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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.13981Formalized record→≥ 2.15Open frontier
11 provers on it22 of 23 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 2Formalized record
19 provers on it9 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 4Formalized record→≤ 2Open frontier
8 provers on it17 of 18 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
41 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

All missions

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Formal VerificationTheoretical Computer Science·Captain: pitimespi

Bitcoin Block Subsidy and the 21 Million Issuance BoundTextbook

Why the issuance schedule matters

Every Bitcoin block may create new coins through its coinbase transaction, and the amount it may create is fixed by consensus: a block subsidy that starts at fifty bitcoin and halves every 210,000 blocks, plus the fees of the block's other transactions. The schedule is the mechanism behind the often-quoted cap of twenty-one million bitcoin, yet the cap appears nowhere in the code as a rule. What the code enforces is the per-block subsidy, computed by GetBlockSubsidy in validation.cpp, and the check in ConnectBlock that the coinbase pays no more than fees plus subsidy. The cap is a consequence, and the only place a number near it appears is MAX_MONEY, a sanity bound on individual amounts whose comment says explicitly that it is "not the total money supply". (GetBlockSubsidy, amount.h, CMainParams)

This mission makes the consequence a theorem about the pinned implementation: the sum of the subsidies of all blocks, at every height the chain can reach, is strictly below MAX_MONEY, and in fact equals a specific constant once the subsidy reaches zero. It is the arithmetic core of the ledger-supply results that a whole-consensus development will need, and it is small enough to be verified completely.

The subsidy function and its schedule

Amounts are counted in satoshi. One bitcoin is COIN=108\mathrm{COIN} = 10^8COIN=108 satoshi and MAX_MONEY=21,000,000⋅COIN\mathrm{MAX\_MONEY} = 21{,}000{,}000 \cdot \mathrm{COIN}MAX_MONEY=21,000,000⋅COIN. The mainnet halving interval is I=210,000I = 210{,}000I=210,000 blocks.

The Core subsidy at height h∈Nh \in \mathbb Nh∈N is the transcription of GetBlockSubsidy: with k=⌊h/I⌋k = \lfloor h / I \rfloork=⌊h/I⌋ the number of halvings, the subsidy is 000 if k≥64k \ge 64k≥64, and otherwise (50⋅COIN)≫k(50 \cdot \mathrm{COIN}) \gg k(50⋅COIN)≫k, the right shift of the initial subsidy by kkk bits. Heights are nonnegative integers in the source, and the shift acts on the nonnegative value 50⋅COIN50 \cdot \mathrm{COIN}50⋅COIN, so natural numbers represent both exactly. The explicit halvings >= 64 branch exists because a shift by 64 or more is undefined in C++.

The declarative schedule is specSubsidy(h)=⌊50⋅COIN / 2⌊h/I⌋⌋\mathrm{specSubsidy}(h) = \lfloor 50 \cdot \mathrm{COIN} \,/\, 2^{\lfloor h/I \rfloor} \rfloorspecSubsidy(h)=⌊50⋅COIN/2⌊h/I⌋⌋: fifty bitcoin, halved once per interval with the remainder discarded.

Issuance below height nnn is the running sum of Core subsidies, issuedBelow(0)=0\mathrm{issuedBelow}(0) = 0issuedBelow(0)=0 and issuedBelow(n+1)=issuedBelow(n)+coreSubsidy(n)\mathrm{issuedBelow}(n+1) = \mathrm{issuedBelow}(n) + \mathrm{coreSubsidy}(n)issuedBelow(n+1)=issuedBelow(n)+coreSubsidy(n). The interval sum intervalSum(m)=∑j<m⌊50⋅COIN/2j⌋\mathrm{intervalSum}(m) = \sum_{j < m} \lfloor 50 \cdot \mathrm{COIN} / 2^j \rfloorintervalSum(m)=∑j<m​⌊50⋅COIN/2j⌋ collects one subsidy per interval. The zero height is 33I=6,930,00033 I = 6{,}930{,}00033I=6,930,000.

Formalization targets

Goal — issuance below the cap

∀n,issuedBelow(n)<MAX_MONEY.\forall n,\quad \mathrm{issuedBelow}(n) < \mathrm{MAX\_MONEY}.∀n,issuedBelow(n)<MAX_MONEY.

This is the weakest stable statement: it survives any refinement of the constants below and is what a supply argument downstream consumes. It is BitcoinSubsidy.issuance_bound.

Supporting milestones

  1. Core equals schedule (core_eq_spec): coreSubsidy(h)=specSubsidy(h)\mathrm{coreSubsidy}(h) = \mathrm{specSubsidy}(h)coreSubsidy(h)=specSubsidy(h) for every hhh, including heights where the 64 branch fires.
  2. Amount range (subsidy_le_maxMoney): coreSubsidy(h)≤MAX_MONEY\mathrm{coreSubsidy}(h) \le \mathrm{MAX\_MONEY}coreSubsidy(h)≤MAX_MONEY, so the subsidy is always a valid amount.
  3. Monotone decrease (subsidy_antitone): h1≤h2  ⟹  coreSubsidy(h2)≤coreSubsidy(h1)h_1 \le h_2 \implies \mathrm{coreSubsidy}(h_2) \le \mathrm{coreSubsidy}(h_1)h1​≤h2​⟹coreSubsidy(h2​)≤coreSubsidy(h1​).
  4. Halving step (subsidy_halving): coreSubsidy(h+I)=⌊coreSubsidy(h)/2⌋\mathrm{coreSubsidy}(h + I) = \lfloor \mathrm{coreSubsidy}(h) / 2 \rfloorcoreSubsidy(h+I)=⌊coreSubsidy(h)/2⌋.
  5. Exact extinction (subsidy_zero_iff): coreSubsidy(h)=0  ⟺  h≥33I\mathrm{coreSubsidy}(h) = 0 \iff h \ge 33 IcoreSubsidy(h)=0⟺h≥33I. The subsidy is one satoshi throughout the thirty-third interval and zero from the thirty-fourth on.
  6. Exact total (issuance_total): issuedBelow(33I)=2,099,999,997,690,000\mathrm{issuedBelow}(33 I) = 2{,}099{,}999{,}997{,}690{,}000issuedBelow(33I)=2,099,999,997,690,000 satoshi.
  7. Bounded by the total (issuance_le_total): issuedBelow(n)≤2,099,999,997,690,000\mathrm{issuedBelow}(n) \le 2{,}099{,}999{,}997{,}690{,}000issuedBelow(n)≤2,099,999,997,690,000 for every nnn.

What the result establishes

The goal is a kernel-checked statement that the implemented subsidy schedule can never issue MAX_MONEY or more in total, for any chain length, and the milestones pin down the exact figure: 20,999,999.976920{,}999{,}999.976920,999,999.9769 bitcoin, 2,310,0002{,}310{,}0002,310,000 satoshi short of twenty-one million because of the floor in each halving. Milestones 1 and 5 record two facts about the implementation worth having on the record: the halvings >= 64 guard is never the reason the subsidy is zero (division already gives zero from 33 halvings), and the subsidy is exactly one satoshi for the 210,000 blocks of the thirty-third interval.

What formalizing adds is separation of the arithmetic from the accounting. The supply bound on an actual ledger needs more than this: fees move value without creating it, unclaimed coinbase value is never issued, and outputs can be made unspendable. Those are statements about the UTXO transition and belong to a separate mission; this one supplies the exact upper bound they will cite.

Status: every statement is open with an intentional placeholder proof. The constants and the shift are checked against the pinned source; nothing about compiled Bitcoin Core is claimed.

Where the obvious argument fails

The naive proof of the goal is to evaluate the sum: unfold issuedBelow at 6,930,0006{,}930{,}0006,930,000 and compute. The kernel cannot do that in reasonable time, and the statement is for every nnn, not one. The argument has to be structural: within an interval the subsidy is constant, so the sum over the first mmm intervals is I⋅intervalSum(m)I \cdot \mathrm{intervalSum}(m)I⋅intervalSum(m); past the zero height every term vanishes, so the sum is stable; and for nnn below the zero height the sum is bounded by monotonicity. Only the thirty-three-term interval sum is evaluated by computation.

A second trap is the shift. (50⋅COIN)≫k(50 \cdot \mathrm{COIN}) \gg k(50⋅COIN)≫k equals ⌊50⋅COIN/2k⌋\lfloor 50 \cdot \mathrm{COIN} / 2^k \rfloor⌊50⋅COIN/2k⌋ only because the value is nonnegative; the schedule theorem is what licenses replacing the bitwise operation with division everywhere else.

Formalization scope

Heights, amounts and counts are Nat. coreSubsidy uses Lean's >>> on Nat, which is exact division by 2k2^k2k. issuedBelow and intervalSum are structurally recursive, so proofs about them are inductions on the height or the interval count. No Mathlib is required; the development imports only Std.

A trivializing formalization would define issuedBelow through specSubsidy and prove the bound about the schedule alone; the definition is fixed on coreSubsidy so that the result is about the transcription. Weakening the goal to a bound at one fixed height is out of scope.

Out of scope: the coinbase check GetValueOut() > blockReward in ConnectBlock, fee accounting, and the UTXO set. Those take this mission's definitions as inputs. Proofs of the milestones in any order are welcome, as are reusable lemmas on issuedBelow.

Selected references

  • Bitcoin Core contributors. GetBlockSubsidy, src/validation.cpp at revision a773e1e33b349dc819b5a0edc1c7a4839dc73b48. Source
  • Bitcoin Core contributors. COIN, MAX_MONEY, MoneyRange, src/consensus/amount.h, same revision. Source
  • Bitcoin Core contributors. CMainParams::nSubsidyHalvingInterval, src/kernel/chainparams.cpp, same revision. Source
  • Bitcoin Core contributors. Coinbase amount check in Chainstate::ConnectBlock, src/validation.cpp, same revision. Source
  • Satoshi Nakamoto. Bitcoin: A Peer-to-Peer Electronic Cash System, 2008. Paper
9 thms1 active userReviewed
🏆Completed
Formal VerificationTheoretical Computer Science·Captain: pitimespi

Bitcoin Soft-Fork Activation: Script Flags by Height and the Two Exception BlocksTextbook

Why rule activation is part of consensus

Bitcoin's consensus rules are not a single ruleset but a history of them. Each soft fork — P2SH, strict DER signatures (BIP66), CHECKLOCKTIMEVERIFY (BIP65), sequence locks (BIP68/112/113), SegWit with NULLDUMMY (BIP141/147), Taproot — began enforcing at a particular block height, and a node validating the chain from genesis must apply to each block exactly the rules in force at its height. Bitcoin Core implements this with buried deployments: fixed activation heights in CMainParams, consulted by DeploymentActiveAt, and a function GetBlockScriptFlags that assembles the script-verification flags for a block. Two historical blocks are special-cased by hash: one that violated P2SH before the rule was enforced, and one that violated Taproot rules before activation; for these the flag set is replaced. (GetBlockScriptFlags, deploymentstatus.h, CMainParams)

A whole-chain correctness statement needs this table to be exact: which rules apply at which height, and precisely how the two exceptions deviate. This mission transcribes it and proves its structural properties: rules are only ever added as height increases, in a fixed order, and the exceptions only ever remove rules.

Deployments, heights, and flags

A buried deployment is one of HEIGHTINCB (BIP34), CLTV (BIP65), DERSIG (BIP66), CSV, SEGWIT, with mainnet heights 227,931227{,}931227,931, 388,381388{,}381388,381, 363,725363{,}725363,725, 419,328419{,}328419,328, 481,824481{,}824481,824. It is active at a block when the block's height is at least that height, and active after a previous block when the previous height plus one is.

A flag set records which of P2SH, WITNESS, TAPROOT, DERSIG, CHECKLOCKTIMEVERIFY, CHECKSEQUENCEVERIFY, NULLDUMMY are enforced. The base is P2SH | WITNESS | TAPROOT for an ordinary block, NONE for the BIP16 exception block, and P2SH | WITNESS for the Taproot exception block. GetBlockScriptFlags adds DERSIG, CHECKLOCKTIMEVERIFY, CHECKSEQUENCEVERIFY and NULLDUMMY to the base when DERSIG, CLTV, CSV and SEGWIT respectively are active at the block's height. Flag sets are compared by inclusion: every rule enforced by the first is enforced by the second. Separately, ConnectBlock sets LOCKTIME_VERIFY_SEQUENCE for BIP68 exactly when CSV is active.

Formalization targets

Goal — soft forks only add rules

h1≤h2  ⟹  blockScriptFlags(h1)⊆blockScriptFlags(h2)h_1 \le h_2 \;\Longrightarrow\; \mathrm{blockScriptFlags}(h_1) \subseteq \mathrm{blockScriptFlags}(h_2)h1​≤h2​⟹blockScriptFlags(h1​)⊆blockScriptFlags(h2​)

for ordinary (non-exception) blocks. This is BitcoinActivation.flags_mono: at no height is a script rule enforced that a later height would not enforce. It is the weakest statement that makes "the rules in force at height hhh" a well-ordered notion.

Supporting milestones

  1. Activation is monotone (activeAt_mono); after is at of the next height (activeAfter_eq).
  2. Before BIP66 (flags_before_bip66): only the base P2SH | WITNESS | TAPROOT.
  3. From SegWit on (flags_after_segwit): every flag.
  4. Order of activation (flags_order): CHECKLOCKTIMEVERIFY implies DERSIG, CHECKSEQUENCEVERIFY implies CHECKLOCKTIMEVERIFY, NULLDUMMY implies CHECKSEQUENCEVERIFY.
  5. The BIP16 exception (bip16_exception): no flags at all at its height (170,060, before BIP66).
  6. The Taproot exception (taproot_exception): every flag except TAPROOT at its height (692,261, after SegWit).
  7. Exceptions only remove (exception_le): at any height, an exception's flags are included in the default's.
  8. Sequence-lock flag (lockTimeFlags_eq): LOCKTIME_VERIFY_SEQUENCE exactly from height 419,328419{,}328419,328.

What the result establishes

The goal and milestones pin down, as kernel-checked facts, the exact ruleset function of the pinned implementation: which script rules apply at every mainnet height, that the function is monotone and that its four height-dependent rules switch on in a fixed order, and that the two hash-keyed exceptions are the only departures and only ever relax. For the whole-consensus development this is the "historical rule selection" input: a block at height hhh is validated against blockScriptFlags(h)\mathrm{blockScriptFlags}(h)blockScriptFlags(h), and these theorems are what a composition proof cites when it reasons about rules across heights.

Status: all statements are open with intentional placeholder proofs. The exception blocks are identified by their hashes in the source; the model names them and states their flags at any height in the relevant range, so no claim about a specific hash is made.

Where the obvious argument fails

There is little depth here by design; the point is exactness. The trap is the exceptions: P2SH, WITNESS and TAPROOT are not height-gated at all in the pinned source (they are "always on except for the two violating blocks"), so a formalization that gates them by their historical activation heights would be wrong for the pinned revision. Likewise the height-dependent flags are OR-ed onto the exception's base, so the Taproot exception block does enforce DERSIG, CLTV, CSV and NULLDUMMY.

Formalization scope

Heights are Nat; flag sets are a structure of seven Booleans; inclusion is pointwise implication. Versionbits deployments (DEPLOYMENT_TESTDUMMY, the historical Taproot signalling) are not modeled, since the pinned source consults no versionbits state for mainnet consensus flags. The exception table is modeled as a three-valued classification of a block rather than a hash lookup; the hash-to-block correspondence is a serialization matter.

A trivializing formalization would define the flags directly as a monotone function of height, dropping the exceptions; the definition follows the source's base-then-OR structure with the exception table.

No Mathlib is required; the development imports only Std.

Selected references

  • Bitcoin Core contributors. GetBlockScriptFlags, src/validation.cpp at revision a773e1e33b349dc819b5a0edc1c7a4839dc73b48, lines 2249–2288. Source
  • Bitcoin Core contributors. DeploymentActiveAt, DeploymentActiveAfter, src/deploymentstatus.h; BuriedDeployment, DeploymentHeight, src/consensus/params.h; CMainParams, src/kernel/chainparams.cpp, same revision. Source
  • Bitcoin Core contributors. LOCKTIME_VERIFY_SEQUENCE, src/consensus/consensus.h, same revision. Source
  • Bitcoin Improvement Proposals 16, 34, 65, 66, 68, 112, 113, 141, 147, 341, 342, collection at revision 100ba872c808946155b1eeb8c4568058f2eea0a7. Collection
11 thms1 active userReviewed
🏆Completed
Formal VerificationTheoretical Computer Science·Captain: pitimespi

Bitcoin Proof of Work: Compact Targets and Difficulty RetargetingTextbook

Why the difficulty arithmetic matters

A Bitcoin block header is valid only if its hash, read as a 256-bit number, is at most a target encoded in the header's 32-bit nBits field, and only if that nBits is the one the consensus rules require at that height. Every 2016 blocks the required target is recomputed from the time the previous 2016 blocks took, so that blocks keep arriving roughly every ten minutes. Three pieces of arithmetic carry the whole rule: the lossy compact encoding between a 32-bit word and a 256-bit target (arith_uint256::SetCompact and GetCompact), the retarget computation with its clamped timespan and cap (CalculateNextWorkRequired), and the transition check that a header's claimed difficulty change is within the permitted range (PermittedDifficultyTransition), which Bitcoin Core uses to reject headers cheaply before it has the full chain. (pow.cpp, arith_uint256.cpp, CMainParams)

These functions are short but intricate: the encoding has sign and overflow flags, a mantissa that must be re-normalized when its top bit is set, and a rounding step that discards low bits; the retarget multiplies inside 256 bits where a carry would be lost. A disagreement in any of them splits the network. This mission states what the pinned implementation computes and proves that its own pieces are consistent: the retarget never produces a target the transition check rejects.

