a closed system of ordinary differential equations (Section 2 and Appendix A). The second is a numerical study of that system with a benchmark set of parameters (Section 3). This mission formalizes the analytic part and the closed-form estimates of Section 3.1.

Setting

Units are c=1c=1c=1 and κ2=8πG=8π/mpl2\kappa^2=8\pi G=8\pi/m_{\rm pl}^2κ2=8πG=8π/mpl2​. The background is a spatially flat FRW metric with lapse N(t)N(t)N(t) and scale factor a(t)>0a(t)>0a(t)>0. The Hubble rate is H=a˙/aH=\dot a/aH=a˙/a. The Elko field is λ=Φ(t) ξ\lambda=\Phi(t)\,\xiλ=Φ(t)ξ, where ξ\xiξ is a constant spinor normalized so that ξˉξ=1\bar\xi\xi=1ξˉ​ξ=1. Only the real function Φ(t)\Phi(t)Φ(t) carries dynamics. Homogeneity and isotropy leave two torsion functions h(t)h(t)h(t) and f(t)f(t)f(t). The minisuperspace Lagrangian (A.13) is

L=−1N(3aa˙2κ2−3a3h2κ2−12a3Φ˙2−38a(a˙+ah)2Φ2)−N(3a3f2κ2+38a3f2Φ2+a3V(Φ)).\mathcal L=-\frac1N\Big(\frac{3a\dot a^2}{\kappa^2}-\frac{3a^3h^2}{\kappa^2}-\frac12a^3\dot\Phi^2-\frac38a(\dot a+ah)^2\Phi^2\Big)-N\Big(\frac{3a^3f^2}{\kappa^2}+\frac38a^3f^2\Phi^2+a^3V(\Phi)\Big).L=−N1​(κ23aa˙2​−κ23a3h2​−21​a3Φ˙2−83​a(a˙+ah)2Φ2)−N(κ23a3f2​+83​a3f2Φ2+a3V(Φ)).

Its Euler–Lagrange equations in N,a,Φ,h,fN,a,\Phi,h,fN,a,Φ,h,f (gauge N=1N=1N=1) are (A.14)–(A.17). They force f=0f=0f=0 and the torsion relation

h=−18 κ2Φ21+κ2Φ2/8 H.(2.5)h=-\frac18\,\frac{\kappa^2\Phi^2}{1+\kappa^2\Phi^2/8}\,H.\qquad(2.5)h=−81​1+κ2Φ2/8κ2Φ2​H.(2.5)

Substituting f=0f=0f=0 gives the Friedmann equations with torsion (2.2)–(2.3) and the motion equation (2.4). Throughout, the factor 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8 appears, and it is always positive. The potential of Section 3 is

V(Φ)=v0+Λ4(1−Φ2σ2)2.(3.1)V(\Phi)=v_0+\Lambda^4\Big(1-\frac{\Phi^2}{\sigma^2}\Big)^2 .\qquad(3.1)V(Φ)=v0​+Λ4(1−σ2Φ2​)2.(3.1)

Formalization targets

Goal: the reduced Elko system (2.6)–(2.10)

Assume (2.5), (2.2) and (2.3) on an open time set III, with H,Φ,Φ˙H,\Phi,\dot\PhiH,Φ,Φ˙ differentiable there. Then on III

H2=κ23(1+κ2Φ28)[Φ˙22+V],H˙=−κ22(1+κ2Φ28)[Φ˙2−HΦΦ˙2(1+κ2Φ2/8)2],H^2=\frac{\kappa^2}{3}\Big(1+\frac{\kappa^2\Phi^2}{8}\Big)\Big[\frac{\dot\Phi^2}{2}+V\Big],\qquad \dot H=-\frac{\kappa^2}{2}\Big(1+\frac{\kappa^2\Phi^2}{8}\Big)\Big[\dot\Phi^2-\frac{H\Phi\dot\Phi}{2(1+\kappa^2\Phi^2/8)^2}\Big],H2=3κ2​(1+8κ2Φ2​)[2Φ˙2​+V],H˙=−2κ2​(1+8κ2Φ2​)[Φ˙2−2(1+κ2Φ2/8)2HΦΦ˙​],

