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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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About Prove2Me

Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Discover

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.131121719190Formalized record→≥ 2.15Open frontier
9 provers on it18 of 19 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.101862832357Formalized record→≤ 2Open frontier
17 provers on it8 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 16Formalized record
7 provers on it13 of 13 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
38 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Geometry & TopologyGroup Theory·Captain: wurtle

A Modulus Proof of Cannon’s ConjectureResearch Paper

Motivation

A finitely generated group is (word-)hyperbolic if the geodesic triangles in its Cayley graph are uniformly thin, as in the hyperbolic plane. Such a group has a boundary at infinity ∂G\partial G∂G, a compact space of asymptotic directions. The fundamental group of a closed hyperbolic 3-manifold is hyperbolic with boundary the 2-sphere. Cannon's conjecture asks for the converse: if a hyperbolic group has boundary homeomorphic to S2S^2S2, does it act geometrically on hyperbolic three-space H3\mathbb H^3H3? An affirmative answer characterizes, purely in terms of coarse geometry, which groups arise from closed hyperbolic 3-manifolds; it is one of the central problems of geometric group theory and is closely tied to the geometrization program for 3-manifolds.

Timeline

  • 1981, 1980. Sullivan and Tukia show that groups of uniformly quasiconformal maps of the sphere are conjugate to Möbius groups (Sullivan, Stony Brook 1978 proceedings; Tukia, doi:10.5186/aasfm.1980.0530).
  • 1989. Pansu introduces conformal dimension of boundaries (doi:10.5186/aasfm.1989.1424).
  • 1994. Cannon's combinatorial Riemann mapping theorem recovers quasiconformal coordinates from discrete moduli (doi:10.1007/BF02398434).
  • 1998. Cannon and Swenson state the group-boundary conjecture and relate geometric actions to conformality of boundary coverings (doi:10.1090/S0002-9947-98-02107-2).
  • 1999. Cannon, Floyd and Parry reduce the problem to bounded discrete moduli of annuli at small scales (Ann. Acad. Sci. Fenn. Math., 1999).
  • 2002, 2005. Bonk and Kleiner develop quasisymmetric uniformization of metric spheres and prove the conjecture when the Ahlfors-regular conformal dimension is attained (doi:10.1007/s00222-002-0233-z, doi:10.2140/gt.2005.9.219).
  • 2012–2013. Kahn–Marković, Bergeron–Wise, Agol and Marković connect surface subgroups, cubulation and Kleinian realizations (doi:10.4007/annals.2012.175.3.4, doi:10.4171/DM/421, doi:10.1007/s00039-013-0228-5). Bourdon and Kleiner give a combinatorial-modulus criterion for uniformization (doi:10.4171/GGD/177).
  • 2015. Haïssinsky proves a virtual Kleinian criterion for cubulated hyperbolic groups with planar boundary (doi:10.1007/s00222-014-0552-x).
  • 2026. Groves, Haïssinsky, Manning, Osajda, Sisto and Walsh reduce the residually finite case to the Toral Relative Cannon conjecture (arXiv:2406.14667).

The source of this mission, an OpenAI preprint dated September 23, 2026, follows the analytic route and proves the conjecture.

Setting

Let GGG be a group with a finite symmetric generating set SSS and Cayley graph Γ(G,S)\Gamma(G,S)Γ(G,S) with graph distance ddd. GGG is hyperbolic if there is δ\deltaδ such that every point on a side of a geodesic triangle lies within d≤δd\le\deltad≤δ of the union of the other two sides. A geodesic ray based at 111 is a sequence r0=1,r1,…r_0=1,r_1,\dotsr0​=1,r1​,… with d(ri,rj)=∣i−j∣d(r_i,r_j)=|i-j|d(ri​,rj​)=∣i−j∣; two rays are equivalent if d(rn,sn)d(r_n,s_n)d(rn​,sn​) stays bounded. The boundary ∂G\partial G∂G is the set of equivalence classes with the quotient of the topology of pointwise convergence.

H3\mathbb H^3H3 is the upper half-space {x∈R3:x3>0}\{x\in\mathbb R^3: x_3>0\}{x∈R3:x3​>0} with distance arcosh⁡(1+∣x−y∣2/(2x3y3))\operatorname{arcosh}\bigl(1+|x-y|^2/(2x_3y_3)\bigr)arcosh(1+∣x−y∣2/(2x3​y3​)), and Isom⁡(H3)\operatorname{Isom}(\mathbb H^3)Isom(H3) is its full isometry group, including orientation-reversing isometries. A homomorphism ρ:G→Isom⁡(H3)\rho:G\to\operatorname{Isom}(\mathbb H^3)ρ:G→Isom(H3) gives a proper action if {g:ρ(g)K∩K≠∅}\{g:\rho(g)K\cap K\ne\varnothing\}{g:ρ(g)K∩K=∅} is finite for every compact KKK, and a cocompact action if translates of one compact set cover H3\mathbb H^3H3.

Formalization targets

Goal: Theorem 1.1

G hyperbolic, ∂G≅S2 ⟹ ∃ ρ:G→Isom⁡(H3) proper, cocompact, with ker⁡ρ finite.G\ \text{hyperbolic},\ \partial G\cong S^2\ \Longrightarrow\ \exists\,\rho:G\to\operatorname{Isom}(\mathbb H^3)\ \text{proper, cocompact, with }\ker\rho\ \text{finite}.G hyperbolic, ∂G≅S2 ⟹ ∃ρ:G→Isom(H3) proper, cocompact, with kerρ finite.

The Lean statement OAI.CannonRelease.cannon is open on the platform.

Significance

The theorem identifies hyperbolic groups with 2-sphere boundary, up to finite kernels, with uniform lattices in Isom⁡(H3)\operatorname{Isom}(\mathbb H^3)Isom(H3). For torsion-free GGG, the quotient H3/G\mathbb H^3/GH3/G is a closed hyperbolic 3-manifold, possibly nonorientable (Corollary 8.1), and the work of Kahn–Marković, Bergeron–Wise and Agol then gives virtual structure results (Corollary 8.2). It also settles the hypotheses of the reductions of Marković and of Groves et al. in full generality.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. A formal proof would require formal infrastructure for hyperbolic groups and their boundaries, quasiconformal analysis and combinatorial modulus, very little of which is currently in Mathlib.

Difficulty

By the Cannon–Floyd–Parry and Bourdon–Kleiner criteria, the theorem reduces to a uniform upper bound on the combinatorial 2-modulus of curve families at all scales of the boundary. The bound is easy to state but there is no a priori reason why moduli of coverings of a topological sphere should stay bounded; Bonk–Kleiner needed the extra hypothesis that the conformal dimension is attained. A proof must extract analytic control (a nonconstant limit function with controlled oscillation) from a hypothetical sequence of coverings with unbounded modulus and contradict it using only hyperbolicity and the topology of the boundary.

Formalization scope

  • CayleyData G is a finite symmetric generating set with connected SimpleGraph.mulCayley; ThinTriangles asks for one natural number δ\deltaδ working for all geodesic triangles given as walks of length equal to graph distance.
  • Rays are ℕ → G with r 0 = 1 and dist (r i) (r j) = |i-j|; the boundary is the quotient by bounded synchronous distance. GGG carries the discrete topology, rays the subspace product topology, and the boundary the quotient topology, which coincides with the visual topology for hyperbolic groups.
  • S2S^2S2 is the unit sphere in EuclideanSpace ℝ (Fin 3); H3\mathbb H^3H3 is the upper half-space with the explicit arcosh distance and subspace topology; isometries are self-homeomorphisms preserving that distance.
  • The kernel is only required to be finite, and orientation-reversing elements are allowed, matching the paper.

A complete development needs Gromov hyperbolic groups and visual metrics, approximately self-similar spheres, combinatorial modulus and the Bonk–Kleiner/Bourdon–Kleiner uniformization criterion, and the Sullivan–Tukia straightening of uniformly quasiconformal groups. Contributions formalizing Proposition 2.6 (from a round boundary action to a geometric action on H3\mathbb H^3H3) or Theorem 2.5 (the uniformization criterion) are welcome.

Selected references

  • OpenAI, A Modulus Proof of Cannon's Conjecture, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Modulus-Proof-of-Cannons-Conjecture-September-23-2026/paper.pdf
  • J. W. Cannon, The combinatorial Riemann mapping theorem, Acta Math., 1994. https://doi.org/10.1007/BF02398434
  • J. W. Cannon, E. L. Swenson, Recognizing constant curvature discrete groups in dimension 3, Trans. Amer. Math. Soc., 1998. https://doi.org/10.1090/S0002-9947-98-02107-2
  • J. W. Cannon, W. J. Floyd, W. R. Parry, Sufficiently rich families of planar rings, Ann. Acad. Sci. Fenn. Math., 1999. https://www.acadsci.fi/mathematica/Vol24/cannon.pdf
  • M. Bonk, B. Kleiner, Quasisymmetric parametrizations of two-dimensional metric spheres, Invent. Math., 2002. https://doi.org/10.1007/s00222-002-0233-z
  • M. Bonk, B. Kleiner, Conformal dimension and Gromov hyperbolic groups with 2-sphere boundary, Geom. Topol., 2005. https://doi.org/10.2140/gt.2005.9.219
  • M. Bourdon, B. Kleiner, Combinatorial modulus, the combinatorial Loewner property, and Coxeter groups, Groups Geom. Dyn., 2013. https://doi.org/10.4171/GGD/177
  • V. Marković, Criterion for Cannon's conjecture, Geom. Funct. Anal., 2013. https://doi.org/10.1007/s00039-013-0228-5
  • P. Haïssinsky, Hyperbolic groups with planar boundaries, Invent. Math., 2015. https://doi.org/10.1007/s00222-014-0552-x
  • D. Groves, P. Haïssinsky, J. F. Manning, D. Osajda, A. Sisto, G. S. Walsh, Drilling hyperbolic groups, preprint, 2026. https://arxiv.org/abs/2406.14667
2 thms1 active userReviewed
Mathematical LogicTheoretical Computer Science·Captain: wurtle

Weak and strong normalization in pure type systemsResearch Paper

Motivation: does having a normal form imply termination?

Pure type systems (PTSs) are a uniform framework covering the simply typed λ-calculus, System F, the calculus of constructions and the type theories behind proof assistants such as Coq and Lean. A system is specified by its sorts (like ∗\ast∗ and □\square□), axioms (∗:□\ast:\square∗:□) and product rules (which dependent function types may be formed). Normalization is the key metatheoretic property: it underlies logical consistency and decidability of type checking. There are two versions. A term is weakly normalizing if some sequence of β-reductions reaches a normal form, and strongly normalizing if every reduction sequence is finite. Strong normalization is what implementations need (any evaluation strategy terminates) but it is much harder to prove. The Barendregt–Geuvers–Klop conjecture asserts that, for pure type systems, the system-wide weak property already implies the strong one.

Timeline

  • 1989 — Girard's Proofs and Types presents the Tait–Girard reducibility method for strong normalization (book).
  • 1993 — Geuvers states the system-wide conjecture for β and βη reduction in his thesis (Logics and Type Systems, Nijmegen, Conjecture 8.1.2) (thesis).
  • 1997 — Sørensen proves the implication for generalized nondependent, clean, negatable systems via continuation-passing translations (thesis, Copenhagen, Theorem 3.5.20).
  • 2001 — Barthe, Hatcliff and Sørensen prove a uniform nondependent version (TCS 2001).
  • 2006 — Barthe and Coquand show that erasing λ-domain annotations can identify non-convertible terms in non-normalizing PTSs (JFP 2006), a constraint on erasure-based approaches.
  • 2014 — Roux and van Doorn develop a structural theory of PTSs, preserving weak normalization under sums and added rules (RTA–TLCA 2014).
  • 2023 — Mull reduces the conjecture within tiered systems to an irrelevance-eliminating translation (TYPES 2022, LIPIcs 2023) and extends the nondependent results in his thesis (Chicago, 2023).
  • 2025 — Roux proposes internal strong-normalization proofs for specific systems (TYPES 2025 abstract).
  • 2026 — An OpenAI preprint, Weak and strong normalization in pure type systems (OpenAI Math Release, September 25, 2026), claims the β-version of the conjecture for every PTS, with no functionality assumption. The preprint has not been peer reviewed and its theorem is not formally verified.

Setting

A specification consists of a type SSS of sorts, an axiom relation A⊆S2\mathcal A\subseteq S^2A⊆S2 and a rule relation R⊆S3\mathcal R\subseteq S^3R⊆S3; neither is assumed functional. Expressions are

M,N,A,B::=x∣s∣MN∣λx:A. M∣Πx:A. B,s∈S,M,N,A,B ::= x\mid s\mid MN\mid \lambda x{:}A.\,M\mid \Pi x{:}A.\,B,\qquad s\in S,M,N,A,B::=x∣s∣MN∣λx:A.M∣Πx:A.B,s∈S,

up to renaming of bound variables. β-reduction is the compatible closure of (λx:A.M)N→βM[x:=N](\lambda x{:}A.M)N\to_\beta M[x:=N](λx:A.M)N→β​M[x:=N], with steps allowed everywhere, including inside the annotation AAA of a λ and both parts of a Π. Typing Γ⊢M:A\Gamma\vdash M:AΓ⊢M:A is generated by the seven standard PTS rules (axiom, variable, weakening, product, abstraction, application, conversion up to =β=_\beta=β​). A context is valid if each declared type is typed by a sort in the preceding prefix, and MMM is legal in Γ\GammaΓ if Γ⊢M:A\Gamma\vdash M:AΓ⊢M:A or Γ⊢A:M\Gamma\vdash A:MΓ⊢A:M for some AAA.

The system is weakly (strongly) normalizing if every legal expression in every valid context is weakly (strongly) normalizing.

Formalization targets

Goal: β-Barendregt–Geuvers–Klop (Theorem 1)

For every specification P=(S,A,R)\mathcal P=(S,\mathcal A,\mathcal R)P=(S,A,R),

(∀Γ valid, ∀M legal in Γ: M is weakly β-normalizing) ⟹ (∀Γ valid, ∀M legal in Γ: M is strongly β-normalizing).\bigl(\forall \Gamma\ \text{valid},\ \forall M\ \text{legal in }\Gamma:\ M\ \text{is weakly }\beta\text{-normalizing}\bigr) \ \Longrightarrow\ \bigl(\forall \Gamma\ \text{valid},\ \forall M\ \text{legal in }\Gamma:\ M\ \text{is strongly }\beta\text{-normalizing}\bigr).(∀Γ valid, ∀M legal in Γ: M is weakly β-normalizing) ⟹ (∀Γ valid, ∀M legal in Γ: M is strongly β-normalizing).

Both quantifiers range over the whole system; the theorem does not claim that an individual weakly normalizing term is strongly normalizing, and it says nothing about η-reduction. The goal statement is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. For any PTS, a proof that every legal term has a normal form now yields termination of every β-reduction strategy, including reductions inside types and annotations that may continue after the computational body is normal. Earlier results needed nondependent products, cleanliness, negatability, a tiered sort hierarchy, or a translation requiring extra product rules; the general case — arbitrary sorts and nonfunctional rules — was not covered by any earlier result since Geuvers' 1993 formulation.

Formalizing it. The statement is entirely syntactic and finitary, so it is a natural target for a proof assistant, and the relevant objects (de Bruijn syntax, substitution, typing derivations) are standard formalization material. The proof in the source is long (over 70 pages) and combines reducibility candidates with a fixed-point construction over sort profiles; a machine check would substantially raise confidence. A formal PTS metatheory library (substitution lemmas, confluence, subject reduction) would be reusable for other type-theory formalizations.

Difficulty

The obvious route — reducibility candidates à la Tait–Girard — needs a model of types built by recursion on sorts, which fails for impredicative or nonfunctional specifications where a type can have several sorts and no hierarchy is available. Translation methods (CPS or irrelevance elimination) need specific product rules to preserve typing, which a general specification may lack. Weak normalization of one term cannot be used alone; the argument must exploit normal forms of other open expressions. Annotations add a further complication: erasing them can change the equational theory (Barthe–Coquand), so reduction inside annotations must be tracked rather than erased.

Formalization scope

  • Expressions use de Bruijn indices (Expr S with var, sort, app, lam, pi), so α-equivalence is syntactic; substitution is parallel substitution with lifting.
  • Beta is full compatible closure, including lam_domain, pi_domain and pi_body steps; conversion is Relation.EqvGen Beta.
  • HasType has exactly the seven PTS rules; contexts are lists stored newest-first, each declaration typed in its prefix (ValidContext). Legal includes expressions occurring as types.
  • Weak normalization is reduction to a normal form; strong normalization is accessibility for the converse of Beta.
  • The sort type S is arbitrary (any universe), and axioms and rules are arbitrary relations: no functionality, finiteness or hierarchy assumptions.
  • Needed infrastructure: renaming/substitution lemmas, confluence of β, subject reduction for PTSs, reducibility candidates. All are reusable for any PTS formalization.

Selected references

  • J. H. Geuvers, Logics and Type Systems, PhD thesis, Katholieke Universiteit Nijmegen, 1993. https://www.cs.ru.nl/~herman/PUBS/Proefschrift.pdf
  • J.-Y. Girard, Proofs and Types, Cambridge University Press, 1989. https://www.paultaylor.eu/stable/prot.pdf
  • M. H. B. Sørensen, Normalization in λ-Calculus and Type Theory, PhD thesis, University of Copenhagen, 1997. https://di.ku.dk/forskning/Publikationer/tekniske_rapporter/tekniske-rapporter-1997/97-27.pdf
  • G. Barthe, J. Hatcliff and M. H. Sørensen, Weak normalization implies strong normalization in a class of non-dependent pure type systems, Theoret. Comput. Sci. (2001). https://doi.org/10.1016/S0304-3975(01)00012-3
  • G. Barthe and T. Coquand, Remarks on the equational theory of non-normalizing pure type systems, J. Funct. Programming (2006). https://doi.org/10.1017/S0956796803004726
  • C. Roux and F. van Doorn, The structural theory of pure type systems, RTA–TLCA 2014. https://doi.org/10.1007/978-3-319-08918-8_25
  • N. Mull, An irrelevancy-eliminating translation of pure type systems, TYPES 2022, LIPIcs, 2023. https://doi.org/10.4230/LIPIcs.TYPES.2022.7
  • OpenAI, Weak and strong normalization in pure type systems, OpenAI Math Release preprint, September 25, 2026 (source of the goal; Theorem 1, p. 3). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Weak-and-strong-normalization-in-pure-type-systems-September-25-2026/paper.pdf
2 thms1 active userReviewed
Mathematical LogicTheory of Computation·Captain: wurtle

Rigidity of the Turing degreesResearch Paper

Motivation

Turing reducibility compares sets of natural numbers by their information content: A≤TBA\le_TBA≤T​B if an oracle Turing machine with oracle BBB computes the characteristic function of AAA. Identifying mutually reducible sets gives the Turing degrees DT\mathcal D_TDT​, partially ordered by ≤T\le_T≤T​. A central question of computability theory since the 1970s is how much of the underlying computational structure the abstract order remembers. The strongest possible answer is rigidity: the order has no nontrivial automorphisms, so every degree is determined by its position in the order.

Timeline

  • 1939. Turing introduces oracle machines and relative computability (doi:10.1112/plms/s2-45.1.161).
  • 1977. Jockusch and Solovay prove that every jump-preserving automorphism fixes all degrees above 0(4)\mathbf0^{(4)}0(4) (doi:10.1007/BF03007659).
  • 1980. Nerode and Shore prove that every automorphism fixes some cone of degrees, whose base may depend on the automorphism (doi:10.1016/0003-4843(80)90004-2).
  • 1999. Shore and Slaman prove that the Turing jump is definable from the order, so every automorphism preserves it (Math. Res. Lett., 1999).
  • 2005. Slaman and Woodin's manuscript Definability in Degree Structures shows that every automorphism fixes all degrees above 0′′\mathbf0''0′′, that the automorphism group is countable, that every automorphism has an arithmetic representation on sets of integers, and that rigidity is equivalent to their biinterpretability conjecture; see also Slaman's survey (doi:10.1142/9789812794055_0002).
  • 2007. Shore gives direct degree-theoretic definitions of the jump (J. Math. Log., 2007).
  • 2018. Kjos-Hanssen shows that automorphisms induced by permutations of the integers are trivial (doi:10.1017/bsl.2018.15).

After these results the remaining problem was rigidity at degrees outside the known fixed cone. The source of this mission, an OpenAI preprint dated September 24, 2026, proves full rigidity.

Setting

An oracle is a function A:N→{0,1}A:\mathbb N\to\{0,1\}A:N→{0,1} (a set of natural numbers). A≤TBA\le_TBA≤T​B means that the characteristic function of AAA is partial recursive relative to BBB. This is a preorder; its quotient by A≡TB  ⟺  (A≤TB∧B≤TA)A\equiv_TB\iff(A\le_TB\wedge B\le_TA)A≡T​B⟺(A≤T​B∧B≤T​A) is the set DT\mathcal D_TDT​ of Turing degrees, partially ordered by ≤T\le_T≤T​. An automorphism of (DT,≤T)(\mathcal D_T,\le_T)(DT​,≤T​) is a bijection π:DT→DT\pi:\mathcal D_T\to\mathcal D_Tπ:DT​→DT​ with

a≤Tb  ⟺  π(a)≤Tπ(b).\mathbf a\le_T\mathbf b\iff\pi(\mathbf a)\le_T\pi(\mathbf b).a≤T​b⟺π(a)≤T​π(b).

No definability, Borel or continuity hypothesis is imposed on π\piπ.

Formalization targets

Goal: Theorem 1.1

∀π∈Aut⁡(DT,≤T)  ∀a∈DT:π(a)=a.\forall\pi\in\operatorname{Aut}(\mathcal D_T,\le_T)\ \ \forall\mathbf a\in\mathcal D_T:\qquad \pi(\mathbf a)=\mathbf a.∀π∈Aut(DT​,≤T​)  ∀a∈DT​:π(a)=a.

The Lean statement OAI.TuringRigidity.ManuscriptMain.rigidity is open on the platform.

Significance

Rigidity says that the order ≤T\le_T≤T​ alone determines every Turing degree. By the theorem of Slaman and Woodin, it is equivalent to their biinterpretability conjecture: the degrees are biinterpretable without parameters with full second-order arithmetic (Corollary 5.1). Consequently every relation on degrees that is definable in second-order arithmetic and invariant under Turing equivalence is definable in the degree order, which settles a family of definability questions at once.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. Its proof relies on the Slaman–Woodin representation theorem, whose cited source is an unpublished 2005 manuscript; a formalization would either need to formalize that input as well or isolate it as an explicit hypothesis, and would make the dependence fully transparent.

Difficulty

Earlier methods fix cones of degrees: coding arguments work above a sufficiently high base such as 0′′\mathbf0''0′′, where enough information can be coded and decoded. Below that base the coding machinery is not available, and an arbitrary automorphism carries no a priori regularity. The proof must turn the arithmetic (hence Borel) representation of an automorphism into recovery of every individual real, using a category argument that works for every irrational parameter, not only generic ones.

Formalization scope

  • Oracles are ℕ → Bool; reducibility is Mathlib's TuringReducible between the characteristic functions viewed as partial functions ℕ →. ℕ (values 000 and 111).
  • Degree is Antisymmetrization Oracle Reduces with the induced partial order; automorphisms are order isomorphisms Degree ≃o Degree, i.e. bijections preserving and reflecting ≤T\le_T≤T​.
  • The statement quantifies over all order isomorphisms, with no measurability or definability assumption, as in the paper.

A complete development needs relativized computability (oracle machines, joins, the jump), Borel and Baire-category arguments on 2N2^{\mathbb N}2N and R\mathbb RR, and the Slaman–Woodin representation theorem (Theorem 3.1). Formalizing that theorem would itself be a substantial and reusable contribution. Contributions formalizing Proposition 4.1 (recovery of an irrational from four values of a Borel subadditive map with countable fibers) are welcome.

Selected references

  • OpenAI, Rigidity of the Turing degrees, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Rigidity-of-the-Turing-degrees-September-24-2026/paper.pdf
  • T. A. Slaman, W. H. Woodin, Definability in Degree Structures, unpublished manuscript, 2005. https://math.berkeley.edu/~slaman/talks/sw.pdf
  • T. A. Slaman, Global properties of the Turing degrees and the Turing jump, in Computational Prospects of Infinity, Part I, 2008. https://doi.org/10.1142/9789812794055_0002
  • C. G. Jockusch, Jr., R. M. Solovay, Fixed points of jump preserving automorphisms of degrees, Israel J. Math., 1977. https://doi.org/10.1007/BF03007659
  • A. Nerode, R. A. Shore, Reducibility orderings: theories, definability and automorphisms, Ann. Math. Logic, 1980. https://doi.org/10.1016/0003-4843(80)90004-2
  • R. A. Shore, T. A. Slaman, Defining the Turing jump, Math. Res. Lett., 1999.
  • R. A. Shore, Direct and local definitions of the Turing jump, J. Math. Log., 2007.
  • B. Kjos-Hanssen, Permutations of the integers induce only the trivial automorphism of the Turing degrees, Bull. Symb. Log., 2018. https://doi.org/10.1017/bsl.2018.15
  • A. M. Turing, Systems of logic based on ordinals, Proc. London Math. Soc., 1939. https://doi.org/10.1112/plms/s2-45.1.161
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Critical strip-crossing mass on the honeycomb latticeResearch Paper

Motivation

At its critical weight, a self-avoiding path on the honeycomb lattice can make long excursions without paying an exponential cost. A basic quantitative question is how much of its total weight reaches the far side of a strip of height NNN. Physics heuristics (Nienhuis's Coulomb gas and the conjectured SLE8/3\mathrm{SLE}_{8/3}SLE8/3​ scaling limit with boundary exponent 5/85/85/8) predict that this crossing mass decays like N−1/4N^{-1/4}N−1/4. Rigorous results so far showed only that it tends to zero, with a polynomial upper bound with a tiny exponent.

The OpenAI preprint behind this mission, dated September 26, 2026 (source), claims the predicted power with bounded-factor constants: the crossing mass is comparable to N−1/4N^{-1/4}N−1/4, and the first horizontal-displacement moment of paths returning to the starting side is comparable to N3/4N^{3/4}N3/4 (Theorem 1.1, p. 2). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1982 — Nienhuis's Coulomb-gas analysis of the dilute O(n)O(n)O(n) model predicts the honeycomb critical point 2+2\sqrt{2+\sqrt2}2+2​​ and the planar self-avoiding-walk exponents, including ν=3/4\nu=3/4ν=3/4 (PRL 1982).
  • 2004 — Lawler, Schramm and Werner describe the conjectural SLE8/3\mathrm{SLE}_{8/3}SLE8/3​ scaling limit; the boundary exponent 5/85/85/8 predicts a crossing power −1/4-1/4−1/4 for strips.
  • 2012 — Duminil-Copin and Smirnov prove that the connective constant of the honeycomb lattice is 2+2\sqrt{2+\sqrt2}2+2​​ using a parafermionic observable and a boundary identity (Annals 2012); their strip argument bounds the crossing mass between orders 1/N1/N1/N and 111.
  • 2014 — Beaton, Bousquet-Mélou, de Gier, Duminil-Copin and Guttmann prove that the critical bridge mass tends to zero (CMP 2014).
  • 2020 — Glazman and Manolescu give a shorter proof and a quantitative bound along a subsequence of heights (AIHP 2020).
  • 2026 — Krachun and Panagiotis prove a polynomial upper bound on the bridge mass and quantitative sub-ballisticity (Ann. Probab. 2026).
  • September 2026 — A group of OpenAI preprints claims the strip crossing power −1/4-1/4−1/4 with bounded-factor constants (source), the bridge mean-length exponent 4/34/34/3 (source), and spatial exponent 3/43/43/4 for several laws of critical walks (source).

Setting

Use the honeycomb lattice dual to the equilateral triangular tiling of side one, with one edge direction horizontal; its vertices are the triangles up i j and down i j, where j≥0j\ge0j≥0 indexes the horizontal band. Let SNS_NSN​ be the strip of NNN bands. A path starts in the triangle up 0 0 (just above bottom port 000), visits distinct triangles, moves between adjacent ones, and stays in bands 0,…,N−10,\dots,N-10,…,N−1. Its length ∣γ∣|\gamma|∣γ∣ is the number of visited triangles and its critical weight is ρ∣γ∣\rho^{|\gamma|}ρ∣γ∣ with ρ=(2+2)−1/2\rho=(2+\sqrt2)^{-1/2}ρ=(2+2​)−1/2. An arch ends at up k 0 with k≠0k\neq0k=0 (bottom port kkk); a bridge ends at a down triangle of the top band. Put c=cos⁡(3π/8)c=\cos(3\pi/8)c=cos(3π/8) and

KN(k)=∑arches to kρ∣γ∣,AN=∑k≠0KN(k),BN=∑bridgesρ∣γ∣,mN=∑k≥1k KN(k).K_N(k)=\sum_{\text{arches to }k}\rho^{|\gamma|},\quad A_N=\sum_{k\ne0}K_N(k),\quad B_N=\sum_{\text{bridges}}\rho^{|\gamma|},\quad m_N=\sum_{k\ge1}k\,K_N(k).KN​(k)=arches to k∑​ρ∣γ∣,AN​=k=0∑​KN​(k),BN​=bridges∑​ρ∣γ∣,mN​=k≥1∑​kKN​(k).

