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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.131121719190Formalized record→≥ 2.15Open frontier
9 provers on it18 of 19 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.101862832357Formalized record→≤ 2Open frontier
17 provers on it8 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 16Formalized record
7 provers on it13 of 13 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
38 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Markov ChainProbability·Captain: marwahaha

Cutoff throughout the high-temperature Sherrington–Kirkpatrick phaseOpen Problem

Motivation

Cutoff means that a Markov chain’s transition from far from equilibrium to near equilibrium occurs in a negligible fraction of its mixing time. The source studies heat-bath dynamics for a disordered mean-field Ising model. The source is OpenAI's September 2026 manuscript.

Setting

The Sherrington–Kirkpatrick model has independent centered Gaussian pair couplings with variance β2/n\beta^2/nβ2/n and zero external field. One discrete update picks a site uniformly and resamples its spin from its conditional Gibbs law. Mixing time uses worst-case total variation distance.

Formalization targets

Pg ⁣(tmix(g,ε)tmix(g,1−ε)>1+η)→0(0≤β<1/2, 0<ε<1/2, η>0).\mathbb P_g\!\left(\frac{t_{\mathrm{mix}}(g,\varepsilon)}{t_{\mathrm{mix}}(g,1-\varepsilon)}>1+\eta\right)\to0\qquad(0\le\beta<1/2,\ 0<\varepsilon<1/2,\ \eta>0).Pg​(tmix​(g,1−ε)tmix​(g,ε)​>1+η)→0(0≤β<1/2, 0<ε<1/2, η>0).

For real parameters β with 0 ≤ β < 1/2, ε with 0 < ε < 1/2, and η > 0, two things hold for the Sherrington–Kirkpatrick model with n spins, where a disorder g is a real coupling for each pair i < j of sites and the Gibbs measure at zero external field has weight proportional to exp((1/2) Σᵢ Σⱼ σᵢ gᵢⱼ σⱼ) on spin configurations σ ∈ {±1}ⁿ (couplings symmetrized, diagonal zero). The dynamics is a heat-bath single-site chain: choose a site uniformly at random, then keep or flip its spin with probabilities proportional to the Gibbs masses of the two configurations (for n = 0 the transition matrix is the identity). The distance after k steps is the maximum over starting configurations of the total variation distance (half the ℓ¹ distance) between the k-step distribution and the Gibbs measure, and mixingTime(g, δ) is the least k whose distance is at most δ (the infimum of the set, so 0 if that set is empty). The disorder law makes the couplings independent centered Gaussians with variance β²/n. First, the probability under this law that the ratio mixingTime(g, ε) / mixingTime(g, 1 − ε) exceeds 1 + η tends to 0 as n → ∞. Second, for all sufficiently large n, every disorder g satisfies mixingTime(g, 1 − ε) > 0.

The goal is OAI.SKRatio.ratio_cutoff.

Significance

The available target gives ratio cutoff in probability over the disorder and eventual positivity of the denominator for every disorder. It isolates a precise mixing-time comparison. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Fast relaxation estimates alone do not prove that all fixed total-variation thresholds become asymptotically equivalent. The worst starting configuration and the random couplings both enter the comparison.

Formalization scope

The attached range is 0≤β<1/20\le\beta<1/20≤β<1/2, narrower than the full high-temperature range discussed in the manuscript. The target does not specify the cutoff location. Dynamics is discrete single-site updating; the exceptional n=0n=0n=0 transition is the identity.

The shared definitions are supplied by SKRatio. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, Cutoff throughout the high-temperature Sherrington–Kirkpatrick phase, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
Mathematical PhysicsProbability·Captain: marwahaha

The free energy of the Ising random perceptronOpen Problem

Motivation

The Ising perceptron weights binary configurations by their projections onto random patterns. The paper develops a variational description of its pressure; the available formal target checks that the proposed variational value is finite. The source is OpenAI's September 2026 manuscript.

Setting

An overlap path is an almost-everywhere class on (0,1)(0,1)(0,1) with a monotone representative taking values in [0,1][0,1][0,1]. The variational expression combines a Gaussian pattern functional with an Ising entropy, defined as a supremum over monotone nonnegative field steps.

Formalization targets

α≥0,f∈Cb(R)⟹∃p∈R: variationalValue⁡(α,f)=p in R‾.\alpha\ge0,\quad f\in C_b(\mathbb R)\quad\Longrightarrow\quad\exists p\in\mathbb R:\ \operatorname{variationalValue}(\alpha,f)=p\text{ in }\overline{\mathbb R}.α≥0,f∈Cb​(R)⟹∃p∈R: variationalValue(α,f)=p in R.

For every real α ≥ 0 and every continuous function f : ℝ → ℝ that is bounded (there is K with |f(x)| ≤ K for all x), the variational value of the Ising perceptron model is a finite real number, i.e. variationalValue(α,f) equals the extended real (p : EReal) for some real p. Here variationalValue(α,f) is the infimum, over all admissible overlap paths q (almost-everywhere-defined functions on (0,1) that agree a.e. with a monotone function taking values in [0,1]), of α times the pattern functional of f at q plus the Ising entropy of q. The pattern functional is the limit as n→∞ of uniformPattern, a nested Gaussian transform over a uniform grid with n+1 cells built from cell averages of q and applied to f at 0, where each transform is either a Gaussian average or a log-exponential-moment average divided by d, depending on whether d is zero. The Ising entropy is the supremum, over field steps (a partition of [0,1] with nonnegative monotone step values), of the field recursion value plus half the integral of the step function against q. The statement asserts that this infimum is neither +∞ nor −∞.

The goal is OAI.IsingPerceptron.variationalValue_real_of_continuous.

Significance

The goal rules out both infinite extended-real values for continuous bounded potentials. This is a well-definedness component needed before a real-valued limit formula can be used. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

The entropy is a supremum over an unbounded family of fields and the outer expression is an infimum over paths. Boundedness of the input potential alone does not syntactically make this extended-real expression finite.

Formalization scope

The target is variationalValue_real_of_continuous, with nonnegative density and continuous bounded potential. It does not assert convergence of finite-system pressure or the manuscript’s broader bounded-Borel result. Gaussian recursion and almost-everywhere path conventions are kept as published.

The shared definitions are supplied by IsingFiniteness. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, The free energy of the Ising random perceptron, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
Mathematical PhysicsProbability·Captain: marwahaha

The Mézard–Parisi formula for diluted spin glassesOpen Problem

Motivation

A diluted spin glass has finitely many interactions per spin on average. The source seeks the exact thermodynamic pressure using a hierarchy of random local-field laws. The source is OpenAI's September 2026 manuscript.

Setting

The pressure is the expected logarithm of the partition function divided by the number of Ising spins. A Poisson number of even-arity interactions and independent external fields define the model. The cavity functional uses nested probability laws and iterated logarithmic power means.

Formalization targets

lim⁡N→∞FN=inf⁡r≥0 inf⁡ζ, 0<m1<⋯<mr<1Br(ζ,m).\lim_{N\to\infty}F_N=\inf_{r\ge0}\ \inf_{\zeta,\ 0<m_1<\cdots<m_r<1} B_r(\zeta,m).N→∞lim​FN​=r≥0inf​ ζ, 0<m1​<⋯<mr​<1inf​Br​(ζ,m).

For every model of a diluted p-spin glass with Ising spins in {+1,-1} that satisfies the standing admissibility hypotheses, the free-energy density F_N converges, as N tends to infinity, to a variational value, so existence of the thermodynamic limit is part of the conclusion. A model consists of a density α ≥ 0, a probability law on interaction samples (θ, a, b, f), where θ is a real function on spin configurations in {±1}^p, a and b are reals and f assigns to each of the p slots a real function on spins, and a probability law for the external field on ℝ. Admissibility means: p is even and at least 2; α > 0; ‖θ‖ = max_s |θ(s)| and |h| are integrable under the disorder and field laws; almost surely a > 0 and, for every configuration s, exp θ(s) = a(1 + b ∏_l f_l(s_l)) with |b ∏_l f_l(s_l)| < 1; the functions f_1,…,f_p are independent and identically distributed, b is independent of the vector f, every power (−b)^n with n ≥ 1 is integrable, and E[(−b)^n] ≥ 0. No boundedness of interactions, fields or messages is added. F_N is (1/N) times the expectation of log Σ_σ exp(−H), where the number k of interactions is Poisson with mean αN, the k interactions are independent disorder samples, the N fields are independent field samples, and each interaction is placed on p index choices in {1,…,N} (repetitions allowed) averaged uniformly over all choices; here the log-weight of σ is Σ_j θ_j(σ at the chosen indices) + Σ_i h_i σ_i. The limit is the infimum over depths r ≥ 0 of φ_r, itself the infimum, over a nested law ζ in the r-fold hierarchy of probability measures (each level with the weak topology and its Borel σ-field) and exponents 0 < m_1 < … < m_r < 1, of the cavity functional B_r. B_r equals log 2 plus the Poisson(αp)-averaged expectation of the site term, a logarithm of an average over spin ε of exp(hε + Σ_j message_j(ε)), minus α(p−1) times the expectation of the log of the edge weight, with both terms evaluated through iterated log power-means in the exponents m_i.

The goal is OAI.DilutedSpinGlass.mezard_parisi.

Significance

The equality identifies the limit with the infimum over all finite hierarchy depths. Existence of the thermodynamic limit is part of the conclusion, not an assumption. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Upper bounds at each hierarchy depth do not yield equality with the infinite-size model. Unbounded disorder requires retaining integrability hypotheses through nested expectations.

Formalization scope

The admissibility predicate requires positive density, even arity at least two, first moments, the specified interaction factorization, and positivity and integrability of the relevant powers. The statement adds no boundedness restriction on interactions, fields, or trial messages.

The shared definitions are supplied by DilutedSpin. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, The Mézard–Parisi formula for diluted spin glasses, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
Graph TheoryProbability·Captain: marwahaha

Nonuniqueness of percolation on nonamenable quasi-transitive graphsOpen Problem

Motivation

On an expanding infinite graph, the appearance of an infinite open cluster and the appearance of a unique one can occur at different densities. The source seeks a nonempty interval where infinitely many infinite clusters coexist. The source is OpenAI's September 2026 manuscript.

Setting

In bond percolation, edges are independently retained with probability ppp. The critical threshold pcp_cpc​ records appearance of infinite clusters; pup_upu​ records uniqueness. The intermediate operator threshold records boundedness on ℓ2\ell^2ℓ2 of the two-point connection kernel.

Formalization targets

pc<p2→2≤pu,∥Tpc∥<∞,p_c<p_{2\to2}\le p_u,\qquad\|T_{p_c}\|<\infty,pc​<p2→2​≤pu​,∥Tpc​​∥<∞,

For a bond graph G, given by a map from an edge type E to unordered pairs of vertices in an infinite vertex type V, that is connected, locally finite (each vertex lies in finitely many edges) and quasi-transitive (finitely many vertex representatives such that every vertex is the image of one under an automorphism of G acting on vertices and edges), and whose vertex isoperimetric constant hV(G), the infimum over nonempty finite vertex sets A of |outer vertex boundary of A|/|A|, is strictly positive, the MainConclusion holds for Bernoulli bond percolation on G. Writing pc for the infimum of parameters p at which an infinite cluster occurs with positive probability, pu for the infimum of p at which there is almost surely exactly one infinite cluster, ptwo for the supremum of p at which the two-point function τ_p(x,y)=P_p(x connected to y) is the matrix kernel of a bounded operator on ℓ²(V), and operatorNorm(p) for the infimum of operator norms of such operators, valued in [0,∞], the conclusion has four parts. First, the supremum of operatorNorm(p) over p<pc equals operatorNorm(pc). Second, operatorNorm(pc) is finite. Third, pc<ptwo≤pu. Fourth, there exist p₁<p₂<1 with pc<p₁ such that, for almost every i.i.d. uniform [0,1] edge labelling, for every p in [p₁,p₂] the configuration of edges with label at most p has infinitely many infinite clusters. The proof is omitted (sorry) in the source.

The goal is OAI.Percolation.BenjaminiSchramm.full_main. Supporting targets are listed below; they retain their individual hypotheses and are separate statements.

  • cayley main.
  • critical laws.
  • arbitrary cayley.

Significance

The full goal also identifies the critical norm as the supremum from below and supplies simultaneous nonuniqueness over a fixed interval under the uniform-label coupling. Supporting statements cover critical laws and Cayley graphs. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

A separate almost-sure statement at each parameter does not establish one event valid for every parameter in an interval. Critical operator control must also survive the passage to the threshold itself.

Formalization scope

The graph has infinitely many vertices, is connected and locally finite, has finitely many vertex orbits, and has positive vertex isoperimetric constant. Thresholds lie in the unit interval; operator norms may take extended nonnegative values. The independent Cayley definition group is retained separately.

The shared definitions are supplied by BenjaminiSchramm, CayleyPercolation. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, Nonuniqueness of percolation on nonamenable quasi-transitive graphs, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
6 thms1 active userReviewed
Algebra·Captain: marwahaha

Lech's multiplicity conjectureOpen Problem

Motivation

Multiplicity measures the growth of infinitesimal neighborhoods in a local ring. The manuscript addresses Lech’s flat-local-map inequality; the available formal target isolates its complete-domain Frobenius-complex component. The source is OpenAI's September 2026 manuscript.

Setting

For a local domain DDD of dimension ddd, Hilbert–Samuel multiplicity is the limit of d! ℓ(D/mN)/Ndd!\,\ell(D/\mathfrak m^N)/N^dd!ℓ(D/mN)/Nd. A short complex has finite free terms in degrees −d-d−d through zero, finite-length homology, and nonzero zeroth homology. Its Frobenius scalar extensions define a normalized Euler-characteristic sequence.

Formalization targets

an=p−ndχ(Fn)⟶χ∞(F),e(D)≤χ∞(F).a_n=p^{-nd}\chi(F_n)\longrightarrow\chi_\infty(F),\qquad e(D)\le\chi_\infty(F).an​=p−ndχ(Fn​)⟶χ∞​(F),e(D)≤χ∞​(F).

The defined proposition DuttaDomainClaim holds, in universe u. That claim says: let D be a commutative Noetherian local domain (in universe u) that is complete in the adic topology of its maximal ideal, with prime characteristic p, and let F be a cochain complex of D-modules indexed by the integers that is a short complex. Short means every term F^i is free and finitely generated, F^i is zero whenever i < -dim D or i > 0, every homology module of F has finite length, and the homology of F in degree 0 is nonzero. Here dim is the Krull dimension (taken as 0 if it is the bottom value). Let F_n denote F after extending scalars along the n-fold iterate of the Frobenius map of D. The conclusion has three parts. First, every homology module of every F_n has finite length. Second, the sequence a_n = p^(-n dim D) * chi(F_n) converges as n tends to infinity, where chi(G) is the alternating sum, over i from 0 to dim D, of (-1)^i times the length of the homology of G in degree -i; this limit is the Dutta multiplicity of F. Third, the Hilbert-Samuel multiplicity of D, defined as the limit of (dim D)! times the length of D/m^N divided by N^(dim D) as N tends to infinity, is at most the Dutta multiplicity of F.

The goal is OAI.Lech.dutta_domain.

Significance

The goal formalizes the lower bound by Dutta multiplicity together with the convergence and finite-length statements needed to interpret it. This is a precise component of the paper’s multiplicity program. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Lengths of homology after Frobenius extension must be controlled before normalized Euler characteristics can be used. A definition by a chosen limit does not by itself establish convergence.

Formalization scope

The ring is a complete Noetherian local domain in prime characteristic. The goal is DuttaDomainClaim, not the unrestricted flat local homomorphism inequality. Dimensions and lengths use the natural-number conversions in the supplied definitions, and convergence is an explicit conclusion.

The shared definitions are supplied by DuttaDomain. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, Lech's multiplicity conjecture, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
CombinatoricsProbability·Captain: marwahaha

The sharp terminal leave in random triangle removalOpen Problem

Motivation

Random triangle deletion constructs a partial triangle packing. Its terminal uncovered edges measure how efficiently this process covers pairs, and the source seeks the leading constant rather than only the growth exponent. The source is OpenAI's September 2026 manuscript.

Setting

Start from the complete graph on nnn vertices. At each step choose a remaining triangle uniformly and remove its three edges. A triangle-free state stays fixed. The terminal leave FnF_nFn​ is the edge count at the end.

Formalization targets

E[(Fnn3/2−122)2]→0,Fnn3/2→P122,EFnn3/2→122.\mathbb E\left[\left(\frac{F_n}{n^{3/2}}-\frac1{2\sqrt2}\right)^2\right]\to0,\qquad \frac{F_n}{n^{3/2}}\xrightarrow{\mathbb P}\frac1{2\sqrt2},\qquad \frac{\mathbb E F_n}{n^{3/2}}\to\frac1{2\sqrt2}.E[(n3/2Fn​​−22​1​)2]→0,n3/2Fn​​P​22​1​,n3/2EFn​​→22​1​.

For the random triangle-removal process, three limits hold as n tends to infinity. The process starts from the complete graph on n vertices, with graphs represented as sets of 2-element subsets of Fin n. At each step, if the current graph G contains triangles (3-subsets all of whose pairs are edges of G), one triangle is chosen uniformly at random and its three edges are deleted; if there is no triangle, the graph stays unchanged. Running this for C(n,2) steps gives the terminal law on graphs, and expectation and probability are taken with respect to it. Writing normalizedLeave(G) = |E(G)| / n^(3/2) and sharpConstant c = 1/(2√2), the theorem asserts: first, the expected value of (normalizedLeave(G) − c)² tends to 0; second, for every ε > 0, the probability that |normalizedLeave(G) − c| > ε tends to 0; and third, the expected number of edges of the terminal graph divided by n^(3/2) tends to c.

The goal is OAI.SharpTerminalLeave.sharp_terminal_leave.

Significance

The three conclusions record mean-square concentration, concentration in probability, and the limiting normalized expectation. The exact leading constant is part of the target. The manuscript presents a mathematical argument; the attached goal currently has status Open, so the requested contribution is a Lean proof of the displayed formal target.