H2=κ2ρ/3H^2=\kappa^2\rho/3H2=κ2ρ/3 and H˙=−κ2(ρ+p)/2\dot H=-\kappa^2(\rho+p)/2H˙=−κ2(ρ+p)/2 with ρ,p\rho,pρ,p given by (2.9)–(2.10). Wherever Φ˙≠0\dot\Phi\neq0Φ˙=0, the motion equation (2.8) also holds:

Φ¨+3HΦ˙+V′(Φ)−34 H2Φ(1+κ2Φ2/8)2=0.\ddot\Phi+3H\dot\Phi+V'(\Phi)-\frac34\,\frac{H^2\Phi}{(1+\kappa^2\Phi^2/8)^2}=0 .Φ¨+3HΦ˙+V′(Φ)−43​(1+κ2Φ2/8)2H2Φ​=0.

Milestones

  1. Eqs. (A.14)–(A.17): the Euler–Lagrange equations of (A.13).
  2. Appendix A: (A.14)–(A.16) with f=0f=0f=0 give (2.2)–(2.4).
  3. Eq. (2.4) follows from differentiating (2.2) and using (2.3).
  4. Eqs. (2.6), (2.7), (2.8): the torsion is eliminated from each equation.
  5. Eqs. (2.9)–(2.10): (2.6)–(2.7) are the FRW equations for ρ\rhoρ and ppp.
  6. Eq. (3.1): polynomial form of the potential, global minimum V(σ)=v0V(\sigma)=v_0V(σ)=v0​, and mass V′′(σ)=m2V''(\sigma)=m^2V′′(σ)=m2 with m=2μm=\sqrt2\mum=2​μ.
  7. Eq. (3.6) and Sec. 3.1: the benchmark values of H2(ti)H^2(t_i)H2(ti​), tit_iti​, V(Φi)V(\Phi_i)V(Φi​), ϵ\epsilonϵ, η\etaη, mmm and α\alphaα.

Significance

The result itself. The reduced system (2.6)–(2.10) is the object the paper integrates numerically for every cosmological era. In the limit H≪mplH\ll m_{\rm pl}H≪mpl​ it differs from the standard single-scalar-field equations (1.1)–(1.3) only by the factor 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8 and by the torsion term in (2.8). That term acts like the friction term Γϕ˙\Gamma\dot\phiΓϕ˙​ that is added by hand in reheating models. The identification of ρ\rhoρ and ppp in (2.9)–(2.10) is what defines the equation-of-state parameter ω=p/ρ\omega=p/\rhoω=p/ρ, which the paper uses to argue for dust-like behaviour after inflation.

Formalizing it. The paper says the reduction is reached "after some algebraic manipulations" and does not show them. A formal proof checks every coefficient of (2.2)–(2.10) and of (A.14)–(A.17) against the Lagrangian (A.13). It also makes explicit the condition Φ˙≠0\dot\Phi\neq0Φ˙=0 that is needed to recover the motion equation from the Friedmann equations. The numerical claims of Section 3.1 are closed-form evaluations and can be checked exactly.

Difficulty

The identities are elementary, but they are not purely pointwise. Equation (2.3) contains H˙\dot HH˙ on both sides, through ddt[(H+h)Φ2]\frac{d}{dt}[(H+h)\Phi^2]dtd​[(H+h)Φ2], and hhh itself depends on HHH and Φ\PhiΦ. Solving for H˙\dot HH˙ therefore requires differentiating (2.5) along the trajectory. This is valid only because (2.5) holds on an open set of times, not just at one instant. Similarly, deriving (2.4) means differentiating the constraint (2.2) in time and cancelling a factor Φ˙\dot\PhiΦ˙. The Euler–Lagrange milestone needs partial derivatives of L\mathcal LL in each of its slots, composed with time derivatives along the trajectory. A careless treatment of which arguments are frozen gives wrong coefficients.