Write fN≍gNf_N\asymp g_NfN​≍gN​ if ℓgN≤fN≤ugN\ell g_N\le f_N\le u g_NℓgN​≤fN​≤ugN​ for all N≥1N\ge1N≥1 with fixed constants ℓ,u>0\ell,u>0ℓ,u>0.

Formalization targets

Goal: Theorem 1.1 (Critical strip mass, p. 2)

For every N≥1N\ge1N≥1 all sums above are finite, and with constants independent of NNN,

cAN+BN=1,mN+1−mN≍BN,mN≍N3/4,BN≍N−1/4,cA_N+B_N=1,\qquad m_{N+1}-m_N\asymp B_N,\qquad m_N\asymp N^{3/4},\qquad B_N\asymp N^{-1/4},cAN​+BN​=1,mN+1​−mN​≍BN​,mN​≍N3/4,BN​≍N−1/4,

and BNB_NBN​ is nonincreasing in NNN.

Significance

The result itself. It establishes the predicted crossing power −1/4-1/4−1/4 with uniform multiplicative constants, not just a logarithmic exponent, improving the qualitative decay of Beaton et al. and the polynomial upper bound of Krachun and Panagiotis. It is an input for the bridge-length and spatial-exponent results of companion preprints. The exponent of mNm_NmN​ concerns an unnormalized displacement moment summed over all lengths; the fixed-length displacement conjecture and the scaling limit are different questions.

Formalizing it. The proof combines an exact boundary identity of Duminil-Copin–Smirnov type, finite-strip transfer matrices with integrable local relations, a Pfaffian that makes the stationary vector polynomial, and a comparison of the resulting positive integral with Bures–Laguerre ensembles. A formal proof would include the honeycomb boundary identity, the core of the connective-constant proof, which is itself a natural formalization target. No machine-checked honeycomb walk result of this kind is known.

Difficulty

The boundary identity cAN+BN=1cA_N+B_N=1cAN​+BN​=1 (Lemma 4.2, p. 15) does not determine the power: it only gives BNB_NBN​ between orders 1/N1/N1/N and 111. The preprint's route computes the arch moment mNm_NmN​ first, as one coefficient of a ratio pN+1/pNp_{N+1}/p_NpN+1​/pN​ of Pfaffians (Proposition 4.1, p. 13), converts it into a positive NNN-fold integral with Bures-type interaction (Section 5), and estimates that integral uniformly in NNN by comparison with Laguerre laws (Section 6). The crossing power then follows from monotonicity and mN+1−mN≍BNm_{N+1}-m_N\asymp B_NmN+1​−mN​≍BN​. A degree bound on the polynomial vacuum (Lemma 3.2, p. 10) is essential, because it turns interpolation into an identity argument.

Formalization scope

  • Triangles are ℤ × ℕ × Bool (column, band, up/down); adjacency joins an up triangle to the down triangles sharing an edge. Paths are Lists with Nodup, IsChain adjacent, head up 0 0, a prescribed last triangle, and all bands < N.
  • Weights are rho ^ p.length on paths satisfying IsPath, and 0 otherwise; all masses are tsums over lists. The goal includes summability of each family, so the tsums are genuine sums.
  • moment N = ∑' k : ℕ, (k+1) * K N (k+1), i.e. ∑k≥1kKN(k)\sum_{k\ge1}kK_N(k)∑k≥1​kKN​(k).
  • Comparable f g asks for constants 0<ℓ,u0<\ell,u0<ℓ,u with ℓg(N)≤f(N)≤ug(N)\ell g(N)\le f(N)\le ug(N)ℓg(N)≤f(N)≤ug(N) for every N≥1N\ge1N≥1; powers are real rpow.
  • Monotonicity is BN+1≤BNB_{N+1}\le B_NBN+1​≤BN​ for N≥1N\ge1N≥1.

Reusable contributions: the honeycomb boundary (parafermionic) identity in finite domains, and summability of critical walk weights in strips.

Selected references

  • OpenAI, Critical strip-crossing mass on the honeycomb lattice, OpenAI Math Release preprint, September 26, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Critical-strip-crossing-mass-on-the-honeycomb-lattice-September-26-2026/main.pdf
  • G. F. Lawler, O. Schramm, W. Werner, On the scaling limit of planar self-avoiding walk, Proc. Sympos. Pure Math. 72, Part 2 (2004), 339–364.
  • Y. Ikhlef, J. Cardy, Discretely holomorphic parafermions and integrable loop models, J. Phys. A 42 (2009), 102001. https://doi.org/10.1088/1751-8113/42/10/102001
  • A. Glazman, Connective constant for a weighted self-avoiding walk on Z2\mathbb Z^2Z2, Electron. Commun. Probab. 20 (2015), paper 86. https://doi.org/10.1214/ECP.v20-3844
  • B. Nienhuis, Exact critical point and critical exponents of O(n) models in two dimensions, Phys. Rev. Lett. 49 (1982), 1062–1065. https://doi.org/10.1103/PhysRevLett.49.1062
  • H. Duminil-Copin, S. Smirnov, The connective constant of the honeycomb lattice equals 2+2\sqrt{2+\sqrt2}2+2​​, Ann. of Math. 175 (2012), 1653–1665. https://doi.org/10.4007/annals.2012.175.3.14
  • N. R. Beaton, M. Bousquet-Mélou, J. de Gier, H. Duminil-Copin, A. J. Guttmann, The critical fugacity for surface adsorption of self-avoiding walks on the honeycomb lattice is 1+21+\sqrt21+2​, Comm. Math. Phys. 326 (2014). https://doi.org/10.1007/s00220-014-1896-1
  • A. Glazman, I. Manolescu, Self-avoiding walk on Z2\mathbb Z^2Z2 with Yang–Baxter weights: universality of critical fugacity and 2-point function, Ann. Inst. H. Poincaré Probab. Statist. 56 (2020). https://doi.org/10.1214/19-AIHP1024
  • D. Krachun, C. Panagiotis, Quantitative sub-ballisticity of self-avoiding walk on the hexagonal lattice, Ann. Probab. 54 (2026), 1109–1125. https://doi.org/10.1214/24-AOP1730
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The sharp factor-of-IID threshold for the free Ising model on regular treesResearch Paper

Motivation

A random configuration on the vertices of a graph is a factor of IID if it can be produced by a measurable rule from independent uniform labels at the vertices, where the rule commutes with the graph's automorphisms. On trees this notion connects ergodic theory (which invariant processes are "Bernoulli-like"), local algorithms on sparse random graphs (factors of IID are limits of what local algorithms can produce), and statistical mechanics. The free Ising state on the ddd-regular tree is the basic test case. It is easy to sample from a chosen root by broadcasting spins outward, but a factor rule may not use a root. Lyons asked for which inverse temperatures it is a factor of IID (Lyons 2017), and Nam, Sly and Zhang conjectured the answer tanh⁡β≤(d−1)−1/2\tanh\beta\le(d-1)^{-1/2}tanhβ≤(d−1)−1/2 after proving it for large ddd below a non-explicit constant (Nam–Sly–Zhang 2022).

This mission asks for a formal proof of the exact threshold, including equality, as stated in an OpenAI preprint dated September 26, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1995–1996 — Bleher, Ruiz and Zagrebnov (J. Stat. Phys. 1995) and Ioffe (Lett. Math. Phys. 1996): the free state on the regular tree is extremal exactly when (d−1)tanh⁡2β≤1(d-1)\tanh^2\beta\le1(d−1)tanh2β≤1.
  • 2000 — Evans, Kenyon, Peres and Schulman relate broadcasting on trees to the Ising model (Ann. Appl. Probab. 2000).
  • 2010 — Pemantle and Peres give a capacity criterion that also covers critical cases (Ann. Probab. 2010).
  • 2015 — Backhausz, Szegedy and Virág's correlation bound for factors of IID (Random Struct. Alg. 2015), which rules out the free state beyond the threshold.
  • 2017 — Lyons surveys factors of IID on trees, records Sly's obstruction above the reconstruction threshold, and the finite-cluster construction in the uniqueness range tanh⁡β≤1/(d−1)\tanh\beta\le 1/(d-1)tanhβ≤1/(d−1) (CPC 2017).
  • 2022 — Nam, Sly and Zhang construct the free state as a factor for d≥d0d\ge d_0d≥d0​ and tanh⁡β≤c/d−1\tanh\beta\le c/\sqrt{d-1}tanhβ≤c/d−1​, via posterior-drift stochastic differential equations, and conjecture the sharp threshold (CMP 2022).

Setting

Let TdT_dTd​ be the infinite ddd-regular tree with vertex set VVV; concretely, VVV is the set of finite words over {1,…,d}\{1,\dots,d\}{1,…,d} with no two equal consecutive letters, and www is adjacent to wcwcwc. Put θ=tanh⁡β\theta=\tanh\betaθ=tanhβ for β≥0\beta\ge0β≥0. The free zero-field Ising law μd,β\mu_{d,\beta}μd,β​ on {−1,+1}V\{-1,+1\}^V{−1,+1}V is determined by its marginals on finite connected subtrees DDD:

μd,β(σ∣D=η)=12∏{u,v}∈E(D)1+θ ηuηv2.\mu_{d,\beta}(\sigma|_D=\eta)=\frac12\prod_{\{u,v\}\in E(D)}\frac{1+\theta\,\eta_u\eta_v}{2}.μd,β​(σ∣D​=η)=21​{u,v}∈E(D)∏​21+θηu​ηv​​.

Equivalently, a fair spin at one vertex is broadcast along edges, each child agreeing with its parent with probability (1+θ)/2(1+\theta)/2(1+θ)/2. A spin law is a factor of IID if it is the law of Φ(U)\Phi(U)Φ(U) for i.i.d. uniform labels U=(Uv)v∈VU=(U_v)_{v\in V}U=(Uv​)v∈V​ and a measurable Φ:[0,1]V→{−1,1}V\Phi:[0,1]^V\to\{-1,1\}^VΦ:[0,1]V→{−1,1}V such that, for each fixed automorphism ggg, Φ(gU)=gΦ(U)\Phi(gU)=g\Phi(U)Φ(gU)=gΦ(U) almost surely, where (gx)v=xg−1v(gx)_v=x_{g^{-1}v}(gx)v​=xg−1v​.

Formalization targets

Goal: Theorem 1.1 (p. 1)

For every integer d≥3d\ge3d≥3 and every β≥0\beta\ge0β≥0,

μd,β is a factor of IID  ⟺  tanh⁡β≤1d−1.\mu_{d,\beta}\ \text{is a factor of IID}\iff \tanh\beta\le\frac1{\sqrt{d-1}}.μd,β​ is a factor of IID⟺tanhβ≤d−1​1​.

Significance

The result itself. It answers the ferromagnetic case of Lyons's question and proves the Nam–Sly–Zhang conjecture for every d≥3d\ge3d≥3. The threshold coincides with the reconstruction (extremality) threshold of the free state, and the result holds at equality, where non-reconstruction alone gives no factor rule (a weak limit of factors need not be a factor). The preprint also shows that, in this range, the factor can be chosen to commute with every automorphism on every input (Lemma 8.5, p. 46). The converse direction (tanh⁡β>(d−1)−1/2\tanh\beta>(d-1)^{-1/2}tanhβ>(d−1)−1/2 excludes a factor) is known from Sly's obstruction via the Backhausz–Szegedy–Virág bound and is reproved on p. 2.

Formalizing it. The preprint's construction uses Brownian observation processes, stochastic localization, innovation equations of nonlinear filtering, and conditional-copy coupling arguments. Mathlib has Brownian motion only in early form and no stochastic calculus for infinitely many coupled SDEs; a formal proof would build reusable stochastic-analysis infrastructure. The converse needs the BSV correlation bound for factors of IID. No machine-checked factor-of-IID result for a non-trivial Gibbs measure is known.

Difficulty

Rooted sampling is easy; the obstacle is to remove the root while keeping the output a measurable function of the labels. Finite-cluster constructions only work in the uniqueness range θ≤1/(d−1)\theta\le1/(d-1)θ≤1/(d−1). The Nam–Sly–Zhang approach observes Xv(t)=tσv+Bv(t)X_v(t)=t\sigma_v+B_v(t)Xv​(t)=tσv​+Bv​(t) and expresses the posterior through innovations WvW_vWv​, which are independent Brownian motions; but being Brownian does not make XXX a function of WWW, and that is the central step (pp. 2–3). At criticality θ=(d−1)−1/2\theta=(d-1)^{-1/2}θ=(d−1)−1/2 the field-response sums in the innovation equation are only borderline integrable near time zero, so infinite sums must be justified with an exact covariance-energy identity rather than with a contraction estimate (Section 1.2, p. 3).

Formalization scope

  • TreeVertex d is the set of words in Fin d with distinct consecutive letters, treeAdj appends or removes one letter, and TreeAut d is the group of adjacency-preserving bijections.
  • Labels have law Measure.infinitePi of Lebesgue measure on [0,1][0,1][0,1]; spins take values in a two-element type with the discrete σ-algebra, and configurations carry the product σ-algebra.
  • HasFreeIsingLaw θ μ prescribes μ\muμ on every cylinder over a finite connected Finset by the product formula above; these cylinders determine the law.
  • IsFactorOfIID d θ asks for a measurable Phi with pushforward law HasFreeIsingLaw θ and, for each automorphism g, Phi (relabel g U) = relabel g (Phi U) for almost every U (null set may depend on g), matching (1.1).
  • The goal uses θ = Real.tanh β with β≥0\beta\ge0β≥0 and d≥3d\ge3d≥3; at β=0\beta=0β=0 both sides hold trivially (i.i.d. spins), which is consistent with the source. The stronger everywhere-equivariant version is not part of the goal.

Selected references

  • OpenAI, The sharp factor-of-IID threshold for the free Ising model on regular trees, OpenAI Math Release preprint, September 26, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-sharp-factor-of-IID-threshold-for-the-free-Ising-model-on-regular-trees-September-26-2026/article.pdf
  • D. Nam, A. Sly, L. Zhang, Ising model on trees and factors of IID, Comm. Math. Phys. 389 (2022), 1009–1046. https://doi.org/10.1007/s00220-021-04260-2
  • R. Lyons, Factors of IID on trees, Combin. Probab. Comput. 26 (2017), 285–300. https://doi.org/10.1017/S096354831600033X
  • Á. Backhausz, B. Szegedy, B. Virág, Ramanujan graphings and correlation decay in local algorithms, Random Structures Algorithms 47 (2015). https://doi.org/10.1002/rsa.20562
  • P. M. Bleher, J. Ruiz, V. A. Zagrebnov, On the purity of the limiting Gibbs state for the Ising model on the Bethe lattice, J. Stat. Phys. 79 (1995). https://doi.org/10.1007/BF02179399
  • D. Ioffe, On the extremality of the disordered state for the Ising model on the Bethe lattice, Lett. Math. Phys. 37 (1996), 137–143. https://doi.org/10.1007/BF00416016
  • W. Evans, C. Kenyon, Y. Peres, L. J. Schulman, Broadcasting on trees and the Ising model, Ann. Appl. Probab. 10 (2000). https://doi.org/10.1214/aoap/1019487349
  • R. Pemantle, Y. Peres, The critical Ising model on trees, concave recursions and nonlinear capacity, Ann. Probab. 38 (2010). https://doi.org/10.1214/09-AOP482
  • R. Eldan, Thin shell implies spectral gap up to polylog via a stochastic localization scheme, GAFA 23 (2013), 532–569. https://doi.org/10.1007/s00039-013-0214-y
  • A. El Alaoui, A. Montanari, An information-theoretic view of stochastic localization, IEEE Trans. Inform. Theory 68 (2022). https://doi.org/10.1109/TIT.2022.3180298
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Computing the Random 3-SAT ThresholdResearch Paper

Motivation

Random 3-SAT, a conjunction of random three-literal clauses on nnn variables, is the classic test case for the typical behavior of satisfiability. Experiments placed the hardest instances near the density where half the formulas are satisfiable, and statistical physics predicts a sharp satisfiability threshold near 4.2674.2674.267. Once a limiting threshold α3\alpha_3α3​ is known to exist, a natural question is whether it is a computable real: is there an algorithm that, given rrr, outputs a rational within 2−r2^{-r}2−r of α3\alpha_3α3​? Existence alone does not imply this, since limits of computable sequences need not be computable (Specker 1949). This mission asks for such an algorithm.

Timeline

  • 1949. Specker constructs a bounded monotone computable sequence of rationals with a noncomputable limit.
  • 1999. Friedgut, with an appendix by Bourgain, proves a sharp transition about a size-dependent location (doi:10.1090/S0894-0347-99-00305-7).
  • 2003, 2006. Hajiaghayi and Sorkin, and Kaporis, Kirousis and Lalas, prove the lower bound 3.523.523.52 (arXiv:math/0310193).
  • 2002–2006. Mézard, Parisi and Zecchina develop the cavity/survey-propagation picture; Mertens, Mézard and Zecchina predict α3≈4.267\alpha_3\approx4.267α3​≈4.267.
  • 2009. Díaz, Kirousis, Mitsche and Pérez-Giménez prove the upper bound 4.48984.48984.4898.
  • 2013. Bayati, Gamarnik and Tetali prove limits for normalized optimization values via sparse interpolation (doi:10.1214/12-AOP816).
  • 2022. Ding, Sly and Sun prove the satisfiability conjecture with the predicted value for all large kkk (doi:10.4007/annals.2022.196.1.1).
  • 2026. Carenini proves a polynomial scaling window and the existence of limiting thresholds for every fixed k≥3k\ge3k≥3 (ECCC TR26-229, made public October 5, 2026); priority for the satisfiability conjecture belongs to Carenini.

The source of this mission is an OpenAI preprint dated September 27, 2026. Its contribution is computability of α3\alpha_3α3​, beyond existence.

Setting

For n≥3n\ge3n≥3, a proper random 3-clause chooses three distinct variables uniformly from x1,…,xnx_1,\dots,x_nx1​,…,xn​ and gives each an independent fair sign. Let Φ(n,m)\Phi(n,m)Φ(n,m) be the conjunction of m≥0m\ge0m≥0 independent such clauses (sampled with replacement from the 8(n3)8\binom n38(3n​) possibilities; the empty formula is satisfiable) and

p(n,m)=P{Φ(n,m) is satisfiable}.p(n,m)=\mathbb P\{\Phi(n,m)\ \text{is satisfiable}\}.p(n,m)=P{Φ(n,m) is satisfiable}.

A real α\alphaα is computable if a single algorithm, on input rrr, halts with a rational qrq_rqr​ satisfying ∣qr−α∣≤2−r|q_r-\alpha|\le2^{-r}∣qr​−α∣≤2−r.

Formalization targets

Goal: Theorem 1.1

There is α3∈(0,∞)\alpha_3\in(0,\infty)α3​∈(0,∞) such that for every fixed real a≥0a\ge0a≥0

lim⁡n→∞p(n,⌊an⌋)={1,a<α3,0,a>α3,\lim_{n\to\infty}p(n,\lfloor an\rfloor)=\begin{cases}1,&a<\alpha_3,\\0,&a>\alpha_3,\end{cases}n→∞lim​p(n,⌊an⌋)={1,0,​a<α3​,a>α3​,​

and one finite deterministic Turing machine, on input 1r1^r1r, halts with a rational qrq_rqr​ with ∣qr−α3∣≤2−r|q_r-\alpha_3|\le2^{-r}∣qr​−α3​∣≤2−r, using no oracle, advice, or noncomputable constant. Lean: OAI.FixedClauseThreshold.Computability.main, open on the platform.

Significance

The theorem makes the random 3-SAT threshold an effectively approximable constant: in principle its digits can be certified, although no efficiency bound is obtained. The method produces two families of finite certificates, rational lower bounds from a deletion estimate and rational upper bounds from finite hierarchical approximations of a soft pressure, and a fair search over them halts without any computable rate of finite-size convergence. The paper also gives a self-contained existence proof of α3\alpha_3α3​ (Theorem 4.4) for the same proper-clause model.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Finite-size satisfiability probabilities are computable, but their convergence rate is unknown, so truncating at a finite nnn certifies nothing. Lower certificates need an explicit bound on how far the finite-size centers can lie above the limit. Upper certificates are harder: one must show that above α3\alpha_3α3​ some finite, checkable object witnesses unsatisfiability in the limit. This requires a variational (Parisi-type) description of the limiting pressure of the soft constraint model, approximated by finitely many rational parameters with a proof that the approximation is complete at every rational density above the threshold.

Formalization scope

  • ProperClause n k is Fin n → Option Bool with exactly kkk defined entries; Formula n k m := Fin m → ProperClause n k; properSATProbability n 3 m is the exact counting ratio, equal to p(n,m)p(n,m)p(n,m).
  • MainStatement asserts ∃ α>0\exists\,\alpha>0∃α>0 with the two strict-side limits at m=⌊an⌋m=\lfloor an\rfloorm=⌊an⌋, a sequence q : ℕ → ℚ with Computable (fun r => encode (q r)), a Nat.Partrec.Code c with c.eval r = some (encode (q r)), and ∣qr−α∣≤2−r|q_r-\alpha|\le2^{-r}∣qr​−α∣≤2−r for all rrr.
  • The input is a natural number rather than a unary string, which is equivalent for computability; the r=0r=0r=0 case is a harmless extra requirement.
  • Nothing is asserted at a=α3a=\alpha_3a=α3​.

Infrastructure: Mathlib's Computable/Nat.Partrec.Code, finite counting for random formulas, Poisson clause processes, interpolation bounds, and Ruelle cascades for the upper certificates. Formalizations of Lemma 2.1 (finite-certificate search, purely computability-theoretic and reusable), Theorem 4.4 and Theorem 8.4 are welcome.

Selected references

  • OpenAI, Computing the Random 3-SAT Threshold, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Computing-the-Random-3-SAT-Threshold-September-27-2026/article.pdf
  • OpenAI, A Limiting Satisfiability Threshold for Every Fixed Clause Size, preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Limiting-Satisfiability-Threshold-for-Every-Fixed-Clause-Size-September-25-2026/article.pdf
  • G. Carenini, A polynomial scaling window for random k-SAT and a proof of the satisfiability conjecture, ECCC TR26-229, 2026. https://eccc.weizmann.ac.il/report/2026/229/
  • E. Friedgut (appendix by J. Bourgain), Sharp thresholds of graph properties, and the k-SAT problem, J. Amer. Math. Soc., 1999. https://doi.org/10.1090/S0894-0347-99-00305-7
  • J. Ding, A. Sly, N. Sun, Proof of the satisfiability conjecture for large k, Ann. of Math., 2022. https://doi.org/10.4007/annals.2022.196.1.1
  • M. Bayati, D. Gamarnik, P. Tetali, Combinatorial approach to the interpolation method and scaling limits in sparse random graphs, Ann. Probab., 2013. https://doi.org/10.1214/12-AOP816
  • M. Hajiaghayi, G. B. Sorkin, The satisfiability threshold of random 3-SAT is at least 3.52, preprint, 2003. https://arxiv.org/abs/math/0310193
  • D. Panchenko, The Parisi ultrametricity conjecture, Ann. of Math., 2013. https://doi.org/10.4007/annals.2013.177.1.8
  • E. Specker, Nicht konstruktiv beweisbare Sätze der Analysis, J. Symbolic Logic, 1949.
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Markov ChainMathematical PhysicsProbability·Captain: wurtle

Stretched-exponential barriers for typical SK initial statesResearch Paper

Motivation

In the low-temperature phase β>1\beta>1β>1 of the Sherrington–Kirkpatrick (SK) spin glass, the Gibbs measure is believed to split into many nearly separated pieces, and local dynamics such as heat-bath (Glauber) updates should take a very long time to move between them. Worst-case slow mixing (some bad starting state) is a weak statement: it says nothing about what happens when the chain is started from a typical equilibrium sample, which is how such chains are used in practice. This mission asks for a much stronger obstruction: for most equilibrium configurations held fixed as starting points, the dynamics is still far from equilibrium after a stretched-exponential time.

Timeline

  • 1975. Sherrington and Kirkpatrick introduce the model (doi:10.1103/PhysRevLett.35.1792).
  • 1980. Parisi proposes his variational description of the free energy (doi:10.1088/0305-4470/13/4/009).
  • 2003, 2006. Guerra's interpolation bound and Talagrand's matching lower bound establish the Parisi formula (doi:10.1007/s00220-002-0773-5, doi:10.4007/annals.2006.163.221).
  • 2009–2010. Monthus–Garel and Billoire report numerical evidence for an n1/3n^{1/3}n1/3 scale of logarithmic relaxation times (doi:10.1088/1742-5468/2009/12/P12017, doi:10.1088/1742-5468/2010/11/P11034).
  • 2018. Ben Arous and Jagannath turn overlap free-energy barriers into exponentially small spectral gaps for mean-field spin glasses under landscape hypotheses that exclude pure SK (doi:10.1007/s00220-018-3152-6).
  • 2022. El Alaoui, Montanari and Sellke prove an obstruction to stable sampling algorithms at β>1\beta>1β>1 (arXiv:2203.05093).
  • 2025. Sellke proves exponentially slow worst-case Glauber mixing for SK at sufficiently large β\betaβ (arXiv:2511.22621).
  • 2026. Bandeira, El Alaoui and Rödder prove polynomial mixing at every β\betaβ under a large uniform external field (arXiv:2607.06813).

The source of this mission is an OpenAI preprint dated September 24, 2026. It covers the entire range β>1\beta>1β>1, at zero field, for typical rather than worst-case starts.

Setting

For n≥2n\ge2n≥2 and independent standard Gaussians (Jij)i<j(J_{ij})_{i<j}(Jij​)i<j​, put

HJ(x)=1n∑i<jJijxixj,πJ(x)=eβHJ(x)ZJ,x∈{−1,1}n.H^J(x)=\frac1{\sqrt n}\sum_{i<j}J_{ij}x_ix_j,\qquad \pi^J(x)=\frac{e^{\beta H^J(x)}}{Z^J},\qquad x\in\{-1,1\}^n .HJ(x)=n​1​i<j∑​Jij​xi​xj​,πJ(x)=ZJeβHJ(x)​,x∈{−1,1}n.

In continuous-time heat-bath dynamics each site has a rate-one clock; when site iii rings, its spin becomes s∈{±1}s\in\{\pm1\}s∈{±1} with probability eβshi/(2cosh⁡βhi)e^{\beta sh_i}/(2\cosh\beta h_i)eβshi​/(2coshβhi​), where hi=n−1/2∑j≠iJijxjh_i=n^{-1/2}\sum_{j\ne i}J_{ij}x_jhi​=n−1/2∑j=i​Jij​xj​. Let PtJP^J_tPtJ​ be its kernel and KJK^JKJ the discrete kernel that resamples one uniformly chosen site. For a fixed start xxx,

dJ(x,t)=∥PtJ(x,⋅)−πJ∥TV,ddiscJ(x,k)=∥(KJ)k(x,⋅)−πJ∥TV.d^J(x,t)=\|P^J_t(x,\cdot)-\pi^J\|_{\rm TV},\qquad d^J_{\rm disc}(x,k)=\|(K^J)^k(x,\cdot)-\pi^J\|_{\rm TV}.dJ(x,t)=∥PtJ​(x,⋅)−πJ∥TV​,ddiscJ​(x,k)=∥(KJ)k(x,⋅)−πJ∥TV​.

Formalization targets

Goal: Theorem 1.1

Let κ=1/10000\kappa=1/10000κ=1/10000. For every fixed β>1\beta>1β>1,

PJ, x0∼πJ{dJ(x0,enκ)>14}→1,PJ, x0∼πJ{ddiscJ(x0,⌊enκ⌋)>14}→1.\mathbb P_{J,\ x_0\sim\pi^J}\Bigl\{d^J\bigl(x_0,e^{n^\kappa}\bigr)>\tfrac14\Bigr\}\to1,\qquad \mathbb P_{J,\ x_0\sim\pi^J}\Bigl\{d^J_{\rm disc}\bigl(x_0,\lfloor e^{n^\kappa}\rfloor\bigr)>\tfrac14\Bigr\}\to1 .PJ, x0​∼πJ​{dJ(x0​,enκ)>41​}→1,PJ, x0​∼πJ​{ddiscJ​(x0​,⌊enκ⌋)>41​}→1.

The order matters: x0x_0x0​ is drawn from πJ\pi^JπJ and then held fixed as the starting state. Lean: OAI.SK.main, open on the platform; it writes the joint probability as the disorder average of the Gibbs mass of slow starts.

