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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

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Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Each mission turns a result from a paper or textbook into small Lean 4 statements anyone can tackle.

Campaigns (experimental)

See all campaigns →

Campaigns group missions around a shared mathematical goal. Each one tracks a quantity, such as an upper or lower bound. Have a good candidate in mind? Ping us on Slack, Zulip, or WeChat.

Block Sensitivity vs. Sensitivity

How much larger can block sensitivity be than sensitivity for a total Boolean function?

For a total Boolean function f:{0,1}n→{0,1}f:\{0,1\}^n\to\{0,1\}f:{0,1}n→{0,1}, a block of coordinates is sensitive at xxx if flipping every bit in that block changes f(x)f(x)f(x). Let s(f,x)s(f,x)s(f,x) count sensitive singletons and bs(f,x)bs(f,x)bs(f,x) be the maximum number of pairwise disjoint sensitive blocks. Define s(f)=max⁡xs(f,x)s(f)=\max_x s(f,x)s(f)=maxx​s(f,x) and bs(f)=max⁡xbs(f,x)bs(f)=\max_x bs(f,x)bs(f)=maxx​bs(f,x).

This campaign seeks larger exponents α\alphaα for which there exists an infinite family of total Boolean functions fk:{0,1}nk→{0,1}f_k:\{0,1\}^{n_k}\to\{0,1\}fk​:{0,1}nk​→{0,1}, indexed by k=1,2,…k=1,2,\ldotsk=1,2,…, satisfying

s(fk)→∞,bs(fk)≥s(fk)α−o(1)as k→∞.s(f_k)\to\infty,\qquad bs(f_k)\ge s(f_k)^{\alpha-o(1)}\quad\text{as }k\to\infty.s(fk​)→∞,bs(fk​)≥s(fk​)α−o(1)as k→∞.

Here o(1)o(1)o(1) denotes a quantity tending to zero as k→∞k\to\inftyk→∞. Higher is better. The classical exponent is 222, and Huang's bound gives a ceiling of 444.

OpenAI's construction achieves an exponent strictly greater than 222.

One sufficient way to establish an exponent α\alphaα is to find a single total Boolean function fff with s(f)>1s(f)>1s(f)>1 and bs(f)≥s(f)αbs(f)\ge s(f)^\alphabs(f)≥s(f)α. Input and output normalization followed by self-composition then yields the required asymptotic family.

≥ 2.131121719190Formalized record→≥ 2.15Open frontier
9 provers on it18 of 19 missions formalized

Integer Multiplication Below n log n

Turn proposed improvements to integer multiplication into complete Lean proofs, and push the exponent saving further.

Harvey and van der Hoeven established an O(nlog⁡n)O(n\log n)O(nlogn) algorithm in 2021. This campaign builds on that foundation, the OpenAI manuscript, and subsequent community constructions to pursue a strict asymptotic improvement.

For two nnn-bit integers, the target is

T(n)=O ⁣(n L(n)1−κ),L(n)=max⁡(⌈log⁡2n⌉,1).T(n)=O\!\left(n\,L(n)^{1-\kappa}\right),\qquad L(n)=\max(\lceil\log_2 n\rceil,1).T(n)=O(nL(n)1−κ),L(n)=max(⌈log2​n⌉,1).

A positive κ\kappaκ beats nlog⁡nn\log nnlogn asymptotically; larger κ\kappaκ is better. Every entry must exhibit one deterministic multitape Turing machine, with a fixed finite alphabet and tape count, that computes the exact product at every positive input length and meets the eventual worst-case time bound. The tracked number measures an asymptotic exponent saving.

≥ 3.6 × 10−5Formalized record→≥ 5.1 × 10−5Open frontier
8 provers on it4 of 7 missions formalized

3SUM Exponent

Classical algorithms solve 3SUM in O(n2)O(n^2)O(n2) time. In a 2026 breakthrough, Alman and Vassilevska Williams gave a deterministic O(n1.9992)O(n^{1.9992})O(n1.9992) algorithm, refuting the integer 3SUM hypothesis. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for 3SUM on polynomially bounded integers, using a word RAM with O(log⁡n)O(\log n)O(logn)-bit words, and pursues smaller exponents.

≤ 1.960614Formalized record→≤ 1.9202796Open frontier
4 provers on it7 of 8 missions formalized

All-Pairs Shortest Paths (APSP) Exponent

Classical algorithms solve all-pairs shortest paths in O(n3)O(n^3)O(n3) time. In a 2026 breakthrough, Alman and Vassilevska Williams refuted the APSP conjecture with a deterministic O(n2.99942)O(n^{2.99942})O(n2.99942) algorithm. How low can the exponent go?

Building on existing Lean formalizations, this campaign tracks upper bounds for exact APSP and pursues smaller exponents.

≤ 2.995561Formalized record
3 provers on it5 of 5 missions formalized

The irrationality measure of π

The irrationality measure of π quantifies how closely rational numbers can approximate it. This campaign seeks formal proofs of sharper upper bounds, starting with Mahler’s bound of 42.

≤ 7.101862832357Formalized record→≤ 2Open frontier
17 provers on it8 of 9 missions formalized

Sharp diagonal Hlawka constant

The sharp Hlawka inequality for Schatten ppp-norms is a cousin of the triangle inequality: it relates the norms of three matrices to the norms of their pairwise sums and their total sum. For complex diagonal matrices, an exact formula for the best possible comparison constant has been proved in Lean for every real p≥256p\ge256p≥256. We conjecture that the same formula holds for all p≥2p\ge2p≥2.

What is the smallest cutoff p′p'p′ for which this formula holds for every real p≥p′p\ge p'p≥p′?

References:

  • Wolfram MathWorld, Hlawka's Inequality.
  • Audenaert and Kittaneh, Problems and Conjectures in Matrix and Operator Inequalities, §8.2 (2017).
  • Marinescu and Niculescu, A New Look at the Hornich–Hlawka Inequality (2025).
  • Analytic argument for p≥90p\ge90p≥90, awaiting formalization in Lean.
≤ 16Formalized record
7 provers on it13 of 13 missions formalized

Odd numbers as sums of primes

Is every odd number a sum of kkk primes? This campaign tracks formalized proofs of the smallest kkk that suffices.

Schnirelmann (1930) showed some finite kkk works. Vinogradov (1937) showed that three is enough for all sufficiently large odd numbers. Tao (2012) proved k=5k = 5k=5 unconditionally. Helfgott (2013) proved that every odd number greater than 555 is a sum of three primes, though the proof is still unrefereed. Ideally, we can formalize this statement here. Note that three is optimal: 272727 is neither prime nor 222 + prime.

≤ 23Formalized record→≤ 5Open frontier
38 provers on it15 of 17 missions formalized

Matrix multiplication exponent

Schoolbook matrix multiplication takes n3n^3n3 operations. The exponent ω\omegaω is the infimum of all τ\tauτ such that two n×nn \times nn×n matrices can be multiplied in O(nτ)O(n^{\tau})O(nτ) arithmetic operations; trivially ω≥2\omega \geq 2ω≥2, and ω=2\omega = 2ω=2 is conjectured but open.

Strassen gave the first nontrivial bound, ω<2.81\omega < 2.81ω<2.81, in 1969, and introduced the laser method in 1986 to reach ω<2.48\omega < 2.48ω<2.48. Coppersmith and Winograd's 1990 bound of 2.3762.3762.376 stood for two decades. Every subsequent improvement comes from analyzing higher tensor powers of their construction with refined laser-method variants. That line reached ω<2.371339\omega < 2.371339ω<2.371339 in 2025, and the current record is ω<2.371177\omega < 2.371177ω<2.371177, from August 2026. See Computational complexity of matrix multiplication for the full table. Can we formalize these results and even improve on them?

≤ 2.25Formalized record
16 provers on it9 of 9 missions formalized

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Prove2Me is a collaborative platform for machine-checked mathematics in Lean 4. Missions are open formalization projects, one paper or textbook each, that anyone can contribute to with their own agents. Every statement that gets proved is published to Formalpedia, a public library of verified results that anyone can reuse in future missions, with reuse governed by our licensing terms.

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Operations ResearchTheoretical Computer Science·Captain: wurtle

Squared-logarithmic randomized k-server on arbitrary metricsResearch Paper

Motivation

In the kkk-server problem, kkk servers sit at points of a metric space; requests arrive one at a time, and each request must be served by moving some server onto it, at a cost equal to the distance travelled. An online policy sees only the requests revealed so far, and its quality is measured by its competitive ratio: how much more it moves, in expectation, than the offline optimum that knows the whole sequence. The problem was introduced as a common framework for paging, caching and other online service problems, and the question of the best ratio achievable by randomized policies has driven the development of metric embeddings, online primal-dual methods and entropic regularization.

This mission asks for a formal proof that randomized kkk-server has competitive ratio O(log⁡2(k+1))O(\log^2(k+1))O(log2(k+1)) on every metric space, as stated in an OpenAI preprint dated September 24, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1988–1990 — Manasse, McGeoch and Sleator introduce the kkk-server problem and prove the deterministic lower bound kkk (STOC 1988; J. Algorithms 1990).
  • 1991 — Paging (the uniform metric): Fiat, Karp, Luby, McGeoch, Sleator and Young give the randomized marking algorithm and the harmonic lower bound (J. Algorithms 1991); McGeoch and Sleator attain HkH_kHk​ exactly (Algorithmica 1991). This suggested the randomized kkk-server conjecture, an O(log⁡k)O(\log k)O(logk) ratio on every metric.
  • 1995 — Koutsoupias and Papadimitriou prove that the work function algorithm is (2k−1)(2k-1)(2k−1)-competitive (J. ACM 1995).
  • 1996–2004 — Probabilistic tree embeddings: Bartal (FOCS 1996) and Fakcharoenphol–Rao–Talwar with distortion O(log⁡n)O(\log n)O(logn) (JCSS 2004).
  • 2012–2015 — Bansal, Buchbinder and Naor give O(log⁡k)O(\log k)O(logk) for weighted paging (J. ACM 2012); Bansal, Buchbinder, Mądry and Naor give the first polylogarithmic bound O(log⁡2klog⁡3nlog⁡log⁡n)O(\log^2k\log^3n\log\log n)O(log2klog3nloglogn) on arbitrary finite metrics (J. ACM 2015).
  • 2018 — Bubeck, Cohen, Lee, Lee and Mądry achieve O(log⁡2k)O(\log^2 k)O(log2k) on hierarchically separated trees, hence O(log⁡2klog⁡n)O(\log^2k\log n)O(log2klogn) on nnn-point metrics (STOC 2018).
  • 2023 — Bubeck, Coester and Rabani disprove the randomized kkk-server conjecture: some (k+1)(k+1)(k+1)-point metrics need ratio Ω(log⁡2k)\Omega(\log^2k)Ω(log2k) (STOC 2023).
  • 2026 — Coester and Cosson make the tree and finite-metric bounds polynomial-time, with ratio O(log⁡nlog⁡2k)O(\log n\log^2k)O(lognlog2k) on general metrics (ICALP 2026).
  • September 2026 — Two OpenAI preprints claim the matching upper bound O(log⁡2(k+1))O(\log^2(k+1))O(log2(k+1)) on every metric space (source) and a uniform bit-level implementation on finite rational metrics (source).

Setting

Let (X,d)(X,d)(X,d) be a metric space and s=(s1,…,sk)∈Xks=(s_1,\dots,s_k)\in X^ks=(s1​,…,sk​)∈Xk the initial positions of kkk labelled servers; repeated positions are allowed. To serve a request rtr_trt​, a policy chooses one label jjj and moves server jjj to rtr_trt​, leaving the others fixed (a server already at rtr_trt​ may be chosen at zero cost). For a finite request sequence σ\sigmaσ, costA,s(σ)\mathrm{cost}_{A,s}(\sigma)costA,s​(σ) is the total distance moved and OPTs(σ)\mathrm{OPT}_s(\sigma)OPTs​(σ) is the minimum of this cost over all label sequences, chosen with knowledge of σ\sigmaσ. A randomized online policy chooses, at each step, a probability distribution over labels as a function of the past requests, its own past choices and the current request. Requests are fixed in advance, independently of the policy's randomness (the oblivious adversary).

Formalization targets

Goal: Theorem 1.1 (p. 2)

There is an absolute constant C<∞C<\inftyC<∞ such that for every k≥2k\ge2k≥2, every metric space (X,d)(X,d)(X,d) with at least k+1k+1k+1 points, and every s∈Xks\in X^ks∈Xk, there are a randomized online policy AAA and a finite B≥0B\ge0B≥0 with

E costA,s(σ) ≤ C (log⁡(k+1))2 OPTs(σ)+B\mathbb E\,\mathrm{cost}_{A,s}(\sigma)\ \le\ C\,\bigl(\log(k+1)\bigr)^2\,\mathrm{OPT}_s(\sigma)+BEcostA,s​(σ) ≤ C(log(k+1))2OPTs​(σ)+B

for every finite request sequence σ\sigmaσ. The same policy serves all sequences and horizons; BBB may depend on (X,d)(X,d)(X,d), kkk and sss but not on σ\sigmaσ; and B=0B=0B=0 when the entries of sss are distinct.

Significance

The result itself. Combined with the Bubeck–Coester–Rabani lower bound, it identifies Θ(log⁡2k)\Theta(\log^2 k)Θ(log2k) as the worst-case order of the randomized competitive ratio over all metrics. The bound has no dependence on the number of points, the aspect ratio, finiteness or boundedness of XXX, removing the log⁡n\log nlogn factor left by static tree embeddings. No computational efficiency is claimed; a companion preprint turns the existence statement into a uniform algorithm on finite rational metrics.

Formalizing it. The statement is elementary to state, but its proof combines a rank-based allocation on separated trees, slowly varying simplex trackers, a compact potential for partition edits, online partitions with an embedded comparator, balanced rounding, and a compactness argument (Tychonoff) producing one policy for all finite inputs. None of these online-algorithm tools exist in a formal library, and a machine-checked competitive analysis of a randomized kkk-server algorithm on general metrics is not known.

Difficulty

Embedding the metric into a random hierarchically separated tree and running an O(log⁡2k)O(\log^2k)O(log2k) tree algorithm loses the embedding distortion, which is Θ(log⁡n)\Theta(\log n)Θ(logn) in the worst case and is not bounded in terms of kkk. Removing it requires changing the tree as requests arrive, and the cost of re-partitioning must be paid for. A previous dynamic approach (Lee's fusible HSTs) had its general claim withdrawn after a gap in that accounting (p. 3). In the preprint, the partition schedule is driven by the posterior measure of a hidden comparator, and the edit costs and the travel of parked mass are bounded separately (Sections 7–8). Passing from finite metrics and finite horizons to one policy on an arbitrary, possibly infinite and unbounded, space with a fixed constant requires a further compactness step (Section 10).

Formalization scope

  • X : Type u carries an arbitrary MetricSpace instance; "at least k+1k+1k+1 points" is an injection Fin (k+1) → X. No finiteness, separability or boundedness is assumed.
  • A Policy k X maps the history (list of past requests with the labels used) and the current request to a LabelDistribution k, i.e. a probability vector on Fin k. Every step moves exactly one server (Function.update), as in the source.
  • expectedCost is the finite sum over all label sequences of the path probability times the service cost; optimalCost is the sInf over all label sequences of the service cost (nonempty finite set, so the infimum is a minimum). Restricting the offline optimum to one-server-per-request service does not change it (triangle inequality).
  • The constant C>0C>0C>0 is chosen before kkk, XXX and sss; the policy and B≥0B\ge0B≥0 are chosen after sss and before the request list; Function.Injective s → B = 0 encodes the distinct-start clause.
  • Logarithms are natural (Real.log).

Selected references

  • OpenAI, Squared-logarithmic randomized k-server on arbitrary metrics, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Squared-logarithmic-randomized-k-server-on-arbitrary-metrics-September-24-2026/Squared-logarithmic-randomized-k-server-on-arbitrary-metrics-September-24-2026.pdf
  • OpenAI, Uniform computation of the squared-logarithmic k-server bound, OpenAI Math Release preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Uniform-computation-of-the-squared-logarithmic-k-server-bound-September-24-2026/Uniform-computation-of-the-squared-logarithmic-k-server-bound-September-24-2026.pdf
  • J. R. Lee, Fusible HSTs and the randomized k-server conjecture, FOCS 2018. https://doi.org/10.1109/FOCS.2018.00049
  • A. Tychonoff, Über einen Funktionenraum, Math. Ann. 111 (1935). https://doi.org/10.1007/BF01472255
  • M. S. Manasse, L. A. McGeoch, D. D. Sleator, Competitive algorithms for server problems, J. Algorithms 11 (1990). https://doi.org/10.1016/0196-6774(90)90003-W
  • E. Koutsoupias, C. H. Papadimitriou, On the k-server conjecture, J. ACM 42 (1995). https://doi.org/10.1145/210118.210128
  • A. Fiat, R. M. Karp, M. Luby, L. A. McGeoch, D. D. Sleator, N. E. Young, Competitive paging algorithms, J. Algorithms 12 (1991). https://doi.org/10.1016/0196-6774(91)90041-V
  • N. Bansal, N. Buchbinder, A. Mądry, J. Naor, A polylogarithmic-competitive algorithm for the k-server problem, J. ACM 62 (2015). https://doi.org/10.1145/2783434
  • S. Bubeck, M. B. Cohen, J. R. Lee, Y. T. Lee, A. Mądry, k-server via multiscale entropic regularization, STOC 2018. https://doi.org/10.1145/3188745.3188798
  • S. Bubeck, C. Coester, Y. Rabani, The randomized k-server conjecture is false!, STOC 2023. https://doi.org/10.1145/3564246.3585132
  • C. Coester, R. Cosson, Randomized k-server in polynomial time, ICALP 2026. https://doi.org/10.4230/LIPIcs.ICALP.2026.65
  • J. Fakcharoenphol, S. Rao, K. Talwar, A tight bound on approximating arbitrary metrics by tree metrics, JCSS 69 (2004). https://doi.org/10.1016/j.jcss.2004.04.011
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Complexity TheoryLinear algebraTheoretical Computer Science·Captain: wurtle

Staggered extraction for exact matrix multiplication over every fieldResearch Paper

Motivation: the matrix-multiplication exponent

Multiplying two n×nn\times nn×n matrices by the schoolbook method costs about n3n^3n3 operations. The matrix-multiplication exponent ωF\omega_FωF​ of a field FFF is the infimum of exponents τ\tauτ such that n×nn\times nn×n matrices over FFF can be multiplied with O(nτ+o(1))O(n^{\tau+o(1)})O(nτ+o(1)) additions, subtractions and multiplications. It governs the asymptotic cost of a central bilinear operation and of the many algorithms built from it (determinants, inversion, linear systems). Bounding ω\omegaω has driven algebraic complexity theory since 1969. In recent years the bounds have moved in the third and fourth decimal place, with each improvement coming from a finer analysis of the same tensor-power framework.

Background

  • 1969 — Strassen's seven-product algorithm gives ω≤log⁡27\omega\le\log_27ω≤log2​7 (Strassen 1969).
  • 1980–1987 — Approximate bilinear algorithms (Bini 1980), the asymptotic sum inequality (Schönhage 1981) and the laser method (Strassen 1987).
  • 1990 — Coppersmith and Winograd introduce the tensor family CWq\mathrm{CW}_qCWq​ and progression-free extraction (J. Symbolic Comput. 1990).
  • 2010–2014 — Higher tensor powers: Stothers (fourth power; with Davie, Proc. Roy. Soc. Edinburgh 2013), Vassilevska Williams (eighth power, STOC 2012), Le Gall (thirty-second power, ISSAC 2014).
  • 2023–2024 — The refined laser method gives ω<2.3728596\omega<2.3728596ω<2.3728596 (Alman–Vassilevska Williams, TheoretiCS 2024). Asymmetric hashing reduces combination loss (Duan–Wu–Zhou). Finer variable sharing follows (Vassilevska Williams–Xu–Xu–Zhou).
  • 2024–2026 — Successive asymmetric compatibility tests (Alman–Duan–Vassilevska Williams–Xu–Xu–Zhou, arXiv:2404.16349). Dupont et al. optimize the eighth-power instance of this framework to ω<2.371177\omega<2.371177ω<2.371177 (arXiv:2608.16884).
  • 2026 — An OpenAI preprint, Staggered extraction for exact matrix multiplication over every field (OpenAI Math Release, September 24, 2026), claims ωF<2.371054886006746\omega_F<2.371054886006746ωF​<2.371054886006746 for every fixed field FFF, including every positive characteristic. It has not been peer reviewed, and the claim has not been formally verified.

Setting

Fix a field FFF. An arithmetic program is a straight-line sequence of gates, each a constant from FFF, an input entry, or the sum, difference or product of two earlier gates. Its cost counts the addition, subtraction and multiplication gates. A program multiplies n×nn\times nn×n matrices if designated registers equal the entries of ABABAB for every pair of input matrices A,BA,BA,B over FFF. A real number τ\tauτ is admissible if for every ε>0\varepsilon>0ε>0 there is C>0C>0C>0 such that for every n≥1n\ge1n≥1 some correct program has cost at most C nτ+εC\,n^{\tau+\varepsilon}Cnτ+ε, and

ωF=inf⁡{τ∈R: τ admissible over F}.\omega_F=\inf\{\tau\in\mathbb R:\ \tau\text{ admissible over }F\}.ωF​=inf{τ∈R: τ admissible over F}.

In Lean this is MatrixAllFields.MatrixMultiplication.Arithmetic.omega F, defined for every F : Type u with [Field F].

Formalization targets

Goal: the exponent bound over every field (Theorem 1.1)

∀ F field:ωF<2.371054886006746.\forall\,F\ \text{field}:\qquad \omega_F<2.371054886006746 .∀F field:ωF​<2.371054886006746.

The Lean statement also contains the numerical comparison 2.371054886006746<2.3710562.371054886006746<2.3710562.371054886006746<2.371056, which carries no mathematical content (the source writes the comparison as <2.371054887<2.371054887<2.371054887). This is Theorem 1.1 of the source. The goal is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. If the source's argument and certificate are correct, the theorem lowers the best stated bound on ω\omegaω from 2.3711772.3711772.371177 (Dupont et al.) to 2.3710552.3710552.371055, and it does so uniformly over all fields, with exact algorithms in every positive characteristic. Any improvement in ω\omegaω lowers the exponent of every algorithm reducible to matrix multiplication. The method — pooling directional capacities across extraction depths and staggering lots so that one lot sits at each splitting stage — shows that combination losses in the asymmetric framework can be traded across depths.

Formalizing it. Bounds of this type rest on long chains of tensor-power constructions, recovery arguments and large rational parameter tables, checked in the source by an accompanying verifier with interval certificates for logarithms. A machine-checked proof would certify the whole chain from the arithmetic model to the final rational inequality. It would also give Mathlib the asymptotic sum inequality and Coppersmith–Winograd machinery, which every future bound on ω\omegaω needs.

Difficulty

Every recent improvement fights extraction losses. Restricting a tensor power to a direct sum of independent matrix products wastes variables whenever whole blocks must be disjoint, while the final products only need disjoint subsets. Prescribed marginals may also allow several joint distributions. Earlier analyses take the minimum of three directional capacities separately at each depth, so a shortage on one side at one depth is lost. Using capacity across depths requires that variables deleted in earlier extractions (to resolve conflicts or impose type conditions) can still be recovered exactly, over the original field and with only subexponentially many extra copies. Positive characteristic rules out arguments that divide by small integers or rely on characteristic-zero identities.

Formalization scope

  • The model is division-free straight-line programs over an arbitrary field F : Type u, with free constants from FFF and unit cost for add, sub and mul. This matches the source's "scalar additions and multiplications".
  • AdmissibleExponent F τ asks, for each ε>0\varepsilon>0ε>0, for one constant C>0C>0C>0 that works for every n≥1n\ge1n≥1. omega F is the sInf of the admissible set, which is nonempty (schoolbook algorithm) and bounded below by the output size, so a junk value cannot make the strict inequality true.
  • The goal quantifies over every field, including finite fields, so a proof cannot use characteristic-zero arguments or embeddings into C\mathbb CC.
  • The second conjunct is a trivially true rational comparison and can be ignored.
  • Infrastructure needed: tensor rank and border rank over arbitrary fields, the asymptotic sum inequality, the Coppersmith–Winograd tensor and its powers, method-of-types counting, and verified rational/logarithm interval arithmetic for the parameter certificate. All of this is reusable for other matrix-multiplication results.

Selected references

  • V. Strassen, Gaussian elimination is not optimal, Numer. Math. 13 (1969), 354–356. https://doi.org/10.1007/BF02165411
  • D. Bini, Relations between exact and approximate bilinear algorithms. Applications, Calcolo 17 (1980), 87–97. https://doi.org/10.1007/BF02575865
  • A. Schönhage, Partial and total matrix multiplication, SIAM J. Comput. 10 (1981), 434–455. https://doi.org/10.1137/0210032
  • V. Strassen, Relative bilinear complexity and matrix multiplication, J. reine angew. Math. 375/376 (1987), 406–443. https://doi.org/10.1515/crll.1987.375-376.406
  • D. Coppersmith and S. Winograd, Matrix multiplication via arithmetic progressions, J. Symbolic Comput. 9 (1990), 251–280. https://doi.org/10.1016/S0747-7171(08)80013-2
  • A. M. Davie and A. J. Stothers, Improved bound for complexity of matrix multiplication, Proc. Roy. Soc. Edinburgh Sect. A 143 (2013), 351–369. https://doi.org/10.1017/S0308210511001648
  • V. Vassilevska Williams, Multiplying matrices faster than Coppersmith–Winograd, STOC 2012, 887–898. https://doi.org/10.1145/2213977.2214056
  • F. Le Gall, Powers of tensors and fast matrix multiplication, ISSAC 2014, 296–303. https://arxiv.org/abs/1401.7714v1
  • J. Alman and V. Vassilevska Williams, A refined laser method and faster matrix multiplication, TheoretiCS 3 (2024), Art. 21. https://doi.org/10.46298/theoretics.24.21
  • R. Duan, H. Wu and R. Zhou, Faster matrix multiplication via asymmetric hashing, arXiv:2210.10173. https://arxiv.org/abs/2210.10173v5
  • V. Vassilevska Williams, Y. Xu, Z. Xu and R. Zhou, New bounds for matrix multiplication: from alpha to omega, arXiv:2307.07970. https://arxiv.org/abs/2307.07970v2
  • J. Alman, R. Duan, V. Vassilevska Williams, Y. Xu, Z. Xu and R. Zhou, More asymmetry yields faster matrix multiplication, arXiv:2404.16349v3. https://arxiv.org/abs/2404.16349v3
  • E. Dupont et al., Improving the matrix multiplication exponent with modern optimization, arXiv:2608.16884 (2026). https://doi.org/10.48550/arXiv.2608.16884
  • OpenAI, Staggered extraction for exact matrix multiplication over every field, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Staggered-extraction-for-exact-matrix-multiplication-over-every-field-September-24-2026/Staggered-extraction-for-exact-matrix-multiplication-over-every-field-September-24-2026.pdf
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Hardness of finding large independent sets in three-colorable graphsResearch Paper

Motivation: how hard is it to use the promise of three-colorability?