Difficulty

Early evolution estimates need to remain informative near termination, where triangles become scarce. A high-probability estimate alone need not control the second moment required here.

Formalization scope

Graphs are finite sets of pairs from Fin n, with transitions given by probability mass functions. Running for the initial edge count guarantees that the absorbing terminal law is reached. Expectations are finite sums and all limits are along natural nnn tending to infinity.

The shared definitions are supplied by TriangleRemoval. The target uses Lean 4.33.1 with the pinned Mathlib environment. Contributions should preserve the existing statement and develop reusable supporting lemmas in its definitions.

Selected references

  • OpenAI, The sharp terminal leave in random triangle removal, preprint, September 2026. Manuscript.
  • OpenAI, accompanying Lean statement. Pinned source.
2 thms1 active userReviewed
Differential GeometryDynamical Systems·Captain: marwahaha

A zero-entropy system without a smooth positive-volume modelOpen Problem

Motivation

A measure-preserving system may have low information production yet fail to admit a smooth realization. The target asks for a single ergodic system excluding every finite-dimensional smooth positive-volume model. The source manuscript presents the surrounding research claim.

Setting

The system is a measurable equivalence T of a standard nonatomic probability space. Standard nonatomic is expressed by an isomorphism with the unit interval after removing null sets. A smooth model is a compact smooth manifold, a smooth diffeomorphism and an invariant probability measure with strictly positive smooth local coordinate density.

Formalization target

Construct a system satisfying

T is ergodic,hKS(T)<∞,T has no smooth positive-volume model.T\text{ is ergodic},\qquad h_{KS}(T)<\infty,\qquad T\text{ has no smooth positive-volume model}.T is ergodic,hKS​(T)<∞,T has no smooth positive-volume model.

The formal finite-entropy predicate requires every finite-partition entropy rate to converge, with one finite real upper bound.

The selected formal target is OAI.SmoothObstruction.main.

Significance and status

The obstruction ranges over every finite dimension, nonorientable manifolds and positive-dimensional smooth boundary models. The manuscript asserts zero entropy; the selected published theorem requires finite entropy only. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Failure of a particular embedding does not exclude all measure-theoretic conjugacies and all dimensions. Conjugacy is allowed after discarding invariant null sets.

Formalization scope

The goal quantifies over measurable equivalences and uses conull measurable conjugacy, not topological conjugacy. Entropy is measured in bits by the supplied finite-partition definition. Closed models include dimension zero, boundary models require positive dimension, and no orientation hypothesis is imposed.

Selected references

  • OpenAI, A zero-entropy system without a smooth positive-volume model, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
OptimizationProbability·Captain: marwahaha

Subpolynomial query complexity for well-conditioned log-concave samplingOpen Problem

Motivation

Sampling costs can be measured by potential and gradient queries independently of the computation between them. This model isolates the information needed for a well-conditioned log-concave distribution. The source manuscript presents the surrounding research claim.

Setting

The admissible potentials V on ℝᵈ are C², satisfy V(0)=0 and ∇V(0)=0, and have Hessian between I and 2I. Their Gibbs law has density proportional to exp(−V). A measurable adaptive algorithm receives exact (V(x),∇V(x)) replies.

Formalization target

For the least query budget q(d) achieving total-variation error at most 1/10, prove

∀ε>0  ∃C,q(d)≤Cdε(d≥2),\forall\varepsilon>0\;\exists C,\quad q(d)\le Cd^\varepsilon\quad(d\ge2),∀ε>0∃C,q(d)≤Cdε(d≥2),

plus q(d)≥c log d eventually for some c>0, and optimal dimension exponent γ*=0.

The selected formal target is OAI.LogConcaveSampling.exact_source_main.

Significance and status

The target gives both a subpolynomial upper bound and a logarithmic lower bound. It leaves computation between queries unrestricted. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

The sampler must work uniformly across every admissible potential and use a deterministic query budget on every execution. A dimension-dependent condition number or merely expected budget would change the problem.

Formalization scope

Algorithms have measurable query/output maps driven by private randomness and finite transcripts. Query complexity lies in ℕ∞, retaining infeasibility as infinity. Total variation is the specified supremum-style bound on measurable sets, and the upper/lower comparisons use ENNReal.

Selected references

  • OpenAI, Subpolynomial query complexity for well-conditioned log-concave sampling, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
Linear algebraTheoretical Computer Science·Captain: marwahaha

Complex Matrix Multiplication Below 2.258 and Rectangular BoundsOpen Problem

Motivation

Rectangular matrix products arise when the two outer dimensions are much larger than the inner dimension. The dual exponent records the largest inner growth rate compatible with arithmetic exponent two. The source manuscript presents the surrounding research claim.

Setting

For k∈[0,1], ω_ℂ(1,k,1) is the infimum of exponents for multiplying an n×⌈nᵏ⌉ matrix by a ⌈nᵏ⌉×n matrix over ℂ. The dual exponent α is the supremum of k for which this infimum equals two.

Formalization target

Prove the strict bound

αC>93200=0.465.\alpha_{\mathbb C}>\frac{93}{200}=0.465.αC​>20093​=0.465.

The additional published rectangular endpoint asserts ω_ℂ(1,709/1000,1)<523/250=2.092.

The selected formal target is OAI.MatrixMultiplication.complex_alpha_gt_93_div_200.

Significance and status

Strictness is part of both statements. The supplied goal concerns the complex dual exponent; the manuscript title’s square bound and broader field claims are not attached formal targets. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

An algorithm for one size does not establish an asymptotic exponent. The definition quantifies over every positive slack and all positive sizes with one bound constant for each slack.

Formalization scope

Algorithms are division-free arithmetic programs with constants and input gates of cost zero and addition, subtraction and multiplication of cost one. Correctness is quantified over all input matrices. The dual exponent is a real supremum of exact exponent-two shapes, using the prescribed inner-dimension ceiling.

Selected references

  • OpenAI, Complex Matrix Multiplication Below 2.258 and Rectangular Bounds, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
3 thms1 active userReviewed
Discrete Geometry·Captain: marwahaha

Translative covering densities of order n log nOpen Problem

Motivation

The worst covering density over convex bodies measures how much overlap is unavoidable when translations must cover all of space. Comparing unrestricted centers with a single lattice separates two geometric constraints. The source manuscript presents the surrounding research claim.

Setting

The translative density θ_T(K) is the infimum of volume(K) times the upper intensity of locally finite covering center sets. Intensity is measured in expanding centered cubes. The lattice density θ_L(K) takes the corresponding infimum over discrete full-rank lattice coverings.

Formalization target

For each of the four suprema Aₙ, over all or centrally symmetric convex bodies and using θ_T or θ_L, prove common positive constants c,C and a threshold n₀ with

cnlog⁡n≤An≤Cnlog⁡n(n≥n0).cn\log n\le A_n\le Cn\log n\qquad(n\ge n_0).cnlogn≤An​≤Cnlogn(n≥n0​).

The selected formal target is OAI.CoveringOrder.optimal_order.

Significance and status

The selected endpoint asserts the same asymptotic order for all four worst-case quantities. The manuscript’s new translative lower-bound claim is part of this broader packaged endpoint. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

A lower bound for lattice centers does not exclude a more efficient nonlattice cover. The unrestricted lower bound ranges over every locally finite covering set.

Formalization scope

The definitions retain extended nonnegative real densities and suprema, so a finite upper bound also asserts finiteness. Central symmetry may have any center. The theorem concerns suprema over bodies, not a lower bound on every individual body.

Selected references

  • OpenAI, Translative covering densities of order n log n, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
AnalysisHarmonic Analysis·Captain: marwahaha

Riesz transforms and uniform rectifiability in higher codimensionOpen Problem

Motivation

Singular integral estimates can detect geometric regularity in a measure whose support has no given parametrization. The mission turns a uniform Riesz-transform bound into uniform pieces of Lipschitz images. The source manuscript presents the surrounding research claim.

Setting

Let μ be a regular measure in ℝᵈ, with d≥4 and 2≤n≤d−2. Ahlfors–David regularity means that μ(B(x,r)) is comparable to rⁿ on its support at admissible radii. Hard-truncated Riesz transforms use the kernel (x−y)/|x−y|^(n+1), excluding distances at most ε.

Formalization target

With fixed dimension and bounds C_AD,C_R, prove that there exist θ>0 and M≥0 such that every eligible μ satisfies

μ(B(x,r)∩range⁡g)≥θrn\mu(B(x,r)\cap\operatorname{range}g)\ge\theta r^nμ(B(x,r)∩rangeg)≥θrn

for some M-Lipschitz map g from the open n-dimensional radius-r ball, at every support point and admissible radius.

The selected formal target is OAI.RieszRectifiability.quantitative_higher_codimension_riesz_rectifiability.

Significance and status

The constants θ and M are uniform across the entire class of measures with the prescribed analytic bounds. This is the exact quantitative ball-image conclusion. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Individual rectifiable pieces with constants depending on μ do not yield this quantifier order. The Riesz bound ranges over every positive hard truncation and every scalar L² input.

Formalization scope

Ambient space is EuclideanSpace ℝ (Fin d). Radii are positive and bounded by the extended support diameter. The hypothesis uses μ.Regular, nonnegative Riesz constants, MemLp and eLpNorm; the conclusion uses the actual measure of the intersection with a Lipschitz image. No endpoint codimensions are included.

Selected references

  • OpenAI, Riesz transforms and uniform rectifiability in higher codimension, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
AnalysisNumber Theory·Captain: marwahaha

An unconditional first moment for cubic Gauss sumsOpen Problem

Motivation

Cubic Gauss sums oscillate even after normalization. Their first moment asks whether this cancellation retains a precise lower-order bias when averaged over arithmetic primes. The source manuscript presents the surrounding research claim.

Setting

Work in the Eisenstein integers ℤ[ω], with ω=exp(2πi/3). A primary prime p is a prime element congruent to one modulo three. N(p)=|p|², G(p) is the normalized cubic Gauss sum, and c*=(2π)^(2/3)/(3Γ(2/3)).

Formalization target

At the real sharp cutoff X, establish

∑p primary primeN(p)≤XG(p)=65c∗X5/6log⁡X+o ⁣(X5/6log⁡X).\sum_{\substack{p\text{ primary prime}\\N(p)\le X}}G(p)=\frac65c_*\frac{X^{5/6}}{\log X}+o\!\left(\frac{X^{5/6}}{\log X}\right).p primary primeN(p)≤X​∑​G(p)=56​c∗​logXX5/6​+o(logXX5/6​).

The two supporting targets compare each fixed angular mode to its explicit model and give cancellation for every nonzero mode.

The selected formal target is OAI.CubicFirstMoment.patterson_firstMoment.

Significance and status

The coefficient and scale specify the first moment, rather than only an order-of-magnitude estimate. Both conjugate prime elements are included when they satisfy the primary-prime predicate. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Pointwise estimates on G(p) do not isolate the X^(5/6)/log X bias. The error must be little-o at that scale with the exact arithmetic normalization.

Formalization scope

The published definitions use residue-class representatives, the cubic residue symbol, the trace exponential phase, and complex-valued cutoff sums. Little-o is taken as real X tends to positive infinity. Angular modes are integers held fixed before the limit.

Selected references

  • OpenAI, An unconditional first moment for cubic Gauss sums, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
4 thms1 active userReviewed
Dynamical SystemsNumber Theory·Captain: marwahaha

Equidistribution of Prime-Degree Torus Packets with Arbitrary Local TypeOpen Problem

Motivation

Closed diagonal orbits encode lattices in totally real number fields. Their distribution tests whether arithmetic families fill the space of unimodular lattices as their discriminants grow. The source manuscript presents the surrounding research claim.

Setting

For a fixed prime n=d+1 ≥ 5, Xₙ is the quotient of SLₙ(ℝ) by its integral lattice subgroup. A packet consists of normalized full lattices of one local homothety type, including the specified sign translates. Its measure averages orbital probabilities with orbit-volume weights.

Formalization target

For any sequence of totally real degree-n fields and full lattices whose multiplier discriminants tend to infinity, prove

∃ν,ν is Haar probability,μi⇒ν,\exists\nu,\quad\nu\text{ is Haar probability},\qquad\mu_i\Rightarrow\nu,∃ν,ν is Haar probability,μi​⇒ν,

and tightness of the entire family {μᵢ}. Weak convergence uses every bounded continuous real test function and includes the probability normalization of every μᵢ.

The selected formal target is OAI.DukePrimeDegree.prime_degree_packet_measure_equidistribution_unconditional.

Significance and status

The conclusion addresses arbitrary local types and includes absence of escape of mass. The fixed-Haar formulation is also available as a supporting target. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

Convergence on compactly supported tests alone would not establish the requested probability convergence on a noncompact quotient. The packet normalization and tightness must be justified uniformly through the discriminant limit.

Formalization scope

The source definitions use completed lattices over ℤₚ, diagonal-flow period covolumes and volume-weighted sums over distinct orbits. The theorem fixes prime degree at least five and allows both fields and local types to vary. Both published formulations and their shared definitions are referenced.

Selected references

  • OpenAI, Equidistribution of Prime-Degree Torus Packets with Arbitrary Local Type, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
3 thms1 active userReviewed
AnalysisNumber Theory·Captain: marwahaha

Uniform exclusion of Landau–Siegel zerosOpen Problem

Motivation

Real zeros of Dirichlet L-functions close to one obstruct uniform estimates for primes in arithmetic progressions. A conductor-independent logarithmic gap is the precise quantitative issue addressed here. The source manuscript presents the surrounding research claim.

Setting

A Dirichlet character χ modulo an integer q is primitive, nonprincipal, and real-valued when its complex values have zero imaginary part. Its analytically continued L-function is denoted L(s,χ). The zero β is real and lies strictly between zero and one; log is the natural logarithm.

Formalization target

Prove that one positive real constant works for every allowed modulus, character and zero:

∃c>0  ∀q≥3,L(β,χ)=0, 0<β<1⟹c≤(1−β)log⁡q.\exists c>0\;\forall q\ge3,\quad L(\beta,\chi)=0,\ 0<\beta<1\Longrightarrow c\le(1-\beta)\log q.∃c>0∀q≥3,L(β,χ)=0, 0<β<1⟹c≤(1−β)logq.

The constant must be independent of q and χ.

The selected formal target is OAI.SiegelZeros.WeightedTorusJets.exists_absolute_real_zero_gap.

Significance and status

This is the uniform zero-gap conclusion itself, not a statement for a bounded family of conductors. The source dated October 1, 2026 states this as its principal result. The published target is currently Open; the manuscript's argument and a checked Lean proof are separate deliverables.

Difficulty

A bound whose constant varies with the character cannot establish this quantifier order. The arithmetic and analytic estimates must retain one positive constant across every conductor and every real primitive character.

Formalization scope

The goal uses Mathlib’s actual Dirichlet characters and L-functions over ℂ, with q : ℕ, a nonzero instance and q ≥ 3. Both available published formulations are referenced. The second formulation merely groups the zero hypotheses differently and is not presented as an independent milestone. The manuscript’s interpolation and determinant lemmas have no supplied published theorem IDs and are not attached as milestones.

Selected references

  • OpenAI, Uniform exclusion of Landau–Siegel zeros, preprint, 2026. Pinned manuscript.
  • OpenAI, accompanying formal statements, commit adc7f1241b42. Goal source.
2 thms1 active userReviewed
AnalysisPartial Differential Equations·Captain: wurtle

Global Uniqueness for the Smooth Isotropic Elasticity Inverse ProblemResearch Paper

Motivation

An isotropic elastic body is described by two spatially varying Lamé moduli: the shear modulus μ\muμ and the parameter λ\lambdaλ (the bulk modulus is λ+2μ/3\lambda+2\mu/3λ+2μ/3). The elastic inverse problem asks whether static boundary measurements, the boundary tractions produced by all prescribed boundary displacements, determine both moduli inside the body. It is the elasticity analogue of Calderón's conductivity problem, with applications to elastography and nondestructive testing, and it is harder because two coefficients are coupled through a vector-valued system rather than a scalar equation.

Background

  • 1980, 1987. Calderón poses the scalar conductivity problem; Sylvester and Uhlmann prove uniqueness for smooth conductivities in dimension n≥3n\ge3n≥3 using complex geometric optics (doi:10.2307/1971291).
  • 1995. Nakamura and Uhlmann recover the boundary Taylor series of the Lamé moduli (doi:10.1137/S0036141093247494).
  • 2002–2003. Eskin and Ralston develop matrix complex geometric optics with planar transport frames and prove restricted uniqueness results (doi:10.1088/0266-5611/18/3/324).
  • 2003. Nakamura and Uhlmann's erratum corrects their earlier global claim, proving uniqueness only when ∇μ\nabla\mu∇μ is small in CmC^mCm (doi:10.1007/s00222-002-0276-1).
  • 2015. Imanuvilov and Yamamoto prove global uniqueness in two dimensions (doi:10.1088/0266-5611/31/3/035004).
  • 2017, 2023. Lin and Nakamura reconstruct boundary values at finite regularity (doi:10.1088/1361-6420/aa942d); Tan and Liu treat boundary jets on manifolds and analytic global recovery (doi:10.1088/1361-6420/ace649).

Without smallness, analyticity or symmetry hypotheses, three-dimensional global uniqueness was not established. The source of this mission is an OpenAI preprint dated September 24, 2026, which claims it for all smooth moduli satisfying the energy-positivity conditions.

Setting

Let Ω⊂R3\Omega\subset\mathbb R^3Ω⊂R3 be a bounded connected domain with C∞C^\inftyC∞ boundary, and let λ,μ∈C∞(Ω‾)\lambda,\mu\in C^\infty(\overline\Omega)λ,μ∈C∞(Ω) satisfy

μ>0,3λ+2μ>0on Ω‾.\mu>0,\qquad 3\lambda+2\mu>0\qquad\text{on }\overline\Omega.μ>0,3λ+2μ>0on Ω.