Targets, compact words, and the retarget

A compact word ccc is a 32-bit value with size S=⌊c/224⌋S = \lfloor c / 2^{24} \rfloorS=⌊c/224⌋ (the top byte) and mantissa W=c mod 223W = c \bmod 2^{23}W=cmod223 (the low 23 bits; bit 23 is the sign). Its exact value is specTarget(c)=W⋅256S−3\mathrm{specTarget}(c) = W \cdot 256^{S-3}specTarget(c)=W⋅256S−3 when S>3S > 3S>3 and ⌊W/2563−S⌋\lfloor W / 256^{3-S} \rfloor⌊W/2563−S⌋ otherwise. SetCompact computes the same quantity but inside a 256-bit register, so its result is setCompact(c)=(W≪8(S−3)) mod 2256\mathrm{setCompact}(c) = (W \ll 8(S-3)) \bmod 2^{256}setCompact(c)=(W≪8(S−3))mod2256 for S>3S > 3S>3. It also reports negative (W≠0W \ne 0W=0 and bit 23 set) and overflow (W≠0W \ne 0W=0 and S>34S > 34S>34, or W>255W > 255W>255 and S>33S > 33S>33, or W>65535W > 65535W>65535 and S>32S > 32S>32).

GetCompact encodes a 256-bit value vvv: with bbb the bit length of vvv and S=⌈b/8⌉S = \lceil b / 8 \rceilS=⌈b/8⌉, the mantissa is vvv shifted to its top three bytes (shifted left into three bytes when S≤3S \le 3S≤3); if bit 23 of that mantissa is set, the mantissa is divided by 256 and SSS incremented; the word is mantissa ∨(S≪24)\lor (S \ll 24)∨(S≪24). Because only three bytes survive, setCompact(getCompact(v))\mathrm{setCompact}(\mathrm{getCompact}(v))setCompact(getCompact(v)) is vvv rounded down.

Mainnet parameters: powLimit=2224−1\mathrm{powLimit} = 2^{224} - 1powLimit=2224−1, target timespan T=1,209,600T = 1{,}209{,}600T=1,209,600 seconds, spacing 600600600 seconds, interval 201620162016 blocks; minimum-difficulty blocks, no-retargeting, and BIP94 are all off.

DeriveTarget rejects a word that is negative, zero, overflowing, or above powLimit\mathrm{powLimit}powLimit; proof of work holds when the hash is at most the derived target. CalculateNextWorkRequired takes the last target toldt_{\text{old}}told​ and the signed elapsed time aaa of the period, clamps it to [T/4, 4T][T/4,\ 4T][T/4, 4T], computes (told⋅a mod 2256)/T(t_{\text{old}} \cdot a \bmod 2^{256}) / T(told​⋅amod2256)/T, caps at powLimit\mathrm{powLimit}powLimit, and re-encodes with GetCompact. PermittedDifficultyTransition at a retarget height decodes the claimed new word and requires it to lie between the re-encoded caps of told⋅(T/4)/Tt_{\text{old}} \cdot (T/4) / Ttold​⋅(T/4)/T and told⋅4T/Tt_{\text{old}} \cdot 4T / Ttold​⋅4T/T; off a retarget height it requires the word to be unchanged. GetNextWorkRequired returns the last word off a retarget height and calls the retarget on one.

Formalization targets

Goal — the retarget passes its own transition check

∀h,cold,tlast,tfirst:h≡0(mod2016) ∧ setCompact(cold)≤powLimit ⟹ permittedTransition(h, cold, calculateNextWork(cold,tlast,tfirst))=true.\forall h, c_{\text{old}}, t_{\text{last}}, t_{\text{first}}:\quad h \equiv 0 \pmod{2016}\ \wedge\ \mathrm{setCompact}(c_{\text{old}}) \le \mathrm{powLimit} \ \Longrightarrow\ \mathrm{permittedTransition}\big(h,\ c_{\text{old}},\ \mathrm{calculateNextWork}(c_{\text{old}}, t_{\text{last}}, t_{\text{first}})\big) = \mathtt{true}.∀h,cold​,tlast​,tfirst​:h≡0(mod2016) ∧ setCompact(cold​)≤powLimit ⟹ permittedTransition(h, cold​, calculateNextWork(cold​,tlast​,tfirst​))=true.

The hypothesis on coldc_{\text{old}}cold​ holds for every target DeriveTarget accepts, hence for every block on a valid chain. This is BitcoinPow.nextWork_permitted. It is the weakest stable statement: it says only that the two functions are consistent, without fixing the rounding constants that make them so.

Supporting milestones

  1. Overflow is exact (overflow_iff): the overflow flag is set iff specTarget(c)≥2256\mathrm{specTarget}(c) \ge 2^{256}specTarget(c)≥2256.
  2. Decoding is exact without overflow (setCompact_eq_spec): if the flag is clear, setCompact(c)=specTarget(c)\mathrm{setCompact}(c) = \mathrm{specTarget}(c)setCompact(c)=specTarget(c).
  3. Proof of work (checkProofOfWork_iff): acceptance iff the word is non-negative, non-overflowing, positive, at most powLimit\mathrm{powLimit}powLimit, and hash≤specTarget(c)\mathrm{hash} \le \mathrm{specTarget}(c)hash≤specTarget(c).
  4. Rounding down (getCompact_le): setCompact(getCompact(v))≤v\mathrm{setCompact}(\mathrm{getCompact}(v)) \le vsetCompact(getCompact(v))≤v for v<2256v < 2^{256}v<2256.
  5. Encoding is valid (getCompact_valid): GetCompact never produces a negative or overflowing word.
  6. Rounding is monotone (round_mono): v≤w<2256  ⟹  setCompact(getCompact(v))≤setCompact(getCompact(w))v \le w < 2^{256} \implies \mathrm{setCompact}(\mathrm{getCompact}(v)) \le \mathrm{setCompact}(\mathrm{getCompact}(w))v≤w<2256⟹setCompact(getCompact(v))≤setCompact(getCompact(w)).
  7. Clamp (clamp_bounds): the clamped timespan lies in [T/4,4T][T/4, 4T][T/4,4T] for every signed input.
  8. Cap (nextWork_le_powLimit): the next target decodes to at most powLimit\mathrm{powLimit}powLimit, for every input.
  9. Off-boundary (nextWork_off_boundary): off a retarget height the required word is the last word, and that transition is permitted.

What the result establishes

The goal is a kernel-checked consistency property of the pinned implementation: whatever the last target and the two block times, a block carrying the required nBits is never rejected by the cheap header-chain check. Milestones 1–3 give an exact mathematical reading of what nBits means on the wire, including when the implementation refuses it. Milestones 4–6 characterize the lossy re-encoding: it rounds down, keeps the top bit, and is order-preserving, which is the property the transition check silently relies on when it compares re-encoded bounds against a decoded value.

Formalizing adds two things to the C++. It makes the 256-bit wrap-around explicit: the retarget's multiplication is proved not to wrap only under the bound on the previous target, and the overflow flag is proved to be exactly the "does not fit" condition rather than an approximation. And it isolates the rounding as a function of the top-bit position, which is what the monotonicity argument needs and what the source never states.

Status: all statements are open with intentional placeholder proofs. Nothing about compiled Bitcoin Core is claimed; the value-level model of arith_uint256 (a natural number below 22562^{256}2256, shifts and products reduced modulo 22562^{256}2256, exact division) is the documented correspondence.

Where the obvious argument fails

The naive proof of the goal is to unfold both functions and compare. It fails at the re-encoding: the new word is getCompact(x)\mathrm{getCompact}(x)getCompact(x) and the check compares setCompact(getCompact(x))\mathrm{setCompact}(\mathrm{getCompact}(x))setCompact(getCompact(x)) against setCompact(getCompact(y))\mathrm{setCompact}(\mathrm{getCompact}(y))setCompact(getCompact(y)) for the two bounds yyy. These are not xxx and yyy; they are xxx and yyy with low bits cleared, and how many bits are cleared depends on the bit length of each. The argument needs that the rounding map is monotone across different bit lengths, which holds because the rounded value always retains the top bit — a value with fewer bits is below the top bit of any value with more.

A second trap is the mantissa normalization. When the top three bytes have bit 23 set, GetCompact shifts by a further byte, so the number of discarded bits is not a function of the size byte alone; the case split in the proofs is on the bit position modulo 8.

A third is nActualTimespan, a signed 64-bit difference that can be negative when timestamps go backwards. The clamp is stated on signed integers and the conversion to a natural number happens after it.

Formalization scope

arith_uint256 values are Nat below width = 2 ^ 256; <<= and *= reduce modulo width, /= is Nat division, bits() is Nat.log2 + 1 with 0 for zero, and GetLow64 is % 2 ^ 64. The uint32_t assignment in GetCompact is % 2 ^ 32. Compact words are BitVec 32; their fields are read through toNat. Block times are Int; the clamped timespan is converted with Int.toNat after clamping. Hashes enter checkProofOfWork already as natural numbers; the byte-order correspondence of UintToArith256 is a serialization matter outside this mission. fPowAllowMinDifficultyBlocks, fPowNoRetargeting, enforce_BIP94, and the fuzz-determinism shortcut are fixed to their mainnet values and not modeled as parameters.

A trivializing formalization would define permittedTransition by calling calculateNextWork; both are transcribed independently from the source. Assuming the previous target is already a GetCompact output, which would make rounding exact, is also ruled out: the goal assumes only the powLimit bound.

No Mathlib is required; the development imports only Std. Proofs of milestones in any order are welcome, and lemmas on the rounding map are reusable by any later header-validation work.

Selected references

  • Bitcoin Core contributors. GetNextWorkRequired, CalculateNextWorkRequired, PermittedDifficultyTransition, DeriveTarget, CheckProofOfWorkImpl, src/pow.cpp at revision a773e1e33b349dc819b5a0edc1c7a4839dc73b48. Source
  • Bitcoin Core contributors. arith_uint256::SetCompact, arith_uint256::GetCompact, base_uint::operator<<=, operator*=, operator/=, bits, src/arith_uint256.cpp and .h, same revision. Source
  • Bitcoin Core contributors. CMainParams proof-of-work parameters, src/kernel/chainparams.cpp, same revision. Source
  • Satoshi Nakamoto. Bitcoin: A Peer-to-Peer Electronic Cash System, 2008, section 4. Paper
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Formal VerificationTheoretical Computer Science·Captain: pitimespi

Bitcoin UTXO Accounting: Value Conservation and the Ledger Supply BoundTextbook

Why value accounting matters

Bitcoin's ledger is a set of unspent transaction outputs: every coin that exists is an output of some transaction that no later transaction has spent. A transaction consumes outputs and creates new ones; the rule that it may not create value — that its outputs total at most its inputs — is what makes the supply finite, and the one exception, the coinbase transaction of each block, may create at most the block subsidy plus the fees the block's other transactions paid. Bitcoin Core enforces this through a handful of functions: CheckTransaction rejects negative or overflowing output values (CVE-2010-5139) and duplicate inputs (CVE-2018-17144); CheckTxInputs requires every input to be an existing, mature coin and computes the fee; UpdateCoins spends the inputs and adds the outputs; ConnectBlock accumulates the fees and rejects a coinbase that pays more than fees plus subsidy, after a BIP30 check that no output of the block already exists as an unspent coin. (tx_check.cpp, tx_verify.cpp, coins.cpp, validation.cpp)

Each of these checks has been the site of a real inflation bug. This mission transcribes them and proves the ledger-level consequence: starting from an empty ledger, after any sequence of accepted blocks the total value of all unspent outputs is at most the sum of the block subsidies.

Coins, transactions, and the view

Amounts are integers in satoshi; MoneyRange is 0≤v≤MAX_MONEY=2.1×10150 \le v \le \mathrm{MAX\_MONEY} = 2.1 \times 10^{15}0≤v≤MAX_MONEY=2.1×1015. Transaction ids form an arbitrary type TTT with decidable equality. An outpoint is a pair (txid, index). A coin is an output value together with its creation height, its coinbase flag, and whether its script is unspendable (the only script property the accounting reads: AddCoin never stores an unspendable output). A transaction has a txid, a list of input outpoints, a list of outputs, and a coinbase flag standing for IsCoinBase(). The UTXO set is a list of (outpoint, coin) entries with pairwise distinct outpoints; getCoin looks an outpoint up, spendCoin removes it, addCoin inserts (replacing any entry with the same outpoint, as possible_overwrite permits), and totalValue sums the stored values.

The transcribed rules: checkTransaction (non-empty inputs and outputs, the output-value loop with its running MoneyRange test, no duplicate inputs); checkTxInputs (all inputs present, coinbase inputs mature by COINBASE_MATURITY = 100, each input value and the running nValueIn in range, nValueIn \ge GetValueOut(), fee in range); updateCoins (spend inputs unless coinbase, add outputs); bip30Ok; checkBlockTxs (first transaction coinbase, others not, all passing checkTransaction); connectLoop (per-transaction fee accumulation with the running MoneyRange test, then updateCoins); connectBlock (the above, then GetValueOut(coinbase) \le nFees + subsidy(height)); and connectChain, which connects blocks at consecutive heights. The subsidy is a parameter s:N→Zs : \mathbb N \to \mathbb Zs:N→Z.

Formalization targets

Goal — the ledger never holds more than the subsidies issued

connectChains([ ], h0, B1⋯Bn)=some(U)  ⟹  totalValue(U)≤∑i<ns(h0+i),\mathrm{connectChain}_s([\,],\ h_0,\ B_1 \cdots B_n) = \mathrm{some}(U) \;\Longrightarrow\; \mathrm{totalValue}(U) \le \sum_{i<n} s(h_0 + i),connectChains​([], h0​, B1​⋯Bn​)=some(U)⟹totalValue(U)≤i<n∑​s(h0​+i),

for every subsidy function sss, starting height h0h_0h0​, and sequence of blocks whose transactions have pairwise distinct txids within each block. This is BitcoinUtxo.ledger_bound. It is the weakest stable statement: the subsidy schedule is a parameter, so the result survives any change to it, and composing with the subsidy mission's bound gives the twenty-one-million cap as a corollary.

Supporting milestones

  1. Output checks (checkTransaction_outputs): an accepted transaction has distinct inputs and every output value in [0,MAX_MONEY][0, \mathrm{MAX\_MONEY}][0,MAX_MONEY].
  2. The fee (checkTxInputs_some): CheckTxInputs returns exactly valueIn−valueOut\mathrm{valueIn} - \mathrm{valueOut}valueIn−valueOut, in range, with every input present.
  3. Spending one coin (totalValue_spend): removing a present coin lowers the total by exactly its value.
  4. Adding a fresh coin (totalValue_add_fresh): adding at a fresh outpoint raises the total by the value, or by nothing if unspendable.
  5. Spending the inputs (totalValue_spendInputs): spending distinct, present inputs lowers the total by valueIn\mathrm{valueIn}valueIn.
  6. Transaction conservation (tx_conservation): an accepted ordinary transaction with fresh outputs lowers the ledger by at least its fee.
  7. Coinbase (coinbase_bound): a coinbase with fresh outputs raises the ledger by at most its output value.
  8. Block (block_bound): an accepted block raises the ledger by at most s(h)s(h)s(h) and keeps outpoints distinct.
  9. Chain (chain_bound): the same, summed over consecutive blocks, from any ledger.

What the result establishes

The goal is a kernel-checked statement that the transcribed rules, applied from genesis, cannot put more value into the ledger than the subsidy schedule allows, for any transactions whatsoever: fees only move value, unspendable outputs only destroy it, and the coinbase is bounded by fees plus subsidy. The milestones give the exact per-transaction accounting the proof rests on, including the role of each historical fix: the MoneyRange loop (milestone 1), the duplicate-input rejection (milestones 5 and 6 need distinct inputs), and the BIP30 check (milestones 6 to 8 need fresh outputs).

Three hypotheses are the honest boundary of the result. Distinct txids within a block stand for the collision-freedom of transaction hashes, which an abstract id type cannot provide. The BIP30 check is modeled as enforced, which is true at every mainnet height except the two historical duplicate-coinbase blocks. And the genesis coinbase, which Bitcoin Core never connects to the UTXO set, is simply not among the blocks.

Status: every statement is open with an intentional placeholder proof. Nothing about compiled Bitcoin Core is claimed.