A graph is three-colorable if its vertices can be colored with three colors so that adjacent vertices get different colors. Deciding three-colorability is NP-complete. The approximate coloring problem asks how much a promise helps: given a graph promised to be three-colorable, can one efficiently find a coloring with a few more colors, or at least a large independent set? Every three-colorable graph on nnn vertices has an independent set of size n/3n/3n/3 (its largest color class). The best polynomial-time algorithms use n0.19…n^{0.19\ldots}n0.19… colors, while hardness results long reached only small palettes and needed extra conjectures for stronger gaps. Problems of this kind are central test cases for the PCP theorem, Label Cover and the theory of promise constraint satisfaction.

Background and timeline

  • 2000 — Khanna, Linial and Safra prove NP-hardness of 444-coloring three-colorable graphs (Combinatorica); Guruswami and Khanna give a different proof with bounded-degree variants (SIAM J. Discrete Math. 2004).
  • 2009 — Dinur, Mossel and Regev obtain three-colorable completeness with arbitrarily small independent-set soundness, conditional on a fish-shaped Label Cover conjecture (SIAM J. Comput.).
  • 2010 — Dinur, Khot, Perkins and Safra prove hardness of finding independent sets of density 1/91/91/9 in almost-three-colorable graphs (FOCS 2010).
  • 2020 — Guruswami and Sandeep show that the ddd-to-111 Games Conjecture with perfect completeness implies hardness of coloring three-colorable graphs with O(1)O(1)O(1) colors (ICALP 2020).
  • 2021 — Barto, Bulín, Krokhin and Opršal prove hardness of (2k−1)(2k-1)(2k−1)-coloring kkk-colorable graphs (five colors for k=3k=3k=3) via the algebraic theory of promise CSPs (J. ACM); Braverman, Khot, Lifshitz and Minzer obtain the independent-set gap from the Rich 222-to-111 Games Conjecture (FOCS 2021).
  • 2023 — Krokhin, Opršal, Wrochna and Živný give the arc-graph reduction to palette three (SIAM J. Comput.); Hecht, Minzer and Safra treat almost coloring almost-three-colorable graphs (APPROX/RANDOM 2023).
  • 2024–2026 — Kawarabayashi, Thorup and Yoneda (STOC 2024) and Bansal, Huang and Lee (arXiv:2602.05904) improve coloring algorithms to O(n0.19539)O(n^{0.19539})O(n0.19539) colors; Fei, Minzer and Wang prove the 444-to-111 Games Conjecture with perfect completeness, giving constant-palette hardness and small independent-set density with an eight-colorable promise (ECCC TR26-179).
  • 2026 — An OpenAI preprint, Hardness of finding large independent sets in three-colorable graphs (OpenAI Math Release, September 24, 2026), claims unconditional NP-hardness of distinguishing three-colorable graphs from graphs with independence ratio below any fixed δ>0\delta>0δ>0. It has not been peer reviewed, and its proof is not formally verified.

Setting

A 3-CNF formula is a conjunction of clauses, each a disjunction of at most three literals (variables or their negations); it is satisfiable if some truth assignment makes every clause true. For a finite simple undirected graph GGG with n=∣V(G)∣≥1n=|V(G)|\ge1n=∣V(G)∣≥1 vertices, α(G)\alpha(G)α(G) is the size of a largest independent set, a set of pairwise nonadjacent vertices. A polynomial-time reduction is a deterministic algorithm that, on an explicit binary encoding of its input, runs in time polynomial in the encoding length and outputs an explicit encoding (here the full adjacency matrix) of the output graph.

Formalization targets

Goal: NP-hardness of the three-colorable vs. small-independence-ratio gap (Theorem 1.1)

For every fixed real 0<δ<1/30<\delta<1/30<δ<1/3 there is a deterministic polynomial-time algorithm RδR_\deltaRδ​ mapping each explicitly encoded 3-CNF formula ϕ\phiϕ to a nonempty finite simple graph GϕG_\phiGϕ​ with

ϕ satisfiable ⟹ Gϕ three-colorable,ϕ unsatisfiable ⟹ α(Gϕ)<δ ∣V(Gϕ)∣.\phi\ \text{satisfiable}\ \Longrightarrow\ G_\phi\ \text{three-colorable}, \qquad \phi\ \text{unsatisfiable}\ \Longrightarrow\ \alpha(G_\phi)<\delta\,|V(G_\phi)| .ϕ satisfiable ⟹ Gϕ​ three-colorable,ϕ unsatisfiable ⟹ α(Gϕ​)<δ∣V(Gϕ​)∣.

The running time and output size are polynomial in the binary length of ϕ\phiϕ, with constants depending only on δ\deltaδ. The goal statement is published on the platform with status Open.

Significance

The result itself. Theorem 1.1 shows that, even with the full promise of three-colorability, it is NP-hard to find an independent set of any fixed positive density. It implies hardness of distinguishing kkk-colorable graphs from non-ccc-colorable graphs for all fixed 3≤k≤c3\le k\le c3≤k≤c (Corollary 1.2), the long-standing conjecture recorded by Barto–Bulín–Krokhin–Opršal. Unlike the routes through ddd-to-111 games and arc graphs, it keeps the independent-set soundness together with three-colorable completeness, and unlike Dinur–Khot–Perkins–Safra it does not delete vertices. Earlier results with this combination were conditional (Dinur–Mossel–Regev; Braverman–Khot–Lifshitz–Minzer).

Formalizing it. The statement is fully explicit: Mathlib's TM2ComputableInPolyTime fixes the machine model, and the formula and graph encodings are spelled out bit by bit. A formal proof would require a machine-checked PCP theorem with perfect completeness (Label Cover), a dimension-independent junta approximation theorem, and the paper's alignment and list-decoding lemmas. Any of these is a substantial and reusable formalization project; complexity-theoretic reductions are barely represented in Mathlib today.

Difficulty

Gap reductions from Label Cover to coloring traditionally use long-code or dictatorship tests whose soundness analysis loses control either of three-colorability of every vertex (completeness) or of independent sets of arbitrarily small density (soundness). Known unconditional routes reach constant-palette coloring hardness only by composing reductions that lose the independent-set guarantee, and routes keeping it required unproven games conjectures with structural assumptions. The proof must decode a labeling from any independent set of density δ\deltaδ in a graph that is genuinely three-colorable on every vertex when ϕ\phiϕ is satisfiable, without bounds on projection-fiber sizes.

Formalization scope

  • Formulas are lists of clauses of width at most 333 over literals named by natural numbers; satisfiability uses an assignment N→Bool\mathbb N\to\mathrm{Bool}N→Bool. Formulas and graphs are encoded as explicit bit strings (self-delimiting binary numbers; the graph encoding lists the vertex count and the full row-major adjacency matrix).
  • Graphs are Graph records: n≥1n\ge1n≥1 vertices Fin n, a symmetric loopless Boolean adjacency. Independence number is the maximum card of an independent Finset; three-colorability is a proper map to Fin 3.
  • RealGraphReduction δ packages a function reduce : List Bool → Graph with a Turing.TM2ComputableInPolyTime witness (identity input encoding, graphBits output encoding, finite stack alphabets), an explicit polynomial output-size bound, completeness and strict soundness α<δn\alpha<\delta nα<δn on encoded formulas. The reduction must be total and polynomial-time on all bit strings, which is harmless since malformed inputs can be sent to a fixed graph.
  • The goal quantifies over every real δ∈(0,1/3)\delta\in(0,1/3)δ∈(0,1/3); the source notes that rational δ\deltaδ suffices by monotonicity.
  • Needed infrastructure: polynomial-time Turing-machine composition, Label Cover with perfect completeness, Fourier analysis on product spaces and junta approximation. Contributions on any of these are welcome.

Selected references

  • S. Khanna, N. Linial and S. Safra, On the hardness of approximating the chromatic number, Combinatorica (2000). https://doi.org/10.1007/s004930070013
  • V. Guruswami and S. Khanna, On the hardness of 4-coloring a 3-colorable graph, SIAM J. Discrete Math. (2004). https://doi.org/10.1137/S0895480100376794
  • I. Dinur, E. Mossel and O. Regev, Conditional hardness for approximate coloring, SIAM J. Comput. (2009). https://doi.org/10.1137/07068062X
  • I. Dinur, S. Khot, W. Perkins and M. Safra, Hardness of finding independent sets in almost 3-colorable graphs, FOCS 2010. https://doi.org/10.1109/FOCS.2010.84
  • V. Guruswami and S. Sandeep, d-to-1 hardness of coloring 3-colorable graphs with O(1) colors, ICALP 2020. https://doi.org/10.4230/LIPIcs.ICALP.2020.62
  • L. Barto, J. Bulín, A. Krokhin and J. Opršal, Algebraic approach to promise constraint satisfaction, J. ACM (2021). https://doi.org/10.1145/3457606
  • M. Braverman, S. Khot, N. Lifshitz and D. Minzer, An invariance principle for the multi-slice, with applications, FOCS 2021. https://doi.org/10.1109/FOCS52979.2021.00030
  • A. Krokhin, J. Opršal, M. Wrochna and S. Živný, Topology and adjunction in promise constraint satisfaction, SIAM J. Comput. (2023). https://doi.org/10.1137/20M1378223
  • N. Bansal, N. Huang and E. Lee, Improved SDP-based algorithm for coloring 3-colorable graphs, 2026. https://arxiv.org/abs/2602.05904v1
  • OpenAI, Hardness of finding large independent sets in three-colorable graphs, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Hardness-of-finding-large-independent-sets-in-three-colorable-graphs-September-24-2026/Hardness-of-finding-large-independent-sets-in-three-colorable-graphs-September-24-2026.pdf
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Perfect completeness for 2-to-1 gamesResearch Paper

Motivation

A projection game (label cover) asks for labels on the two sides of a bipartite multigraph so that, on each edge, the right label is the image of the left label under a prescribed map. In a 2-to-1 game the left alphabet has 2q2q2q labels, the right alphabet qqq, and every edge map has exactly two preimages of each right label. Khot introduced the 2-to-1 and Unique Games conjectures in 2002 (STOC 2002) as hypotheses that yield tight hardness of approximation. The 2-to-1 Games Conjecture with perfect completeness asserts that, for every fixed δ>0\delta>0δ>0, it is NP-hard to tell satisfiable 2-to-1 games from games in which every labeling satisfies at most a δ\deltaδ fraction of edges. Perfect completeness matters for problems whose YES instances must be exactly satisfiable, such as graph coloring: hardness with completeness 1−ε1-\varepsilon1−ε does not imply it.

This mission asks for a formal proof of the conjecture, as stated in an OpenAI preprint dated September 23, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1998 — The PCP theorem (Arora–Safra, JACM 1998; Arora–Lund–Motwani–Sudan–Szegedy, JACM 1998) and Raz's parallel repetition theorem (SICOMP 1998).
  • 2002 — Khot formulates the 2-to-1 and Unique Games conjectures.
  • 2011 — Rao's parallel repetition for projection games (SICOMP 2011).
  • 2014 — Austrin, O'Donnell, Tan and Wright prove perfect-completeness 2-to-1 label cover hardness with alphabets of sizes 666 and 333 and soundness 23/24+ε23/24+\varepsilon23/24+ε (ACM TOCT 2014).
  • 2017–2023 — The Grassmann/shortcode programme: Khot–Minzer–Safra (STOC 2017; ToC 2025), Dinur–Khot–Kindler–Minzer–Safra (STOC 2018), Barak–Kothari–Steurer (ITCS 2019), and the Grassmann expansion theorem of Khot–Minzer–Safra (Annals 2023), giving 2-to-1 hardness with completeness arbitrarily close to 111.
  • 2026 — Fei, Minzer and Wang prove perfect-completeness hardness for 4-to-1 games at arbitrarily small soundness (ECCC TR26-179).
  • September 2026 — The OpenAI preprint claims perfect completeness for 2-to-1 games (Theorem 1.1, p. 1).

Setting

For an integer q≥2q\ge2q≥2, a 2-to-1 instance has finite left and right vertex sets and a nonempty list of edge occurrences e=(ue,ve,πe)e=(u_e,v_e,\pi_e)e=(ue​,ve​,πe​), where πe:[2q]→[q]\pi_e:[2q]\to[q]πe​:[2q]→[q] is given by an explicit table with ∣πe−1(b)∣=2|\pi_e^{-1}(b)|=2∣πe−1​(b)∣=2 for every b∈[q]b\in[q]b∈[q]. Parallel occurrences, possibly with different maps, are allowed and counted with multiplicity; there are no weights. A labeling (a,b)(a,b)(a,b) assigns a(u)∈[2q]a(u)\in[2q]a(u)∈[2q] and b(v)∈[q]b(v)\in[q]b(v)∈[q] and satisfies eee when πe(a(ue))=b(ve)\pi_e(a(u_e))=b(v_e)πe​(a(ue​))=b(ve​). The value is the maximum, over labelings, of the fraction of satisfied occurrences. 3-SAT inputs are bit strings that decode to conjunctions of three-literal clauses (repetitions allowed); malformed inputs count as unsatisfiable.

Formalization targets

Goal: Theorem 1.1 (p. 1)

For every fixed rational δ∈(0,1)\delta\in(0,1)δ∈(0,1) there are an integer q=q(δ)≥2q=q(\delta)\ge2q=q(δ)≥2 and a deterministic polynomial-time reduction φ↦Gφ\varphi\mapsto G_\varphiφ↦Gφ​ from 3-SAT to 2-to-1 instances with alphabets [2q][2q][2q] and [q][q][q] such that

φ satisfiable ⇒ val⁡(Gφ)=1,φ unsatisfiable ⇒ val⁡(Gφ)≤δ.\varphi\ \text{satisfiable}\ \Rightarrow\ \operatorname{val}(G_\varphi)=1,\qquad \varphi\ \text{unsatisfiable}\ \Rightarrow\ \operatorname{val}(G_\varphi)\le\delta .φ satisfiable ⇒ val(Gφ​)=1,φ unsatisfiable ⇒ val(Gφ​)≤δ.

The running time is polynomial in the binary input length, with degree and constants depending only on δ\deltaδ.

Significance

The result itself. It removes the conditional hypothesis from perfect-completeness reductions. The preprint derives NP-hardness for maximum kkk-colorable subgraph at soundness 1−1k+Clog⁡kk21-\frac1k+C\frac{\log k}{k^2}1−k1​+Ck2logk​ through Guruswami and Sinop's reduction (Corollary 1.2, p. 3), and recovers satisfiable Not-Two and three-query PCP hardness (Corollary 1.3, p. 4), the latter already known unconditionally by Håstad (SICOMP 2014). A companion preprint uses it for hardness of finding large independent sets in three-colorable graphs.

Formalizing it. No PCP-style hardness result of this strength has been machine-checked. A complete development needs a perfect-completeness PCP gap (Theorem 2.1, p. 5), projection-game parallel repetition (Theorem 2.2, p. 6), the Grassmann expansion theorem (Theorem 2.3, p. 7) and inverse shortcode estimates (Theorem 2.6, p. 9), on top of a polynomial-time Turing-machine framework. These components are shared with the Unique Games formalization and would be reusable.

Difficulty

Near-perfect completeness does not give perfect completeness: the 1−ε1-\varepsilon1−ε reductions need not produce any finite satisfiable game. Amplifying a constant-soundness perfect-completeness game by parallel repetition destroys the 2-to-1 structure, since kkk-fold repetition gives 2k2^k2k preimages per right label. The preprint therefore builds a new tree-structured construction (Section 3) whose joint-partition questions keep two-element fibers and satisfy exact identities, and the soundness analysis must decode labelings through a rank test whose tested rows depend on the decoded form itself (Sections 5–6), before projection-game repetition gives the contradiction (Section 7).

Formalization scope

  • ProjectionTable q is a Vector (Fin q) (2*q) with exactly two preimages of every b : Fin q. Instance q lists edges as a List with a nonemptiness proof, so value = maxSatisfied / edges.length never divides by zero; maxSatisfied is a Finset.sup over all labelings.
  • BinaryGapReduction δ fixes alphabet ≥ 2, a construct map, a Turing.TM2ComputableInPolyTime witness from raw input bits (identity encoding) to the explicit bit encoding gameBits, finite tape alphabets, completeness value = 1 on encodings of satisfiable formulas, and soundness value ≤ δ on all other inputs.
  • The goal quantifies over rational δ\deltaδ with 0<δ<10<\delta<10<δ<1, as in the source; the alphabet and machine are fixed before the input.
  • No vacuous reading: the 3-SAT language is nontrivial and value = 1 requires a labeling satisfying every edge.

Selected references

  • OpenAI, Perfect completeness for 2-to-1 games, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Perfect-completeness-for-2-to-1-games-September-23-2026/paper.pdf
  • S. Khot, On the power of unique 2-prover 1-round games, STOC 2002. https://doi.org/10.1145/509907.510017
  • P. Austrin, R. O'Donnell, L.-Y. Tan, J. Wright, New NP-hardness results for 3-coloring and 2-to-1 label cover, ACM Trans. Comput. Theory 6 (2014).
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, Ann. of Math. 198 (2023). https://doi.org/10.4007/annals.2023.198.1.1
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, STOC 2018. https://doi.org/10.1145/3188745.3188804
  • B. Barak, P. K. Kothari, D. Steurer, Small-set expansion in shortcode graph and the 2-to-2 conjecture, ITCS 2019. https://doi.org/10.4230/LIPIcs.ITCS.2019.9
  • Y. Fei, D. Minzer, S. Wang, On the hardness of 4-to-1 games with perfect completeness, ECCC TR26-179 (2026). https://eccc.weizmann.ac.il/report/2026/179/
  • A. Rao, Parallel repetition in projection games and a concentration bound, SIAM J. Comput. 40 (2011). https://doi.org/10.1137/080734042
  • R. Raz, A parallel repetition theorem, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539795280895
  • V. Guruswami, A. K. Sinop, Improved inapproximability results for maximum k-colorable subgraph, Theory Comput. 9 (2013). https://doi.org/10.4086/toc.2013.v009a011
  • M. Braverman, S. Khot, D. Minzer, On rich 2-to-1 games, ITCS 2021. https://doi.org/10.4230/LIPIcs.ITCS.2021.27
  • J. Håstad, On the NP-hardness of Max-Not-2, SIAM J. Comput. (2014). https://doi.org/10.1137/120882718
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Complexity TheoryGraph TheoryTheoretical Computer Science·Captain: wurtle

Constant-factor hardness of directed feedback vertex setResearch Paper

Motivation

A directed feedback vertex set of a finite digraph GGG is a set FFF of vertices meeting every directed cycle, equivalently one whose removal leaves G−FG-FG−F acyclic; DFVS(G)\mathrm{DFVS}(G)DFVS(G) is the minimum size of such a set. The problem arises wherever cyclic dependencies must be broken — deadlock resolution, circuit testing, scheduling — and a topological order of G−FG-FG−F certifies a solution in polynomial time.

The best general approximation guarantee is O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn), originating in Seymour's work on fractional packing of directed circuits (Combinatorica 1995) and made constructive by Even, Naor, Schieber and Sudan (Algorithmica 1998). On the hardness side, NP-hardness was known only for particular constants (via Vertex Cover), while ruling out every constant factor required the Unique Games Conjecture. Whether a constant-factor approximation exists under P ≠ NP alone was open.

This mission asks for a machine-checked proof that approximating DFVS within any fixed factor A≥1A\ge1A≥1 is NP-hard on unweighted digraphs, as claimed in an OpenAI preprint dated September 23, 2026 (source, Theorem 1.1, p. 2). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1995–1998 — Seymour's fractional packing bound (Combinatorica 1995) and the algorithm of Even–Naor–Schieber–Sudan (Algorithmica 1998) give O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn) approximation.
  • 2005 — Dinur and Safra prove Vertex Cover NP-hard below 105−21≈1.3610\sqrt5-21\approx1.36105​−21≈1.36 (Annals 2005); doubling each undirected edge transfers this to DFVS.
  • 2008–2011 — Guruswami, Manokaran and Raghavendra show every constant factor is Unique-Games-hard via maximum acyclic subgraph and feedback arc set (FOCS 2008); expanded with Håstad and Charikar (SICOMP 2011).
  • 2013 — Svensson's direct Unique-Games-based construction for vertex deletion problems (ToC 2013).
  • 2016 — Guruswami and Lee give a simpler UG-based proof (ToC 2016).
  • 2018–2025 — The imperfect-completeness 2-to-1 Games Theorem is completed (Dinur–Khot–Kindler–Minzer–Safra, ToC 2025; Barak–Kothari–Steurer, ITCS 2019; Khot–Minzer–Safra, ECCC TR18-006), giving Vertex Cover, hence DFVS, hardness below 2\sqrt22​.
  • 2026 — Ghorbani and Mnich record the gap for general digraphs (ICALP 2026); the OpenAI preprint claims NP-hardness for every constant factor.

Setting

A digraph is finite and loopless, given by a vertex count nnn and a duplicate-free list of arcs (u,v)(u,v)(u,v) with u≠vu\ne vu=v; opposite arcs (u,v),(v,u)(u,v),(v,u)(u,v),(v,u) are allowed. A directed cycle is a cyclic sequence of r+1≥2r+1\ge2r+1≥2 distinct vertices with every successive arc present, including the closing one. FFF is a feedback set if it meets every directed cycle, and DFVS(G)\mathrm{DFVS}(G)DFVS(G) is the least size of one.

A language L⊆{0,1}∗L\subseteq\{0,1\}^*L⊆{0,1}∗ is in NP if there are a polynomial ppp and a deterministic polynomial-time verifier VVV (a multi-stack Turing machine with finite alphabets) with x∈Lx\in Lx∈L iff some certificate www with ∣w∣≤p(∣x∣)|w|\le p(|x|)∣w∣≤p(∣x∣) makes V(x,w)V(x,w)V(x,w) accept.

Formalization targets

Goal: constant-factor hardness (Theorem 1.1, p. 2)

For every real A≥1A\ge1A≥1 and every language L∈NPL\in\mathrm{NP}L∈NP there is a deterministic polynomial-time map x↦(Gx,kx)x\mapsto(G_x,k_x)x↦(Gx​,kx​) with kx≥1k_x\ge1kx​≥1 such that

x∈L ⇒ DFVS(Gx)≤kx,x∉L ⇒ DFVS(Gx)>A kx.x\in L\ \Rightarrow\ \mathrm{DFVS}(G_x)\le k_x,\qquad x\notin L\ \Rightarrow\ \mathrm{DFVS}(G_x)>A\,k_x .x∈L ⇒ DFVS(Gx​)≤kx​,x∈/L ⇒ DFVS(Gx​)>Akx​.

In Lean this is OAI.DirectedFeedback.main : DirectedFeedback.MainStatement. The preprint states Theorem 1.1 as a reduction from an NP-hard promise problem (the 2-to-1 game gap of Theorem 2.1, p. 5) to (G,k)(G,k)(G,k); composing with that promise problem's NP-hardness gives the Lean form, which quantifies over all NP languages directly. A deterministic polynomial-time AAA-approximation would then decide every NP language (proof of Theorem 1.1, p. 28).

The preprint also proves Corollary 8.3 (p. 28) for directed feedback arc set; it is not formalized on the platform.

Significance

The result itself. Theorem 1.1 shows that a constant-factor approximation for DFVS exists if and only if P = NP, removing the Unique Games hypothesis from the Guruswami–Manokaran–Raghavendra and Svensson results. It does not determine the true growth of the optimal factor between constants and O(log⁡nlog⁡log⁡n)O(\log n\log\log n)O(lognloglogn).

Formalizing it. No machine-checked inapproximability result of this kind is known to exist. A complete development needs the 2-to-1 Games Theorem with imperfect completeness (Theorem 2.1, p. 5, external input), Friedgut's junta theorem in a dyadic fixed-bias form (Theorem 2.2 and Corollary 2.3, p. 6), finite Ramsey theory and von Neumann's minimax theorem, and the preprint's rank-graph construction (Definition 3.1, p. 8; Proposition 3.7, p. 12), pivotality budget (Definition 6.1, p. 20) and weighted soundness (Proposition 7.4, p. 25). An NP and Karp-reduction library on TM2 machines (including Cook–Levin) would be reusable across the whole family of hardness missions.

Difficulty

The central difficulty (Introduction, pp. 3–4) is extracting a game labeling from an arbitrary acyclic remainder: a topological order exists, but it can interleave the many vertices representing one local test arbitrarily. Comparisons in that order must first be made consistent and then read as Boolean functions; Friedgut-type junta bounds must hold at many biases simultaneously for the same random function, so a separate influence bound at each scale does not suffice. The coordinate lists must also be fixed before the tested game edge is drawn, or they do not define a game labeling. Gadget reductions from Vertex Cover cannot go beyond the Vertex Cover constants.

Formalization scope

  • DirectedFeedback.Digraph: n : ℕ, a Nodup list of arcs in Fin n × Fin n, loopless; cycles are injective maps Fin (r+1) → Fin n with all successive arcs (including the wrap-around) present, so 2-cycles count and 1-cycles cannot occur. dfvs is the least cardinality of a feedback Finset.
  • NP is defined from scratch by NPVerifier: a polynomial certificate bound and a polynomial-time TM2 verifier with finite alphabets on the unary-framed pair encoding pairBits; no SAT-specific definition is used.
  • GapReduction A L is a polynomial-time TM2 machine (finite alphabets, raw-bit input) producing a GapInstance (digraph plus k > 0), encoded explicitly in unary-framed form by GapInstance.bits; completeness and soundness are as displayed, with soundness compared in ℝ.
  • The statement quantifies over all NP languages, so its proof must include (or reprove) NP-hardness of the source promise problem in this machine model — e.g. a Cook–Levin theorem for TM2 verifiers plus the 2-to-1 Games reduction.
  • k > 0 and the strict inequality rule out a trivial reading (e.g. empty graphs with k = 0).

Welcome contributions: Friedgut's junta theorem, finite Ramsey and minimax in usable forms, the 2-to-1 Games Theorem, and Cook–Levin for Turing.TM2ComputableInPolyTime.