For a displacement u:Ω→R3u:\Omega\to\mathbb R^3u:Ω→R3, the strain is e(u)=12(∇u+∇uT)e(u)=\tfrac12(\nabla u+\nabla u^{T})e(u)=21​(∇u+∇uT), the stress σ(u)=λ(div⁡u)I+2μ e(u)\sigma(u)=\lambda(\operatorname{div}u)I+2\mu\,e(u)σ(u)=λ(divu)I+2μe(u), and the elasticity system is div⁡σ(u)=0\operatorname{div}\sigma(u)=0divσ(u)=0. For boundary data f∈H1/2(∂Ω;R3)f\in H^{1/2}(\partial\Omega;\mathbb R^3)f∈H1/2(∂Ω;R3) let uf∈H1(Ω;R3)u_f\in H^1(\Omega;\mathbb R^3)uf​∈H1(Ω;R3) be the unique weak solution with trace fff. The displacement-to-traction map is

⟨Λλ,μf,g⟩=∫Ω[λ (div⁡uf)(div⁡vg)+2μ e(uf):e(vg)] dx,Tr⁡vg=g.\langle\Lambda_{\lambda,\mu}f,g\rangle=\int_\Omega\bigl[\lambda\,(\operatorname{div}u_f)(\operatorname{div}v_g)+2\mu\,e(u_f):e(v_g)\bigr]\,dx,\qquad \operatorname{Tr}v_g=g.⟨Λλ,μ​f,g⟩=∫Ω​[λ(divuf​)(divvg​)+2μe(uf​):e(vg​)]dx,Trvg​=g.

Formalization targets

Goal: Theorem 1.1

For admissible pairs (λ1,μ1)(\lambda_1,\mu_1)(λ1​,μ1​), (λ2,μ2)(\lambda_2,\mu_2)(λ2​,μ2​) on Ω\OmegaΩ,

Λλ1,μ1=Λλ2,μ2 ⟹ λ1=λ2 and μ1=μ2 in Ω.\Lambda_{\lambda_1,\mu_1}=\Lambda_{\lambda_2,\mu_2}\ \Longrightarrow\ \lambda_1=\lambda_2\ \text{and}\ \mu_1=\mu_2\ \text{in }\Omega.Λλ1​,μ1​​=Λλ2​,μ2​​ ⟹ λ1​=λ2​ and μ1​=μ2​ in Ω.

The Lean statement OAI.Elasticity.global_uniqueness is open on the platform.

Significance

The theorem settles the smooth three-dimensional isotropic elastic Calderón uniqueness question under the natural energy-positivity assumptions, with no analyticity, no closeness to constants, and no prior agreement near the boundary. It identifies both moduli from the full zero-frequency boundary operator. It does not give a reconstruction algorithm or stability estimates, which remain natural follow-up questions.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

The scalar complex-geometric-optics method does not apply directly to the Lamé system. Earlier reductions to auxiliary systems ran into two problems documented in the Nakamura–Uhlmann erratum: the planar matrix transport equation with prescribed initial data need not be solvable, and the corrected solutions lead to a pseudodifferential rather than a differential identity. The Eskin–Ralston reduction from auxiliary fields to physical displacements is not injective, so equality of physical boundary maps does not by itself give equality of auxiliary Cauchy data. A proof must work with exact physical solutions and keep track of their actual divergences.

Formalization scope

  • Domain Ω: open, connected, bounded, with smooth boundary given by local C∞C^\inftyC∞ diffeomorphisms of R3\mathbb R^3R3 flattening ∂Ω\partial\Omega∂Ω.
  • Admissible Ω λ μ: both moduli smooth on an open neighbourhood of Ω‾\overline\OmegaΩ, with μ>0\mu>0μ>0 and 3λ+2μ>03\lambda+2\mu>03λ+2μ>0 on Ω‾\overline\OmegaΩ.
  • H1(Ω;R3)H^1(\Omega;\mathbb R^3)H1(Ω;R3) is the closure of jets (f,∂1f,∂2f,∂3f)(f,\partial_1f,\partial_2f,\partial_3f)(f,∂1​f,∂2​f,∂3​f) of smooth fff in L2L^2L2; boundary data are H1H^1H1 modulo the closure of compactly supported smooth jets.
  • DN Ω λ μ f g is the energy pairing of a weak solution with trace fff against any representative of ggg; the goal assumes equality of these two-variable functions and concludes pointwise equality of the moduli on Ω\OmegaΩ.

A complete development needs vector-valued Sobolev spaces, Korn's inequality, the weak Dirichlet problem for the Lamé system, Carleman estimates and complex geometric optics for elliptic systems. These tools are reusable for other inverse problems. Contributions formalizing Lemma 2.1 (common exterior extension), Proposition 2.2 (transfer of physical solutions) and Proposition 3.2 (supported Carleman estimate) are welcome.

Selected references

  • OpenAI, Global Uniqueness for the Smooth Isotropic Elasticity Inverse Problem, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-Uniqueness-for-the-Smooth-Isotropic-Elasticity-Inverse-Problem-September-24-2026/article.pdf
  • G. Nakamura, G. Uhlmann, Erratum: Global uniqueness for an inverse boundary value problem arising in elasticity, Invent. Math., 2003. https://doi.org/10.1007/s00222-002-0276-1
  • G. Nakamura, G. Uhlmann, Inverse problems at the boundary for an elastic medium, SIAM J. Math. Anal., 1995. https://doi.org/10.1137/S0036141093247494
  • G. Eskin, J. Ralston, On the inverse boundary value problem for linear isotropic elasticity, Inverse Problems, 2002. https://doi.org/10.1088/0266-5611/18/3/324
  • O. Yu. Imanuvilov, M. Yamamoto, Global uniqueness in inverse boundary value problems for the Navier–Stokes equations and Lamé system in two dimensions, Inverse Problems, 2015. https://doi.org/10.1088/0266-5611/31/3/035004
  • J. Sylvester, G. Uhlmann, A global uniqueness theorem for an inverse boundary value problem, Ann. of Math., 1987. https://doi.org/10.2307/1971291
  • Y.-H. Lin, G. Nakamura, Boundary determination of the Lamé moduli for the isotropic elasticity system, Inverse Problems, 2017. https://doi.org/10.1088/1361-6420/aa942d
2 thms1 active userReviewed
AnalysisPartial Differential Equations·Captain: wurtle

Nonuniqueness for bounded measurable scalar conductivities in three dimensionsResearch Paper

Motivation

Calderón's inverse conductivity problem asks whether the electrical conductivity inside a body is determined by voltage and current measurements on its boundary. Mathematically, a conductivity γ\gammaγ on a domain Ω\OmegaΩ defines the elliptic equation div⁡(γ∇u)=0\operatorname{div}(\gamma\nabla u)=0div(γ∇u)=0, and the boundary data are encoded by the Dirichlet-to-Neumann (DN) operator Λγ\Lambda_\gammaΛγ​, which maps a boundary voltage to the resulting boundary current. The problem underlies electrical impedance tomography and is the model case of a large family of inverse boundary-value problems. Calderón (1980) posed it for bounded measurable conductivities bounded away from zero; how much regularity uniqueness requires has been a central question since.

Background

  • 1974. Miller constructs elliptic divergence-form equations with nonunique continuation (doi:10.1007/BF00247634).
  • 1980. Calderón poses the problem and proves injectivity of the linearization at constant conductivities.
  • 1987. Sylvester and Uhlmann prove uniqueness for smooth conductivities in dimension n≥3n\ge3n≥3 (doi:10.2307/1971291).
  • 2006. Astala and Päivärinta prove uniqueness for bounded measurable conductivities in the plane (doi:10.4007/annals.2006.163.265).
  • 2015–2016. Haberman proves uniqueness for W1,nW^{1,n}W1,n conductivities in dimensions three and four (doi:10.1007/s00220-015-2460-3); Caro and Rogers prove it for Lipschitz conductivities in all dimensions n≥3n\ge3n≥3 (doi:10.1017/fmp.2015.9).
  • 2020. Daudé, Kamran and Nicoleau give anisotropic (matrix-valued) counterexamples with partial data, via nonunique continuation (doi:10.1017/fms.2020.1).

In dimension n≥3n\ge3n≥3, uniqueness for merely bounded measurable scalar conductivities remained unresolved. The source of this mission is an OpenAI preprint dated September 23, 2026, which constructs a counterexample in dimension three.

Setting

Let Ω=B(0,3)⊂R3\Omega=B(0,3)\subset\mathbb R^3Ω=B(0,3)⊂R3. A conductivity is a measurable γ:Ω→R\gamma:\Omega\to\mathbb Rγ:Ω→R with 0<c≤γ≤C0<c\le\gamma\le C0<c≤γ≤C almost everywhere. Let H1(Ω)H^1(\Omega)H1(Ω) be the Sobolev space, H01(Ω)H^1_0(\Omega)H01​(Ω) the closure of compactly supported smooth functions, and H1/2(∂Ω)≅H1(Ω)/H01(Ω)H^{1/2}(\partial\Omega)\cong H^1(\Omega)/H^1_0(\Omega)H1/2(∂Ω)≅H1(Ω)/H01​(Ω) the trace space, with dual H−1/2(∂Ω)H^{-1/2}(\partial\Omega)H−1/2(∂Ω). For a trace fff, let uf∈H1(Ω)u_f\in H^1(\Omega)uf​∈H1(Ω) be the unique function with trace fff such that

∫Ωγ ∇uf⋅∇φ dx=0(φ∈H01(Ω)).\int_\Omega\gamma\,\nabla u_f\cdot\nabla\varphi\,dx=0\qquad(\varphi\in H^1_0(\Omega)).∫Ω​γ∇uf​⋅∇φdx=0(φ∈H01​(Ω)).

The DN operator Λγ:H1/2(∂Ω)→H−1/2(∂Ω)\Lambda_\gamma:H^{1/2}(\partial\Omega)\to H^{-1/2}(\partial\Omega)Λγ​:H1/2(∂Ω)→H−1/2(∂Ω) is

⟨Λγf,g⟩=∫Ωγ ∇uf⋅∇v dx,Tr⁡v=g.\langle\Lambda_\gamma f,g\rangle=\int_\Omega\gamma\,\nabla u_f\cdot\nabla v\,dx,\qquad \operatorname{Tr}v=g.⟨Λγ​f,g⟩=∫Ω​γ∇uf​⋅∇vdx,Trv=g.

Formalization targets

Goal: Theorem 1.1

There are γ0,γ1∈L∞(B(0,3))\gamma_0,\gamma_1\in L^\infty(B(0,3))γ0​,γ1​∈L∞(B(0,3)) and 0<c<C0<c<C0<c<C with

c≤γj≤C a.e.,γj=1 near ∂B(0,3),∣{γ0≠γ1}∣>0,Λγ0=Λγ1.c\le\gamma_j\le C\ \text{a.e.},\qquad \gamma_j=1\ \text{near }\partial B(0,3),\qquad |\{\gamma_0\ne\gamma_1\}|>0,\qquad \Lambda_{\gamma_0}=\Lambda_{\gamma_1}.c≤γj​≤C a.e.,γj​=1 near ∂B(0,3),∣{γ0​=γ1​}∣>0,Λγ0​​=Λγ1​​.

The Lean statement OAI.ScalarConductivity.main_nonuniqueness is open on the platform.

Significance

The theorem shows that scalar Calderón uniqueness fails in the bounded measurable class in dimension three, in contrast with the planar theorem of Astala–Päivärinta and the Lipschitz and W1,nW^{1,n}W1,n uniqueness results in higher dimensions. It locates the regularity threshold for uniqueness strictly between L∞L^\inftyL∞ and the known positive classes. By Corollary 1.2, counterexamples can be localized: any finite family of disjoint balls inside any Lipschitz domain supports 2m2^m2m distinct conductivities with the same DN map.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Matrix-valued counterexamples exist, but they do not transfer to scalar conductivities: scalar coefficients can approximate matrix ones only in the sense of GGG- or HHH-convergence, and Rondi's example shows that exact realization of a full boundary map by a scalar coefficient can fail. Moreover, Daudé–Kamran–Nicoleau note an obstruction for full-boundary data: a weakly harmonic factor with constant full boundary trace is constant. One must therefore match the entire DN operator (every boundary input) exactly, with a scalar coefficient, and with uniform ellipticity bounds; the paper does so with a nested family of scalar blocks realizing prescribed current triples exactly.

Formalization scope

  • H1(B(0,3))H^1(B(0,3))H1(B(0,3)) is the closure, in L2(B;R4)L^2(B;\mathbb R^4)L2(B;R4), of the jets (f,∇f)(f,\nabla f)(f,∇f) of smooth fff; H01H^1_0H01​ is the closure of jets of smooth fff with compact support in the ball; the trace space is the quotient and the DN operator is a continuous linear map into its continuous dual.
  • IsDirichletToNeumann γ Λ requires existence and uniqueness of the weak γ\gammaγ-harmonic extension of every trace and the weak flux identity against every v∈H1v\in H^1v∈H1.
  • EqualOneNearBoundary asks for r<3r<3r<3 with γ=1\gamma=1γ=1 a.e. on {r<∣x∣<3}\{r<|x|<3\}{r<∣x∣<3}; bounds and measurability are stated almost everywhere on the ball.

A complete development needs Sobolev spaces on a ball, weak solutions of divergence-form equations (Lax–Milgram), trace spaces, and the paper's block constructions (convex-integration-type scalarization). Contributions formalizing Theorem 3.1 (exact finite-field scalarization), Proposition 4.1 (branching block) and Corollary 1.2 are welcome.

Selected references

  • OpenAI, Nonuniqueness for Bounded Measurable Scalar Conductivities in Three Dimensions, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Nonuniqueness-for-Bounded-Measurable-Scalar-Conductivities-in-Three-Dimensions-September-23-2026/paper.pdf
  • A. P. Calderón, On an inverse boundary value problem, Seminar on Numerical Analysis and its Applications to Continuum Physics, Rio de Janeiro, 1980.
  • J. Sylvester, G. Uhlmann, A global uniqueness theorem for an inverse boundary value problem, Ann. of Math., 1987. https://doi.org/10.2307/1971291
  • K. Astala, L. Päivärinta, Calderón's inverse conductivity problem in the plane, Ann. of Math., 2006. https://doi.org/10.4007/annals.2006.163.265
  • P. Caro, K. M. Rogers, Global uniqueness for the Calderón problem with Lipschitz conductivities, Forum Math. Pi, 2016. https://doi.org/10.1017/fmp.2015.9
  • B. Haberman, Uniqueness in Calderón's problem for conductivities with unbounded gradient, Comm. Math. Phys., 2015. https://doi.org/10.1007/s00220-015-2460-3
  • T. Daudé, N. Kamran, F. Nicoleau, On nonuniqueness for the anisotropic Calderón problem with partial data, Forum Math. Sigma, 2020. https://doi.org/10.1017/fms.2020.1
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Mathematical PhysicsPartial Differential Equations·Captain: wurtle

Global classical solutions of the three-dimensional relativistic Vlasov–Maxwell systemResearch Paper

Motivation

The relativistic Vlasov–Maxwell system is the basic kinetic model of a collisionless plasma: a cloud of charged particles, described by a phase-space density, moves under the electromagnetic field it generates, and the field evolves by Maxwell's equations with the particles as sources. Whether smooth, compactly supported data in three dimensions always produce a solution that stays smooth for all time has been the central question about the Cauchy problem for this system since the 1980s. Weak solutions exist globally, but they come without regularity or uniqueness, and every previous global classical result required smallness, a dimensional reduction, symmetry, or a nearby global reference solution.

This mission asks for a machine-checked proof of global existence and uniqueness of classical solutions for arbitrary smooth admissible data, as claimed in an OpenAI preprint dated September 23, 2026 (source). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 1984 — Wollman proves local existence and uniqueness of classical solutions (CPAM 1984).
  • 1986 — Glassey and Strauss show that a classical solution continues as long as the momentum support stays bounded (ARMA 1986); in 1987 they prove global existence for initially dilute plasmas (CMP 1987).
  • 1985–1998 — Glassey and Schaeffer obtain global classical solutions for symmetric relativistic Vlasov–Poisson (CMP 1985) and for reduced Vlasov–Maxwell models in one and one-half, two and one-half, and two dimensions (1990, 1997, 1998).
  • 1989 — DiPerna and Lions prove global existence of weak solutions for large data (CPAM 1989); Rein treats the relativistic case directly (CMS 2004).
  • 1990 — Rein proves stability of global existence near suitable global solutions (CMP 1990).
  • 2002–2003 — New proofs of the continuation criterion by Klainerman–Staffilani (CPAA 2002) and Bouchut–Golse–Pallard (ARMA 2003).
  • 2004–2016 — Refined continuation criteria: Schaeffer's small-data theorem with momentum tails (IUMJ 2004), Pallard (IUMJ 2005), Luk and Strain's two-dimensional projection criterion (CMP 2014) and moment bounds (ARMA 2016).
  • 2020–2025 — Small-particle global results with large fields: Bigorgne (CMP 2020; APDE 2025), Wei–Yang (CMP 2021).
  • 2026 — Wang establishes large-data global existence under cylindrical symmetry (arXiv:2203.01199, arXiv:2607.14685).
  • September 2026 — The OpenAI preprint claims the general large-data result without symmetry (Theorem 1.1, p. 3).

Setting

For momentum v∈R3v\in\mathbb R^3v∈R3 let q(v)=1+∣v∣2q(v)=\sqrt{1+|v|^2}q(v)=1+∣v∣2​ and u(v)=v/q(v)u(v)=v/q(v)u(v)=v/q(v) (the relativistic velocity, ∣u∣<1|u|<1∣u∣<1). The unknowns are a particle density f(t,x,v)≥0f(t,x,v)\ge0f(t,x,v)≥0 and fields E(t,x),B(t,x)∈R3E(t,x),B(t,x)\in\mathbb R^3E(t,x),B(t,x)∈R3, with charge and current densities ρf=∫f dv\rho_f=\int f\,dvρf​=∫fdv and jf=∫u(v)f dvj_f=\int u(v)f\,dvjf​=∫u(v)fdv. In the one-species normalization the system is

∂tf+u(v)⋅∇xf+(E+u(v)×B)⋅∇vf=0,\partial_tf+u(v)\cdot\nabla_xf+(E+u(v)\times B)\cdot\nabla_vf=0,∂t​f+u(v)⋅∇x​f+(E+u(v)×B)⋅∇v​f=0, ∂tE−∇x×B=−jf,∂tB+∇x×E=0,∇x⋅E=ρf,∇x⋅B=0.\partial_tE-\nabla_x\times B=-j_f,\qquad \partial_tB+\nabla_x\times E=0,\qquad \nabla_x\cdot E=\rho_f,\qquad \nabla_x\cdot B=0 .∂t​E−∇x​×B=−jf​,∂t​B+∇x​×E=0,∇x​⋅E=ρf​,∇x​⋅B=0.