Significance

The theorem shows that throughout the low-temperature phase, a Gibbs-sampled start carries information that local updates cannot erase in time en1/10000e^{n^{1/10000}}en1/10000; in particular (Corollary 1.2) every polynomial time scale is too short from a typical start. This separates the zero-field low-temperature SK model from the high-temperature and large-field regimes, where polynomial mixing holds. The exponent 1/100001/100001/10000 is not claimed to be optimal; numerical studies suggest n1/3n^{1/3}n1/3.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Integrating the transition kernel over the starting state recovers πJ\pi^JπJ at every time, so averaging arguments are useless; the obstruction must be established start by start, for a set of starts of Gibbs mass tending to one. Free-energy barrier criteria in the style of Ben Arous–Jagannath do not apply to the pure quadratic SK covariance. The proof needs quantitative Parisi-type comparisons for constrained replica overlaps, and a mechanism ("locking") that forces small overlaps with a third replica to stay put when two replicas overlap substantially.

Formalization scope

  • hamiltonian J x = (∑_{i<j} J_{ij} x_i x_j)/√n; disorderLaw n is the product of standard Gaussians over pairs i<ji<ji<j.
  • heatBath β J x y is the one-step kernel: average over sites iii of the conditional resampling probability, nonzero only when yyy agrees with xxx off iii (so holding is included).
  • discreteKernel iterates it; continuousKernel β J t = ∑_k e^{-nt}(nt)^k/k! · K^k, the uniformized rate-nnn chain, equivalent to rate-one clocks per site.
  • continuousBadMass β n and discreteBadMass β n are EJ\mathbb E_JEJ​ of the Gibbs mass of starts with distance >1/4>1/4>1/4 at time timeScale n = exp(n^κ) (resp. its floor).
  • The goal asserts both bad masses tend to 111 for each fixed β>1\beta>1β>1.

Infrastructure: finite Markov chains, Gaussian interpolation (Guerra–Talagrand bounds for constrained overlaps), Parisi functional regularity, and Gaussian concentration. The paper's Theorem 2.4 (quantitative free-energy comparison), Proposition 4.4 (absolute-overlap locking) and Proposition 6.1 (stretched-exponential coverage) are natural intermediate targets.

Selected references

  • OpenAI, Stretched-exponential barriers for typical SK initial states, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Stretched-exponential-barriers-for-typical-SK-initial-states-September-24-2026/paper.pdf
  • D. Sherrington, S. Kirkpatrick, Solvable model of a spin-glass, Phys. Rev. Lett., 1975. https://doi.org/10.1103/PhysRevLett.35.1792
  • G. Parisi, A sequence of approximated solutions to the S-K model for spin glasses, J. Phys. A, 1980. https://doi.org/10.1088/0305-4470/13/4/009
  • F. Guerra, Broken replica symmetry bounds in the mean field spin glass model, Comm. Math. Phys., 2003. https://doi.org/10.1007/s00220-002-0773-5
  • M. Talagrand, The Parisi formula, Ann. of Math., 2006. https://doi.org/10.4007/annals.2006.163.221
  • G. Ben Arous, A. Jagannath, Spectral gap estimates in mean field spin glasses, Comm. Math. Phys., 2018. https://doi.org/10.1007/s00220-018-3152-6
  • M. Sellke, Exponentially slow mixing of the low temperature SK model, preprint, 2025. https://arxiv.org/abs/2511.22621
  • A. S. Bandeira, A. El Alaoui, A. Rödder, Mixing of Glauber dynamics on high overlap Gibbs measures, preprint, 2026. https://arxiv.org/abs/2607.06813
  • A. El Alaoui, A. Montanari, M. Sellke, Sampling from the Sherrington–Kirkpatrick Gibbs measure via algorithmic stochastic localization, FOCS 2022. https://arxiv.org/abs/2203.05093
  • D. Panchenko, Free energy in the mixed p-spin models with vector spins, Ann. Probab., 2018. https://doi.org/10.1214/17-AOP1194
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Markov ChainMathematical PhysicsProbability·Captain: wurtle

A spectral gap throughout the high-temperature Sherrington–Kirkpatrick phaseResearch Paper

Motivation

The Sherrington–Kirkpatrick (SK) model (1975) is the basic mean-field spin glass: nnn Ising spins interact through independent Gaussian couplings of variance β2/n\beta^2/nβ2/n, so each spin is weakly coupled to every other one with random signs. The model is the testing ground for questions about disordered systems, about sampling from Gibbs measures, and about the performance of Markov chain Monte Carlo. A central question is whether Glauber (heat-bath) dynamics, which resamples one spin at a time from its conditional law, relaxes at a rate independent of the system size. Equivalently: does the Gibbs measure satisfy a dimension-free Poincaré inequality with respect to the heat-bath Dirichlet form?

The equilibrium high-temperature phase is β<1\beta<1β<1, where the free energy equals its annealed value (Aizenman, Lebowitz and Ruelle 1987). Dynamical results had reached only part of this range.

Timeline

  • 1963. Glauber introduces local stochastic spin dynamics (doi:10.1063/1.1703954).
  • 1975. Sherrington and Kirkpatrick introduce the model (doi:10.1103/PhysRevLett.35.1792).
  • 1987. Aizenman, Lebowitz and Ruelle prove the annealed free energy log⁡2+β2/4\log2+\beta^2/4log2+β2/4 for all β<1\beta<1β<1 (doi:10.1007/BF01217677).
  • 2006. Wu proves Poincaré inequalities under a Dobrushin-type condition (doi:10.1214/009117906000000368).
  • 2019. Bauerschmidt and Bodineau prove a high-temperature log-Sobolev inequality for a different (full spin-flip) Dirichlet form (doi:10.1016/j.jfa.2019.01.007).
  • 2022. Eldan, Koehler and Zeitouni give a spectral condition yielding a heat-bath gap for β<1/4\beta<1/4β<1/4 (doi:10.1007/s00440-021-01085-x); Anari, Jain, Koehler, Pham and Vuong prove O(nlog⁡n)O(n\log n)O(nlogn) mixing in the same range (arXiv:2106.04105).
  • 2024. Anari, Koehler and Vuong extend this to β≈0.295\beta\approx0.295β≈0.295 (doi:10.1145/3618260.3649622); Adhikari, Brennecke, Xu and Yau obtain gaps for mixed ppp-spin models under a small-coefficient condition (doi:10.1007/s00440-024-01261-9); El Alaoui and Gaitonde, and Brennecke, Schertzer, Xu and Yau, control the spin covariance for all β<1\beta<1β<1 (arXiv:2212.02445, doi:10.2140/pmp.2024.5.131).
  • 2026. Wang proves optimal mixing for β<1/2\beta<1/2β<1/2 (arXiv:2608.22159); Boban, Li and Oveis Gharan reach β<1/2+ε0\beta<1/2+\varepsilon_0β<1/2+ε0​ (arXiv:2609.13138).

The source of this mission is an OpenAI preprint dated September 24, 2026, which treats every fixed β<1\beta<1β<1.

Setting

Fix 0<β<10<\beta<10<β<1. Let JJJ be a symmetric n×nn\times nn×n matrix with zero diagonal and independent entries Jik∼N(0,β2/n)J_{ik}\sim N(0,\beta^2/n)Jik​∼N(0,β2/n) for i<ki<ki<k. The zero-field Gibbs law on {−1,1}n\{-1,1\}^n{−1,1}n is

μ0(x)=1Zexp⁡{12xTJx}.\mu_0(x)=\frac1{Z}\exp\Bigl\{\tfrac12x^{\mathsf T}Jx\Bigr\}.μ0​(x)=Z1​exp{21​xTJx}.

Let PiP_iPi​ be the conditional expectation under μ0\mu_0μ0​ given all spins except xix_ixi​; it averages fff over xxx and its iii-th flip with Gibbs weights. The unscaled Dirichlet form is

D(f)=∑i=1nEμ0(f−Pif)2.\mathcal D(f)=\sum_{i=1}^n\mathbb E_{\mu_0}\bigl(f-P_if\bigr)^2 .D(f)=i=1∑n​Eμ0​​(f−Pi​f)2.

The discrete heat-bath chain picks a uniform site and resamples it, with transition operator n−1∑iPin^{-1}\sum_iP_in−1∑i​Pi​; its spectral gap is inf⁡fD(f)/(nVar⁡μ0f)\inf_f \mathcal D(f)/(n\operatorname{Var}_{\mu_0}f)inff​D(f)/(nVarμ0​​f) over nonconstant fff.

Formalization targets

Goal: Theorem 1.1

There is a finite constant CβC_\betaCβ​ such that

PJ{Var⁡μ0(f)≤Cβ D(f) for every f:{−1,1}n→R} ⟶ 1,\mathbb P_J\Bigl\{\operatorname{Var}_{\mu_0}(f)\le C_\beta\,\mathcal D(f)\ \text{for every }f:\{-1,1\}^n\to\mathbb R\Bigr\}\ \longrightarrow\ 1,PJ​{Varμ0​​(f)≤Cβ​D(f) for every f:{−1,1}n→R} ⟶ 1,

and consequently the discrete heat-bath chain has spectral gap at least 1/(Cβn)1/(C_\beta n)1/(Cβ​n) with probability tending to one. Lean: OAI.SKGap.sk_main, open on the platform.

Significance

The theorem gives a size-independent relaxation time for continuous-time heat-bath dynamics (rate-one clocks) throughout the high-temperature phase, for every observable simultaneously on one disorder event. It extends the dynamical picture from β<1/2+ε0\beta<1/2+\varepsilon_0β<1/2+ε0​ to the full equilibrium range β<1\beta<1β<1, where only linear-observable (covariance) control was previously known. A Poincaré inequality is the input for L2L^2L2 mixing bounds and for companion results on cutoff and critical slowing down.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Dobrushin-type influence bounds fail because the sum of absolute couplings at a site grows like n\sqrt nn​; any argument must exploit cancellations from the random signs. Covariance bounds control only linear observables, while the Poincaré inequality must hold for all 22n2^{2^n}22n-dimensional families of test functions at once. The natural route through stochastic localization runs into rare observation events: an event of exponentially small probability can still carry most of the variance of a particular test function, and invertibility of the field equation must hold at every sufficiently accurate solution along the observation path.

Formalization scope

  • Spins are Fin n → Bool, with spinValue mapping to ±1\pm1±1; couplings are indexed by pairs i<ki<ki<k (Edge n) and symmetrized with zero diagonal by coupling.
  • hamiltonian g 0 x = ½ ∑_{i,k} x_i J_{ik} x_k; mass, expectation, variance are exact finite sums over {−1,1}n\{-1,1\}^n{−1,1}n.
  • conditionalExpectation g h i f x is the two-point Gibbs average over xxx and its iii-th flip; dirichlet is the unscaled form ∑iE(f−Pif)2\sum_i\mathbb E(f-P_if)^2∑i​E(f−Pi​f)2.
  • disorderLaw β n = Measure.pi (fun _ => gaussianReal 0 (β^2/n)) over the edges (variance β2/n\beta^2/nβ2/n).
  • discreteGap g is the infimum of D(f)/(nVar⁡f)\mathcal D(f)/(n\operatorname{Var}f)D(f)/(nVarf) over fff with positive variance.
  • MainStatement β asserts a single C>0C>0C>0 for which both the Poincaré event and the gap event have probability tending to 111.

Formalization needs Gaussian product measures, finite Gibbs measures and heat-bath operators, and the analysis behind the proof: matrix concentration, TAP/AMP-type field recursions and stochastic localization. Formal versions of the paper's intermediate results (for example Proposition 8.3, the terminal observation gap) are welcome.

Selected references

  • OpenAI, A spectral gap throughout the high-temperature Sherrington–Kirkpatrick phase, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-spectral-gap-throughout-the-high-temperature-Sherrington-Kirkpatrick-phase-September-24-2026/main.pdf
  • D. Sherrington, S. Kirkpatrick, Solvable model of a spin-glass, Phys. Rev. Lett., 1975. https://doi.org/10.1103/PhysRevLett.35.1792
  • M. Aizenman, J. L. Lebowitz, D. Ruelle, Some rigorous results on the Sherrington–Kirkpatrick spin glass model, Comm. Math. Phys., 1987. https://doi.org/10.1007/BF01217677
  • R. Eldan, F. Koehler, O. Zeitouni, A spectral condition for spectral gap: fast mixing in high-temperature Ising models, Probab. Theory Related Fields, 2022. https://doi.org/10.1007/s00440-021-01085-x
  • N. Anari, F. Koehler, T.-D. Vuong, Trickle-down in localization schemes and applications, STOC 2024. https://doi.org/10.1145/3618260.3649622
  • S. Wang, Optimal mixing of Glauber dynamics for the Sherrington–Kirkpatrick model at β<1/2\beta<1/2β<1/2, preprint, 2026. https://arxiv.org/abs/2608.22159
  • M. Boban, A. Li, S. Oveis Gharan, Rank-1-perturbed trickledown theorems, preprint, 2026. https://arxiv.org/abs/2609.13138
  • C. Brennecke, A. Schertzer, C. Xu, H.-T. Yau, The two point function of the SK model without external field at high temperature, Probab. Math. Phys., 2024. https://doi.org/10.2140/pmp.2024.5.131
  • Y. Chen, R. Eldan, Localization schemes: a framework for proving mixing bounds for Markov chains, Duke Math. J., 2025. https://doi.org/10.1215/00127094-2024-0063
  • R. Eldan, Thin shell implies spectral gap up to polylog via a stochastic localization scheme, Geom. Funct. Anal., 2013. https://doi.org/10.1007/s00039-013-0214-y
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Graph TheoryGroup TheoryProbability·Captain: wurtle

No percolation at criticality on quasi-transitive graphsResearch Paper

Motivation

In Bernoulli bond percolation on a graph G=(V,E)G=(V,E)G=(V,E), each edge is kept (open) independently with probability ppp. As ppp grows, an infinite connected component of open edges appears at the critical probability pc(G)p_c(G)pc​(G). The criticality problem asks whether an infinite cluster can already exist at pcp_cpc​. A negative answer means the phase transition is continuous. Benjamini and Schramm (1996) conjectured that, on every graph with a large symmetry group and pc<1p_c<1pc​<1, there is no infinite cluster at pcp_cpc​. The question contains the famous open case of Z3\mathbb Z^3Z3 and connects percolation to geometric group theory, since Cayley graphs of finitely generated groups are the main examples.

Timeline

  • 1957. Broadbent and Hammersley introduce percolation (doi:10.1017/S0305004100032680).
  • 1960, 1980. Harris and Kesten settle nearest-neighbour bond percolation on Z2\mathbb Z^2Z2, including θ(pc)=0\theta(p_c)=0θ(pc​)=0 (doi:10.1017/S0305004100034241, doi:10.1007/BF01197577).
  • 1986–1987. Menshikov and Aizenman–Barsky prove sharpness of the subcritical phase; this does not settle behaviour at pcp_cpc​ (doi:10.1007/BF01212322).
  • 1990. Hara and Slade prove mean-field behaviour, including θ(pc)=0\theta(p_c)=0θ(pc​)=0, for Zd\mathbb Z^dZd in sufficiently high dimension (doi:10.1007/BF02108785).
  • 1996. Benjamini and Schramm formulate the conjecture for quasi-transitive graphs with pc<1p_c<1pc​<1 (doi:10.1214/ECP.v1-978).
  • 1999. Benjamini, Lyons, Peres and Schramm prove it for nonamenable graphs with a unimodular quasi-transitive action (doi:10.1214/aop/1022677450).
  • 2006. Timár excludes infinitely many infinite critical clusters on nonunimodular transitive graphs (doi:10.1214/009117906000000494).
  • 2016. Hutchcroft proves the conjecture for every quasi-transitive graph of exponential growth (arXiv:1605.05301). Duminil-Copin, Sidoravicius and Tassion treat slabs (doi:10.1002/cpa.21641).
  • 2017. Fitzner and van der Hofstad reach nearest-neighbour Zd\mathbb Z^dZd, d≥11d\ge11d≥11 (arXiv:1506.07977).
  • 2021. Hermon and Hutchcroft cover certain groups of intermediate growth (arXiv:1809.11112).
  • 2024. Kozma and Nitzan reduce the Zd\mathbb Z^dZd case to a conjectured gluing inequality (arXiv:2401.12397).
  • 2026. Public, non-peer-reviewed announcements report AI-assisted proofs for Zd\mathbb Z^dZd, including a reported Lean formalization of the lattice case (Leder, August 2026).

The source of this mission is an OpenAI preprint dated September 24, 2026, which treats the remaining subexponential-growth case for all quasi-transitive graphs.

Setting

A graph here has vertex set VVV and a set EEE of labelled bonds, each with a pair of endpoints; loops and parallel bonds are allowed. It is locally finite if each vertex lies in finitely many bonds, connected if any two vertices are joined by a path, and quasi-transitive if its automorphism group (bijections of vertices and of bonds respecting endpoints) has finitely many orbits on VVV. Examples include Zd\mathbb Z^dZd and every Cayley graph of a finitely generated group.

For p∈[0,1]p\in[0,1]p∈[0,1], let Pp\mathbb P_pPp​ be the law of a random set ω⊆E\omega\subseteq Eω⊆E containing each bond independently with probability ppp. The cluster Cx(ω)C_x(\omega)Cx​(ω) of xxx is the set of vertices joined to xxx by a finite path of bonds in ω\omegaω (including xxx). Define

pc(G)=inf⁡{p∈[0,1]: Pp(∃x, ∣Cx∣=∞)>0}.p_c(G)=\inf\{p\in[0,1]:\ \mathbb P_p(\exists x,\ |C_x|=\infty)>0\}.pc​(G)=inf{p∈[0,1]: Pp​(∃x, ∣Cx​∣=∞)>0}.

Formalization targets

Goal: Theorem 1.1

For every infinite, connected, locally finite, quasi-transitive graph GGG,

pc(G)<1 ⟹ Ppc(G)(∃x∈V: ∣Cx∣=∞)=0.p_c(G)<1\ \Longrightarrow\ \mathbb P_{p_c(G)}\bigl(\exists x\in V:\ |C_x|=\infty\bigr)=0.pc​(G)<1 ⟹ Ppc​(G)​(∃x∈V: ∣Cx​∣=∞)=0.

The hypothesis pc<1p_c<1pc​<1 is necessary, since at p=1p=1p=1 every infinite connected graph percolates. The Lean statement OAI.CriticalPercolation.BondGraph.no_percolation_at_criticality is open on the platform.

Significance

Theorem 1.1 resolves the Benjamini–Schramm criticality conjecture for Bernoulli bond percolation, and in particular gives θ(pc)=0\theta(p_c)=0θ(pc​)=0 on Zd\mathbb Z^dZd for every d≥2d\ge2d≥2 (Corollary 10.1, p. 39), including the long-open case d=3d=3d=3. With Hutchcroft's exponential-growth theorem, the remaining work is the subexponential case, divided into superpolynomial growth and growth bounded by a polynomial along a sequence of scales. As a consequence the percolation probability is continuous at pcp_cpc​ on every such graph.

The result is proved in an OpenAI preprint that has not been peer reviewed. No machine-checked proof of the general quasi-transitive statement exists; the reported Lean formalization concerns only nearest-neighbour Zd\mathbb Z^dZd. A formal proof would also certify the structural input (Tessera–Tointon's finitary structure theorem) as used here.

Difficulty

The obvious strategy, renormalization from large finite boxes, needs a gluing inequality to connect independently found large clusters, and it needs coordinates: on a general quasi-transitive graph there is no lattice to place boxes in. Planar duality is unavailable, the lace expansion needs high dimension, and Hutchcroft's argument uses exponential growth essentially. In the superpolynomial case one must rule out two large distinct clusters adjacent across an edge; in the polynomial case one needs nilpotent-group coordinates (Gromov, Trofimov, Tessera–Tointon) and a two-direction corridor exploration in which conditional failure probabilities stay uniformly small. Neither uniqueness of the infinite cluster nor independence across coarse blocks can be assumed.

Formalization scope

  • BondGraph V E stores ends : E → Sym2 V; loops and parallel bonds are allowed. LocallyFinite counts bonds at each vertex. Clusters use SimpleGraph.fromEdgeSet of the open bonds, so loops are discarded and parallel bonds collapse; reachability includes the zero-length path.
  • Aut consists of a vertex bijection and a bond bijection that commute with ends; QuasiTransitive says some finite set of vertices meets every orbit.
  • law p is ProbabilityTheory.setBernoulli Set.univ p on Set E: each bond retained independently with probability p : unitInterval.
  • criticalProbability is sInf in unitInterval of {p:Pp(percolates)>0}\{p:\mathbb P_p(\text{percolates})>0\}{p:Pp​(percolates)>0}; if the set were empty this would be 111, which hpc excludes.
  • percolates is the event that some cluster is infinite; the conclusion says it has measure 000 at pcp_cpc​.

A complete development needs Bernoulli product measures, Harris–FKG and conditional correlation inequalities, Hutchcroft's exponential-growth theorem, volume-growth theory of quasi-transitive graphs, and the Gromov–Trofimov–Tessera–Tointon structure theory. Each of these is reusable well beyond this mission. Contributions formalizing Proposition 3.1 (two-cluster bound), Theorem 6.1 (joint gluing), Theorem 7.1 (criticality with a nilpotent quotient action) or Proposition 9.3 (subcritical exploration), or the cited Theorem 2.2 (Hutchcroft), are welcome.

Selected references

  • OpenAI, No percolation at criticality on quasi-transitive graphs, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/No-percolation-at-criticality-on-quasi-transitive-graphs-September-24-2026/paper.pdf
  • I. Benjamini, O. Schramm, Percolation beyond Zd\mathbb Z^dZd, many questions and a few answers, Electron. Commun. Probab., 1996. https://doi.org/10.1214/ECP.v1-978
  • I. Benjamini, R. Lyons, Y. Peres, O. Schramm, Critical percolation on any nonamenable group has no infinite clusters, Ann. Probab., 1999. https://doi.org/10.1214/aop/1022677450
  • T. Hutchcroft, Critical percolation on any quasi-transitive graph of exponential growth has no infinite clusters, C. R. Math., 2016. https://doi.org/10.1016/j.crma.2016.07.013
  • J. Hermon, T. Hutchcroft, No percolation at criticality on certain groups of intermediate growth, IMRN, 2021. https://doi.org/10.1093/imrn/rnz265
  • R. Tessera, M. C. H. Tointon, A finitary structure theorem for vertex-transitive graphs of polynomial growth, Combinatorica, 2021. https://doi.org/10.1007/s00493-020-4295-6
  • G. Kozma, S. Nitzan, A reduction of the θ(p_c)=0 problem to a conjectured inequality, preprint, 2024. https://arxiv.org/abs/2401.12397
  • T. Hara, G. Slade, Mean-field critical behaviour for percolation in high dimensions, Comm. Math. Phys., 1990. https://doi.org/10.1007/BF02108785
  • H. Kesten, The critical probability of bond percolation on the square lattice equals 1/2, Comm. Math. Phys., 1980. https://doi.org/10.1007/BF01197577
  • Á. Timár, Percolation on nonunimodular transitive graphs, Ann. Probab., 2006. https://doi.org/10.1214/009117906000000494
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Brownian continuum random tree limits of finite Fortuin–Kasteleyn maps above fourResearch Paper

Motivation

Random planar maps are graphs embedded in the sphere, chosen at random; they are the discrete models of two-dimensional quantum gravity. Decorating a map with a Fortuin–Kasteleyn (FK) random-cluster configuration with parameter qqq couples the geometry of the map to a statistical-mechanics model (percolation, Ising, Potts), and the coupling changes the large-scale shape of the map. For 0<q<40<q<40<q<4 the maps are expected to converge to Liouville quantum gravity surfaces; for q>4q>4q>4 the cluster weight is so strong that the map is predicted to become tree-like at large scales. This mission concerns that tree-like regime.

Timeline

  • 1963. Tutte decomposes planar maps into nonseparable blocks (doi:10.4153/CJM-1963-029-x).
  • 1967. Mullin enumerates tree-rooted maps (doi:10.4153/CJM-1967-010-x).
  • 1972. Fortuin and Kasteleyn introduce the random-cluster model (doi:10.1016/0031-8914(72)90045-6).
  • 1993. Aldous introduces the Brownian continuum random tree (CRT) as the limit of finite-variance conditioned Galton–Watson trees (doi:10.1214/aop/1176989404).
  • 2007–2008. Bernardi gives bijective encodings of tree-rooted maps and connects them to the Tutte polynomial (doi:10.37236/928).
  • 2016. Sheffield's inventory-accumulation (hamburger–cheeseburger) bijection encodes FK-decorated maps and identifies the transition at q=4q=4q=4; his appendix predicts a CRT limit for q>4q>4q>4 (doi:10.1214/15-AOP1061). Panagiotou, Stufler and Weller prove CRT limits for subcritical graph classes (doi:10.1214/15-AOP1048).
  • 2026. Feng proves an infinite-volume counterpart: an infinite FK map with q>4q>4q>4 converges to an infinite CRT in the local Gromov–Hausdorff–Prokhorov topology (doi:10.1007/s00440-025-01424-2); Stufler proves degree-measure CRT limits for maps whose block weights depend only on block size (arXiv:2608.21063).

The source of this mission, an OpenAI preprint dated September 24, 2026, proves the finite-volume CRT prediction for every q>4q>4q>4.

Setting

A rooted planar map is a connected graph embedded in the oriented sphere, up to orientation-preserving homeomorphism, with a distinguished dart (oriented edge); loops and multiple edges are allowed. For an edge subset A⊆E(M)A\subseteq E(M)A⊆E(M), kM(A)k_M(A)kM​(A) is the number of connected components of (V(M),A)(V(M),A)(V(M),A), isolated vertices included. For q>4q>4q>4 and n≥1n\ge1n≥1, sample (Mn,An)(M_n,A_n)(Mn​,An​) with ∣E(Mn)∣=n|E(M_n)|=n∣E(Mn​)∣=n according to

P((Mn,An)=(M,A))=1Zn,q q kM(A)+(∣A∣−∣V(M)∣)/2.\mathbb P\bigl((M_n,A_n)=(M,A)\bigr)=\frac{1}{Z_{n,q}}\,q^{\,k_M(A)+(|A|-|V(M)|)/2}.P((Mn​,An​)=(M,A))=Zn,q​1​qkM​(A)+(∣A∣−∣V(M)∣)/2.

Let dnd_ndn​ be graph distance on V(Mn)V(M_n)V(Mn​) using all edges and μn({v})=deg⁡(v)/(2n)\mu_n(\{v\})=\deg(v)/(2n)μn​({v})=deg(v)/(2n).

For a standard normalized Brownian excursion eee on [0,1][0,1][0,1], de(s,t)=e(s)+e(t)−2min⁡[s∧t, s∨t]ed_e(s,t)=e(s)+e(t)-2\min_{[s\wedge t,\,s\vee t]}ede​(s,t)=e(s)+e(t)−2min[s∧t,s∨t]​e; the quotient by de=0d_e=0de​=0 with the pushforward μe\mu_eμe​ of Lebesgue measure is the Brownian CRT (Te,de,μe)(\mathcal T_e,d_e,\mu_e)(Te​,de​,μe​).

The Gromov–Hausdorff–Prokhorov (GHP) distance between compact metric probability spaces is the infimum, over isometric embeddings into a common space, of the maximum of the Hausdorff distance of the images and the Lévy–Prokhorov distance of the pushed-forward measures.

Formalization targets

Goal: Theorem 1.1

∀q>4 ∃c(q)∈(0,∞):(V(Mn), c(q) n−1/2dn, μn) ⟹ (Te,de,μe)\forall q>4\ \exists c(q)\in(0,\infty):\qquad \bigl(V(M_n),\ c(q)\,n^{-1/2}d_n,\ \mu_n\bigr)\ \Longrightarrow\ (\mathcal T_e,d_e,\mu_e)∀q>4 ∃c(q)∈(0,∞):(V(Mn​), c(q)n−1/2dn​, μn​) ⟹ (Te​,de​,μe​)

in distribution for the GHP topology, as n→∞n\to\inftyn→∞ through all positive integers. The Lean statement OAI.FKCRT.finite_fk_maps_converge_to_brownian_crt is open on the platform.

Significance

The theorem establishes the tree side of the geometric phase transition of FK planar maps at q=4q=4q=4 in the natural finite-volume setting: the law is conditioned on the total size, the metric uses every edge, and the measure is the degree measure. Feng's infinite-volume result does not imply it, and a limit of an unconditioned encoding walk gives neither conditioning nor metric control. Together with companion results for 0<q≤40<q\le40<q≤4, it completes the picture surface versus tree.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. A formal proof would also build reusable infrastructure: combinatorial maps as rotation systems, the GHP topology, and the Brownian CRT, none of which is in Mathlib.

Difficulty

The FK weight of a nonseparable block depends on its shape, not only on its size, so the block-weighted map results with uniform blocks do not apply, and exponential moments of block sizes are not available. The proof must show that the block tree is a critical Galton–Watson tree with finite offspring variance, and that graph distance along every ancestral path is asymptotically a constant times the depth, uniformly over all paths, using only a second moment.