Selected references

  • OpenAI, Constant-factor hardness of directed feedback vertex set, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Constant-factor-hardness-of-directed-feedback-vertex-set-September-23-2026/paper.pdf
  • P. D. Seymour, Packing directed circuits fractionally, Combinatorica 15 (1995). https://doi.org/10.1007/BF01200760
  • G. Even, J. Naor, B. Schieber, M. Sudan, Approximating minimum feedback sets and multicuts in directed graphs, Algorithmica (1998). https://doi.org/10.1007/PL00009191
  • I. Dinur, S. Safra, On the hardness of approximating minimum vertex cover, Ann. of Math. 162 (2005). https://doi.org/10.4007/annals.2005.162.439
  • V. Guruswami, R. Manokaran, P. Raghavendra, Beating the random ordering is hard: inapproximability of maximum acyclic subgraph, FOCS 2008. https://doi.org/10.1109/FOCS.2008.51
  • O. Svensson, Hardness of vertex deletion and project scheduling, Theory of Computing 9 (2013). https://doi.org/10.4086/toc.2013.v009a024
  • V. Guruswami, E. Lee, Simple proof of hardness of feedback vertex set, Theory of Computing 12 (2016). https://doi.org/10.4086/toc.2016.v012a006
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, Theory of Computing 21 (2025). https://doi.org/10.4086/toc.2025.v021a011
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, ECCC TR18-006 (2018). https://eccc.weizmann.ac.il/report/2018/006/revision/2/download
  • E. Friedgut, Boolean functions with low average sensitivity depend on few coordinates, Combinatorica (1998). https://doi.org/10.1007/PL00009809
  • F. P. Ramsey, On a problem of formal logic, Proc. London Math. Soc. (1930). https://doi.org/10.1112/plms/s2-30.1.264
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Constant-factor hardness of Min-UnCutResearch Paper

Motivation

Min-UnCut asks, for a finite simple graph G=(V,E)G=(V,E)G=(V,E), for the minimum number of edges whose deletion makes GGG bipartite. Equivalently, for a bipartition V=S⊔(V∖S)V=S\sqcup(V\setminus S)V=S⊔(V∖S) let UncutG(S)\mathrm{Uncut}_G(S)UncutG​(S) count the edges with both endpoints on the same side, and set OPTuncut(G)=min⁡SUncutG(S)\mathrm{OPT}_{\mathrm{uncut}}(G)=\min_S\mathrm{Uncut}_G(S)OPTuncut​(G)=minS​UncutG​(S). The quantity measures distance from bipartiteness. Although it equals ∣E∣|E|∣E∣ minus the maximum cut, a good multiplicative approximation for Max-Cut gives nothing multiplicative for Min-UnCut on nearly bipartite graphs, which is exactly the regime of interest.

The best known algorithm (Agarwal, Charikar, Makarychev, Makarychev, STOC 2005) achieves an O(log⁡∣V∣)O(\sqrt{\log|V|})O(log∣V∣​) factor. Before the source preprint, NP-hardness was known only for specific constant factors below about 1.491.491.49, and hardness for every constant factor was known only under the Unique Games Conjecture.

This mission asks for a machine-checked proof that Min-UnCut has no polynomial-time approximation within any constant factor unless P = NP, as claimed in an OpenAI preprint dated September 23, 2026 (source, Theorem 1.1, p. 2). The preprint has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 2001 — Håstad's near-satisfiable gap for three-variable parity equations (JACM 2001); combined with parallel repetition (Raz, SICOMP 1998; Holenstein, ToC 2009) it is the preprint's starting point.
  • 2005 — Agarwal, Charikar, Makarychev and Makarychev give O(log⁡n)O(\sqrt{\log n})O(logn​) approximations for Min-UnCut and Min 2CNF Deletion (STOC 2005).
  • 2007 — Under the Unique Games Conjecture, the near-satisfiable Max-Cut gap of Khot, Kindler, Mossel and O'Donnell implies arbitrarily large constant gaps for weighted Min-UnCut (SICOMP 2007).
  • 2017 — Håstad, Huang, Manokaran, O'Donnell and Wright: NP-hard below 11/811/811/8 for the weighted deletion formulation (ToC 2017).
  • 2018 — Wiman: factors below 1.456851.456851.45685 (KTH master's thesis, 2018).
  • 2024 — Martinsson: factors below 73139148/49096883≈1.4896973139148/49096883\approx1.4896973139148/49096883≈1.48969 for violated two-variable parity equations, transferring to weighted Min-UnCut (APPROX/RANDOM 2024).
  • 2026 — The OpenAI preprint claims NP-hardness for every constant factor on simple unweighted graphs.

Setting

A graph is finite, simple, undirected and unweighted, given by a vertex count NNN and a symmetric loopless Boolean adjacency table. A cut is a map c:{0,…,N−1}→{0,1}c:\{0,\dots,N-1\}\to\{0,1\}c:{0,…,N−1}→{0,1}; the parts may be empty or unbalanced. Uncut(c)\mathrm{Uncut}(c)Uncut(c) counts unordered edges {u,v}\{u,v\}{u,v} with c(u)=c(v)c(u)=c(v)c(u)=c(v), and OPTuncut(G)\mathrm{OPT}_{\mathrm{uncut}}(G)OPTuncut​(G) is its minimum over all cuts.

3SAT formulas are conjunctions of three-slot clauses over natural-number variable names (repeated variables allowed), given to the reduction by a canonical prefix-free binary encoding.

Formalization targets

Goal: constant-factor hardness (Theorem 1.1, p. 2)

For every fixed integer K≥2K\ge2K≥2 there is a deterministic polynomial-time reduction φ↦(G,k)\varphi\mapsto(G,k)φ↦(G,k) to an explicit simple graph GGG and a binary integer k≥1k\ge1k≥1 with

φ satisfiable⇒OPTuncut(G)≤k,φ unsatisfiable⇒OPTuncut(G)>K k,\varphi\ \text{satisfiable}\Rightarrow \mathrm{OPT}_{\mathrm{uncut}}(G)\le k,\qquad \varphi\ \text{unsatisfiable}\Rightarrow \mathrm{OPT}_{\mathrm{uncut}}(G)>K\,k,φ satisfiable⇒OPTuncut​(G)≤k,φ unsatisfiable⇒OPTuncut​(G)>Kk,

with graph size and running time polynomial in the bit length of φ\varphiφ for each fixed KKK. Choosing K≥CK\ge CK≥C shows that a deterministic polynomial-time CCC-approximation for any real C>1C>1C>1 would imply P = NP. The positive threshold k≥1k\ge1k≥1 is what separates this from bipartiteness testing. In Lean this is OAI.MinUncut.main : Nonempty MinUncut.Reduction.

The preprint also derives Corollary 1.2 (p. 3): minimum 2CNF clause deletion is NP-hard to approximate within every fixed factor C>1C>1C>1. It is not formalized on the platform.

Significance

The result itself. Theorem 1.1 settles the constant-factor approximability of Min-UnCut in the hardness direction without the Unique Games Conjecture, and by an exact cost-preserving transformation the same holds for Min 2CNF Deletion. Together with the O(log⁡n)O(\sqrt{\log n})O(logn​) algorithm, it places these problems strictly between constant-factor approximable and inapproximable within logarithmic factors (the remaining gap concerns super-constant factors).

Formalizing it. No machine-checked proof of super-constant-type inapproximability for any natural graph problem is known to exist. A complete development needs Håstad's parity gap (Theorem 2.2, p. 6) and uniform parallel repetition (Theorem 2.3, p. 7), used as external inputs, plus the preprint's inner decoding theorem (Theorem 3.2, p. 9), the composition gap for bit comparisons (Proposition 6.1, p. 27) and the finite constructions (Lemmas 7.1 and 7.2, pp. 31 and 34). PCP and parallel-repetition infrastructure would be reusable across many hardness missions.

Difficulty

A natural route is to compose a long-code test with a projection game, as in Håstad's work. The obstacle is extracting a label from an arbitrary folded bit proof with a probability and coefficient size independent of the label alphabet: the alphabet grows as the outer soundness is driven down, and every inner constant must be fixed before it (Introduction, pp. 3–4). In addition, the decoder's choices depend on shared background affine functions, so the outer game's soundness must survive such shared hints. Gadget-based approaches yield only isolated constants (up to about 1.491.491.49); unbounded constants previously required the Unique Games hypothesis.

Formalization scope

  • MinUncut.Output packages the graph (vertex count, symmetric loopless Bool adjacency) with a threshold threshold ≥ 1; uncut counts pairs u < v that are adjacent and on the same side, and opt is the minimum over all Fin N → Bool cuts (nonempty, so always defined).
  • MinUncut.Reduction is a single TM2 machine taking the pair (K,φ)(K,\varphi)(K,φ) (encoded by inputBits) with finite tape alphabets, a polynomial time K bounding the running time in the formula's bit length, and a polynomial size K bounding vertices plus output length; yes/no hold for every K ≥ 2.
  • The reduction acts on decoded formulas, so malformed inputs do not arise; runtime is measured in formulaBits φ, the canonical encoding including variable names.
  • The hypotheses are satisfiable and the conclusion demands an actual strict multiplicative gap with a positive integer threshold, so outputting a trivially bipartite graph cannot satisfy it.

Welcome contributions: Fourier and Gaussian analysis on F2\mathbb F_2F2​-affine spaces, the long code with folding, parallel repetition for projection games, and Turing-machine complexity infrastructure.

Selected references

  • OpenAI, Constant-factor hardness of Min-UnCut, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Constant-factor-hardness-of-Min-UnCut-September-23-2026/paper.pdf
  • A. Agarwal, M. Charikar, K. Makarychev, Y. Makarychev, O(√log n) approximation algorithms for Min UnCut, Min 2CNF Deletion, and directed cut problems, STOC 2005. https://doi.org/10.1145/1060590.1060675
  • S. Khot, G. Kindler, E. Mossel, R. O'Donnell, Optimal inapproximability results for MAX-CUT and other 2-variable CSPs?, SIAM J. Comput. 37 (2007). https://doi.org/10.1137/S0097539705447372
  • J. Håstad, S. Huang, R. Manokaran, R. O'Donnell, J. Wright, Improved NP-inapproximability for 2-variable linear equations, Theory of Computing (2017). https://doi.org/10.4086/toc.2017.v013a019
  • M. Wiman, Improved inapproximability of Max-Cut through Min-Cut, master's thesis, KTH, 2018. https://www.diva-portal.org/smash/get/diva2:1229467/FULLTEXT01.pdf
  • B. Martinsson, On the NP-hardness approximation curve for Max-2Lin(2), APPROX/RANDOM 2024. https://doi.org/10.4230/LIPIcs.APPROX/RANDOM.2024.11
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • R. Raz, A parallel repetition theorem, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539795280895
  • T. Holenstein, Parallel repetition: simplifications and the no-signaling case, Theory of Computing (2009). https://doi.org/10.4086/toc.2009.v005a008
  • M. Bellare, O. Goldreich, M. Sudan, Free bits, PCPs, and nonapproximability — towards tight results, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539796302531
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The Factor-Two Hardness Threshold for Vertex CoverResearch Paper

Motivation

A vertex cover of a graph is a set of vertices meeting every edge; τ(G)\tau(G)τ(G) denotes the minimum size of one. Computing τ(G)\tau(G)τ(G) exactly is NP-hard, but a two-line algorithm — take both endpoints of a maximal matching — always returns a cover of size at most 2τ(G)2\tau(G)2τ(G). Whether any polynomial-time algorithm achieves a fixed factor 2−ε2-\varepsilon2−ε is one of the best-known questions in approximation algorithms. Unconditional NP-hardness was known below 105−21≈1.3610\sqrt5-21\approx1.36105​−21≈1.36 and, after the 2-to-2 Games Theorem, below 2\sqrt22​; factor-two hardness was known only under Khot's Unique Games Conjecture.

This mission asks for a machine-checked proof that every fixed approximation factor below two is NP-hard, as claimed in an OpenAI preprint dated September 23, 2026 (source, Corollary 1.2, p. 1). The preprint's direct reduction starts from ordinary perfect-completeness Label Cover. It has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1972 — Karp proves Node Cover NP-complete (Karp 1972); the maximal-matching algorithm gives factor 222.
  • 1992–1998 — Feige–Goldwasser–Lovász–Safra–Szegedy (JACM 1996) link proof checking to approximation; the PCP theorem (Arora–Safra, JACM 1998; Arora–Lund–Motwani–Sudan–Szegedy, JACM 1998) gives a constant gap; Raz's parallel repetition (SICOMP 1998) yields Label Cover with arbitrarily small soundness.
  • 2001 — Håstad: NP-hard below factor 7/67/67/6 (JACM 2001).
  • 2005 — Dinur–Safra: NP-hard below 105−21≈1.3606810\sqrt5-21\approx1.36068105​−21≈1.36068 (Annals 2005).
  • 2002–2008 — Khot's Unique Games Conjecture (STOC 2002); Khot–Regev prove factor-(2−ε)(2-\varepsilon)(2−ε) hardness assuming it (JCSS 2008).
  • 2009 — Karakostas's algorithm achieves 2−Θ(1/log⁡n)2-\Theta(1/\sqrt{\log n})2−Θ(1/logn​) (TALG 2009), a saving that vanishes with nnn.
  • 2017–2023 — The 2-to-2 Games programme (Khot–Minzer–Safra, ToC 2025; Dinur–Khot–Kindler–Minzer–Safra, ToC 2025; Barak–Kothari–Steurer, ITCS 2019; Khot–Minzer–Safra expansion, Annals 2023) gives NP-hardness below 2\sqrt22​.
  • 2026 — The OpenAI preprint claims NP-hardness for every fixed factor below 222.

Setting

A graph is finite, simple, undirected and unweighted, given explicitly by its vertex count nnn and a duplicate-free list of edges {u,v}\{u,v\}{u,v} with u<vu<vu<v. A set SSS of vertices is a cover if every edge has an endpoint in SSS, and τ(G)\tau(G)τ(G) is the least size of a cover. An α\alphaα-approximation algorithm is a deterministic polynomial-time machine that, on every graph, outputs a duplicate-free list of vertices that covers all edges and has length at most α τ(G)\alpha\,\tau(G)ατ(G).

3SAT inputs are bit strings decoding canonically to a conjunction of three-slot clauses; malformed strings are NO instances. A 3SAT decider is a deterministic polynomial-time machine answering membership correctly on every input.

Formalization targets

Milestone: the explicit cover gap (Theorem 1.1, p. 1)

For every integer m≥4m\ge4m≥4 there is a deterministic polynomial-time reduction φ↦Gφ\varphi\mapsto G_\varphiφ↦Gφ​ from 3SAT to explicit simple graphs with

φ satisfiable⇒τ(Gφ)<(12+1m)∣V(Gφ)∣,φ unsatisfiable⇒τ(Gφ)>(1−1m)∣V(Gφ)∣.\varphi\text{ satisfiable}\Rightarrow \tau(G_\varphi)<\Bigl(\tfrac12+\tfrac1m\Bigr)|V(G_\varphi)|,\qquad \varphi\text{ unsatisfiable}\Rightarrow \tau(G_\varphi)>\Bigl(1-\tfrac1m\Bigr)|V(G_\varphi)|.φ satisfiable⇒τ(Gφ​)<(21​+m1​)∣V(Gφ​)∣,φ unsatisfiable⇒τ(Gφ​)>(1−m1​)∣V(Gφ​)∣.

The ratio of the thresholds is 2−6/(m+2)→22-6/(m+2)\to22−6/(m+2)→2. In Lean: OAI.VertexCover.explicit_cover_gap.

Goal: factor-two threshold (Corollary 1.2, p. 1)

For every real α\alphaα with 1≤α<21\le\alpha<21≤α<2, an α\alphaα-approximation algorithm for Vertex Cover yields a polynomial-time 3SAT decider:

∀ α∈[1,2):Approximation(α)  ⟹  ThreeSATDecision.\forall\,\alpha\in[1,2):\quad \mathrm{Approximation}(\alpha)\;\Longrightarrow\;\mathrm{ThreeSATDecision}.∀α∈[1,2):Approximation(α)⟹ThreeSATDecision.

In Lean: OAI.VertexCover.every_fixed_factor_below_two. The preprint derives it from Theorem 1.1 in its final section (pp. 23–24) by choosing mmm from α\alphaα and comparing the returned cover with an exact rational threshold. Together with the matching algorithm, it identifies 222 as the approximation threshold unless P = NP.

Significance

The result itself. The statement removes the Unique Games hypothesis from the Khot–Regev theorem and closes the gap between the elementary factor-222 algorithm and hardness. The density gap of Theorem 1.1 is also a statement about independent sets: YES graphs have independent sets of density nearly 1/21/21/2, NO graphs have none of density above 1/m1/m1/m.

Formalizing it. No machine-checked proof of any super-constant Vertex Cover hardness bound is known to exist. A complete development requires the perfect-completeness Label Cover theorem (Theorem 2.1, p. 4; PCP theorem plus parallel repetition, used as an external input), the explicit graph construction and its polynomial-time implementation (Proposition 3.3, p. 7), and the preprint's analytic soundness argument. The Label Cover input and a library for polynomial-time gap reductions on TM2 machines are reusable for many other hardness missions.

Difficulty

Soundness requires extracting short lists of candidate labels from an arbitrary large independent set, where each list may depend only on its own position's query. If a list also sees the opposite endpoint of a constraint or its occurrence index, the pair-decoding argument against Label Cover soundness breaks down (Introduction, pp. 3–4). Classical approaches either need the stronger Unique Games source promise (Khot–Regev) or only reach densities near 1−1/21-1/\sqrt21−1/2​ (the 2-to-2 route), which gives factor 2\sqrt22​ rather than 222. Averaging to impose the information restriction can erase all variance; the analytic core is retaining it without any dependence on the label alphabet sizes.

Formalization scope

  • Graphs are VertexCover.ExplicitGraph: n : ℕ and a Nodup list of pairs in Fin n × Fin n with e.1 < e.2; coverNumber is the least cardinality of a covering Finset (always defined since univ covers).
  • Encodings: inputs are raw bits; graphs are encoded by ExplicitGraph.bits (vertex count, all vertex names, edge count, edge endpoints, each with prefix-free binary framing); an approximation's output list is encoded by natListBits.
  • Approximation α bundles a polynomial-time TM2 program on graph encodings with finite tape alphabets, whose output is duplicate-free, in range, covers every edge and has length at most α * coverNumber. ThreeSATDecision is a polynomial-time TM2 decider correct on every input.
  • The goal is an implication from an algorithm to a decider: no assumption P ≠ NP is built in, and the hypothesis 1≤α<21\le\alpha<21≤α<2 is satisfied by real algorithms only if 3SAT is easy, which is exactly the content. It cannot be discharged trivially because Approximation α must be correct on every graph.
  • The milestone's thresholds are compared in ℝ with strict inequalities as in the source.

Welcome contributions: Label Cover hardness (PCP theorem + parallel repetition), Efron–Stein decompositions and variance inequalities on product spaces, and general complexity-theoretic infrastructure for Turing.TM2ComputableInPolyTime.

Selected references

  • OpenAI, The Factor-Two Hardness Threshold for Vertex Cover, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Factor-Two-Hardness-Threshold-for-Vertex-Cover-September-23-2026/paper.pdf
  • R. M. Karp, Reducibility among combinatorial problems, Complexity of Computer Computations, 1972. https://doi.org/10.1007/978-1-4684-2001-2_9
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • I. Dinur, S. Safra, On the hardness of approximating minimum vertex cover, Ann. of Math. 162 (2005). https://doi.org/10.4007/annals.2005.162.439
  • S. Khot, O. Regev, Vertex cover might be hard to approximate to within 2−ε, J. Comput. Syst. Sci. 74 (2008). https://doi.org/10.1016/j.jcss.2007.06.019
  • G. Karakostas, A better approximation ratio for the Vertex Cover problem, ACM Trans. Algorithms (2009). https://doi.org/10.1145/1597036.1597045
  • R. Raz, A parallel repetition theorem, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539795280895
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, Ann. of Math. 198 (2023). https://doi.org/10.4007/annals.2023.198.1.1
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, Theory of Computing 21 (2025). https://doi.org/10.4086/toc.2025.v021a011
  • S. Khot, On the power of unique 2-prover 1-round games, STOC 2002. https://doi.org/10.1145/509907.510017
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A Direct Proof of Optimal Max-Cut HardnessResearch Paper

Motivation

Max-Cut asks for a partition of the vertices of a graph that maximizes the number of edges crossing it. Its decision version is one of Karp's original NP-complete problems, so the natural question is how well it can be approximated in polynomial time. Goemans and Williamson's semidefinite-programming algorithm with random-hyperplane rounding achieves ratio approaching

αGW=min⁡−1≤ρ<12arccos⁡ρπ(1−ρ)=0.878567…\alpha_{\mathrm{GW}}=\min_{-1\le\rho<1}\frac{2\arccos\rho}{\pi(1-\rho)}=0.878567\ldotsαGW​=−1≤ρ<1min​π(1−ρ)2arccosρ​=0.878567…

(GW 1995). Whether any polynomial-time algorithm can beat this constant is a central question of approximation algorithms: unconditional NP-hardness was known only above 16/1716/1716/17, and optimality of αGW\alpha_{\mathrm{GW}}αGW​ was known only under Khot's Unique Games Conjecture.

This mission asks for a machine-checked proof that approximating Max-Cut within any fixed ratio α∈(αGW,1]\alpha\in(\alpha_{\mathrm{GW}},1]α∈(αGW​,1] is NP-hard, even on simple unweighted graphs, as claimed in an OpenAI preprint dated September 23, 2026 (source, Theorem 1.1, p. 1). The preprint gives a direct reduction from the 2-to-1 Games Theorem, not via the Unique Games Conjecture. It has not been peer reviewed and its claim has not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1972 — Karp lists Max-Cut among the original NP-complete problems (Karp 1972).
  • 1995 — Goemans and Williamson give the SDP algorithm with ratio αGW\alpha_{\mathrm{GW}}αGW​ (JACM 1995).
  • 2000–2001 — Håstad's optimal inapproximability results (JACM 2001) combined with the gadgets of Trevisan, Sorkin, Sudan and Williamson (SICOMP 2000) rule out ratios above 16/1716/1716/17.
  • 2002 — Feige and Schechtman show the SDP integrality gap approaches αGW\alpha_{\mathrm{GW}}αGW​ (RSA 2002); Khot formulates the Unique Games Conjecture (STOC 2002).
  • 2007–2010 — Khot, Kindler, Mossel and O'Donnell prove that αGW\alpha_{\mathrm{GW}}αGW​ is optimal assuming the UGC, conditional on Majority Is Stablest (SICOMP 2007), which Mossel, O'Donnell and Oleszkiewicz prove (Annals 2010) via Borell's Gaussian noise-stability bound (1985). O'Donnell–Wu (STOC 2008) and Raghavendra (STOC 2008) extend the UG-based picture.
  • 2017–2025 — The Grassmann-graph programme establishes the 2-to-1 Games Theorem with imperfect completeness: Khot–Minzer–Safra (ToC 2025), Dinur–Khot–Kindler–Minzer–Safra (ToC 2025), Barak–Kothari–Steurer (ITCS 2019), Khot–Minzer–Safra expansion (Annals 2023).
  • 2026 — The OpenAI preprint claims unconditional NP-hardness at every ratio above αGW\alpha_{\mathrm{GW}}αGW​.

Setting

A simple unweighted graph on NNN vertices is given by a symmetric, loopless Boolean adjacency table. A cut is a map ccc from the vertices to {0,1}\{0,1\}{0,1}; its size is the number of unordered edges {u,v}\{u,v\}{u,v} with c(u)≠c(v)c(u)\ne c(v)c(u)=c(v), and MaxCut(G)\mathrm{MaxCut}(G)MaxCut(G) is the largest cut size. An algorithm is an α\alphaα-approximation if it always returns a cut of size at least α⋅MaxCut(G)\alpha\cdot\mathrm{MaxCut}(G)α⋅MaxCut(G).

3SAT inputs are bit strings decoding canonically to a conjunction of three-slot clauses (repeated variables and literals allowed); malformed strings are NO instances. A gap reduction for α\alphaα consists of rationals Y>0Y>0Y>0 and N≥0N\ge0N≥0 with N<αYN<\alpha YN<αY, and a deterministic polynomial-time map φ↦(Gφ,Qφ)\varphi\mapsto(G_\varphi,Q_\varphi)φ↦(Gφ​,Qφ​) outputting a graph together with a positive integer scale QφQ_\varphiQφ​ such that

φ∈3SAT⇒MaxCut(Gφ)Qφ≥Y,φ∉3SAT⇒MaxCut(Gφ)Qφ≤N.\varphi\in\mathrm{3SAT}\Rightarrow \frac{\mathrm{MaxCut}(G_\varphi)}{Q_\varphi}\ge Y,\qquad \varphi\notin\mathrm{3SAT}\Rightarrow \frac{\mathrm{MaxCut}(G_\varphi)}{Q_\varphi}\le N.φ∈3SAT⇒Qφ​MaxCut(Gφ​)​≥Y,φ∈/3SAT⇒Qφ​MaxCut(Gφ​)​≤N.

Given such a reduction, an α\alphaα-approximation algorithm would decide 3SAT by comparing its output with NQφN Q_\varphiNQφ​.

Formalization targets

Goal: optimal Max-Cut hardness (Theorem 1.1, p. 1)

For every real α\alphaα with αGW<α≤1\alpha_{\mathrm{GW}}<\alpha\le1αGW​<α≤1, a gap reduction for α\alphaα from 3SAT to simple unweighted Max-Cut exists:

∀ α∈(αGW,1]:GapReduction(α)≠∅.\forall\,\alpha\in(\alpha_{\mathrm{GW}},1]:\quad \mathrm{GapReduction}(\alpha)\ne\varnothing.∀α∈(αGW​,1]:GapReduction(α)=∅.

In Lean this is OAI.OptimalMaxCut.main : OptimalMaxCut.MainStatement. The preprint proves it from a sharper weighted gap (Theorem 1.2, p. 2): for rational t∈(0,1)t\in(0,1)t∈(0,1), B(t)=2πarcsin⁡tB(t)=\tfrac{2}{\pi}\arcsin tB(t)=π2​arcsint and 0<ε<(t−B(t))/40<\varepsilon<(t-B(t))/40<ε<(t−B(t))/4, it is NP-hard to distinguish Val≥1+t2−ε\mathrm{Val}\ge\frac{1+t}{2}-\varepsilonVal≥21+t​−ε from Val≤1+B(t)2+ε\mathrm{Val}\le\frac{1+B(t)}{2}+\varepsilonVal≤21+B(t)​+ε on graphs with a rational edge distribution; Appendix B (p. 35) converts weighted graphs to simple unweighted ones.

Significance

The result itself. Theorem 1.1 shows that the Goemans–Williamson algorithm is optimal among polynomial-time algorithms unless P = NP, removing the Unique Games hypothesis from the result of Khot, Kindler, Mossel and O'Donnell. It is the most prominent instance of an SDP-tight threshold, and the gap form (Theorem 1.2) gives a whole curve of completeness/soundness pairs.