Formalization scope

All objects are real-valued functions of time t∈Rt\in\mathbb Rt∈R. Time derivatives are Mathlib deriv, and hypotheses are imposed on an open set III. Partial derivatives of the Lagrangian are deriv in one argument with the others fixed at their trajectory values. The constant κ\kappaκ is an arbitrary real number; κ≠0\kappa\neq0κ=0 is assumed only where 1/κ21/\kappa^21/κ2 appears. The spinor structure of Elko is not modelled: as in the paper, only the scalar amplitude Φ(t)\Phi(t)Φ(t) enters. The symbol "≃\simeq≃" in Section 3.1 is encoded as agreement within 5%5\%5% relative error.

Out of scope: the derivation of the Lagrangian (A.13) from the Einstein–Cartan action (A.1)–(A.12); the slow-roll approximations (3.2)–(3.5), which the paper states only as approximations in the regime H≪mplH\ll m_{\rm pl}H≪mpl​; and every output of the numerical integration of Section 3 and Appendix B, such as N≈93N\approx93N≈93 e-folds, the t2/3t^{2/3}t2/3 late-time behaviour, the oscillation of ω\omegaω around 000, and the present-day density.

A trivializing formalization is ruled out: the torsion function hhh is constrained by (2.5) on all of III, and ρ,p\rho,pρ,p are fixed by (2.9)–(2.10), not left free.

Infrastructure needed: only basic one-variable calculus in Mathlib (deriv, DifferentiableAt, product and quotient rules), together with field arithmetic using the positivity of 1+κ2Φ2/81+\kappa^2\Phi^2/81+κ2Φ2/8. The same reduction pattern (eliminate an algebraically determined auxiliary field, then differentiate a constraint) occurs in other torsion and scalar–tensor cosmologies.

Selected references

  • S. H. Pereira, T. M. Guimarães, From inflation to recent cosmic acceleration: the fermionic Elko field driving the evolution of the universe, JCAP 09 (2017) 038. https://doi.org/10.1088/1475-7516/2017/09/038 (arXiv:1702.07385)
  • D. V. Ahluwalia, D. Grumiller, Spin-half fermions with mass dimension one: theory, phenomenology, and dark matter, JCAP 07 (2005) 012. https://doi.org/10.1088/1475-7516/2005/07/012 (arXiv:hep-th/0412080)
  • A. D. Linde, Chaotic inflation, Phys. Lett. B 129 (1983) 177. https://doi.org/10.1016/0370-2693(83)90837-7
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Freedman–Madore 2023: Quantifying the Hubble TensionResearch Paper

Motivation

The Hubble constant H0H_0H0​ is the present expansion rate of the universe. It is the slope of Hubble's law v=H0 dv = H_0\, dv=H0​d, which relates a galaxy's recession velocity vvv (km s−1^{-1}−1) to its distance ddd (Mpc). Two families of measurements currently disagree. Local, distance-ladder measurements calibrated with Cepheid variables give H0≈73H_0 \approx 73H0​≈73 km s−1^{-1}−1 Mpc−1^{-1}−1 (SH0ES: 73.04±1.0473.04 \pm 1.0473.04±1.04, Riess et al. 2022). The value inferred from the cosmic microwave background under Λ\LambdaΛCDM is 67.4±0.567.4 \pm 0.567.4±0.5 (Planck 2018). Calibrations with the tip of the red giant branch (TRGB) fall in between: 69.8±0.6 (stat)±1.6 (sys)69.8 \pm 0.6\,(\text{stat}) \pm 1.6\,(\text{sys})69.8±0.6(stat)±1.6(sys) (Freedman 2021). This disagreement is the Hubble tension. If it is real, it points to physics beyond Λ\LambdaΛCDM.