Formalization scope

  • A map with n+1n+1n+1 edges is a pair of permutations of Fin (2*(n+1)) (edge involution without fixed points, vertex rotation), connected, with ∣V∣+∣F∣=n+3|V|+|F|=n+3∣V∣+∣F∣=n+3 (genus zero), modulo isomorphisms fixing dart 0. The Lean index nnn corresponds to n+1n+1n+1 edges, and the scale is c/n+1c/\sqrt{n+1}c/n+1​.
  • The FK law sums over all Finsets of edge orbits; clusterCount counts components including isolated vertices; loops are omitted from adjacency only.
  • MetricMeasureData packages a carrier, a distance and a measure; Valid means a compact metric probability space with Borel σ-algebra. ghpEDist is the infimum over pseudometrics on the disjoint union extending both distances.
  • Convergence in distribution is expressed by expectations of bounded tests F continuous for ghpEDist at valid objects.
  • The normalized excursion is realized as ∣B(t)−tB(1)∣\lvert B(t)-tB(1)\rvert∣B(t)−tB(1)∣ for a three-dimensional Brownian motion BBB, and the statement holds for every such realization. The limit expectation is a Bochner integral, so measurability of the integrand is part of what must be proved.

A complete development needs Sheffield's inventory bijection or an equivalent finite word identity, Tutte's block decomposition, conditioned Galton–Watson tree limits with finite variance (Aldous; Broutin–Marckert), and GHP comparison lemmas. Contributions formalizing Proposition 2.2 (finite word identity), Proposition 4.3 (exact finite representation), Theorem 5.5 (uniform marked path sums) and Lemma 6.3 (metric and mass comparison) are welcome.

Selected references

  • OpenAI, Brownian continuum random tree limits of finite Fortuin–Kasteleyn maps above four, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Brownian-continuum-random-tree-limits-of-finite-Fortuin-Kasteleyn-maps-above-four-September-24-2026/main.pdf
  • S. Sheffield, Quantum gravity and inventory accumulation, Ann. Probab., 2016. https://doi.org/10.1214/15-AOP1061
  • Y. Feng, Triviality of critical Fortuin–Kasteleyn decorated planar maps for q>4q>4q>4, Probab. Theory Related Fields, 2026. https://doi.org/10.1007/s00440-025-01424-2
  • D. Aldous, The continuum random tree III, Ann. Probab., 1993. https://doi.org/10.1214/aop/1176989404
  • C. M. Fortuin, P. W. Kasteleyn, On the random-cluster model I, Physica, 1972. https://doi.org/10.1016/0031-8914(72)90045-6
  • W. T. Tutte, A census of planar maps, Canad. J. Math., 1963. https://doi.org/10.4153/CJM-1963-029-x
  • N. Broutin, J.-F. Marckert, Asymptotics of trees with a prescribed degree sequence and applications, Random Structures Algorithms, 2014. https://doi.org/10.1002/rsa.20463
  • K. Panagiotou, B. Stufler, K. Weller, Scaling limits of random graphs from subcritical classes, Ann. Probab., 2016. https://doi.org/10.1214/15-AOP1048
  • B. Stufler, Non-bijective scaling limits and phase transitions of planar maps, preprint, 2026. https://arxiv.org/abs/2608.21063
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Universal Tensor Squares for Symmetric GroupsResearch Paper

Motivation: tensor squares that contain everything

The irreducible complex representations of the symmetric group SnS_nSn​ are indexed by partitions λ⊢n\lambda\vdash nλ⊢n and written SλS^\lambdaSλ (Specht modules). Decomposing a tensor product Sλ⊗SμS^\lambda\otimes S^\muSλ⊗Sμ (with the diagonal action) into irreducibles is governed by the Kronecker coefficients

g(λ,μ,ν)=dim⁡Hom⁡Sn ⁣(Sν, Sλ⊗Sμ),g(\lambda,\mu,\nu)=\dim\operatorname{Hom}_{S_n}\!\big(S^\nu,\,S^\lambda\otimes S^\mu\big),g(λ,μ,ν)=dimHomSn​​(Sν,Sλ⊗Sμ),

which have no known positive combinatorial formula and are a central open topic in algebraic combinatorics and geometric complexity theory. A basic test of how far tensor products spread is the tensor square conjecture: in every degree (with a few exceptions) some single irreducible representation has a tensor square containing every irreducible representation.

Timeline

  • 2012 — Saxl proposes (UCLA Combinatorics Seminar, 20 March 2012) that the staircase ρm=(m,m−1,…,1)\rho_m=(m,m-1,\dots,1)ρm​=(m,m−1,…,1) at triangular degree n=m(m+1)/2n=m(m+1)/2n=m(m+1)/2 has this property; recorded by Pak, Panova and Vallejo.
  • 2013 — Heide, Saxl, Tiep and Zalesski conjecture an analogous covering property for alternating simple groups (HSTZ 2013, Rem. 1.3(3)).
  • 2013/2016 — Pak, Panova and Vallejo state the tensor square conjecture for n≥3n\ge3n≥3, n≠4,9n\ne4,9n=4,9, and the Saxl conjecture, and give a character-nonvanishing criterion (PPV 2016, Conj. 1.1–1.2, Lemma 1.3).
  • 2015 — Ikenmeyer proves the staircase assertion for all ν\nuν comparable with the staircase in dominance order (Ikenmeyer 2015, Thm 2.1).
  • 2017 — Luo and Sellke: staircase squares contain almost all partitions, and fourth powers cover everything in large degree (Luo–Sellke 2017).
  • 2018 — Bessenrodt: all double-hook constituents (Bessenrodt 2018, Thm 4.10).
  • 2021 — Li: the triple-hook case, and a conjectured family for nontriangular degrees (Li 2021).
  • 2023 — Harman and Ryba: staircase tensor cubes contain everything (Harman–Ryba 2023, Thm 1.1).
  • 2026 — An OpenAI preprint, Universal Tensor Squares for Symmetric Groups (OpenAI Math Release, September 24, 2026), claims the tensor square conjecture for every n∉{2,4,9}n\notin\{2,4,9\}n∈/{2,4,9}, building on a companion preprint that proves Saxl's conjecture in a cyclic form. Neither preprint is peer reviewed and the main theorem is not formally verified; its proof uses exact computer calculations for degrees up to 646464.

Setting

For a Young diagram λ\lambdaλ with nnn cells, fix a bijection ttt between {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1} and the cells (a tableau). The Lean development realizes SλS^\lambdaSλ inside the space of functions on words Fin n→Fin d\mathrm{Fin}\,n\to\mathrm{Fin}\,dFinn→Find (ddd = number of rows), with SnS_nSn​ acting by permuting letters: the polytabloid ete_tet​ is the signed sum, over the column group of ttt, of the permuted indicator of the row word of ttt, and Specht t is the C\mathbb CC-span of the SnS_nSn​-orbit of ete_tet​. The Kronecker coefficient kronecker a b t is finrank of the space of SnS_nSn​-intertwining maps from spechtRep t to the tensor product spechtRep a ⊗ spechtRep b. canonicalTableau λ is a fixed tableau of shape λ\lambdaλ.

Formalization targets

Goal: a universal tensor square in every degree n∉{2,4,9}n\notin\{2,4,9\}n∈/{2,4,9}

For every positive integer nnn with n≠2,4,9n\ne2,4,9n=2,4,9 there is a partition λ⊢n\lambda\vdash nλ⊢n such that

g(λ,λ,ν)>0for every ν⊢n,g(\lambda,\lambda,\nu)>0\qquad\text{for every }\nu\vdash n ,g(λ,λ,ν)>0for every ν⊢n,

so the tensor square Sλ⊗SλS^\lambda\otimes S^\lambdaSλ⊗Sλ contains every irreducible representation of SnS_nSn​. The Lean statement asserts, for one Young diagram λ\lambdaλ with nnn cells: positivity of kronecker for every target diagram ν\nuν with nnn cells; irreducibility of spechtRep for λ\lambdaλ; and that every finite-dimensional irreducible complex representation of SnS_nSn​ admits an injective intertwining map into Sλ⊗SλS^\lambda\otimes S^\lambdaSλ⊗Sλ. This is Theorem 1.1 of the source together with its "thus" sentence. The goal is published on the platform with status Open.

Significance

The result itself. The theorem settles the tensor square conjecture of Pak, Panova and Vallejo, including all nontriangular degrees. Since the sign representation occurs, the chosen λ\lambdaλ must be self-conjugate. Via Letellier's results it also gives tensor squares of unipotent characters of GLn(Fq)\mathrm{GL}_n(\mathbb F_q)GLn​(Fq​) that contain every unipotent character (Corollary 1.2 of the source). The companion cyclic Saxl theorem is used as input at staircase degrees.

Formalizing it. The proof combines representation-theoretic constructions with exact finite computations (Murnaghan–Nakayama recursion for all eligible n≤64n\le64n≤64, and capacity calculations), which the source certifies by included programs. A formal proof would replace these with checked computation and would require building Specht modules, Kronecker coefficients and branching rules in Lean, infrastructure Mathlib currently lacks.

Difficulty

Knowing that a smaller staircase square contains every constituent does not transfer to an enlarged diagram: constituents must survive a map from the actual enlarged tensor square, and the attached cells introduce alternating terms that can cancel. Almost-all or higher-power results (Luo–Sellke, Harman–Ryba) do not give a universal square. Small degrees cannot be handled by asymptotic estimates and require exact Kronecker computations, and n=2,4,9n=2,4,9n=2,4,9 are genuine exceptions.

Formalization scope

  • Partitions are Mathlib YoungDiagrams with card = n; the representation space is (Fin n → Fin d) → ℂ, and Specht t is the cyclic span of one polytabloid. kronecker is Module.finrank ℂ of Representation.IntertwiningMap, so it is the genuine multiplicity of SνS^\nuSν in the tensor square.
  • The third conjunct quantifies over all finite-dimensional complex irreducible representations in a fixed universe; proving it requires that every irreducible of SnS_nSn​ is isomorphic to some Specht module. The second conjunct (irreducibility of SλS^\lambdaSλ) is a standard fact the source uses implicitly.
  • n>0n>0n>0 and n≠2,4,9n\ne2,4,9n=2,4,9 match the source; n=1n=1n=1 is trivial.
  • Needed infrastructure: Specht module theory (irreducibility, completeness), characters and Murnaghan–Nakayama, Littlewood–Richardson branching, verified computation for n≤64n\le 64n≤64. The Specht and Kronecker layer is shared with the companion Saxl mission.

Selected references

  • I. Pak, G. Panova and E. Vallejo, Kronecker products, characters, partitions, and the tensor square conjectures, Adv. Math. 288 (2016), 702–731. https://doi.org/10.1016/j.aim.2015.11.002
  • G. Heide, J. Saxl, P. H. Tiep and A. E. Zalesski, Conjugacy action, induced representations and the Steinberg square for simple groups of Lie type, Proc. London Math. Soc. 106 (2013), 908–930. https://doi.org/10.1112/plms/pds062
  • C. Ikenmeyer, The Saxl conjecture and the dominance order, Discrete Math. 338 (2015), 1970–1975. https://doi.org/10.1016/j.disc.2015.04.027
  • S. Luo and M. Sellke, The Saxl conjecture for fourth powers via the semigroup property, J. Algebraic Combin. 45 (2017), 33–80. https://arxiv.org/abs/1511.02387v2
  • C. Bessenrodt, Critical classes, Kronecker products of spin characters, and the Saxl conjecture, Algebr. Comb. 1 (2018), 353–369. https://doi.org/10.5802/alco.18
  • X. Li, Saxl Conjecture for triple hooks, Discrete Math. 344 (2021), 112340. https://doi.org/10.1016/j.disc.2021.112340
  • N. Harman and C. Ryba, A tensor-cube version of the Saxl conjecture, Algebr. Comb. 6 (2023), 507–511. https://doi.org/10.5802/alco.267
  • E. Letellier, Tensor products of unipotent characters of general linear groups over finite fields, Transform. Groups 18 (2013), 233–262. https://doi.org/10.1007/s00031-013-9211-3
  • OpenAI, A Cyclic Polytabloid Proof of Saxl's Conjecture, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Cyclic-Polytabloid-Proof-of-Saxls-Conjecture-September-24-2026/paper.pdf
  • OpenAI, Universal Tensor Squares for Symmetric Groups, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Universal-Tensor-Squares-for-Symmetric-Groups-September-24-2026/main.pdf
2 thms1 active userReviewed
AlgebraRepresentation Theory·Captain: wurtle

A counterexample to Tachikawa's second conjectureResearch Paper

Motivation

Let AAA be a finite-dimensional algebra over a field. A finite-dimensional module MMM is self-orthogonal if Ext⁡Ai(M,M)=0\operatorname{Ext}^i_A(M,M)=0ExtAi​(M,M)=0 for every i>0i>0i>0. Tachikawa's second conjecture asserts that over a self-injective algebra every self-orthogonal module is projective. It belongs to the cluster of homological conjectures around quasi-Frobenius algebras and dominant dimension recorded in Tachikawa's 1973 monograph, alongside the Nakayama, generalized Nakayama and Auslander–Reiten conjectures. Since Ext⁡Ai(M,A)=0\operatorname{Ext}^i_A(M,A)=0ExtAi​(M,A)=0 automatically when AAA is self-injective, it is exactly the self-injective case of the Auslander–Reiten conjecture. Enomoto and Marczinzik showed that Tachikawa's second conjecture for two-fold trivial extensions implies the Auslander–Reiten conjecture, so the two were expected to stand or fall together.

This mission formalizes the main theorem of an OpenAI preprint dated September 23, 2026 (source), which claims a counterexample over a symmetric algebra. The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open (stated, not yet proved).

Background

  • 1975 — Auslander and Reiten formulate the conjecture in their work on the generalized Nakayama conjecture (Proc. AMS 1975).
  • 1993 — Auslander, Ding and Solberg prove it for complete local complete intersections (J. Algebra 1993).
  • 1994–1995 — Schulz constructs a nonprojective module without self-extensions over a ring outside the Artin-algebra setting (Arch. Math. 1994) and quantum-exterior-algebra modules with eventually vanishing self-extensions (J. Aust. Math. Soc. 1995).
  • 2004 — Huneke and Leuschke prove the conjecture for excellent Cohen–Macaulay normal domains containing Q\mathbb QQ (J. Algebra 2004); Huneke, Şega and Vraciu treat commutative Artinian local rings with radical cube zero (Illinois J. Math. 2004).
  • 2008 — Luo and Huang record the Gorenstein-projective variant (J. Algebra 2008).
  • 2010 — Christensen and Holm show that rings satisfying Auslander's condition satisfy the conjecture (Math. Z. 2010).
  • 2017–2022 — Erdmann's analysis of weakly symmetric algebras with J3=0J^3=0J3=0 (J. Aust. Math. Soc. 2017); Ringel and Zhang on short local algebras (J. LMS 2022).
  • 2026 — Zhang and Zhou prove the conjecture for split algebras with radical cube zero (arXiv:2609.08679) and for Igusa–Todorov algebras (arXiv:2609.14453); Xia for quantum complete intersections (arXiv:2609.24007); Enomoto shows that Tachikawa's second conjecture for two-fold trivial extensions implies the Auslander–Reiten conjecture (arXiv:2609.19172).
  • September 2026 — Two OpenAI preprints claim counterexamples: an explicit eight-simple Gorenstein-projective example (source) and a symmetric-algebra counterexample to Tachikawa's second conjecture (source).

Setting

Let k=F2(q,H1,H2)k=\mathbb F_2(q,H_1,H_2)k=F2​(q,H1​,H2​) be the rational function field in three algebraically independent variables. Write D=Hom⁡k(−,k)D=\operatorname{Hom}_k(-,k)D=Homk​(−,k). A finite-dimensional kkk-algebra AAA is symmetric if A≅DAA\cong DAA≅DA as AAA-bimodules, where (a⋅f⋅b)(c)=f(bca)(a\cdot f\cdot b)(c)=f(bca)(a⋅f⋅b)(c)=f(bca); equivalently there is a kkk-linear isomorphism e:A→DAe:A\to DAe:A→DA with e(ab)(c)=e(b)(ca)=e(a)(bc)e(ab)(c)=e(b)(ca)=e(a)(bc)e(ab)(c)=e(b)(ca)=e(a)(bc). Symmetric algebras are self-injective. For a finite-dimensional left AAA-module MMM, Ext⁡Ai(M,M)\operatorname{Ext}^i_A(M,M)ExtAi​(M,M) is computed in the category of left AAA-modules.

Formalization targets

Goal: Theorem 1.1 (p. 1)

There exist a finite-dimensional associative unital symmetric kkk-algebra AAA and a finite-dimensional unital left AAA-module MMM such that MMM is not projective and

Ext⁡Ai(M,M)=0for every integer i>0.\operatorname{Ext}^i_A(M,M)=0\qquad\text{for every integer }i>0.ExtAi​(M,M)=0for every integer i>0.

In particular Tachikawa's second conjecture is false, and since AAA is self-injective the same pair is a symmetric counterexample to the Auslander–Reiten conjecture.

Significance

The result itself. The theorem disproves Tachikawa's second conjecture in the strongest natural class (symmetric algebras). Through an associated endomorphism algebra, the preprint further claims counterexamples to the classical, generalized and strong Nakayama conjectures, the Auslander–Gorenstein conjecture and the Wakamatsu tilting conjecture, persisting under every field extension (Corollary 1.2, p. 4), together with consequences for finitistic dimensions (Corollary 1.3, p. 5). Those corollaries are not part of this mission's goal. A companion preprint gives an explicit eight-simple triangular counterexample to the Auslander–Reiten conjecture.

Formalizing it. The statement uses only notions already in Mathlib (finite-dimensional algebras, projective modules, Abelian.Ext in ModuleCat), so it is a clean target. The proof needs trivial extensions Λ⋉DΛ\Lambda\ltimes D\LambdaΛ⋉DΛ, totally acyclic complexes, stable categories of symmetric algebras, Koszul computations of Ext⁡\operatorname{Ext}Ext-algebras, and Hochschild bar complexes; these are reusable throughout representation theory.

Difficulty

Known non-examples come close but fail: Schulz's quantum exterior modules have vanishing higher self-extensions but nonzero Ext⁡1\operatorname{Ext}^1Ext1; Böhmler and Marczinzik have a commutative self-injective example with only Ext⁡1=Ext⁡2=0\operatorname{Ext}^1=\operatorname{Ext}^2=0Ext1=Ext2=0. Vanishing in every positive degree requires controlling an infinite resolution. In the preprint, the passage to a symmetric algebra also requires vanishing of the negative part of a complete self-extension complex (condition (1.1), p. 2), which is what the transfer through the trivial extension A=Λ⋉DΛA=\Lambda\ltimes D\LambdaA=Λ⋉DΛ, M=A⊗ΛZM=A\otimes_\Lambda ZM=A⊗Λ​Z (Proposition 3.2, p. 12) consumes. Producing it needs two twists H1,H2H_1,H_2H1​,H2​ acting by distinct scalars on every nonzero homogeneous self-map space, and genuine bimodule lifts of stable maps (Proposition 6.1, p. 21).

Formalization scope

  • The field is FractionRing (MvPolynomial (Fin 3) (ZMod 2)), i.e. F2(q,H1,H2)\mathbb F_2(q,H_1,H_2)F2​(q,H1​,H2​) with independent variables.
  • SymmetricOver k A asks for a kkk-linear equivalence e : A ≃ₗ[k] Module.Dual k A with e (a*b) c = e b (c*a) and e (a*b) c = e a (b*c), i.e. a bimodule isomorphism A≅DAA\cong DAA≅DA.
  • Counterexample asserts existence of A : Type with Ring and Algebra k structures, Module.Finite k A, symmetric; and M with compatible Module A, Module k (IsScalarTower), Module.Finite k M, ¬ Module.Projective A M, and Subsingleton (Abelian.Ext (ModuleCat.of A M) (ModuleCat.of A M) n) for all n > 0.
  • The nonprojectivity clause rules out M=0M=0M=0 and semisimple AAA, so the statement is not trivially satisfiable.

Selected references

  • OpenAI, A counterexample to Tachikawa's second conjecture, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-counterexample-to-Tachikawas-second-conjecture-September-23-2026/paper.pdf
  • OpenAI, An explicit counterexample to the Auslander–Reiten conjecture, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/An-explicit-counterexample-to-the-Auslander-Reiten-conjecture-September-23-2026/paper.pdf
  • H. Tachikawa, Quasi-Frobenius Rings and Generalizations, Lecture Notes in Mathematics 351, Springer, 1973.
  • K. Diveris, M. Purin, Vanishing of self-extensions over symmetric algebras, J. Pure Appl. Algebra (2014). https://doi.org/10.1016/j.jpaa.2013.10.012
  • K. Erdmann, Ext-finite modules for weakly symmetric algebras with radical cube zero, J. Aust. Math. Soc. (2017). https://doi.org/10.1017/S1446788716000331
  • M. Auslander, I. Reiten, On a generalized version of the Nakayama conjecture, Proc. Amer. Math. Soc. 52 (1975). https://doi.org/10.1090/S0002-9939-1975-0389977-6
  • M. Auslander, S. Ding, Ø. Solberg, Liftings and weak liftings of modules, J. Algebra (1993). https://doi.org/10.1006/jabr.1993.1076
  • C. Huneke, G. J. Leuschke, On a conjecture of Auslander and Reiten, J. Algebra (2004). https://doi.org/10.1016/j.jalgebra.2003.07.018
  • L. W. Christensen, H. Holm, Algebras that satisfy Auslander's condition on vanishing of cohomology, Math. Z. (2010). https://doi.org/10.1007/s00209-009-0500-4
  • R. Luo, Z. Huang, When are torsionless modules projective?, J. Algebra (2008). https://doi.org/10.1016/j.jalgebra.2008.04.027
  • R. Schulz, A non-projective module without self-extensions, Arch. Math. (1994). https://doi.org/10.1007/BF01193735
  • H. Enomoto, Tachikawa's second conjecture implies the Auslander–Reiten conjecture, arXiv:2609.19172 (2026). https://arxiv.org/abs/2609.19172v1
  • X. Zhang, P. Zhou, The Auslander–Reiten conjecture for algebras with radical cube zero, arXiv:2609.08679 (2026). https://arxiv.org/abs/2609.08679v1
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AlgebraRepresentation Theory·Captain: wurtle

An explicit counterexample to the Auslander-Reiten conjectureResearch Paper

Motivation

In the representation theory of finite-dimensional algebras, vanishing of Ext⁡\operatorname{Ext}Ext groups is the standard way of detecting projectivity homologically. The Auslander–Reiten conjecture (1975) asserts that a finitely generated module MMM over an Artin algebra RRR is projective as soon as

Ext⁡Ri(M,M⊕R)=0for every i>0.\operatorname{Ext}^i_R(M,M\oplus R)=0\qquad\text{for every }i>0.ExtRi​(M,M⊕R)=0for every i>0.

It arose from Auslander and Reiten's work on the generalized Nakayama conjecture and sits in a web of homological conjectures (Nakayama, Tachikawa, Gorenstein-projective, Auslander–Gorenstein) that were long expected to hold. A module is Gorenstein-projective if it is a cokernel in a doubly infinite exact complex of finitely generated projectives that stays exact under Hom⁡R(−,R)\operatorname{Hom}_R(-,R)HomR​(−,R); the Gorenstein-projective conjecture is the restriction of the Auslander–Reiten conjecture to such modules.

This mission formalizes the main theorem of an OpenAI preprint dated September 23, 2026 (source), which claims an explicit counterexample to both conjectures. The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open (stated, not yet proved).

Background

  • 1975 — Auslander and Reiten formulate the conjecture in their work on the generalized Nakayama conjecture (Proc. AMS 1975).
  • 1993 — Auslander, Ding and Solberg prove it for complete local complete intersections (J. Algebra 1993).
  • 1994–1995 — Schulz constructs a nonprojective module without self-extensions over a ring outside the Artin-algebra setting (Arch. Math. 1994) and quantum-exterior-algebra modules with eventually vanishing self-extensions (J. Aust. Math. Soc. 1995).
  • 2004 — Huneke and Leuschke prove the conjecture for excellent Cohen–Macaulay normal domains containing Q\mathbb QQ (J. Algebra 2004); Huneke, Şega and Vraciu treat commutative Artinian local rings with radical cube zero (Illinois J. Math. 2004).
  • 2008 — Luo and Huang record the Gorenstein-projective variant (J. Algebra 2008).
  • 2010 — Christensen and Holm show that rings satisfying Auslander's condition satisfy the conjecture (Math. Z. 2010).
  • 2017–2022 — Erdmann's analysis of weakly symmetric algebras with J3=0J^3=0J3=0 (J. Aust. Math. Soc. 2017); Ringel and Zhang on short local algebras (J. LMS 2022).
  • 2026 — Zhang and Zhou prove the conjecture for split algebras with radical cube zero (arXiv:2609.08679) and for Igusa–Todorov algebras (arXiv:2609.14453); Xia for quantum complete intersections (arXiv:2609.24007); Enomoto shows that Tachikawa's second conjecture for two-fold trivial extensions implies the Auslander–Reiten conjecture (arXiv:2609.19172).
  • September 2026 — Two OpenAI preprints claim counterexamples: an explicit eight-simple Gorenstein-projective example (source) and a symmetric-algebra counterexample to Tachikawa's second conjecture (source).

Setting

Let k=F2(q,H1,H2)k=\mathbb F_2(q,H_1,H_2)k=F2​(q,H1​,H2​) be the field of rational functions in three algebraically independent variables over F2\mathbb F_2F2​. A finite-dimensional kkk-algebra Λ\LambdaΛ is an Artin algebra. For a left Λ\LambdaΛ-module ZZZ, Ext⁡Λi(Z,−)\operatorname{Ext}^i_\Lambda(Z,-)ExtΛi​(Z,−) is computed in the abelian category of left Λ\LambdaΛ-modules. rad⁡Λ\operatorname{rad}\LambdaradΛ denotes the Jacobson radical. ZZZ is Gorenstein-projective when Z≅coker⁡(P1→P0)Z\cong\operatorname{coker}(P_1\to P_0)Z≅coker(P1​→P0​) for an exact complex (Pi)i∈Z(P_i)_{i\in\mathbb Z}(Pi​)i∈Z​ of finitely generated projective modules such that every map Pi→QP_i\to QPi​→Q into a projective QQQ that vanishes on the image of Pi+1P_{i+1}Pi+1​ factors through Pi→Pi−1P_i\to P_{i-1}Pi​→Pi−1​. For a field extension K/kK/kK/k, write ΛK=K⊗kΛ\Lambda_K=K\otimes_k\LambdaΛK​=K⊗k​Λ and ZK=K⊗kZZ_K=K\otimes_kZZK​=K⊗k​Z.

Formalization targets

Goal: Theorem 1.1 (p. 2)

There exist a finite-dimensional kkk-algebra Λ\LambdaΛ and a finite-dimensional nonprojective left Λ\LambdaΛ-module ZZZ such that

Ext⁡Λi(Z,Z)=0=Ext⁡Λi(Z,Λ)(i≥1),\operatorname{Ext}^i_\Lambda(Z,Z)=0=\operatorname{Ext}^i_\Lambda(Z,\Lambda)\qquad(i\ge1),ExtΛi​(Z,Z)=0=ExtΛi​(Z,Λ)(i≥1),

ZZZ is Gorenstein-projective, Λ/rad⁡Λ≅k8\Lambda/\operatorname{rad}\Lambda\cong k^8Λ/radΛ≅k8 as kkk-algebras, and (rad⁡Λ)4≠0(\operatorname{rad}\Lambda)^4\ne0(radΛ)4=0. All of these conclusions hold again for ΛK\Lambda_KΛK​ and ZKZ_KZK​ for every field extension K/kK/kK/k.

Significance

The result itself. The theorem refutes the Auslander–Reiten conjecture for Artin algebras and the Gorenstein-projective conjecture; by extending scalars to an algebraic closure it also refutes them over an algebraically closed field of characteristic two. Since Z⊕ΛZ\oplus\LambdaZ⊕Λ is then a nonprojective generator with no positive self-extensions, the generator formulation fails too. The structural data (888 simple modules, split, rad⁡4≠0\operatorname{rad}^4\ne0rad4=0) place the example just outside the radical-cube-zero class where the conjecture is now known. The commutative case is not resolved.

Formalizing it. A formal proof would require Ext in module categories (available in Mathlib via Abelian.Ext), complete resolutions, triangular matrix algebras, trivial extensions and Hochschild cocycles, and base change of Ext under field extension. The counterexample is concrete, so much of the verification reduces to finite linear algebra over kkk plus an infinite periodic-type resolution with uniform kernel formulas.

Difficulty

All positive results exploit some finiteness or rigidity (complete intersections, Cohen–Macaulay domains, radical cube zero, Auslander's condition), and the natural candidates for counterexamples (Schulz's quantum exterior algebra modules) have self-extensions that only vanish eventually, with Ext⁡1≠0\operatorname{Ext}^1\ne0Ext1=0. Vanishing in every positive degree, simultaneously against ZZZ and Λ\LambdaΛ, is the hard requirement. The preprint (Section 1.2, pp. 3–4) converts a suitable stable map over a symmetric algebra into a module over a triangular algebra Λ=(A0FA)\Lambda=\begin{pmatrix}A&0\\F&A\end{pmatrix}Λ=(AF​0A​) (Proposition 3.1, p. 6), uses powers of qqq for a resolution with uniform kernels, and kills every positive self-extension with two independent twists H1,H2H_1,H_2H1​,H2​, using that H1/H2H_1/H_2H1​/H2​ has infinite multiplicative order.