Where the obvious argument fails

The naive argument — "inputs exceed outputs, so value cannot grow" — fails at three places that the actual code guards. Without distinct inputs, a transaction that lists the same outpoint twice would be credited its value twice while the view removes it once (CVE-2018-17144); the accounting lemma for spending needs Nodup. Without the BIP30 check, an output could overwrite an existing unspent coin and silently destroy or replace its value; the lemma for adding a coin needs the outpoint fresh, and freshness must be carried through the block from the initial view, which is where distinct txids enter. And the output values must be known non-negative before any sum is bounded, which is exactly what the MoneyRange loop supplies.

The fee is a second trap: CheckTxInputs computes it with signed arithmetic and tests it separately, so the proof must recover the identity fee=valueIn−valueOut\text{fee} = \mathrm{valueIn} - \mathrm{valueOut}fee=valueIn−valueOut from the loop rather than assume it.

Formalization scope

Amounts are Int; heights are Nat, and the maturity test uses truncated subtraction, which rejects a spend below the coin's height as the signed source does. The UTXO set is a keyed list; keysNodup is the map invariant and is proved preserved. Serialization-size, script-length, null-prevout and script-validity rules are not modeled; the coinbase flag is a field. The BIP30 enforcement flag, fEnforceBIP30, is fixed to its post-exception mainnet value.

A trivializing formalization would define connectBlock so that it fails whenever value would grow; every rule is transcribed from its source function. Restricting to blocks with no unspendable outputs or to transactions with a single input is out of scope.

No Mathlib is required; the development imports only Std. The composition with the subsidy mission's BitcoinSubsidy.issuance_bound, giving the absolute cap, is the intended follow-up theorem.

Selected references

  • Bitcoin Core contributors. CheckTransaction, src/consensus/tx_check.cpp at revision a773e1e33b349dc819b5a0edc1c7a4839dc73b48. Source
  • Bitcoin Core contributors. Consensus::CheckTxInputs, src/consensus/tx_verify.cpp, same revision. Source
  • Bitcoin Core contributors. CCoinsViewCache::AddCoin, SpendCoin, HaveInputs, AddCoins, src/coins.cpp, same revision. Source
  • Bitcoin Core contributors. UpdateCoins, BIP30 check and fee accounting in Chainstate::ConnectBlock, src/validation.cpp, same revision. Source
  • Pieter Wuille. BIP30: Duplicate transactions, 2012. Specification
  • Satoshi Nakamoto. Bitcoin: A Peer-to-Peer Electronic Cash System, 2008, sections 2 and 9. Paper
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Number Theory·Captain: Yuxuan Xu

Every Odd Number Greater Than 1 is the Sum of at Most 23 PrimesResearch Paper

A smaller formalized bound for sums of primes

The Odd Goldbach campaign asks how many prime summands suffice to represent every odd integer greater than one, while tracking bounds supported by formal proofs. This mission supplies the bound 23. Its starting point is the accepted 25-prime formalization, which uses the elementary Schnirelmann–Mann method and explicit sieve estimates. The improvement concerns the constants in that formalized development. It does not assert a new mathematical solution of the three-prime problem.

An explicit bound is useful here because it turns a qualitative additive-basis statement into a theorem with a precise, auditable conclusion. Each improvement must still cover every allowed input, including the smallest odd integers. The campaign statement fixes that common standard, so a smaller displayed value has the same mathematical meaning as the earlier bound.

Integers, prime summands, and counting functions

A prime is a natural number greater than one with no positive divisors other than one and itself. A representation is a finite multiset of primes: order does not matter, and the same prime may occur more than once. Both the sum and the number of summands count multiplicities. In particular, the prime 2 is allowed in the mission's conclusion.

The supporting two-prime counting function counts integers representable as a sum of two odd primes. An integer with several such representations is counted once. For a natural number nnn, write R(n)R(n)R(n) for the number of representable integers in the interval from zero through nnn. The formalization uses the existing shared representation function and tests whether that function is positive; it does not replace the represented set with a more convenient surrogate.

The finite sieve input uses a set QQQ of 1000 odd primes, each at most 7927. For a positive difference ddd, its weight is

K(d)=∏p∣d, p>2p−1p−2,K(d)=\prod_{p\mid d,\ p>2}\frac{p-1}{p-2},K(d)=p∣d, p>2∏​p−2p−1​,

where the product runs over distinct odd prime divisors. The finite certificate counts each unordered pair of distinct entries once, using the condition b<ab<ab<a.

Formalization targets

The goal is

∀n∈N,n>1 and n odd ⟹ ∃s,∣s∣≤23,∑p∈sp=n,\forall n\in\mathbb N,\quad n>1\ \text{and }n\text{ odd}\ \Longrightarrow\ \exists s,\quad |s|\le23,\quad \sum_{p\in s}p=n,∀n∈N,n>1 and n odd ⟹ ∃s,∣s∣≤23,p∈s∑​p=n,

where every member of the multiset sss is prime. This is exactly the campaign template specialized to 23. There is no unspecified lower threshold and no additional arithmetic hypothesis on nnn.

The supporting finite milestone establishes

∣Q∣=1000,∑a,b∈Q, b<aK(a−b)≤867861.|Q|=1000,\qquad \sum_{a,b\in Q,\ b<a}K(a-b)\le867861.∣Q∣=1000,a,b∈Q, b<a∑​K(a−b)≤867861.

The two counting milestones establish

R(n)≥100n2199R(n)\ge\frac{100n}{2199}R(n)≥2199100n​

on the respective ranges 20≤log⁡n≤30020\le\log n\le30020≤logn≤300 and exp⁡(300)≤n\exp(300)\le nexp(300)≤n. Natural logarithms and real exponentials are used throughout. The boundary at log⁡n=300\log n=300logn=300 is included in both estimates; no gap between the ranges is intended or permitted.

What the formalization contributes

The mission improves the previously formalized constant from 25 to 23 while retaining the shared mathematical definitions. Its reusable outputs are the explicit finite sieve certificate and the two counting estimates. These can support later work without requiring another author to repeat the finite prime-weight computation or reconstruct the same numerical bounds.

The finite certificate is published with a closed dependency frontier. The medium-range, large-range, and goal records carry their own verification status and dependency graphs. A verified reduction and a theorem with every dependency proved are distinct statuses. Campaign attestation additionally requires review of the mission and the numeric value established by its goal.

The difficulty of preserving explicit constants

The central difficulty is retaining enough quantitative information across the finite sieve input, the two counting ranges, the density comparison, and the small-value transition. An asymptotic estimate alone would leave unboundedly many inputs outside the theorem's scope. A numerical calculation performed outside the proof assistant would also leave the crucial finite certificate unsupported.

Large exact computations pose a separate formalization constraint: a correct proof can exceed the verification service's per-file time limit. The finite computation is therefore organized into genuine mathematical subclaims with independently checked statements. Their combination is a short list-sum argument; a successful helper submission is not substituted for the final endpoint.

Formalization scope and conventions

The development uses Lean 4.33.1 and the campaign's pinned Mathlib environment. Natural numbers encode inputs and prime summands; real numbers encode logarithms, densities, and analytic inequalities. Finite sets are used for the sieve shifts and counted integers, while the final representation is a multiset. The distinction matters: shift primes are distinct, but final summands may repeat.

The existing Schnirelmann definitions, Mann basis theorem, sieve constants, prime-pair estimate, and two Riesel–Vaughan interval estimates remain shared dependencies. The submitted proofs introduce no new axiom, admitted proof, weakened quantifier, or external computation oracle. Local interface files are only mirrors of platform declarations; complete dependency closure is checked on the platform separately from local compilation.

Further contributions may sharpen these explicit estimates or reuse the finite and counting certificates. The stable objects for such work are their published statements and definitions. Any future lower campaign value must still satisfy the full quantified goal.

Selected references

  • H. Riesel and R. C. Vaughan, On sums of primes, Arkiv för Matematik 21 (1983). Article scan.
  • Prove2Me, Every odd number greater than 1 is the sum of at most 25 primes, accepted formalization, 2026. Theorem and proof dependencies.
  • Prove2Me, Odd numbers as sums of primes, campaign template and attested bounds. Campaign.
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Differential GeometryGeneral RelativityMathematical Physics·Captain: He Wang

Exact Spacetime Atlas V: From Linearized Einstein–Maxwell Equations to Kerr–Newman Radiation SystemsResearch Paper

Motivation

Atlas IV certified the Kerr–Newman background as an exact Einstein–Maxwell solution and proved that its linearised operators LE,LJ,LHL_E, L_J, L_HLE​,LJ​,LH​ are the true first variations of the nonlinear residuals. Atlas III proved, for frozen Kerr–Newman radiation systems taken from Hintz (arXiv:2609.33661v1), the local equivalence of systems (1) and (7). Atlas V connects the two: under an explicit phantom gauge and single-mode conditions, IV's linearised equations imply III's systems.

Setting

Boyer–Lindquist coordinates x=(t,r,θ,φ)x=(t,r,\theta,\varphi)x=(t,r,θ,φ), Atlas signature (−,+,+,+)(-,+,+,+)(−,+,+,+); parameters ppp with M>0M>0M>0, Q≠0Q\neq0Q=0, a2+Q2<M2a^2+Q^2<M^2a2+Q2<M2 (a=0a=0a=0 allowed); exterior Up={r>r+, 0<θ<π}U_p=\{r>r_+,\ 0<\theta<\pi\}Up​={r>r+​, 0<θ<π} and dom={x:(r,θ)∈Up}\mathrm{dom}=\{x:(r,\theta)\in U_p\}dom={x:(r,θ)∈Up​}. The Kinnersley frame (l,n,m,mˉ)(l,n,m,\bar m)(l,n,m,mˉ) with q=r+iacos⁡θq=r+ia\cos\thetaq=r+iacosθ, complex-bilinear contractions (no conjugation), NP spin coefficients and Weyl/Faraday scalars are registered local coordinate definitions; Riemann and Weyl come from Atlas II's curvature. A complex tangent τ=(τR,τI)\tau=(\tau_R,\tau_I)τ=(τR​,τI​) is a pair of real first-order tangents (h,f,B)(h,f,B)(h,f,B) of metric, field and frame, each C∞C^\inftyC∞, with antisymmetric fff, the frame reality pattern (l,nl,nl,n real, mˉ=m‾\bar m=\overline{m}mˉ=m) and the first-order Gram relation.

Formalization targets

Goal (atlasV03_main): if τ\tauτ is such a tangent on dom\mathrm{dom}dom, IV's linearised residuals of the complexified tangent vanish, the complex phantom gauge δΦ0C=δΦ2C=0\delta\Phi_0^{\mathbb C}=\delta\Phi_2^{\mathbb C}=0δΦ0C​=δΦ2C​=0 holds on dom\mathrm{dom}dom, and the scaled radiative variables of both branches are single modes e−iωt+imφ×e^{-i\omega t+im\varphi}\timese−iωt+imφ×(amplitude in (r,θ)(r,\theta)(r,θ)) with real ω,m\omega,mω,m, then III's positive and negative systems (1) hold on UpU_pUp​, and (via III) systems (7).

Milestones: the frame/Faraday/mode bridges (V-01), the frame curvature bridge, the background Ψ2\Psi_2Ψ2​ and the sourced NP Bianchi identity (V-02), the kinematic realisation and the Ricci source formula through IV's LEL_ELE​, and the four per-branch statements (V-03).

Significance

The radiation systems of Atlas III are no longer free-standing: each of the eight frozen residuals res1a–d, res1aN–dN is derived in Lean from a linearised Newman–Penrose identity of an actual metric/field/frame perturbation, with sources written through IV's certified operators. Divisions are only by PPP, qqq, qˉ\bar qqˉ​, 2\sqrt22​, Σ\SigmaΣ, Δ\DeltaΔ, sin⁡θ\sin\thetasinθ (nonzero on the exterior) and, in res1d/res1dN, by Φ1=Q/(2qˉ2)\Phi_1=Q/(2\bar q^2)Φ1​=Q/(2qˉ​2) using Q≠0Q\neq0Q=0; never by ω\omegaω, mmm or F±F_\pmF±​.

Difficulty

The frame varies with the perturbation; the curvature bridge needs the −c Ω-c\,\Omega−cΩ commutator term; the complex gauge is a condition on the complex combination and may not be split into real parts; sources appear under frame derivatives and must be shown to vanish on an open set; amplitude regularity has to be derived, not assumed.

Formalization scope

Lean 4 with Mathlib (0df444a3…), autoImplicit off; smoothness is ContDiffOn ℝ ∞ (C∞C^\inftyC∞, not analytic). Pinned Mathlib has no Lorentzian Levi-Civita connection, Ricci tensor or Newman–Penrose objects; the coordinate definitions are a registered local definition layer (B3 policy), reused unchanged from Atlas I–IV and extended in V (registry §K–§M). This is a forward source derivation under the chosen gauge and single-mode conditions, not a two-way reconstruction; no gauge reachability, mode completeness, spectrum, stability, global flow or new exact solution is claimed; zero_instance only shows the hypothesis bundle is non-empty.

Selected references

  • P. Hintz, Perturbations of Kerr–Newman black holes: separation and mode stability, arXiv:2609.33661 (v1 archived locally). https://arxiv.org/abs/2609.33661
  • Z. Mark, H. Yang, A. Zimmerman, Y. Chen, arXiv:1409.5800 (v1 LaTeX e-print read locally; appendix equation numbers not verified). https://arxiv.org/abs/1409.5800
  • S. Chandrasekhar, The Mathematical Theory of Black Holes (not obtained; the NP identities used were derived independently and are marked so).
  • Exact Vacuum Atlas III and Exact Spacetime Atlas IV (the author's earlier releases; nodes and bundles reused unchanged).
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Number Theory·Captain: Yuxuan Xu

Every Odd Number Greater Than 1 is the Sum of at Most 25 PrimesResearch Paper

This campaign entry establishes the bound 25 for every odd integer greater than 1, with repetitions allowed. It refines xuanji's existing formalized 27-prime Schnirelmann–Mann argument by replacing the two-prime sum count n/25 with 100n/2399. The middle range is covered by 278 exact rational interval certificates; the large-range final comparison has an explicitly positive quartic numerator. The shared definitions and existing sieve inputs are unchanged. The resulting density 1/12 gives 24 odd primes plus 3, with small integers handled explicitly.

This is a numerical refinement of an existing elementary formalization, not a new proof of weak Goldbach. The goal is the campaign template with value 25. Complete source and mathematical explanation are attached to theorem ba75c64f-9452-4582-83b3-77b31da8e4dc; proof submission 2e9b3af7-c5c8-4ec8-bcfa-87ed00efecd0 was ACCEPTED by the server on 2026-10-24 at 11:09:45 UTC, and the theorem is Proved with empty open frontier. The prior campaign record is 27.

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Bandit AlgorithmsMachine LearningMarkov Chain+2·Captain: QianJaneXie

Cost-aware Bayesian Optimization via the Pandora's Box Gittins IndexResearch Paper

Formal verification complete: all 12 mission targets, including Theorem 2, are Proved. These results apply to the formalized independent-box model described below. Paper: Cost-aware Bayesian Optimization via the Pandora's Box Gittins Index, NeurIPS 2024. The formalization follows Theorem 2 and Appendix B.5 of the paper.

Why study budgeted Pandora’s box?

An experiment can be valuable without being worth its price. In Bayesian optimization, a function evaluation may require training a model, running a simulation, or carrying out a laboratory experiment. The decision is therefore both where to evaluate and how much information to buy. A rule that responds only to relative costs can miss the effect of making every evaluation expensive.

Xie, Astudillo, Frazier, Scully, and Terenin connect this question to Pandora's box, a sequential search problem with independent hidden rewards. Their paper uses the exact solution of this simpler model to motivate an acquisition function for Bayesian optimization. This mission formalizes the paper's fixed expected-budget result, Theorem 2. Theorem 1, the classical cost-per-sample result attributed to Weitzman, is supporting material. Paper, Sections 2–3.

Independent boxes and a fixed expected budget

There are finitely many boxes in a nonempty set XXX. Box iii contains a real random reward FiF_iFi​ with a known distribution and finite absolute first moment. The rewards are mutually independent. Opening it costs a deterministic amount ci>0c_i>0ci​>0 and reveals its reward exactly.

A policy chooses a first box, then uses its observed history and independent randomization to choose an unopened box or stop. It must open at least one box, cannot reopen a box, and cannot resume after stopping. Its terminal reward is the largest observed reward. There is no outside option of zero. Define

R(π)=E ⁣[max⁡i opened by πFi],C(π)=E ⁣[∑i opened by πci].R(\pi)=\mathbb E\!\left[\max_{i\text{ opened by }\pi}F_i\right],\qquad C(\pi)=\mathbb E\!\left[\sum_{i\text{ opened by }\pi}c_i\right].R(π)=E[i opened by πmax​Fi​],C(π)=E​i opened by π∑​ci​​.

For a fixed real budget BBB, feasibility means C(π)≤BC(\pi)\le BC(π)≤B. This is an expected-budget constraint; individual runs may exceed BBB. Write

RB∗=sup⁡C(π)≤BR(π),Rall=E[max⁡i∈XFi].R_B^*=\sup_{C(\pi)\le B}R(\pi),\qquad R_{\mathrm{all}}=\mathbb E[\max_{i\in X}F_i].RB∗​=C(π)≤Bsup​R(π),Rall​=E[i∈Xmax​Fi​].