A smooth admissible datum (f0,E0,B0)(f_0,E_0,B_0)(f0​,E0​,B0​) has f0∈Cc∞(Rx3×Rv3)f_0\in C_c^\infty(\mathbb R^3_x\times\mathbb R^3_v)f0​∈Cc∞​(Rx3​×Rv3​), f0≥0f_0\ge0f0​≥0, E0,B0E_0,B_0E0​,B0​ smooth with every derivative bounded and E0,B0∈L2E_0,B_0\in L^2E0​,B0​∈L2, and satisfies ∇⋅E0=ρf0\nabla\cdot E_0=\rho_{f_0}∇⋅E0​=ρf0​​, ∇⋅B0=0\nabla\cdot B_0=0∇⋅B0​=0. A classical solution on [0,∞)[0,\infty)[0,∞) is a C1C^1C1 triple solving the system pointwise, with E,BE,BE,B continuous in time with values in L2L^2L2, and with f(t,⋅,⋅)f(t,\cdot,\cdot)f(t,⋅,⋅) supported in a fixed compact set on each bounded time interval.

Formalization targets

Goal: Theorem 1.1 (p. 3)

Every smooth admissible datum generates a classical solution on [0,∞)[0,\infty)[0,∞) with the given initial values; for every finite TTT the solution is C∞C^\inftyC∞ on [0,T]×R6[0,T]\times\mathbb R^6[0,T]×R6 (respectively [0,T]×R3[0,T]\times\mathbb R^3[0,T]×R3 for the fields) with compact phase-space support on [0,T][0,T][0,T]; and any other classical solution with the same datum agrees with it at every t≥0t\ge0t≥0. This is OAI.RVM.global_classical_solution.

Significance

The result itself. It settles the large-data global classical regularity problem for three-dimensional relativistic Vlasov–Maxwell, with no size, symmetry or neutrality assumption; nonzero total charge with its Coulomb tail is allowed. Global well-posedness at this level is the starting point for questions about long-time behaviour, scattering and stability of plasma equilibria that previously could only be posed for small or symmetric data.

Formalizing it. The proof combines the Glassey–Strauss representation of fields along backward light cones, energy-flux estimates, a delicate signed bootstrap, and local well-posedness and continuation theory. None of this PDE infrastructure (wave-equation representation formulas, characteristics of transport equations in phase space, Sobolev local theory) is currently available in a proof assistant at the needed level, so each component is reusable.

Difficulty

By the Glassey–Strauss criterion it suffices to bound the momentum support on finite time intervals. The natural approach estimates the absolute value of the force along a characteristic using the retarded field representation and energy flux through light cones. At receiver energy www this loses a factor w\sqrt ww​ relative to what is needed (Section 1.2, p. 4); the loss comes from sources whose velocity is much closer to the light ray than the receiver's. The preprint instead estimates the signed momentum increment VX(t2)−VX(t1)V_X(t_2)-V_X(t_1)VX​(t2​)−VX​(t1​), integrating the retarded force along source trajectories before taking norms (Proposition 2.1, p. 5; Lemma 6.1, p. 24), controls direction changes (Lemma 7.1, p. 29), and closes a bootstrap whose time-to-double lower bounds have a divergent sum (Section 9).

Formalization scope

  • Space and momentum are EuclideanSpace ℝ (Fin 3); derivatives are Fréchet derivatives in coordinate directions; the time derivative is derivWithin on [0,∞)[0,\infty)[0,∞), so t=0t=0t=0 is one-sided.
  • Admissible encodes C∞C^\inftyC∞ with compact support and nonnegativity for f0f_0f0​; ContDiff ℝ ∞ with all iterated derivatives bounded and MemLp 2 for E0,B0E_0,B_0E0​,B0​; and both Gauss constraints pointwise.
  • Classical requires C1C^1C1 regularity on the closed half-spaces, f≥0f\ge0f≥0, continuity of t↦E(t),B(t)t\mapsto E(t),B(t)t↦E(t),B(t) into L2L^2L2 on [0,∞)[0,\infty)[0,∞), compact phase support on each [0,T][0,T][0,T], all five equations pointwise for t≥0t\ge0t≥0 (including both constraints), and the initial values.
  • The conclusion asserts existence, smoothness on every finite horizon, and uniqueness within the same classical class; uniqueness is pointwise equality at all t≥0t\ge0t≥0. The hypotheses are satisfiable (e.g. f0=0f_0=0f0​=0, E0=B0=0E_0=B_0=0E0​=B0​=0), so the statement is not vacuous.
  • ρ\rhoρ and jjj are Bochner integrals in vvv; for compactly supported fff these are the genuine moments.

Selected references

  • OpenAI, Global classical solutions of the three-dimensional relativistic Vlasov–Maxwell system, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-classical-solutions-of-the-three-dimensional-relativistic-Vlasov-Maxwell-system-September-23-2026/paper.pdf
  • R. T. Glassey, W. A. Strauss, Singularity formation in a collisionless plasma could occur only at high velocities, Arch. Ration. Mech. Anal. 92 (1986). https://doi.org/10.1007/BF00250732
  • R. T. Glassey, W. A. Strauss, Absence of shocks in an initially dilute collisionless plasma, Comm. Math. Phys. 113 (1987). https://doi.org/10.1007/BF01223511
  • S. Wollman, An existence and uniqueness theorem for the Vlasov–Maxwell system, Comm. Pure Appl. Math. 37 (1984). https://doi.org/10.1002/cpa.3160370404
  • R. J. DiPerna, P.-L. Lions, Global weak solutions of Vlasov–Maxwell systems, Comm. Pure Appl. Math. 42 (1989). https://doi.org/10.1002/cpa.3160420603
  • J. Luk, R. M. Strain, A new continuation criterion for the relativistic Vlasov–Maxwell system, Comm. Math. Phys. 331 (2014). https://doi.org/10.1007/s00220-014-2108-8
  • F. Bouchut, F. Golse, C. Pallard, Classical solutions and the Glassey–Strauss theorem for the 3D Vlasov–Maxwell system, Arch. Ration. Mech. Anal. 170 (2003). https://doi.org/10.1007/s00205-003-0265-6
  • S. Klainerman, G. Staffilani, A new approach to study the Vlasov–Maxwell system, Commun. Pure Appl. Anal. 1 (2002). https://doi.org/10.3934/cpaa.2002.1.103
  • X. Wang, Large data global solution of the 3D RVM system with cylindrical symmetry, arXiv:2203.01199 and arXiv:2607.14685 (2026). https://arxiv.org/abs/2607.14685v1
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Differential GeometryOptimal TransportPartial Differential Equations·Captain: wurtle

Uniform Bi-Holder Transport from Weak MTWResearch Paper

Motivation: when are optimal transport maps continuous?

Given two probability densities ρ0,ρ1\rho_0,\rho_1ρ0​,ρ1​ on a compact Riemannian manifold, optimal transport with the quadratic cost c(x,y)=d(x,y)2/2c(x,y)=d(x,y)^2/2c(x,y)=d(x,y)2/2 seeks the map TTT pushing ρ0 vol\rho_0\,\mathrm{vol}ρ0​vol to ρ1 vol\rho_1\,\mathrm{vol}ρ1​vol at least total cost. McCann proved that such a map exists and is unique almost everywhere (McCann 2001). Whether it is continuous when the densities are merely bounded above and below depends on the geometry of the cost: the Ma–Trudinger–Wang (MTW) condition, a sign condition on a fourth derivative of ccc, is the decisive curvature hypothesis, and its weak form is known to be necessary. The question is whether weak MTW is also sufficient on every compact manifold, with estimates that do not degenerate as transport graphs approach conjugate points.

Background

  • 1992 — Caffarelli's regularity theory for maps with convex potentials, based on sections and contact-volume comparison (Caffarelli 1992).
  • 2001 — McCann's polar factorization on Riemannian manifolds (McCann 2001).
  • 2005 — Ma, Trudinger and Wang introduce the curvature condition (MTW 2005).
  • 2009 — Loeper links MTW to supporting cost functions and shows its necessity for continuity (Loeper 2009).
  • 2010 — Loeper and Villani: uniform estimates under strict MTW and nonfocality (Loeper–Villani 2010).
  • 2011 — Figalli, Rifford and Villani: transport continuity implies convex injectivity domains and weak MTW; on surfaces continuity is equivalent to their conjunction, and the equivalence with weak MTW alone is posed (FRV 2011).
  • 2013 — Figalli, Kim and McCann: Hölder continuity and injectivity of optimal maps under weak MTW with cost-convexity hypotheses (FKM 2013), and products of round spheres (FKM 2013).
  • 2015 — Figalli, Gallouët and Rifford: weak MTW implies convex injectivity domains on nonfocal manifolds (FGR 2015).
  • 2019 — Lebedeva, Petrunin and Zolotov list the convexity and continuity questions (LPZ 2019, Questions 8.6–8.7).
  • 2026 — Two OpenAI preprints (OpenAI Math Release, September 25, 2026): a companion proving that weak MTW forces convex injectivity domains and global support, and Uniform Bi-Hölder Transport from Weak MTW (this mission), claiming uniform bi-Hölder optimal maps for every density-bounded class. Neither is peer reviewed, and the theorem is not formally verified.

Setting

Let (M,g)(M,g)(M,g) be a smooth, connected, compact Riemannian manifold without boundary, of dimension n≥2n\ge2n≥2, with distance ddd and volume vol\mathrm{vol}vol. Put c(x,y)=12d(x,y)2c(x,y)=\tfrac12 d(x,y)^2c(x,y)=21​d(x,y)2 and let

I(x)={p∈TxM: d(x,exp⁡x(ap))=a∣p∣ for some a>1}I(x)=\{p\in T_xM:\ d(x,\exp_x(ap))=a|p| \text{ for some } a>1\}I(x)={p∈Tx​M: d(x,expx​(ap))=a∣p∣ for some a>1}

be the open injectivity domain. Weak MTW: for every p∈I(x)p\in I(x)p∈I(x) and ξ⊥η\xi\perp\etaξ⊥η in TxMT_xMTx​M,

−32 ∂4∂s2∂t2 c(exp⁡x(tξ),exp⁡x(p+sη))∣s=t=0 ≥0.-\frac32\,\frac{\partial^4}{\partial s^2\partial t^2}\,c\big(\exp_x(t\xi),\exp_x(p+s\eta)\big)\Big|_{s=t=0}\ \ge 0 .−23​∂s2∂t2∂4​c(expx​(tξ),expx​(p+sη))​s=t=0​ ≥0.

For 0<λ≤Λ0<\lambda\le\Lambda0<λ≤Λ, the density class consists of measurable ρ\rhoρ with ∫ρ dvol=1\int\rho\,d\mathrm{vol}=1∫ρdvol=1 and λ≤ρ≤Λ\lambda\le\rho\le\Lambdaλ≤ρ≤Λ almost everywhere. An optimal map from ρ0\rho_0ρ0​ to ρ1\rho_1ρ1​ is a measurable TTT with T#(ρ0vol)=ρ1volT_\#(\rho_0\mathrm{vol})=\rho_1\mathrm{vol}T#​(ρ0​vol)=ρ1​vol minimizing ∫c(x,T(x))ρ0(x) dvol\int c(x,T(x))\rho_0(x)\,d\mathrm{vol}∫c(x,T(x))ρ0​(x)dvol among such maps.

In Lean, metricVolume n is the nnn-dimensional Hausdorff measure normalized to agree with Lebesgue measure on Rn\mathbb R^nRn (which equals Riemannian volume), riemannianExp is defined from complete geodesics, and WeakMTW uses iteratedDeriv 2 twice.

Formalization targets

Goal: uniform bi-Hölder optimal maps

Fix (M,g)(M,g)(M,g) satisfying weak MTW and 0<λ≤Λ0<\lambda\le\Lambda0<λ≤Λ with a nonempty density class. There are α∈(0,1]\alpha\in(0,1]α∈(0,1] and C<∞C<\inftyC<∞, depending only on (M,g),λ,Λ(M,g),\lambda,\Lambda(M,g),λ,Λ, such that for all densities ρ0,ρ1\rho_0,\rho_1ρ0​,ρ1​ in the class, the almost-everywhere unique optimal map has a homeomorphic representative T~\widetilde TT with

d(T~x,T~x′)≤C d(x,x′)α,d(T~−1y,T~−1y′)≤C d(y,y′)α.d(\widetilde T x,\widetilde T x')\le C\,d(x,x')^\alpha,\qquad d(\widetilde T^{-1}y,\widetilde T^{-1}y')\le C\,d(y,y')^\alpha .d(Tx,Tx′)≤Cd(x,x′)α,d(T−1y,T−1y′)≤Cd(y,y′)α.

This is Theorem 1.1 of the source. The goal is published on the platform with status Open.

Significance

The result itself. The constants are common to the whole density class; they do not depend on the densities or their derivatives, and the theorem allows conjugate cut points without nonfocality, strict MTW, or cut avoidance. Combined with the necessity result of Figalli–Rifford–Villani it gives the equivalence of weak MTW with transport continuity for bounded densities on compact manifolds, with uniform estimates in the forward direction. No explicit exponent is obtained (the positive exponent comes from a contradiction argument).

Formalizing it. The Lean statement packages existence, almost-everywhere uniqueness, homeomorphic regularity and uniform bi-Hölder bounds in one assertion over all density pairs, making precise what "class-uniform" means. A proof requires the companion geometric results (convex injectivity domains, global support), McCann's theorem, and Caffarelli-type section estimates on manifolds — none currently in Mathlib.

Difficulty

Hölder estimates obtained after localizing near a smooth part of the cost give a density-dependent exponent and localization scale; they do not give a common scale or constant for a family whose transport graphs approach conjugate pairs, where the cost stops being smooth. Weak MTW constrains the cost only where it is smooth and only for orthogonal directions. Earlier uniform results needed strict MTW and nonfocality, or special geometry (products of spheres).

Formalization scope

  • Volume is the normalized Hausdorff measure euclideanVolumeFactor n • μH[n]; densities are AEMeasurable, integrable, of mass one, and between lam and cap almost everywhere; nonemptiness of the class is a hypothesis, as in the source.
  • IsOptimalMap requires measurability, the pushforward identity for withDensity measures, and minimality among all measurable maps with that pushforward; uniqueness is almost everywhere for ρ0 vol\rho_0\,\mathrm{vol}ρ0​vol.
  • The conclusion requires one α∈(0,1]\alpha\in(0,1]α∈(0,1] and one C≥0C\ge0C≥0 before quantifying over densities, and a homeomorphism M ≃ₜ M with the same exponent and constant for TTT and T−1T^{-1}T−1; a trivializing choice is excluded because TTT must itself be optimal.
  • Weak MTW is a hypothesis only at p∈I(x)p\in I(x)p∈I(x) and orthogonal ξ,η\xi,\etaξ,η.
  • Needed infrastructure: Riemannian geodesics and cut locus, semiconvex potentials, Kantorovich duality and McCann's theorem, Hausdorff measure versus Riemannian volume, Caffarelli-type sections.

Selected references

  • L. A. Caffarelli, The regularity of mappings with a convex potential, J. Amer. Math. Soc. 5 (1992), 99–104. https://doi.org/10.1090/S0894-0347-1992-1124980-8
  • R. J. McCann, Polar factorization of maps on Riemannian manifolds, Geom. Funct. Anal. 11 (2001), 589–608. https://doi.org/10.1007/PL00001679
  • X.-N. Ma, N. S. Trudinger and X.-J. Wang, Regularity of potential functions of the optimal transportation problem, Arch. Ration. Mech. Anal. 177 (2005), 151–183. https://doi.org/10.1007/s00205-005-0362-9
  • G. Loeper, On the regularity of solutions of optimal transportation problems, Acta Math. 202 (2009), 241–283. https://doi.org/10.1007/s11511-009-0037-8
  • G. Loeper and C. Villani, Regularity of optimal transport in curved geometry: the nonfocal case, Duke Math. J. 151 (2010), 431–485. https://doi.org/10.1215/00127094-2010-003
  • A. Figalli, L. Rifford and C. Villani, Necessary and sufficient conditions for continuity of optimal transport maps on Riemannian manifolds, Tohoku Math. J. 63 (2011), 855–876. https://doi.org/10.2748/tmj/1325886291
  • A. Figalli, Y.-H. Kim and R. J. McCann, Hölder continuity and injectivity of optimal maps, Arch. Ration. Mech. Anal. 209 (2013), 747–795. https://doi.org/10.1007/s00205-013-0629-5
  • A. Figalli, Y.-H. Kim and R. J. McCann, Regularity of optimal transport maps on multiple products of spheres, J. Eur. Math. Soc. 15 (2013), 1131–1166. https://doi.org/10.4171/JEMS/388
  • A. Figalli, T. O. Gallouët and L. Rifford, On the convexity of injectivity domains on nonfocal manifolds, SIAM J. Math. Anal. 47 (2015), 969–1000. https://doi.org/10.1137/140961821
  • N. Lebedeva, A. Petrunin and V. Zolotov, Bipolar comparison, Geom. Funct. Anal. 29 (2019), 258–282. https://doi.org/10.1007/s00039-019-00481-9
  • OpenAI, Global Support and Convex Injectivity Domains under Weak MTW, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Global-Support-and-Convex-Injectivity-Domains-under-Weak-MTW-September-25-2026/paper.pdf
  • OpenAI, Uniform Bi-Hölder Transport from Weak MTW, OpenAI Math Release preprint, September 25, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Uniform-Bi-Holder-Transport-from-Weak-MTW-September-25-2026/paper.pdf
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AnalysisDifferential GeometryOptimal Transport·Captain: wurtle

Weak Hessian bounds along every geodesic in RCD spacesResearch Paper

Motivation: from weak Hessian bounds to every geodesic

On a smooth Riemannian manifold, an upper bound ∇2F≤G g\nabla^2F\le G\,g∇2F≤Gg on the Hessian of a function FFF immediately bounds the second derivative of FFF along every geodesic: (F∘σ)′′≤∣σ˙∣2 G∘σ(F\circ\sigma)''\le|\dot\sigma|^2\,G\circ\sigma(F∘σ)′′≤∣σ˙∣2G∘σ. In non-smooth geometry this step breaks down. On metric measure spaces with Ricci curvature bounded below in the synthetic sense — the RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces — Hessians exist only weakly: inequalities are tested against the reference measure mmm, whereas a single prescribed geodesic can lie in a set of measure zero. Passing from a distributional Hessian bound to a statement about every individual geodesic is a recurring need, for example in characterizing lower bounds on sectional curvature synthetically (in the same release the preprint accompanies an OpenAI preprint on Gigli's distributional-curvature characterization of Alexandrov spaces). Earlier results get this passage only under extra regularity.