Formalization scope

  • The field is FractionRing (MvPolynomial (Fin 3) (ZMod 2)), and the goal also asserts that the three generators are algebraically independent over F2\mathbb F_2F2​.
  • The algebra and module are packaged as a System (types in Type, with Ring, Algebra K, Module, and IsScalarTower K Λ Z instances). Conclusions asserts finite dimensionality over kkk, ¬ Module.Projective Λ Z, the totally acyclic witness, Subsingleton of Abelian.Ext in ModuleCat for all i>0i>0i>0 against ZZZ and against Λ\LambdaΛ, a kkk-algebra isomorphism Λ/Jac⁡(Λ)≅k8\Lambda/\operatorname{Jac}(\Lambda)\cong k^8Λ/Jac(Λ)≅k8, and Jac⁡(Λ)4≠⊥\operatorname{Jac}(\Lambda)^4\ne\botJac(Λ)4=⊥.
  • Field extension is quantified over every field E with Algebra K E in an arbitrary universe; the module structure on E⊗kZE\otimes_k ZE⊗k​Z must satisfy (a⊗r)(b⊗z)=ab⊗rz(a\otimes r)(b\otimes z)=ab\otimes rz(a⊗r)(b⊗z)=ab⊗rz, which pins it to the standard one.
  • The totally acyclic condition tests exactness of Hom⁡(−,Q)\operatorname{Hom}(-,Q)Hom(−,Q) for all projective QQQ, which for complexes of finitely generated projectives is equivalent to the source's Hom⁡(−,Λ)\operatorname{Hom}(-,\Lambda)Hom(−,Λ) condition.
  • No trivialization: nonprojectivity and rad⁡4≠0\operatorname{rad}^4\ne0rad4=0 exclude the zero and semisimple cases.

Selected references

  • OpenAI, An explicit counterexample to the Auslander–Reiten conjecture, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/An-explicit-counterexample-to-the-Auslander-Reiten-conjecture-September-23-2026/paper.pdf
  • OpenAI, A counterexample to Tachikawa's second conjecture, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-counterexample-to-Tachikawas-second-conjecture-September-23-2026/paper.pdf
  • M. Auslander, I. Reiten, On a generalized version of the Nakayama conjecture, Proc. Amer. Math. Soc. 52 (1975). https://doi.org/10.1090/S0002-9939-1975-0389977-6
  • M. Auslander, S. Ding, Ø. Solberg, Liftings and weak liftings of modules, J. Algebra (1993). https://doi.org/10.1006/jabr.1993.1076
  • C. Huneke, G. J. Leuschke, On a conjecture of Auslander and Reiten, J. Algebra (2004). https://doi.org/10.1016/j.jalgebra.2003.07.018
  • L. W. Christensen, H. Holm, Algebras that satisfy Auslander's condition on vanishing of cohomology, Math. Z. (2010). https://doi.org/10.1007/s00209-009-0500-4
  • R. Luo, Z. Huang, When are torsionless modules projective?, J. Algebra (2008). https://doi.org/10.1016/j.jalgebra.2008.04.027
  • R. Schulz, A non-projective module without self-extensions, Arch. Math. (1994). https://doi.org/10.1007/BF01193735
  • H. Enomoto, Tachikawa's second conjecture implies the Auslander–Reiten conjecture, arXiv:2609.19172 (2026). https://arxiv.org/abs/2609.19172v1
  • X. Zhang, P. Zhou, The Auslander–Reiten conjecture for algebras with radical cube zero, arXiv:2609.08679 (2026). https://arxiv.org/abs/2609.08679v1
2 thms1 active userReviewed
AlgebraCategory TheoryRepresentation Theory·Captain: wurtle

An algebra of infinite little finitistic dimensionResearch Paper

Motivation

Every module over a ring has a projective resolution, and its length, the projective dimension, measures how far the module is from being projective. Over a finite-dimensional algebra, some modules have infinite projective dimension; the finitistic dimension conjectures ask whether, among the modules whose projective dimension is finite, these finite values are bounded. The questions were publicized by Bass in 1960 and became central problems in the representation theory of finite-dimensional algebras, tied to many other homological conjectures (Nakayama, Gorenstein symmetry, Auslander–Reiten), each of which would follow from finiteness of the finitistic dimension.

Timeline

  • 1960. Bass publicizes the finitistic-dimension questions (doi:10.1090/S0002-9947-1960-0157984-8).
  • 1991. Green, Kirkman and Kuzmanovich prove little finitistic finiteness for finite-dimensional monomial algebras (doi:10.1016/0021-8693(91)90062-D); Green and Huisgen-Zimmermann treat Artin algebras with radical cube zero.
  • 1992. Huisgen-Zimmermann constructs monomial algebras whose little and big finitistic dimensions differ (nnn versus n+1n+1n+1), so the two invariants are not equal in general (doi:10.1007/BF02100610).
  • 1995. Huisgen-Zimmermann's survey "a tale of 3.5 decades" describes the state of the problems (doi:10.1007/978-94-011-0443-2_41).
  • 2005. Igusa and Todorov introduce syzygy invariants and prove finiteness for Artin algebras of representation dimension at most three.
  • 2019. Rickard shows that if injective modules generate the unbounded derived category, then the big finitistic dimension is finite (doi:10.1016/j.aim.2019.106735).
  • 2024. Cummings proves that universal little finitistic finiteness is equivalent to its left–right symmetry (doi:10.1112/blms.12954).

The source of this mission is an OpenAI preprint dated September 23, 2026, which constructs a counterexample to the little finitistic-dimension conjecture over C\mathbb CC. A companion OpenAI preprint independently gives a characteristic-two example.

Setting

Let AAA be a finite-dimensional unital algebra over C\mathbb CC. For a left AAA-module NNN, pd⁡AN∈{0,1,2,… }∪{∞}\operatorname{pd}_AN\in\{0,1,2,\dots\}\cup\{\infty\}pdA​N∈{0,1,2,…}∪{∞} is the minimal length of a projective resolution. The little finitistic dimension is

findim⁡A=sup⁡{pd⁡AN: N finitely generated left A-module, pd⁡AN<∞},\operatorname{findim}A=\sup\{\operatorname{pd}_AN:\ N\ \text{finitely generated left } A\text{-module},\ \operatorname{pd}_AN<\infty\},findimA=sup{pdA​N: N finitely generated left A-module, pdA​N<∞},

and the big finitistic dimension Findim⁡A\operatorname{Findim}AFindimA is the same supremum over all left modules. Over a finite-dimensional algebra, finitely generated and finite-dimensional modules coincide. The little finitistic-dimension conjecture asserts findim⁡A<∞\operatorname{findim}A<\inftyfindimA<∞ for every such AAA.

Injective left modules generate if the smallest triangulated subcategory of the unbounded derived category of left modules that contains them and is closed under arbitrary coproducts is the whole category.

Formalization targets

Goal: Theorem 1.1

∃ A finite-dimensional over C:∀m≥1 ∃Nm finitely generated with 2m−2≤pd⁡ANm<∞; hence findim⁡A=∞.\exists\ A\ \text{finite-dimensional over } \mathbb C:\quad \forall m\ge1\ \exists N_m\ \text{finitely generated with}\ 2m-2\le\operatorname{pd}_AN_m<\infty;\ \text{hence}\ \operatorname{findim}A=\infty.∃ A finite-dimensional over C:∀m≥1 ∃Nm​ finitely generated with 2m−2≤pdA​Nm​<∞; hence findimA=∞.

The Lean statement OAI.LittleFinitistic.Main.exists_counterexample is open on the platform.

Milestone: Corollary 1.2

∃ Λ: findim⁡Λ=Findim⁡Λ=∞,findim⁡Λop=Findim⁡Λop=0,\exists\ \Lambda:\ \operatorname{findim}\Lambda=\operatorname{Findim}\Lambda=\infty,\quad \operatorname{findim}\Lambda^{\rm op}=\operatorname{Findim}\Lambda^{\rm op}=0,∃ Λ: findimΛ=FindimΛ=∞,findimΛop=FindimΛop=0,

injective left Λ\LambdaΛ-modules do not generate, and injective right Λ\LambdaΛ-modules do.

Significance

Theorem 1.1 refutes the little finitistic-dimension conjecture: a single finite-dimensional algebra has finitely generated modules with terminating projective resolutions of unbounded length. Since findim⁡≤Findim⁡\operatorname{findim}\le\operatorname{Findim}findim≤Findim, it also refutes the big version for Artin algebras, and by Rickard's theorem gives an algebra for which injectives do not generate the derived category. Corollary 1.2 shows that finiteness can fail on one side and hold on the other in the most extreme way, in contrast with Cummings' equivalence of universal finiteness and left–right symmetry.

The result is proved in an OpenAI preprint; it has not been peer reviewed, and no machine-checked proof exists. Because many homological conjectures were known to follow from the finitistic-dimension conjecture, an independent check of a counterexample is of direct interest.

Difficulty

Positive results cover large classes (monomial, radical cube zero, representation dimension at most three), so a counterexample must escape all of them. The finitistic dimension of one fixed algebra must be unbounded, which requires encoding an unbounded family of terminating processes into fixed finite data. The paper realizes a "selection process" from an infinite finitely presented group algebra by a single bounded bimodule complex over a finite-dimensional algebra; making this realization uniform in the input module, and turning it into ordinary projective resolutions over a trivial extension, are the main obstacles.

Formalization scope

  • Algebras are A : Type with [Ring A] [Algebra ℂ A] and FiniteDimensional ℂ A; modules are objects of ModuleCat.{0} A, finiteness is Module.Finite A N.
  • projectiveDimension is Mathlib's CategoryTheory.projectiveDimension, valued in WithBot ℕ∞, equal to ⊤ for infinite dimension; littleFinitisticDimension and bigFinitisticDimension are suprema over modules of finite projective dimension.
  • Right modules are left modules over Aᵐᵒᵖ.
  • InjectivesGenerate uses HasDerivedCategory.standard and quantifies over isomorphism-closed triangulated properties closed under coproducts indexed by Type u and containing all injectives in degree 0.

A complete development needs derived tensor products of bimodule complexes, trivial extension algebras D⋉XD\ltimes XD⋉X and their bar resolutions, finite presentations of group algebras and their finite-dimensional representations, and (for the milestone) Rickard's theorem and Cummings' triangular algebra. Contributions formalizing Proposition 2.1 (selection), Theorem 4.1 (tensor realization) and Proposition 6.1 (bar splitting) are welcome.

Selected references

  • OpenAI, An algebra of infinite little finitistic dimension, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/An-algebra-of-infinite-little-finitistic-dimension-September-23-2026/paper.pdf
  • H. Bass, Finitistic dimension and a homological generalization of semi-primary rings, Trans. Amer. Math. Soc., 1960. https://doi.org/10.1090/S0002-9947-1960-0157984-8
  • B. Zimmermann Huisgen, Homological domino effects and the first Finitistic Dimension Conjecture, Invent. Math., 1992. https://doi.org/10.1007/BF02100610
  • B. Zimmermann Huisgen, The finitistic dimension conjectures — a tale of 3.5 decades, in Abelian Groups and Modules, 1995. https://doi.org/10.1007/978-94-011-0443-2_41
  • E. L. Green, E. E. Kirkman, J. Kuzmanovich, Finitistic dimensions of finite dimensional monomial algebras, J. Algebra, 1991. https://doi.org/10.1016/0021-8693(91)90062-D
  • K. Igusa, G. Todorov, On the finitistic global dimension conjecture for Artin algebras, in Representations of Algebras and Related Topics, 2005.
  • J. Rickard, Unbounded derived categories and the finitistic dimension conjecture, Adv. Math., 2019. https://doi.org/10.1016/j.aim.2019.106735
  • C. Cummings, Left–right symmetry of finite finitistic dimension, Bull. London Math. Soc., 2024. https://doi.org/10.1112/blms.12954
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CombinatoricsGraph Theory·Captain: wurtle

Cycle--clique Ramsey numbersResearch Paper

Motivation

The Ramsey number R(H,J)R(H,J)R(H,J) is the least NNN such that every red–blue colouring of the edges of KNK_NKN​ contains a red copy of HHH or a blue copy of JJJ. For a cycle CmC_mCm​ against a clique KnK_nKn​ there is a simple lower-bound construction: take n−1n-1n−1 disjoint red cliques of order m−1m-1m−1 with all edges between them blue. It has (m−1)(n−1)(m-1)(n-1)(m−1)(n−1) vertices, no red CmC_mCm​ (each red component is too small) and no blue KnK_nKn​ (a blue clique meets each red clique at most once). In 1978 Erdős, Faudree, Rousseau and Schelp conjectured that this construction is optimal whenever m≥n≥3m\ge n\ge3m≥n≥3, apart from R(C3,K3)=6R(C_3,K_3)=6R(C3​,K3​)=6. Cycle–complete Ramsey numbers are among the few families where exact values are expected over a whole parameter range, and the conjecture has been attacked case by case for decades.

This mission asks for a formal proof of the full conjecture as stated in an OpenAI preprint dated September 25, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open. Part of the proof is a finite case analysis of 3,099 parameter-pattern instances carried out by two exact programs that accompany the paper.

Background

  • 1971 — Chartrand and Schuster settle n=3n=3n=3 (Bull. AMS 1971).
  • 1973 — Bondy and Erdős prove the formula for m≥n2−2m\ge n^2-2m≥n2−2 (JCTB 1973).
  • 1978 — Erdős, Faudree, Rousseau and Schelp state the conjecture (J. Graph Theory 1978).
  • 1999–2008 — The full range for n=4n=4n=4 (Yang–Huang–Zhang, Australas. J. Combin. 1999), n=5n=5n=5 (Bollobás et al., Australas. J. Combin. 2000), n=6n=6n=6 (Schiermeyer, JGT 2003), n=7n=7n=7 (Chen–Cheng–Zhang, Eur. J. Combin. 2008).
  • 2005 — Nikiforov proves the formula for n≥4n\ge4n≥4, m≥4n+2m\ge4n+2m≥4n+2 (CPC 2005).
  • 2007–2023 — Partial results for n=8n=8n=8, including R(C8,K8)R(C_8,K_8)R(C8​,K8​) (Discrete Math. 2009) and R(C9,K8)R(C_9,K_8)R(C9​,K8​) (ISRN Algebra 2011).
  • 2021 — Keevash, Long and Skokan prove the formula for m≥Clog⁡n/log⁡log⁡nm\ge C\log n/\log\log nm≥Clogn/loglogn, leaving finitely many open pairs (IMRN 2021).
  • September 2026 — The OpenAI preprint claims all remaining pairs (Theorem 1.1, p. 2).

Setting

All graphs are finite and simple. CmC_mCm​ is the cycle on exactly mmm vertices and KnK_nKn​ the complete graph on nnn vertices. Identify a red–blue colouring of KNK_NKN​ with its red graph GGG on NNN vertices; the blue graph is the complement G‾\overline GG. A copy of HHH in GGG is an injective homomorphism H→GH\to GH→G (copies need not be induced). The Ramsey property R(m,n,N)\mathcal R(m,n,N)R(m,n,N) says: every graph GGG on NNN vertices contains CmC_mCm​ or its complement contains KnK_nKn​. Then

R(Cm,Kn)=min⁡{N: R(m,n,N)}.R(C_m,K_n)=\min\{N:\ \mathcal R(m,n,N)\}.R(Cm​,Kn​)=min{N: R(m,n,N)}.

Formalization targets

Goal: Theorem 1.1 (p. 2)

For all integers m≥n≥3m\ge n\ge 3m≥n≥3 with (m,n)≠(3,3)(m,n)\ne(3,3)(m,n)=(3,3),

R(Cm,Kn)=(m−1)(n−1)+1,R(C_m,K_n)=(m-1)(n-1)+1,R(Cm​,Kn​)=(m−1)(n−1)+1,

and R(C3,K3)=6R(C_3,K_3)=6R(C3​,K3​)=6.

Significance

The result itself. It completes a programme that over five decades settled the conjecture for n≤7n\le7n≤7, for long cycles, and for all sufficiently large nnn by Keevash–Long–Skokan; the preprint's contribution is the remaining finite but large set of pairs. Since Keevash–Long–Skokan's constant is not explicit, the preprint gives a structural reduction that does not need a numerical value of it.

Formalizing it. The statement uses only Mathlib's cycleGraph, complete graphs, complements and subgraph containment. A formal proof would have to certify both the structural lemmas (independent-set expansion, a large-clique lemma, optimal path systems) and the finite verification of 3,099 pattern instances, which the preprint currently delegates to two programs with deduction traces. Bringing such a computation inside a proof assistant is itself a worthwhile contribution. Neither R(Cm,Kn)R(C_m,K_n)R(Cm​,Kn​) for general parameters nor any of the previously known infinite families has a machine-checked proof.

Difficulty

The lower bound is the explicit construction above; the work is the upper bound for exact cycle length mmm. Methods that find long cycles (Pósa rotation, Chvátal–Erdős) produce cycles of length at least mmm, not exactly mmm, and forbidding exactly one cycle length gives weak structural information. The preprint passes to a minimal counterexample with independent-set expansion (Lemma 2.2, p. 4), finds a clique of order max⁡{3,⌊k/2⌋}\max\{3,\lfloor k/2\rfloor\}max{3,⌊k/2⌋} with k=m−1k=m-1k=m−1 (Theorem 3.1, p. 5), and optimizes systems of paths through that clique so that every improvement would close a cycle of order exactly mmm. Cliques of order t≥9t\ge9t≥9 are excluded by hand (Proposition 8.4, p. 24); the remaining 3≤t≤83\le t\le83≤t≤8, 5≤k≤175\le k\le175≤k≤17 need the finite verification of Section 9 (Proposition 9.1, p. 26).

Formalization scope

  • RamseyProperty m n N: for every G : SimpleGraph (Fin N), cycleGraph m ⊑ G or (⊤ : SimpleGraph (Fin n)) ⊑ Gᶜ, where ⊑ is Mathlib's subgraph containment (injective homomorphism, non-induced).
  • cycleCliqueRamsey m n = sInf {N | RamseyProperty m n N} in ℕ. If the set were empty, sInf would return 0; the goal's equalities exclude that, so a proof must exhibit the Ramsey property.
  • The goal quantifies over integers m,nm,nm,n with 3≤n≤m3\le n\le m3≤n≤m, (m,n)≠(3,3)(m,n)\ne(3,3)(m,n)=(3,3), converting with toNat (harmless since both are at least 333), and separately states cycleCliqueRamsey 3 3 = 6.
  • cycleGraph m on Fin m is the mmm-cycle for m≥3m\ge3m≥3.

Welcome contributions: a verified checker for the pattern enumeration of Section 9, and the classical small cases (n=3n=3n=3, Bondy–Erdős for m≥n2−2m\ge n^2-2m≥n2−2).

Selected references

  • OpenAI, Cycle–clique Ramsey numbers, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Cycle-clique-Ramsey-numbers-September-25-2026/Cycle-clique-Ramsey-numbers-September-25-2026.pdf
  • P. Erdős, R. J. Faudree, C. C. Rousseau, R. H. Schelp, On cycle–complete graph Ramsey numbers, J. Graph Theory 2 (1978). https://doi.org/10.1002/jgt.3190020107
  • J. A. Bondy, P. Erdős, Ramsey numbers for cycles in graphs, J. Combin. Theory Ser. B (1973). https://doi.org/10.1016/S0095-8956(73)80005-X
  • G. Chartrand, S. Schuster, On the existence of specified cycles in complementary graphs, Bull. Amer. Math. Soc. (1971). https://doi.org/10.1090/S0002-9904-1971-12832-X
  • I. Schiermeyer, All cycle-complete graph Ramsey numbers r(C_m,K_6), J. Graph Theory (2003). https://doi.org/10.1002/jgt.10145
  • V. Nikiforov, The cycle-complete graph Ramsey numbers, Combin. Probab. Comput. (2005). https://doi.org/10.1017/S096354830400642X
  • Y. Chen, T. C. E. Cheng, Y. Zhang, The Ramsey numbers R(C_m,K_7) and R(C_7,K_8), European J. Combin. (2008). https://doi.org/10.1016/j.ejc.2007.05.007
  • P. Keevash, E. Long, J. Skokan, Cycle-complete Ramsey numbers, Int. Math. Res. Not. (2021). https://doi.org/10.1093/imrn/rnz119
  • V. Chvátal, P. Erdős, A note on Hamiltonian circuits, Discrete Math. (1972). https://doi.org/10.1016/0012-365X(72)90079-9
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CombinatoricsGraph TheoryTheoretical Computer Science·Captain: wurtle

A polynomial-time construction of strong thin treesResearch Paper

Motivation

A thin spanning tree of a graph is a spanning tree that uses only a small fraction of the edges of every cut. Thin trees were introduced for the asymmetric traveling salesman problem: Asadpour, Goemans, Mądry, Oveis Gharan and Saberi showed that a thin tree of low cost can be augmented into a cheap tour, giving an O(log⁡n/log⁡log⁡n)O(\log n/\log\log n)O(logn/loglogn)-approximation (doi:10.1287/opre.2017.1603). Goddyn conjectured that high edge connectivity forces thin trees; the strong thin tree conjecture asks for thinness C/kC/kC/k in every kkk-edge-connected multigraph. For applications one wants not just existence but an efficient algorithm that finds such a tree, also when parallel-edge multiplicities are huge and written in binary.

Background. The maximum-entropy rounding of Asadpour et al. constructs O(log⁡n/(klog⁡log⁡n))O(\log n/(k\log\log n))O(logn/(kloglogn))-thin trees. Oveis Gharan and Saberi constructed O(1/k)O(1/k)O(1/k)-thin trees on planar and bounded-genus graphs (2011, doi:10.1137/1.9781611973082.75). Anari and Oveis Gharan proved existence of poly(log⁡log⁡n)/k\mathrm{poly}(\log\log n)/kpoly(loglogn)/k-thin trees in general (2015, arXiv:1411.4613), without a polynomial-time construction. Klein and Olver (2023, doi:10.1109/FOCS57990.2023.00011) and Klein, Olver and Yeoh (2026, doi:10.4230/LIPIcs.ICALP.2026.129) handled laminar families and near-minimum cuts. A companion OpenAI preprint claims the existence statement of the strong conjecture.

The source of this mission, an OpenAI preprint dated September 23, 2026, claims a deterministic polynomial-time construction.

Setting

Graphs are finite undirected loopless multigraphs; parallel copies count separately. For ∅≠S⊊V(G)\varnothing\ne S\subsetneq V(G)∅=S⊊V(G), δG(S)\delta_G(S)δG​(S) is the multiset of edges with exactly one endpoint in SSS, and GGG is kkk-edge-connected if ∣δG(S)∣≥k|\delta_G(S)|\ge k∣δG​(S)∣≥k for every such SSS. A spanning tree TTT is α\alphaα-thin if ∣δT(S)∣≤α∣δG(S)∣|\delta_T(S)|\le\alpha|\delta_G(S)|∣δT​(S)∣≤α∣δG​(S)∣ for all such SSS. Two input formats are allowed: an explicit list of labelled edge copies, or a list of endpoint pairs with multiplicities written in binary (so the number of edges can be exponential in the input length). Running time is measured in the total binary input length.

Formalization targets

Goal: Theorem 1.1 (algorithmic strong thin trees)

There is an absolute constant CCC and a deterministic algorithm that, given k≥1k\ge1k≥1 and a kkk-edge-connected multigraph GGG on at least one vertex (in either format), returns in time polynomial in the input length a spanning tree TTT with

∣δT(S)∣≤Ck ∣δG(S)∣(∅≠S⊊V(G)),|\delta_T(S)|\le\frac Ck\,|\delta_G(S)|\qquad(\varnothing\ne S\subsetneq V(G)),∣δT​(S)∣≤kC​∣δG​(S)∣(∅=S⊊V(G)),

returning the empty tree for a one-vertex graph. Lean: OAI.AlgorithmicThinTrees.algorithmic_strong_thin_trees, open on the platform.

Significance

The theorem would give an algorithmic resolution of the strong thin tree conjecture: not only do C/kC/kC/k-thin trees exist, they can be found deterministically in polynomial time, even for exponentially many parallel edges. It also yields simultaneous cost-and-cut rounding (Corollary 7.1): from a fractional point whose mass on every cut is at least one, a tree in its support with every cut load and total cost within constant factors, with no metric assumption on costs. The order 1/k1/k1/k is optimal. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

Existence proofs for thin trees go through the Marcus–Spielman–Srivastava interlacing-families theorem and a fixed-point argument, neither of which is constructive: they show that some choice works without locating it. The algorithm must replace these by explicit, rational, polynomially sized computations (checked signings, rational positive semidefinite decompositions, bounded denominators) and must work with binary multiplicities, where even listing the edges is exponential. Certifying thinness on all exponentially many cuts must also be done without enumerating them.

Formalization scope

  • Graphs: StrongThinTree.MultiGraph n m (vertices Fin n, edges Fin m, loopless). Inputs are ExplicitInput or BinaryInput (ordered, distinct endpoint pairs with multiplicities); a binary input's edge copies are Σ i, Fin (multiplicity i).
  • Valid x: n≥1n\ge1n≥1, k≥1k\ge1k≥1 and EdgeConnected k.
  • The machine model is CurrentKS.Machine: a deterministic machine with finitely many binary stacks and a finite instruction table, run for a fuel bound. Inputs and outputs are self-delimiting binary encodings (CurrentKS.encodeNat).
  • AlgorithmicStrongThinTrees: ∃ C > 0, ∃ M a degree, 0 < a ∧ ∀ x, Valid x → after a * (len + 1)^degree steps M has halted and its output stack encodes a duplicate-free edge list forming a ThinTree C k; for n=1n=1n=1 the output is empty.
  • One machine and one polynomial serve all inputs in both formats.

Needed infrastructure: the existence theory of the companion mission, a model of deterministic computation with polynomial-time bounds, exact rational linear algebra, and constructive spectral sparsification. Contributions formalizing Proposition 2.5, Proposition 3.1, Lemma 6.1, Theorem A.1 (rational rank-one signing) or Corollary 7.1 are welcome.

Selected references

  • OpenAI, A polynomial-time construction of strong thin trees, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-polynomial-time-construction-of-strong-thin-trees-September-23-2026/paper.pdf
  • OpenAI, The strong thin tree conjecture, preprint, September 23, 2026.
  • A. Asadpour, M. X. Goemans, A. Mądry, S. Oveis Gharan, A. Saberi, An O(log n/log log n)-approximation algorithm for the asymmetric traveling salesman problem, Oper. Res., 2017. https://doi.org/10.1287/opre.2017.1603
  • N. Anari, S. Oveis Gharan, Effective-resistance-reducing flows, spectrally thin trees, and asymmetric TSP, FOCS, 2015. https://arxiv.org/abs/1411.4613
  • S. Oveis Gharan, A. Saberi, The asymmetric traveling salesman problem on graphs with bounded genus, SODA, 2011. https://doi.org/10.1137/1.9781611973082.75
  • N. Klein, N. Olver, Thin trees for laminar families, FOCS, 2023. https://doi.org/10.1109/FOCS57990.2023.00011
  • N. Klein, N. Olver, Z. S. Yeoh, Thin trees for near minimum cuts, ICALP, 2026. https://doi.org/10.4230/LIPIcs.ICALP.2026.129
  • O. Svensson, J. Tarnawski, L. A. Végh, A constant-factor approximation algorithm for the asymmetric traveling salesman problem, J. ACM, 2020. https://doi.org/10.1145/3424306
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CombinatoricsGraph TheoryProbability·Captain: wurtle

Sharp logarithmic exponents for fixed off-diagonal Ramsey numbersResearch Paper

Motivation: the logarithmic factor in r(s,t)r(s,t)r(s,t)

For integers s,t≥2s,t\ge2s,t≥2 the Ramsey number r(s,t)r(s,t)r(s,t) is the least NNN such that every simple graph on NNN vertices contains a clique of order sss or an independent set of order ttt. Ramsey's theorem guarantees these numbers are finite. In the off-diagonal regime, sss is fixed and t→∞t\to\inftyt→∞; the classical upper bounds give r(s,t)=Os ⁣(ts−1/(log⁡t)s−2)r(s,t)=O_s\!\left(t^{s-1}/(\log t)^{s-2}\right)r(s,t)=Os​(ts−1/(logt)s−2), while for a long time lower-bound constructions did not reach the power ts−1t^{s-1}ts−1. Once the power was settled, the remaining question was the power of log⁡t\log tlogt.