The review Freedman & Madore 2023 surveys this landscape and makes a series of quantitative claims about it. Some are agreement or disagreement claims ("agrees at better than 0.2σ0.2\sigma0.2σ", "differs at the 2σ2\sigma2σ level"). Others convert magnitudes to distances ("a 1.5% measurement", "corresponds to a 6% shift in H0H_0H0​"). The central one, in §10, is a sensitivity argument: the claimed 5σ5\sigma5σ tension falls below 3σ3\sigma3σ if the local uncertainty has been underestimated by a factor of about 1.51.51.5. This mission takes these claims literally and checks them against their stated numbers.

Setting

A measurement is reported as x±σx \pm \sigmax±σ. Two independent uncertainties are combined in quadrature, quadSum⁡(s,t)=s2+t2\operatorname{quadSum}(s,t) = \sqrt{s^2+t^2}quadSum(s,t)=s2+t2​. This is the field's standard convention, used here for a quoted x±s (stat)±t (sys)x \pm s\,(\text{stat}) \pm t\,(\text{sys})x±s(stat)±t(sys). The tension between independent measurements a±σaa \pm \sigma_aa±σa​ and b±σbb \pm \sigma_bb±σb​, in units of standard deviations, is

tension⁡(a,σa,b,σb)=∣a−b∣σa2+σb2.\operatorname{tension}(a,\sigma_a,b,\sigma_b) = \frac{|a-b|}{\sqrt{\sigma_a^2+\sigma_b^2}}.tension(a,σa​,b,σb​)=σa2​+σb2​​∣a−b∣​.

The distance modulus of an object at distance ddd parsecs is μ=5log⁡10(d/10)\mu = 5\log_{10}(d/10)μ=5log10​(d/10), and conversely d=10μ/5+1d = 10^{\mu/5+1}d=10μ/5+1 pc (distanceFromModulus⁡\operatorname{distanceFromModulus}distanceFromModulus). A modulus difference Δμ\Delta\muΔμ therefore multiplies distances by 10Δμ/510^{\Delta\mu/5}10Δμ/5. Through Hubble's law, hubbleConstant⁡(v,d)=v/(d/106)\operatorname{hubbleConstant}(v,d) = v/(d/10^6)hubbleConstant(v,d)=v/(d/106) (with ddd in pc), the same difference divides the inferred H0H_0H0​ by 10Δμ/510^{\Delta\mu/5}10Δμ/5.

Formalization targets

Goal (§10, p. 25)

4.5≤tension⁡(73.04,1.04,67.4,0.5)<5.5,tension⁡(72.0,1.5,67.4,0.5)<3,1.5≤tension⁡(72.0,2.0,67.4,0.5)<2.5.4.5 \le \operatorname{tension}(73.04, 1.04, 67.4, 0.5) < 5.5,\qquad \operatorname{tension}(72.0, 1.5, 67.4, 0.5) < 3,\qquad 1.5 \le \operatorname{tension}(72.0, 2.0, 67.4, 0.5) < 2.5.4.5≤tension(73.04,1.04,67.4,0.5)<5.5,tension(72.0,1.5,67.4,0.5)<3,1.5≤tension(72.0,2.0,67.4,0.5)<2.5.

These are the "5σ5\sigma5σ" SH0ES–Planck tension, the "less than 3σ3\sigma3σ" for H0=72.0±1.5H_0 = 72.0 \pm 1.5H0​=72.0±1.5, and the "2σ2\sigma2σ" for H0=72.0±2.0H_0 = 72.0 \pm 2.0H0​=72.0±2.0. Every rounded value ("5σ5\sigma5σ", "2σ2\sigma2σ") is read as the half-open interval of reals that round to it.

