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Centered Approximate First Eigenfunction

Proved
FunctionalInequalities.KLS.LogConcave.exists_centered_approx_eigenfunction_readable

by Lazyfill · Oct 26, 2026 · Mathlib 0df444a (Lean v4.33.1)

functional-inequalitieskls-conjecturekls-modularkls-readablelog-concave

This statement constructs approximate first eigenfunctions in the heat model.

Let VVV be a finite-dimensional real inner-product space, let ν\nuν be log-concave with nonempty support interior, and suppose

ν=m.tilted⁡(−U),\nu=m.\operatorname{tilted}(-U),ν=m.tilted(−U),

where UUU is twice continuously differentiable. Let C>0C>0C>0 satisfy CP(ν)=CC_P(\nu)=CCP​(ν)=C. For every η>0\eta>0η>0, there exists an element fff in the domain of the adjoint composition of the closed weighted gradient such that

mean⁡ν(f)=0,∥f∥=1,\operatorname{mean}_\nu(f)=0,\qquad \|f\|=1,meanν​(f)=0,∥f∥=1,

and

∥Af−C−1f∥≤C−1η,\|A f-C^{-1}f\|\le C^{-1}\eta,∥Af−C−1f∥≤C−1η,

where A=∇‾ †∇‾A=\overline{\nabla}^{\,\dagger}\overline{\nabla}A=∇†∇ is represented by adjointComp.

The result provides an approximate, rather than exact, first eigenfunction for arguments that do not assume compact resolvent or eigenvalue attainment.

Formalization Note. The equality CP(ν)=CC_P(\nu)=CCP​(ν)=C is in ENNReal; C−1C^{-1}C−1 and the residual norm are real-valued.

Original Lean declaration header

Within namespace FunctionalInequalities.KLS.LogConcave. Shown in its original module context. Proof omitted.

theorem exists_centered_approx_eigenfunction {C : NNReal} (hC : 0 < C)
    (hCP : Poincare.LocalSlope.Intrinsic.constant ν = (C : ENNReal)) {η : ℝ} (hη : 0 < η) :
    ∃ f : (adjointComp (hν.closedWeightedOperator m (ContinuousLinearMap.id ℝ V) hi)).domain,
      L2.mean ν (f : Lp ℝ 2 (ν : Measure V)) = 0 ∧ ‖(f : Lp ℝ 2 (ν : Measure V))‖ = 1 ∧
      ‖adjointComp (hν.closedWeightedOperator m (ContinuousLinearMap.id ℝ V) hi) f -
          (C : ℝ)⁻¹ • (f : Lp ℝ 2 (ν : Measure V))‖ ≤ (C : ℝ)⁻¹ * η

Module navigation

Module: KLS/LogConcave/HeatSemigroup/ApproximateEigenfunction.

Definition modules: L2/MeanVariance, KLS/LogConcave/WeightedGradient/Closure, Analysis/Semigroup/AdjointComp, Probability/LogConcave, Poincare/LocalSlope/Basic.

Supporting theorems: exists_approx_eigenvector_of_gap, closedWeightedOperator_id_gap_of_literature_le, orthogonal_ker_iff_mean_eq_zero, exists_centered_unit_near_optimal.

Previous: exists_centered_unit_near_optimal.

Source excerpt, lines 100–105 · Frozen source 408915f.

Preamble
import Definitions.Def_KLSModular_FunctionalInequalities_KLS_LogConcave_HeatSemigroup_ApproximateEigenfunction

open MeasureTheory
open FunctionalInequalities.Analysis.Semigroup FunctionalInequalities.Analysis.Semigroup.Generated
variable {V : Type*} [NormedAddCommGroup V] [InnerProductSpace ℝ V] [CompleteSpace V]
  [MeasurableSpace V] [BorelSpace V] [SecondCountableTopology V] [FiniteDimensional ℝ V]
  {ν : MeasureTheory.ProbabilityMeasure V} (m : MeasureTheory.Measure V) [m.IsAddHaarMeasure] (hν : FunctionalInequalities.KLS.LogConcave ν)
  (hi : (interior (ν : MeasureTheory.Measure V).support).Nonempty)
variable {U : V → ℝ} (hνU : (ν : MeasureTheory.Measure V) = m.tilted (-U)) (hU : ContDiff ℝ 2 U)
include hνU hU
Formal statement

theorem FunctionalInequalities.KLS.LogConcave.exists_centered_approx_eigenfunction_readable {C : NNReal} (hC : 0 < C)
    (hCP : Poincare.LocalSlope.Intrinsic.constant ν = (C : ENNReal)) {η : ℝ} (hη : 0 < η) :
    ∃ f : (adjointComp (hν.closedWeightedOperator m (ContinuousLinearMap.id ℝ V) hi)).domain,
      L2.mean ν (f : Lp ℝ 2 (ν : Measure V)) = 0 ∧ ‖(f : Lp ℝ 2 (ν : Measure V))‖ = 1 ∧
      ‖adjointComp (hν.closedWeightedOperator m (ContinuousLinearMap.id ℝ V) hi) f -
          (C : ℝ)⁻¹ • (f : Lp ℝ 2 (ν : Measure V))‖ ≤ (C : ℝ)⁻¹ * η := by sorry
Source
Lean source: https://github.com/human-ai-mathematics/kls-lean/blob/408915f/formalization/FunctionalInequalities/KLS/LogConcave/HeatSemigroup/ApproximateEigenfunction.lean#L96-L161 (repository human-ai-mathematics/kls-lean, commit 408915f, module `FunctionalInequalities.KLS.LogConcave.HeatSemigroup.ApproximateEigenfunction`, declaration `FunctionalInequalities.KLS.LogConcave.exists_centered_approx_eigenfunction`; the repository is private at upload time).

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