For λ>0\lambda>0λ>0, the reservation index gi(λ)g_i(\lambda)gi​(λ) is the unique finite solution of

E[(Fi−gi(λ))+]=λci.\mathbb E[(F_i-g_i(\lambda))_+]=\lambda c_i.E[(Fi​−gi​(λ))+​]=λci​.

At zero multiplier, the formalization defines

gi(0)=ess sup⁡Fi∈R∪{+∞}.g_i(0)=\operatorname{ess\,sup}F_i\in\mathbb R\cup\{+\infty\}.gi​(0)=esssupFi​∈R∪{+∞}.

A generalized Gittins policy first opens a maximal-index box. It subsequently opens a remaining maximal-index box when its index exceeds the incumbent, and stops when the incumbent exceeds every remaining index. Equality permits either action. Ties between boxes and stopping ties may be randomized. Positive-cost rule, equation (5) and Section 3.2.

Formalization target: Theorem 2

Theorem 2 assumes the budget condition

min⁡ici<B.\min_i c_i<B.imin​ci​<B.

Define the dual envelope

AB(λ)=sup⁡ρ{R(ρ)−λC(ρ)}+λB.A_B(\lambda)=\sup_\rho\{R(\rho)-\lambda C(\rho)\}+\lambda B.AB​(λ)=ρsup​{R(ρ)−λC(ρ)}+λB.

The main target is the existence of λ≥0\lambda\ge0λ≥0 minimizing this envelope on [0,∞)[0,\infty)[0,∞) and a generalized Gittins policy π\piπ satisfying

π∈arg⁡max⁡ρ{R(ρ)−λC(ρ)},C(π)≤B,λ(B−C(π))=0,\pi\in\arg\max_\rho\{R(\rho)-\lambda C(\rho)\},\qquad C(\pi)\le B,\qquad\lambda(B-C(\pi))=0,π∈argρmax​{R(ρ)−λC(ρ)},C(π)≤B,λ(B−C(π))=0, ∀ρ,C(ρ)≤B⟹R(ρ)≤R(π).\forall\rho,\quad C(\rho)\le B\Longrightarrow R(\rho)\le R(\pi).∀ρ,C(ρ)≤B⟹R(ρ)≤R(π).

Thus the policy is optimal for the fixed expected budget. Positive multipliers require exact expected expenditure; zero multipliers permit slack.

Why the zero-multiplier case matters. A strictly positive multiplier need not yield a budget-optimal policy. For example, take independent rewards F1=1F_1=1F1​=1, F2∼Uniform[0,2]F_2\sim\mathrm{Uniform}[0,2]F2​∼Uniform[0,2], unit costs, and B=3/2B=3/2B=3/2. Opening box 2 and then box 1 exactly when F2<1F_2<1F2​<1 achieves Rall=5/4R_{\mathrm{all}}=5/4Rall​=5/4 within budget, whereas every positive-multiplier index policy has strictly smaller reward. Source statement and proof, Appendix B.5.

Supporting targets include the reservation root; Theorem 1; exact-budget and complementary-slackness certificates; convexity and attainment of the dual minimum; joint expected-cost and expected-reward limits at positive multipliers; budget matching and Gittins cost extrema; a zero-multiplier policy-limit lemma; and a feasible zero-index policy when zero minimizes the dual. Some milestones isolate or strengthen steps used in the proof rather than reproducing a numbered statement verbatim. A supporting corollary gives a sufficient condition for a positive multiplier:

RB∗<Rall⟹every dual minimizer is strictly positive.R_B^*<R_{\mathrm{all}}\quad\Longrightarrow\quad\text{every dual minimizer is strictly positive}.RB∗​<Rall​⟹every dual minimizer is strictly positive.

What the verified result establishes

Budgeted Pandora’s box is motivated by a common feature of Bayesian optimization in practice: experiments, simulations, and model evaluations must be chosen within a limited resource budget. It asks how to choose evaluations sequentially to maximize the expected best observed reward, subject here to a bound on expected total cost. An optimal index policy for this problem provides a theoretical benchmark for budget-aware Bayesian optimization.

All 12 linked theorem targets have completed Lean proofs, including the zero-multiplier boundary and the supporting probability, policy-limit, and optimization results. The verified development establishes the paper's expected-budget theorem and supplies reusable components for finite adaptive search and constrained optimization.

The empirical performance of the acquisition function and the extension to correlated Gaussian-process Bayesian optimization are outside the goal. No global Bayes-optimality claim is made for that correlated extension. Paper, Section 3.3.

Key steps in the formal argument

An optimal penalized policy need not meet a prescribed budget. Atoms and tied indices can make expenditure jump as the multiplier changes. The targets therefore include expected-cost extremes within the index-policy class and randomization that interpolates those costs.

At zero multiplier, finite reservation roots can escape to positive infinity. Arbitrary ties in the resulting extended indices need not respect the budget; the zero-dual-minimum milestone asserts existence of a feasible choice, rather than feasibility of all choices.

The convergence target records both expected reward and expected cost, including the slope needed in the envelope argument. The directional derivative of an affine objective uses its linear part, as stated in Lemma 13. Supporting arguments, Appendices B.5–B.6.

Formalization scope and conventions

The Lean model uses n+1n+1n+1 boxes, integrable Borel probability laws on R\mathbb RR, their product measure, and an independent uniform seed on [0,1][0,1][0,1]. Measurable policies observe ordered padded histories. Finite recursion enforces irreversible stopping and distinct openings. Terminal maxima start at the first observation, not zero.

Expectations are Bochner integrals; their integrability and the boundedness of real policy suprema are established from the model in the verified supporting lemmas. Zero indices use EReal and the infimum of almost-sure upper bounds. Index conditions apply to all valid histories, including histories of probability zero. Negative multipliers are excluded by the generalized-rule definition. The strict-gap predicate is used only for the positivity corollary.

Verification was performed by Prove2Me's server using Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474.

Selected references

  • Qian Xie, Raul Astudillo, Peter I. Frazier, Ziv Scully, and Alexander Terenin. Cost-aware Bayesian Optimization via the Pandora's Box Gittins Index. Advances in Neural Information Processing Systems 37 (NeurIPS 2024). Conference proceedings.
  • Martin L. Weitzman. Optimal Search for the Best Alternative. Econometrica 47(3), 1979, pp. 641–654. DOI.
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CombinatoricsNumber Theory·Captain: FormallyCorrect

An Invitation to qqq-Series: Ramanujan's Partition IdentityTextbook

Partitions and generating functions

A partition of a nonnegative integer is a way to express it as a sum of positive integers, with the order of the summands ignored. For example, the partitions of 4 are 4, 3+1, 2+2, 2+1+1, and 1+1+1+1. If p(n)p(n)p(n) denotes their number, then p(4)=5p(4)=5p(4)=5 and p(0)=1p(0)=1p(0)=1, with the empty partition counted once. Although this definition is elementary, the values of p(n)p(n)p(n) obey identities and divisibility laws that are difficult to see from lists of partitions.

A generating function records a sequence as coefficients of a power series. For partitions it is P(X)=∑n≥0p(n)XnP(X)=\sum_{n\geq0}p(n)X^nP(X)=∑n≥0​p(n)Xn. Product and series identities give different descriptions of the same coefficients, connecting counting problems with algebra and complex analysis. Hei-Chi Chan's An Invitation to q-Series develops these connections through Jacobi's product identity, the Rogers–Ramanujan identities, and Ramanujan's partition congruences. This collection imports the proved statements in the accompanying Lean development, with Ramanujan's partition identity as its main result.

Formal series and convergent products

A formal power series over a ring RRR is a sequence of coefficients written as ∑n≥0anXn\sum_{n\geq0}a_nX^n∑n≥0​an​Xn; equality means equality of every coefficient. Multiplication uses the finite sum [Xn](FG)=∑k=0nakbn−k[X^n](FG)=\sum_{k=0}^n a_kb_{n-k}[Xn](FG)=∑k=0n​ak​bn−k​. The symbol XXX is an indeterminate, so a formal identity requires no choice of a numerical value for XXX and no analytic convergence assumption.

Write E(X)=∏m≥1(1−Xm)E(X)=\prod_{m\geq1}(1-X^m)E(X)=∏m≥1​(1−Xm). This formal product is well defined because, for a fixed degree nnn, factors with m>nm>nm>n do not change its coefficient. Euler's partition identity states that P(X)E(X)=1P(X)E(X)=1P(X)E(X)=1. Substituting XdX^dXd for XXX multiplies every exponent by the positive integer ddd; in particular, E(X5)=∏m≥1(1−X5m)E(X^5)=\prod_{m\geq1}(1-X^{5m})E(X5)=∏m≥1​(1−X5m).

The analytic results use a complex number qqq in place of the formal variable. Their finite product notation is (a;q)N=∏j=0N−1(1−aqj)(a;q)_N=\prod_{j=0}^{N-1}(1-aq^j)(a;q)N​=∏j=0N−1​(1−aqj), and (a;q)∞(a;q)_\infty(a;q)∞​ denotes the corresponding infinite product when it converges. Conditions such as ∣q∣<1|q|<1∣q∣<1, q≠0q\ne0q=0, and the nonvanishing of other parameters are part of the individual statements. The formal and analytic settings remain distinct throughout the collection.

The main identity and accompanying results

The main theorem identifies the generating function for partition numbers whose indices are 4 modulo 5. In Q[[X]]\mathbb Q[[X]]Q[[X]], it asserts the unconditional identity

∑n≥0p(5n+4)Xn=5E(X5)5P(X)6.\sum_{n\geq0}p(5n+4)X^n=5E(X^5)^5P(X)^6.n≥0∑​p(5n+4)Xn=5E(X5)5P(X)6.

Since P(X)E(X)=1P(X)E(X)=1P(X)E(X)=1, this is the usual expression 5E(X5)5/E(X)65E(X^5)^5/E(X)^65E(X5)5/E(X)6. The inverse exists because E(X)E(X)E(X) has constant coefficient 1. The displayed equality concerns the whole infinite series, rather than a fixed number of initial coefficients.

The associated milestones include Euler's pentagonal identity, Jacobi's triple product, the two Rogers–Ramanujan identities, and the partition congruences

p(5n+4)≡0(mod5),p(7n+5)≡0(mod7),p(11n+6)≡0(mod11)p(5n+4)\equiv0\pmod5,\qquad p(7n+5)\equiv0\pmod7,\qquad p(11n+6)\equiv0\pmod{11}p(5n+4)≡0(mod5),p(7n+5)≡0(mod7),p(11n+6)≡0(mod11)

for every natural number nnn. Additional milestones record formal identities involving the Rogers–Ramanujan quotient and the parity of Ramanujan's tau coefficients. Each reference retains its own hypotheses and coefficient ring; the collection does not treat identities over different rings as interchangeable.

What the collection provides

The partition identity gives an exact generating function for an infinite arithmetic progression of partition numbers. The three congruences likewise apply to all indices in their stated progressions. Their scope is therefore different from the numerical partition and tau values that also appear in the library. Both kinds of result are included, with their ranges stated explicitly.

The source development supplies Lean proofs of these known mathematical results. The imported collection makes their definitions, statements, and supporting lemmas available in one compatible environment for subsequent work on partition identities and Ramanujan notebook formulas. Its reusable components include finite product algebra, coefficient extraction, substitutions in formal series, and the links between analytic products and formal coefficient identities.

Why the representation matters

Agreement of many initial coefficients cannot establish equality of two arbitrary infinite series. A formalization must account for every coefficient and justify any infinite product or sum used to define it. In an analytic statement, moving between a limit and a sum or product also requires convergence under the stated parameter conditions. These obligations remain present even when the final displayed identity is short.

Division presents a separate issue. A quotient of formal series needs an invertible denominator, while analytic quotients need the relevant complex values to be nonzero. Residue-class extraction introduces another distinction: retaining terms of degree 5n+r5n+r5n+r and replacing their exponents by nnn is different from leaving those exponents unchanged. The imported definitions specify the convention used by each theorem.

Formalization scope

The main result uses rational formal power series and the ordinary partition-counting function. Supporting statements use integers, commutative coefficient rings, finite residue fields, or complex analysis as required by their types. The environment is Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. The mathematical source is pinned to revision 5df34b280b6a9c4a68ab09105b4e5d3c7bbe88d1; compatibility adaptations are recorded with the imported items.

This is a collection of the source's proved results, including auxiliary and conditional lemmas. It does not assert that every statement discussed in the book has been formalized. In particular, the continued-fraction convergence discussion, the closed-form special value at e−2πe^{-2\pi}e−2π, the general core-partition characterization, and the full modularity and multiplicativity theory of the tau function must not be inferred from the narrower entries provided here. A definition of a proposed value is kept distinct from a theorem evaluating a function at that value.

The referenced theorem statements are fixed to the audited import. Further work can reuse these results to formalize additional identities or supply separate, stronger theorems. Conditional reductions remain conditional in their titles and statements, and finite computations retain their explicit bounds.

Selected references

Hei-Chi Chan, An Invitation to q-Series: From Jacobi's Triple Product Identity to Ramanujan's Most Beautiful Identity, World Scientific, 2011. DOI: 10.1142/8129.

Xiang Huang, Lean formalization of An Invitation to q-Series, source revision 5df34b280b6a9c4a68ab09105b4e5d3c7bbe88d1. Pinned source repository.

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Mathematical LogicTopology·Captain: username

There is no universal FσF_\sigmaFσ​ equivalence relationOpen Problem

Comparing classification problems

A classification problem specifies when two objects should count as equivalent. Descriptive set theory compares such problems by asking whether an assignment of invariants transforms one equivalence relation into another. Requiring that assignment to be Borel measurable prevents arbitrary choices from obscuring the topological complexity of classification. A universal relation for a class would provide one common target for every classification problem in that class.

This mission asks for a Lean formalization of Theorem 1.1 of Ruijun Wang, There is no universal FσF_\sigmaFσ​ equivalence relation, arXiv:2610.31052v1. The paper proves a negative answer for equivalence relations whose graphs are countable unions of closed sets. The requested mission category is OpenProblem; the open task is the formalization of this known paper theorem, rather than a claim that the mathematical question remains unanswered.

The historical comparison is with the smaller class of relations whose graphs are countable unions of compact sets. Rosendal proved a universality theorem for that class and asked whether its bounded-difference benchmark also captures all FσF_\sigmaFσ​ relations. The source introduction and bibliography identify Proposition 19 and Problem 28 of his paper as the relevant result and question. The timeline is: Rosendal's compact-cover universality result and question in 2005; the question's subsequent appearance in the descriptive-set-theory literature cited in Wang's introduction; and Wang's 22 October 2026 preprint giving the stronger nonuniversality theorem targeted here.

Spaces, relations, and measurable reductions

A Polish space is a topological space admitting a complete separable metric compatible with its topology. An equivalence relation FFF on a space YYY is reflexive, symmetric, and transitive. Its graph is the subset of Y×YY\times YY×Y consisting of pairs (y,y′)(y,y')(y,y′) with yFy′yFy'yFy′. A set is FσF_\sigmaFσ​ when it is a countable union of closed sets. For relations this condition refers to the graph in the product topology.

Given equivalence relations EEE on XXX and FFF on YYY, a reduction is a function f:X→Yf:X\to Yf:X→Y satisfying

∀x,x′∈X,xEx′ ⟺ f(x)Ff(x′).\forall x,x'\in X,\qquad xEx'\ \Longleftrightarrow\ f(x)Ff(x').∀x,x′∈X,xEx′ ⟺ f(x)Ff(x′).

No injectivity on points is required. A Borel measurable reduction has Borel preimages of open sets. A Baire measurable reduction has preimages of open sets with the Baire property: each such preimage differs from an open set by a meager set. A meager set is a countable union of nowhere dense sets. These conventions follow Sections 2.1–2.3 of the source.

The domain of the main construction is the real Hilbert space ℓ2\ell_2ℓ2​ of square-summable real sequences, with its norm topology. For a real linear subspace H⊆ℓ2H\subseteq\ell_2H⊆ℓ2​, its coset equivalence relation is

xEHx′⟺x−x′∈H.xE_Hx'\quad\Longleftrightarrow\quad x-x'\in H.xEH​x′⟺x−x′∈H.

The subspace need not be closed, complete, or Polish in its inherited topology. If HHH is FσF_\sigmaFσ​, its coset graph is also FσF_\sigmaFσ​ because subtraction is continuous.

Formalization targets

The main goal is the full existence assertion of Theorem 1.1:

for every Polish Y and every Fσ equivalence relation F on Y,∃ a real linear subspace H⊆ℓ2 such thatH is Fσ,EH is Fσ,EH̸≤BaireF.\begin{gathered} \text{for every Polish }Y\text{ and every }F_\sigma\text{ equivalence relation }F\text{ on }Y,\\ \exists\text{ a real linear subspace }H\subseteq\ell_2\text{ such that}\\ H\text{ is }F_\sigma,\quad E_H\text{ is }F_\sigma,\quad E_H\not\leq_{\mathrm{Baire}}F. \end{gathered}for every Polish Y and every Fσ​ equivalence relation F on Y,∃ a real linear subspace H⊆ℓ2​ such thatH is Fσ​,EH​ is Fσ​,EH​≤Baire​F.​

The last clause excludes every Baire measurable reduction, with no auxiliary assumptions on its range or on the constructed subspace.