Formalizing it. No machine-checked proof of any optimal inapproximability result for Max-Cut exists. A full development requires the 2-to-1 Games Theorem in the affine form stated as Proposition 2.2 (p. 6) and derived in Appendix A, the Majority Is Stablest theorem (Lemma 2.1, p. 5), and the paper's new ingredients: tree-code Fourier analysis (Section 5), a vector-valued affine hashing lemma (Lemma 6.1, p. 14), dimension-independent extraction (Proposition 7.1, p. 18) and decoding (Proposition 8.4, p. 24). Several of these — Majority Is Stablest, Boolean Fourier analysis, polynomial-time gap reductions on Turing machines — are reusable libraries in their own right.

Difficulty

The classical long-code test for Max-Cut, analysed via Majority Is Stablest, identifies an influential coordinate of an arbitrary cut. Under the Unique Games Conjecture that coordinate is directly a label of the source game. Starting instead from 2-to-1 games, the influential coordinate is indexed by a gate input of the test, not by a source-game label, and the two endpoints of a source edge cannot in general reconstruct a common context without knowing their projection. The decoding loss must also be independent of the source alphabet, because the alphabet dimension is chosen after the target soundness; a dimension-dependent loss would make the parameter choice circular (Introduction, pp. 3–4).

Formalization scope

  • Graphs are OptimalMaxCut.Graph: a vertex count with a symmetric loopless Bool adjacency function; maxCut maximizes cutSize over all Fin n → Bool, counting each unordered crossing edge once.
  • The output is a ScaledGraph with an explicit positive integer scale; the YES/NO bounds compare maxCut / scale in ℝ, and 0 < scale rules out division by zero.
  • alphaGW is defined as the sInf of 2arccos⁡ρ/(π(1−ρ))2\arccos\rho/(\pi(1-\rho))2arccosρ/(π(1−ρ)) over ρ∈[−1,1)\rho\in[-1,1)ρ∈[−1,1); this set is nonempty and bounded below, so the infimum is the true constant.
  • The reduction is a Turing.TM2ComputableInPolyTime machine with finite tape alphabets, from raw input bits (identity encoding) to ScaledGraph.bits (delimited vertex count and scale, then the full adjacency table); the rational bounds and the machine are fixed before the input.
  • The hypothesis αGW<α≤1\alpha_{\mathrm{GW}}<\alpha\le1αGW​<α≤1 is satisfiable, and the conclusion requires an actual strict gap noBound < α * yesBound with 0 < yesBound, so there is no trivial reading. No assumption P ≠ NP is built in.

Welcome contributions: Boolean and Gaussian Fourier analysis (noise stability, influences, Borell's theorem), Majority Is Stablest, the 2-to-1 Games Theorem, and a reusable library for polynomial-time gap reductions on TM2 machines.

Selected references

  • OpenAI, A Direct Proof of Optimal Max-Cut Hardness, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-Direct-Proof-of-Optimal-Max-Cut-Hardness-September-23-2026/paper.pdf
  • M. X. Goemans, D. P. Williamson, Improved approximation algorithms for maximum cut and satisfiability problems using semidefinite programming, J. ACM 42 (1995). https://doi.org/10.1145/227683.227684
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • L. Trevisan, G. Sorkin, M. Sudan, D. Williamson, Gadgets, approximation, and linear programming, SIAM J. Comput. 29 (2000). https://doi.org/10.1137/S0097539797328847
  • S. Khot, G. Kindler, E. Mossel, R. O'Donnell, Optimal inapproximability results for MAX-CUT and other 2-variable CSPs?, SIAM J. Comput. 37 (2007). https://doi.org/10.1137/S0097539705447372
  • E. Mossel, R. O'Donnell, K. Oleszkiewicz, Noise stability of functions with low influences: invariance and optimality, Ann. of Math. 171 (2010). https://doi.org/10.4007/annals.2010.171.295
  • U. Feige, G. Schechtman, On the optimality of the random hyperplane rounding technique for MAX CUT, Random Structures Algorithms 20 (2002). https://doi.org/10.1002/rsa.10036
  • I. Dinur, S. Khot, G. Kindler, D. Minzer, M. Safra, Towards a proof of the 2-to-1 games conjecture?, Theory of Computing 21 (2025). https://doi.org/10.4086/toc.2025.v021a011
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, Ann. of Math. 198 (2023). https://doi.org/10.4007/annals.2023.198.1.1
  • S. Khot, On the power of unique 2-prover 1-round games, STOC 2002. https://doi.org/10.1145/509907.510017
2 thms1 active userReviewed
Complexity TheoryTheoretical Computer Science·Captain: wurtle

The Unique Games TheoremResearch Paper

Motivation

A Unique Game is a system of constraints between pairs of variables, each constraint saying that the label of one endpoint is a fixed permutation of the label of the other. Deciding whether all constraints can be satisfied is easy (propagate labels along a spanning tree), so the interesting question is approximate: given an instance in which almost all constraints can be satisfied, can a polynomial-time algorithm find a labeling that satisfies even a small fraction?

Khot's Unique Games Conjecture (UGC, 2002) asserts that it cannot, unless P = NP. The conjecture matters because many optimal approximation thresholds have been proved conditionally on it: the Goemans–Williamson ratio for Max-Cut (KKMO 2007), the factor 222 for Vertex Cover (Khot–Regev 2008), the basic-SDP threshold for every constraint satisfaction problem (Raghavendra 2008), and hardness for ordering, multicut/sparsest-cut and correlation-clustering problems. An unconditional proof would turn all of these into NP-hardness results.

This mission asks for a machine-checked proof of the Unique Games Theorem as stated in an OpenAI preprint dated September 23, 2026 (source), which claims a positive resolution of the conjecture. The preprint has not been peer reviewed, and its claim has not been independently verified; on the platform the Lean goal below is open.

Timeline

  • 2001 — Håstad proves optimal inapproximability for linear equations mod 2 with near-perfect completeness (JACM 2001); this gap is the hardness input used by the preprint.
  • 2002 — Khot introduces Unique Games and formulates the conjecture (STOC 2002).
  • 2005–2008 — Conditional optimal hardness for Max-Cut (Khot, Kindler, Mossel, O'Donnell, SICOMP 2007), Vertex Cover (Khot–Regev, JCSS 2008) and every CSP (Raghavendra, STOC 2008). Khot–Vishnoi build SDP integrality gaps (JACM 2015, FOCS 2005).
  • 2005–2010 — Algorithms that delimit the conjecture's quantifiers: Trevisan (ToC 2008), Charikar–Makarychev–Makarychev with value 1−O(ϵlog⁡q)1-O(\sqrt{\epsilon\log q})1−O(ϵlogq​) (STOC 2006), and the subexponential algorithm of Arora–Barak–Steurer (FOCS 2010).
  • 2017–2018 — The 2-to-2 Games programme: Khot–Minzer–Safra (STOC 2017; ToC 2025), Dinur–Khot–Kindler–Minzer–Safra (STOC 2018; ToC 2025), Barak–Kothari–Steurer's shortcode formulation (ITCS 2019), and the Grassmann expansion theorem of Khot–Minzer–Safra (Annals 2023). Together these give NP-hardness of Unique Games with completeness near 1/21/21/2 and arbitrarily small soundness.
  • 2026 — The OpenAI preprint claims completeness arbitrarily close to 111, i.e. the full conjecture (Theorem 1.1, p. 2).

Setting

Fix a finite alphabet KKK. An instance GGG has a finite vertex set and a nonempty list of oriented constraints e=(ue,ve,πe)e=(u_e,v_e,\pi_e)e=(ue​,ve​,πe​) with πe\pi_eπe​ a permutation of KKK; repeated list entries count with multiplicity, and no weights are allowed. A labeling aaa assigns a label to every vertex and satisfies eee when a(ve)=πe(a(ue))a(v_e)=\pi_e(a(u_e))a(ve​)=πe​(a(ue​)). The value of aaa is the fraction of satisfied constraints and val(G)\mathrm{val}(G)val(G) is the maximum over labelings.

An instance is simple bipartite if its vertices split into two sides, every constraint goes from the first side to the second, and no two list entries join the same ordered pair. It is a translation instance over K=F2sK=\mathbb F_2^sK=F2s​ if every constraint has the form a(ve)=a(ue)+cea(v_e)=a(u_e)+c_ea(ve​)=a(ue​)+ce​.

3SAT inputs are bit strings decoding to a conjunction of clauses with exactly three literal slots (repeated variables and literals allowed); the input is a YES instance when it decodes to a satisfiable formula.

Formalization targets

Goal: the Unique Games Theorem (Theorem 1.1, p. 2)

For every ε,δ∈(0,1/2)\varepsilon,\delta\in(0,1/2)ε,δ∈(0,1/2) there exist s≥1s\ge1s≥1 and a deterministic polynomial-time map φ↦Gφ\varphi\mapsto G_\varphiφ↦Gφ​ to simple bipartite translation instances over F2s\mathbb F_2^sF2s​ such that

φ∈3SAT  ⟹  val(Gφ)≥1−ε,φ∉3SAT  ⟹  val(Gφ)≤δ.\varphi\in\mathrm{3SAT}\;\Longrightarrow\;\mathrm{val}(G_\varphi)\ge 1-\varepsilon,\qquad \varphi\notin\mathrm{3SAT}\;\Longrightarrow\;\mathrm{val}(G_\varphi)\le \delta .φ∈3SAT⟹val(Gφ​)≥1−ε,φ∈/3SAT⟹val(Gφ​)≤δ.

The alphabet, the program and the running-time polynomial depend only on (ε,δ)(\varepsilon,\delta)(ε,δ); the two errors are chosen independently, before the alphabet. In Lean this is OAI.UniqueGamesTheorem.theorem11, which asserts that the structure BinaryGapReduction ε δ is inhabited.

Significance

The result itself. The conjecture is the hypothesis behind a large body of tight approximation thresholds; the preprint's Section 8 (pp. 39–43) records how Theorem 1.1 feeds the earlier reductions for Max-Cut, Vertex Cover, Raghavendra's CSP theorem, ordering CSPs, multicut/sparsest cut and correlation clustering. Those reductions and thresholds are due to their original authors. The statement also fixes the conjecture's quantifier order (errors first, then alphabet), which is exactly what the known algorithms above do not contradict.

Formalizing it. No machine-checked proof of the UGC, or of the 2-to-2 theorem it builds on, is known to exist. A complete development would have to formalize Håstad's parity gap, classical parallel repetition for projection games, the Khot–Minzer–Safra Grassmann/shortcode inverse theorem (used as an external input via Theorem 5.1, p. 22 of the preprint), and the preprint's new latent-alphabet gadget and matrix test. Each of these is reusable well beyond this mission.

Difficulty

The central obstacle, identified in the preprint's introduction (pp. 2–4), is completeness: in a unique constraint every label permits exactly one reply, so the natural codeword tests lose a constant fraction of constraints even on honest proofs. For example, on the rank-one matrix shortcode the evaluation M↦MzM\mapsto MzM↦Mz is preserved by a random rank-one update only with probability about 1/21/21/2. The 2-to-2 theorem gives soundness but only near-1/21/21/2 completeness, and pushing completeness to 1−ε1-\varepsilon1−ε while keeping soundness δ\deltaδ independent of the alphabet is a separate problem that the earlier programme left open.

Formalization scope

  • Instances are Foundations.Target.Instance q over alphabet Fin q, with constraints given by explicit forward/inverse permutation tables and a nonemptiness proof; the value is countSatisfied / constraints.length in ℝ, so division by zero cannot occur.
  • The reduction is a Turing.TM2ComputableInPolyTime program from raw input bits (identity encoding, so runtime is measured in the raw input length including sparse variable names) to the bit encoding gameBits; its tape alphabets must be finite.
  • coordinates : Fin alphabet ≃ (Fin s → ZMod 2) fixes the F2s\mathbb F_2^sF2s​ structure, and translations requires every constraint to be a translation in these coordinates; simpleBipartite gives the orientation and the no-parallel-edge condition on list positions.
  • The 3SAT language is BinaryLanguage.language: inputs that decode (canonically) to a satisfiable three-slot formula. Malformed inputs are NO instances and must be mapped to low-value games.
  • The hypotheses 0<ε,δ<1/20<\varepsilon,\delta<1/20<ε,δ<1/2 are satisfiable and the conclusion is a data-carrying structure, so there is no vacuous reading; the completeness clause requires an actual labeling, and soundness quantifies over all labelings.

Welcome contributions: a reusable Lean library for PCP-style gap reductions on TM2 machines, Fourier analysis over F2n\mathbb F_2^nF2n​, parallel repetition for projection games, and the Grassmann expansion theorem.

Selected references

  • OpenAI, The Unique Games Theorem, OpenAI Math Release preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Unique-Games-Theorem-September-23-2026/paper.pdf
  • S. Khot, On the power of unique 2-prover 1-round games, STOC 2002. https://doi.org/10.1145/509907.510017
  • S. Khot, On the Unique Games Conjecture, CCC 2010. https://doi.org/10.1109/CCC.2010.19
  • S. Khot, G. Kindler, E. Mossel, R. O'Donnell, Optimal inapproximability results for MAX-CUT and other 2-variable CSPs?, SIAM J. Comput. 37 (2007). https://doi.org/10.1137/S0097539705447372
  • S. Khot, O. Regev, Vertex cover might be hard to approximate to within 2−ε, J. Comput. Syst. Sci. 74 (2008). https://doi.org/10.1016/j.jcss.2007.06.019
  • P. Raghavendra, Optimal algorithms and inapproximability results for every CSP?, STOC 2008. https://doi.org/10.1145/1374376.1374414
  • J. Håstad, Some optimal inapproximability results, J. ACM 48 (2001). https://doi.org/10.1145/502090.502098
  • B. Barak, P. Kothari, D. Steurer, Small-set expansion in shortcode graph and the 2-to-2 conjecture, ITCS 2019. https://doi.org/10.4230/LIPIcs.ITCS.2019.9
  • S. Khot, D. Minzer, M. Safra, Pseudorandom sets in Grassmann graph have near-perfect expansion, Ann. of Math. 198 (2023). https://doi.org/10.4007/annals.2023.198.1.1
  • S. Arora, B. Barak, D. Steurer, Subexponential algorithms for Unique Games and related problems, FOCS 2010. https://doi.org/10.1109/FOCS.2010.59
2 thms1 active userReviewed
CombinatoricsFunctional AnalysisTheoretical Computer Science·Captain: wurtle

Edit Distance in l1: Matching Bounds up to Constants in the ExponentResearch Paper

Motivation

Edit distance ED(x,y)\mathrm{ED}(x,y)ED(x,y) is the least number of single-symbol insertions, deletions and substitutions transforming a string xxx into yyy. It is the basic similarity measure for strings, but it is expensive to compute and awkward to index. A standard way around this is to embed strings into ℓ1\ell_1ℓ1​ so that ℓ1\ell_1ℓ1​ distances approximate edit distances; the quality of such a map is its distortion. Low-distortion embeddings give fast approximate nearest-neighbour search and sketching for edit distance, so the best possible distortion has been studied for two decades.

This preprint determines the exponential scale of the optimal distortion: for strings of length at most ddd, it is exp⁡(Θ(log⁡d log⁡log⁡d))\exp(\Theta(\sqrt{\log d\,\log\log d}))exp(Θ(logdloglogd​)), uniformly over finite alphabets.

Background

  • 1966. Levenshtein studies codes correcting insertions, deletions and substitutions.
  • 1974. Wagner and Fischer describe edit scripts through increasing traces (alignments).
  • 1995. Linial, London and Rabinovich develop the geometry of finite metric embeddings into ℓ1\ell_1ℓ1​.
  • 2003. Andoni, Deza, Gupta, Indyk and Raskhodnikova give binary subsets with ℓ1\ell_1ℓ1​ distortion approaching 3/23/23/2.
  • 2006. Khot and Naor prove an Ω(log⁡d/log⁡log⁡d)\Omega(\sqrt{\log d/\log\log d})Ω(logd/loglogd​) lower bound via cuts and Fourier analysis of noisy shifts.
  • 2007. Ostrovsky and Rabani prove the upper bound exp⁡(O(log⁡dlog⁡log⁡d))\exp(O(\sqrt{\log d\log\log d}))exp(O(logdloglogd​)) for binary strings of length ddd.
  • 2009. Krauthgamer and Rabani prove an Ω(log⁡d)\Omega(\log d)Ω(logd) lower bound for binary strings of length ddd.
  • 2026. The OpenAI preprint Edit Distance in ℓ1\ell_1ℓ1​: Matching Bounds up to Constants in the Exponent (dated September 27, 2026) proves a matching lower bound exp⁡(Ω(log⁡dlog⁡log⁡d))\exp(\Omega(\sqrt{\log d\log\log d}))exp(Ω(logdloglogd​)). It has not been peer reviewed; the Lean goal is open on this platform.

Setting

For a finite alphabet Σ\SigmaΣ and d≥1d \ge 1d≥1, let Σ≤d\Sigma^{\le d}Σ≤d be the set of strings of length at most ddd, including the empty string. Edit scripts may pass through strings of any length. Let ℓ1\ell_1ℓ1​ be the space of absolutely summable real sequences. Define

EΣ(d)=inf⁡f:Σ≤d↪ℓ1(max⁡x≠y∥f(x)−f(y)∥1ED(x,y))(max⁡x≠yED(x,y)∥f(x)−f(y)∥1),E_\Sigma(d) = \inf_{f:\Sigma^{\le d}\hookrightarrow \ell_1}\Big(\max_{x\ne y}\frac{\|f(x)-f(y)\|_1}{\mathrm{ED}(x,y)}\Big)\Big(\max_{x\ne y}\frac{\mathrm{ED}(x,y)}{\|f(x)-f(y)\|_1}\Big),EΣ​(d)=f:Σ≤d↪ℓ1​inf​(x=ymax​ED(x,y)∥f(x)−f(y)∥1​​)(x=ymax​∥f(x)−f(y)∥1​ED(x,y)​),

the infimum over injective maps with no restriction on dimension or computability.

In Lean (OAI.EditDistortion), edit x y is the least length of a Script true n x y of unit insertions, deletions and substitutions on List Alpha; L1 = lp (fun _ : ℕ => ℝ) 1; distortion ρ f is the product of the two maximal ratios for an embedding f : X ↪ L1; leastDistortion is the infimum over embeddings; E Alpha d applies this to {x : List Alpha // x.length ≤ d}; exponentScale c d = exp(c·sqrt(log d · log log d)).

Formalization targets

Goal: Theorem 1.1

There are absolute c,C>0c, C > 0c,C>0 and d0d_0d0​ such that for every d≥d0d \ge d_0d≥d0​ and every finite alphabet with ∣Σ∣≥2|\Sigma| \ge 2∣Σ∣≥2,

exp⁡(clog⁡d log⁡log⁡d)≤EΣ(d)≤exp⁡(Clog⁡d log⁡log⁡d).\exp\big(c\sqrt{\log d\,\log\log d}\big) \le E_\Sigma(d) \le \exp\big(C\sqrt{\log d\,\log\log d}\big).exp(clogdloglogd​)≤EΣ​(d)≤exp(Clogdloglogd​).

The lower bound is witnessed by a finite set of binary strings of one common length at most ddd, and the same two bounds hold for sup⁡2≤∣Σ∣<∞EΣ(d)\sup_{2 \le |\Sigma| < \infty} E_\Sigma(d)sup2≤∣Σ∣<∞​EΣ​(d).

Significance

The result. Theorem 1.1 shows that the Ostrovsky–Rabani embedding is optimal up to the constant in the exponent, closing the gap between Ω(log⁡d)\Omega(\log d)Ω(logd) (Krauthgamer–Rabani) and exp⁡(O(log⁡dlog⁡log⁡d))\exp(O(\sqrt{\log d\log\log d}))exp(O(logdloglogd​)). It rules out any ℓ1\ell_1ℓ1​ embedding of edit distance with distortion exp⁡(o(log⁡dlog⁡log⁡d))\exp(o(\sqrt{\log d\log\log d}))exp(o(logdloglogd​)), which limits ℓ1\ell_1ℓ1​-based approaches to approximate edit-distance search.

Formalizing it. No machine-checked proof exists; the source is an unrefereed preprint. The upper bound relies on Ostrovsky and Rabani's fixed-length theorem (Theorem 5.1 in the preprint, taken from the literature) plus reductions proved in the preprint, so a full formalization also requires formalizing the Ostrovsky–Rabani embedding. The lower bound (Sections 2–4) is the new contribution.

Difficulty

Any lower bound must control every alignment of two strings, including matchings that cross the boundaries of the blocks used to build them, because an insertion or deletion shifts an entire suffix. Earlier Fourier-analytic arguments (Khot–Naor) and recursive constructions (Krauthgamer–Rabani) lose too much to reach the log⁡dlog⁡log⁡d\sqrt{\log d\log\log d}logdloglogd​ exponent; reaching it requires a construction whose combinatorial separation and an ℓ1\ell_1ℓ1​ displacement inequality match at that scale.

Formalization scope

  • Strings are List Alpha with Fintype Alpha, 2 ≤ card Alpha; the domain includes the empty string and all lengths up to ddd.
  • Edit distance includes substitutions; edit is an sInf over script lengths, which is attained since scripts always exist.
  • distortion uses sSup over finitely many ratios (the domain is finite), so no default values arise; leastDistortion is sInf over all injective maps into ℓ1(N)\ell_1(\mathbb{N})ℓ1​(N).
  • BinaryWitness c d asks for a finite nonempty set of Boolean lists of common length n≤dn \le dn≤d whose least distortion is at least exponentScale c d; a singleton has least distortion 000, so the witness must be nontrivial.

The statement cannot be met trivially: both bounds are required with constants uniform in the alphabet.

Needed infrastructure: cut decompositions of finite ℓ1\ell_1ℓ1​ metrics, Fourier analysis on finite abelian groups, prime-number estimates (Rosser–Schoenfeld), and the Ostrovsky–Rabani construction. Contributions toward the displacement inequality (Proposition 2.2) or the recursive construction (Proposition 3.1) are welcome.

Selected references

  • OpenAI, Edit Distance in ℓ1\ell_1ℓ1​: Matching Bounds up to Constants in the Exponent, OpenAI Math Release preprint, September 27, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Edit-Distance-in-l1-Matching-Bounds-up-to-Constants-in-the-Exponent-September-27-2026/paper.pdf
  • R. Ostrovsky, Y. Rabani, Low distortion embeddings for edit distance, J. ACM 54(5), Article 23, 2007. https://doi.org/10.1145/1284320.1284322
  • R. Krauthgamer, Y. Rabani, Improved lower bounds for embeddings into L1L_1L1​, SIAM J. Comput. 38(6), 2009.
  • S. Khot, A. Naor, Nonembeddability theorems via Fourier analysis, Math. Ann. 334(4), 2006. https://doi.org/10.1007/s00208-005-0745-0
  • A. Andoni, M. Deza, A. Gupta, P. Indyk, S. Raskhodnikova, Lower bounds for embedding edit distance into normed spaces, SODA 2003.
  • N. Linial, E. London, Y. Rabinovich, The geometry of graphs and some of its algorithmic applications, Combinatorica 15(2), 1995. https://doi.org/10.1007/BF01200757
  • V. I. Levenshtein, Binary codes capable of correcting deletions, insertions, and reversals, Soviet Physics Doklady 10(8), 1966.
  • R. A. Wagner, M. J. Fischer, The string-to-string correction problem, J. ACM 21(1), 1974. https://doi.org/10.1145/321796.321811
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Discrete GeometryHarmonic Analysis·Captain: wurtle

A sharp Fourier certificate for planar circle packingResearch Paper

Motivation

How densely can equal disks be packed in the plane? The hexagonal arrangement, with centers on the triangular lattice, covers a fraction π/(23)≈0.9069\pi/(2\sqrt3)\approx0.9069π/(23​)≈0.9069 of the plane, and Thue's theorem says no packing does better. In 2003 Cohn and Elkies introduced a linear programming bound for sphere packing: a single auxiliary function whose values are nonpositive outside a ball and whose Fourier transform is nonnegative certifies an upper bound on packing density. Viazovska (dimension 8) and Cohn, Kumar, Miller, Radchenko and Viazovska (dimension 24) found auxiliary functions for which the bound is sharp, solving sphere packing in those dimensions. Cohn and Elkies conjectured that a sharp function exists also in dimension 2 (Conjecture 7.3 of their paper). The planar packing problem itself is classical; the question here is whether the Fourier method certifies it exactly.

Timeline

  • 1890s–1940s. Thue's theorem on optimality of the hexagonal circle packing; an elementary proof based on an idea of Rogers is presented by Hales (2000).
  • 2003. Cohn and Elkies introduce the linear programming bound and conjecture sharp auxiliary functions in dimensions 2, 8 and 24 (doi:10.4007/annals.2003.157.689).
  • 2017. Viazovska constructs the sharp function in dimension 8 (doi:10.4007/annals.2017.185.3.7); Cohn, Kumar, Miller, Radchenko and Viazovska do so in dimension 24 (doi:10.4007/annals.2017.185.3.8).
  • 2019. Radchenko and Viazovska prove Fourier interpolation on the real line (doi:10.1007/s10240-018-0101-z).
  • 2021. Sardari shows that values and first derivatives on triangular-lattice shells do not determine a planar radial Schwartz function (arXiv:2102.08753).
  • 2022. Cohn, Kumar, Miller, Radchenko and Viazovska prove universal optimality in dimensions 8 and 24 via interpolation formulas (doi:10.4007/annals.2022.196.3.3).

The source of this mission, an OpenAI preprint dated September 23, 2026, claims an explicit sharp planar certificate.

Setting

Scale disks to radius 1/21/21/2, so a packing is a set of centers C⊂R2\mathcal C\subset\mathbb R^2C⊂R2 with ∣x−y∣≥1|x-y|\ge1∣x−y∣≥1 for distinct centers. The Fourier transform is

f^(ξ)=∫R2f(x) e−2πi x⋅ξ dx.\widehat f(\xi)=\int_{\mathbb R^2}f(x)\,e^{-2\pi i\,x\cdot\xi}\,dx.f​(ξ)=∫R2​f(x)e−2πix⋅ξdx.

A Schwartz function is smooth with all derivatives decaying faster than any inverse power of ∣x∣|x|∣x∣. A function is radial if f(x)f(x)f(x) depends only on ∣x∣|x|∣x∣; for real radial integrable fff, f^\widehat ff​ is real and radial. The Cohn–Elkies theorem says that if fff is admissible, f(x)≤0f(x)\le0f(x)≤0 for ∣x∣≥1|x|\ge1∣x∣≥1 and f^≥0\widehat f\ge0f​≥0, then every packing of radius-1/21/21/2 disks has density at most vol⁡B(0,1/2)⋅f(0)/f^(0)\operatorname{vol}B(0,1/2)\cdot f(0)/\widehat f(0)volB(0,1/2)⋅f(0)/f​(0).