Milestones

  • Distance modulus and distance are inverse to each other on d>0d > 0d>0.
  • Hubble's law under a modulus shift: H0H_0H0​ rescales by 10−Δ/510^{-\Delta/5}10−Δ/5. As consequences, the JWST "+0.45+0.45+0.45 mag farther" correction lowers H0H_0H0​ (Summary, p. 26), and the R16→R22 offset of −0.123-0.123−0.123 mag is a 6%6\%6% shift (Summary, p. 27).
  • NGC 4258 (§5.3): modulus 29.39729.39729.397 is 7.67.67.6 Mpc, and ±0.033\pm 0.033±0.033 mag is a 1.5%1.5\%1.5% measurement. The TRGB modulus agrees with the maser modulus at <0.2σ<0.2\sigma<0.2σ and <1%<1\%<1%. The Milky-Way-anchored Cepheid modulus differs by 7%7\%7% at the 2σ2\sigma2σ level.
  • LMC (§5.1): 18.477±0.004±0.02618.477 \pm 0.004 \pm 0.02618.477±0.004±0.026 is a 1.2%1.2\%1.2% distance uncertainty, ∼1%\sim 1\%∼1% from the Key Project value 18.518.518.5.
  • TRGB vs Cepheid (§4.1): 69.8±0.6±1.669.8 \pm 0.6 \pm 1.669.8±0.6±1.6 agrees with 73.04±1.0473.04 \pm 1.0473.04±1.04 at better than 2σ2\sigma2σ.

Significance

The statements make the review's arithmetic exact and auditable. Each verbal claim of the form "kσk\sigmakσ" or "p%p\%p%" becomes an explicit inequality under an explicit convention (quadrature, half-open rounding intervals). A reader can then see which claims follow from the quoted numbers and which do not. For example, under the quadrature convention the §4.1 statement that the TRGB value "differs only at the 1.2σ1.2\sigma1.2σ level" from Planck evaluates to about 1.35σ1.35\sigma1.35σ. That claim is therefore not included as a milestone. The definitions (quadrature, tension, distance modulus, Hubble's law) are reusable for any distance-ladder mission. None of these statements has a machine-checked proof yet.

Difficulty

The mathematics is elementary. The difficulty is certified real-number bounds involving square roots and real powers 10x10^{x}10x with non-integer xxx, where a careless rounding direction flips a conclusion. Bounds on 10p/q10^{p/q}10p/q reduce to comparing cqc^qcq with 10p10^p10p for large qqq. This requires care with exponent sizes, or an analytic bound on exp⁡\expexp / log⁡\loglog.

Formalization scope

All quantities are real numbers (ℝ). Distances are in parsecs inside distanceFromModulus, and hubbleConstant converts to Mpc. Velocities are in km s−1^{-1}−1. Uncertainties are taken at face value as independent Gaussian standard deviations. Statistical and systematic errors are combined in quadrature, and no asymmetric errors are used. A rounded figure is encoded as the half-open interval of values rounding to it. "Better than xxx" is a strict inequality. "At the 2σ2\sigma2σ level" is 2≤t<32 \le t < 32≤t<3. Real.logb 10 and Real.sqrt are total functions; every statement uses them only on positive arguments. Solutions should go through the given definitions rather than replacing them with decimal approximations.

Selected references

  • W. L. Freedman and B. F. Madore, Progress in Direct Measurements of the Hubble Constant, JCAP (2023). https://arxiv.org/abs/2309.05618
  • A. G. Riess et al., A Comprehensive Measurement of the Local Value of the Hubble Constant with 1 km/s/Mpc Uncertainty from HST and the SH0ES Team, ApJL 934 (2022) L7. https://arxiv.org/abs/2112.04510
  • Planck Collaboration, Planck 2018 results. VI. Cosmological parameters, A&A 641 (2020) A6. https://arxiv.org/abs/1807.06209
  • W. L. Freedman, Measurements of the Hubble Constant: Tensions in Perspective, ApJ 919 (2021) 16. https://arxiv.org/abs/2106.15656
  • M. J. Reid, D. W. Pesce and A. G. Riess, An Improved Distance to NGC 4258 and Its Implications for the Hubble Constant, ApJL 886 (2019) L27. https://arxiv.org/abs/1908.05625
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