Two supporting targets accompany the goal. Lemma 2.4 says that a Baire measurable map from a Polish space to a second-countable space is continuous on some comeager GδG_\deltaGδ​ subset of its domain. Here GδG_\deltaGδ​ means a countable intersection of open sets, and comeager means that the complement is meager. The second target is the final clause of Theorem 1.1: no FσF_\sigmaFσ​ equivalence relation on a Polish space is universal under Borel reducibility for all FσF_\sigmaFσ​ equivalence relations on Polish spaces. Their exact declarations share the same definitions as the main target.

What completing the mission establishes

The result rules out a single FσF_\sigmaFσ​ relation as a common Borel classification target for this entire class. Its main clause supplies an obstruction already among coset relations of real linear subspaces of one fixed Hilbert space. Thus the obstruction does not require varying the source among arbitrary Polish spaces or arbitrary kinds of equivalence relations.

The mathematical result is proved in the cited preprint. This draft supplies definitions and open Lean statements. Completing the mission means proving the submitted statements against those definitions using the supported Lean and Mathlib environment. Local compilation checks that the statements are well formed; the present sorry proof bodies do not constitute formal proofs. A completed development would also expose reusable interfaces for descriptive-set-theoretic reductions and coset relations.

Where the difficulty lies

An FσF_\sigmaFσ​ graph has a closed cover, but those closed pieces need not themselves be equivalence relations. In particular, composing two pairs belonging to one piece need not stay in that piece. A proof cannot assume transitivity at each closed approximation merely because the union is transitive. Likewise, the compact-cover universality result does not automatically extend to arbitrary closed covers in noncompact Polish spaces. The source distinguishes these issues explicitly in its treatment of a fixed target.

The target also quantifies over Baire measurable reductions, which can be discontinuous on the ambient space. A proof limited to continuous maps would leave a weaker theorem. The continuity-on-a-comeager-set milestone records the precise regularity available without adding continuity as a hypothesis to the main goal.

Formalization scope

The shared namespace is NoUniversalFSigma. Real ℓ2\ell_2ℓ2​ is Mathlib's lp (fun _ : ℕ => ℝ) 2; linear subspaces are Submodule ℝ RealL2, and equivalence relations are Setoid. The definition of FσF_\sigmaFσ​ uses a sequence indexed by all natural numbers, including zero. Baire measurability uses Mathlib's Baire-property predicate on open preimages. Borel measurability refers explicitly to the Borel sigma algebra of the given topology, so an arbitrary measurable-space instance cannot change the assertion.

The main theorem permits targets in any universe and includes empty targets. The nonuniversality target quantifies over ordinary Type Polish source and target spaces, sufficient for the usual presentations of Polish classification problems. Its universal quantifier includes ℓ2\ell_2ℓ2​ itself. Neither target assumes a chosen closed cover, a rank bound, or the desired obstruction. Restricting the source to a finite-dimensional space, requiring the subspace to be closed, or excluding only continuous reductions does not meet the goal.

Contributions may develop the source's intermediate constructions and the necessary category, Hilbert-space, and ordinal machinery, or give another proof of the same statements. The supporting declarations can be reused independently; the acceptance boundary remains the stated quantifiers and conclusions without additional hypotheses.

Selected references

  • Ruijun Wang, There is no universal FσF_\sigmaFσ​ equivalence relation, arXiv preprint arXiv:2610.31052v1, 2026. Version and source; full text. Main target: Theorem 1.1; preparatory target: Lemma 2.4; definitions: Sections 2.1–2.3.
  • Christian Rosendal, Cofinal families of Borel equivalence relations and quasiorders, Journal of Symbolic Logic 70(4), 1325–1340, 2005, Proposition 19 and Problem 28. Published paper. These are historical context, not additional unformalized assumptions of the goal.
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Number Theory·Captain: tp

No Diophantine sextuples in rings of integers of imaginary quadratic fieldsResearch Paper

Overview

This project gives a completed Lean 4/mathlib formalization of the main theorem of A uniform bound of five for Diophantine tuples in imaginary quadratic integer rings by Zrinka Franušić and Tomislav Pejković.

A Diophantine tuple, or D(1)D(1)D(1)-tuple, in a commutative ring with identity is a finite set of nonzero elements such that ab+1ab+1ab+1 is a square in the ring whenever aaa and bbb are distinct elements of the set. The theorem gives a uniform upper bound of five for such tuples in the full rings of integers of all imaginary quadratic number fields.

Mathematical setting

Let KKK be an imaginary quadratic number field, that is, an extension of Q\mathbb QQ of degree two that admits no embedding into R\mathbb RR. Let OK\mathcal O_KOK​ denote its full ring of integers, consisting of the elements of KKK that are integral over Z\mathbb ZZ.

A finite set S⊆OK∖{0}S\subseteq\mathcal O_K\setminus\{0\}S⊆OK​∖{0} is a D(1)D(1)D(1)-tuple if

∀a,b∈S,a≠b ⟹ ∃r∈OK,r2=ab+1.\forall a,b\in S,\quad a\ne b\ \Longrightarrow\ \exists r\in\mathcal O_K,\quad r^2=ab+1.∀a,b∈S,a=b ⟹ ∃r∈OK​,r2=ab+1.

The value ab+1=0ab+1=0ab+1=0 is allowed, with r=0r=0r=0. Requiring the square roots to lie in KKK instead of OK\mathcal O_KOK​ gives the same notion, since OK\mathcal O_KOK​ is integrally closed in KKK.

Main theorem

For every imaginary quadratic number field KKK and every D(1)D(1)D(1)-tuple SSS in OK\mathcal O_KOK​,

∣S∣≤5.|S|\le 5.∣S∣≤5.

Equivalently, OK\mathcal O_KOK​ contains no D(1)D(1)D(1)-tuple with six elements.

Adžaga established a uniform bound of 424242. Cipu and Fujita established bounds of 242424 in 2024 and 222222 in 2026. Whether a D(1)D(1)D(1)-tuple with five elements exists in the ring of integers of any imaginary quadratic field remains an open question (Dujella, Problem 1.11).

Scope

The theorem concerns the full ring of integers in every case. In particular, for a positive squarefree integer d≡3(mod4)d\equiv3\pmod4d≡3(mod4), it applies to K=Q(−d)K=\mathbb Q(\sqrt{-d})K=Q(−d​), whose ring of integers strictly contains Z[−d]\mathbb Z[\sqrt{-d}]Z[−d​]. No further hypotheses are imposed on the entries.

Lean formalization

The formalization is complete. The main theorem has status Proved on Prove2Me. The formalization was completed on 24 October 2026. The Lean source repository contains the full source code and instructions for reproducing the verification.

The theorem card displays the formal statement with a by sorry placeholder; the accepted proof is stored separately and can be followed through its dependency graph.

The Lean 4 development D1Bound5 uses mathlib's full ring of integers 𝓞 K. Its main declaration is D1Bound5.main_statement, whose type is D1Bound5.MainStatement.

The proposition D1Bound5.MainStatement quantifies over types K with instances Field K, NumberField K and NumberField.IsTotallyComplex K, subject to Module.finrank ℚ K = 2, and over finite sets A : Finset (𝓞 K). It asserts A.card ≤ 5 whenever D1Bound5.IsD1 A holds. The definition D1Bound5.IsD1 requires every member to be nonzero and, for distinct members x and y, a witness r in the same ring satisfying r * r = x * y + 1.

Reference and source code

Zrinka Franušić and Tomislav Pejković, A uniform bound of five for Diophantine tuples in imaginary quadratic integer rings, preprint, 15 October 2026.

Lean formalization

2,208 thms1 active userReviewed
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Differential GeometryGeneral RelativityMathematical Physics·Captain: He Wang

Exact Spacetime Atlas IV: Certified Einstein–Maxwell Backgrounds and First VariationsResearch Paper

Motivation

Linearised Einstein–Maxwell equations around charged black-hole backgrounds are the starting point of perturbation theory for the Reissner–Nordström and Kerr–Newman families (Newman et al., 1965; see e.g. Giorgi, arXiv:2002.07228). Every such analysis silently uses two facts: that the backgrounds solve the coupled equations, and that the linearised operator is the derivative of the nonlinear residual. In a proof assistant neither is free. This mission records machine-checked certificates for the two backgrounds and an off-shell theorem identifying explicit linearised operators with true derivatives.

Setting

Coordinates on an open set U⊆R4U\subseteq\mathbb R^4U⊆R4 are x=(x0,x1,x2,x3)x=(x^0,x^1,x^2,x^3)x=(x0,x1,x2,x3). A metric field ggg and an inverse field g−1g^{-1}g−1 are 4×44\times44×4 arrays of real functions with g−1g=1g^{-1}g=1g−1g=1 on UUU; a two-form field FFF is an array FabF_{ab}Fab​. With the coordinate partial derivatives ∂a\partial_a∂a​, Christoffel symbols Γbca\Gamma^a_{bc}Γbca​ and Ricci tensor RabR_{ab}Rab​ built from ggg and the given g−1g^{-1}g−1, the three residuals are

Eab=Rab−12gabR−2Sab,Sab=FacgcdFbd−14gabFcdFcd,E_{ab}=R_{ab}-\tfrac12 g_{ab}R-2S_{ab},\quad S_{ab}=F_{ac}g^{cd}F_{bd}-\tfrac14 g_{ab}F_{cd}F^{cd},Eab​=Rab​−21​gab​R−2Sab​,Sab​=Fac​gcdFbd​−41​gab​Fcd​Fcd, Jb=∂aFab+ΓakaFkb+ΓakbFak,Habc=∂aFbc+∂bFca+∂cFab.J^b=\partial_aF^{ab}+\Gamma^a_{ak}F^{kb}+\Gamma^b_{ak}F^{ak},\qquad H_{abc}=\partial_aF_{bc}+\partial_bF_{ca}+\partial_cF_{ab}.Jb=∂a​Fab+Γaka​Fkb+Γakb​Fak,Habc​=∂a​Fbc​+∂b​Fca​+∂c​Fab​.

An Einstein–Maxwell certificate on UUU records: UUU open and nonempty, ggg symmetric, g−1g^{-1}g−1 a true inverse, all components C∞C^\inftyC∞, FFF antisymmetric, ggg Lorentzian, and E=0E=0E=0, J=0J=0J=0, H=0H=0H=0 on UUU. A family (gε,gε−1,Fε)(g_\varepsilon,g^{-1}_\varepsilon,F_\varepsilon)(gε​,gε−1​,Fε​) on an open W⊆R×R4W\subseteq\mathbb R\times\mathbb R^4W⊆R×R4 is admissible (FamilyData) when (ε,y)↦gε(y),Fε(y)(\varepsilon,y)\mapsto g_\varepsilon(y),F_\varepsilon(y)(ε,y)↦gε​(y),Fε​(y) are jointly C∞C^\inftyC∞ and gε−1gε=1g^{-1}_\varepsilon g_\varepsilon=1gε−1​gε​=1 on WWW; no symmetry, signature, antisymmetry or field equation is assumed. Its tangent (h,f)(h,f)(h,f) is the ε\varepsilonε-derivative at 000.

Formalization targets

Goal

For every admissible family with tangent (h,f)(h,f)(h,f) and every xxx with (0,x)∈W(0,x)\in W(0,x)∈W,

ddε∣0Eab(gε,gε−1,Fε)(x)=LEab(g0,g0−1,F0;h,f)(x),\frac{d}{d\varepsilon}\Big|_0E_{ab}(g_\varepsilon,g^{-1}_\varepsilon,F_\varepsilon)(x)=LE_{ab}(g_0,g^{-1}_0,F_0;h,f)(x),dεd​​0​Eab​(gε​,gε−1​,Fε​)(x)=LEab​(g0​,g0−1​,F0​;h,f)(x),

and likewise ddε∣0Jb=LJb\frac{d}{d\varepsilon}|_0J^b=LJ^bdεd​∣0​Jb=LJb, ddε∣0Habc=LHabc(f)\frac{d}{d\varepsilon}|_0H_{abc}=LH_{abc}(f)dεd​∣0​Habc​=LHabc​(f), where LELELE, LJLJLJ, LHLHLH are explicit finite expressions in the background, hhh, fff and their first and second coordinate derivatives. The statement is off shell.

Milestones

The twelve milestones above: the two background certificates and two parameter specialisations; realisation of arbitrary directions and linearity; covariance and certificate transport; parameter tangents of both families; coordinate and potential gauge directions; and one direction on which LELELE does not vanish.

Significance

The goal makes the linearised operators usable without trusting a hand derivation: any statement about LE,LJ,LHLE,LJ,LHLE,LJ,LH is a statement about true derivatives of the registered residuals. The background certificates cover every real parameter in the stated domains (Kerr–Newman for M>0M>0M>0 and all real a,Qa,Qa,Q), and the parameter-tangent and gauge milestones check the operator against the expected zero directions, while milestone 12 rules out a trivially vanishing operator. The background solutions are classical; what is new here is their machine-checked form and the off-shell derivative theorem in this coordinate setting.

Difficulty

The residuals involve the inverse metric and second derivatives of the metric. Differentiating in ε\varepsilonε requires interchanging ∂ε\partial_\varepsilon∂ε​ with coordinate derivatives and differentiating the inverse family; pointwise differentiability in ε\varepsilonε is not enough, and an operator merely named "derivative" would make the goal vacuous.

Formalization scope

Lean 4 with Mathlib (0df444a3…), autoImplicit off; smoothness is ContDiffOn ℝ ∞ (C∞C^\inftyC∞, not analytic). The pinned Mathlib has no Lorentzian Levi-Civita connection or Ricci tensor, so the coordinate definitions (partial derivative, Christoffel symbols, Ricci tensor, residuals) are a registered local definition layer from the earlier Atlas releases, reused unchanged. The operators LE,LJ,LHLE,LJ,LHLE,LJ,LH are independently specified using finite sums and coordinate derivatives; they are not defined as parameter derivatives of the nonlinear residuals. The goal proves that these expressions equal the genuine parameter derivatives. Not included: nonlinear integrability of tangents, new exact solutions, Newman–Penrose reductions, stability, gauge classification, horizons or global structure. The coordinate family x↦x+εξ(x)x\mapsto x+\varepsilon\xi(x)x↦x+εξ(x) used for the gauge milestone is a local family of coordinate maps, not a flow of ξ\xiξ.

Selected references

  • T. Müller, F. Grave, Catalogue of Spacetimes, arXiv:0904.4184 (v3 used locally). https://arxiv.org/abs/0904.4184
  • E. Giorgi, arXiv:2002.07228 (Kerr–Newman in Boyer–Lindquist form; review-provided, not opened by the executor). https://arxiv.org/abs/2002.07228
  • E. T. Newman, E. Couch, K. Chinnapared, A. Exton, A. Prakash, R. Torrence, Metric of a rotating, charged mass, J. Math. Phys. 6 (1965) 918 (link not re-opened this round).
  • H. Reissner, Ann. Phys. 355 (1916) 106; G. Nordström, Proc. KNAW 20 (1918) 1238 (historical attribution; not transcribed).
241 thms1 active userReviewed
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Differential GeometryGeneral RelativityMathematical Physics·Captain: He Wang

Exact Vacuum Atlas III: Matrix Integrating Factors and Local Equivalence of Kerr–Newman Perturbation SystemsResearch Paper

Motivation

Linear perturbations of a rotating, charged black hole are governed, after a mode decomposition, by a coupled first-order system for the linearised Weyl and Maxwell quantities. For the uncharged Kerr solution these equations decouple into the Teukolsky equation, and mode stability was proved by Whiting (1989) through an integral transform. For the charged Kerr–Newman family the Weyl and Maxwell perturbations stay coupled, and no separation of variables was available for decades; Giorgi (2020, arXiv:2002.07228) obtained coupled Teukolsky-type and Regge–Wheeler-type systems but not a separated form. Hintz (2026, arXiv:2609.33661) found a matrix integrating factor that removes the same-chirality coefficient A from the first-order derivatives and makes the remaining coefficient matrix split into a radial and an angular part; from this he derives separation of variables and mode stability for subextremal Kerr–Newman black holes. The algebraic core of that derivation is a chain of explicit, local, coordinate-level transformations between first-order systems on the exterior region. This mission formalises that chain.

Prior formalised material on this platform: the Boyer–Lindquist Kerr vacuum certificate and the Exact Vacuum Atlas I/II coordinate certificates and transports (same author, same environment). None of them touch perturbation theory; this mission starts a new, independent layer and does not depend on them.