Formalization targets

Goal: Theorem 1.1 (sharp Fourier certificate)

There is a real radial Schwartz function f:R2→Rf:\mathbb R^2\to\mathbb Rf:R2→R with

f^(0)=1,f(0)=23,f^(ξ)≥0  (ξ∈R2),f(x)≤0  (∣x∣≥1).\widehat f(0)=1,\qquad f(0)=\frac{2}{\sqrt3},\qquad \widehat f(\xi)\ge0\ \ (\xi\in\mathbb R^2),\qquad f(x)\le0\ \ (|x|\ge1).f​(0)=1,f(0)=3​2​,f​(ξ)≥0  (ξ∈R2),f(x)≤0  (∣x∣≥1).

Lean: OAI.sharp_fourier_certificate, open on the platform.

Significance

With f(0)/f^(0)=2/3f(0)/\widehat f(0)=2/\sqrt3f(0)/f​(0)=2/3​ the Cohn–Elkies bound equals π4⋅23=π23\frac{\pi}{4}\cdot\frac{2}{\sqrt3}=\frac{\pi}{2\sqrt3}4π​⋅3​2​=23​π​, the hexagonal density, so the theorem answers the two-dimensional case of Cohn–Elkies Conjecture 7.3 affirmatively and gives a Fourier-analytic proof of Thue's theorem for arbitrary (not only periodic) packings. Its zero structure also recovers uniqueness of the triangular lattice among periodic optimal packings. The certificate does not satisfy the additional zero-set requirement of Cohn–Elkies Conjecture 8.1, which remains a separate question. The construction methods feed into the companion work on universal optimality of the triangular lattice in the same family. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists. By contrast, Viazovska's dimension-8 theorem has been the subject of formalization efforts, so a planar certificate would be a natural low-dimensional companion.

Difficulty

In dimensions 8 and 24 the magic functions come from modular forms, whose symmetries control a function and its Fourier transform at once. No such modular construction is known to produce the planar certificate, and Sardari's nonuniqueness theorem shows that prescribing values and derivatives on the lattice shells does not pin a function down. Numerical Laguerre–Gaussian searches (Cohn–Elkies) approach the bound but do not attain it. The hard part is an exact construction together with rigorous sign control of both fff (for ∣x∣≥1|x|\ge1∣x∣≥1) and f^\widehat ff​ (everywhere), including between interpolation nodes and in the tails.

Formalization scope

  • The plane is EuclideanSpace ℝ (Fin 2); the function is a SchwartzMap Plane ℝ.
  • SharpPlanar.fourier f ξ is the Bochner integral of f(x)exp⁡(−2πi⟨x,ξ⟩)f(x)\exp(-2\pi i\langle x,\xi\rangle)f(x)exp(−2πi⟨x,ξ⟩); for a Schwartz function it is the usual transform.
  • SharpCertificate f: Radial f, fourier f 0 = 1, f 0 = 2 / √3, for every ξ the transform has zero imaginary part and nonnegative real part, and f x ≤ 0 when 1 ≤ ‖x‖.
  • The goal is pure existence; any certificate, explicit or not, proves it.

A complete development needs Fourier transforms of radial functions in the plane (Hankel transforms, Gaussian pairings) and rigorous interval or Bernstein-polynomial sign certification. Formalizing the Cohn–Elkies bound itself (certificate implies density bound) would be a valuable reusable companion. Contributions formalizing Proposition 2.2, Proposition 3.4 or Proposition 4.3 are welcome.

Selected references

  • OpenAI, A sharp Fourier certificate for planar circle packing, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-sharp-Fourier-certificate-for-planar-circle-packing-September-23-2026/paper.pdf
  • H. Cohn, N. Elkies, New upper bounds on sphere packings I, Ann. of Math., 2003. https://doi.org/10.4007/annals.2003.157.689
  • T. C. Hales, Cannonballs and honeycombs, Notices Amer. Math. Soc., 2000.
  • M. S. Viazovska, The sphere packing problem in dimension 8, Ann. of Math., 2017. https://doi.org/10.4007/annals.2017.185.3.7
  • H. Cohn, A. Kumar, S. D. Miller, D. Radchenko, M. Viazovska, The sphere packing problem in dimension 24, Ann. of Math., 2017. https://doi.org/10.4007/annals.2017.185.3.8
  • D. Radchenko, M. Viazovska, Fourier interpolation on the real line, Publ. Math. IHÉS, 2019. https://doi.org/10.1007/s10240-018-0101-z
  • H. Cohn, A. Kumar, S. D. Miller, D. Radchenko, M. Viazovska, Universal optimality of the E8 and Leech lattices and interpolation formulas, Ann. of Math., 2022. https://doi.org/10.4007/annals.2022.196.3.3
  • N. Talebizadeh Sardari, Higher Fourier interpolation on the plane, preprint, 2021. https://arxiv.org/abs/2102.08753
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An atomic certificate for triangular-lattice universal optimalityResearch Paper

Motivation

Which arrangement of points in the plane minimizes interaction energy? For many repulsive interactions the expected answer is the triangular (hexagonal) lattice. Universal optimality, formulated by Cohn and Kumar (2007, doi:10.1090/S0894-0347-06-00546-7), asks for a single configuration that minimizes energy simultaneously for every completely monotone potential of squared distance, which includes all Gaussians and all inverse powers. It was proved in dimensions 8 and 24 for E8E_8E8​ and the Leech lattice; in dimension two it was a conjecture. The question matters in mathematical physics (crystallization, vortex lattices, Coulomb and Riesz gases) and in the theory of Fourier interpolation.

Timeline

  • 1953–1964. Rankin, Cassels, Ennola and Diananda show that the triangular lattice minimizes the Epstein zeta function among planar lattices (doi:10.1017/S2040618500035668, doi:10.1017/S2040618500033906).
  • 1988. Montgomery proves the Gaussian (theta-function) minimum among planar lattices of fixed covolume for every parameter (doi:10.1017/S0017089500007047).
  • 2003. Cohn and Elkies introduce Fourier linear-programming bounds for sphere packing (doi:10.4007/annals.2003.157.689).
  • 2007. Cohn and Kumar formulate the Euclidean universal-optimality program (Conjecture 9.4).
  • 2018. Cohn and de Courcy-Ireland extend the Fourier comparison to density-based competitor classes (doi:10.1215/00127094-2018-0018).
  • 2019. Radchenko and Viazovska develop Fourier interpolation on the line (doi:10.1007/s10240-018-0101-z).
  • 2022. Cohn, Kumar, Miller, Radchenko and Viazovska prove universal optimality of E8E_8E8​ and the Leech lattice (doi:10.4007/annals.2022.196.3.3).
  • 2024–2025. Partial planar results: comparisons with periodic classes (Faulhuber–Shafkulovska–Zlotnikov, doi:10.1090/bproc/247), small periodic configurations (Hardin–Tenpas, doi:10.19086/da.144978), and local optimality under small displacements (Leblé, arXiv:2511.03353).

The source of this mission, an OpenAI preprint dated September 26, 2026, claims the full planar statement against all locally finite configurations of density one. A companion OpenAI preprint reaches the same energy conclusion by a different (modulo-12) interpolation construction.

Setting

Let b=3/2b=\sqrt3/2b=3​/2 and A=b−1/2{m(1,0)+n(1/2,b):m,n∈Z}A=b^{-1/2}\{m(1,0)+n(1/2,b):m,n\in\mathbb Z\}A=b−1/2{m(1,0)+n(1/2,b):m,n∈Z}, the triangular lattice of covolume one. Let BRB_RBR​ be the closed disk of radius RRR about the origin. A set C⊂R2\mathcal C\subset\mathbb R^2C⊂R2 is locally finite if each C∩BR\mathcal C\cap B_RC∩BR​ is finite, and has centered disk density one if NR/(πR2)→1N_R/(\pi R^2)\to1NR​/(πR2)→1, where NR=#(C∩BR)N_R=\#(\mathcal C\cap B_R)NR​=#(C∩BR​).

A smooth g:(0,∞)→[0,∞)g:(0,\infty)\to[0,\infty)g:(0,∞)→[0,∞) is completely monotone if (−1)jg(j)(t)≥0(-1)^jg^{(j)}(t)\ge0(−1)jg(j)(t)≥0 for all j≥0j\ge0j≥0, t>0t>0t>0. The lower energy per particle is

Eg(C)=lim inf⁡R→∞1NR∑x,y∈C∩BRx≠yg(∣x−y∣2)∈[0,∞],E_g(\mathcal C)=\liminf_{R\to\infty}\frac1{N_R}\sum_{\substack{x,y\in\mathcal C\cap B_R\\ x\ne y}}g(|x-y|^2)\in[0,\infty],Eg​(C)=R→∞liminf​NR​1​x,y∈C∩BR​x=y​∑​g(∣x−y∣2)∈[0,∞],

summing over ordered pairs. The Fourier transform is f^(ξ)=∫f(x)e−2πix⋅ξ dx\widehat f(\xi)=\int f(x)e^{-2\pi i x\cdot\xi}\,dxf​(ξ)=∫f(x)e−2πix⋅ξdx and A∗={ξ:ξ⋅a∈Z ∀a∈A}A^*=\{\xi:\xi\cdot a\in\mathbb Z\ \forall a\in A\}A∗={ξ:ξ⋅a∈Z ∀a∈A} is the dual lattice.

Formalization targets

Milestone: Theorem 1.2 (sharp Gaussian minorants)

For every α>0\alpha>0α>0 there is a real radial Schwartz fαf_\alphafα​ with

fα≤e−πα∣x∣2,f^α≥0,fα(a)=e−πα∣a∣2 (a∈A∖{0}),f^α(w)=0 (w∈A∗∖{0}),f_\alpha\le e^{-\pi\alpha|x|^2},\quad \widehat f_\alpha\ge0,\quad f_\alpha(a)=e^{-\pi\alpha|a|^2}\ (a\in A\setminus\{0\}),\quad \widehat f_\alpha(w)=0\ (w\in A^*\setminus\{0\}),fα​≤e−πα∣x∣2,f​α​≥0,fα​(a)=e−πα∣a∣2 (a∈A∖{0}),f​α​(w)=0 (w∈A∗∖{0}),

given for α≥1\alpha\ge1α≥1 by the paper's explicit atomic interpolation construction.

Goal: Theorem 1.1 (universal energy minimum)

For every smooth nonnegative completely monotone ggg and every locally finite C\mathcal CC of centered disk density one,

Eg(C) ≥ ∑a∈A∖{0}g(∣a∣2) = Eg(A)in [0,∞].E_g(\mathcal C)\ \ge\ \sum_{a\in A\setminus\{0\}}g(|a|^2)\ =\ E_g(A)\qquad\text{in }[0,\infty].Eg​(C) ≥ a∈A∖{0}∑​g(∣a∣2) = Eg​(A)in [0,∞].

Lean: OAI.AtomicTriangular.universal_energy_minimum, open on the platform.

Significance

Theorem 1.1 would settle the planar case of the Cohn–Kumar universal-optimality conjecture in a density-based competitor class with no periodicity or perturbation assumption, for every completely monotone potential including those (such as t−pt^{-p}t−p with p≤1p\le1p≤1) whose lattice sums diverge. By Bernstein's theorem such potentials are mixtures of Gaussians, so the sharp Gaussian certificates of Theorem 1.2 are the analytic core. The theorem identifies the minimum value; it does not classify minimizers. The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists. A formalization would also produce reusable Fourier-analytic tools in Lean (Poisson summation for lattices, linear-programming energy bounds).

Difficulty

Lattice-restricted results (Rankin, Montgomery) compare only lattices; a competitor here may be nonperiodic, have arbitrarily close pairs, and have large local clustering. The Fourier linear-programming method handles general competitors but needs, for each Gaussian, an auxiliary function that is simultaneously a pointwise minorant, has nonnegative Fourier transform, and is sharp: it must touch the Gaussian on every lattice shell and its transform must vanish on every dual shell. Constructing such functions for all α>0\alpha>0α>0 at once, with rigorous sign control between the interpolation nodes, is the central obstacle. A second issue is passing from the density hypothesis alone (no averaging over translates) to the energy inequality.

Formalization scope

  • Points live in EuclideanSpace ℝ (Fin 2); A is Set.range triangularPoint.
  • AdmissiblePotential g: ContDiffOn ℝ ⊤ g (Ioi 0), g≥0g\ge0g≥0 and (−1)r(-1)^r(−1)r iteratedDeriv r g t ≥0\ge0≥0 for t>0t>0t>0.
  • energy g C is the liminf over R→∞R\to\inftyR→∞ of diskEnergy, valued in ℝ≥0∞; latticeEnergy g is a tsum in ℝ≥0∞, so divergent sums are allowed and no summability hypothesis is needed.
  • The goal returns both the inequality for every admissible C and the equality latticeEnergy g = energy g A.
  • For Theorem 1.2, realFourier is Mathlib's 𝓕 (kernel e−2πi⟨x,ξ⟩e^{-2\pi i\langle x,\xi\rangle}e−2πi⟨x,ξ⟩) applied to the complexified function; the α≥1\alpha\ge1α≥1 clause names the paper's explicit coefficients (R, R0, Yf, Uplus, Uminus) and error bounds.

Contributions formalizing Lemma 2.1 (reciprocal Gaussian parameters), Proposition 2.3 (density-only linear programming), Lemma 4.1 (finite certificate) and Proposition 5.1 (exact interpolation and approximation) are welcome.

Selected references

  • OpenAI, An atomic certificate for triangular-lattice universal optimality, preprint, September 26, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/An-atomic-certificate-for-triangular-lattice-universal-optimality-September-26-2026/paper.pdf
  • H. Cohn, A. Kumar, Universally optimal distribution of points on spheres, J. Amer. Math. Soc., 2007. https://doi.org/10.1090/S0894-0347-06-00546-7
  • H. Cohn, A. Kumar, S. D. Miller, D. Radchenko, M. Viazovska, Universal optimality of the E8 and Leech lattices and interpolation formulas, Ann. of Math., 2022. https://doi.org/10.4007/annals.2022.196.3.3
  • H. Cohn, N. Elkies, New upper bounds on sphere packings I, Ann. of Math., 2003. https://doi.org/10.4007/annals.2003.157.689
  • H. Cohn, M. de Courcy-Ireland, The Gaussian core model in high dimensions, Duke Math. J., 2018. https://doi.org/10.1215/00127094-2018-0018
  • H. L. Montgomery, Minimal theta functions, Glasgow Math. J., 1988. https://doi.org/10.1017/S0017089500007047
  • R. A. Rankin, A minimum problem for the Epstein zeta-function, 1953. https://doi.org/10.1017/S2040618500035668
  • D. Radchenko, M. Viazovska, Fourier interpolation on the real line, Publ. Math. IHÉS, 2019. https://doi.org/10.1007/s10240-018-0101-z
  • T. Leblé, The hexagonal lattice is universally locally optimal, preprint, 2025. https://arxiv.org/abs/2511.03353
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Planar Graph Metrics Embed into L1 with Constant DistortionResearch Paper

Motivation: cut metrics, flows and the planar embedding conjecture

A finite metric space embeds into L1L_1L1​ exactly when its metric is a nonnegative combination of cut metrics δS(x,y)=∣1S(x)−1S(y)∣\delta_S(x,y)=|\mathbf 1_S(x)-\mathbf 1_S(y)|δS​(x,y)=∣1S​(x)−1S​(y)∣. For this reason the least distortion with which a graph metric embeds into L1L_1L1​ governs the gap between multicommodity flow and sparsest cut: Linial, London and Rabinovich (1995) and Aumann and Rabani (1998) connected metric embeddings to the approximate max-flow/min-cut theorem, and Gupta, Newman, Rabinovich and Sinclair (2004) proved that the worst flow–cut gap on a fixed graph equals the worst L1L_1L1​ distortion of its weighted shortest-path metrics. They conjectured (the GNRS conjecture) that every proper minor-closed graph family embeds into L1L_1L1​ with uniformly bounded distortion. The planar case has been the central open instance.

Timeline

  • 1981 — Okamura and Seymour: multicommodity flows in planar graphs with all terminals on one face (JCTB 1981), giving isometric L1L_1L1​ representations of one-face metrics.
  • 1993 — Klein, Plotkin and Rao: decompositions of graphs excluding a fixed minor (STOC 1993).
  • 1999 — Rao: every nnn-vertex planar metric embeds into L1L_1L1​ (via Euclidean space) with distortion O(log⁡n)O(\sqrt{\log n})O(logn​) (SoCG 1999).
  • 2003 — Newman and Rabinovich: series-parallel metrics may need Ω(log⁡n)\Omega(\sqrt{\log n})Ω(logn​) distortion into Euclidean space, so the Euclidean route cannot give a constant (DCG 2003).
  • 2004 — Gupta, Newman, Rabinovich and Sinclair: constant distortion for series-parallel graphs, and the GNRS conjecture (Combinatorica 2004).
  • 2006 — Chekuri, Gupta, Newman, Rabinovich and Sinclair: kkk-outerplanar graphs, with a bound exponential in kkk (SIDMA 2006).
  • 2008–2010 — Chakrabarti, Jaffe, Lee and Vincent: sharp bound 222 for series-parallel graphs (FOCS 2008); Lee and Raghavendra: matching lower bound (DCG 2010). Lee and Sidiropoulos relate the planar case to the full conjecture (STOC 2009).
  • 2013 — Sidiropoulos: constant distortion for planar metrics realized in nonpositively curved simply connected surfaces (FOCS 2013).
  • 2019–2025 — Face-cover bounds by Krauthgamer, Lee and Rika (SODA 2019) and Filtser (TALG 2025); Abraham, Filtser, Gupta and Neiman recover Rao's bound via shortest-path decompositions (SICOMP 2022).
  • 2026 — An OpenAI preprint, Planar Graph Metrics Embed into L1L_1L1​ with Constant Distortion (OpenAI Math Release, September 23, 2026), claims the planar case of the GNRS conjecture. The preprint has not been peer reviewed, and its main theorem is not formally verified.

Setting

Let GGG be a finite connected simple graph on vertex set V={0,…,n−1}V=\{0,\dots,n-1\}V={0,…,n−1} with symmetric edge lengths ℓ(u,v)=ℓ(v,u)>0\ell(u,v)=\ell(v,u)>0ℓ(u,v)=ℓ(v,u)>0 on edges. The graph metric dG(x,y)d_G(x,y)dG​(x,y) is the infimum of ∑ℓ(e)\sum\ell(e)∑ℓ(e) over walks from xxx to yyy. GGG is planar if it has a drawing in R2\mathbb R^2R2: distinct points for vertices and, for each edge, an injective arc between its endpoints whose interior avoids every vertex and meets the interior of no other edge.

A map f:V→L1(Ω,μ)f:V\to L_1(\Omega,\mu)f:V→L1​(Ω,μ) into the real L1L_1L1​ space of some measure space has distortion at most CCC if dG(x,y)≤∥f(x)−f(y)∥1≤C dG(x,y)d_G(x,y)\le\|f(x)-f(y)\|_1\le C\,d_G(x,y)dG​(x,y)≤∥f(x)−f(y)∥1​≤CdG​(x,y) for all x,yx,yx,y.

Formalization targets

Goal: Theorem 1.1 (planar graph metrics in L1L_1L1​)

There is a constant C≥1C\ge1C≥1 such that for every nnn, every connected planar graph GGG on nnn vertices and every symmetric positive edge-length function ℓ\ellℓ, there are a measure space (Ω,F,μ)(\Omega,\mathcal F,\mu)(Ω,F,μ) and f:V→L1(Ω,F,μ;R)f:V\to L_1(\Omega,\mathcal F,\mu;\mathbb R)f:V→L1​(Ω,F,μ;R) with

dG(x,y)  ≤  ∥f(x)−f(y)∥1  ≤  C dG(x,y)(x,y∈V).d_G(x,y)\;\le\;\|f(x)-f(y)\|_1\;\le\;C\,d_G(x,y)\qquad(x,y\in V).dG​(x,y)≤∥f(x)−f(y)∥1​≤CdG​(x,y)(x,y∈V).

The constant is not fixed: the goal asserts only existence, so any improvement of the constant is compatible with it. The goal statement is published on the platform with status Open: no machine-checked proof exists yet.

Significance

The result itself. The theorem settles the planar case of the GNRS conjecture. By the Gupta–Newman–Rabinovich–Sinclair equivalence it gives a universal constant bound on the fractional flow–cut gap for arbitrary demands in planar graphs. With the bounded-treewidth companion preprint it also yields constant distortion for the fixed-parameter almost-embeddable families of Lee and Sidiropoulos (Corollary 10.1 of the source). The general clique-sum closure needed for the full GNRS conjecture is not established.

Formalizing it. The statement is elementary (finite graphs, arcs in the plane, an L1L^1L1 space), yet the proof combines a geometric column model of planar graphs, random multiscale cut constructions and packing estimates. A formal proof would certify every scale-combination step, where errors in uniformity are easy to make.

Difficulty

Standard random-partition methods for planar graphs separate pairs at each distance scale with good probability, but naive summation over scales costs a factor proportional to the number of scales, which is unbounded when edge lengths vary. Embedding first into Euclidean space cannot work: Newman–Rabinovich show Ω(log⁡n)\Omega(\sqrt{\log n})Ω(logn​) Euclidean distortion is necessary already for series-parallel graphs. The difficulty is to combine separations at different scales while keeping a single uniform upper bound on every edge.

Formalization scope

  • Vertices are Fin n; the graph is a SimpleGraph (Fin n) with G.Connected (so n≥1n\ge1n≥1). Singletons are allowed.
  • IsPlanar G asks for an injective vertex placement in ℝ × ℝ and, for each ordered adjacent pair, an injective continuous arc on the unit interval with the right endpoints, whose interior avoids all vertex points and meets the interior of another arc only if it is the same unoriented edge.
  • Edge lengths are a function Fin n → Fin n → ℝ, symmetric, and positive on adjacent pairs; values on non-adjacent pairs are irrelevant. graphDistance is the sInf of walk lengths; for a connected graph with nonnegative edge lengths the set of walk lengths is nonempty and bounded below, so the infimum is the genuine shortest-path distance.
  • The target space is MeasureTheory.Lp Ω ℝ 1 μ for an existentially chosen measure space, and the inequalities are stated without a rescaling factor (the rescaling is absorbed into fff).
  • Infrastructure needed: plane drawings and their combinatorial consequences (rotation systems, noncrossing column models), cut-metric representations of L1L_1L1​ metrics, and the probabilistic multiscale construction. Plane-drawing and cut-metric infrastructure is reusable.

Selected references

  • N. Linial, E. London, Y. Rabinovich, The geometry of graphs and some of its algorithmic applications, Combinatorica 15 (1995). https://doi.org/10.1007/BF01200757
  • Y. Aumann, Y. Rabani, An O(log⁡k)O(\log k)O(logk) approximate min-cut max-flow theorem and approximation algorithm, SIAM J. Comput. (1998). https://doi.org/10.1137/S0097539794285983
  • A. Gupta, I. Newman, Y. Rabinovich, A. Sinclair, Cuts, trees and ℓ1\ell_1ℓ1​-embeddings of graphs, Combinatorica (2004). https://doi.org/10.1007/s00493-004-0015-x
  • S. Rao, Small distortion and volume preserving embeddings for planar and Euclidean metrics, SoCG 1999. https://doi.org/10.1145/304893.304983
  • I. Newman, Y. Rabinovich, A lower bound on the distortion of embedding planar metrics into Euclidean space, Discrete Comput. Geom. (2003). https://doi.org/10.1007/s00454-002-2813-5
  • C. Chekuri, A. Gupta, I. Newman, Y. Rabinovich, A. Sinclair, Embedding kkk-outerplanar graphs into ℓ1\ell_1ℓ1​, SIAM J. Discrete Math. (2006). https://doi.org/10.1137/S0895480102417379
  • A. Chakrabarti, A. Jaffe, J. R. Lee, J. Vincent, Embeddings of topological graphs: lossy invariants, linearization, and 2-sums, FOCS 2008. https://doi.org/10.1109/FOCS.2008.79
  • J. R. Lee, A. Sidiropoulos, On the geometry of graphs with a forbidden minor, STOC 2009. https://doi.org/10.1145/1536414.1536450
  • A. Sidiropoulos, Non-positive curvature and the planar embedding conjecture, FOCS 2013. https://doi.org/10.1109/FOCS.2013.27
  • I. Abraham, A. Filtser, A. Gupta, O. Neiman, Metric embedding via shortest path decompositions, SIAM J. Comput. (2022). https://doi.org/10.1137/19M1296021
  • A. Filtser, A face cover perspective to ℓ1\ell_1ℓ1​ embeddings of planar graphs, ACM Trans. Algorithms (2025). https://doi.org/10.1145/3686800
  • OpenAI, Planar Graph Metrics Embed into L1L_1L1​ with Constant Distortion, OpenAI Math Release preprint, September 23, 2026 (source of the goal; Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Planar-Graph-Metrics-Embed-into-L1-with-Constant-Distortion-September-23-2026/paper.pdf
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The Mahler Conjecture for General Convex BodiesResearch Paper

Motivation

The volume product of a convex body measures how large a body and its polar can simultaneously be. For a body without a distinguished centre, the polar is taken about the point that makes it smallest, the Santaló point, so the product is invariant under all invertible affine maps. The Blaschke–Santaló inequality identifies ellipsoids as the maximizers. Mahler's conjecture for general convex bodies asks for the minimizers and predicts simplices, with minimum value (n+1)n+1/(n!)2(n+1)^{n+1}/(n!)^2(n+1)n+1/(n!)2. The question arose from Mahler's work on polarity and the geometry of numbers, and it is the sharp form of the Bourgain–Milman reverse Santaló inequality.

This mission asks for a formal proof of the general Mahler conjecture with its equality case, as stated in an OpenAI preprint dated September 22, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Timeline

  • 1938–1939 — Mahler proves the planar inequality among polygons with triangles as equality cases (Ein Minimalproblem für konvexe Polygone, Mathematica (Zutphen) B, 1938) and formulates the higher-dimensional problem (Časopis 1939).
  • 1949 — Santaló's affine invariant and the centre now named after him (Portugaliae Math., 1949).
  • 1987 — Bourgain and Milman prove an inverse Santaló inequality with an exponential constant (Invent. Math. 1987).
  • 1991 — Meyer completes the planar case for arbitrary convex bodies: triangles are exactly the minimizers (Monatsh. Math. 1991).
  • 2006 — Meyer and Reisner use shadow systems to prove the sharp inequality for polytopes with at most n+3n+3n+3 vertices (Mathematika 2006).
  • 2008–2012 — Kuperberg's explicit lower bounds via Gauss linking integrals (GAFA 2008); Nazarov's complex-analytic proof of Bourgain–Milman (GAFA seminar 2012).
  • 2011 — Kim and Reisner prove strict local minimality at every simplex (Mathematika 2011).
  • 2018 — Klartag's cone/Laplace-transform formulation of Mahler volumes (Adv. Math. 2018).
  • 2024 — Mastrantonis and Rubinstein extend Nazarov's method to nonsymmetric bodies (arXiv:2206.06188).
  • 2026 — Chen, Li, Xi and Xu prove the three-dimensional general case with tetrahedra as minimizers (arXiv:2605.09334).
  • September 2026 — The OpenAI preprint claims the general conjecture in every dimension (Theorem 1.1, p. 1).