Timeline

  • 2014 — Savaré's self-improvement of the Bakry–Émery condition gives a measure-valued Bochner calculus on RCD(K,∞)\mathrm{RCD}(K,\infty)RCD(K,∞) spaces (Savaré 2014).
  • 2015 — Ambrosio, Gigli and Savaré identify Bakry–Émery bounds with Riemannian curvature-dimension bounds (Ann. Probab. 2015). Ketterer uses an exponential change of measure under a Hessian assumption with Sobolev regularity (Ketterer 2015, Thm 7.1).
  • 2018 — Gigli's second-order calculus on RCD\mathrm{RCD}RCD spaces: Hessians of test functions and ∇∇g∇g=∇(Γ(g)/2)\nabla_{\nabla g}\nabla g=\nabla(\Gamma(g)/2)∇∇g​∇g=∇(Γ(g)/2) (Gigli, Mem. AMS 2018). Han passes from infinitesimal to weak convexity by entropy convexity for e−aume^{-au}me−aum, assuming second-order Sobolev regularity (Han 2018); Sturm treats semiconvex functions by vanishing entropy (Sturm 2018).
  • 2020 — Kapovitch and Ketterer derive geodesic convexity from an L2L^2L2-Hessian bound for Laplacian-domain functions (J. reine angew. Math. 2020, Thm 4.7).
  • 2021 — Braun, Habermann and Sturm develop variable-curvature equivalences (J. Math. Pures Appl. 2021).
  • 2024–2025 — Brena and Gigli discuss the passage from weak Hessian bounds to geodesic convexity and propose a change-of-measure route, identifying the regularity it needs (Potential Anal. 2025, Remarks 2.3–2.4). Deng proves that finite-dimensional RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces are non-branching (Geom. Topol. 2025, Thm 1.3).
  • 2026 — An OpenAI preprint, Weak Hessian bounds along every geodesic in RCD spaces (OpenAI Math Release, September 24, 2026), claims the passage under only bounded Lipschitz regularity of FFF and bounded continuous GGG. It has not been peer reviewed, and the claim has not been formally verified.

Setting

(M,d,m)(M,d,m)(M,d,m) is a complete separable metric space with a Borel measure mmm that charges every nonempty open set and is finite on bounded sets. RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N), for K∈RK\in\mathbb RK∈R and 1<N<∞1<N<\infty1<N<∞, means the (unreduced) Lott–Sturm–Villani curvature-dimension condition CD(K,N)\mathrm{CD}(K,N)CD(K,N) for optimal transport between absolutely continuous probability measures with finite second moment, together with a quadratic Cheeger energy (infinitesimal Hilbertianity).

The minimal weak upper gradient ∣∇f∣|\nabla f|∣∇f∣ is defined through test plans (probability measures on absolutely continuous curves with bounded compression and finite kinetic energy). Polarization gives Γ(u,v)=⟨∇u,∇v⟩\Gamma(u,v)=\langle\nabla u,\nabla v\rangleΓ(u,v)=⟨∇u,∇v⟩, and the Laplacian is the nonpositive generator, ∫Γ(u,v) dm=−∫(Δu)v dm\int\Gamma(u,v)\,dm=-\int(\Delta u)v\,dm∫Γ(u,v)dm=−∫(Δu)vdm. The test class consists of bounded, globally Lipschitz ggg in the domain of Δ\DeltaΔ with Δg∈W1,2\Delta g\in W^{1,2}Δg∈W1,2. For such compactly supported ggg and nonnegative compactly supported Lipschitz hhh, the weak Hessian evaluation of FFF is

HF(∇g,∇g)(h)=−∫M(Γ(h,g)+h Δg) Γ(F,g) dm−∫Mh Γ ⁣(F,12Γ(g)) dm.H_F(\nabla g,\nabla g)(h)= -\int_M\big(\Gamma(h,g)+h\,\Delta g\big)\,\Gamma(F,g)\,dm-\int_M h\,\Gamma\!\big(F,\tfrac12\Gamma(g)\big)\,dm .HF​(∇g,∇g)(h)=−∫M​(Γ(h,g)+hΔg)Γ(F,g)dm−∫M​hΓ(F,21​Γ(g))dm.

A constant-speed minimizing geodesic is a curve σ:[0,1]→M\sigma:[0,1]\to Mσ:[0,1]→M with d(σs,σt)=∣s−t∣ ℓd(\sigma_s,\sigma_t)=|s-t|\,\elld(σs​,σt​)=∣s−t∣ℓ, where ℓ=d(σ0,σ1)\ell=d(\sigma_0,\sigma_1)ℓ=d(σ0​,σ1​). All of these notions are defined from scratch in the Lean development (IsTestPlan, weakGradient, gamma, IsLaplacian, IsTestFunction, weakHessian, CurvatureDimension, RCD).

Formalization targets

Goal: weak Hessian bounds along every geodesic (Theorem 1.1)

Let (M,d,m)(M,d,m)(M,d,m) be a full-support RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) space with 1<N<∞1<N<\infty1<N<∞. Let FFF be bounded and globally Lipschitz and GGG bounded and continuous, and assume

HF(∇g,∇g)(h)≤∫Mh G Γ(g) dmH_F(\nabla g,\nabla g)(h)\le\int_M h\,G\,\Gamma(g)\,dmHF​(∇g,∇g)(h)≤∫M​hGΓ(g)dm

for all compactly supported test functions ggg and all nonnegative h∈Lipc(M)h\in\mathrm{Lip}_c(M)h∈Lipc​(M). Then every constant-speed minimizing geodesic σ\sigmaσ of length ℓ\ellℓ satisfies (F∘σ)′′≤ℓ2 G∘σ(F\circ\sigma)''\le\ell^2\,G\circ\sigma(F∘σ)′′≤ℓ2G∘σ in distributions on (0,1)(0,1)(0,1):

∫01F(σt) φ′′(t) dt≤ℓ2∫01G(σt) φ(t) dtfor all 0≤φ∈Cc∞(0,1).\int_0^1F(\sigma_t)\,\varphi''(t)\,dt\le\ell^2\int_0^1G(\sigma_t)\,\varphi(t)\,dt\qquad\text{for all } 0\le\varphi\in C_c^\infty(0,1).∫01​F(σt​)φ′′(t)dt≤ℓ2∫01​G(σt​)φ(t)dtfor all 0≤φ∈Cc∞​(0,1).

The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. If the source's proof is correct, the theorem makes a measure-theoretic Hessian inequality usable on every prescribed geodesic, including geodesics that are invisible to almost-everywhere statements. For constant G=cG=cG=c it says that t↦F(σt)−cℓ2t2/2t\mapsto F(\sigma_t)-c\ell^2t^2/2t↦F(σt​)−cℓ2t2/2 is concave on every geodesic. Compared with earlier results, FFF needs only to be bounded and Lipschitz (no second-order Sobolev or Laplacian-domain regularity), GGG may vary in space, and mmm may have infinite total mass. Such geodesic convexity statements feed into synthetic characterizations of sectional-curvature lower bounds and into rigidity arguments on RCD\mathrm{RCD}RCD spaces.

Formalizing it. The statement depends on a large definitional layer: test plans, weak upper gradients, Cheeger energy, the Laplacian, Lott–Sturm–Villani CD(K,N)\mathrm{CD}(K,N)CD(K,N) and the weak Hessian. None of these is in Mathlib. Formalizing them faithfully is reusable infrastructure for the whole theory of metric measure spaces with Ricci bounds. The proof itself relies on deep inputs (Savaré's self-improvement, the Ambrosio–Gigli–Savaré and Braun–Habermann–Sturm equivalences, Deng's non-branching theorem), so the realistic path is to state those inputs as milestones.

Difficulty

A weak Hessian bound holds only after integration against mmm. A naive argument would average the bound over a family of geodesics and then localize, but a fixed geodesic can carry zero measure, and almost-everywhere statements about transport geodesics say nothing about it. The natural fix — change the measure to eλFme^{\lambda F}meλFm and use entropy convexity — requires the weighted Bochner inequality on the weighted test class. A Lipschitz weight does not preserve that class: the drift term Γ(V,u)\Gamma(V,u)Γ(V,u) need not be Sobolev, as an explicit Euclidean example in the source shows (Remark 4.2). Localizing to one geodesic also needs uniqueness of geodesics between nearby endpoints, which in this generality comes from non-branching of finite-dimensional RCD\mathrm{RCD}RCD spaces.

Formalization scope

  • XXX is a MetricSpace with Borel σ-algebra, CompleteSpace and SeparableSpace; mmm is a Measure X with FullSupport and FiniteOnBoundedSets. RCD m K N is the unreduced CurvatureDimension with the τ\tauτ coefficients for all N′≥NN'\ge NN′≥N, plus QuadraticCheegerEnergy (the parallelogram law for Cheeger energy).
  • IsTestFunction requires the function itself (not merely a representative) to be bounded and globally Lipschitz, in the Laplacian domain, with Sobolev Laplacian. WeakHessianUpperBound m F G quantifies over compactly supported test functions ggg and compactly supported nonnegative Lipschitz hhh.
  • Geodesics are continuous maps Set.Icc 0 1 → X with d(σs,σt)=∣s−t∣ d(σ0,σ1)d(\sigma_s,\sigma_t)=|s-t|\,d(\sigma_0,\sigma_1)d(σs​,σt​)=∣s−t∣d(σ0​,σ1​), so constant curves are included (the conclusion is then trivial). The conclusion CurveSecondDerivativeBound integrates over [0,1][0,1][0,1] against smooth nonnegative φ\varphiφ with tsupport φ ⊆ Ioo 0 1.
  • Choice-based definitions (weakGradient, laplacian) return 000 when the object does not exist. The hypotheses on FFF (bounded Lipschitz) and the test-function requirements ensure that the relevant gradients and Laplacians exist, so the hypothesis is not vacuous.
  • Contributions welcome: a faithful library of test plans, minimal weak upper gradients and the Laplacian on metric measure spaces; the Lott–Sturm–Villani CD(K,N)\mathrm{CD}(K,N)CD(K,N) condition; entropy and Wasserstein geodesics.

Selected references

  • N. Gigli, Nonsmooth differential geometry — an approach tailored for spaces with Ricci curvature bounded from below, Mem. Amer. Math. Soc. 251 (2018). https://doi.org/10.1090/memo/1196
  • G. Savaré, Self-improvement of the Bakry–Émery condition and Wasserstein contraction of the heat flow in RCD(K,∞)\mathrm{RCD}(K,\infty)RCD(K,∞) metric measure spaces, Discrete Contin. Dyn. Syst. 34 (2014), 1641–1661. https://doi.org/10.3934/dcds.2014.34.1641
  • L. Ambrosio, N. Gigli and G. Savaré, Bakry–Émery curvature-dimension condition and Riemannian Ricci curvature bounds, Ann. Probab. 43 (2015), 339–404. https://doi.org/10.1214/14-AOP907
  • M. Braun, K. Habermann and K.-T. Sturm, Optimal transport, gradient estimates, and pathwise Brownian coupling on spaces with variable Ricci bounds, J. Math. Pures Appl. 147 (2021), 60–97. https://doi.org/10.1016/j.matpur.2021.01.002
  • C. Ketterer, Obata's rigidity theorem for metric measure spaces, Anal. Geom. Metr. Spaces 3 (2015), 278–295. https://doi.org/10.1515/agms-2015-0016
  • K.-T. Sturm, Gradient flows for semiconvex functions on metric measure spaces — existence, uniqueness and Lipschitz continuity, Proc. Amer. Math. Soc. 146 (2018), 3985–3994. https://doi.org/10.1090/proc/14061
  • B.-X. Han, Characterizations of monotonicity of vector fields on metric measure spaces, Calc. Var. PDE 57 (2018). https://doi.org/10.1007/s00526-018-1388-9
  • V. Kapovitch and C. Ketterer, CD meets CAT, J. reine angew. Math. 766 (2020), 1–44. https://arxiv.org/abs/1712.02839
  • C. Brena and N. Gigli, Fine representation of Hessian of convex functions and Ricci tensor on RCD spaces, Potential Anal. 62 (2025), 703–737. https://doi.org/10.1007/s11118-024-10153-5
  • Q. Deng, Hölder continuity of tangent cones in RCD(K,N)\mathrm{RCD}(K,N)RCD(K,N) spaces and applications to non-branching, Geom. Topol. 29 (2025), 1037–1114. https://doi.org/10.2140/gt.2025.29.1037
  • OpenAI, Weak Hessian bounds along every geodesic in RCD spaces, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Weak-Hessian-bounds-along-every-geodesic-in-RCD-spaces-September-24-2026/weak-hessian-geodesics.pdf
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Calculus of VariationsDifferential Geometry·Captain: wurtle

The Isoperimetric Conjecture for the Cubic Flat Three-TorusResearch Paper

Motivation

The isoperimetric problem asks, for each prescribed volume, for the regions of least boundary area. In Euclidean space the answer is the round ball. In a compact space with topology the answer changes with the volume: small regions still look like balls, but larger regions can save area by wrapping around the space. The unit cubic flat three-torus R3/Z3\mathbb R^3/\mathbb Z^3R3/Z3 is the simplest compact example in three dimensions, and the periodic isoperimetric problem on it is equivalent, by reflection, to the relative isoperimetric problem in a cube. It is a standard test case for how local Euclidean geometry interacts with global topology, and it has been studied in connection with periodic minimal and constant-mean-curvature surfaces (Hauswirth–Pérez–Romon–Ros 2004; Ros 2005).

The conjectured answer is a sequence of three phases: balls, solid circular tubes around shortest closed geodesics, and slabs between parallel coordinate tori, followed by their complements. This mission asks for a machine-checked proof of that conjecture, including the classification of every minimizer, as claimed in an OpenAI preprint dated September 24, 2026 (source). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 1972 — Hadwiger proves that a coordinate cut minimizes at half volume for the cube (Monatsh. Math. 1972).
  • 1992–1996 — Ritoré and Ros develop stability and structure results for constant-mean-curvature surfaces in flat three-manifolds (Comment. Math. Helv. 1992; Trans. AMS 1996); Ritoré's thesis records Hsiang's coordinate reflection symmetry (1994).
  • 2000 — Barthe and Maurey recover Hadwiger's half-volume result by Gaussian comparison (Ann. IHP 2000). Morgan and Johnson's small-volume comparison implies that balls minimize for sufficiently small volume on compact flat manifolds (Indiana Univ. Math. J. 2000, Theorem 4.4).
  • 2004 — Hauswirth, Pérez, Romon and Ros state the ball–tube–slab prediction and prove that a nonstandard minimizing boundary is connected of genus 222, 333 or 444, with curvature–area bounds (Trans. AMS 2004).
  • 2005 — Ros's survey records the conjecture for the cubic torus and cube (Clay Math. Proc. 2, 2005, Section 1.6).
  • 2013 — Acerbi, Fusco and Morini prove that slabs are the only minimizers near half volume (Comm. Math. Phys. 2013, Theorem 5.3), without effective ranges.
  • 2026 — Milman obtains effective ranges for the phases, including the ball phase up to volume fraction 0.120582…0.120582\ldots0.120582…, and reduces the profile conjecture to the two transition volumes 4π/814\pi/814π/81 and 1/π1/\pi1/π (Comm. Pure Appl. Math. 2026, Theorems 1.2–1.3).
  • September 2026 — The OpenAI preprint claims the full conjecture with all equality cases (Theorem 1.1, p. 1).

Setting

Let T=R3/Z3\mathbb T=\mathbb R^3/\mathbb Z^3T=R3/Z3 with its flat metric and volume measure ∣⋅∣|\cdot|∣⋅∣ (total volume 111). For a measurable E⊆TE\subseteq\mathbb TE⊆T, its perimeter is the De Giorgi perimeter

P(E)=sup⁡{∫Ediv⁡F:F a smooth vector field on T, ∣F∣≤1}∈[0,∞],P(E)=\sup\Bigl\{\int_E \operatorname{div}F : F \text{ a smooth vector field on }\mathbb T,\ |F|\le1\Bigr\}\in[0,\infty],P(E)=sup{∫E​divF:F a smooth vector field on T, ∣F∣≤1}∈[0,∞],

which equals the boundary area when ∂E\partial E∂E is smooth, and is insensitive to null-set changes. EEE has finite perimeter if P(E)<∞P(E)<\inftyP(E)<∞. A minimizer at volume VVV is a finite-perimeter EEE with ∣E∣=V|E|=V∣E∣=V and P(E)≤P(F)P(E)\le P(F)P(E)≤P(F) for all finite-perimeter FFF with ∣F∣=V|F|=V∣F∣=V.