Setting

Fix subextremal Kerr–Newman parameters M>0M>0M>0, a∈Ra\in\mathbb Ra∈R, Q≠0Q\neq 0Q=0 with a2+Q2<M2a^2+Q^2<M^2a2+Q2<M2 (Lean: Hintz2026.SubextremalKN). Put Δ(r)=r2−2Mr+a2+Q2\Delta(r)=r^2-2Mr+a^2+Q^2Δ(r)=r2−2Mr+a2+Q2, r+=M+M2−a2−Q2r_+=M+\sqrt{M^2-a^2-Q^2}r+​=M+M2−a2−Q2​, and work on the open set

U={(r,θ)∈R2: r>r+, 0<θ<π}U=\{(r,\theta)\in\mathbb R^2:\ r>r_+,\ 0<\theta<\pi\}U={(r,θ)∈R2: r>r+​, 0<θ<π}

(Lean: U p, with x 0 = r, x 1 = θ). Write ρˉ=r+iacos⁡θ\bar\rho=r+ia\cos\thetaρˉ​=r+iacosθ, ρˉ∗=r−iacos⁡θ\bar\rho^*=r-ia\cos\thetaρˉ​∗=r−iacosθ. Fix a frequency ω∈R\omega\in\mathbb Rω∈R and an azimuthal number mmm (kept real in Lean; integrality is not used by any statement here), and put K=−(r2+a2)ω+amK=-(r^2+a^2)\omega+amK=−(r2+a2)ω+am, Q^=−aωsin⁡θ+m/sin⁡θ\hat Q=-a\omega\sin\theta+m/\sin\thetaQ^​=−aωsinθ+m/sinθ.

The first-order operators of the Newman–Penrose formalism in these coordinates are, for a label jjj,

Dj=∂r+iKΔ+jΔ′Δ,Lj=∂θ+Q^+jcot⁡θ,\mathcal D_j=\partial_r+\tfrac{iK}{\Delta}+j\tfrac{\Delta'}{\Delta},\qquad \mathcal L_j=\partial_\theta+\hat Q+j\cot\theta,Dj​=∂r​+ΔiK​+jΔΔ′​,Lj​=∂θ​+Q^​+jcotθ,

with daggers Dj†,Lj†\mathcal D_j^\dagger,\mathcal L_j^\daggerDj†​,Lj†​ obtained by K↦−KK\mapsto -KK↦−K, Q^↦−Q^\hat Q\mapsto-\hat QQ^​↦−Q^​. Partial derivatives are coordinate-slice derivatives (Lean: cpd), and all fields are complex-valued functions on R2\mathbb R^2R2 that are C∞C^\inftyC∞ on UUU.

System (1) (positive spin) is the system (1a)–(1d) of Hintz for the four rescaled mode quantities (ψ2,ψ1,k,s)(\psi_2,\psi_1,k,s)(ψ2​,ψ1​,k,s); the negative-spin system is obtained from it by the replacement rules stated in the paper (Lean: res1a–res1d, res1aN–res1dN, each the difference "left side minus right side"). The chiral variables (3) are

y±(+)=Δ5/4sin⁡θ(ψ2±iΔ−1/2ψ1−2Q(k±iΔ−1/2s)),y±(−)=Δ−3/4sin⁡θ(ψ−2∓iΔ1/2ψ−12Q(n∓iΔ1/2ℓ)).y_\pm^{(+)}=\Delta^{5/4}\sqrt{\sin\theta}\begin{pmatrix}\psi_2\pm i\Delta^{-1/2}\psi_1\\ -2Q(k\pm i\Delta^{-1/2}s)\end{pmatrix},\qquad y_\pm^{(-)}=\Delta^{-3/4}\sqrt{\sin\theta}\begin{pmatrix}\psi_{-2}\mp i\Delta^{1/2}\psi_{-1}\\ 2Q(n\mp i\Delta^{1/2}\ell)\end{pmatrix}.y±(+)​=Δ5/4sinθ​(ψ2​±iΔ−1/2ψ1​−2Q(k±iΔ−1/2s)​),y±(−)​=Δ−3/4sinθ​(ψ−2​∓iΔ1/2ψ−1​2Q(n∓iΔ1/2ℓ)​).

System (4) is (Δ ∂r∓i∂θ∓A)y±=(c(ς)I∓B(ς))y∓(\sqrt\Delta\,\partial_r\mp i\partial_\theta\mp A)y_\pm=(c^{(\varsigma)}I\mp B^{(\varsigma)})y_\mp(Δ​∂r​∓i∂θ​∓A)y±​=(c(ς)I∓B(ς))y∓​ with the explicit 2×22\times22×2 matrices AAA, B(ς)B^{(\varsigma)}B(ς) and scalar c(ς)c^{(\varsigma)}c(ς) of the paper (Lean: A, Bmat, cscalar; ς=±1\varsigma=\pm1ς=±1 is the spin label). The integrating factor is the matrix X(r,θ)X(r,\theta)X(r,θ) of equation (5), with det⁡X=Q2−M2\det X=Q^2-M^2detX=Q2−M2, and system (7) is

(Δ ∂r−i∂θ)z+=C z−,(Δ ∂r+i∂θ)z−=adj⁡(C) z+,(\sqrt\Delta\,\partial_r-i\partial_\theta)z_+=C\,z_-,\qquad(\sqrt\Delta\,\partial_r+i\partial_\theta)z_-=\operatorname{adj}(C)\,z_+,(Δ​∂r​−i∂θ​)z+​=Cz−​,(Δ​∂r​+i∂θ​)z−​=adj(C)z+​,

for z+=adj⁡(X)y+z_+=\operatorname{adj}(X)y_+z+​=adj(X)y+​, z−=X∗y−z_-=X^*y_-z−​=X∗y−​ and C=det⁡X⋅X−1(cI−B)(X∗)−1C=\det X\cdot X^{-1}(cI-B)(X^*)^{-1}C=detX⋅X−1(cI−B)(X∗)−1. The paper's separation statement is that C=R(r)+iΘ(θ)C=R(r)+i\Theta(\theta)C=R(r)+iΘ(θ) with four explicit coefficient functions R0,R1,Θ0,Θ1R_0,R_1,\Theta_0,\Theta_1R0​,R1​,Θ0​,Θ1​.

Formalization targets

Goal — local equivalence of the original and the transformed systems

for all C∞ fields and all x∈U:(1) holds at x  ⟺  (7) holds at x for (z+,z−)=T(ψ),\text{for all }C^\infty\text{ fields and all }x\in U:\qquad \text{(1) holds at }x\iff\text{(7) holds at }x\text{ for }(z_+,z_-)=T(\psi),for all C∞ fields and all x∈U:(1) holds at x⟺(7) holds at x for (z+​,z−​)=T(ψ),

for both spins (Lean: Hintz2026.main_pos, Hintz2026.main_neg, with the on-UUU forms main_pos_on_U, main_neg_on_U). The composite transformation is explicitly invertible on UUU: first recover y+=(Q2−M2)−1Xz+y_+=(Q^2-M^2)^{-1}Xz_+y+​=(Q2−M2)−1Xz+​ and y−=(X∗)−1z−y_-=(X^*)^{-1}z_-y−​=(X∗)−1z−​, then apply the inverse chiral map invPos or invNeg. The goal leaves the frequency and azimuthal parameters free, assumes nothing beyond subextremality and C∞C^\inftyC∞ regularity on UUU, and does not assert anything at the horizon or at infinity.

Milestones

  1. The matrix integrating factor: (Δ∂r−i∂θ)X=AX(\sqrt\Delta\partial_r-i\partial_\theta)X=AX(Δ​∂r​−i∂θ​)X=AX and the companion equation for (X∗)−1(X^*)^{-1}(X∗)−1 (Dminus_X_eq_AX, Dplus_XstarInv_eq).
  2. Residual identities and solution correspondence for the integrating factor (Dm_Xv_sub_AXv, Dp_Yv_add_AYv, Dm_zero_iff_Xv_residual_zero_on_U, …).
  3. The coefficient separation C=R(r)+iΘ(θ)C=R(r)+i\Theta(\theta)C=R(r)+iΘ(θ) verified entrywise against the paper's four coefficients (Cmat_eq_Csep), and adj⁡C=RT−iΘ\operatorname{adj}C=R^{\mathsf T}-i\ThetaadjC=RT−iΘ.
  4. Local equivalence (4) ⟺ (7) for arbitrary C∞C^\inftyC∞ fields (system4_iff_system7).
  5. The eight chiralisation identities expressing the residuals of (4) for the chiral variables as an explicit invertible combination of the residuals of (1), for both spins (ident_*, identN_*), and the equivalence (1) ⟺ (4) (sys1_iff_sys4_pos, sys1_iff_sys4_neg).

Significance

The chain (1)→(4)→(7) is the step on which the rest of Hintz's argument rests: once CCC is known to separate, the angular operator can be diagonalised and the radial problem reduces to a scalar second-order equation, which is where the mode-stability argument lives. The transformations are algebraic but far from trivial to check by hand — each entry of CCC is a rational-trigonometric expression in rrr, θ\thetaθ, ω\omegaω, mmm and the three parameters, and the cancellation of all mixed (r,θ)(r,\theta)(r,θ) terms is the content of the separation claim.

Everything in this mission is already proved in the paper. What the mission adds is a machine-checked verification of the explicit coefficient data and of the transformation identities for arbitrary C∞C^\inftyC∞ fields, with the regularity and domain hypotheses made explicit. All targets listed here already carry accepted proofs on this platform; the mission records them as a public, reviewable dependency tree. Not formalised here: the derivation of (1) from the Einstein–Maxwell equations, the angular eigenvalue problem, the radial reduction, the Whiting-type transform, and mode stability itself.

Difficulty

The naive approach — substituting the chiral variables into (4) and comparing with (1) term by term — produces hundreds of rational terms with half-integer powers of Δ\DeltaΔ and of sin⁡θ\sin\thetasinθ. The first-order terms match by construction; the difficulty is that the zeroth-order terms only match after using Δ 2=Δ\sqrt\Delta^{\,2}=\DeltaΔ​2=Δ, cos⁡2θ=1−sin⁡2θ\cos^2\theta=1-\sin^2\thetacos2θ=1−sin2θ and the specific values of AAA, BBB, ccc. A second trap is in the negative-spin system: the replacement rules put sign changes inside the operators, and an identity proved for a "simplified" version of the rules would be an identity about a different system. The formalisation keeps the rules literally and derives linearity separately.

Formalization scope

Coordinates are R2\mathbb R^2R2 with x 0=rx\,0=rx0=r, x 1=θx\,1=\thetax1=θ; no manifold, tetrad or spacetime object is defined. Derivatives are coordinate-slice derivatives (deriv along one coordinate), and the final unknown-field interfaces use ContDiffOn ℝ ∞ _ (U p); auxiliary statements may require only coordinate-slice differentiability, and explicit coefficient statements retain the stronger analytic order ω. Real exponents Δ5/4\Delta^{5/4}Δ5/4, Δ−3/4\Delta^{-3/4}Δ−3/4 are Real.rpow;  \sqrt{\ } ​ is Real.sqrt. All coefficient matrices are explicit Matrix (Fin 2) (Fin 2) ℂ; the separated form R+iΘR+i\ThetaR+iΘ is an independent explicit definition, not derived from CCC, so Cmat_eq_Csep is a genuine check. The spin label is a real parameter ς\varsigmaς in the definitions of BBB and ccc; the two spins are the instances ς=±1\varsigma=\pm1ς=±1, each proved separately with its own chiral variables.

Nothing here is vacuous: the systems are Props about arbitrary fields, the residuals are explicit, and the domain UUU is nonempty and open. A reader can check that the Lean definitions reproduce the paper's formulas from the transcript of the paper's equations included with the source.

Reusable beyond this mission: the slice-derivative calculus (cpd, Dm, Dp, product and sum rules), the integrating-factor layer (X, A, invertibility, residual identities) and the prefactor calculus for Δqsin⁡θ\Delta^{q}\sqrt{\sin\theta}Δqsinθ​.

Selected references

  • P. Hintz, Perturbations of Kerr–Newman black holes: separation and mode stability, arXiv:2609.33661 (2026). https://arxiv.org/abs/2609.33661
  • E. Giorgi, Electromagnetic-gravitational perturbations of Kerr–Newman spacetime: the Teukolsky and Regge–Wheeler equations, arXiv:2002.07228 (2020). https://arxiv.org/abs/2002.07228
  • B. F. Whiting, Mode stability of the Kerr black hole, J. Math. Phys. 30 (1989) 1301–1305. https://doi.org/10.1063/1.528308
  • T. Adamo, E. T. Newman, The Kerr–Newman metric: a review, Scholarpedia 9 (2014), arXiv:1410.6626. https://arxiv.org/abs/1410.6626
75 thms1 active userReviewed
🏆Completed
Functional Analysis·Captain: scanstone

Plasticity: the unit balls of c0c_0c0​ sums of real planesResearch Paper

Motivation

A metric space is plastic if every nonexpansive bijection of it onto itself is an isometry; every totally bounded metric space is plastic (Freudenthal–Hurewicz 1936), and Cascales, Kadets, Orihuela and Wingler (2016) asked whether the closed unit ball of every real Banach space is plastic. For the sequence space c₀, Leo (2022) proved plasticity of the unit ball under the extra hypothesis that the inverse map is continuous; the project's earlier results, all unpublished, covered c₀(Γ) itself without that hypothesis (the earlier c0 mission), smooth strictly convex blocks of any finite dimension and strictly convex planes, with scalars beside them, ℓ¹ₙ blocks of bounded dimension, and polygonal planes, also beside discs. This mission formalizes a proof that the closed unit ball of every c₀ sum of real spaces of dimension at most two is plastic, for arbitrary index sets and arbitrary norms on the blocks, together with the two-space statement that every nonexpansive bijection between the balls of two such sums is an isometry. The results come from an unpublished research project on the plasticity problem.

Setting

For a family (Ei)i∈I(E_i)_{i\in I}(Ei​)i∈I​ of real normed spaces, the c0c_0c0​ sum c0(I;Ei)c_0(I;E_i)c0​(I;Ei​) consists of the families x=(xi)x=(x_i)x=(xi​) with xi∈Eix_i\in E_ixi​∈Ei​ and ∥xi∥→0\|x_i\|\to0∥xi​∥→0 along the cofinite filter, with the norm ∥x∥=sup⁡i∥xi∥\|x\|=\sup_i\|x_i\|∥x∥=supi​∥xi​∥. Its closed unit ball is B={x:∥x∥≤1}B=\{x:\|x\|\le1\}B={x:∥x∥≤1}. The blocks here have dimension at most two: zero, the real line, or a real plane with any norm, whose unit ball may be a parallelogram, a polygon, a disc, or have flat edges and curved arcs in any combination, with no uniformity over III.

Target

(CUB109)f ⁣:Bc0(I;Ei)→Bc0(K;Ek′) a nonexpansive bijection, dim⁡Ei,dim⁡Ek′≤2 ⟹ f is an isometry.\text{(CUB109)}\quad f\colon B_{c_0(I;E_i)}\to B_{c_0(K;E'_k)}\ \text{a nonexpansive bijection},\ \dim E_i,\dim E'_k\le2\ \Longrightarrow\ f\ \text{is an isometry.}(CUB109)f:Bc0​(I;Ei​)​→Bc0​(K;Ek′​)​ a nonexpansive bijection, dimEi​,dimEk′​≤2 ⟹ f is an isometry. (goal)the closed unit ball of c0(I;Ei) is plastic whenever every Ei has dimension at most two.\text{(goal)}\quad \text{the closed unit ball of } c_0(I;E_i) \text{ is plastic whenever every } E_i \text{ has dimension at most two.}(goal)the closed unit ball of c0​(I;Ei​) is plastic whenever every Ei​ has dimension at most two.

For finite index sets the balls are finite-dimensional, and both statements are covered by Zavarzina's theorem for finite-dimensional targets (Ann. Funct. Anal. 9 (2018), Theorem 3.8); the content is the infinite case.

Significance

The result. It settles plasticity for all c₀ sums of blocks of dimension at most two. It gives the first infinite c₀ sums in which scalar coordinates sit beside polygons or other planes that are not strictly convex, and the first non-polygonal planes that are not strictly convex (a curved ball with two edges meeting at a corner, or with countably many extreme points). Its proof shows that nonexpansive bijections between such balls are block-diagonal linear isometries, with scalar blocks going to scalar blocks after each parallelogram plane is split into two scalar coordinates.

Formalizing it. The proofs exist only in the project's notes and were checked by AI referees; a machine-checked proof is the independent confirmation sought. Known inputs available in this environment through earlier missions are invariance of domain, the Freudenthal–Hurewicz theorem and Brouwer's fixed-point theorem; Baire's theorem, Krein–Milman and Mazur–Ulam are in Mathlib.

Difficulty

For infinite index sets the ball is not compact, its unit sphere has large flat faces, and no regularity of the inverse map is assumed. The planar geometry is the bulk: covers of a planar ball by three translates near corners where two edges meet, an extreme lens and a far-comparison estimate at extreme points where the norm is curved, and the linearization of an extreme-point correspondence between two different planes from a single radial inequality. The c₀ part must match blocks, exclude scalar coordinates that feed planar blocks, and exclude the collapse of a block by a two-lift argument.

Formalization scope

Real scalars, arbitrary index sets (no countability or nonemptiness assumed), arbitrary norms on the blocks. The ℓ∞\ell_\inftyℓ∞​ sum is Mathlib's lp E ⊤; the c₀ sum is the submodule c0Sum E of it (definition Plasticity_C0Sum), with its subspace norm. "Dimension at most two" is Module.rank ℝ (E i) ≤ 2, which excludes infinite-dimensional blocks. The goal uses HasPlasticUnitBall (definitions Plasticity_Basic); the two-space theorem is stated for functions between the subtypes Metric.closedBall (0 : c0Sum E) 1, with LipschitzWith 1 and Function.Bijective.