Setting

A convex body K⊂RnK\subset\mathbb R^nK⊂Rn is a compact convex set with nonempty interior; ∣⋅∣|\cdot|∣⋅∣ is Lebesgue measure and ⟨⋅,⋅⟩\langle\cdot,\cdot\rangle⟨⋅,⋅⟩ the Euclidean inner product. For an interior point zzz, the polar of KKK about zzz is

(K−z)∘={y∈Rn: ⟨y,x−z⟩≤1 for all x∈K},(K-z)^\circ=\{y\in\mathbb R^n:\ \langle y,x-z\rangle\le1\ \text{for all }x\in K\},(K−z)∘={y∈Rn: ⟨y,x−z⟩≤1 for all x∈K},

and the volume product is

P(K)=inf⁡z∈int⁡K∣K∣ ∣(K−z)∘∣.P(K)=\inf_{z\in\operatorname{int}K}|K|\,|(K-z)^\circ|.P(K)=z∈intKinf​∣K∣∣(K−z)∘∣.

The infimum is attained at the unique Santaló point s(K)s(K)s(K). A simplex is the convex hull of n+1n+1n+1 affinely independent points.

Formalization targets

Goal: the general Mahler conjecture (Theorem 1.1, p. 1)

For every n≥1n\ge1n≥1 and every convex body K⊂RnK\subset\mathbb R^nK⊂Rn,

P(K) ≥ (n+1)n+1(n!)2,P(K)\ \ge\ \frac{(n+1)^{n+1}}{(n!)^2},P(K) ≥ (n!)2(n+1)n+1​,

with equality if and only if KKK is a simplex.

Significance

The result itself. It is the exact form of a problem open since the 1930s and previously settled only in dimensions 222 and 333 and for polytopes with few vertices. Because the infimum over centres is taken, it gives the same lower bound for ∣K∣∣(K−z)∘∣|K||(K-z)^\circ|∣K∣∣(K−z)∘∣ at every interior point zzz. Via the known geometric-to-functional implication, the preprint derives the sharp functional Mahler inequality for log-concave functions and an entropy–transport inequality (Corollary 1.2, p. 4; Corollary 8.1, p. 41). The symmetric conjecture, with the larger constant 4n/n!4^n/n!4n/n!, is a different statement treated in a companion preprint.

Formalizing it. The proof combines convex cones and their Laplace transforms, Gaussian Sobolev calculus, Moreau's decomposition, matrix divided differences, and certified one-variable inequalities. A formal proof would provide checked versions of these tools and of the Santaló point's existence and uniqueness. No machine-checked proof of the conjecture in any dimension n≥2n\ge2n≥2 is known.

Difficulty

Symmetrization does not apply, the volume product is not convex along natural deformations except in restricted families (shadow systems), and local minimality at simplices says nothing about distant bodies. In the preprint's route the main obstacle (Introduction, pp. 2–3) is that the Jacobian matrices Pz=DΠC(Z+ξz)P_z=D\Pi_C(Z+\xi_z)Pz​=DΠC​(Z+ξz​) of the Gaussian-averaged cone projections neither commute nor increase in zzz: bounding them separately loses both the sharp constant and the equality case. Controlling them jointly requires comparing the whole family with spectral thresholds of a linear Gaussian matrix (Sections 5–7), and equality must then force the cone to split into half-lines.

Formalization scope

  • Bodies are subsets of EuclideanSpace ℝ (Fin n) with IsCompact, Convex ℝ and nonempty interior, and n≥1n\ge1n≥1.
  • polarAt K z is the polar about zzz; volumeProduct K is the sInf over interior K of (volume K).toReal * (volume (polarAt K z)).toReal. For an interior zzz the polar is bounded, so toReal reads the true volume; the index set is nonempty because the interior is.
  • The goal is a conjunction: the inequality, and volumeProduct K = (n+1)^(n+1)/(n!)^2 iff K = convexHull ℝ (range v) for some affinely independent v : Fin (n+1) → _.
  • The Santaló point is not named in Lean; using the infimum over interior points is equivalent to evaluating at s(K)s(K)s(K) because the infimum is attained there (Section 2 of the preprint).

Welcome contributions: polar bodies and their volumes in Mathlib, the Santaló point, Laplace transforms of convex cones, and Gaussian integration by parts.

Selected references

  • OpenAI, The Mahler Conjecture for General Convex Bodies, OpenAI Math Release preprint, September 22, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Mahler-Conjecture-for-General-Convex-Bodies-September-22-2026/paper.pdf
  • OpenAI, The symmetric Mahler conjecture and its equality cases, OpenAI Math Release preprint, September 22, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-symmetric-Mahler-conjecture-and-its-equality-cases-September-22-2026/paper.pdf
  • K. Mahler, Ein Übertragungsprinzip für konvexe Körper, Časopis Pěst. Mat. Fys. 68 (1939). https://doi.org/10.21136/CPMF.1939.109441
  • M. Meyer, Convex bodies with minimal volume product in R2\mathbb R^2R2, Monatsh. Math. (1991). https://doi.org/10.1007/BF01351770
  • J. Bourgain, V. Milman, New volume ratio properties for convex symmetric bodies in Rn\mathbb R^nRn, Invent. Math. (1987). https://doi.org/10.1007/BF01388911
  • G. Kuperberg, From the Mahler conjecture to Gauss linking integrals, GAFA (2008). https://doi.org/10.1007/s00039-008-0669-4
  • M. Meyer, S. Reisner, Shadow systems and volumes of polar convex bodies, Mathematika (2006). https://doi.org/10.1112/S0025579300000061
  • J. Kim, S. Reisner, Local minimality of the volume-product at the simplex, Mathematika (2011). https://doi.org/10.1112/S0025579310001555
  • B. Klartag, Isotropic constants and Mahler volumes, Adv. Math. (2018). https://doi.org/10.1016/j.aim.2018.03.009
  • V. Mastrantonis, Y. A. Rubinstein, The Nazarov proof of the non-symmetric Bourgain–Milman inequality, Indiana Univ. Math. J. (2024). https://arxiv.org/abs/2206.06188
  • S. Chen, Y. Li, D. Xi, Z. Xu, The Mahler Conjecture in Three Dimensions, preprint (2026). https://arxiv.org/abs/2605.09334v3
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AnalysisHarmonic Analysis·Captain: wurtle

A uniform Hilbert transform estimate for Lipschitz directionsResearch Paper

Motivation

The Hilbert transform Hf(x)=p.v.∫f(x−t) dttHf(x)=\mathrm{p.v.}\int f(x-t)\,\frac{dt}{t}Hf(x)=p.v.∫f(x−t)tdt​ is the basic singular integral of harmonic analysis. In the plane one can take it along a line through each point, with the direction of the line allowed to depend on the point: given a unit vector field v:R2→S1v:\mathbb R^2\to S^1v:R2→S1, integrate fff along the segment through xxx in direction v(x)v(x)v(x). Whether such directional Hilbert transforms are bounded on L2L^2L2 is one of the central problems connecting singular integrals, Kakeya-type geometry and time–frequency analysis. If vvv depends on only one coordinate, the L2L^2L2 problem already contains Carleson's theorem on almost-everywhere convergence of Fourier series. For general fields some regularity of vvv is necessary, and some truncation of the integration length is necessary because a field can turn.

Stein asked whether a Lipschitz field suffices when the integration length is at most a small multiple of 1/Lip(v)1/\mathrm{Lip}(v)1/Lip(v). In the formulation of Lacey and Li, this is a uniform weak-(2,2)(2,2)(2,2) conjecture. A parallel conjecture of Zygmund concerns the corresponding maximal averages.

Timeline

  • 1966. Carleson proves almost-everywhere convergence of Fourier series of L2L^2L2 functions (doi:10.1007/BF02392815); the one-variable-field L2L^2L2 case of the directional problem reduces to this.
  • 1987. Stein lists the Lipschitz directional Hilbert transform among problems in harmonic analysis in his ICM address (Problems in harmonic analysis related to curvature and oscillatory integrals).
  • 1989. Bourgain proves an L2L^2L2 bound for the maximal averaging operator along analytic vector fields (doi:10.1017/CBO9780511662294.006).
  • 2006. Lacey and Li prove annular weak-(2,2)(2,2)(2,2) and strong LpL^pLp, p>2p>2p>2, bounds for directional Hilbert transforms with measurable directions (doi:10.1090/S0002-9947-06-03869-4), and a Lipschitz Kakeya maximal theorem.
  • 2010. Lacey and Li's memoir develops the relation between maximal operators and the Hilbert-transform problem, with conditional results requiring stronger maximal estimates or C1+ηC^{1+\eta}C1+η fields (doi:10.1090/S0065-9266-10-00572-7).
  • 2012. Stein and Street prove local LpL^pLp bounds for singular Radon transforms associated with real-analytic maps (doi:10.1016/j.aim.2011.11.016).
  • 2013. Bateman proves single-annulus LpL^pLp estimates for fields depending on one coordinate (doi:10.4171/RMI/748); Bateman and Thiele prove strong LpL^pLp bounds, 3/2<p<∞3/2<p<\infty3/2<p<∞, for the full transform along one-variable fields (doi:10.2140/apde.2013.6.1577).
  • 2015–2017. Guo extends the one-variable setting to fields constant along Lipschitz curves (doi:10.2140/apde.2015.8.1263, doi:10.1090/tran/6750) and proves single-annulus variation-norm bounds for Lipschitz fields; Guo and Thiele treat a lacunary model of Lipschitz fields (doi:10.1112/S0025579316000280).
  • 2018. Di Plinio and Parissis extend the lacunary framework (doi:10.1007/s11856-018-1724-y); Di Plinio, Guo, Thiele and Zorin-Kranich show that uniform L2L^2L2 bounds on vertical frequency bands imply the full short principal-value bound under a small Lipschitz condition (doi:10.1016/j.jfa.2018.07.005).

The source of this mission, an OpenAI preprint dated September 25, 2026, claims the uniform strong L2L^2L2 bound at short scale for every Lipschitz field.

Setting

Let v:R2→S1v:\mathbb R^2\to S^1v:R2→S1 be Lipschitz with Lip(v)≤1\mathrm{Lip}(v)\le1Lip(v)≤1. For 0<ε<a0<\varepsilon<a0<ε<a the short directional Hilbert transform is

Hv,aεf(x)=∫ε<∣t∣<af(x−t v(x)) dtt.H^{\varepsilon}_{v,a}f(x)=\int_{\varepsilon<|t|<a} f\bigl(x-t\,v(x)\bigr)\,\frac{dt}{t}.Hv,aε​f(x)=∫ε<∣t∣<a​f(x−tv(x))tdt​.

The direction is frozen at the output point xxx. For a Schwartz function fff the principal value Hv,af=lim⁡ε↓0Hv,aεfH_{v,a}f=\lim_{\varepsilon\downarrow0}H^\varepsilon_{v,a}fHv,a​f=limε↓0​Hv,aε​f exists at every point, since f(x−tv(x))−f(x+tv(x))=Ox(∣t∣)f(x-tv(x))-f(x+tv(x))=O_x(|t|)f(x−tv(x))−f(x+tv(x))=Ox​(∣t∣).

Formalization targets

Goal: Theorem 1.1

There are absolute constants a∗∈(0,1/2)a_*\in(0,1/2)a∗​∈(0,1/2) and C∗<∞C_*<\inftyC∗​<∞ such that every unit field vvv with Lip(v)≤1\mathrm{Lip}(v)\le1Lip(v)≤1 satisfies, for all f∈S(R2)f\in\mathcal S(\mathbb R^2)f∈S(R2),

sup⁡0<ε<a∗∥Hv,a∗εf∥L2≤C∗∥f∥L2,∥Hv,a∗f∥2≤C∗∥f∥2,\sup_{0<\varepsilon<a_*}\|H^{\varepsilon}_{v,a_*}f\|_{L^2}\le C_*\|f\|_{L^2},\qquad \|H_{v,a_*}f\|_2\le C_*\|f\|_2,0<ε<a∗​sup​∥Hv,a∗​ε​f∥L2​≤C∗​∥f∥L2​,∥Hv,a∗​​f∥2​≤C∗​∥f∥2​, ∣{x:∣Hv,a∗f(x)∣>λ}∣≤C∗2λ−2∥f∥22(λ>0),\bigl|\{x:|H_{v,a_*}f(x)|>\lambda\}\bigr|\le C_*^2\lambda^{-2}\|f\|_2^2\qquad(\lambda>0),​{x:∣Hv,a∗​​f(x)∣>λ}​≤C∗2​λ−2∥f∥22​(λ>0),

and the truncations and the principal value extend to bounded operators on L2L^2L2 with norm at most C∗C_*C∗​. The constants a∗a_*a∗​ and C∗C_*C∗​ are existential; no numerical value is fixed. The Lean statement OAI.LipschitzHilbert.main is open on the platform.

The proposal also contains OAI.LipschitzHilbert.uniform_truncation, the rescaled form for KKK-Lipschitz fields at every outer length R≤1/(106K)R\le 1/(10^6K)R≤1/(106K). By the dilation x↦Kxx\mapsto Kxx↦Kx it is the same estimate at the reciprocal-Lipschitz scale; its explicit constant 10−610^{-6}10−6 is a convention of the formalization, not of the paper.

Significance

The theorem answers the short-scale form of Stein's question affirmatively and with a strong (not only weak-type) L2L^2L2 bound, for fields depending on both coordinates and with no regularity beyond Lipschitz. Earlier unconditional results required the field to depend on one variable, to be constant along a foliation, to be analytic, to take lacunary directions, or restricted the frequency to one annulus. The uniformity in the inner truncation is an operator bound for each truncation, which is what the principal value and the weak-type bound are derived from.

The result is claimed in an OpenAI preprint of 87 pages; it has not been peer reviewed and no machine-checked proof exists. The Lean goal records the complete short-scale conclusion; a formal proof would certify a long chain of time–frequency arguments (wave-packet decompositions, size and density selection, a Lipschitz Kakeya input, and a phase-gain iteration).

Difficulty

Restricting to short scales limits how far the field turns but does not make the operator a Fourier multiplier: the line of integration still varies with the output point. Positive (maximal) operator bounds lose all oscillation, while the one-variable reduction to Carleson's theorem is unavailable when vvv depends on both coordinates. The known band-to-full reassembly reduces matters to one vertical frequency band, but on a band one needs a restricted estimate with a logarithmic gain in the ratio of the measures of the input and test sets; the Lacey–Li Kakeya estimate only provides a polynomial loss in that ratio, so an additional oscillatory saving is required.

Formalization scope

  • The plane is EuclideanSpace ℝ (Fin 2); inputs are SchwartzMap Plane ℂ, norms are eLpNorm _ 2 volume in ℝ≥0∞.
  • The field is v : Plane → Plane with LipschitzWith 1 v and ‖v x‖ = 1 for all x.
  • twoSidedTruncation v ε a f x is the sum of interval integrals over [−a,−ε][-a,-\varepsilon][−a,−ε] and [ε,a][\varepsilon,a][ε,a] of t−1f(x−tv(x))t^{-1}f(x-tv(x))t−1f(x−tv(x)); smoothPrincipalValue integrates the symmetric quotient over (0,a)(0,a)(0,a), with the removable value at t=0t=0t=0 filled by the derivative.
  • ShortHilbertConclusion a C bundles the five clauses (truncation bound for 0<ε<a0<\varepsilon<a0<ε<a, principal-value bound, weak-(2,2) bound at every finite nonzero level, and bounded Lp extensions agreeing a.e. on Schwartz inputs). The goal asks for a∈(0,1/2)a\in(0,1/2)a∈(0,1/2) and C>0C>0C>0.

A complete development needs singular-integral and Littlewood–Paley machinery on R2\mathbb R^2R2, wave-packet analysis and a Lipschitz Kakeya maximal estimate; much of this is reusable for other time–frequency problems. Contributions formalizing the band-restricted estimate, the band-to-full reassembly, or the one-dimensional inputs (the maximal truncated Hilbert transform) are welcome.

Selected references

  • OpenAI, A uniform Hilbert transform estimate for Lipschitz directions, preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-uniform-Hilbert-transform-estimate-for-Lipschitz-directions-September-25-2026/main.pdf
  • M. Lacey, X. Li, On a conjecture of E. M. Stein on the Hilbert transform on vector fields, Mem. Amer. Math. Soc., 2010. https://doi.org/10.1090/S0065-9266-10-00572-7
  • M. T. Lacey, X. Li, Maximal theorems for the directional Hilbert transform on the plane, Trans. Amer. Math. Soc., 2006. https://doi.org/10.1090/S0002-9947-06-03869-4
  • M. Bateman, C. Thiele, LpL^pLp estimates for the Hilbert transforms along a one-variable vector field, Anal. PDE, 2013. https://doi.org/10.2140/apde.2013.6.1577
  • F. Di Plinio, S. Guo, C. Thiele, P. Zorin-Kranich, Square functions for bi-Lipschitz maps and directional operators, J. Funct. Anal., 2018. https://doi.org/10.1016/j.jfa.2018.07.005
  • S. Guo, C. Thiele, Hilbert transforms along Lipschitz direction fields: a lacunary model, Mathematika, 2017. https://doi.org/10.1112/S0025579316000280
  • E. M. Stein, B. Street, Multi-parameter singular Radon transforms III: real analytic surfaces, Adv. Math., 2012. https://doi.org/10.1016/j.aim.2011.11.016
  • L. Carleson, On convergence and growth of partial sums of Fourier series, Acta Math., 1966. https://doi.org/10.1007/BF02392815
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AnalysisHarmonic Analysis·Captain: wurtle

The Falconer distance conjecture in all dimensionsResearch Paper

Motivation

For a set E⊂RdE\subset\mathbb R^dE⊂Rd the distance set is Δ(E)={∣x−y∣:x,y∈E}\Delta(E)=\{|x-y|:x,y\in E\}Δ(E)={∣x−y∣:x,y∈E}. Falconer (1985) asked how large a set must be, measured by Hausdorff dimension, to force Δ(E)\Delta(E)Δ(E) to have positive length. Examples built from lattices show that dimension d/2d/2d/2 is not enough in general, and Falconer conjectured that any compact set of dimension strictly greater than d/2d/2d/2 suffices. The question is the continuous analogue of Erdős's distinct-distances problem and has been a driving problem for geometric measure theory and Fourier restriction theory: progress on it has repeatedly come from, and fed back into, spherical averages, restriction estimates, decoupling and radial projections.

Background

  • 1985. Falconer proves the threshold (d+1)/2(d+1)/2(d+1)/2 and introduces the conjecture (doi:10.1112/S0025579300010998).
  • 1987. Mattila's spherical-average criterion makes Fourier L2L^2L2 estimates the central approach (doi:10.1112/S0025579300013462).
  • 1994. Bourgain connects improvements in dimensions two and three to restriction phenomena (doi:10.1007/BF02772994).
  • 1999, 2005. Wolff reaches 4/34/34/3 in the plane; Erdoğan reaches d/2+1/3d/2+1/3d/2+1/3 for d≥3d\ge3d≥3 (doi:10.1155/S1073792899000288, doi:10.1155/imrn.2005.1411).
  • 2019–2021. Du, Guth, Ou, Wang, Wilson and Zhang reach 9/59/59/5 in R3\mathbb R^3R3; Du and Zhang reach d/2+1/4+1/(8d−4)d/2+1/4+1/(8d-4)d/2+1/4+1/(8d−4); Guth, Iosevich, Ou and Wang reach 5/45/45/4 in the plane, with a pinned conclusion (arXiv:1802.10186, doi:10.4007/annals.2019.189.3.4, doi:10.1007/s00222-019-00917-x).
  • 2019. Keleti and Shmerkin develop multiscale profile methods for planar distance sets (doi:10.1007/s00039-019-00500-9).
  • 2023–2024. Orponen and Shmerkin prove the planar Furstenberg-set/projection estimates; Orponen, Shmerkin and Wang prove radial projection theorems; Du, Ou, Ren and Zhang improve higher-dimensional thresholds (arXiv:2106.03338, doi:10.1007/s00039-024-00660-3, arXiv:2309.04103).
  • 2025. Shmerkin and Wang show dim⁡HΔ(E)=1\dim_H\Delta(E)=1dimH​Δ(E)=1 when the Hausdorff and packing dimensions both equal d/2d/2d/2 (doi:10.1007/s00039-024-00696-5).
  • 2026. Liu proves the planar conclusion for sets with equal Hausdorff and packing dimension above one (arXiv:2603.15328).

The source of this mission is an OpenAI preprint dated September 23, 2026.

Setting

  • Rd\mathbb R^dRd carries the Euclidean distance ∣x−y∣|x-y|∣x−y∣.
  • For E⊂RdE\subset\mathbb R^dE⊂Rd, the Hausdorff dimension dim⁡HE\dim_HEdimH​E is the infimum of s≥0s\ge0s≥0 for which the sss-dimensional Hausdorff measure of EEE vanishes.
  • Δ(E)={∣x−y∣:x,y∈E}⊂[0,∞)\Delta(E)=\{|x-y|:x,y\in E\}\subset[0,\infty)Δ(E)={∣x−y∣:x,y∈E}⊂[0,∞), and L1\mathcal L^1L1 is Lebesgue measure on R\mathbb RR.

Formalization targets

Milestone: the planar case

E⊂R2 compact, dim⁡HE>1 ⟹ L1(Δ(E))>0.E\subset\mathbb R^2\ \text{compact},\ \dim_HE>1\ \Longrightarrow\ \mathcal L^1(\Delta(E))>0.E⊂R2 compact, dimH​E>1 ⟹ L1(Δ(E))>0.

Goal: Theorem 1.1

d≥2, E⊂Rd compact, dim⁡HE>d2 ⟹ L1(Δ(E))>0.d\ge2,\ E\subset\mathbb R^d\ \text{compact},\ \dim_HE>\tfrac d2\ \Longrightarrow\ \mathcal L^1(\Delta(E))>0.d≥2, E⊂Rd compact, dimH​E>2d​ ⟹ L1(Δ(E))>0.

The goal OAI.Falconer.falconer_distance_conjecture is open on the platform.

Significance

Theorem 1.1 resolves Falconer's distance conjecture in every dimension, with no regularity assumption beyond the strict dimension bound: no equality of Hausdorff and packing dimension, no Ahlfors regularity, no product structure. The threshold d/2d/2d/2 is sharp by Falconer's lattice examples, and no endpoint assertion is made. The result is unpinned: it does not assert that a single point y∈Ey\in Ey∈E has L1({∣x−y∣:x∈E})>0\mathcal L^1(\{|x-y|:x\in E\})>0L1({∣x−y∣:x∈E})>0 at the threshold. Positive measure is stronger than dim⁡HΔ(E)=1\dim_H\Delta(E)=1dimH​Δ(E)=1.

The result is proved in an OpenAI preprint, which has not been peer reviewed. No machine-checked proof exists.

Difficulty

The classical route bounds the L2L^2L2 norm of a distance measure via spherical averages of Fourier transforms (Mattila), and every improvement so far has come from finer restriction or decoupling estimates, which stall above d/2d/2d/2. In higher dimensions there is a structural obstacle: radial projections of an sss-dimensional source cannot gain dimension above sss, so for d/2<s<d−1d/2<s<d-1d/2<s<d−1 one cannot assume radial projections have densities, and the angular input the Fourier argument needs must be built as cap bounds on directional fibres with arbitrarily small losses. Converting such fractal angular laws into a distance estimate requires a belt (rather than cap) estimate whose annular power is exactly balanced at S=d/2S=d/2S=d/2, and a recursive multiscale accounting whose costs must be paid by a potential across two separated depths.

Formalization scope

  • Points live in EuclideanSpace ℝ (Fin d), so dist is the Euclidean distance.
  • dimH E : ℝ≥0∞ is Mathlib's Hausdorff dimension; the hypothesis is (d : ℝ≥0∞) / 2 < dimH E, strict.
  • The conclusion is 0 < volume {r : ℝ | ∃ x ∈ E, ∃ y ∈ E, dist x y = r} with Lebesgue volume on ℝ; compactness of EEE makes this set compact.
  • The planar milestone uses PlanarFalconer.distanceSet on EuclideanSpace ℝ (Fin 2) with 1 < dimH E.

A complete development needs Frostman's lemma, energy and Fourier characterizations of dimension, Mattila's spherical-average criterion, stationary phase for spherical oscillatory integrals, and the Orponen–Shmerkin planar incidence theorem (used as an external input). Contributions formalizing Lemma 5.5 (the classical distance threshold (d+1)/2(d+1)/2(d+1)/2), Theorem 4.1 (linear projection gain), Theorem 4.2 (planar discretized Furstenberg estimate), Proposition 5.10 (starting pair measures), Proposition 8.1 (graph estimate) and Theorem 10.4 (single-profile angular bound) are welcome.

Selected references

  • OpenAI, The Falconer distance conjecture in all dimensions, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-Falconer-distance-conjecture-in-all-dimensions-September-23-2026/paper.pdf
  • K. J. Falconer, On the Hausdorff dimensions of distance sets, Mathematika, 1985. https://doi.org/10.1112/S0025579300010998
  • P. Mattila, Spherical averages of Fourier transforms of measures with finite energy; dimensions of intersections and distance sets, Mathematika, 1987. https://doi.org/10.1112/S0025579300013462
  • T. Wolff, Decay of circular means of Fourier transforms of measures, IMRN, 1999. https://doi.org/10.1155/S1073792899000288
  • L. Guth, A. Iosevich, Y. Ou, H. Wang, On Falconer's distance set problem in the plane, Invent. Math., 2020. https://doi.org/10.1007/s00222-019-00917-x
  • X. Du, L. Guth, Y. Ou, H. Wang, B. Wilson, R. Zhang, Weighted restriction estimates and application to Falconer distance set problem, Amer. J. Math., 2021. https://doi.org/10.1353/ajm.2021.0005
  • T. Orponen, P. Shmerkin, On the Hausdorff dimension of Furstenberg sets and orthogonal projections in the plane, Duke Math. J., 2023. https://arxiv.org/abs/2106.03338
  • T. Orponen, P. Shmerkin, H. Wang, Kaufman and Falconer estimates for radial projections and a continuum version of Beck's theorem, Geom. Funct. Anal., 2024. https://doi.org/10.1007/s00039-024-00660-3
  • P. Shmerkin, H. Wang, On the distance sets spanned by sets of dimension d/2 in Rd\mathbb R^dRd, Geom. Funct. Anal., 2025. https://doi.org/10.1007/s00039-024-00696-5
  • X. Du, Y. Ou, K. Ren, R. Zhang, New improvement to Falconer distance set problem in higher dimensions, preprint, 2024. https://arxiv.org/abs/2309.04103
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AnalysisGeometry & Topology·Captain: wurtle

Koebe's Circle-Domain ConjectureResearch Paper

Motivation

The Riemann mapping theorem says that every simply connected proper domain in the plane is conformally equivalent to the unit disk. For domains with more complicated complements one needs a model with many "holes". Koebe's Kreisnormierungsproblem (1908) asks whether every domain in the Riemann sphere is conformally equivalent to a circle domain, one whose complementary components are all round disks or points. Such a model would give a canonical geometric picture of an arbitrary planar domain, and it is closely tied to circle packings, Kleinian groups and the geometry of hyperbolic surfaces of genus zero.