Timeline

  • 1930 — Ramsey proves finiteness of these numbers (Ramsey 1930, Thm B).
  • 1935 — Erdős and Szekeres: r(s,t)≤(s+t−2s−1)=Os(ts−1)r(s,t)\le\binom{s+t-2}{s-1}=O_s(t^{s-1})r(s,t)≤(s−1s+t−2​)=Os​(ts−1) (Erdős–Szekeres 1935).
  • 1977 — Spencer's local-lemma construction: r(s,t)=Ωs((t/log⁡t)(s+1)/2)r(s,t)=\Omega_s\big((t/\log t)^{(s+1)/2}\big)r(s,t)=Ωs​((t/logt)(s+1)/2) (Spencer 1977).
  • 1980 — Ajtai, Komlós and Szemerédi: r(s,t)=Os(ts−1/(log⁡t)s−2)r(s,t)=O_s\big(t^{s-1}/(\log t)^{s-2}\big)r(s,t)=Os​(ts−1/(logt)s−2) (AKS 1980).
  • 1995 — Kim: r(3,t)=Θ(t2/log⁡t)r(3,t)=\Theta(t^2/\log t)r(3,t)=Θ(t2/logt) (Kim 1995).
  • 2001 — Li, Rousseau and Zang: upper leading coefficient 1+o(1)1+o(1)1+o(1) (Li–Rousseau–Zang 2001).
  • 2010 — Bohman and Keevash, via the random KsK_sKs​-free process: r(s,t)=Ωs(t(s+1)/2(log⁡t)1/(s−2)−(s+1)/2)r(s,t)=\Omega_s\big(t^{(s+1)/2}(\log t)^{1/(s-2)-(s+1)/2}\big)r(s,t)=Ωs​(t(s+1)/2(logt)1/(s−2)−(s+1)/2) (Bohman–Keevash 2010, Thm 1.2).
  • 2024 — Mubayi and Verstraëte show that suitable optimally pseudorandom KsK_sKs​-free graphs would give ts−1/(log⁡t)2s−4t^{s-1}/(\log t)^{2s-4}ts−1/(logt)2s−4 (Mubayi–Verstraëte 2024); Mattheus and Verstraëte prove r(4,t)=Ω(t3/(log⁡t)4)r(4,t)=\Omega(t^3/(\log t)^4)r(4,t)=Ω(t3/(logt)4) (Mattheus–Verstraëte 2024).
  • 2026 — Bradač proves r(s,t)≥cs ts−1/(log⁡t)2s−4r(s,t)\ge c_s\,t^{s-1}/(\log t)^{2s-4}r(s,t)≥cs​ts−1/(logt)2s−4 for every s≥3s\ge3s≥3, fixing the polynomial exponent (Bradač 2026, Thm 1.1).
  • 2026 — An OpenAI preprint, Sharp logarithmic exponents for fixed off-diagonal Ramsey numbers (OpenAI Math Release, September 24, 2026), claims r(s,t)=ts−1/(log⁡t)s−2+o(1)r(s,t)=t^{s-1}/(\log t)^{s-2+o(1)}r(s,t)=ts−1/(logt)s−2+o(1) for every fixed s≥6s\ge6s≥6; a companion preprint treats s=5s=5s=5. Neither has been peer reviewed, and the main theorem is not formally verified.

Setting

A graph on NNN vertices is a SimpleGraph (Fin N). The Lean development defines

  • RamseyProperty s t N: every graph on Fin N has an sss-clique, or its complement has a ttt-clique (an independent set of size ttt);
  • ramsey s t := sInf {N | RamseyProperty s t N}, the Ramsey number r(s,t)r(s,t)r(s,t).

All logarithms are natural; real powers of log⁡t\log tlogt use Real.rpow.

Formalization targets

Goal: sharp logarithmic exponent for every fixed s≥6s\ge6s≥6

For every integer s≥6s\ge6s≥6 there is Cs>0C_s>0Cs​>0 such that for every ε>0\varepsilon>0ε>0 and every sufficiently large ttt (threshold depending on s,εs,\varepsilons,ε)

ts−1(log⁡t)s−2+ε ≤ r(s,t) ≤ Cs ts−1(log⁡t)s−2,andlim⁡t→∞(s−1)log⁡t−log⁡r(s,t)log⁡log⁡t=s−2.\frac{t^{s-1}}{(\log t)^{s-2+\varepsilon}}\ \le\ r(s,t)\ \le\ C_s\,\frac{t^{s-1}}{(\log t)^{s-2}}, \qquad\text{and}\qquad \lim_{t\to\infty}\frac{(s-1)\log t-\log r(s,t)}{\log\log t}=s-2 .(logt)s−2+εts−1​ ≤ r(s,t) ≤ Cs​(logt)s−2ts−1​,andt→∞lim​loglogt(s−1)logt−logr(s,t)​=s−2.

This is Theorem 1.1 of the source, formalized as main (s) (hs : 6 ≤ s) : MainBounds s ∧ MainLimit s. The goal is published on the platform with status Open; no machine-checked proof exists.

Significance

The result itself. Together with the companion s=5s=5s=5 preprint and the earlier results for s=3,4s=3,4s=3,4 on the polynomial exponent, the theorem identifies the exact power of log⁡t\log tlogt in r(s,t)r(s,t)r(s,t) up to (log⁡t)o(1)(\log t)^{o(1)}(logt)o(1) for each fixed sss: the classical AKS upper bound is sharp in its logarithmic exponent. It does not give a matching constant-factor lower bound. The main new ingredient is a prime-indexed construction (Theorem 1.2 of the source): for fixed d≥5d\ge5d≥5 and large primes qqq, a Kd+1K_{d+1}Kd+1​-free graph on ⌊qdlog⁡q⌋\lfloor q^d\log q\rfloor⌊qdlogq⌋ vertices with independence number below q(log⁡q)1+ηq(\log q)^{1+\eta}q(logq)1+η, built from random incident point–hyperplane flags of PG(d,q)\mathrm{PG}(d,q)PG(d,q).

Formalizing it. The upper half is classical (Proposition 7.3 of the source restates the AKS estimate for all fixed sss). The lower half is a long argument combining finite projective geometry, entropy of a selected subsequence, and incidence bounds in positive characteristic; formal verification would independently check an unrefereed claim.

Difficulty

Bradač's projective graph has the right number of vertices but its independent sets were only controlled up to logarithmic exponent 2s−42s-42s−4. Improving to s−2+o(1)s-2+o(1)s−2+o(1) requires bounding long independent sequences in a random stream of flags. A union bound over sequences loses too much, and a sequence selected from the random stream need not have independent or uniform flags. The source pays for this with an entropy lower bound on the selected sequence and a compression upper bound, which in turn requires a description theorem for sparse point–hyperplane pairs in arbitrary dimension (repeated projections and a high-rank two-row description based on a finite-field Zariski-closure inequality of Nie and Wang).

Formalization scope

  • Graphs are SimpleGraph (Fin N); independent sets are cliques of the complement graph. ramsey is an sInf, equal to r(s,t)r(s,t)r(s,t) because the defining set is nonempty by Ramsey's theorem.
  • MainBounds s fixes one C>0C>0C>0 (depending on sss) before quantifying over ε\varepsilonε; natural subtraction s - 1, s - 2 is harmless because s≥6s\ge6s≥6. MainLimit s is a Filter.Tendsto over natural ttt.
  • The case s=5s=5s=5 belongs to the companion preprint and is not part of this goal; s=3,4s=3,4s=3,4 are not covered.
  • Needed infrastructure: projective spaces over Fq\mathbb F_qFq​, Shannon entropy and conditional entropy, concentration inequalities, polynomial-method incidence bounds over finite fields, and AKS-type independent-set bounds for locally sparse graphs. The incidence and entropy layers are reusable.

Selected references

  • F. P. Ramsey, On a problem of formal logic, Proc. London Math. Soc. (2) 30 (1930), 264–286. https://doi.org/10.1112/plms/s2-30.1.264
  • P. Erdős and G. Szekeres, A combinatorial problem in geometry, Compositio Math. 2 (1935), 463–470. https://www.numdam.org/item/CM_1935__2__463_0/
  • J. Spencer, Asymptotic lower bounds for Ramsey functions, Discrete Math. 20 (1977), 69–76. https://doi.org/10.1016/0012-365X(77)90044-9
  • M. Ajtai, J. Komlós and E. Szemerédi, A note on Ramsey numbers, J. Combin. Theory Ser. A 29 (1980), 354–360. https://doi.org/10.1016/0097-3165(80)90030-8
  • J. H. Kim, The Ramsey number R(3,t) has order of magnitude t²/log t, Random Structures Algorithms 7 (1995), 173–207. https://doi.org/10.1002/rsa.3240070302
  • Y. Li, C. C. Rousseau and W. Zang, Asymptotic upper bounds for Ramsey functions, Graphs Combin. 17 (2001), 123–128. https://doi.org/10.1007/s003730170060
  • T. Bohman and P. Keevash, The early evolution of the H-free process, Invent. Math. 181 (2010), 291–336. https://doi.org/10.1007/s00222-010-0247-x
  • D. Mubayi and J. Verstraëte, A note on pseudorandom Ramsey graphs, J. Eur. Math. Soc. 26 (2024), 153–161. https://doi.org/10.4171/JEMS/1359
  • S. Mattheus and J. Verstraëte, The asymptotics of r(4,t), Ann. of Math. 199 (2024), 919–941. https://doi.org/10.4007/annals.2024.199.2.8
  • D. Bradač, Off-diagonal Ramsey numbers, arXiv:2605.28793 (2026). https://arxiv.org/abs/2605.28793v3
  • Z. Nie and A. Y. Wang, Hilbert functions and the finite degree Zariski closure in finite field combinatorial geometry, J. Combin. Theory Ser. A 134 (2015), 196–220. https://doi.org/10.1016/j.jcta.2015.03.011
  • OpenAI, Sharp logarithmic exponents for fixed off-diagonal Ramsey numbers, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Sharp-Logarithmic-Exponents-for-Fixed-Off-Diagonal-Ramsey-Numbers-September-24-2026/paper.pdf
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CombinatoricsGraph TheoryProbability·Captain: wurtle

The sharp logarithmic exponent of r(5,t)Research Paper

Motivation: the growth of off-diagonal Ramsey numbers

For integers s,t≥2s,t\ge 2s,t≥2 the Ramsey number r(s,t)r(s,t)r(s,t) is the least nnn such that every simple graph on nnn vertices contains either a complete subgraph KsK_sKs​ or an independent set of ttt vertices. Determining how r(s,t)r(s,t)r(s,t) grows when sss is fixed and t→∞t\to\inftyt→∞ is one of the central problems of extremal and probabilistic combinatorics: upper bounds come from counting and local density arguments, lower bounds require explicit or random constructions of KsK_sKs​-free graphs with no large independent set, and for decades the two sides did not even agree on the power of ttt.

Timeline

  • 1935 — Erdős and Szekeres prove r(s,t)≤(s+t−2s−1)r(s,t)\le\binom{s+t-2}{s-1}r(s,t)≤(s−1s+t−2​) (Erdős–Szekeres 1935).
  • 1977 — Spencer's local-lemma method gives r(5,t)≳(t/log⁡t)3r(5,t)\gtrsim (t/\log t)^3r(5,t)≳(t/logt)3 (Spencer 1977).
  • 1980 — Ajtai, Komlós and Szemerédi improve the fixed-sss upper bound to O(ts−1/(log⁡t)s−2)O(t^{s-1}/(\log t)^{s-2})O(ts−1/(logt)s−2) (AKS 1980).
  • 1995 — Kim shows r(3,t)r(3,t)r(3,t) has order t2/log⁡tt^2/\log tt2/logt (Kim 1995).
  • 2001 — Li, Rousseau and Zang obtain upper leading constant 1+o(1)1+o(1)1+o(1) for fixed sss (Li–Rousseau–Zang 2001).
  • 2010 — Bohman and Keevash's analysis of the K5K_5K5​-free process gives r(5,t)≳t3/(log⁡t)8/3r(5,t)\gtrsim t^3/(\log t)^{8/3}r(5,t)≳t3/(logt)8/3 (Bohman–Keevash 2010, Thm 1.2).
  • 2024 — Mattheus and Verstraëte prove r(4,t)≥c t3/(log⁡t)4r(4,t)\ge c\,t^3/(\log t)^4r(4,t)≥ct3/(logt)4 via Hermitian unitals, settling the power of ttt for s=4s=4s=4 (Mattheus–Verstraëte 2024).
  • 2026 — Bradač's projective construction gives r(s,t)≥cs ts−1/(log⁡t)2s−4r(s,t)\ge c_s\,t^{s-1}/(\log t)^{2s-4}r(s,t)≥cs​ts−1/(logt)2s−4 for all s≥3s\ge3s≥3; for s=5s=5s=5 the logarithmic exponent is 666 (Bradač 2026, Thm 1.1).
  • 2026 — An OpenAI preprint, The sharp logarithmic exponent of r(5,t) (OpenAI Math Release, September 24, 2026), claims r(5,t)=t4/(log⁡t)3+o(1)r(5,t)=t^4/(\log t)^{3+o(1)}r(5,t)=t4/(logt)3+o(1), closing the gap between exponent 666 and the AKS-type exponent 333. The preprint has not been peer reviewed and its main theorem is not formally verified.

Setting

A graph on nnn vertices is a SimpleGraph (Fin n). A kkk-clique is a set of kkk pairwise adjacent vertices and a kkk-independent set a set of kkk pairwise non-adjacent vertices. The Lean development defines

  • RamseyProperty s t n: every simple graph on Fin n has an sss-clique or a ttt-independent set;
  • ramsey s t := sInf {n | RamseyProperty s t n}, the Ramsey number r(s,t)r(s,t)r(s,t).

All logarithms are natural.

Formalization targets

Goal: sharp bounds and logarithmic exponent for r(5,t)r(5,t)r(5,t)

There is an absolute constant C>0C>0C>0 such that for every ε>0\varepsilon>0ε>0 and all sufficiently large ttt (threshold depending on ε\varepsilonε)

t4(log⁡t)3+ε ≤ r(5,t) ≤ C t4(log⁡t)3,\frac{t^4}{(\log t)^{3+\varepsilon}}\ \le\ r(5,t)\ \le\ C\,\frac{t^4}{(\log t)^3},(logt)3+εt4​ ≤ r(5,t) ≤ C(logt)3t4​,

and consequently

lim⁡t→∞4log⁡t−log⁡r(5,t)log⁡log⁡t=3.\lim_{t\to\infty}\frac{4\log t-\log r(5,t)}{\log\log t}=3 .t→∞lim​loglogt4logt−logr(5,t)​=3.

This is Theorem 1.1 of the source, formalized as SharpBounds ∧ SharpExponent. The goal is published on the platform with status Open; no machine-checked proof exists.

Significance

The result itself. The theorem determines r(5,t)r(5,t)r(5,t) up to a factor (log⁡t)o(1)(\log t)^{o(1)}(logt)o(1), the first case beyond s=4s=4s=4 in which the logarithmic exponent of a fixed off-diagonal Ramsey number is known. It shows that the classical upper-bound exponent s−2=3s-2=3s−2=3 is the truth for s=5s=5s=5, and it leaves open only a constant-factor asymptotic for t4/(log⁡t)3t^4/(\log t)^3t4/(logt)3. The lower-bound construction (random incident point–hyperplane pairs in projective space PG(4,q)\mathrm{PG}(4,q)PG(4,q), ordered by position) together with its entropy/compression analysis is the new part.

Formalizing it. The upper bound is an elementary argument (triangle-free independent-set bounds plus random sampling), stated separately in the source as Theorem 2.1 for all t≥2t\ge2t≥2; its formalization is a self-contained milestone. The lower bound is a long probabilistic and finite-geometric argument whose formal verification would independently certify an unrefereed claim.

Difficulty

The lower bound needs a K5K_5K5​-free graph on about t4/(log⁡t)3+εt^4/(\log t)^{3+\varepsilon}t4/(logt)3+ε vertices with no independent set of size ttt. Random graph processes lose logarithmic factors and even the power of ttt; Bradač's projective graph has the right power but its independent sets were only controlled to logarithmic exponent 666. The obstacle is to bound long independent sequences in a random stream of flags: a direct union bound over sequences is far too weak, and the selected sequence can have a heavily biased law. The source handles this with an entropy lower bound and a matching compression (description) upper bound that relies on a new theorem about sparse point–hyperplane incidences.

Formalization scope

  • Graphs are SimpleGraph (Fin n); cliques and independent sets use Mathlib's IsNClique and IsNIndepSet. ramsey is an sInf, which is the true Ramsey number because the defining set is nonempty by Ramsey's theorem; a proof must use that nonemptiness rather than the junk value 0.
  • SharpBounds fixes one C>0C>0C>0 before ε\varepsilonε; the threshold t0t_0t0​ may depend on ε\varepsilonε. The power (log⁡t)3+ε(\log t)^{3+\varepsilon}(logt)3+ε is Real.rpow. SharpExponent is a Filter.Tendsto statement over natural ttt with real logarithms.
  • Needed infrastructure: finite projective geometry over Fq\mathbb F_qFq​, entropy and conditional entropy of finite random variables, concentration inequalities, and independent-set bounds for triangle-free graphs (Shearer/AKS type). The upper-bound half and the triangle-free bounds are reusable in other Ramsey formalizations.

Selected references

  • P. Erdős and G. Szekeres, A combinatorial problem in geometry, Compositio Math. 2 (1935), 463–470. https://www.numdam.org/item/CM_1935__2__463_0/
  • J. Spencer, Asymptotic lower bounds for Ramsey functions, Discrete Math. 20 (1977), 69–76. https://doi.org/10.1016/0012-365X(77)90044-9
  • M. Ajtai, J. Komlós and E. Szemerédi, A note on Ramsey numbers, J. Combin. Theory Ser. A 29 (1980), 354–360. https://doi.org/10.1016/0097-3165(80)90030-8
  • J. H. Kim, The Ramsey number R(3,t) has order of magnitude t²/log t, Random Structures Algorithms 7 (1995), 173–207. https://doi.org/10.1002/rsa.3240070302
  • Y. Li, C. C. Rousseau and W. Zang, Asymptotic upper bounds for Ramsey functions, Graphs Combin. 17 (2001), 123–128. https://doi.org/10.1007/s003730170060
  • T. Bohman and P. Keevash, The early evolution of the H-free process, Invent. Math. 181 (2010), 291–336. https://doi.org/10.1007/s00222-010-0247-x
  • S. Mattheus and J. Verstraëte, The asymptotics of r(4,t), Ann. of Math. 199 (2024), 919–941. https://doi.org/10.4007/annals.2024.199.2.8
  • D. Bradač, Off-diagonal Ramsey numbers, arXiv:2605.28793 (2026). https://arxiv.org/abs/2605.28793v3
  • OpenAI, The sharp logarithmic exponent of r(5,t), OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Sharp-Logarithmic-Exponent-of-r-5-t-September-24-2026/paper.pdf
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CombinatoricsGraph TheoryRepresentation Theory·Captain: wurtle

Elementary positivity of chromatic quasisymmetric functionsResearch Paper

Motivation: the Shareshian–Wachs elementary-positivity conjecture

The chromatic symmetric function of a graph, introduced by Stanley, records all proper colorings of the graph with infinitely many colors as a symmetric function; it refines the chromatic polynomial. Whether it expands with nonnegative coefficients in the basis of elementary symmetric functions ("eee-positivity") is a central question in algebraic combinatorics. The Stanley–Stembridge conjecture (1993) predicted eee-positivity for incomparability graphs of (3+1)(3+1)(3+1)-free posets; it arose from positivity questions for immanants of Jacobi–Trudi matrices. Shareshian and Wachs introduced a qqq-graded refinement, the chromatic quasisymmetric function, which tracks ascents of colorings along edges, and conjectured that for natural unit interval graphs its elementary coefficients are polynomials in qqq with nonnegative integer coefficients. The qqq-refinement is tied to geometry: it describes the graded representation of the symmetric group on the cohomology of regular semisimple Hessenberg varieties.

Timeline

  • 1993 — Stanley and Stembridge formulate the eee-positivity conjecture for (3+1)(3+1)(3+1)-free posets (J. Combin. Theory Ser. A 1993); Haiman's immanant results imply Schur positivity (JAMS 1993).
  • 1995 — Stanley introduces the chromatic symmetric function (Adv. Math. 1995).
  • 1996 — Gasharov gives a positive Schur expansion via poset tableaux (Discrete Math. 1996).
  • 2012/2016 — Shareshian and Wachs introduce the chromatic quasisymmetric function, prove its symmetry and Schur positivity for natural unit interval graphs, and conjecture elementary positivity over N[q]\mathbb N[q]N[q] and the Hessenberg connection (Configuration Spaces 2012; Adv. Math. 2016).
  • 2013 — Guay-Paquet reduces the Stanley–Stembridge conjecture to unit interval orders (arXiv:1306.2400).
  • 2015 — Athanasiadis gives a power-sum expansion (Electron. J. Combin. 2015).
  • 2016–2018 — Brosnan–Chow (Adv. Math. 2018) and Guay-Paquet (arXiv:1601.05498) prove the Hessenberg representation identity.
  • 2019–2023 — Positivity for substantial subfamilies: abelian Hessenberg varieties (Harada–Precup 2019), explicit expansions (Cho–Huh 2019), melting lollipops (Huh–Nam–Yoo 2020), abelian Dyck paths via qqq-rook theory (Colmenarejo–Morales–Panova 2023); the modular law of Abreu and Nigro (J. Combin. Theory Ser. A 2021).
  • 2024–2025 — Hikita proves the Stanley–Stembridge conjecture (q=1q=1q=1) via a probabilistic formula (arXiv:2410.12758); his weights do not give coefficientwise positivity in N[q]\mathbb N[q]N[q]. Griffin, Mellit, Romero, Weigl and Wen give an independent proof (arXiv:2504.06936).
  • 2026 — The OpenAI preprint Elementary positivity of chromatic quasisymmetric functions (OpenAI Math Release, September 24, 2026) claims elementary positivity over N[q]\mathbb N[q]N[q] for all natural unit interval graphs, with an explicit permutation witness. It has not been peer reviewed and its theorem is not formally verified.

Setting

Let h:[n]→[n]h:[n]\to[n]h:[n]→[n] be weakly increasing with i≤h(i)i\le h(i)i≤h(i). The natural unit interval graph G=G(h)G=G(h)G=G(h) has vertices [n]={1,…,n}[n]=\{1,\dots,n\}[n]={1,…,n} and edges {i,j}\{i,j\}{i,j} with i<j≤h(i)i<j\le h(i)i<j≤h(i). A proper coloring f:[n]→N>0f:[n]\to\mathbb N_{>0}f:[n]→N>0​ gives different colors to adjacent vertices, and asc⁡G(f)\operatorname{asc}_G(f)ascG​(f) counts edges {a<b}\{a<b\}{a<b} with f(a)<f(b)f(a)<f(b)f(a)<f(b). The chromatic quasisymmetric function is

χG(X;q)=∑f properqasc⁡G(f)∏a=1nxf(a).\chi_G(X;q)=\sum_{f\ \text{proper}} q^{\operatorname{asc}_G(f)}\prod_{a=1}^n x_{f(a)} .χG​(X;q)=f proper∑​qascG​(f)a=1∏n​xf(a)​.

For a partition λ\lambdaλ, eλ=∏ieλie_\lambda=\prod_i e_{\lambda_i}eλ​=∏i​eλi​​ with ek=∑i1<⋯<ikxi1⋯xike_k=\sum_{i_1<\dots<i_k}x_{i_1}\cdots x_{i_k}ek​=∑i1​<⋯<ik​​xi1​​⋯xik​​. Let DG0D^0_GDG0​ be the set of permutations σ\sigmaσ (as words σ1⋯σn\sigma_1\cdots\sigma_nσ1​⋯σn​) such that every adjacent descent σi>σi+1\sigma_i>\sigma_{i+1}σi​>σi+1​ is an edge, and ginv⁡G(σ)\operatorname{ginv}_G(\sigma)ginvG​(σ) the number of inversions i<ji<ji<j, σi>σj\sigma_i>\sigma_jσi​>σj​, with {σi,σj}\{\sigma_i,\sigma_j\}{σi​,σj​} an edge.

In Lean (namespace OAI.ElementaryPositivity), NaturalUnitIntervalGraph n stores a monotone extensive h : Fin n → Fin n; chromatic r is χG\chi_GχG​ in rrr variables as an MvPolynomial (Fin r) (Polynomial ℕ); Nondescent and graphInversions define DG0D^0_GDG0​ and ginv⁡G\operatorname{ginv}_GginvG​; a PermutationWitness is a map θ:DG0→{λ⊢n}\theta:D^0_G\to\{\lambda\vdash n\}θ:DG0​→{λ⊢n} together with the identity below in every number rrr of variables, using Mathlib's MvPolynomial.esymmPart.

Formalization targets

Goal: elementary positivity with a permutation witness (Theorem 1.1)

For every nnn and every natural unit interval graph GGG on [n][n][n] there is a map θG:DG0→{λ⊢n}\theta_G:D^0_G\to\{\lambda\vdash n\}θG​:DG0​→{λ⊢n} with

χG(X;q)=∑σ∈DG0qginv⁡G(σ) eθG(σ)(X).\chi_G(X;q)=\sum_{\sigma\in D^0_G} q^{\operatorname{ginv}_G(\sigma)}\,e_{\theta_G(\sigma)}(X).χG​(X;q)=σ∈DG0​∑​qginvG​(σ)eθG​(σ)​(X).

In particular every elementary coefficient of χG\chi_GχG​ lies in N[q]\mathbb N[q]N[q]. The goal is published on the platform with status Open.

Significance

The result itself. The theorem resolves the elementary-positivity part of the Shareshian–Wachs conjecture, and at q=1q=1q=1, via Guay-Paquet's reduction, recovers the Stanley–Stembridge conjecture first proved by Hikita. It is stronger than positivity: it gives a combinatorial witness, assigning each permutation of DG0D^0_GDG0​ an elementary partition while preserving its graph-inversion weight. Through the Brosnan–Chow/Guay-Paquet identity, it implies that each graded piece of the cohomology of a regular semisimple Hessenberg variety is a direct sum of Young permutation modules with multiplicities counted by the witness (Corollary 1.2). Elementary unimodality, the other part of the Shareshian–Wachs conjecture, is not addressed.

Formalizing it. The statement is a finite polynomial identity for each nnn, GGG and rrr, fully expressible with Mathlib's multivariate polynomials and elementary symmetric polynomials. A machine-checked proof would certify a long bijective argument (walls, triangle moves, witness completion) with many case distinctions.

Difficulty

The coloring definition already has nonnegative coefficients in the monomial basis, but rewriting in the elementary basis involves subtraction, so positivity is not visible from the definition. Earlier positive formulas (Schur expansions, power-sum expansions, the acyclic-orientation formula) group partitions or work at q=1q=1q=1, and Hikita's probabilistic formula has rational qqq-weights that are only positive at real q>0q>0q>0, not coefficientwise. A proof over N[q]\mathbb N[q]N[q] must produce, for each elementary partition and each power of qqq, a nonnegative integer count, uniformly over all graphs.

Formalization scope

  • Graphs are encoded by h : Fin n → Fin n monotone with i ≤ h i (zero-indexed); edges are i<j≤h(i)i<j\le h(i)i<j≤h(i) in either order.
  • Colorings use rrr colors Fin r and the identity is required for every r∈Nr\in\mathbb Nr∈N, which is equivalent to the identity of symmetric functions since both sides are homogeneous of degree nnn.
  • Coefficients live in Polynomial ℕ, so nonnegativity in N[q]\mathbb N[q]N[q] is built into the statement; the witness theta is an arbitrary function on the finite set DG0D^0_GDG0​. The source's additional assertion that θG\theta_GθG​ is produced by a deterministic terminating procedure is not encoded, but any such function on a finite set is computable by search, so nothing of mathematical substance is lost.
  • Needed infrastructure: symmetric functions in finitely many variables, elementary basis manipulations, and bijections on ordered independent-set collections. These are reusable for other chromatic-function and LLT-positivity problems.