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🏆Completed
Graph Theory·Captain: marwahaha

OpenAI Ten Proofs 10: Extremal graph counterexamplesResearch Paper

Extremal graph counterexamples, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

Write ex⁡(n,F)\operatorname{ex}(n,F)ex(n,F) for the maximum number of edges in an nnn-vertex simple graph containing no subgraph copy of FFF, with value 000 if there is no eligible graph; a copy is an injective edge-preserving map and need not be induced. For a finite family F\mathcal FF of finite simple graphs, each encoded on {0,…,q−1}\{0,\ldots,q-1\}{0,…,q−1} for its own q∈Nq\in\mathbb Nq∈N, let EF(n)E_{\mathcal F}(n)EF​(n) be the maximum edge count over simple graphs on {0,…,n−1}\{0,\ldots,n-1\}{0,…,n−1} containing no copy of any member of F\mathcal FF, again taking 000 for an empty collection. There exist a nonempty such family F\mathcal FF and real constants c,C>0c,C>0c,C>0 such that every member is connected, bipartite, and not acyclic; for each F∈FF\in\mathcal FF∈F, cn4/3≤ex⁡(n,F)c n^{4/3}\le\operatorname{ex}(n,F)cn4/3≤ex(n,F) for all sufficiently large natural nnn, with a threshold that may depend on FFF; for every n∈Nn\in\mathbb Nn∈N and every simple graph GGG on {0,…,n−1}\{0,\ldots,n-1\}{0,…,n−1} containing no copy of any member, ∣E(G)∣16≤Cn21|E(G)|^{16}\le C n^{21}∣E(G)∣16≤Cn21; and for every n∈Nn\in\mathbb Nn∈N, EF(n)16≤Cn21E_{\mathcal F}(n)^{16}\le C n^{21}EF​(n)16≤Cn21. These last two bounds use the same CCC and include n=0n=0n=0. The conclusions also include 0<1/480<1/480<1/48 and 21/16=4/3−1/4821/16=4/3-1/4821/16=4/3−1/48, as equalities and inequalities of real numbers. No member F∈FF\in\mathcal FF∈F and real constant D>0D>0D>0 satisfy ex⁡(n,F)≤DEF(n)\operatorname{ex}(n,F)\le D E_{\mathcal F}(n)ex(n,F)≤DEF​(n) for all sufficiently large nnn. Moreover, the assertion that every nonempty finite family of finite simple graphs whose members each contain a cycle admits such a member and constant is false.

Additional targets:

  • Asymptotic separation for a noncompact graph family.
  • Failure of compactness for cyclic graph families.
  • Two-degenerate graph with extremal exponent above 3/2.
  • Failure of the bipartite degeneracy extremal bound.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, J_CompactnessConjecture.json, J_TwoDegenerateGraphs.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

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Graph Theory·Captain: marwahaha

OpenAI Ten Proofs 09: Multicolor triangle Ramsey numbersResearch Paper

Multicolor triangle Ramsey numbers, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

For each k∈Nk\in\mathbb Nk∈N, let R(k)R(k)R(k) be the infimum in N\mathbb NN of the integers nnn such that every labeling of the edges of the complete simple graph on {0,…,n−1}\{0,\ldots,n-1\}{0,…,n−1} by kkk colors has a monochromatic triangle; equivalently, no such labeling has every color graph free of a three-vertex clique. This is the least such nnn when the set is nonempty, with infimum 000 for an empty set. Both of the following hold: for every integer k≥2k\ge 2k≥2, (16e38 k1/3log⁡k)k≤R(k)\left(\frac{1}{6e^{38}}\,\frac{k^{1/3}}{\log k}\right)^k\le R(k)(6e381​logkk1/3​)k≤R(k), where all quantities in the inequality are real; and R(k)1/k→+∞R(k)^{1/k}\to+\inftyR(k)1/k→+∞ as k→∞k\to\inftyk→∞, meaning that for each real MMM there is K∈NK\in\mathbb NK∈N such that R(k)1/k≥MR(k)^{1/k}\ge MR(k)1/k≥M whenever k≥Kk\ge Kk≥K. The root sequence is defined also at k=0k=0k=0 using real division 1/0=01/0=01/0=0, so that term equals 111 and does not affect the limit.

Additional targets:

  • Divergence of multicolor triangle Ramsey roots.
  • Eventual logarithmic Ramsey coefficient bounds.
  • Logarithmic Ramsey growth has order k log k.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, I_MulticolorTriangleRamsey.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

5 thms1 active userReviewed
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Discrete Geometry·Captain: marwahaha

OpenAI Ten Proofs 08: Ehrhart volume inequalityResearch Paper

Ehrhart volume inequality, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

Let nnn be any positive natural number and S⊆RnS\subseteq\mathbb R^nS⊆Rn any convex compact set with nonempty interior. Write V(S)V(S)V(S) for its Lebesgue measure converted from [0,∞][0,\infty][0,∞] to a real number, and define its barycenter as V(S)−1∫Sx dxV(S)^{-1}\int_S x\,dxV(S)−1∫S​xdx. The conversion sends infinite measure to zero and real inversion is total, but these hypotheses make V(S)V(S)V(S) finite and positive. If this barycenter is the zero vector and {z∈Zn:z∈int⁡S}={0}\{z\in\mathbb Z^n:z\in\operatorname{int}S\}=\{0\}{z∈Zn:z∈intS}={0}, then V(S)≤(n+1)n/n!V(S)\leq(n+1)^n/n!V(S)≤(n+1)n/n!. The lattice condition says both that the origin lies in the interior and that no other integer vector does. The volume in this inequality is the real Lebesgue volume itself.

Additional targets:

  • Existence of a centered body attaining the volume constant.
  • Zero barycenter of the explicitly transformed standard simplex.
  • Exact volume of the explicitly transformed standard simplex.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, F_EhrhartVolumeInequality.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

5 thms1 active userReviewed
🏆Completed
Complexity TheoryDiscrete Geometry·Captain: marwahaha

OpenAI Ten Proofs 07: Hardness of the closest vector problemResearch Paper

Hardness of the closest vector problem, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

For every Boolean language AAA of finite bit strings for which there exist a polynomial P∈N[X]P\in\mathbb N[X]P∈N[X] and a deterministic polynomial-time Boolean verifier VVV satisfying A(x)=trueA(x)=\mathrm{true}A(x)=true if and only if there is a bit-string certificate ccc with ∣c∣≤P(∣x∣)|c|\le P(|x|)∣c∣≤P(∣x∣) and V(x,c)=trueV(x,c)=\mathrm{true}V(x,c)=true, there exists a total deterministic polynomial-time map fff on bit strings sending every xxx with A(x)=trueA(x)=\mathrm{true}A(x)=true into the following YES set and every xxx with A(x)=falseA(x)=\mathrm{false}A(x)=false into the following NO set. An instance consists of a natural dimension n>0n>0n>0, an integer matrix B∈Zn×nB\in\mathbb Z^{n\times n}B∈Zn×n with det⁡B≠0\det B\ne0detB=0, a target t∈Qnt\in\mathbb Q^nt∈Qn all of whose coordinates are integers, and a rational radius r>0r>0r>0. It is in YES exactly when some z∈Znz\in\mathbb Z^nz∈Zn satisfies ∑i=0n−1((Bz)i−ti)2≤r2\sum_{i=0}^{n-1}((Bz)_i-t_i)^2\le r^2∑i=0n−1​((Bz)i​−ti​)2≤r2, and in NO exactly when every z∈Znz\in\mathbb Z^nz∈Zn satisfies (n1/400r)2<∑i=0n−1((Bz)i−ti)2(n^{1/400}r)^2<\sum_{i=0}^{n-1}((Bz)_i-t_i)^2(n1/400r)2<∑i=0n−1​((Bz)i​−ti​)2. The sets consist of the exact encoded instance strings, formed by concatenating the encodings of nnn, rrr, the target coordinates in order, and the matrix entries in row-major order. Each scalar is encoded by taking its library natural-number code, applying the library's natural-number-to-bit-string encoding to get a word www, and prefixing www with ∣w∣|w|∣w∣ true bits followed by one false bit. Strings without such a valid encoded instance, and instances satisfying neither distance condition, are outside both sets; dimension one is included. Polynomial time is witnessed in the library's TM2 machine model, using its product encoding of Boolean lists for verifier input, its Boolean output encoding for the verifier, and identity encodings for the reduction's input and output.

Additional targets:

  • NP-hardness of binary nearest codeword with gap n^(1/200).
  • NP-hardness of feasible binary syndrome decoding with gap n^(1/200).
  • NP-hardness of rational finite-p lattice distance with gap n^(1/(200p)).

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, H_GapCVP.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

5 thms1 active userReviewed
🏆Completed
Complexity Theory·Captain: marwahaha

OpenAI Ten Proofs 05: Arithmetic formula lower bounds for the permanentResearch Paper

Arithmetic formula lower bounds for the permanent, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

For every natural number n≥32n\ge32n≥32 and every finite arithmetic formula fff whose leaves are variables xijx_{ij}xij​, 0≤i,j<n0\le i,j<n0≤i,j<n, or arbitrary complex constants and whose binary operations are addition, subtraction, multiplication, and division, assume that every divisor subformula evaluates to a nonzero element of the fraction field of C[xij]\mathbb C[x_{ij}]C[xij​] and that the value of fff in this fraction field equals the polynomial per⁡n=∑σ∈Sn∏i=0n−1xi,σ(i)\operatorname{per}_n=\sum_{\sigma\in S_n}\prod_{i=0}^{n-1}x_{i,\sigma(i)}pern​=∑σ∈Sn​​∏i=0n−1​xi,σ(i)​ under the canonical inclusion. Then the number V(f)V(f)V(f) of variable-leaf occurrences satisfies n4/(192log⁡2n)≤V(f)n^4/(192\log_2 n)\le V(f)n4/(192log2​n)≤V(f), with both sides viewed as real numbers. Repeated occurrences are counted separately, constants contribute zero, and the leaves of both operands of each operation, including division, are counted. Nonzero divisors are required as rational functions, not at every numerical substitution.

Additional targets:

  • Variable-leaf lower bound for division-free formulas computing the permanent.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, C_PermanentFormulaLowerBound.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

3 thms1 active userReviewed
🏆Completed
Functional AnalysisGroup Theory·Captain: marwahaha

OpenAI Ten Proofs 04: Counterexamples to Connes rigidityResearch Paper

Counterexamples to Connes rigidity, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

There exist a countable group Λ\LambdaΛ and a sequence of countable groups (Γn)n∈N(\Gamma_n)_{n\in\mathbb N}(Γn​)n∈N​, indexed also at n=0n=0n=0, such that all of them are finitely generated and infinite, every conjugacy class {xgx−1:x∈G}\{xgx^{-1}:x\in G\}{xgx−1:x∈G} of a nonidentity element in each such group GGG is infinite, and every such group has property T. For every nnn, L(Γn)L(\Gamma_n)L(Γn​) is isomorphic to L(Λ)L(\Lambda)L(Λ) as specified below, and for every m,nm,nm,n, including m=nm=nm=n, L(Γm)L(\Gamma_m)L(Γm​) is isomorphic to L(Γn)L(\Gamma_n)L(Γn​) in the same sense. If m≠nm\ne nm=n, there is no group isomorphism Γm≅Γn\Gamma_m\cong\Gamma_nΓm​≅Γn​, and for every nnn there is no group isomorphism Λ≅Γn\Lambda\cong\Gamma_nΛ≅Γn​. For each group GGG concerned, property T means that, for every complete complex inner-product space HHH and every homomorphism π:G→U(H)\pi:G\to U(H)π:G→U(H), if for every finite K⊆GK\subseteq GK⊆G and every real ε>0\varepsilon>0ε>0 there is a vector ξ∈H\xi\in Hξ∈H with ∥ξ∥=1\|\xi\|=1∥ξ∥=1 and ∥π(g)ξ−ξ∥<ε\|\pi(g)\xi-\xi\|<\varepsilon∥π(g)ξ−ξ∥<ε for all g∈Kg\in Kg∈K, then there is a nonzero vector fixed by every π(g)\pi(g)π(g). Here L(G)L(G)L(G) is the double commutant, inside the bounded complex-linear operators on ℓ2(G)\ell^2(G)ℓ2(G), of the left translations (λgf)(h)=f(g−1h)(\lambda_g f)(h)=f(g^{-1}h)(λg​f)(h)=f(g−1h), and τG(a)=⟨δ1,aδ1⟩\tau_G(a)=\langle\delta_1,a\delta_1\rangleτG​(a)=⟨δ1​,aδ1​⟩. An asserted isomorphism of these tracial algebras is a complex ∗*∗-algebra equivalence preserving τ\tauτ such that both it and its inverse preserve every existing supremum of any set of self-adjoint idempotents, with projection order q≤pq\le pq≤p defined by qp=qqp=qqp=q.

Additional targets:

  • Two nonisomorphic finitely generated property T ICC groups with isomorphic tracial group algebras.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, E_ConnesRigidity.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

3 thms1 active userReviewed
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Group Theory·Captain: marwahaha

OpenAI Ten Proofs 03: A finitely presented non-sofic groupResearch Paper

A finitely presented non-sofic group, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

There exist a set GGG and a group structure on GGG such that GGG has a finite presentation and is not sofic in the following precise sense: there are a finite subset F⊆GF\subseteq GF⊆G and a real number 0<ε<10<\varepsilon<10<ε<1 for which no positive integer ddd and map σ:G→Sym⁡({0,…,d−1})\sigma:G\to\operatorname{Sym}(\{0,\ldots,d-1\})σ:G→Sym({0,…,d−1}) with σ(1)=id\sigma(1)=\mathrm{id}σ(1)=id simultaneously satisfy dH(σ(gh),σ(g)σ(h))<εd_H(\sigma(gh),\sigma(g)\sigma(h))<\varepsilondH​(σ(gh),σ(g)σ(h))<ε for every g,h∈Fg,h\in Fg,h∈F and 1−ε<dH(σ(g),id)1-\varepsilon<d_H(\sigma(g),\mathrm{id})1−ε<dH​(σ(g),id) for every g∈Fg\in Fg∈F with g≠1g\ne1g=1. Here dH(p,q)=∣{i:p(i)≠q(i)}∣/dd_H(p,q)=|\{i:p(i)\ne q(i)\}|/ddH​(p,q)=∣{i:p(i)=q(i)}∣/d is normalized Hamming distance; σ\sigmaσ is defined on all of GGG and is not assumed to be a homomorphism. The finite subsets in the defining sofic approximation property include the empty subset, and the permutation sets are required to be nonempty.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, D_NonSoficGroup.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

2 thms1 active userReviewed
🏆Completed
Information Theory·Captain: marwahaha

OpenAI Ten Proofs 02: Binary and spherical codesResearch Paper

Binary and spherical codes, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

For every real δ\deltaδ with 0<δ<1/20<\delta<1/20<δ<1/2, the following strict inequality holds. Write h(x)=−xlog⁡2x−(1−x)log⁡2(1−x)h(x)=-x\log_2x-(1-x)\log_2(1-x)h(x)=−xlog2​x−(1−x)log2​(1−x), with the total-real logarithm convention log⁡20=0\log_2 0=0log2​0=0. Let A(n,k)A(n,k)A(n,k) be the maximum cardinality of a finite subset of {0,1}n\{0,1\}^n{0,1}n in which every two distinct words differ in at least kkk coordinates, and put R(δ)=lim sup⁡n→∞log⁡2A(n,⌈δn⌉)/nR(\delta)=\limsup_{n\to\infty}\log_2 A(n,\lceil\delta n\rceil)/nR(δ)=limsupn→∞​log2​A(n,⌈δn⌉)/n. Empty codes are permitted in the maximum; the n=0n=0n=0 sequence term is zero by total real division. Define g(v)=h((1−1−v)/2)g(v)=h((1-\sqrt{1-v})/2)g(v)=h((1−1−v​)/2) and M(δ)=inf⁡0≤t≤1−2δ{1+g(t2)−g(t2+2δt+2δ)}M(\delta)=\inf_{0\leq t\leq1-2\delta}\{1+g(t^2)-g(t^2+2\delta t+2\delta)\}M(δ)=inf0≤t≤1−2δ​{1+g(t2)−g(t2+2δt+2δ)}, a real infimum. Then R(δ)<M(δ)R(\delta)<M(\delta)R(δ)<M(δ).

Additional targets:

  • Binary-code rate is strictly below the classical entropy expression.
  • Positive gap below the classical binary-code rate expression.
  • Binary-code rate is bounded by the combined variational infimum.
  • The combined variational rate is strictly below the defined MRRW rate.
  • Positive gap below the defined MRRW binary-code rate.
  • Binary-code rate bound and strict improvement of the MRRW rate.
  • Finite spherical-code bounds and the closed hierarchy rate bound.
  • Strict descent of spherical-code hierarchy rates and localized rates.
  • Eventual kissing-number bound with exponent 0.39661.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, B_BinaryCodes.json, B_SphericalCodes.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

11 thms1 active userReviewed
🏆Completed
Discrete Geometry·Captain: marwahaha

OpenAI Ten Proofs 01: High-dimensional sphere packingResearch Paper

High-dimensional sphere packing, from the OpenAI Ten Proofs formalization. The source already contains machine-checked proofs; this mission organizes its headline result and additional Comparator targets for reuse.