For 0<V<10<V<10<V<1 put v=min⁡(V,1−V)v=\min(V,1-V)v=min(V,1−V) and

I(V)=min⁡{(36π)1/3v2/3,  2πv,  2}.I(V)=\min\Bigl\{(36\pi)^{1/3}v^{2/3},\;2\sqrt{\pi v},\;2\Bigr\}.I(V)=min{(36π)1/3v2/3,2πv​,2}.

The three expressions are the perimeters of a ball of volume vvv, a solid circular tube of volume vvv around a shortest closed geodesic (a coordinate circle of length 111), and a slab of width vvv between two coordinate tori. The branches cross at V1=4π/81V_1=4\pi/81V1​=4π/81 and V2=1/πV_2=1/\piV2​=1/π.

Formalization targets

Goal: Theorem 1.1 (p. 1)

For every V∈(0,1)V\in(0,1)V∈(0,1):

  1. a minimizer at volume VVV exists;
  2. every minimizer has perimeter exactly I(V)I(V)I(V);
  3. a set EEE is a minimizer at volume V≤1/2V\le 1/2V≤1/2 if and only if, up to an isometry of T\mathbb TT and a null set, it is a ball of radius (3V/(4π))1/3(3V/(4\pi))^{1/3}(3V/(4π))1/3 when V≤4π/81V\le 4\pi/81V≤4π/81, a solid tube of radius V/π\sqrt{V/\pi}V/π​ about a shortest closed geodesic when 4π/81≤V≤1/π4\pi/81\le V\le1/\pi4π/81≤V≤1/π, or a slab of width VVV between coordinate tori when 1/π≤V1/\pi\le V1/π≤V; for V>1/2V>1/2V>1/2 the minimizers are exactly the complements of those at volume 1−V1-V1−V.

The ranges are closed, so at each transition volume both adjacent types are minimizers and there are no others. This is OAI.CubicTorus.unit_cubic_isoperimetric.

Significance

The result itself. It determines the isoperimetric profile of the cubic three-torus and the reflected relative profile of the unit cube at every volume, settling a conjecture explicitly posed by Hauswirth–Pérez–Romon–Ros and Ros. The equality classification at the transitions is new even granting Milman's reduction, which classifies minimizers on the open branches once the endpoint values are known but leaves extra co-minimizers at 4π/814\pi/814π/81 and 1/π1/\pi1/π to be excluded.

Formalizing it. The proof combines geometric measure theory (existence and regularity of minimizers), structure theorems for stable CMC surfaces, a differential inequality for the profile, and certified one-variable numerics. A formal proof would certify the whole chain; existence and regularity of isoperimetric regions in a flat torus are themselves substantial missing library pieces. No machine-checked version of the result, or of the Euclidean isoperimetric inequality for finite-perimeter sets in this generality, is known to exist.

Difficulty

The main obstruction is to rule out minimizers whose boundary is a connected surface of genus 222, 333 or 444 (Theorem 2.1, p. 3, quoting Hauswirth–Pérez–Romon–Ros). The general curvature–area bound and the profile differential inequality (Lemma 2.3, p. 4) exclude such surfaces away from the transitions but not at V1,V2V_1,V_2V1​,V2​ themselves. At the cylinder–slab transition V2=1/πV_2=1/\piV2​=1/π, the planar isoperimetric inequality applied to horizontal sections leaves a deficit in a central curvature range; the preprint closes it with a calibration of a corner section, a nesting argument for planar sections, and a Jensen estimate (Section 6, Proposition 6.7, p. 19), supplemented by certified numerical bounds (Appendix B).

Formalization scope

  • The torus is PiLp 2 (fun _ : Fin 3 => AddCircle 1), whose metric is the flat torus metric; volume is the pushforward of Lebesgue measure on the half-open unit cube.
  • Perimeter is the De Giorgi supremum over C∞C^\inftyC∞ Z3\mathbb Z^3Z3-periodic vector fields on R3\mathbb R^3R3 with ∣F∣≤1|F|\le1∣F∣≤1, valued in ℝ≥0∞; no regularity of EEE is assumed. Finite perimeter also requires null-measurability.
  • Minimizers are global: the comparison ranges over all finite-perimeter sets of the same volume.
  • The canonical ball is the metric ball about 000; the tube is {x:∥x1∥2+∥x2∥2<V/π}\{x:\|x_1\|^2+\|x_2\|^2<V/\pi\}{x:∥x1​∥2+∥x2​∥2<V/π} around the x0x_0x0​-direction geodesic; the slab is {x:∥x0∥<V/2}\{x:\|x_0\|<V/2\}{x:∥x0​∥<V/2}. CongruentAE allows any isometry of T\mathbb TT followed by a null-set change.
  • The phase ranges are closed, so both types are included at ties, matching the source. The statement is not vacuous: existence is part of the conclusion, and the profile value is a concrete real number.

Useful reusable infrastructure: sets of finite perimeter on flat tori, compactness and lower semicontinuity of perimeter, and the Euclidean isoperimetric inequality.

Selected references

  • OpenAI, The Isoperimetric Conjecture for the Cubic Flat Three-Torus, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Isoperimetric-Conjecture-for-the-Cubic-Flat-Three-Torus-September-24-2026/article.pdf
  • L. Hauswirth, J. Pérez, P. Romon, A. Ros, The periodic isoperimetric problem, Trans. Amer. Math. Soc. 356 (2004), 2025–2047. https://doi.org/10.1090/S0002-9947-03-03362-2
  • A. Ros, The isoperimetric problem, in Global Theory of Minimal Surfaces, Clay Math. Proc. 2 (2005), 175–209. https://www.claymath.org/wp-content/uploads/2022/03/cmip02.pdf
  • E. Milman, Isoperimetric inequalities on slabs with applications to cubes and Gaussian slabs, Comm. Pure Appl. Math. 79 (2026), 1012–1072. https://doi.org/10.1002/cpa.70020
  • E. Acerbi, N. Fusco, M. Morini, Minimality via second variation for a nonlocal isoperimetric problem, Comm. Math. Phys. 322 (2013), 515–557. https://doi.org/10.1007/s00220-013-1733-y
  • H. Hadwiger, Gitterperiodische Punktmengen und Isoperimetrie, Monatsh. Math. 76 (1972), 410–418. https://doi.org/10.1007/BF01297304
  • F. Morgan, D. L. Johnson, Some sharp isoperimetric theorems for Riemannian manifolds, Indiana Univ. Math. J. 49 (2000), 1017–1041. https://www.lehigh.edu/~dlj0/papers/morgan-johnson.pdf
  • M. Ritoré, A. Ros, Stable constant mean curvature tori and the isoperimetric problem in three space forms, Comment. Math. Helv. 67 (1992), 293–305. https://doi.org/10.1007/BF02566501
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AnalysisDifferential GeometryPartial Differential Equations·Captain: wurtle

Smooth counterexamples to Yau's nodal upper bound in dimensions three and fourResearch Paper

Motivation

The nodal set of a Laplace eigenfunction is the set where it vanishes. In 1982 Yau asked whether, on a fixed smooth closed Riemannian manifold of dimension ddd, the (d−1)(d-1)(d−1)-dimensional measure of the nodal set of every eigenfunction with eigenvalue λ\lambdaλ is comparable to λ\sqrt\lambdaλ​ from above and below (Yau, Problem section, Annals of Math. Studies 102, 1982). The conjectured two-sided bound

cgλ≤Hgd−1(Zu)≤Cgλ,c_g\sqrt\lambda\le\mathcal H^{d-1}_g(Z_u)\le C_g\sqrt\lambda,cg​λ​≤Hgd−1​(Zu​)≤Cg​λ​,

with constants depending only on the metric, has organized several decades of work on unique continuation and quantitative zero sets of elliptic equations. The lower and upper inequalities are logically separate, and a fixed metric must be distinguished from a metric chosen anew for each eigenvalue.

Timeline

  • 1978. Brüning proves the sharp lower bound on smooth surfaces (doi:10.1007/BF01214561).
  • 1982. Yau states the conjecture.
  • 1988. Donnelly and Fefferman prove both bounds for real-analytic metrics (doi:10.1007/BF01393691).
  • 1989. Hardt and Simon give a general non-polynomial upper estimate for smooth metrics (doi:10.4310/jdg/1214443599).
  • 1990. Donnelly and Fefferman prove the surface upper bound Cλ3/4C\lambda^{3/4}Cλ3/4 (doi:10.1090/S0894-0347-1990-1035413-2).
  • 2015–2017. Enciso and Peralta-Salas, then with Steinerberger, prescribe the nodal set of a first eigenfunction by choosing the metric (doi:10.4310/jdg/1442364650, doi:10.1093/imrn/rnw126).
  • 2018. Logunov proves a polynomial upper estimate in dimension ≥3\ge3≥3 (doi:10.4007/annals.2018.187.1.4) and the sharp lower estimate in every dimension (doi:10.4007/annals.2018.187.1.5); Logunov and Malinnikova improve the surface exponent to 3/4−β3/4-\beta3/4−β (doi:10.1007/978-3-319-59078-3_17).
  • 2023. Hezari proves upper bounds for Gevrey and certain quasianalytic metrics (doi:10.1007/s00220-023-04853-z).

After Logunov, the smooth upper bound was known to be polynomial in λ\lambdaλ but not of order λ\sqrt\lambdaλ​. The source of this mission, an OpenAI preprint dated September 23, 2026, claims that the upper bound fails for fixed smooth metrics in dimensions three and four.

Setting

Let (M,g)(M,g)(M,g) be a closed connected smooth Riemannian manifold of dimension ddd. In local coordinates, with ∣g∣=det⁡(gij)|g|=\det(g_{ij})∣g∣=det(gij​) and (gij)(g^{ij})(gij) the inverse matrix, the Laplace–Beltrami operator is Δgu=∣g∣−1/2∂i(∣g∣1/2gij∂ju)\Delta_g u=|g|^{-1/2}\partial_i(|g|^{1/2}g^{ij}\partial_j u)Δg​u=∣g∣−1/2∂i​(∣g∣1/2gij∂j​u). An eigenfunction with eigenvalue λ>0\lambda>0λ>0 is a nonzero real uuu with −Δgu=λu-\Delta_g u=\lambda u−Δg​u=λu; its nodal set is Zu={u=0}Z_u=\{u=0\}Zu​={u=0}, measured by Hgd−1\mathcal H^{d-1}_gHgd−1​, Hausdorff measure for the Riemannian distance of ggg.

The round metric g∗g_*g∗​ on S3⊂R4S^3\subset\mathbb R^4S3⊂R4 is the pullback of the Euclidean inner product. A C∞C^\inftyC∞ neighborhood of g∗g_*g∗​ is any set of metrics containing all ggg whose coefficient functions, in finitely many charts and on compact subsets, have derivatives up to some order within ε\varepsilonε of those of g∗g_*g∗​.

Formalization targets

Goal: Theorem 1.1 (three-sphere)

For every C∞C^\inftyC∞ neighborhood N\mathcal NN of g∗g_*g∗​ there are g∞∈Ng_\infty\in\mathcal Ng∞​∈N, nonzero smooth uju_juj​ and λj>0\lambda_j>0λj​>0 with

−Δg∞uj=λjuj,λj→∞,Hg∞2(Zuj)λj→∞.-\Delta_{g_\infty}u_j=\lambda_ju_j,\qquad \lambda_j\to\infty,\qquad \frac{\mathcal H^2_{g_\infty}(Z_{u_j})}{\sqrt{\lambda_j}}\to\infty.−Δg∞​​uj​=λj​uj​,λj​→∞,λj​​Hg∞​2​(Zuj​​)​→∞.

Lean: OAI.YauCounterexamples.sphere_three, open on the platform.

Milestone: Theorem 1.2 (four-manifold)

There are a smooth metric g∞g_\inftyg∞​ on S2×T2S^2\times\mathbb T^2S2×T2, nonzero smooth uju_juj​ and λj→∞\lambda_j\to\inftyλj​→∞ with −Δg∞uj=λjuj-\Delta_{g_\infty}u_j=\lambda_ju_j−Δg∞​​uj​=λj​uj​ and Hg∞3(Zuj)/λj→∞\mathcal H^3_{g_\infty}(Z_{u_j})/\sqrt{\lambda_j}\to\inftyHg∞​3​(Zuj​​)/λj​​→∞.

Significance

Theorem 1.1 disproves the upper-bound half of Yau's conjecture for smooth metrics already in dimension three, with metrics arbitrarily close to the round sphere, where the bound does hold. Neither theorem asserts a power-law excess, and neither contradicts the lower bound. Together with the companion preprints of this family (a sharp λ\sqrt\lambdaλ​ upper bound on smooth surfaces, and power-law violations in dimension at least five) it would locate the boundary of validity of the upper bound by dimension. The result is claimed in an OpenAI preprint that has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Approximate eigenfunctions (quasimodes) with large nodal sets are comparatively easy to build locally. The obstacle is to replace each quasimode by an exact eigenfunction of an ordinary Laplace–Beltrami operator of one fixed metric, while keeping every sign change that witnesses nodal measure, and to do this for infinitely many eigenvalues at once with corrections that converge in C∞C^\inftyC∞. A scalar potential or conductivity correction would be easy, but the operator must be a genuine metric Laplacian, which imposes a determinant identity between conductivity and density; the paper uses different, dimension-specific repairs in dimensions three and four. Also, the nodal set is not assumed regular, so its measure must be bounded below by a stable, lower semicontinuous count of sign changes.

Formalization scope

  • SmoothMetric E M is Mathlib's ContMDiffRiemannianMetric on the tangent bundle. Sphere 3 is the unit sphere of EuclideanSpace ℝ (Fin 4) with its standard charts; the four-manifold is Sphere 2 × (Circle × Circle).
  • laplaceBeltrami g u x is the coordinate formula above, in the chart at x with coordinates from Module.finBasis; only values in the open chart target are used.
  • IsSmoothNeighborhood g₀ N: some finite list of compact-chart derivative tests and one ε>0\varepsilon>0ε>0 such that every metric passing them lies in N. Quantifying over all such N is the C∞C^\inftyC∞ topology.
  • nodalMeasure g d u is Measure.hausdorffMeasure d of {u=0}\{u=0\}{u=0} for the path distance of g itself (EMetricSpace.ofRiemannianMetric), not the distance inherited from R4\mathbb R^4R4.
  • HasUnboundedNodalRatio g d asks for smooth nonzero eigenfunctions with positive eigenvalues tending to ∞\infty∞, finite nodal measures, and ratio Hd−1/λ→∞\mathcal H^{d-1}/\sqrt\lambda\to\inftyHd−1/λ​→∞. Finiteness rules out the degenerate reading where an infinite measure would become 000 under toReal; it holds for every eigenfunction of a smooth metric on a compact manifold (Hardt–Simon).

A complete development needs elliptic regularity and perturbation theory for simple eigenvalues of metric Laplacians, WKB-type quasimode constructions, and Hausdorff-measure lower bounds from sign changes along segments. Contributions formalizing the named propositions (Proposition 2.6 spherical profiles, Proposition 3.6 simultaneous wave realization, Proposition 4.4 exactification, Proposition 6.2 one construction step) are welcome.

Selected references

  • OpenAI, Smooth counterexamples to Yau's nodal upper bound in dimensions three and four, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Smooth-counterexamples-to-Yaus-nodal-upper-bound-in-dimensions-three-and-four-September-23-2026/paper.pdf
  • S.-T. Yau, Problem section, Seminar on Differential Geometry, Annals of Mathematics Studies 102, 1982.
  • H. Donnelly, C. Fefferman, Nodal sets of eigenfunctions on Riemannian manifolds, Invent. Math., 1988. https://doi.org/10.1007/BF01393691
  • R. Hardt, L. Simon, Nodal sets for solutions of elliptic equations, J. Differential Geom., 1989. https://doi.org/10.4310/jdg/1214443599
  • A. Logunov, Nodal sets of Laplace eigenfunctions: polynomial upper estimates of the Hausdorff measure, Ann. of Math., 2018. https://doi.org/10.4007/annals.2018.187.1.4
  • A. Logunov, Nodal sets of Laplace eigenfunctions: proof of Nadirashvili's conjecture and of the lower bound in Yau's conjecture, Ann. of Math., 2018. https://doi.org/10.4007/annals.2018.187.1.5
  • A. Logunov, E. Malinnikova, Nodal sets of Laplace eigenfunctions: estimates of the Hausdorff measure in dimensions two and three, 2018. https://doi.org/10.1007/978-3-319-59078-3_17
  • H. Hezari, Upper bounds on the size of nodal sets for Gevrey and quasianalytic Riemannian manifolds, Commun. Math. Phys., 2023. https://doi.org/10.1007/s00220-023-04853-z
  • A. Enciso, D. Peralta-Salas, Eigenfunctions with prescribed nodal sets, J. Differential Geom., 2015. https://doi.org/10.4310/jdg/1442364650
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Differential Geometry·Captain: wurtle

Positively curved Einstein four-manifoldsResearch Paper

Motivation

A Riemannian metric is Einstein if its Ricci curvature is a constant multiple of the metric, Ric=λg\mathrm{Ric}=\lambda gRic=λg. Einstein metrics are the critical points of total scalar curvature and the vacuum solutions of general relativity in Riemannian signature, and in dimension four they are tied to gauge theory and to the topology of four-manifolds. A natural rigidity question asks which closed four-manifolds carry Einstein metrics of strictly positive sectional curvature. Three examples are known: the round sphere S4S^4S4, the round real projective space RP4\mathbb{RP}^4RP4, and the complex projective plane CP2\mathbb{CP}^2CP2 with its Fubini–Study metric. The classification conjecture, stated as Conjecture 1 by D. Yang in 2000, asserts that there are no others up to scaling and isometry.