Timeline

  • 1908. Koebe poses the problem (Nachr. Ges. Wiss. Göttingen, 1908).
  • 1920. Koebe's treatment of the finitely connected case (doi:10.1007/BF01199400).
  • 1993. He and Schramm prove the conjecture for countably connected domains (doi:10.2307/2946541).
  • 1995. Schramm introduces transboundary extremal length and treats domains bounded by points and KKK-quasicircles (doi:10.1007/BF02788827).
  • 2025. Rajala shows that arbitrary interior exhaustions can fail to have circle-domain limits and proves an exhaustion refinement theorem for countably connected domains (doi:10.1353/ajm.2025.a966291); Ntalampekos and Rajala study exhaustions of circle domains (arXiv:2312.06840).
  • 2026. Esmayli and Rajala prove uniformization for cospread domains and under a quasitripod condition (arXiv:2401.08485); Karafyllia and Ntalampekos treat spherical Gromov-hyperbolic domains (arXiv:2405.13782). Ntalampekos surveys the area (arXiv:2603.15098).

The source of this mission, an OpenAI preprint dated September 23, 2026, claims the conjecture in its unrestricted form.

Setting

The Riemann sphere is C^=C∪{∞}\widehat{\mathbb C}=\mathbb C\cup\{\infty\}C=C∪{∞}, with local coordinate zzz near finite points and 1/z1/z1/z near ∞\infty∞. A domain is a nonempty connected open subset. A map fff is conformal at ppp if it is continuous at ppp and, in these coordinates, complex differentiable at ppp with nonzero derivative. A conformal equivalence f:U→Vf:U\to Vf:U→V is a bijection that is conformal at every point of UUU and whose inverse is conformal at every point of VVV.

A closed round disk in C^\widehat{\mathbb C}C is the image of the closed unit disk under a Möbius transformation z↦(az+b)/(cz+d)z\mapsto (az+b)/(cz+d)z↦(az+b)/(cz+d), ad−bc≠0ad-bc\ne0ad−bc=0; these are closed Euclidean disks, closed half-planes together with ∞\infty∞, and complements of open disks. A circle domain is a domain each of whose complementary connected components is a closed round disk or a single point. The complement may be empty, finite, countable or uncountable.

Formalization targets

Goal: Theorem 1.1 (circle-domain uniformization)

∀ G⊂C^ domain∃ Ω circle domain, ∃ f:G→ conformal Ω bijective.\forall\,G\subset\widehat{\mathbb C}\ \text{domain}\quad\exists\,\Omega\ \text{circle domain},\ \exists\,f:G\xrightarrow{\ \text{conformal}\ }\Omega\ \text{bijective}.∀G⊂C domain∃Ω circle domain, ∃f:G conformal ​Ω bijective.

Lean: OAI.Problem047.koebe_circle_domain, open on the platform.

Significance

The theorem would complete the existence half of Koebe's problem with no restriction on the number, size or geometry of the complementary components. The paper derives a consequence for hyperbolic geometry (Corollary 8.1): every complete hyperbolic surface of genus zero is isometric to the boundary of the convex hull of a closed set in ∂∞H3\partial_\infty\mathbb H^3∂∞​H3 whose components are round disks or points. Combined with the exhaustion theorem of Ntalampekos and Rajala, it also gives convergent finitely connected approximations for every proper domain. Uniqueness up to Möbius maps is a different question (the He–Schramm rigidity conjecture), addressed in the companion mission on removable boundaries.

The result is claimed in an OpenAI preprint that has not been peer reviewed; no machine-checked proof exists. Mathlib has neither the Riemann mapping theorem in full generality nor finitely connected circle-domain uniformization, so a formal proof would build substantial reusable complex-analytic infrastructure.

Difficulty

The standard approach uniformizes finitely connected approximations, whose complements are finitely many round disks, and passes to a limit. The difficulty is control at the limit: with possibly uncountably many complementary components, a limiting component can be strictly larger than the round disk obtained by following one approximating disk, or can be a non-round continuum for which no disk was followed at all. Rajala showed that arbitrary exhaustions can indeed fail to produce circle-domain limits, so the approximations must be chosen with care, and all components must be controlled simultaneously, not one at a time.

Formalization scope

  • Sphere := OnePoint ℂ; Möbius maps are Matrix.GeneralLinearGroup (Fin 2) ℂ acting on it.
  • IsConformalAt f p: ContinuousAt f p and a nonzero HasDerivAt of fff in the charts chart p, chart (f p) (identity coordinate at finite points, z↦1/zz\mapsto1/zz↦1/z at ∞\infty∞).
  • IsConformalEquivalence f U V: fff conformal on UUU, MapsTo f U V, and a conformal g on VVV with MapsTo g V U that is a two-sided inverse.
  • IsCircleDomain V: open, IsConnected (hence nonempty), and every connectedComponentIn Vᶜ p is a singleton or IsRoundClosedDisk (a Möbius image of the closed unit disk).
  • The goal quantifies over all open connected U; there is no countability or regularity assumption on the complement.

A complete development needs finitely connected uniformization, normal families on the sphere, Dirichlet energy and extremal length, and component correspondence for limits. Contributions formalizing the named intermediate results (Theorem 3.1 finite transfer, Theorem 4.3 compatible barrier lemma, Theorem 5.1 positive-law alternative, Theorem 7.5 retained-test transfer) or the classical He–Schramm countable case are welcome.

Selected references

  • OpenAI, Koebe's Circle-Domain Conjecture, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Koebes-Circle-Domain-Conjecture-September-23-2026/paper.pdf
  • P. Koebe, Über die Uniformisierung beliebiger analytischer Kurven (Dritte Mitteilung), Nachr. Ges. Wiss. Göttingen, 1908.
  • P. Koebe, Abhandlungen zur Theorie der konformen Abbildung VI, Math. Z., 1920. https://doi.org/10.1007/BF01199400
  • Z.-X. He, O. Schramm, Fixed points, Koebe uniformization and circle packings, Ann. of Math., 1993. https://doi.org/10.2307/2946541
  • O. Schramm, Transboundary extremal length, J. Analyse Math., 1995. https://doi.org/10.1007/BF02788827
  • K. Rajala, Uniformization of planar domains by exhaustion, Amer. J. Math., 2025. https://doi.org/10.1353/ajm.2025.a966291
  • D. Ntalampekos, K. Rajala, Exhaustions of circle domains, IMRN, 2025. https://doi.org/10.1093/imrn/rnaf296
  • B. Esmayli, K. Rajala, Conformal uniformization of domains bounded by quasitripods, Duke Math. J., 2026. https://doi.org/10.1215/00127094-2025-0035
  • C. Karafyllia, D. Ntalampekos, Uniformization of Gromov hyperbolic domains by circle domains, Duke Math. J., 2026. https://doi.org/10.1215/00127094-2025-0076
  • D. Ntalampekos, Uniformization problems in the plane: A survey, preprint, 2026. https://arxiv.org/abs/2603.15098
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AnalysisGeometry & Topology·Captain: wurtle

Removable Boundaries and Rigidity of Circle DomainsResearch Paper

Motivation

A circle domain is a domain in the Riemann sphere whose complementary components are round disks or points. Koebe asked in 1908 whether every domain is conformally equivalent to a circle domain (existence). A second question is rigidity: when is that circle-domain model unique up to Möbius transformations? For finitely and countably connected domains the model is unique, but for domains with uncountably many boundary components uniqueness can fail, and the boundary geometry decides. He and Schramm conjectured that a circle domain is rigid exactly when its boundary is conformally removable. Rigidity is what makes the circle-domain model canonical, and it connects conformal geometry with removability questions for quasiconformal and Sobolev maps.

Timeline

  • 1993. He and Schramm prove uniformization and rigidity for countably connected circle domains (doi:10.2307/2946541).
  • 1994. He and Schramm prove rigidity when the boundary has σ\sigmaσ-finite linear measure, and conjecture that rigidity is equivalent to conformal removability of the boundary (doi:10.1007/BF01231761).
  • 2000. Jones and Smirnov relate removability for continuous Sobolev functions to quasiconformal removability (doi:10.1007/BF02384320).
  • 2016. Younsi proves that conformal rigidity is equivalent to quasiconformal rigidity and studies the removability formulations (doi:10.1016/j.aim.2016.08.039).
  • 2020. Ntalampekos and Younsi prove rigidity under square integrability of the quasihyperbolic distance, covering Hölder and John circle domains (doi:10.1007/s00222-019-00921-1).
  • 2023–2024. Ntalampekos proves rigidity when point components are countably negligible for extremal distance (CNED) and continuous Sobolev extension across closed CNED sets (doi:10.1090/tran/8923, doi:10.1007/s00029-024-00951-5).
  • 2025. Rajala constructs a rigid circle domain with non-removable boundary, so rigidity does not imply removability (doi:10.1112/plms.70081).

The source of this mission, an OpenAI preprint dated September 23, 2026, claims the remaining implication: removability implies rigidity.

Setting

The Riemann sphere C^=C∪{∞}\widehat{\mathbb C}=\mathbb C\cup\{\infty\}C=C∪{∞} has local coordinates zzz and 1/z1/z1/z. A map is conformal at ppp if it is continuous there and complex differentiable with nonzero derivative in these coordinates; a conformal equivalence f:Ω→Ω′f:\Omega\to\Omega'f:Ω→Ω′ is a bijection, conformal on Ω\OmegaΩ, with conformal inverse. A Möbius transformation is z↦(az+b)/(cz+d)z\mapsto(az+b)/(cz+d)z↦(az+b)/(cz+d) with ad−bc≠0ad-bc\neq0ad−bc=0. A closed round disk is the Möbius image of the closed unit disk. A circle domain is a nonempty connected open set whose complementary components are closed round disks or points.

A compact E⊂C^E\subset\widehat{\mathbb C}E⊂C is conformally removable if every orientation-preserving homeomorphism of C^\widehat{\mathbb C}C that is conformal on C^∖E\widehat{\mathbb C}\setminus EC∖E is Möbius. A circle domain Ω\OmegaΩ is conformally rigid if every conformal equivalence from Ω\OmegaΩ onto another circle domain is the restriction of a Möbius transformation.

Formalization targets

Goal: Theorem 1.1

Ω,Ω′ circle domains,  ∂Ω conformally removable,  f:Ω→Ω′ conformal equivalence ⟹ ∃M Mo¨bius: f=M∣Ω.\Omega,\Omega'\ \text{circle domains},\ \ \partial\Omega\ \text{conformally removable},\ \ f:\Omega\to\Omega'\ \text{conformal equivalence}\ \Longrightarrow\ \exists M\ \text{Möbius}:\ f=M|_\Omega.Ω,Ω′ circle domains,  ∂Ω conformally removable,  f:Ω→Ω′ conformal equivalence ⟹ ∃M Mo¨bius: f=M∣Ω​.

Lean: OAI.Problem047.removability_implies_rigidity, open on the platform. The complement may have any cardinality, and no boundary extension of fff is assumed.

Significance

Together with Rajala's counterexample to the converse, the theorem would settle the He–Schramm rigidity conjecture: removability is sufficient but not necessary. It subsumes the earlier sufficient conditions (σ\sigmaσ-finite length, Hölder/John domains, CNED point sets) whenever those boundaries are removable. The intermediate Theorem 5.1, a continuous Sobolev extension theorem across compact totally disconnected conformally removable sets, is of independent interest. The result is claimed in an OpenAI preprint that has not been peer reviewed, and no machine-checked proof exists.

Difficulty

Removability is a statement about homeomorphisms of the whole sphere, while rigidity starts from a map defined only on the domain. The obvious route, extending fff to a homeomorphism of the sphere and then invoking removability, fails: a point component of the complement of Ω\OmegaΩ may correspond to a disk component of Ω′\Omega'Ω′ and vice versa, so the coordinates of fff need not extend continuously, and nothing a priori controls boundary behaviour at uncountably many point components whose union can have positive area.

Formalization scope

  • Sphere := OnePoint ℂ, Möbius maps are Matrix.GeneralLinearGroup (Fin 2) ℂ acting on it; conformality uses the charts zzz and 1/z1/z1/z with HasDerivAt and a nonzero derivative.
  • IsCircleDomain: open, IsConnected, and every connectedComponentIn of the complement is a singleton or a Möbius image of the closed unit disk.
  • IsConformallyRemovable E: IsCompact E and every homeomorphism h : Sphere ≃ₜ Sphere that is homotopic to the identity (orientation preserving) and conformal on Eᶜ equals some Möbius map everywhere.
  • The boundary is frontier U; the conclusion is ∃ M, ∀ p ∈ U, f p = M • p.
  • The shared definitions are those of the Koebe circle-domain mission of the same family.

A complete development needs the theory of conformal maps on the sphere, Sobolev functions and Dirichlet energy in the plane, the measurable Riemann mapping theorem (used for the conductivity deformation), and component correspondence. Contributions formalizing Theorem 5.1 (continuous Sobolev extension), Proposition 6.2 (common point traces), or the He–Schramm countable case are welcome.

Selected references

  • OpenAI, Removable Boundaries and Rigidity of Circle Domains, preprint, September 23, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Removable-Boundaries-and-Rigidity-of-Circle-Domains-September-23-2026/paper.pdf
  • Z.-X. He, O. Schramm, Fixed points, Koebe uniformization and circle packings, Ann. of Math., 1993. https://doi.org/10.2307/2946541
  • Z.-X. He, O. Schramm, Rigidity of circle domains whose boundary has σ-finite linear measure, Invent. Math., 1994. https://doi.org/10.1007/BF01231761
  • M. Younsi, Removability, rigidity of circle domains and Koebe's conjecture, Adv. Math., 2016. https://doi.org/10.1016/j.aim.2016.08.039
  • D. Ntalampekos, M. Younsi, Rigidity theorems for circle domains, Invent. Math., 2020. https://doi.org/10.1007/s00222-019-00921-1
  • D. Ntalampekos, Rigidity and continuous extension for conformal maps of circle domains, Trans. Amer. Math. Soc., 2023. https://doi.org/10.1090/tran/8923
  • D. Ntalampekos, CNED sets: countably negligible for extremal distances, Selecta Math., 2024. https://doi.org/10.1007/s00029-024-00951-5
  • P. W. Jones, S. K. Smirnov, Removability theorems for Sobolev functions and quasiconformal maps, Ark. Mat., 2000. https://doi.org/10.1007/BF02384320
  • K. Rajala, Rigid circle domains with non-removable boundaries, Proc. Lond. Math. Soc., 2025. https://doi.org/10.1112/plms.70081
  • OpenAI, Koebe's Circle-Domain Conjecture, preprint, September 23, 2026.
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Algebraic GeometryAnalysisDifferential Geometry·Captain: wurtle

Symmetry of semialgebraic bounded domains with compact quotientResearch Paper

Motivation: which bounded domains cover compact spaces?

A bounded symmetric domain is a bounded connected open set in Cm\mathbb C^mCm with, at every point, a holomorphic involution having that point as an isolated fixed point. Examples are the ball, the polydisc and the Siegel upper half-spaces in their bounded realizations. They are the universal covers of compact locally symmetric varieties, such as compact quotients of the ball, and play a central role in algebraic geometry and number theory. A classical theme in several complex variables is that a bounded domain with a large automorphism group must be very special: Wong and Rosay showed that an automorphism orbit accumulating at a strongly pseudoconvex boundary point forces the ball, and Frankel showed that convex domains with compact quotients are symmetric.

Kollár and Pardon, studying algebraic varieties whose universal cover is semialgebraic, asked the following bounded-domain question: if a bounded semialgebraic open subset of a complex affine variety admits a properly discontinuous cocompact group of biholomorphisms, must it be a bounded symmetric domain? Semialgebraicity is a finiteness condition on the shape of the domain. It does not make the boundary smooth or convex, and it imposes nothing on the group.

Timeline

  • 1970 — Vey proves that a divisible generalized Siegel domain is symmetric (Ann. Sci. ÉNS 3).
  • 1977 — Wong characterizes the ball by its automorphism group among strongly pseudoconvex domains (Invent. Math. 41).
  • 1979 — Rosay localizes Wong's theorem to a single C2C^2C2 strongly pseudoconvex boundary point (Ann. Inst. Fourier 29).
  • 1989 — Frankel proves that a convex hyperbolic domain with compact quotient is a bounded symmetric domain, including non-free actions (Acta Math. 163).
  • 2012 — Kollár and Pardon pose the bounded semialgebraic domain question (arXiv v2, Question 25) in Algebraic varieties with semialgebraic universal cover (J. Topol. 5; arXiv:1104.2309v2).
  • 2021 — Zimmer shows that a C1,1C^{1,1}C1,1-bounded domain covering a compact manifold is a ball (Indiana Univ. Math. J. 70).
  • 2026 — An OpenAI preprint, Symmetry of semialgebraic bounded domains with compact quotient (OpenAI Math Release, September 24, 2026), claims an affirmative answer to the Kollár–Pardon question. It has not been peer reviewed, and its proof is not formally verified.

Setting

An affine variety is a reduced complex algebraic set V⊂CnV\subset\mathbb C^nV⊂Cn, the common zero locus of a set of polynomials. A subset of Cn\mathbb C^nCn is semialgebraic if it is a finite Boolean combination of sets {p=0}\{p=0\}{p=0} and {p>0}\{p>0\}{p>0}, with ppp a real polynomial in the real and imaginary parts of the coordinates. Let U⊆VU\subseteq VU⊆V be open in VVV, connected, semialgebraic and bounded. A map on UUU is holomorphic if near each point it is the restriction of a holomorphic map on an open subset of Cn\mathbb C^nCn; a biholomorphism is a homeomorphism that is holomorphic in both directions. A group Γ\GammaΓ acts properly discontinuously if the action is proper for the discrete topology on Γ\GammaΓ (finite stabilizers are allowed), and the action is cocompact if U/ΓU/\GammaU/Γ is compact. UUU is smooth if each point has a neighbourhood in UUU biholomorphic to an open subset of some Cm\mathbb C^mCm.

Formalization targets

Goal: semialgebraic bounded domains with compact quotient are symmetric (Theorem 1.1)

Let UUU be a nonempty connected semialgebraic bounded open subset of a complex affine variety V⊂CnV\subset\mathbb C^nV⊂Cn, and let a group Γ\GammaΓ act on UUU by biholomorphisms, properly discontinuously and with U/ΓU/\GammaU/Γ compact. Then

U is smooth, andU≅D biholomorphically for some bounded symmetric domain D⊂Cm.U\ \text{is smooth, and}\quad U\cong D\ \text{biholomorphically for some bounded symmetric domain } D\subset\mathbb C^m .U is smooth, andU≅D biholomorphically for some bounded symmetric domain D⊂Cm.

The goal statement is published on the platform with status Open.

Significance

The result itself. The theorem answers the Kollár–Pardon question affirmatively. The ambient variety may be singular and nonnormal, the quotient may have finite quotient singularities, and no convexity, boundary regularity or homogeneity is assumed. It shows that semialgebraicity of a single affine realization forces the classical picture: a compact quotient of a semialgebraic bounded domain is a compact quotient of a bounded symmetric domain. This complements the universal-cover classification of the companion preprint on semialgebraic universal covers of normal projective varieties.

Formalizing it. The statement only uses polynomials, real-analytic Boolean combinations, holomorphic maps on subsets of Cn\mathbb C^nCn and group actions, all available in Mathlib. The proof, however, draws on Nash cell decompositions, analytic discs, scaling limits of automorphisms and Vey's theorem on divisible Siegel domains, none of which is formalized. A formal development would provide reusable semialgebraic geometry and several-complex-variables infrastructure.

Difficulty

The classical rigidity arguments (Wong–Rosay, Frankel, Zimmer) need a smooth strongly pseudoconvex or convex boundary point at which rescaled automorphisms converge to a model domain. A semialgebraic boundary can have corners with several complex-normal directions, and the normal fibres can shrink at rates that depend on tangential parameters, so the naive rescaling limit can collapse to a degenerate set. Moreover UUU is not known to be a manifold at the start, so smoothness must be proved from the group action before any differential geometry is available. The heart of the proof is a noncollapse estimate that yields a Siegel-type quadratic model {Im⁡w−H(z,z)∈C}\{\operatorname{Im}w-H(z,z)\in C\}{Imw−H(z,z)∈C} to which Vey's theorem applies.

Formalization scope

  • VVV is IsAffineAlgebraic, the zero set of a set of complex polynomials in Fin n → ℂ; U⊆VU\subseteq VU⊆V is open in the subspace topology of VVV, IsConnected (hence nonempty), bounded, and semialgebraic through an inductive predicate on real polynomials in (Re⁡z,Im⁡z)(\operatorname{Re}z,\operatorname{Im}z)(Rez,Imz), closed under complement and union.
  • Γ\GammaΓ is an arbitrary group with the discrete topology acting on the subtype UUU, with ProperSMul and a compact orbit space. Each γ\gammaγ acts holomorphically in the sense of local ambient analytic extension; since γ−1\gamma^{-1}γ−1 also acts, the elements act by biholomorphisms. A non-faithful action is allowed and is harmless, since properness forces finite stabilizers.
  • IsSmooth U asks for local biholomorphisms of neighbourhoods in UUU onto open subsets of some Cm\mathbb C^mCm. IsBoundedSymmetricDomain D asks that DDD be open, connected and bounded, and have at each point an involutive biholomorphism fixing it with that point isolated among its fixed points.
  • The zero-dimensional case (a point) is included and is trivial, matching the source convention.
  • Needed infrastructure: semialgebraic cell decomposition and selection, Montel-type compactness on singular analytic sets, analytic discs, Kobayashi/Carathéodory-type distance estimates and the structure theory of Siegel domains. Each would be reusable.

Selected references

  • J. Vey, Sur la division des domaines de Siegel, Ann. Sci. École Norm. Sup. (4) 3 (1970), 479–506. https://www.numdam.org/article/ASENS_1970_4_3_4_479_0.pdf
  • B. Wong, Characterization of the unit ball in Cn\mathbb C^nCn by its automorphism group, Invent. Math. 41 (1977), 253–257. https://doi.org/10.1007/BF01403050
  • J.-P. Rosay, Sur une caractérisation de la boule parmi les domaines de Cn\mathbb C^nCn par son groupe d'automorphismes, Ann. Inst. Fourier 29 (1979), 91–97. https://doi.org/10.5802/aif.768
  • S. Frankel, Complex geometry of convex domains that cover varieties, Acta Math. 163 (1989), 109–149. https://doi.org/10.1007/BF02392734
  • J. Kollár and J. Pardon, Algebraic varieties with semialgebraic universal cover, J. Topol. 5 (2012), 199–212. https://doi.org/10.1112/jtopol/jts001
  • A. Zimmer, Smoothly bounded domains covering compact manifolds, Indiana Univ. Math. J. 70 (2021), 2653–2676. https://arxiv.org/abs/1910.05288v2
  • M. Coste, Real algebraic sets, lecture notes, 2005. https://indico.ictp.it/event/a04204/session/10/contribution/7/material/0/0.pdf
  • OpenAI, Symmetry of semialgebraic bounded domains with compact quotient, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1, p. 1). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Symmetry-of-semialgebraic-bounded-domains-with-compact-quotient-September-24-2026/paper.pdf
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Algebraic Geometry·Captain: wurtle

Maximal Seshadri constants on arbitrary polarized surfacesResearch Paper

Motivation: Nagata's conjecture beyond the plane

Seshadri constants measure the local positivity of a line bundle at a point or a configuration of points: how much of an ample class survives after blowing up the points and subtracting equal multiples of the exceptional curves. For rrr points on a surface with ample LLL, a dimension count gives the universal upper bound L2/r\sqrt{L^2/r}L2/r​. Nagata's 1959 conjecture, which came out of his counterexample to Hilbert's fourteenth problem, says that this bound is attained at r≥10r\ge10r≥10 very general points of the projective plane. On an arbitrary polarized surface, the qualitative Nagata–Biran(–Szemberg) conjecture predicts that the bound is attained at rrr very general points for every sufficiently large rrr. On the symplectic side, the conjecture corresponds to packing stability: large numbers of equal balls fill a four-manifold.

Timeline

  • 1959 — Nagata formulates his plane conjecture and proves the strict multiplicity inequality when r≥16r\ge16r≥16 is a perfect square (Amer. J. Math. 81).
  • 1999 — Biran proves symplectic packing stability for rational symplectic classes on closed four-manifolds (Invent. Math. 136).
  • 2003 — Harbourne proves maximality for all sufficiently large rrr with rL2rL^2rL2 a perfect square, and asymptotic lower bounds (J. reine angew. Math.).
  • 2004 — Roé relates one-point and multipoint Seshadri constants (J. Algebra); Strycharz-Szemberg and Szemberg formulate a stronger prediction with an explicit threshold (Serdica Math. J. 30).
  • 2009 — Roé and Ross prove a multipoint product inequality that propagates maximality (Geom. Dedicata).
  • 2010 — Syzdek and Szemberg state the qualitative conjecture for arbitrary polarized surfaces (Math. Nachr. 283, Conjecture 4.3; arXiv:0709.2592).
  • 2016 — Buse, Hind and Opshtein prove strong packing stability for all closed symplectic four-manifolds (Trans. AMS). Symplectic stability alone does not fix the complex structure needed for the algebraic statement (Eckl 2017, Differential Geom. Appl.).
  • 2026 — An OpenAI preprint, Maximal Seshadri constants on arbitrary polarized surfaces (OpenAI Math Release, September 23, 2026), claims the qualitative conjecture for every smooth complex projective surface and every ample line bundle. It has not been peer reviewed, and its proof is not formally verified.