Selected references

  • R. P. Stanley and J. R. Stembridge, On immanants of Jacobi–Trudi matrices and permutations with restricted position, J. Combin. Theory Ser. A 62 (1993). https://doi.org/10.1016/0097-3165(93)90048-D
  • R. P. Stanley, A symmetric function generalization of the chromatic polynomial of a graph, Adv. Math. 111 (1995), 166–194. https://doi.org/10.1006/aima.1995.1020
  • J. Shareshian and M. L. Wachs, Chromatic quasisymmetric functions, Adv. Math. 295 (2016). https://doi.org/10.1016/j.aim.2015.12.018
  • M. Guay-Paquet, A modular law for the chromatic symmetric functions of (3+1)-free posets, arXiv:1306.2400 (2013). https://arxiv.org/abs/1306.2400v1
  • P. Brosnan and T. Y. Chow, Unit interval orders and the dot action on the cohomology of regular semisimple Hessenberg varieties, Adv. Math. 329 (2018), 955–1001. https://doi.org/10.1016/j.aim.2018.02.020
  • A. Abreu and A. Nigro, Chromatic symmetric functions from the modular law, J. Combin. Theory Ser. A 180 (2021). https://doi.org/10.1016/j.jcta.2021.105407
  • T. Hikita, A proof of the Stanley–Stembridge conjecture, arXiv:2410.12758 (2024, revised 2025). https://arxiv.org/abs/2410.12758v2
  • S. T. Griffin, A. Mellit, M. Romero, K. Weigl and J. J. Wen, On Macdonald expansions of q-chromatic symmetric functions and the Stanley–Stembridge conjecture, arXiv:2504.06936 (2025). https://arxiv.org/abs/2504.06936v1
  • OpenAI, Elementary positivity of chromatic quasisymmetric functions, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2; Corollary 1.2, p. 4). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Elementary-Positivity-of-Chromatic-Quasisymmetric-Functions-September-24-2026/paper.pdf
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AlgebraCombinatoricsRepresentation Theory·Captain: wurtle

Combinatorial invariance of Kazhdan–Lusztig polynomialsResearch Paper

Motivation

Kazhdan–Lusztig polynomials Pu,b(q)P_{u,b}(q)Pu,b​(q) are integer polynomials attached to pairs u≤bu\le bu≤b of elements of a Coxeter group. They were introduced through the canonical basis of the Hecke algebra (Kazhdan–Lusztig, 1979). For Weyl groups they compute local intersection cohomology of Schubert varieties, and they enter the Kazhdan–Lusztig conjectures on characters of highest-weight representations. Their definition uses the simple generators of the group, yet in every known example Pu,bP_{u,b}Pu,b​ seemed to depend only on the Bruhat interval [u,b][u,b][u,b] as an abstract partially ordered set. The combinatorial invariance conjecture, attributed to Lusztig and Dyer, asserts this: if two Bruhat intervals, possibly in different Coxeter groups, are isomorphic as posets, their Kazhdan–Lusztig polynomials coincide.

This mission asks for a formal proof of the conjecture, as stated in an OpenAI preprint dated September 24, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1979–1980 — Kazhdan and Lusztig define the polynomials (Invent. Math. 1979) and interpret them via Schubert varieties (Proc. Sympos. Pure Math. 36, 1980).
  • 1987–1993 — Dyer's thesis and papers on reflection subgroups and the Bruhat graph (J. Algebra 1990; Compositio 1991); the conjecture's published formulation for finite Coxeter systems and the reconstruction of the Bruhat graph from the interval order.
  • 2000–2006 — Lower intervals [1,b][1,b][1,b]: du Cloux (Adv. Math. 2003), Brenti for symmetric groups (EJC 2004), and for all Coxeter systems Brenti–Caselli–Marietti (Adv. Math. 2006) and Delanoy (J. Alg. Combin. 2006).
  • 2001–2014 — Moment-graph and Soergel-bimodule machinery: Braden–MacPherson (Math. Ann. 2001), Fiebig (Trans. AMS 2008), Soergel (J. Inst. Math. Jussieu 2007), Elias–Williamson (Annals 2014).
  • 2007–2021 — Short intervals (Incitti, JCTA 2007); the coefficient of qqq in simply-laced type (Patimo, IMRN 2021).
  • 2022–2026 — Hypercube decompositions guided by machine learning (Blundell–Buesing–Davies–Veličković–Williamson, Represent. Theory 2022); Barkley–Gaetz (Math. Ann. 2025; IMRN 2026); Barkley–Gaetz–Lam: invariance of the qqq-coefficient in general and full invariance up to rank six (arXiv:2601.07793); Esposito–Marietti–Stella up to rank ten in finite Weyl groups (arXiv:2509.16433).
  • September 2026 — The OpenAI preprint claims the full conjecture for arbitrary Coxeter systems (Theorem 1.1, p. 2).

Setting

A Coxeter system (W,S)(W,S)(W,S) is a group WWW with a generating set SSS of involutions subject only to relations (st)mst=1(st)^{m_{st}}=1(st)mst​=1. Write ℓ\ellℓ for word length in SSS. A reflection is a conjugate of an element of SSS. Bruhat order is the partial order generated by x<txx<txx<tx whenever ttt is a reflection and ℓ(tx)>ℓ(x)\ell(tx)>\ell(x)ℓ(tx)>ℓ(x); the interval [u,b]={x:u≤x≤b}[u,b]=\{x:u\le x\le b\}[u,b]={x:u≤x≤b} is finite and graded of rank ℓ(b)−ℓ(u)\ell(b)-\ell(u)ℓ(b)−ℓ(u), even when WWW is infinite. The equal-parameter R-polynomials Rx,yR_{x,y}Rx,y​ and Kazhdan–Lusztig polynomials Px,yP_{x,y}Px,y​ are the unique families with Rx,x=Px,x=1R_{x,x}=P_{x,x}=1Rx,x​=Px,x​=1, Rx,y=Px,y=0R_{x,y}=P_{x,y}=0Rx,y​=Px,y​=0 unless x≤yx\le yx≤y, the recursion: for s∈Ss\in Ss∈S with sy<ysy<ysy<y,

Rx,y={Rsx,sy,sx<x,(q−1)Rx,sy+q Rsx,sy,sx>x,R_{x,y}=\begin{cases}R_{sx,sy}, & sx<x,\\ (q-1)R_{x,sy}+q\,R_{sx,sy}, & sx>x,\end{cases}Rx,y​={Rsx,sy​,(q−1)Rx,sy​+qRsx,sy​,​sx<x,sx>x,​

the degree bound deg⁡Px,y<(ℓ(y)−ℓ(x))/2\deg P_{x,y}<(\ell(y)-\ell(x))/2degPx,y​<(ℓ(y)−ℓ(x))/2 for x<yx<yx<y, and the inversion formula

qℓ(y)−ℓ(x)Px,y(q−1)=∑x≤z≤yRx,z(q) Pz,y(q).q^{\ell(y)-\ell(x)}P_{x,y}(q^{-1})=\sum_{x\le z\le y}R_{x,z}(q)\,P_{z,y}(q).qℓ(y)−ℓ(x)Px,y​(q−1)=x≤z≤y∑​Rx,z​(q)Pz,y​(q).

Formalization targets

Goal: Theorem 1.1 (p. 2)

Let (W,S)(W,S)(W,S) and (W′,S′)(W',S')(W′,S′) be arbitrary Coxeter systems, u≤bu\le bu≤b in WWW and u′≤b′u'\le b'u′≤b′ in W′W'W′. If ι:[u,b]→[u′,b′]\iota:[u,b]\to[u',b']ι:[u,b]→[u′,b′] is an isomorphism of posets (a bijection preserving and reflecting order), then

Pu,bW(q)=Pu′,b′W′(q).P^{W}_{u,b}(q)=P^{W'}_{u',b'}(q).Pu,bW​(q)=Pu′,b′W′​(q).

The isomorphism carries no labels or root data; the groups may be infinite and noncrystallographic.

Significance

The result itself. It shows that a Kazhdan–Lusztig polynomial, defined algebraically from the Hecke algebra, is determined by a finite poset. Restricting ι\iotaι to subintervals gives the same for every Px,yP_{x,y}Px,y​ with u≤x≤y≤bu\le x\le y\le bu≤x≤y≤b, and hence for the R-polynomials (Corollary 6.1, p. 29). For Weyl groups this means that local intersection cohomology of Schubert varieties is determined by the Bruhat poset. It settles a question open since the 1980s that had been verified only for lower intervals, short intervals, low ranks, and single coefficients.

Formalizing it. Mathlib has Coxeter systems and their length function but no Bruhat order, Hecke algebra, or Kazhdan–Lusztig theory. The proof uses reflection orders (Dyer's path formula, Theorem 2.2, p. 7), Braden–MacPherson moment-graph sheaves over a reflection-faithful real realization (Theorem 2.3, p. 8), and the Elias–Williamson character theorem as external inputs. Building these would be a substantial, reusable contribution to formal representation theory.

Difficulty

The defining recursion uses a simple generator sss with sy<ysy<ysy<y, but a poset isomorphism need not carry simple generators or reflections to anything recognisable, and need not respect root labels. Dyer's reconstruction recovers all reflection edges of the Bruhat graph from the order (Theorem 3.4, p. 12) but not their labels. Lanini's moment-graph invariance requires compatible label automorphisms, which an abstract isomorphism does not provide. The preprint therefore keeps the two realizations separate, transports reflection orders through maximal dihedral subintervals (Proposition 3.5, p. 13), counts later edges exactly, and compares images of edges in two different sheaves by a reciprocal inequality that is then forced to be an equality (Sections 5–6).

Formalization scope

  • Coxeter systems are Mathlib CoxeterSystem M W for arbitrary index types and groups; the two systems may live in different universes.
  • BruhatLE is the reflexive–transitive closure of x→txx\to txx→tx with ttt a reflection and ℓ(x)<ℓ(tx)\ell(x)<\ell(tx)ℓ(x)<ℓ(tx), i.e. strong Bruhat order (not weak order). Interval cs u b carries this order; ι is an order isomorphism ≃o.
  • klPolynomial is the second component of Classical.epsilon (NormalizedKL cs), where NormalizedKL encodes exactly the normalization above (R-recursion with left multiplication, diagonal and vanishing conditions, 2deg⁡P<ℓ(y)−ℓ(x)2\deg P<\ell(y)-\ell(x)2degP<ℓ(y)−ℓ(x), and the inversion formula with Polynomial.reflect). Existence and uniqueness of such families is the classical Kazhdan–Lusztig theorem, and a proof of the goal has to establish them, since otherwise Classical.epsilon returns an arbitrary pair.
  • Sums over intervals use finsum; intervals are finite, so this is the ordinary sum.
  • The hypotheses u≤bu\le bu≤b, u′≤b′u'\le b'u′≤b′ are explicit; there is no vacuous reading.

Welcome contributions: Bruhat order and its basic properties (subword property, finiteness of intervals), R-polynomials, and existence and uniqueness of Kazhdan–Lusztig polynomials for arbitrary Coxeter systems.

Selected references

  • OpenAI, Combinatorial invariance of Kazhdan–Lusztig polynomials, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Combinatorial-Invariance-of-Kazhdan-Lusztig-Polynomials-September-24-2026/paper.pdf
  • D. Kazhdan, G. Lusztig, Representations of Coxeter groups and Hecke algebras, Invent. Math. 53 (1979), 165–184. https://doi.org/10.1007/BF01390031
  • M. Dyer, On the "Bruhat graph" of a Coxeter system, Compositio Math. 78 (1991), 185–191. https://www.numdam.org/item/CM_1991__78_2_185_0/
  • F. Brenti, F. Caselli, M. Marietti, Special matchings and Kazhdan–Lusztig polynomials, Adv. Math. 202 (2006), 555–601. https://doi.org/10.1016/j.aim.2005.01.011
  • E. Delanoy, Combinatorial invariance of Kazhdan–Lusztig polynomials on intervals starting from the identity, J. Algebraic Combin. 24 (2006), 437–463. https://doi.org/10.1007/s10801-006-0014-7
  • F. du Cloux, Rigidity of Schubert closures and invariance of Kazhdan–Lusztig polynomials, Adv. Math. 180 (2003), 146–175. https://doi.org/10.1016/S0001-8708(02)00100-7
  • T. Braden, R. MacPherson, From moment graphs to intersection cohomology, Math. Ann. 321 (2001), 533–551. https://doi.org/10.1007/s002080100232
  • B. Elias, G. Williamson, The Hodge theory of Soergel bimodules, Ann. of Math. 180 (2014), 1089–1136. https://doi.org/10.4007/annals.2014.180.3.6
  • C. Blundell, L. Buesing, A. Davies, P. Veličković, G. Williamson, Towards combinatorial invariance for Kazhdan–Lusztig polynomials, Represent. Theory 26 (2022), 1145–1191. https://doi.org/10.1090/ert/624
  • G. T. Barkley, C. Gaetz, T. Lam, Combinatorial invariance for the coefficient of q in Kazhdan–Lusztig polynomials, arXiv:2601.07793 (2026). https://arxiv.org/abs/2601.07793v2
  • A. Björner, F. Brenti, Combinatorics of Coxeter Groups, GTM 231, Springer, 2005. https://doi.org/10.1007/3-540-27596-7
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CombinatoricsGraph Theory·Captain: wurtle

A counterexample to Ryser's covering conjectureResearch Paper

Motivation

A vertex cover of a hypergraph HHH is a set of vertices meeting every edge; the covering number τ(H)\tau(H)τ(H) is the minimum size of a cover, and the matching number ν(H)\nu(H)ν(H) is the maximum number of pairwise disjoint edges. In an rrr-partite rrr-uniform hypergraph the vertices are split into rrr parts and every edge contains exactly one vertex from each part. Ryser's covering conjecture asserts

τ(H)≤(r−1) ν(H).\tau(H)\le(r-1)\,\nu(H).τ(H)≤(r−1)ν(H).

For r=2r=2r=2 it is Kőnig's theorem, so it proposes a higher-dimensional analogue of the most basic min–max theorem of bipartite matching theory. In the intersecting case (ν=1\nu=1ν=1) it asks for a cover of size r−1r-1r−1, and it is equivalent to Gyárfás's conjecture that r−1r-1r−1 monochromatic trees cover any rrr-edge-coloured complete graph.

Background. An equivalent formulation appears in Henderson's 1971 thesis (doi:10.7907/J1Z1-SK19). Aharoni proved the case r=3r=3r=3 in 2001 (doi:10.1007/s004930170001); Gyárfás and Tuza settled the intersecting case through r=5r=5r=5; Haxell and Scott (2012) proved τ≤(r−ϵ)ν\tau\le(r-\epsilon)\nuτ≤(r−ϵ)ν for r=4,5r=4,5r=4,5 (doi:10.37236/1175); Francetić, Herke, McKay and Wanless (2017) handled linear intersecting hypergraphs through rank nine (doi:10.1016/j.ejc.2016.10.004); Bishnoi, Das, Morris and Szabó (2021) treated ttt-intersecting hypergraphs (doi:10.1016/j.jcta.2020.105366). Truncated projective planes give equality whenever r−1r-1r−1 is a prime power; equality examples were studied by Mansour, Song and Yuster (2009, doi:10.1007/s00373-008-0821-9), Aharoni, Barát and Wanless (2016, doi:10.1007/s00373-015-1575-9) and Abu-Khazneh, Barát, Pokrovskiy and Szabó (2019, doi:10.1016/j.jcta.2018.07.011). Clow, Haxell and Mohar disproved Lovász's stronger matching-reduction conjecture at r=3r=3r=3 (doi:10.1007/s00493-026-00220-3), without contradicting Ryser's inequality.

The source of this mission, an OpenAI preprint dated September 23, 2026, claims intersecting counterexamples for ranks r=sn+1r=s^n+1r=sn+1.

Setting

A finite hypergraph is a finite set of edges, each a finite set of vertices. It is rrr-partite rrr-uniform if there is a map assigning each vertex one of rrr parts such that every edge contains exactly one vertex of each part. It is intersecting if it is nonempty and any two distinct edges share a vertex, so ν(H)=1\nu(H)=1ν(H)=1. Every edge of an intersecting hypergraph is itself a cover, so τ(H)≤r\tau(H)\le rτ(H)≤r always; a counterexample to Ryser's conjecture in the intersecting case needs τ(H)=r\tau(H)=rτ(H)=r.

Formalization targets

Milestone: special case of Theorem 1.1

There are a prime p>5p>5p>5 with p≡2(mod3)p\equiv2\pmod3p≡2(mod3) and NNN such that for every prime n≥Nn\ge Nn≥N, n>2n>2n>2, an intersecting (pn+1)(p^n+1)(pn+1)-partite (pn+1)(p^n+1)(pn+1)-uniform hypergraph with ν=1\nu=1ν=1 and τ=pn+1\tau=p^n+1τ=pn+1 exists.

Goal: Theorem 1.1

There is s0s_0s0​ such that for every prime s≥s0s\ge s_0s≥s0​ with s≡2(mod3)s\equiv2\pmod 3s≡2(mod3) there is n0(s)≥3n_0(s)\ge3n0​(s)≥3 such that for every odd n≥n0(s)n\ge n_0(s)n≥n0​(s), with q=snq=s^nq=sn, there is a finite intersecting (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph HHH with

τ(H)=q+1>q=(r−1) ν(H).\tau(H)=q+1>q=(r-1)\,\nu(H).τ(H)=q+1>q=(r−1)ν(H).

In particular infinitely many ranks fail. Lean: OAI.RyserOdd.eventualOddFailures_and_infinite, open on the platform.

Significance

The theorem would disprove Ryser's conjecture in its intersecting case, and through the standard transfer (Corollary 1.2) also Gyárfás's monochromatic tree-cover conjecture, for the ranks sn+1s^n+1sn+1. The value τ=r\tau=rτ=r is the maximum possible. A companion preprint of the same family covers a different range of ranks (prime qqq, with balanced parts); the two constructions are independent apart from three elementary estimates. Thresholds are not numerical. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

The truncated-plane examples sit exactly at τ=r−1\tau=r-1τ=r−1, and covers may mix vertices from different parts, so enlarging individual parts does not help. One must insert exceptional edges that destroy every cover of size qqq while preserving the intersecting property. Ruling out all small covers requires showing that any small cover contains almost a full pencil of lines, which over Fsn\mathbb F_{s^n}Fsn​ needs an incidence bound with a power saving (a Bourgain–Katz–Tao-type sum–product estimate) valid in fields whose proper subfields are small. This is where odd exponents and the congruence s≡2(mod3)s\equiv2\pmod3s≡2(mod3) enter.

Formalization scope

  • Hypergraph V := Finset (Finset V) over a finite type V with decidable equality.
  • RPartiteUniform r H: some part : V → Fin r with exactly one vertex of each part in every edge. Uniform r H: every edge has r vertices.
  • Intersecting: distinct edges meet. matchingNumber is the maximal size of a pairwise disjoint subfamily; coverNumber is sInf of cover sizes, and existence of a cover is asserted separately so the sInf is not the empty-set default.
  • ExplicitFailureAt r packages all of these with ν=1\nu=1ν=1, τ=r\tau=rτ=r and (r−1)ν<τ(r-1)\nu<\tau(r−1)ν<τ; the goal asserts it for the stated ranks and that the set of failing ranks is infinite.

Needed infrastructure: finite fields Fsn\mathbb F_{s^n}Fsn​ and their projective planes, incidence and sum–product estimates, and probabilistic selection arguments. Contributions formalizing Theorem 2.1 (uniform incidence saving), Lemma 3.2 (line covers after random deletions) or Theorem 4.1 (compatible translates from independent pools) are welcome.

Selected references

  • OpenAI, A counterexample to Ryser's covering conjecture, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Counterexample-to-Rysers-Covering-Conjecture-September-23-2026/paper.pdf
  • J. R. Henderson, Permutation decompositions of (0,1)-matrices and decomposition transversals, PhD thesis, 1971. https://doi.org/10.7907/J1Z1-SK19
  • R. Aharoni, Ryser's conjecture for tripartite 3-graphs, Combinatorica, 2001. https://doi.org/10.1007/s004930170001
  • P. Haxell, A. Scott, On Ryser's conjecture, Electron. J. Combin., 2012. https://doi.org/10.37236/1175
  • N. Francetić, S. Herke, B. D. McKay, I. M. Wanless, On Ryser's conjecture for linear intersecting multipartite hypergraphs, European J. Combin., 2017. https://doi.org/10.1016/j.ejc.2016.10.004
  • A. Abu-Khazneh, J. Barát, A. Pokrovskiy, T. Szabó, A family of extremal hypergraphs for Ryser's conjecture, J. Combin. Theory Ser. A, 2019. https://doi.org/10.1016/j.jcta.2018.07.011
  • J. Bourgain, N. Katz, T. Tao, A sum-product estimate in finite fields, and applications, Geom. Funct. Anal., 2004. https://doi.org/10.1007/s00039-004-0451-1
  • A. Clow, P. Haxell, B. Mohar, A counterexample to a conjecture of Lovász, Combinatorica, 2026. https://doi.org/10.1007/s00493-026-00220-3
  • OpenAI, Balanced counterexamples to Ryser's conjecture at prime orders, preprint, September 27, 2026.
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CombinatoricsGraph Theory·Captain: wurtle

Balanced counterexamples to Ryser's conjecture at prime ordersResearch Paper

Motivation

A vertex cover of a hypergraph is a set of vertices meeting every edge; the covering number τ(H)\tau(H)τ(H) is the minimum size of a cover, and the matching number ν(H)\nu(H)ν(H) is the maximum number of pairwise disjoint edges. An rrr-partite rrr-uniform hypergraph has rrr disjoint vertex parts, and every edge takes exactly one vertex from each part. Ryser's covering conjecture asserts that every such hypergraph satisfies

τ(H)≤(r−1) ν(H).\tau(H)\le(r-1)\,\nu(H).τ(H)≤(r−1)ν(H).

For r=2r=2r=2 this is Kőnig's theorem for bipartite graphs, so the conjecture is a proposed higher-dimensional Kőnig theorem. Its intersecting case (ν=1\nu=1ν=1, bound r−1r-1r−1) is equivalent to Gyárfás's conjecture that every rrr-edge-coloured complete graph can be covered by r−1r-1r−1 monochromatic trees, which connects it to Ramsey-type covering problems.

Timeline

  • 1971. Henderson's thesis contains an equivalent formulation of the conjecture (doi:10.7907/J1Z1-SK19); Best and Wanless discuss its attribution to Ryser (arXiv:1801.02893).
  • 1983. Tuza proves the intersecting case for r=5r=5r=5; Gyárfás had handled r≤4r\le4r≤4 (historical account in Király–Tóthmérész, doi:10.37236/6448).
  • 1991. Erdős, Gyárfás and Pyber record the equivalence with the monochromatic tree-cover formulation (doi:10.1016/0095-8956(91)90007-7).
  • 2001. Aharoni proves the full case r=3r=3r=3 (doi:10.1007/s004930170001).
  • 2012. Haxell and Scott prove τ≤(r−εr)ν\tau\le(r-\varepsilon_r)\nuτ≤(r−εr​)ν for r=4,5r=4,5r=4,5 (doi:10.37236/1175).
  • 2017. Francetić, Herke, McKay and Wanless verify the linear intersecting case through rank nine (doi:10.1016/j.ejc.2016.10.004); Haxell and Scott construct intersecting examples with τ≥r−4\tau\ge r-4τ≥r−4 (doi:10.37236/6460).
  • 2019. Abu-Khazneh, Barát, Pokrovskiy and Szabó construct intersecting (q+2)(q+2)(q+2)-partite hypergraphs with τ=q+1\tau=q+1τ=q+1, matching the conjectured bound, for prime powers qqq (doi:10.1016/j.jcta.2018.07.011).
  • 2025–2026. Clow, Haxell and Mohar disprove Lovász's stronger deletion conjecture at r=3r=3r=3 (doi:10.1007/s00493-026-00220-3); those examples do not contradict Ryser's bound.

The source of this mission, an OpenAI preprint dated September 27, 2026, claims counterexamples to the conjecture itself, already in the intersecting case and with all parts of equal size.

Setting

Fix r=q+1r=q+1r=q+1. A (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph on parts V1,…,Vq+1V_1,\dots,V_{q+1}V1​,…,Vq+1​ is given by its edge set, each edge choosing one vertex in every part. It is intersecting if it has at least one edge and any two edges share a vertex (necessarily in the same part). A vertex is nonisolated if it lies in some edge. For an intersecting hypergraph ν(H)=1\nu(H)=1ν(H)=1, so Ryser's conjecture predicts τ(H)≤q\tau(H)\le qτ(H)≤q.

The natural extremal example comes from the affine plane Fq2\mathbb F_q^2Fq2​: one part per direction, one vertex per line, one edge per point. It is intersecting with τ=q\tau=qτ=q, attaining the conjectured bound.

Formalization targets

Goal: Theorem 1.1

There is q0q_0q0​ such that for every prime q≥q0q\ge q_0q≥q0​ there exists a finite intersecting (q+1)(q+1)(q+1)-partite (q+1)(q+1)(q+1)-uniform hypergraph HHH with

∣V1∣=⋯=∣Vq+1∣=q+1,τ(H)=q+1,|V_1|=\dots=|V_{q+1}|=q+1,\qquad \tau(H)=q+1,∣V1​∣=⋯=∣Vq+1​∣=q+1,τ(H)=q+1,

and every vertex lies in an edge. Lean: OAI.Balanced.main_result, open on the platform.

Significance

Since ν(H)=1\nu(H)=1ν(H)=1 and τ(H)=q+1>q=r−1\tau(H)=q+1>q=r-1τ(H)=q+1>q=r−1, the theorem would disprove Ryser's conjecture for infinitely many rrr, in its intersecting case. The value τ=r\tau=rτ=r is the largest possible for an intersecting rrr-uniform hypergraph (any edge is a cover), and the part sizes q+1q+1q+1 are the smallest compatible with τ=r\tau=rτ=r, so the examples are extremal in both respects. Via the standard transfer (Corollary 1.2) they also disprove Gyárfás's tree-cover conjecture for r=q+1r=q+1r=q+1 colours. The threshold q0q_0q0​ is not explicit. A companion preprint of the same family gives counterexamples over extension fields without balance. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists.

Difficulty

The affine-plane example sits exactly at the conjectured bound, and its minimum covers are rigid (parallel classes). Raising τ\tauτ by one requires adding edges that destroy every qqq-element cover while keeping the hypergraph intersecting and keeping only q+1q+1q+1 vertices per part; adding a new part, as Abu-Khazneh et al. did, changes rrr and only reaches equality. Verifying that no cover of size qqq survives requires controlling all small sets of lines, which the paper does with stability results for line covers in prime-order planes and a probabilistic selection.

Formalization scope

  • PartiteHypergraph r n has vertex set Fin r × Fin n and edges a Finset (Fin r → Fin n); an edge eee contains the vertices (i,e(i))(i,e(i))(i,e(i)).
  • Intersecting: edges nonempty and any two edges agree in some coordinate. Nonisolated: every (i,v)(i,v)(i,v) lies in some edge. HasCoverNumber H k: some cover has exactly kkk vertices and every cover has at least kkk.
  • MainResult: ∃ q₀, ∀ q ≥ q₀, q.Prime → ∃ H : PartiteHypergraph (q+1) (q+1), Intersecting ∧ Nonisolated ∧ HasCoverNumber (q+1).
  • Finite fields of prime order are available in Mathlib as ZMod q.

Contributions formalizing the deterministic reduction (Proposition 2.1), the stability of affine line covers (Lemma 3.3, building on Szőnyi–Weiner), or the selection step (Proposition 5.1) are welcome, as is the monochromatic tree-cover corollary.

Selected references

  • OpenAI, Balanced counterexamples to Ryser's conjecture at prime orders, preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Balanced-Counterexamples-to-Rysers-Conjecture-at-Prime-Orders-September-27-2026/paper.pdf
  • J. R. Henderson, Permutation decompositions of (0,1)-matrices and decomposition transversals, PhD thesis, Caltech, 1971. https://doi.org/10.7907/J1Z1-SK19
  • R. Aharoni, Ryser's conjecture for tripartite 3-graphs, Combinatorica, 2001. https://doi.org/10.1007/s004930170001
  • P. Haxell, A. Scott, On Ryser's conjecture, Electron. J. Combin., 2012. https://doi.org/10.37236/1175
  • N. Francetić, S. Herke, B. D. McKay, I. M. Wanless, On Ryser's conjecture for linear intersecting multipartite hypergraphs, European J. Combin., 2017. https://doi.org/10.1016/j.ejc.2016.10.004
  • A. Abu-Khazneh, J. Barát, A. Pokrovskiy, T. Szabó, A family of extremal hypergraphs for Ryser's conjecture, J. Combin. Theory Ser. A, 2019. https://doi.org/10.1016/j.jcta.2018.07.011
  • P. Erdős, A. Gyárfás, L. Pyber, Vertex coverings by monochromatic cycles and trees, J. Combin. Theory Ser. B, 1991. https://doi.org/10.1016/0095-8956(91)90007-7
  • Z. Király, L. Tóthmérész, On Ryser's conjecture for t-intersecting and degree-bounded hypergraphs, Electron. J. Combin., 2017. https://doi.org/10.37236/6448
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Algebraic TopologyCombinatoricsDiscrete Geometry·Captain: wurtle

A nine-dimensional counterexample to Borsuk's covering assertionResearch Paper

Motivation

In 1933 Borsuk asked whether every bounded set of positive diameter in Rd\mathbb R^dRd can be split into d+1d+1d+1 pieces of strictly smaller diameter. The answer is yes in dimensions d≤3d\le3d≤3 and for smooth convex bodies, and a regular simplex shows that d+1d+1d+1 pieces may be necessary. Kahn and Kalai showed in 1993 that the answer is no in high dimensions, and since then the question has been: in which dimensions does Borsuk's assertion first fail? The smallest known counterexample dimension measures how far our understanding of diameter partitions extends; it has been reduced from 132513251325 to 636363 by combinatorial constructions, while the assertion is open in all dimensions between 444 and the current record.