Background

  • 1961. Berger proves rigidity under strict quarter pinching (doi:10.1007/BF02417787).
  • 1993. Micallef and Wang prove local symmetry under nonnegative isotropic curvature in dimension four.
  • 1999. Gursky and LeBrun obtain the Fubini–Study conclusion for nonnegative sectional curvature with a nonzero positive-definite intersection form, and a Weyl-norm gap (doi:10.1023/A:1006597912184).
  • 2000–2018. Yang, Costa, and Cao–Tran prove rigidity under quantitative pinching hypotheses (doi:10.1007/PL00005792, doi:10.1016/j.geomphys.2003.10.013, arXiv:1612.06023).
  • 2010. Brendle extends Einstein rigidity under nonnegative isotropic curvature to all dimensions (doi:10.1215/00127094-2009-061).
  • 2014. Koca treats Hermitian Einstein metrics of positive sectional curvature (arXiv:1112.4181).
  • 2026. Dameno, Catino–Dameno and Di Cerbo obtain rigidity under twistor, eigenvalue-separation or Weyl-norm equality hypotheses; Cheng proves the oriented classification when χ≤3\chi\le3χ≤3 (arXiv:2609.23337); Gursky and Malchiodi prove it when 2χ−3∣τ∣≤42\chi-3|\tau|\le42χ−3∣τ∣≤4 (arXiv:2609.30803).

All earlier results keep an additional curvature, topological or symmetry hypothesis. The source of this mission is an OpenAI preprint dated September 23, 2026, which claims the classification with no extra hypothesis and no orientability assumption.

Setting

Let MMM be a connected, compact smooth four-manifold without boundary, with a smooth Riemannian metric ggg. In a chart with Christoffel symbols Γijk\Gamma^k_{ij}Γijk​, the curvature tensor is

Rlijk=∂iΓjkl−∂jΓikl+ΓiplΓjkp−ΓjplΓikp,R^l{}_{ijk}=\partial_i\Gamma^l_{jk}-\partial_j\Gamma^l_{ik}+\Gamma^l_{ip}\Gamma^p_{jk}-\Gamma^l_{jp}\Gamma^p_{ik},Rlijk​=∂i​Γjkl​−∂j​Γikl​+Γipl​Γjkp​−Γjpl​Γikp​,

the Ricci tensor is Rij=RkkijR_{ij}=R^k{}_{kij}Rij​=Rkkij​, and the sectional curvature of the plane spanned by u,vu,vu,v has the sign of g(R(u,v)v,u)g(R(u,v)v,u)g(R(u,v)v,u). The metric is Einstein if Rij=λgijR_{ij}=\lambda g_{ij}Rij​=λgij​ for a single constant λ\lambdaλ, and positively curved if g(R(u,v)v,u)>0g(R(u,v)v,u)>0g(R(u,v)v,u)>0 for all linearly independent u,vu,vu,v. Strict positivity forces λ>0\lambda>0λ>0.

The three models are S4⊂R5S^4\subset\mathbb R^5S4⊂R5 with distance arccos⁡⟨p,q⟩\arccos\langle p,q\ranglearccos⟨p,q⟩, RP4\mathbb{RP}^4RP4 with distance arccos⁡∣⟨p,q⟩∣\arccos|\langle p,q\rangle|arccos∣⟨p,q⟩∣ for unit representatives, and CP2\mathbb{CP}^2CP2 with the Fubini–Study distance arccos⁡∣⟨p,q⟩C∣\arccos|\langle p,q\rangle_{\mathbb C}|arccos∣⟨p,q⟩C​∣.

Formalization targets

Milestone: Corollary 8.9 (oriented classification)

If MMM is in addition oriented, then for some a>0a>0a>0, (M,ag)(M,ag)(M,ag) is isometric to S4S^4S4 or to CP2\mathbb{CP}^2CP2.

Goal: Theorem 1.1

∃ a>0:(M,ag) ≅ S4,CPFS2,orRP4.\exists\,a>0:\quad (M,ag)\ \cong\ S^4,\quad \mathbb{CP}^2_{\mathrm{FS}},\quad\text{or}\quad \mathbb{RP}^4.∃a>0:(M,ag) ≅ S4,CPFS2​,orRP4.

The Lean statement OAI.PositiveEinsteinFour.classification is open on the platform.

Significance

The theorem completes the four-dimensional picture for positively curved Einstein metrics: only the symmetric examples occur. It removes all the pinching, topological and symmetry hypotheses of previous results. The paper's central intermediate result, half-conformal flatness (one Weyl block vanishes, Proposition 8.1), connects the problem to Hitchin's classification of self-dual Einstein four-manifolds.

The result is stated in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. Parts of the argument rely on explicit polynomial and matrix certificates (Section 7), which are well suited to formal verification.

Difficulty

In dimension four the curvature of an Einstein metric splits into two Weyl blocks W±W^\pmW± acting on self-dual and anti-self-dual two-forms. The Einstein equation does not force either block to vanish, and earlier arguments controlled them only under extra pinching or topological assumptions. Scalar Weyl-norm gaps (Gursky–LeBrun) control each block separately; the difficulty is the interaction of two nonzero blocks under the exact sectional-positivity condition, which is stronger than any norm bound and must be used in its tensorial form. Once one block vanishes, the classical rigidity theory finishes the proof.

Formalization scope

  • Manifolds are ChartedSpace (EuclideanSpace ℝ (Fin 4)) with IsManifold I4 ∞, compact, connected, Hausdorff, second countable; the model has no boundary.
  • The metric is a ContMDiffRiemannianMetric; Christoffel symbols, curvature and Ricci are computed in coordinates from fderiv of the chart expression of ggg, at the centre of the chart at each point.
  • IsEinstein uses one constant λ\lambdaλ for all points; HasPositiveSectionalCurvature requires g(R(u,v)v,u)>0g(R(u,v)v,u)>0g(R(u,v)v,u)>0 for every linearly independent pair.
  • ScaledIsometricTo g a d asks for a bijection M≃NM\simeq NM≃N with d(fx,fy)=a dg(x,y)d(f x,f y)=\sqrt a\,d_g(x,y)d(fx,fy)=a​dg​(x,y), dgd_gdg​ the Riemannian distance.
  • The oriented milestone represents an orientation as a clopen choice of positively oriented orthonormal frames, consistent in each fibre.

A complete development needs Riemannian geometry in coordinates, Weyl decomposition in dimension four, Hodge theory on two-forms, characteristic-number identities (Gauss–Bonnet–Chern, Hirzebruch signature), volume comparison, and Hitchin's classification. Contributions formalizing Proposition 8.1 (half-conformal flatness), Proposition 4.9 (balanced Weyl moments) and Lemma 8.7 (curvature of the standard models) are welcome.

Selected references

  • OpenAI, Positively curved Einstein four-manifolds, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Positively-curved-Einstein-four-manifolds-September-23-2026/paper.pdf
  • D. Yang, Rigidity of Einstein 4-manifolds with positive curvature, Invent. Math., 2000. https://doi.org/10.1007/PL00005792
  • M. J. Gursky, C. LeBrun, On Einstein manifolds of positive sectional curvature, Ann. Global Anal. Geom., 1999. https://doi.org/10.1023/A:1006597912184
  • M. Berger, Sur quelques variétés d'Einstein compactes, Ann. Mat. Pura Appl., 1961. https://doi.org/10.1007/BF02417787
  • X. Cao, H. Tran, Einstein four-manifolds of pinched sectional curvature, Adv. Math., 2018. https://arxiv.org/abs/1612.06023
  • S. Brendle, Einstein manifolds with nonnegative isotropic curvature are locally symmetric, Duke Math. J., 2010. https://doi.org/10.1215/00127094-2009-061
  • N. J. Hitchin, Kählerian twistor spaces, Proc. London Math. Soc., 1981. https://doi.org/10.1112/plms/s3-43.1.133
  • M. J. Gursky, A. Malchiodi, Einstein four-manifolds of positive sectional curvature and ADM mass, 2026. https://arxiv.org/abs/2609.30803
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Differential GeometrySymplectic Geometry·Captain: wurtle

Symplectic Ball Packings in Higher DimensionsResearch Paper

Motivation

A symplectic embedding preserves the standard symplectic form ω0=∑jdxj∧dyj\omega_0=\sum_j dx_j\wedge dy_jω0​=∑j​dxj​∧dyj​ on Cn\mathbb C^nCn, and in particular preserves volume. Gromov's nonsqueezing and two-ball theorems showed that symplectic embeddings obey constraints invisible to volume (Gromov 1985). The ball-packing problem asks exactly when finitely many balls can be embedded disjointly and symplectically into a given ball, and so measures how far symplectic rigidity goes beyond volume.

In real dimension four the answer involves infinitely many obstructions coming from pseudoholomorphic curves and algebraic geometry (McDuff–Polterovich 1994; Biran 1997). In higher dimensions Siegel and Yao conjectured that only two obstructions survive: volume and Gromov's two-ball obstruction (Conjecture A of Siegel–Yao 2025).

This mission asks for a machine-checked proof of Theorem 1.1 of an OpenAI preprint dated September 23, 2026 (source), which claims Conjecture A in every real dimension 2n≥62n\ge62n≥6. The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Background

  • 1985 — Gromov introduces pseudoholomorphic curves and proves the two-ball obstruction R1+R2≤RR_1+R_2\le RR1​+R2​≤R (Invent. Math. 1985).
  • 1994 — McDuff and Polterovich connect packing to blowups and algebraic geometry (Invent. Math. 1994).
  • 1995 — Traynor gives explicit packing constructions (J. Differential Geom. 1995).
  • 1997–2001 — Biran proves packing stability in dimension four (GAFA 1997; GAFA 2001).
  • 2005 — Schlenk's monograph develops folding and planar constructions (de Gruyter 2005).
  • 2011–2016 — Buse and Hind extend equal-ball stability to higher dimensions (Geom. Topol. 2011; Compos. Math. 2013); Buse, Hind and Opshtein prove unequal-ball stability in dimension four for small capacities (Trans. AMS 2016).
  • 2025 — Siegel and Yao formulate Conjecture A for higher-dimensional packings.
  • 2026 — The OpenAI preprint claims Conjecture A for all n≥3n\ge3n≥3 (Theorem 1.1, p. 2).

Setting

For R>0R>0R>0 write

B2n(R)={z∈Cn: π∑j=1n∣zj∣2≤R},B^{2n}(R)=\Bigl\{z\in\mathbb C^n:\ \pi\sum_{j=1}^n|z_j|^2\le R\Bigr\},B2n(R)={z∈Cn: πj=1∑n​∣zj​∣2≤R},

so RRR is the capacity, the Euclidean radius is R/π\sqrt{R/\pi}R/π​, and vol B2n(R)=Rn/n!\mathrm{vol}\,B^{2n}(R)=R^n/n!volB2n(R)=Rn/n!. An embedding of a closed ball into the open ball int⁡B2n(R)\operatorname{int}B^{2n}(R)intB2n(R) means a smooth map defined on an open neighbourhood of the closed ball, which is a topological embedding there, pulls ω0\omega_0ω0​ back to ω0\omega_0ω0​, and sends the closed ball into the open target. A packing of B2n(R1),…,B2n(Rk)B^{2n}(R_1),\dots,B^{2n}(R_k)B2n(R1​),…,B2n(Rk​) is a family of such embeddings whose images of the closed balls are pairwise disjoint.

Formalization targets

Milestone: necessity in Theorem 1.1 (p. 4)

If n≥3n\ge3n≥3, k≥1k\ge1k≥1, R,Ri>0R,R_i>0R,Ri​>0 and a packing exists, then

∑i=1kRin<RnandRi+Rj<R  (i≠j).\sum_{i=1}^kR_i^n<R^n\qquad\text{and}\qquad R_i+R_j<R\ \ (i\ne j).i=1∑k​Rin​<RnandRi​+Rj​<R  (i=j).

The images lie in some int⁡B2n(σ)\operatorname{int}B^{2n}(\sigma)intB2n(σ) with σ<R\sigma<Rσ<R by compactness, so the volume bound and Gromov's two-ball obstruction give the strict inequalities.

Goal: Theorem 1.1 (p. 2)

For integers n≥3n\ge3n≥3, k≥1k\ge1k≥1 and positive reals R,R1,…,RkR,R_1,\dots,R_kR,R1​,…,Rk​, a symplectic embedding ⨆iB2n(Ri)↪int⁡B2n(R)\bigsqcup_iB^{2n}(R_i)\hookrightarrow\operatorname{int}B^{2n}(R)⨆i​B2n(Ri​)↪intB2n(R) exists if and only if the two inequalities above hold.

Significance

The result itself. In every real dimension at least six, the volume and two-ball obstructions are the only obstructions to packing balls of arbitrary capacities into a ball. This contrasts with dimension four, where infinitely many further obstructions are essential, and it goes beyond packing-stability results, which concern many small balls. The theorem settles Siegel and Yao's Conjecture A.

Formalizing it. The necessity direction needs Gromov's two-ball theorem, which rests on pseudoholomorphic curve theory and has no formalization. The sufficiency direction uses Hamiltonian flows, Moser isotopies, toric domains, Kähler forms on projective degenerations and normal-cone transfer. A formal proof would require substantial new symplectic and algebro-geometric infrastructure, all of it reusable.

Difficulty

Sufficiency is the hard direction. The volume inequality is an integral condition, but a packing needs pointwise room; in the preprint's toric models over a surface with a handle, the unused-area profile PPP has positive integral but need not be positive at every moment, and a Hamiltonian comparison theorem (Lemma 2.1, p. 5) is needed to rearrange it into disjoint ball layers (Lemma 3.3, p. 12). The models must then be transferred symplectically into the target ball using Kähler degenerations; three geometric cases arise (all capacities below R/2R/2R/2, Proposition 5.2, p. 25; one large capacity in dimension ≥8\ge8≥8, Proposition 5.3, p. 26; one large capacity in dimension six, Proposition 6.7, p. 39). For necessity the obvious volume argument gives only non-strict inequalities; strictness comes from compactness of the images, and the pairwise bound is genuinely symplectic.

Formalization scope

  • Phase space is Fin n → ℂ with capacity π∑j∣zj∣2\pi\sum_j|z_j|^2π∑j​∣zj​∣2 and ω0(u,v)=∑j(Re uj Im vj−Im uj Re vj)\omega_0(u,v)=\sum_j(\mathrm{Re}\,u_j\,\mathrm{Im}\,v_j-\mathrm{Im}\,u_j\,\mathrm{Re}\,v_j)ω0​(u,v)=∑j​(Reuj​Imvj​−Imuj​Revj​).
  • SymplecticOn U f: UUU open, fff is C∞C^\inftyC∞ on UUU, f∣Uf|_Uf∣U​ is a topological embedding, and fderiv preserves ω0\omega_0ω0​ at every point of UUU.
  • HasPacking n k R r: each closed ball B2n(ri)B^{2n}(r_i)B2n(ri​) lies in an open UiU_iUi​ on which fif_ifi​ is symplectic, fif_ifi​ maps the closed ball into the open ball of capacity RRR, and images of distinct closed balls are disjoint.
  • PackingInequalities uses strict inequalities and quantifies over ordered pairs i≠ji\ne ji=j; the goal assumes n≥3n\ge3n≥3, k≥1k\ge1k≥1, R>0R>0R>0, ri>0r_i>0ri​>0, matching the source exactly.
  • Neither side is vacuous: for one ball the pairwise condition is empty and the statement reduces to r1<Rr_1<Rr1​<R.

Selected references

  • OpenAI, Symplectic Ball Packings in Higher Dimensions, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Symplectic-Ball-Packings-in-Higher-Dimensions-September-23-2026/paper.pdf
  • K. Siegel, Y. Yao, On symplectic packing problems in higher dimensions, Math. Ann. 392 (2025), 5361–5392. https://doi.org/10.1007/s00208-025-03221-7
  • M. Gromov, Pseudo holomorphic curves in symplectic manifolds, Invent. Math. 82 (1985), 307–347. https://doi.org/10.1007/BF01388806
  • D. McDuff, L. Polterovich, Symplectic packings and algebraic geometry, Invent. Math. 115 (1994), 405–429. https://doi.org/10.1007/BF01231766
  • P. Biran, Symplectic packing in dimension 4, Geom. Funct. Anal. 7 (1997), 420–437. https://doi.org/10.1007/s000390050014
  • O. Buse, R. Hind, Ellipsoid embeddings and symplectic packing stability, Compos. Math. 149 (2013), 889–902. https://doi.org/10.1112/S0010437X12000826
  • O. Buse, R. Hind, E. Opshtein, Packing stability for symplectic 4-manifolds, Trans. Amer. Math. Soc. 368 (2016), 8209–8222. https://doi.org/10.1090/tran/6802
  • L. Traynor, Symplectic packing constructions, J. Differential Geom. 41 (1995), 735–751. https://doi.org/10.4310/jdg/1214456483
  • F. Schlenk, Embedding Problems in Symplectic Geometry, de Gruyter (2005). https://doi.org/10.1515/9783110199697
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Differential GeometryPartial Differential Equations·Captain: wurtle

A Smooth Metric with No Local Isometric Immersion into Three-SpaceResearch Paper

Motivation: can every surface be realized locally in R3\mathbb R^3R3?

A Riemannian surface is abstract: it is given by a rule ggg for measuring lengths and angles in local coordinates, not as a surface sitting in space. The local isometric realization problem asks whether every such surface can, near each point, be realized as an honest smooth surface in Euclidean three-space with the same lengths. The question goes back to the classical theory of surfaces. It is settled for real-analytic metrics and for smooth metrics with nonvanishing curvature, while the unrestricted smooth case is listed as open by Yau (Yau 2000, p. 236) and in Ghomi's problem survey (Ghomi 2019, §1.5, Problem 1.9).