For each natural number ddd, let Fd\mathcal F_dFd​ consist of complex-valued Schwartz functions on Euclidean Rd\mathbb R^dRd whose values and Fourier-transform values are real, with f^(ξ)≥0\widehat f(\xi)\geq0f​(ξ)≥0 for every ξ\xiξ, f^(0)>0\widehat f(0)>0f​(0)>0, and f(x)≤0f(x)\leq0f(x)≤0 whenever ∥x∥≥1\|x\|\geq1∥x∥≥1; radiality is not required. Put q(f)=f(0)/f^(0)q(f)=f(0)/\widehat f(0)q(f)=f(0)/f​(0), Vd=πd/2/Γ(d/2+1)V_d=\pi^{d/2}/\Gamma(d/2+1)Vd​=πd/2/Γ(d/2+1), and Ld=(Vd/2d)inf⁡f∈Fdq(f)L_d=(V_d/2^d)\inf_{f\in\mathcal F_d}q(f)Ld​=(Vd​/2d)inff∈Fd​​q(f), where the infimum is taken in R\mathbb RR. Put Ad=inf⁡f∈Fdq(f)1/dA_d=\inf_{f\in\mathcal F_d}q(f)^{1/d}Ad​=inff∈Fd​​q(f)1/d, B=e/(2π)B=\sqrt{e/(2\pi)}B=e/(2π)​, and c=12log⁡2(2π/e)c=\tfrac12\log_2(2\pi/e)c=21​log2​(2π/e). The assertion is the conjunction of the following ten claims: Ad/d→1/πA_d/\sqrt d\to1/\piAd​/d​→1/π; there exists a real sequence ud→0u_d\to0ud​→0 such that Ad=(1/π+ud)dA_d=(1/\pi+u_d)\sqrt dAd​=(1/π+ud​)d​ for every d>0d>0d>0; Ld1/d→BL_d^{1/d}\to BLd1/d​→B; (log⁡Ld)/d→12log⁡(e/(2π))(\log L_d)/d\to\tfrac12\log(e/(2\pi))(logLd​)/d→21​log(e/(2π)); there exists a real sequence vd→0v_d\to0vd​→0 such that Ld=(B+vd)dL_d=(B+v_d)^dLd​=(B+vd​)d for all sufficiently large ddd; there exists a real sequence δd→0\delta_d\to0δd​→0, nonnegative for every natural ddd, such that for all sufficiently large ddd and every f∈Fdf\in\mathcal F_df∈Fd​, (2d/Vd)(B−δd)d≤q(f)(2^d/V_d)(B-\delta_d)^d\leq q(f)(2d/Vd​)(B−δd​)d≤q(f); c>0c>0c>0; 0.604400544291677695341677307053<c<0.6044005442916776953416773070540.604400544291677695341677307053<c<0.6044005442916776953416773070540.604400544291677695341677307053<c<0.604400544291677695341677307054; (log⁡2Ld)/d→−c(\log_2 L_d)/d\to-c(log2​Ld​)/d→−c; and there exists a real sequence wd→0w_d\to0wd​→0 such that Ld=2−(c+wd)dL_d=2^{-(c+w_d)d}Ld​=2−(c+wd​)d for all sufficiently large ddd. Each limit is along natural dimensions tending to infinity, and the four existentially quantified error sequences need not coincide. The sequences are defined also at d=0d=0d=0 using total real operations, in particular 0−1=00^{-1}=00−1=0 and division by zero equal to zero; the displayed 1/d1/d1/d powers denote those real powers.

Additional targets:

  • Exact root limit of the full Cohn–Elkies program.
  • Exact binary logarithmic rate of the full Cohn–Elkies program.
  • Sphere-packing density bound with a vanishing root error.

The formalization uses Lean 4.33.1 with Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. Its goal and milestone statements retain the validated source statements and their conventions.

Sources: Lean formalization, A_SpherePacking.json.

Planned collection: OAI Ten Proofs (oai-ten-proofs).

5 thms1 active userReviewed
🏆Completed
Combinatorics·Captain: Yuxuan Xu

Angel-Devil: Complete Integer-Power ClassificationResearch Paper

Motivation

The Angel problem asks whether bounded movement can overcome an adversary that destroys one square per turn on an infinite chessboard. It is a question about strategies for arbitrarily long play, rather than about finding a path through one fixed configuration. The Devil may act anywhere on the board, including far ahead of the Angel. The movement range therefore has to be compared with a changing obstacle set and with an opponent that observes earlier moves.

This mission collects the complete classification for natural-number powers in one formal development. The power-one loss is the known Berlekamp king-capture result described in Kutz's 2004 thesis, Section 1.1. The power-two win is Mathe's Theorem 4.6 (2007). Higher powers and the exact threshold are consequences of these published results and the movement rules. This is formalization of known mathematics; it does not propose a new solution to an open problem.

Setting

A square is a point of the integer lattice Z2\mathbb Z^2Z2. The Angel starts at the origin. Its power is a natural number ppp, including zero. A legal jump changes each coordinate by at most ppp in absolute value. Intermediate squares impose no restriction, and zero-length moves are allowed. Thus power one has the movement range of a chess king, while power zero cannot change position.

The ordinary Devil moves first in every round. It chooses at most one square to burn, or passes. A burned square remains burned. Repeated choices are allowed and do not destroy additional squares. Naming the Angel's currently occupied square is permitted; the loss condition is checked at the Angel's subsequent landing. The Angel loses if its destination is burned or its displacement exceeds its power.

A strategy uses only the finite history available at the time of the move. A Devil strategy receives the visited positions. An Angel strategy receives these positions and the Devil actions, including the action just taken in the current round. Every pair of strategies defines a play by recursion. Write Survives⁡(p,A,D)\operatorname{Survives}(p,A,D)Survives(p,A,D) when all rounds of this play have legal, unburned landings, and define

AngelWins⁡(p)  ⟺  ∃A  ∀D, Survives⁡(p,A,D).\operatorname{AngelWins}(p)\;\Longleftrightarrow\;\exists A\;\forall D,\ \operatorname{Survives}(p,A,D).AngelWins(p)⟺∃A∀D, Survives(p,A,D).

Formalization targets

The mission's main theorem is the exact classification

∀p∈N,AngelWins⁡(p)  ⟺  2≤p.\forall p\in\mathbb N,\qquad \operatorname{AngelWins}(p)\;\Longleftrightarrow\;2\le p.∀p∈N,AngelWins(p)⟺2≤p.

Its two principal outcomes are

∃D  ∀A,¬Survives⁡(1,A,D),\exists D\;\forall A,\quad \neg\operatorname{Survives}(1,A,D),∃D∀A,¬Survives(1,A,D),

and

∀p∈N,2≤p ⟹ AngelWins⁡(p).\forall p\in\mathbb N,\quad 2\le p\ \Longrightarrow\ \operatorname{AngelWins}(p).∀p∈N,2≤p ⟹ AngelWins(p).

The first statement supplies one Devil strategy defeating every power-one Angel, rather than an opponent chosen separately after seeing a complete Angel play. Likewise, the Angel's winning strategy is chosen before the opposing Devil strategy. All these statements use the same game definition.

The source milestones retain the original Nice Devil reduction and escape theorem, add Mathe's power-two theorem explicitly, and include the king-capture result from Kutz Section 1.1. A Nice Devil protects the origin and every square within movement range of any visited position other than the most recent position. The corresponding Angel objective includes leaving every finite box. This restricted opponent is an intermediate target; the headline classification concerns the ordinary, unrestricted Devil. Monotonicity and the higher-power corollary are available in the linked theorem dependency graph without attributing invented theorem numbers to either source.

Significance

The classification identifies the exact integer threshold: one square of movement in each coordinate is insufficient, whereas two suffice. It distinguishes unlimited survival from success for a fixed number of rounds. The lower endpoint is covered as well, because the formal parameter is a natural number rather than a strictly positive integer.

The formal development makes the quantifier order, observation rules, and geometric assumptions inspectable. The classification and both principal outcomes already have machine-checked proofs. The repository audit records 228 checked local theorems and six accepted extension submissions. Its classification dependency graph contains 37 nodes, 66 edges, and zero open leaves. These are verification results, not independent peer review or a new mathematical publication. The mission now presents this completed body of work as one navigable result.

Difficulty

A finite simulation cannot establish survival against every opponent forever. Conversely, failure of several candidate Angel strategies does not establish a uniform winning Devil strategy. Finite and infinite play must be related without reversing the strategic quantifiers. The geometric statements also have to constrain the evolving play, rather than describe only a static drawing. For the king-capture result, local boundary restrictions must remain valid after every legal move; for the power-two result, the source's confinement and escape assertions must refer to the same operational game.

Formalization scope

The implementation uses integer pairs, finite histories, optional Devil actions, finite sets, and recursion on natural numbers. Lean 4.33.1 and the pinned Mathlib revision match the platform environment. The closed local entry point is Solutions.PowerClassification; Solutions.Completed retains the original Mathe assembly. The definitions do not assume a winning strategy or restrict the headline game to a finite board.

The king-capture implementation uses deliberately loose radius-100 constants for an internal confinement argument. It does not claim an optimal capture time or a formalization of the smallest board illustrated by the source. Fractional speeds and Devils burning multiple squares per turn are outside this mission. Reusable material includes finite-game determinacy, finite-survival compactness, journey reduction, connected-square boundary estimates, and strategy monotonicity. Independent reproduction and documentation improvements are welcome; there is no remaining open proof obligation for the stated classification. Platform reference mirrors containing sorry are kept separate from the closed local proof library, whose audited dependencies contain only the standard Lean axioms.

Selected references

  • Martin Kutz, The Angel Problem, Positional Games, and Digraph Roots, PhD thesis, Saarland University, 2004, Chapter 1, Section 1.1, pages 2–3, Figures 1–3. Thesis.
  • Andras Mathe, The Angel of power 2 wins, Combinatorics, Probability and Computing 16 (2007), 363–374, Theorems 2.7, 4.5 and 4.6. DOI.
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Continuous graph homomorphisms for Zd\mathbb Z^dZd-actions: Theorem 1.4 and Proposition 7.1Research Paper

Continuous colorings of lattice actions

A graph homomorphism sends vertices of one graph to another while preserving adjacency. Requiring this map to be continuous makes graph coloring sensitive to topology: each color must occupy an open and closed region. For integer lattice actions, the resulting questions connect finite graph structure with continuous dynamics. The results considered here give an algebraic sufficient condition on a finite target graph that works in every finite lattice dimension. They are Theorem 1.4 and Proposition 7.1 of Ruijun Wang's Continuous graph homomorphisms of higher dimensional abelian group actions, a 2026 research preprint.

Actions, graphs, and reduced walks

Fix an integer d≥1d\ge1d≥1. The integer lattice is G=ZdG=\mathbb Z^dG=Zd, with standard generators eie_iei​. Each generator has one coordinate equal to one and all other coordinates zero. An action of GGG on a space XXX assigns maps x↦g⋅xx\mapsto g\cdot xx↦g⋅x satisfying 0⋅x=x0\cdot x=x0⋅x=x and (g+h)⋅x=g⋅(h⋅x)(g+h)\cdot x=g\cdot(h\cdot x)(g+h)⋅x=g⋅(h⋅x). A continuous action uses the discrete topology on GGG. It is free when g⋅x=xg\cdot x=xg⋅x=x implies g=0g=0g=0.

A Polish space has a topology induced by a complete separable metric. It is zero-dimensional when its topology has a basis of clopen sets, meaning sets that are both open and closed. The standard Schreier graph on XXX joins xxx to ei⋅xe_i\cdot xei​⋅x for each generator, with adjacency understood symmetrically.

Let HHH be a finite simple graph on a vertex set VVV, equipped with the discrete topology. A continuous homomorphism is a continuous function c:X→Vc:X\to Vc:X→V such that

H.Adj⁡(c(x),c(ei⋅x))for every x∈X and i.H.\operatorname{Adj}(c(x),c(e_i\cdot x)) \quad\text{for every }x\in X\text{ and }i.H.Adj(c(x),c(ei​⋅x))for every x∈X and i.

Write UniversalTarget⁡(d,H)\operatorname{UniversalTarget}(d,H)UniversalTarget(d,H) when such a map exists for every free continuous lattice action on every zero-dimensional Polish space.

A closed walk starts and ends at the same vertex, and its length counts edges. Repetitions are allowed. The reduced homotopy group Π1∗(H,b)\Pi_1^*(H,b)Π1∗​(H,b) identifies based closed walks under cancellation of a spur and cancellation of a closed four-walk, with these relations compatible with concatenation. Its identity is the constant walk. These conventions agree with Section 2.

Formalization targets

Theorem 1.4 assumes an odd closed walk whose reduced class has trivial square:

(∃b∈V, ∃γ:b⇝b,∣γ∣ odd,[γ]2=1)⟹∀d≥1, UniversalTarget⁡(d,H).\bigl(\exists b\in V,\ \exists\gamma:b\leadsto b,\quad |\gamma|\text{ odd},\quad[\gamma]^2=1\bigr) \Longrightarrow \forall d\ge1,\ \operatorname{UniversalTarget}(d,H).(∃b∈V, ∃γ:b⇝b,∣γ∣ odd,[γ]2=1)⟹∀d≥1, UniversalTarget(d,H).

The source statement appears in Section 1.

The main target, Proposition 7.1, permits any finite order:

(∃b∈V, ∃γ:b⇝b,∣γ∣ odd,∃N>0, [γ]N=1)⟹∀d≥1, UniversalTarget⁡(d,H).\bigl(\exists b\in V,\ \exists\gamma:b\leadsto b,\quad |\gamma|\text{ odd},\quad\exists N>0,\ [\gamma]^N=1\bigr) \Longrightarrow \forall d\ge1,\ \operatorname{UniversalTarget}(d,H).(∃b∈V, ∃γ:b⇝b,∣γ∣ odd,∃N>0, [γ]N=1)⟹∀d≥1, UniversalTarget(d,H).

Here NNN is a positive integer; it need not be the least exponent. The square-trivial case follows by taking N=2N=2N=2. The stronger statement is given in Section 7.1.

Mathematical significance and completion status

These results turn one finite algebraic witness into a conclusion covering all the spaces, actions, and positive dimensions specified above. Once a graph satisfies the hypothesis, an individual action requires no additional dynamical condition beyond the stated assumptions. The conclusion concerns finite discrete targets and the standard generating set.

Both results are established in the cited paper. Complete local Lean proofs now cover their full universal statements. The local project build and kernel audit have passed, and the final declarations use only Lean's standard logical axioms. Prove2Me has accepted the complete uploaded proof dependency graph. Both original headline theorem identities now have status Proved.

The completed development supplies reusable statements and checked infrastructure for lattice actions, reduced graph walks, finite probability distributions, and continuous graph homomorphisms. These components support inspection and reuse beyond the two headline results.

Why continuity requires attention

Choosing a homomorphism separately on each orbit does not ensure continuity across nearby points of the space. Freeness identifies each orbit with a lattice once an origin has been chosen, but does not supply continuously chosen origins across all orbits. A proof must therefore establish continuity of the resulting vertex map itself. Restricting attention to one action, one dimension, or an orbitwise map would leave the stated universal conclusion unresolved.

Formalization scope

The lattice is represented by Fin d→Z\mathrm{Fin}\ d\to\mathbb ZFin d→Z, actions use additive notation, and standard adjacency includes both orientations of each generator edge. Reduced homotopy is an inductively generated relation on genuine Mathlib graph walks; powers are repeated concatenations. The target vertex type is arbitrary and finite, with its discrete topology.

Source spaces and target vertex types have independent universe parameters. Empty source spaces are allowed. No connectivity assumption is imposed on the target, and no separate nonemptiness hypothesis is added. The odd-walk witness already forces target nonemptiness. Neither a carrier-construction assumption nor an approximation condition appears in either final theorem.

Finite order refers to the class of the walk, rather than its length. An odd walk can revisit vertices and traverse edges repeatedly, so the hypothesis does not require an embedded cycle. All four-walk relations are included, including those with repeated vertices. The conclusion asserts existence of a continuous adjacency-preserving function; it asserts neither uniqueness nor injectivity. These distinctions matter when comparing a formal declaration with the source: replacing arbitrary closed walks by simple cycles or adding connectedness would change the objects quantified over. The recorded statements retain the wider walk convention used in the paper.

Further contributions can reuse the infrastructure or establish related variants while preserving these conventions. Any changed statement should distinguish its additional hypotheses and its altered conclusion from the two results recorded here.

Selected references

Ruijun Wang, Continuous graph homomorphisms of higher dimensional abelian group actions, arXiv preprint arXiv:2609.39824v1, 2026. Version and source; Theorem 1.4; definitions; Proposition 7.1.

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