Timeline

  • 1933. Borsuk poses the partition question (doi:10.4064/fm-20-1-177-190).
  • 1981. Frankl and Wilson prove a forbidden-intersection theorem that later drives the first counterexample (doi:10.1007/BF02579457).
  • 1993. Kahn and Kalai disprove Borsuk's conjecture in dimension 132513251325 and all large dimensions (doi:10.1090/S0273-0979-1993-00398-7).
  • 1994–2000. Reductions to dimension 946946946 (Nilli), 561561561 (Raigorodskii, doi:10.1070/RM1997v052n06ABEH002184) and 560560560 (Weißbach).
  • 2002–2003. Spherical codes from the Leech lattice give 323323323 (Hinrichs, doi:10.1016/S0012-365X(01)00202-3), 321321321 (Pikhurko, arXiv:math/0202112) and 298298298 (Hinrichs–Richter, doi:10.1016/S0012-365X(02)00833-6).
  • 2014. Strongly regular graphs give 656565 (Bondarenko, doi:10.1007/s00454-014-9579-4) and 646464 (Jenrich–Brouwer, doi:10.37236/4069).
  • 2015. Kalai surveys the problem and describes the projector embedding x↦x⊗xx\mapsto x\otimes xx↦x⊗x (doi:10.1017/CBO9781316106853.005).
  • 2026. Grinsztajn gives a finite counterexample in dimension 636363 (author manuscript).

The source of this mission, an OpenAI preprint dated September 23, 2026, claims a counterexample in dimension 999.

Setting

For a bounded set YYY of positive diameter, b(Y)b(Y)b(Y) is the least number of subsets of strictly smaller diameter that cover YYY (covers and partitions give the same number). Borsuk's assertion in Rd\mathbb R^dRd is that b(Y)≤d+1b(Y)\le d+1b(Y)≤d+1 for every such Y⊂RdY\subset\mathbb R^dY⊂Rd.

Let Sym4(R)\mathrm{Sym}_4(\mathbb R)Sym4​(R) be the real symmetric 4×44\times44×4 matrices with the Frobenius norm ∥A∥F2=tr⁡(A2)=∑i,jAij2\|A\|_F^2=\operatorname{tr}(A^2)=\sum_{i,j}A_{ij}^2∥A∥F2​=tr(A2)=∑i,j​Aij2​. The trace-one hyperplane {tr⁡A=1}\{\operatorname{tr}A=1\}{trA=1} in Sym4(R)\mathrm{Sym}_4(\mathbb R)Sym4​(R) is a 999-dimensional affine Euclidean space. For a unit vector u∈R4u\in\mathbb R^4u∈R4, uuTuu^{\mathsf T}uuT is the orthogonal projector onto the line Ru\mathbb RuRu. Two such projectors are at distance 2\sqrt22​ exactly when the lines are orthogonal.

Formalization targets

Goal: Theorem 1.1

The set

X={uuT:u∈R4, ∥u∥=1}⊂{A∈Sym4(R):tr⁡A=1}X=\{uu^{\mathsf T}:u\in\mathbb R^4,\ \|u\|=1\}\subset\{A\in\mathrm{Sym}_4(\mathbb R):\operatorname{tr}A=1\}X={uuT:u∈R4, ∥u∥=1}⊂{A∈Sym4​(R):trA=1}

is compact, has Frobenius diameter 2\sqrt22​, and cannot be covered by ten subsets of diameter strictly less than 2\sqrt22​. Hence b(X)≥11>9+1b(X)\ge11>9+1b(X)≥11>9+1 and Borsuk's assertion fails in dimension 999. The Lean statement OAI.BorsukNine.main_theorem is open on the platform.

Significance

The theorem lowers the smallest known counterexample dimension for Borsuk's conjecture from 636363 to 999, and the paper extends it to compact counterexamples in every dimension d≥9d\ge9d≥9 (Corollary 7.1). Unlike previous counterexamples, which are finite point sets built from codes or strongly regular graphs, the witness is a continuum: the image of real projective 333-space under the projector embedding. The theorem does not determine the smallest failing dimension (the assertion remains undecided in dimensions 444 to 888) or the exact value of b(X)b(X)b(X).

The result is claimed in an OpenAI preprint; it has not been peer reviewed and no machine-checked proof exists. A formal proof would combine metric geometry, an algebraic-topological degree argument and a finite combinatorial obstruction.

Difficulty

Previous counterexamples use finite sets where a counting argument (Frankl–Wilson type) forces many parts; such counting gives nothing for a 999-dimensional continuum. For XXX, a cover by ten small sets corresponds to ten nonnegative functions on RP3\mathbb{RP}^3RP3 summing to one, with orthogonal lines never sharing a positive coordinate. One would like to use the minimal number of vertices of a triangulation of RP3\mathbb{RP}^3RP3 (Walkup: eleven), but the positive-support complex arising from such functions is not a triangulation, so its face structure has to be derived from the map itself.

Formalization scope

  • Vectors are EuclideanSpace ℝ (Fin 4); matrices are EuclideanSpace ℝ (Fin 4 × Fin 4), whose norm is the Frobenius norm. projector u has entries uiuju_iu_jui​uj​.
  • projectorSet is the image of the unit sphere; traceOneSymmetric is the set of symmetric matrices of trace 111.
  • HasTenSmallCover: ten subsets of projectorSet covering it, each with Metric.diam < √2. Requiring the pieces to lie in XXX loses no generality, and keeps Metric.diam away from its default value for unbounded sets.
  • The goal is the conjunction: IsCompact projectorSet, containment in traceOneSymmetric, Metric.diam projectorSet = √2, and ¬ HasTenSmallCover.

A complete development needs partitions of unity, mod-two degree of odd maps on spheres, local preimage counting, and a finite combinatorial case analysis on labelled supports. The finite combinatorial part (Sections 5–6) and Lemma 2.4 (reduction to strict gaps) are self-contained and welcome first contributions.

Selected references

  • OpenAI, A nine-dimensional counterexample to Borsuk's covering assertion, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-nine-dimensional-counterexample-to-Borsuks-covering-assertion-September-23-2026/paper.pdf
  • K. Borsuk, Drei Sätze über die nnn-dimensionale euklidische Sphäre, Fund. Math., 1933. https://doi.org/10.4064/fm-20-1-177-190
  • J. Kahn, G. Kalai, A counterexample to Borsuk's conjecture, Bull. Amer. Math. Soc., 1993. https://doi.org/10.1090/S0273-0979-1993-00398-7
  • A. Hinrichs, C. Richter, New sets with large Borsuk numbers, Discrete Math., 2003. https://doi.org/10.1016/S0012-365X(02)00833-6
  • A. V. Bondarenko, On Borsuk's conjecture for two-distance sets, Discrete Comput. Geom., 2014. https://doi.org/10.1007/s00454-014-9579-4
  • T. Jenrich, A. E. Brouwer, A 64-dimensional counterexample to Borsuk's conjecture, Electron. J. Combin., 2014. https://doi.org/10.37236/4069
  • G. Kalai, Some old and new problems in combinatorial geometry I: around Borsuk's problem, Surveys in Combinatorics, 2015. https://doi.org/10.1017/CBO9781316106853.005
  • D. W. Walkup, The lower bound conjecture for 3- and 4-manifolds, Acta Math., 1970. https://doi.org/10.1007/BF02392331
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Dynamical SystemsFunctional AnalysisHarmonic Analysis·Captain: wurtle

A smooth three-torus diffeomorphism with simple Lebesgue spectrumResearch Paper

Motivation: Banach's simple Lebesgue-spectrum problem

A measure-preserving transformation TTT of a probability space acts on square-integrable functions by the Koopman operator UTg=g∘TU_Tg=g\circ TUT​g=g∘T, a unitary operator. Its spectral type (discrete, singular continuous, absolutely continuous) and its multiplicity are basic invariants of ergodic theory. The Lebesgue spectrum is the spectral type of the shift on ℓ2(Z)\ell^2(\mathbb Z)ℓ2(Z), the type of Bernoulli shifts and other strongly chaotic systems, where it occurs with infinite multiplicity. Banach's problem asks whether Lebesgue spectrum can occur with multiplicity one: is there a transformation whose Koopman operator on the orthogonal complement of the constants is unitarily equivalent to multiplication by www on L2(S1)L^2(S^1)L2(S1)? Equivalently, is there a single function whose bilateral orbit under UTU_TUT​ is an orthonormal basis of the mean-zero space? The problem combines spectral theory with the construction of explicit dynamics, and a smooth example would show this spectral behavior is compatible with the regularity of differentiable dynamics.

Timeline

  • 1949 — Rokhlin asks for ergodic automorphisms with simple, or at least finite-multiplicity, Lebesgue spectrum (Uspekhi Mat. Nauk 1949, §4, no. 7).
  • 1960 — Ulam records a real-line form of the question attributed to Banach (A Collection of Mathematical Problems, Interscience, 1960, §6, p. 76).
  • 1970 — Anosov and Katok introduce approximation-by-conjugation constructions of smooth ergodic diffeomorphisms (Trudy MMO 1970).
  • 1978 — Helson and Parry construct cocycles over aperiodic transformations with associated Lebesgue spectrum (Ark. Mat. 1978).
  • 1984 — Mathew and Nadkarni construct a transformation with a Lebesgue component of multiplicity two (Bull. LMS 1984).
  • 1999 — Guenais connects Morse cocycles with flat polynomials and constructs a group action with simple spectrum of mixed type (ETDS 1999).
  • 2001 — Fayad constructs C∞C^\inftyC∞ volume-preserving torus diffeomorphisms with simple (not Lebesgue) spectrum (J. LMS 2001).
  • 2020–2023 — Prikhod'ko constructs a finite-measure flow with simple Lebesgue spectrum (Sb. Math. 2020); Fayad–Forni–Kanigowski (JAMS 2021) and Abdedou–Fayad–Kessi (DCDS 2023) obtain smooth flows with countable Lebesgue multiplicity; el Abdalaoui presents an infinite-measure conservative example (arXiv:1508.06439). None of these gives a probability-preserving map with simple Lebesgue spectrum on the whole mean-zero space.
  • 2026 — The OpenAI preprint A smooth three-torus diffeomorphism with simple Lebesgue spectrum (OpenAI Math Release, September 23, 2026) claims a C∞C^\inftyC∞ volume-preserving diffeomorphism of T3\mathbb T^3T3 with this property. It has not been peer reviewed and its theorem is not formally verified.

Setting

Let T=R/Z\mathbb T=\mathbb R/\mathbb ZT=R/Z and let μ\muμ be normalized Lebesgue (Haar) measure on T3\mathbb T^3T3. A bijection T:T3→T3T:\mathbb T^3\to\mathbb T^3T:T3→T3 is a C∞C^\inftyC∞ diffeomorphism if TTT and T−1T^{-1}T−1 lift locally to C∞C^\inftyC∞ maps of R3\mathbb R^3R3. It is volume preserving if μ(T−1A)=μ(A)\mu(T^{-1}A)=\mu(A)μ(T−1A)=μ(A) for every measurable AAA. Let L02(T3,μ)L^2_0(\mathbb T^3,\mu)L02​(T3,μ) be the closed subspace of complex square-integrable functions with integral zero, and UTg=g∘TU_Tg=g\circ TUT​g=g∘T. Let mmm be Haar measure on the circle and w(z)=e2πizw(z)=e^{2\pi i z}w(z)=e2πiz the first Fourier character.

In Lean (namespace OAI.ThreeTorus), the torus is Fin 3 → UnitAddCircle with the product Haar measure, smoothness is local smooth lifting on Fin 3 → ℝ, L02L^2_0L02​ is the subspace meanZero of Lp ℂ 2 μ, and MainConclusion packages the theorem below.

Formalization targets

Goal: smooth simple Lebesgue spectrum (Theorem 1.1)

There exist a C∞C^\inftyC∞ volume-preserving diffeomorphism TTT of T3\mathbb T^3T3 and a real-valued f∈L02(T3,μ)f\in L^2_0(\mathbb T^3,\mu)f∈L02​(T3,μ) such that

{ f∘Tn:n∈Z } is an orthonormal basis of L02(T3,μ);\{\,f\circ T^n : n\in\mathbb Z\,\}\ \text{is an orthonormal basis of } L^2_0(\mathbb T^3,\mu);{f∘Tn:n∈Z} is an orthonormal basis of L02​(T3,μ);

moreover TTT is ergodic, and there is a unitary W:L02(T3,μ)→L2(S1,m)W:L^2_0(\mathbb T^3,\mu)\to L^2(S^1,m)W:L02​(T3,μ)→L2(S1,m) with

W(g∘T)=w⋅W(g)for all g∈L02.W(g\circ T)=w\cdot W(g)\qquad\text{for all } g\in L^2_0 .W(g∘T)=w⋅W(g)for all g∈L02​.

The goal is published on the platform with status Open.

Significance

The result itself. The theorem answers the probability-preserving form of Banach's problem, with the strongest kind of example: the invariant measure is the standard smooth volume on a compact manifold, the map is C∞C^\inftyC∞, and the conclusion covers the whole mean-zero space, both spectral type and multiplicity. Earlier work produced Lebesgue components, Lebesgue spectrum of higher multiplicity, simple spectrum of other types, flows, or infinite-measure examples; time-ttt maps of simple-Lebesgue flows have infinite multiplicity, so they do not answer the question. The source also derives from it mixing (of all orders, using a separate companion multiple-mixing theorem), zero Kolmogorov–Sinai entropy (via Rokhlin's finite-multiplicity entropy theorem) and vanishing Lyapunov exponents (Corollary 6.1, p. 28).

Formalizing it. The statement exercises Mathlib's LpL^pLp spaces, Haar measure on the additive circle, ergodicity and Fourier characters together. A formal proof would certify a long quantitative construction (successive smooth passages, stationary-phase estimates, Fourier signals) whose convergence must be checked simultaneously in the C∞C^\inftyC∞ topology and in spectral norms.

Difficulty

Smooth constructions by successive conjugation (Anosov–Katok type) naturally produce maps with singular or discrete spectral behavior, because each approximating map is close to a rotation or an integrable twist with pure point or very structured spectrum. Lebesgue spectral type requires the spectral measure of every function to be absolutely continuous with the right density, and simplicity requires a single orbit to span the whole space. Making both hold in the limit, while keeping the limit map C∞C^\inftyC∞, requires controlling spectral densities at every scale and approximating every target function by translates of one fixed vector — the step where generic perturbation arguments give no control.

Formalization scope

  • The torus is Fin 3 → UnitAddCircle with Measure.pi of AddCircle.haarAddCircle; TTT is an Equiv.Perm with Smooth T and Smooth T.symm (local C∞C^\inftyC∞ lifts), and MeasurePreserving T μ μ.
  • L02L^2_0L02​ is the complex subspace of Lp ℂ 2 μ with zero integral; fff is real-valued almost everywhere. The orbit vn=f∘Tnv_n=f\circ T^nvn​=f∘Tn is required to be orthonormal with dense span, i.e. a Hilbert basis indexed by Z\mathbb ZZ.
  • The spectral model is stated with an explicit linear isometric equivalence W : H₀ ≃ₗᵢ[ℂ] CircleH intertwining composition with TTT and multiplication by fourier 1. Ergodicity is Mathlib's Ergodic T μ.
  • Mixing, zero entropy and Lyapunov exponents (Section 6) are not part of the goal.
  • Needed infrastructure: stationary-phase estimates, spectral measures of Koopman operators, smooth volume-preserving changes of coordinates on the torus. Spectral-theory infrastructure for Koopman operators is reusable throughout ergodic theory.

Selected references

  • V. A. Rokhlin, Selected topics from the metric theory of dynamical systems, Uspekhi Mat. Nauk 4 (1949). https://www.mathnet.ru/eng/rm8607
  • S. M. Ulam, A Collection of Mathematical Problems, Interscience Tracts in Pure and Applied Mathematics 8, 1960.
  • D. V. Anosov and A. B. Katok, New examples in smooth ergodic theory. Ergodic diffeomorphisms, Trudy Moskov. Mat. Obshch. 23 (1970). https://www.mathnet.ru/eng/mmo237
  • H. Helson and W. Parry, Cocycles and spectra, Ark. Mat. 16 (1978). https://doi.org/10.1007/BF02385994
  • J. Mathew and M. G. Nadkarni, A measure preserving transformation whose spectrum has Lebesgue component of multiplicity two, Bull. London Math. Soc. 16 (1984). https://doi.org/10.1112/blms/16.4.402
  • M. Guenais, Morse cocycles and simple Lebesgue spectrum, Ergodic Theory Dynam. Systems 19 (1999). https://doi.org/10.1017/S0143385799126579
  • B. R. Fayad, Partially mixing and locally rank one smooth transformations and flows on the torus Td\mathbb T^dTd, d≥3d\ge3d≥3, J. London Math. Soc. 64 (2001). https://doi.org/10.1112/S0024610701002447
  • A. A. Prikhod'ko, On ergodic flows with simple Lebesgue spectrum, Sb. Math. 211 (2020). https://doi.org/10.1070/SM8147
  • B. Fayad, G. Forni and A. Kanigowski, Lebesgue spectrum of countable multiplicity for conservative flows on the torus, J. Amer. Math. Soc. 34 (2021). https://doi.org/10.1090/jams/970
  • OpenAI, A smooth three-torus diffeomorphism with simple Lebesgue spectrum, OpenAI Math Release preprint, September 23, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-smooth-three-torus-diffeomorphism-with-simple-Lebesgue-spectrum-September-23-2026/paper.pdf
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Complexity TheoryOperations ResearchTheoretical Computer Science·Captain: wurtle

The approximation threshold for metric k-medianResearch Paper

Motivation

In metric kkk-median, a finite set JJJ (or DDD) of clients and a finite set FFF of candidate facilities lie in a common finite metric with rational distances. Given an integer k≥1k\ge1k≥1, one opens a nonempty set S⊆FS\subseteq FS⊆F with ∣S∣≤k|S|\le k∣S∣≤k and pays

cost(S)=∑j∈Jd(j,S),d(j,S)=min⁡i∈Sd(j,i),OPTk=min⁡S⊆F, 1≤∣S∣≤kcost(S).\mathrm{cost}(S)=\sum_{j\in J}d(j,S),\qquad d(j,S)=\min_{i\in S}d(j,i),\qquad \mathrm{OPT}_k=\min_{S\subseteq F,\ 1\le|S|\le k}\mathrm{cost}(S).cost(S)=j∈J∑​d(j,S),d(j,S)=i∈Smin​d(j,i),OPTk​=S⊆F, 1≤∣S∣≤kmin​cost(S).

Candidate facilities are part of the input and need not coincide with the clients. It is one of the basic clustering and facility-location objectives, and its approximability has been a testing ground for LP rounding, primal-dual methods and local search. A lower bound has long been known: if P≠NP\mathrm P\ne\mathrm{NP}P=NP, no polynomial-time algorithm achieves a factor below 1+2/e≈1.7361+2/e\approx1.7361+2/e≈1.736 in this candidate-facility model, by a reduction from Feige's coverage gap. The best polynomial-time algorithms had reached 2+ε2+\varepsilon2+ε, leaving a gap between 1.7361.7361.736 and 222.

This mission asks for a formal proof that the threshold is exactly 1+2/e1+2/e1+2/e, as stated in an OpenAI preprint dated September 24, 2026 (source): a deterministic polynomial-time (1+2/e+ε)(1+2/e+\varepsilon)(1+2/e+ε)-approximation for every fixed ε>0\varepsilon>0ε>0, and hence, under P≠NP\mathrm P\ne\mathrm{NP}P=NP, an infimal approximation factor of exactly 1+2/e1+2/e1+2/e. The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 2001–2002 — Jain and Vazirani connect kkk-median to facility location by Lagrangian relaxation and primal-dual methods (J. ACM 2001); Charikar, Guha, Tardos and Shmoys give the first constant-factor approximation by LP rounding (JCSS 2002); Jain, Mahdian and Saberi introduce greedy dual fitting (STOC 2002; J. ACM 2003).
  • 2004 — Arya et al. show that bounded-swap local search achieves 3+ε3+\varepsilon3+ε (SICOMP 2004).
  • 2016 — Li and Svensson show that constant-additive pseudo-approximations can be converted to true approximations at arbitrarily small loss, breaking the factor-333 barrier (SICOMP 2016).
  • 2017–2023 — Bi-point rounding: 2.675+ε2.675+\varepsilon2.675+ε (Byrka et al., TALG 2017) and 2.6132.6132.613 (Gowda et al., SODA 2023).
  • 2019 — Cohen-Addad, Gupta, Kumar, Lee and Li give a tight FPT (1+2/e+ε)(1+2/e+\varepsilon)(1+2/e+ε)-approximation in time kO(k)polyk^{O(k)}\mathrm{poly}kO(k)poly (ICALP 2019).
  • 2025–2026 — Cohen-Addad, Grandoni, Lee, Schwiegelshohn and Svensson reach 2+ε2+\varepsilon2+ε (arXiv:2503.10972); Byrka et al. develop iterative randomized rounding with 2+ε2+\varepsilon2+ε (arXiv:2604.06046).
  • September 2026 — Two OpenAI preprints claim a deterministic (1+2/e+ε)(1+2/e+\varepsilon)(1+2/e+ε)-approximation, matching the known hardness threshold (source), and an independent randomized (2−σ)(2-\sigma)(2−σ)-approximation via anchor recovery and bounded-price strictness (source).
  • Hardness — Feige proves the ln⁡n\ln nlnn threshold for set cover and the perfect-completeness Max-kkk-Coverage gap (J. ACM 1998, Theorem 5.3); Anand and Lee record the resulting 1+2/e1+2/e1+2/e lower bound for kkk-median with specified facilities under P≠NP\mathrm P\ne\mathrm{NP}P=NP (IPCO 2024).

Setting

An instance consists of nnn points with a rational distance table ddd that is a metric (nonnegative, zero exactly on the diagonal, symmetric, triangle inequality), a client set JJJ, a facility set FFF (index sets that may overlap), and an integer 1≤k≤∣F∣1\le k\le|F|1≤k≤∣F∣, encoded in binary. A feasible solution is a nonempty S⊆FS\subseteq FS⊆F with ∣S∣≤k|S|\le k∣S∣≤k. An algorithm is an α\alphaα-approximation if it always outputs a feasible SSS with cost(S)≤α OPTk\mathrm{cost}(S)\le\alpha\,\mathrm{OPT}_kcost(S)≤αOPTk​, and it is polynomial-time if it runs on a deterministic multi-stack Turing machine with finite alphabets in time polynomial in the encoding length.

Formalization targets

Milestone: Theorem 1.1 (p. 1)

For every fixed ε>0\varepsilon>0ε>0 there is a deterministic polynomial-time algorithm which, on every instance, returns a feasible SSS with

∑j∈Jd(j,S)≤(1+2e+ε)OPTk.\sum_{j\in J}d(j,S)\le\Bigl(1+\frac2e+\varepsilon\Bigr)\mathrm{OPT}_k .j∈J∑​d(j,S)≤(1+e2​+ε)OPTk​.

Goal: Corollary 1.2 (p. 2)

If P≠NP\mathrm P\ne\mathrm{NP}P=NP, then

inf⁡{α: a deterministic polynomial-time α-approximation exists}=1+2e.\inf\{\alpha:\ \text{a deterministic polynomial-time }\alpha\text{-approximation exists}\}=1+\frac2e .inf{α: a deterministic polynomial-time α-approximation exists}=1+e2​.

The infimum is not asserted to be attained.

Significance

The result itself. It closes the approximability of metric kkk-median with specified candidate facilities up to arbitrarily small additive error in the factor, ending a sequence of improvements from LP rounding through local search (3+ε3+\varepsilon3+ε), bi-point rounding (2.6752.6752.675, 2.6132.6132.613) to 2+ε2+\varepsilon2+ε. It shows that the FPT factor 1+2/e1+2/e1+2/e of Cohen-Addad et al. is achievable in polynomial time. The case F=JF=JF=J has a different and still separate lower-bound question.

Formalizing it. The goal combines an algorithmic theorem with a hardness reduction. A formal proof needs: the Li–Svensson reduction from constant-additive pseudo-approximations (Theorem 2.2, p. 4); the grid preparation and iterative rounding with a finite directed comparison inequality whose scalar estimates are proved by rational polynomial certificates (Sections 3–5, Appendix A); derandomization by moment-matching distributions of polynomial size (Section 6); and, for the lower bound, NP-hardness of Feige's coverage gap in the Lean computation model. All are reusable for other clustering and covering problems.

Difficulty

Two obstacles meet. The cardinality budget is hard: allowing a constant number of extra facilities makes good connection cost much easier, and earlier rounding analyses in the iterative graph framework only certify factors at least 222 (p. 2). The preprint's new ingredient is a potential that keeps track of surviving assignment copies after an opening and a finite directed comparison inequality (Theorem 4.1, p. 13) that pays for erasures. Then the randomized rounding must be made deterministic and polynomial-time while keeping the analysis valid, which requires preserving exactly the low-order moments the analysis uses (Lemma 6.1, p. 28; Theorem 6.2, p. 33), before Li–Svensson removes the additive surplus. The hardness side is classical but rests on the PCP-based Max-kkk-Coverage gap.

Formalization scope

  • Instance carries n, a Fin n → Fin n → ℚ metric (distance_eq_zero is an iff, so a true metric), client and facility Finsets, and 1 ≤ k ≤ facilities.card. cost sums nearest distances over clients; optimum is the minimum over nonempty facility subsets of size ≤k\le k≤k.
  • Outputs are membership bit masks of an actual feasible set; FactorCorrect α I out requires that mask to describe a nonempty S⊆FS\subseteq FS⊆F with ∣S∣≤k|S|\le k∣S∣≤k and cost(S)≤α OPTk\mathrm{cost}(S)\le\alpha\,\mathrm{OPT}_kcost(S)≤αOPTk​.
  • Polynomial time is Turing.TM2ComputableInPolyTime with finite tape alphabets, on the fixed binary instance encoding.
  • approximationFactors is the set of α\alphaα admitting such an algorithm, and the goal is sInf approximationFactors = 1 + 2/Real.exp 1 under the hypothesis Complexity.PNeNP, where P and NP are defined in the same machine model (NP via polynomial-length witnesses and a finite-alphabet polynomial-time verifier). The set is nonempty by the milestone and bounded below, so sInf is meaningful.
  • The hypothesis P≠NP\mathrm P\ne\mathrm{NP}P=NP is not provable, so the goal is a conditional statement; deriving the lower bound requires a Cook–Levin-type NP-hardness of the coverage gap in this model.

Selected references

  • OpenAI, The approximation threshold for metric k-median, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Approximation-Threshold-for-Metric-k-Median-September-24-2026/main.pdf
  • OpenAI, Single-exponential recovery and bounded-price strictness for metric k-median, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Single-Exponential-Recovery-and-Bounded-Price-Strictness-for-Metric-k-Median-September-24-2026/paper.pdf
  • U. Feige, A threshold of ln n for approximating set cover, J. ACM 45 (1998). https://doi.org/10.1145/285055.285059
  • A. Anand, E. Lee, Separating k-median from the supplier version, IPCO 2024. https://doi.org/10.1007/978-3-031-59835-7_2
  • K. Jain, M. Mahdian, E. Markakis, A. Saberi, V. V. Vazirani, Greedy facility location algorithms analyzed using dual fitting with factor-revealing LP, J. ACM 50 (2003). https://doi.org/10.1145/950620.950621
  • M. Charikar, S. Li, A dependent LP-rounding approach for the k-median problem, ICALP 2012. https://doi.org/10.1007/978-3-642-31594-7_17
  • R. Gandhi, S. Khuller, S. Parthasarathy, A. Srinivasan, Dependent rounding and its applications to approximation algorithms, J. ACM 53 (2006). https://doi.org/10.1145/1147954.1147956
  • K. N. Gowda, T. Pensyl, A. Srinivasan, K. Trinh, Improved bi-point rounding algorithms and a golden barrier for k-median, SODA 2023. https://doi.org/10.1137/1.9781611977554.ch38
  • K. Jain, V. V. Vazirani, Approximation algorithms for metric facility location and k-median problems using the primal-dual schema and Lagrangian relaxation, J. ACM 48 (2001). https://doi.org/10.1145/375827.375845
  • M. Charikar, S. Guha, É. Tardos, D. B. Shmoys, A constant-factor approximation algorithm for the k-median problem, JCSS 65 (2002). https://doi.org/10.1006/jcss.2002.1882
  • V. Arya, N. Garg, R. Khandekar, A. Meyerson, K. Munagala, V. Pandit, Local search heuristics for k-median and facility location problems, SIAM J. Comput. 33 (2004). https://doi.org/10.1137/S0097539702416402
  • S. Li, O. Svensson, Approximating k-median via pseudo-approximation, SIAM J. Comput. 45 (2016). https://doi.org/10.1137/130938645
  • J. Byrka, T. Pensyl, B. Rybicki, A. Srinivasan, K. Trinh, An improved approximation for k-median and positive correlation in budgeted optimization, ACM TALG 13 (2017). https://doi.org/10.1145/2981561
  • V. Cohen-Addad, A. Gupta, A. Kumar, E. Lee, J. Li, Tight FPT approximations for k-median and k-means, ICALP 2019. https://doi.org/10.4230/LIPIcs.ICALP.2019.42
  • V. Cohen-Addad, F. Grandoni, E. Lee, C. Schwiegelshohn, O. Svensson, A (2+ε)-approximation algorithm for metric k-median, arXiv:2503.10972 (2026 version). https://arxiv.org/abs/2503.10972v2
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