Timeline

  • 1926–1927 — Janet and Cartan: every real-analytic surface metric is locally realizable analytically in R3\mathbb R^3R3 (Janet 1926; Cartan 1927).
  • 1954–1955 — Nash and Kuiper: C1C^1C1 isometric realizations exist with great flexibility (Nash 1954; Kuiper 1955). At C1C^1C1 regularity there is no curvature constraint.
  • 1971 — Pogorelov constructs a C2,1C^{2,1}C2,1 metric with no local C2C^2C2 realization (Pogorelov 1971).
  • 1985–1986 — C.-S. Lin: local realization for nonnegative curvature and for curvature changing sign cleanly, with finite differentiability (Lin 1985; Lin 1986).
  • 1989 — Nakamura and Maeda: smooth local existence when the curvature changes sign cleanly (Trans. AMS 1989).
  • 2002 — A Nadirashvili–Yuan preprint states a smooth counterexample with K≤0K\le0K≤0 (arXiv:math/0208127); their published 2008 paper instead proves a C2,1C^{2,1}C2,1 counterexample with K≥0K\ge0K≥0 and leaves the smooth question open (Calc. Var. PDE 2008).
  • 2007–2009 — Khuri: counterexamples to local solvability for general Monge–Ampère equations (CPDE 2007), and work on Darboux's equation that leaves the needed curvature profile open (Khuri 2009).
  • 2010–2016 — Positive results under finite-order conditions on the curvature zero set (Han–Khuri 2010; T.-Y. Lin 2016).
  • 2026 — An OpenAI preprint, A Smooth Metric with No Local Isometric Immersion into Three-Space (OpenAI Math Release, September 24, 2026), claims a smooth metric on (−1,1)2(-1,1)^2(−1,1)2 that has no smooth isometric immersion on any neighborhood of the origin. It has not been peer reviewed, and the claim has not been formally verified.

Setting

Work in coordinates p=(p1,p2)p=(p_1,p_2)p=(p1​,p2​) on the open square Q=(−1,1)2⊂R2Q=(-1,1)^2\subset\mathbb R^2Q=(−1,1)2⊂R2. A Riemannian metric on QQQ is a map p↦g(p)p\mapsto g(p)p↦g(p) to symmetric 2×22\times22×2 real matrices that are positive definite; it is C∞C^\inftyC∞ if every entry gijg_{ij}gij​ is smooth. An isometric immersion of (U,g)(U,g)(U,g), for an open set U⊆QU\subseteq QU⊆Q, is a map F:U→R3F:U\to\mathbb R^3F:U→R3 whose differential reproduces ggg:

⟨dFp(v), dFp(w)⟩R3=vTg(p) w(p∈U, v,w∈R2),\langle dF_p(v),\,dF_p(w)\rangle_{\mathbb R^3}=v^{\mathsf T} g(p)\,w\qquad(p\in U,\ v,w\in\mathbb R^2),⟨dFp​(v),dFp​(w)⟩R3​=vTg(p)w(p∈U, v,w∈R2),

equivalently ⟨∂iF,∂jF⟩=gij\langle\partial_iF,\partial_jF\rangle=g_{ij}⟨∂i​F,∂j​F⟩=gij​. Positive definiteness forces dFdFdF to have rank 222. In Lean, Coord = Fin 2 → ℝ, Ambient = EuclideanSpace ℝ (Fin 3), square is QQQ, and LocalSmoothPositive packages smoothness of every entry and Matrix.PosDef at every point.

Formalization targets

Goal: a nonrealizable smooth metric (Theorem A)

∃ g smooth, positive definite on Q  such that for every open U⊆Q with 0∈U, there is no C∞ F:U→R3 with F∗⟨⋅,⋅⟩=g.\exists\, g\ \text{smooth, positive definite on } Q\ \text{ such that for every open } U\subseteq Q \text{ with } 0\in U,\ \text{there is no } C^\infty\ F:U\to\mathbb R^3 \text{ with } F^*\langle\cdot,\cdot\rangle=g .∃g smooth, positive definite on Q  such that for every open U⊆Q with 0∈U, there is no C∞ F:U→R3 with F∗⟨⋅,⋅⟩=g.

This is Theorem A of the source (p. 1). Because a smooth isometric immersion restricts to an embedding near any point, it also rules out local smooth isometric embeddings. The stronger statement that ggg can be chosen with the full Euclidean Taylor jet at the origin (Corollary 5.3) is not part of the goal. The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. The theorem shows that smooth local isometric realization in R3\mathbb R^3R3 can fail, which answers negatively the unrestricted smooth problem recorded by Yau and Ghomi. It separates the smooth case from the analytic case (Janet–Cartan) and from finite regularity (Pogorelov, Nadirashvili–Yuan 2008). It also shows, by Corollary 5.3, that the infinite-order jet of the metric at a point does not decide realizability. It leaves open the same question under a sign condition K≥0K\ge0K≥0 or K≤0K\le0K≤0, since the construction uses both signs of curvature.

Formalizing it. The statement is short, but the claimed proof combines PDE estimates for Darboux's equation, hyperbolic propagation, a Baire-category argument and a boundary-saddle geometric step. The literature has disagreed about the status of the smooth question (NY2002 versus NY2008), so a machine-checked proof would remove the ambiguity. Mathlib has the manifold calculus needed to state the result (ContMDiff, mfderiv) but none of the PDE layer.

Difficulty

Where the Gaussian curvature KKK is nonzero, the realization equations are elliptic or hyperbolic and can be solved locally, so any counterexample must exploit degeneracy where KKK vanishes and changes type. Finite-regularity counterexamples (Pogorelov) do not carry over: existence at every finite order, on neighborhoods that shrink with the order, does not give one smooth map on a fixed neighborhood. Nonsolvable Monge–Ampère equations are also not enough by themselves, because the coefficients of the Darboux equation come from the same metric, so the obstruction has to be built into ggg itself. Finally, the conclusion must hold for every neighborhood of the origin and every smooth immersion, with no a priori bounds on FFF.

Formalization scope

  • The metric is a function on the subtype of the open set coordinateSquareOpen with values in Matrix (Fin 2) (Fin 2) ℝ. Each entry is ContMDiff … ∞ and each value is Matrix.PosDef, which includes symmetry (Hermitian over ℝ).
  • The quantifier ranges over all U : Opens Coord with U⊆QU\subseteq QU⊆Q and 0∈U0\in U0∈U, and over all maps F : U → Ambient that are ContMDiff … ∞ on the open submanifold UUU. The isometry condition is stated with mfderiv and the Euclidean inner product: ⟨dFpv,dFpw⟩=v⋅(g(p)w)\langle dF_p v, dF_p w\rangle = v\cdot(g(p)w)⟨dFp​v,dFp​w⟩=v⋅(g(p)w).
  • The conclusion is a negation of existence, so it is not trivialized by a junk value: ggg must be genuinely smooth and positive definite, and an immersion on any neighborhood, however small, is excluded.
  • Infrastructure needed: Gauss equation and second fundamental form in coordinates, Darboux's equation, energy and weighted elliptic estimates, hyperbolic propagation, and the Baire category theorem (available in Mathlib). The surface-theory layer is reusable for other isometric-embedding projects.

Selected references

  • M. Janet, Sur la possibilité de plonger un espace riemannien donné dans un espace euclidien, Ann. Soc. Polon. Math. 5 (1926), 38–43. https://rcin.org.pl/dlibra/publication/31746/edition/15034
  • É. Cartan, Sur la possibilité de plonger un espace riemannien donné dans un espace euclidien, Ann. Soc. Polon. Math. 6 (1927), 1–7. https://rcin.org.pl/dlibra/publication/32955/edition/18106
  • J. Nash, C1C^1C1 isometric imbeddings, Ann. of Math. 60 (1954), 383–396. https://doi.org/10.2307/1969840
  • N. H. Kuiper, On C1C^1C1-isometric imbeddings. I, Nederl. Akad. Wetensch. Proc. Ser. A 58 (1955), 545–556.
  • A. V. Pogorelov, An example of a two-dimensional Riemannian metric admitting no local realization in E3E^3E3, Dokl. Akad. Nauk SSSR 198 (1971), 42–43. https://www.mathnet.ru/eng/dan36135
  • C.-S. Lin, The local isometric embedding in R3\mathbb R^3R3 of 2-dimensional Riemannian manifolds with nonnegative curvature, J. Differential Geom. 21 (1985), 213–230. https://doi.org/10.4310/jdg/1214439563
  • C.-S. Lin, The local isometric embedding in R3\mathbb R^3R3 of two-dimensional Riemannian manifolds with Gaussian curvature changing sign cleanly, Comm. Pure Appl. Math. 39 (1986), 867–887. https://doi.org/10.1002/cpa.3160390607
  • G. Nakamura and Y. Maeda, Local smooth isometric embeddings of low-dimensional Riemannian manifolds into Euclidean spaces, Trans. Amer. Math. Soc. 313 (1989), 1–51. https://doi.org/10.1090/S0002-9947-1989-0992597-8
  • N. Nadirashvili and Y. Yuan, Counterexamples for local isometric embedding, preprint (2002). https://arxiv.org/abs/math/0208127v1
  • N. Nadirashvili and Y. Yuan, Improving Pogorelov's isometric embedding counterexample, Calc. Var. PDE 32 (2008), 319–323. https://doi.org/10.1007/s00526-007-0140-7
  • M. A. Khuri, Counterexamples to the local solvability of Monge–Ampère equations in the plane, Comm. PDE 32 (2007), 665–674. https://doi.org/10.1080/03605300600635061
  • M. A. Khuri, On the local solvability of Darboux's equation, Discrete Contin. Dyn. Syst. (2009, Supplement), 451–456. https://doi.org/10.3934/proc.2009.2009.451
  • Q. Han and M. Khuri, Comm. Anal. Geom. 18 (2010), 649–704. https://doi.org/10.4310/CAG.2010.v18.n4.a2
  • T.-Y. Lin, Comm. PDE 41 (2016), 1553–1592. https://doi.org/10.1080/03605302.2016.1227336
  • S.-T. Yau, Review of geometry and analysis, Asian J. Math. 4 (2000), 235–278. https://doi.org/10.4310/AJM.2000.v4.n1.a16
  • M. Ghomi, Open problems in geometry of curves and surfaces, survey (2019), §1.5. https://ghomi.math.gatech.edu/Papers/op.pdf
  • OpenAI, A Smooth Metric with No Local Isometric Immersion into Three-Space, OpenAI Math Release preprint, September 24, 2026 (Theorem A, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Smooth-Metric-with-No-Local-Isometric-Immersion-into-Three-Space-September-24-2026/paper.pdf
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Differential GeometryPartial Differential Equations·Captain: wurtle

Smooth isometric immersions of closed surfaces into Euclidean four-spaceResearch Paper

Motivation

An isometric immersion realizes an abstract Riemannian manifold as a surface in Euclidean space whose induced lengths are exactly the prescribed ones. How many dimensions are needed is a classical question. Nash showed that every compact Riemannian nnn-manifold embeds smoothly and isometrically in some Euclidean space; for surfaces his bound is R17\mathbb R^{17}R17 (Nash 1956). Gromov lowered the immersion dimension for closed surfaces to R5\mathbb R^5R5 (Partial Differential Relations, 1986, §3.2.4). Three dimensions do not suffice even locally in the smooth category, and Gromov recorded the question whether every smooth Riemannian surface admits a smooth isometric immersion into R4\mathbb R^4R4 (Gromov 2000, §I, Remark (d)), later attributing it to Chern around 1950 (Gromov 2015, p. 4).

This mission asks for a machine-checked proof of Theorem 1.1 of an OpenAI preprint dated September 23, 2026 (source), which answers the compact, boundaryless form of that question: every closed smooth Riemannian surface admits a smooth isometric immersion into R4\mathbb R^4R4. The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Background

  • 1926–1927 — Janet and Cartan: analytic Riemannian surfaces embed locally isometrically in R3\mathbb R^3R3 (Janet 1926; Cartan 1927).
  • 1954–1955 — Nash and Kuiper: strictly short immersions in positive codimension can be uniformly approximated by C1C^1C1 isometric immersions (Nash 1954; Kuiper 1955).
  • 1956 — Nash's smooth embedding theorem, dimension n(3n+11)/2n(3n+11)/2n(3n+11)/2, i.e. 171717 for surfaces.
  • 1973 — Poznyak: C3,αC^{3,\alpha}C3,α metrics on compact parts of simply connected planar domains admit C2,αC^{2,\alpha}C2,α isometric immersions into R4\mathbb R^4R4 (Russ. Math. Surveys 1973).
  • 1986 — Gromov: smooth isometric immersions of closed surfaces into R5\mathbb R^5R5.
  • 2026 — Lewicka proves C1,αC^{1,\alpha}C1,α flexibility in R4\mathbb R^4R4 for low-regularity metrics on disk-type planar domains (arXiv:2511.16305); a companion OpenAI preprint gives a smooth metric on a square with no local smooth isometric immersion into R3\mathbb R^3R3; the present preprint claims the closed-surface case in R4\mathbb R^4R4 (Theorem 1.1, p. 2).

Setting

A closed surface MMM is a compact smooth two-dimensional manifold without boundary; it need not be orientable or connected. A Riemannian metric ggg assigns to each p∈Mp\in Mp∈M a positive definite inner product gpg_pgp​ on TpMT_pMTp​M, depending smoothly on ppp. A smooth map F:M→R4F:M\to\mathbb R^4F:M→R4 is an isometric immersion if

⟨dFp(v),dFp(w)⟩=gp(v,w)(p∈M, v,w∈TpM).\langle dF_p(v),dF_p(w)\rangle=g_p(v,w)\qquad(p\in M,\ v,w\in T_pM).⟨dFp​(v),dFp​(w)⟩=gp​(v,w)(p∈M, v,w∈Tp​M).

Positive definiteness of ggg forces dFpdF_pdFp​ to be injective, so FFF is an immersion; self-intersections are allowed.

Formalization targets

Goal: Theorem 1.1 (p. 2)

For every closed smooth Riemannian surface (M,g)(M,g)(M,g) there is a C∞C^\inftyC∞ map F:M→R4F:M\to\mathbb R^4F:M→R4 with F∗δ4=gF^*\delta_4=gF∗δ4​=g, where δ4=∑i=14dxi2\delta_4=\sum_{i=1}^4dx_i^2δ4​=∑i=14​dxi2​. In Lean this is OAI.ClosedSurfaceR4.FiniteOrderSmoothing.smooth_isometric_immersion.

Significance

The result itself. The theorem lowers Gromov's immersion dimension for closed surfaces from five to four, with no restriction on curvature or topology, and settles the closed case of the question Gromov attributes to Chern. Dimension four is the first codimension in which the smooth problem can have a global answer for all surfaces, since smooth metrics with no local isometric immersion into R3\mathbb R^3R3 exist. The open (noncompact) case of the question is not addressed.

Formalizing it. Mathlib now has smooth manifolds, tangent bundles and smooth Riemannian metrics, so the statement is expressible without custom geometry. A complete proof would add Whitney's immersion theorem, Sard's theorem in equal dimensions, metric decompositions into rank-one terms, Nash–Moser-type smoothing estimates, and oscillatory correction schemes; none of these are formalized at this level, and all are reusable in geometric analysis.

Difficulty

The isometric immersion equation dFTdF=gdF^{\mathsf T}dF=gdFTdF=g is a nonlinear system of three equations in four unknown functions, and its linearization loses derivatives, so a direct implicit function argument fails. Convex integration in the Nash–Kuiper style produces only C1C^1C1 solutions. Poznyak's smooth theory works on planar domains with boundary, but on a closed surface the successive local corrections must remain compatible globally. The preprint keeps a nondegenerate normal geometry (a nonzero vector-valued second fundamental form) through every step, adds the metric deficit one positive rank-one term a2dx2a^2dx^2a2dx2 at a time via a velocity loop in a plane normal to FyF_yFy​ and FyyF_{yy}Fyy​ (Proposition 3.1, p. 8; Proposition 7.1, p. 25), and then corrects the approximate metric exactly by a smoothing scheme that solves the linearized equation only on oscillatory modes (Proposition 5.1, p. 15). Nonorientable surfaces are handled by starting from an immersion into a small round 333-sphere, whose radial direction is a global normal (Lemma 9.1, p. 35).

Formalization scope

  • MMM is a type with ChartedSpace (EuclideanSpace ℝ (Fin 2)) M and IsManifold 𝓘(ℝ, ℝ²) ∞ M, assumed compact, Hausdorff and second countable. Being modeled on R2\mathbb R^2R2 (not a half-space) encodes "without boundary"; no orientability or connectedness is assumed.
  • The metric is Mathlib's Bundle.ContMDiffRiemannianMetric of class C∞C^\inftyC∞ on the tangent bundle.
  • The conclusion asks for ContMDiff … ∞ F and equality of the Euclidean inner product of mfderiv images with g.inner p v w for all tangent vectors; immersivity follows and is not stated separately.
  • The statement is not trivialized: the conclusion is an exact pointwise identity for a smooth map, and the hypotheses are satisfied by every closed surface with any metric.

Selected references

  • OpenAI, Smooth isometric immersions of closed surfaces into Euclidean four-space, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Smooth-isometric-immersions-of-closed-surfaces-into-Euclidean-four-space-September-23-2026/paper.pdf
  • J. Nash, The imbedding problem for Riemannian manifolds, Ann. of Math. 63 (1956). https://doi.org/10.2307/1969989
  • J. Nash, C¹-isometric imbeddings, Ann. of Math. 60 (1954). https://doi.org/10.2307/1969840
  • M. Gromov, Partial Differential Relations, Springer (1986). https://doi.org/10.1007/978-3-662-02267-2
  • M. Gromov, Spaces and questions, Geom. Funct. Anal. (2000). https://www.ihes.fr/~gromov/wp-content/uploads/2018/08/SpacesandQuestions.pdf
  • M. Gromov, Geometric, algebraic and analytic descendants of Nash isometric embedding theorems (2015). https://www.ihes.fr/~gromov/wp-content/uploads/2018/08/nash-copy-Oct9.pdf
  • E. G. Poznyak, Isometric immersions of two-dimensional Riemannian metrics in Euclidean space, Russian Math. Surveys (1973). https://doi.org/10.1070/RM1973v028n04ABEH001591
  • M. Lewicka, Full flexibility of isometric immersions of metrics with low Hölder regularity in Poznyak theorem's dimension, arXiv:2511.16305v3 (2026). https://arxiv.org/abs/2511.16305v3
  • H. Whitney, The singularities of a smooth n-manifold in (2n−1)-space, Ann. of Math. 45 (1944). https://doi.org/10.2307/1969266
  • R. S. Hamilton, The inverse function theorem of Nash and Moser, Bull. AMS 7 (1982). https://doi.org/10.1090/S0273-0979-1982-15004-2
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