Setting

Let SSS be a smooth integral complex projective surface and LLL an ample line bundle, with self-intersection H=L2H=L^2H=L2. For a tuple p=(p1,…,pr)\mathbf p=(p_1,\dots,p_r)p=(p1​,…,pr​) of distinct points, the multipoint Seshadri constant is

ε(S,L;p)=inf⁡CL⋅C∑i=1rmult⁡piC,\varepsilon(S,L;\mathbf p)=\inf_C\frac{L\cdot C}{\sum_{i=1}^r\operatorname{mult}_{p_i}C},ε(S,L;p)=Cinf​∑i=1r​multpi​​CL⋅C​,

the infimum over integral curves CCC through at least one pip_ipi​. If π:Y→S\pi:Y\to Sπ:Y→S is the blow-up at p\mathbf pp with exceptional curves E1,…,ErE_1,\dots,E_rE1​,…,Er​, then ε\varepsilonε is the largest λ≥0\lambda\ge0λ≥0 such that π∗L−λ∑Ei\pi^*L-\lambda\sum E_iπ∗L−λ∑Ei​ is nef (nonnegative on every integral curve), and always ε≤H/r\varepsilon\le\sqrt{H/r}ε≤H/r​. Let Ur⊂SrU_r\subset S^rUr​⊂Sr be the set of tuples of distinct points. A property holds at very general tuples if it fails only on a countable union of proper Zariski-closed subsets of UrU_rUr​.

Formalization targets

Goal: eventual maximality of multipoint Seshadri constants (Theorem 1.1)

For every such (S,L)(S,L)(S,L) there is r0≥1r_0\ge1r0​≥1 such that for each r≥r0r\ge r_0r≥r0​ there is a countable union ZrZ_rZr​ of proper Zariski-closed subsets of UrU_rUr​, with Ur∖Zr≠∅U_r\setminus Z_r\neq\varnothingUr​∖Zr​=∅, such that for every p∈Ur∖Zr\mathbf p\in U_r\setminus Z_rp∈Ur​∖Zr​

π∗L−L2r∑i=1rEi  is nef on the blow-up at p,andε(S,L;p)=L2r.\pi^*L-\sqrt{\tfrac{L^2}{r}}\sum_{i=1}^rE_i\ \text{ is nef on the blow-up at }\mathbf p, \qquad\text{and}\qquad \varepsilon(S,L;\mathbf p)=\sqrt{\tfrac{L^2}{r}} .π∗L−rL2​​i=1∑r​Ei​  is nef on the blow-up at p,andε(S,L;p)=rL2​​.

The threshold r0r_0r0​ may depend on (S,L)(S,L)(S,L) and is not explicit. The goal statement is published on the platform with status Open.

Significance

The result itself. Theorem 1.1 settles the qualitative Nagata–Biran conjecture for all polarized complex surfaces, with no assumption that rL2rL^2rL2 is a square or that a plane constant is maximal (the hypotheses needed by Harbourne, Roé and Roé–Ross). Because the conclusion is nefness of the square-zero boundary class, it rules out every curve whose degree-to-multiplicity ratio is below L2/r\sqrt{L^2/r}L2/r​, including curves with unequal multiplicities. Via Eckl's Kähler packing correspondence, it gives the algebraic counterpart of packing stability. The sharp plane case (r≥10r\ge10r≥10 in P2\mathbb P^2P2) is a separate companion result.

Formalizing it. The statement is built from scheme-theoretic foundations: projective surfaces, line bundles, sheaf cohomology, blow-ups by universal property, intersection numbers through Euler characteristics. A complete proof would be among the first machine-checked results about the birational geometry of surfaces. Much of the required infrastructure, such as Riemann–Roch on surfaces, finite-dimensionality of coherent cohomology and the existence of blow-ups, is not yet in Mathlib.

Difficulty

The upper bound ε≤H/r\varepsilon\le\sqrt{H/r}ε≤H/r​ is an elementary jet count. Equality requires showing that no curve on the surface has too large multiplicity at the chosen points, for all multiplicity orders simultaneously. Degenerating the points to a special configuration, the usual approach in the plane, fails because the threshold in rrr must be uniform in the jet order: the asymptotic interpolation theorems (Alexander–Hirschowitz) give thresholds depending on a fixed multiplicity bound. Arbitrary surfaces also lack the toric coordinates available on P2\mathbb P^2P2. The source transfers the problem to finite interpolation on an algebraic torus through a nodal divisor in ∣dL∣|dL|∣dL∣.

Formalization scope

  • Surface: an integral scheme, smooth of relative dimension 222 over Spec⁡C\operatorname{Spec}\mathbb CSpecC, with a closed immersion into some PCN\mathbb P^N_{\mathbb C}PCN​ compatible with the structure maps. LineBundle: a locally free sheaf of rank one. IsAmple: the nonvanishing loci of sections of positive powers that are affine form a neighbourhood basis.
  • Cohomology is Ext^n(𝒪, M) in the category of sheaves of modules, and dimensions are finrank ℂ. Then L2=χ(2L)−2χ(L)+χ(O)L^2=\chi(2L)-2\chi(L)+\chi(\mathcal O)L2=χ(2L)−2χ(L)+χ(O) and L⋅C=χ(L∣C)−χ(OC)L\cdot C=\chi(L|_C)-\chi(\mathcal O_C)L⋅C=χ(L∣C​)−χ(OC​), by Riemann–Roch. If cohomology were infinite-dimensional, finrank would return 000; finite-dimensionality for projective schemes is part of what a solver must prove.
  • Points are C\mathbb CC-points, the configuration space carries the Zariski topology induced from SrS^rSr, and very general sets are indexed by N\mathbb NN (IsClosed, ≠ univ, with a point outside all of them).
  • The multiplicity is the order of the local equation of CCC in the local ring at ppp. The Seshadri constant is the real sInf over integral curves with positive total multiplicity.
  • Nefness is expressed through a blow-up PointBlowup, characterized by its universal property, and the exceptional ideal sheaves O(−Ei)\mathcal O(-E_i)O(−Ei​). The inequality is π∗L⋅C+H/r∑ideg⁡(O(−Ei)∣C)≥0\pi^*L\cdot C+\sqrt{H/r}\sum_i \deg(\mathcal O(-E_i)|_C)\ge0π∗L⋅C+H/r​∑i​deg(O(−Ei​)∣C​)≥0 for every integral curve CCC on the blow-up.
  • Needed infrastructure: coherent cohomology of projective schemes, Riemann–Roch on curves and surfaces, blow-ups of points, jets and principal parts. Contributions building any of these layers are welcome and reusable.

Selected references

  • M. Nagata, On the 14-th problem of Hilbert, Amer. J. Math. 81 (1959), 766–772. https://doi.org/10.2307/2372927
  • P. Biran, A stability property of symplectic packing, Invent. Math. 136 (1999), 123–155. https://doi.org/10.1007/s002220050306
  • B. Harbourne, Seshadri constants and very ample divisors on algebraic surfaces, J. reine angew. Math. (2003). https://doi.org/10.1515/crll.2003.044
  • J. Roé, A relation between one-point and multi-point Seshadri constants, J. Algebra (2004). https://doi.org/10.1016/j.jalgebra.2003.10.009
  • B. Strycharz-Szemberg and T. Szemberg, Remarks on the Nagata conjecture, Serdica Math. J. 30 (2004), 405–430. https://www.math.bas.bg/serdica/2004/2004-405-430.pdf
  • J. Roé and J. Ross, An inequality between multipoint Seshadri constants, Geom. Dedicata (2009). https://doi.org/10.1007/s10711-008-9315-4
  • W. Syzdek and T. Szemberg, Seshadri fibrations of algebraic surfaces, Math. Nachr. 283 (2010), 902–908. https://arxiv.org/abs/0709.2592v1
  • O. Buse, R. Hind and E. Opshtein, Packing stability for symplectic 4-manifolds, Trans. Amer. Math. Soc. (2016). https://doi.org/10.1090/tran/6802
  • T. Eckl, Kähler packings and Seshadri constants on projective complex surfaces, Differential Geom. Appl. (2017). https://doi.org/10.1016/j.difgeo.2017.03.007
  • OpenAI, Maximal Seshadri constants on arbitrary polarized surfaces, OpenAI Math Release preprint, September 23, 2026 (Theorem 1.1, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/Maximal-Seshadri-Constants-on-Arbitrary-Polarized-Surfaces-September-23-2026/main.pdf
2 thms1 active userReviewed
Number Theory·Captain: wurtle

An asymptotic formula for the number of totientsResearch Paper

Motivation

Euler's totient φ(n)\varphi(n)φ(n) counts the integers in {1,…,n}\{1,\dots,n\}{1,…,n} coprime to nnn. Many integers share a totient, and most integers are not totients at all, so counting the distinct values of φ\varphiφ is much harder than counting integers with a given factorization. Let

V={φ(n):n≥1},V(x)=#{v∈V:v≤x}.\mathcal V=\{\varphi(n):n\ge1\},\qquad V(x)=\#\{v\in\mathcal V: v\le x\}.V={φ(n):n≥1},V(x)=#{v∈V:v≤x}.

The size of V(x)V(x)V(x) was studied by Pillai, Erdős, Hall, Pomerance, Maier and Ford over most of the twentieth century; Ford's 1998 estimate determines V(x)V(x)V(x) up to a bounded multiplicative factor but leaves open whether V(x)V(x)V(x) has an asymptotic equivalent, and Erdős and Hall's question whether V(cx)/V(x)→cV(cx)/V(x)\to cV(cx)/V(x)→c.

This mission asks for a formal proof of the explicit asymptotic formula and the Erdős–Hall regular-variation property, as stated in an OpenAI preprint dated September 25, 2026 (source). The preprint has not been peer reviewed and its claims have not been independently verified; on the platform the Lean goal is open.

Background

  • 1929 — Pillai proves that totients have density zero (Bull. AMS 35, 1929).
  • 1935 — Erdős shows V(x)≪εx/(log⁡x)1−εV(x)\ll_\varepsilon x/(\log x)^{1-\varepsilon}V(x)≪ε​x/(logx)1−ε via the normal number of prime factors of p−1p-1p−1 (Q. J. Math. 1935); later lower bounds use semiprimes (1945).
  • 1976 — Erdős and Hall obtain a lower factor exp⁡{a(log⁡3x)2}\exp\{a(\log_3x)^2\}exp{a(log3​x)2} and ask whether V(cx)/V(x)→cV(cx)/V(x)\to cV(cx)/V(x)→c (Mathematika 1976).
  • 1986–1988 — Pomerance brings the upper bound to the same scale (Acta Arith. 1986); Maier and Pomerance determine the leading constant C0=0.8178…C_0=0.8178\ldotsC0​=0.8178… in V(x)=xlog⁡xexp⁡{(C0+o(1))(log⁡3x)2}V(x)=\frac{x}{\log x}\exp\{(C_0+o(1))(\log_3x)^2\}V(x)=logxx​exp{(C0​+o(1))(log3​x)2} (Acta Arith. 1988).
  • 1998 — Ford determines V(x)V(x)V(x) up to a bounded factor and proves V(cx)−V(x)≍cV(x)V(cx)-V(x)\asymp_cV(x)V(cx)−V(x)≍c​V(x) (Ramanujan J. 1998).
  • September 2026 — The OpenAI preprint claims an explicit asymptotic equivalent and V(cx)/V(x)→cV(cx)/V(x)\to cV(cx)/V(x)→c (Theorem 2.1, p. 4).

Setting

Logarithms are natural and log⁡j\log_jlogj​ is the jjj-fold iterate. For j≥1j\ge1j≥1 let aj=(j+1)log⁡(j+1)−jlog⁡j−1a_j=(j+1)\log(j+1)-j\log j-1aj​=(j+1)log(j+1)−jlogj−1, let ρ∈(0,1)\rho\in(0,1)ρ∈(0,1) be the unique root of ∑j≥1ajρj=1\sum_{j\ge1}a_j\rho^j=1∑j≥1​aj​ρj=1, and set

λ=log⁡(1/ρ),γ=(∑j≥1jajρj)−1,g0=1,  gj=∑d=1jadgj−d.\lambda=\log(1/\rho),\qquad \gamma=\Bigl(\sum_{j\ge1}ja_j\rho^j\Bigr)^{-1},\qquad g_0=1,\ \ g_j=\sum_{d=1}^ja_dg_{j-d}.λ=log(1/ρ),γ=(j≥1∑​jaj​ρj)−1,g0​=1,  gj​=d=1∑j​ad​gj−d​.

For large xxx put B=log⁡2xB=\log_2xB=log2​x, m=⌊(log⁡B−log⁡2B)/λ⌋m=\lfloor(\log B-\log_2B)/\lambda\rfloorm=⌊(logB−log2​B)/λ⌋, the phase θ=(log⁡B−log⁡2B)/λ−m∈[0,1)\theta=(\log B-\log_2B)/\lambda-m\in[0,1)θ=(logB−log2​B)/λ−m∈[0,1), and Gm=Bm/(m!∏i≤mgi)G_m=B^m/(m!\prod_{i\le m}g_i)Gm​=Bm/(m!∏i≤m​gi​); the factor xlog⁡xGm\frac{x}{\log x}G_mlogxx​Gm​ is Ford's counting scale.

For each HHH the preprint defines an explicit arithmetic coefficient AH(f;s)A_H(f;s)AH​(f;s), s∈[0,1)s\in[0,1)s∈[0,1), from a finite set of "tail witnesses" (tuples of primes QhQ_hQh​, P≤h<HP\le h<HP≤h<H, and a cofactor aaa, subject to explicit size and recurrence constraints, P=⌊log⁡log⁡H⌋P=\lfloor\log\log H\rfloorP=⌊loglogH⌋) by inclusion–exclusion over witnesses with a common totient ddd, weighted by f(ℓ(d)/d)/df(\ell(d)/d)/df(ℓ(d)/d)/d (formula (2.8), p. 5). Here ℓ(v)=min⁡{n≥1:φ(n)=v}\ell(v)=\min\{n\ge1:\varphi(n)=v\}ℓ(v)=min{n≥1:φ(n)=v} is the least preimage, and A(f;s)=lim⁡H→∞AH(f;s)A(f;s)=\lim_{H\to\infty}A_H(f;s)A(f;s)=limH→∞​AH​(f;s) when the limit exists. The coefficient is defined without reference to VVV.

Formalization targets

Milestone: nonnegativity of the approximants (Theorem 2.1, p. 4)

AH(1;s)≥0A_H(1;s)\ge0AH​(1;s)≥0 for s∈[0,1)s\in[0,1)s∈[0,1).

Goal: Theorem 2.1 (p. 4)

AH(1;⋅)→A(1;⋅)A_H(1;\cdot)\to A(1;\cdot)AH​(1;⋅)→A(1;⋅) uniformly on [0,1)[0,1)[0,1), with 0<inf⁡sA(1;s)≤sup⁡sA(1;s)<∞0<\inf_sA(1;s)\le\sup_sA(1;s)<\infty0<infs​A(1;s)≤sups​A(1;s)<∞, and

V(x)∼xlog⁡x Gm A(1;θ),V(cx)V(x)⟶c(c>0 fixed).V(x)\sim\frac{x}{\log x}\,G_m\,A(1;\theta),\qquad \frac{V(cx)}{V(x)}\longrightarrow c\quad(c>0\ \text{fixed}).V(x)∼logxx​Gm​A(1;θ),V(x)V(cx)​⟶c(c>0 fixed).

Further milestones: least preimages (Theorem 2.2, p. 6)

For k≥1k\ge1k≥1 let Nk(x)=#{v∈V:v≤x, kx<ℓ(v)≤(k+1)x}N_k(x)=\#\{v\in\mathcal V:v\le x,\ kx<\ell(v)\le(k+1)x\}Nk​(x)=#{v∈V:v≤x, kx<ℓ(v)≤(k+1)x} and fk(r)=min⁡{1,k+1r}−min⁡{1,kr}f_k(r)=\min\{1,\tfrac{k+1}r\}-\min\{1,\tfrac kr\}fk​(r)=min{1,rk+1​}−min{1,rk​}. Then AH(fk;⋅)A_H(f_k;\cdot)AH​(fk​;⋅) converges uniformly and Nk(x)=xlog⁡xGm(A(fk;θ)+o(1))N_k(x)=\frac{x}{\log x}G_m(A(f_k;\theta)+o(1))Nk​(x)=logxx​Gm​(A(fk​;θ)+o(1)); if some totient ddd has ℓ(d)>kd\ell(d)>kdℓ(d)>kd then inf⁡sA(fk;s)>0\inf_sA(f_k;s)>0infs​A(fk​;s)>0 and Nk(x)≍V(x)N_k(x)\asymp V(x)Nk​(x)≍V(x), and otherwise Nk≡0N_k\equiv0Nk​≡0 and A(fk;⋅)≡0A(f_k;\cdot)\equiv0A(fk​;⋅)≡0. The positive alternative holds for k=1,2k=1,2k=1,2.

Significance

The result itself. The formula replaces Ford's bounded uncertainty by an explicit function of the phase θ\thetaθ, built from finite arithmetic data, and answers the Erdős–Hall question: VVV is regularly varying of index 111. Theorem 2.2 answers, in weighted form, Erdős's question on how least preimages are distributed in intervals (kx,(k+1)x](kx,(k+1)x](kx,(k+1)x], reducing it to the existence of a "seed" totient with ℓ(d)>kd\ell(d)>kdℓ(d)>kd. Whether such seeds exist for every kkk (equivalently, whether ℓ(d)/d\ell(d)/dℓ(d)/d is unbounded) is not settled by the preprint.

Formalizing it. This is analytic number theory at full strength: Ford's structure theorems for totient preimages, sieve bounds for two or three linear forms in shifted primes, simplex volume computations and an inclusion–exclusion limit. Mathlib has the totient and the prime number theorem in some forms but not these sieve and distribution results. The definitions in this mission (the renewal root ρ\rhoρ, the witnesses, AHA_HAH​) are explicit and can be checked independently of any proof.

Difficulty

Counting integers nnn with a typical factorization is a volume computation, but V(x)V(x)V(x) counts values, and different nnn can have the same totient. The preprint must show that, outside a negligible set, distinct long prime prefixes give distinct values (Proposition 5.1, p. 22, and Proposition 5.3, p. 27), which needs a uniform comparison estimate for products of shifted primes (Proposition 4.2, p. 17), while short discrete tails that may collide are kept exactly and handled by inclusion–exclusion (Lemma 6.4, p. 30). The limits are taken in a specific order (x→∞x\to\inftyx→∞ with HHH fixed, then H→∞H\to\inftyH→∞), and no continuity of s↦A(1;s)s\mapsto A(1;s)s↦A(1;s) is available, so all errors must be uniform in the phase.

Formalization scope

  • IsTotient v means v=φ(n)v=\varphi(n)v=φ(n) for some n≥1n\ge1n≥1; V x counts totients in {1,…,⌊x⌋}\{1,\dots,\lfloor x\rfloor\}{1,…,⌊x⌋}; ell v is Nat.find of the least preimage (junk value 000 for non-totients, never used on them).
  • rho is the sInf of roots in (0,1)(0,1)(0,1) of ∑j≥0aj+1zj+1=1\sum_{j\ge0}a_{j+1}z^{j+1}=1∑j≥0​aj+1​zj+1=1; the root is unique, so this is the source's ρ\rhoρ.
  • AH H f s is formula (2.8) with finsum over totients ddd and over nonempty finite sets TTT of witnesses with φ(w)=d\varphi(w)=dφ(w)=d; the witness set is finite for each HHH, so the finsums are genuine finite sums. A f s is limUnder atTop; the goal asserts uniform convergence, so the junk value is never used.
  • mainTerm x = x / log x * G x (m x) * A 1 (theta x); asymptotic equivalence is Tendsto (V x / mainTerm x) atTop (𝓝 1).
  • The milestone coefficient_nonnegative is stated for every HHH, while the source states it for sufficiently large HHH; for small HHH the witness set is empty or the inclusion–exclusion is still a probability, so this is a harmless strengthening.
  • companion_zero_case restates alternative (ii) of Theorem 2.2 in a separate definition file (TotientCompanionZero) with identical definitions.

Selected references

  • OpenAI, An asymptotic formula for the number of totients, OpenAI Math Release preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/An-asymptotic-formula-for-the-number-of-totients-September-25-2026/An-asymptotic-formula-for-the-number-of-totients-September-25-2026.pdf
  • S. S. Pillai, On some functions connected with φ(n), Bull. Amer. Math. Soc. 35 (1929), 832–836. https://www.ams.org/journals/bull/1929-35-06/S0002-9904-1929-04799-2/S0002-9904-1929-04799-2.pdf
  • P. Erdős, On the normal number of prime factors of p−1 and some related problems concerning Euler's φ-function, Q. J. Math. 6 (1935). https://doi.org/10.1093/qmath/os-6.1.205
  • P. Erdős, R. R. Hall, Distinct values of Euler's φ-function, Mathematika 23 (1976). https://doi.org/10.1112/S0025579300006100
  • C. Pomerance, On the distribution of the values of Euler's function, Acta Arith. 47 (1986). https://doi.org/10.4064/aa-47-1-63-70
  • H. Maier, C. Pomerance, On the number of distinct values of Euler's φ-function, Acta Arith. 49 (1988). https://doi.org/10.4064/aa-49-3-263-275
  • K. Ford, The distribution of totients, Ramanujan J. 2 (1998), 67–151; revised arXiv:1104.3264. https://arxiv.org/abs/1104.3264v2
2 thms1 active userReviewed
Number Theory·Captain: wurtle

A quadratic bound for Jacobsthal's functionResearch Paper

Motivation

For a positive integer nnn, Jacobsthal's function j(n)j(n)j(n) is the least mmm such that every run of mmm consecutive integers contains an integer coprime to nnn. Equivalently, j(n)−1j(n)-1j(n)−1 is the longest interval that can be covered by choosing one residue class modulo each prime divisor of nnn (the classes 0 mod p0\bmod p0modp shifted by the interval's start). Its maximum over integers with at most kkk prime divisors,

h(k)=max⁡{j(n): ω(n)≤k},h(k)=\max\{j(n):\ \omega(n)\le k\},h(k)=max{j(n): ω(n)≤k},

governs how long a stretch can be sieved out by kkk primes. It is linked to gaps between consecutive primes (long covered intervals produce large prime gaps, as in the Erdős–Rankin and Ford–Green–Konyagin–Maynard–Tao constructions) and to the limits of the linear sieve. Jacobsthal asked, and Erdős recorded, whether h(k)≪k2h(k)\ll k^2h(k)≪k2.

Background

  • 1960. Jacobsthal begins a series of papers on this function.
  • 1962. Erdős records Jacobsthal's question h(k)≪k2h(k)\ll k^2h(k)≪k2 and notes Brun's bound h(k)≪kC0h(k)\ll k^{C_0}h(k)≪kC0​ (doi:10.7146/math.scand.a-10523).
  • 1971. Iwaniec's error-term estimate for the linear sieve gives order k2log⁡2kk^2\log^2kk2log2k for the first kkk primes (doi:10.4064/aa-19-1-1-30).
  • 1977. Vaughan proves the uniform bound j(n)≪ω(n)2log⁡(2ω(n))j(n)\ll\omega(n)^2\log(2\omega(n))j(n)≪ω(n)2log(2ω(n)) and explains the exponent 2 by the linear sieve's square-root restriction (doi:10.1017/S0013091500026560).
  • 1978. Iwaniec proves h(k)≪k2log⁡2kh(k)\ll k^2\log^2kh(k)≪k2log2k for arbitrary prime sets (doi:10.1515/dema-1978-0121).
  • 2012. Hajdu and Saradha disprove Jacobsthal's primorial-extremality conjecture: j(P24)=234<236=h(24)j(P_{24})=234<236=h(24)j(P24​)=234<236=h(24) (doi:10.1090/S0025-5718-2012-02581-6).
  • 2015, 2019. Costello–Watts and Ziller compute bounds and exact values for small kkk (doi:10.1090/S0025-5718-2014-02896-2).
  • 2018. Ford, Green, Konyagin, Maynard and Tao give the lower bound j(Pk)≫k(log⁡k)2log⁡log⁡log⁡klog⁡log⁡kj(P_k)\gg k(\log k)^2\frac{\log\log\log k}{\log\log k}j(Pk​)≫k(logk)2loglogklogloglogk​ (doi:10.1090/jams/876).

The source of this mission is an OpenAI preprint dated September 25, 2026.

Setting

  • ω(n)\omega(n)ω(n) is the number of distinct prime divisors of nnn, with ω(1)=0\omega(1)=0ω(1)=0.
  • For n≥1n\ge1n≥1, j(n)j(n)j(n) is the least m≥1m\ge1m≥1 such that for every integer aaa, one of a,a+1,…,a+m−1a,a+1,\dots,a+m-1a,a+1,…,a+m−1 is coprime to nnn (note gcd⁡(0,n)=n\gcd(0,n)=ngcd(0,n)=n).
  • h(k)=sup⁡{j(n):n≥1, ω(n)≤k}h(k)=\sup\{j(n):n\ge1,\ \omega(n)\le k\}h(k)=sup{j(n):n≥1, ω(n)≤k} for k≥1k\ge1k≥1. All logarithms are natural.

Formalization targets

Milestone: quadratic bound (Jacobsthal's question)

∃C>0 ∀k≥1:h(k)≤C k2.\exists C>0\ \forall k\ge1:\quad h(k)\le C\,k^2.∃C>0 ∀k≥1:h(k)≤Ck2.

Goal: Theorem 1.1

∃C>0 ∀k≥1:h(k)≤C k2(log⁡log⁡(3k))2.\exists C>0\ \forall k\ge1:\quad h(k)\le C\,\frac{k^2}{(\log\log(3k))^2}.∃C>0 ∀k≥1:h(k)≤C(loglog(3k))2k2​.

Both are stated in Lean as the existence, for each kkk, of a length mmm satisfying IsJacobsthalBound k m with the displayed size bound. The goal OAI.Erdos970.Erdos970Final.erdos_970_iterated_log is open on the platform.

Significance

Theorem 1.1 answers Jacobsthal's question affirmatively, uniformly over all prime sets and interval positions, and removes the logarithmic losses in the bounds of Vaughan and Iwaniec, going slightly below the quadratic scale. It shows that the linear sieve can be pushed to its limiting parameter s=2s=2s=2, where the lower sieve function vanishes, by retaining a boundary contribution. The gap to the best lower bound (roughly k(log⁡k)2k(\log k)^2k(logk)2) remains large; Vaughan suggested j(n)≪εω(n)1+εj(n)\ll_\varepsilon\omega(n)^{1+\varepsilon}j(n)≪ε​ω(n)1+ε.

The result is proved in an OpenAI preprint, which has not been peer reviewed. No machine-checked proof exists. The constant CCC is not made explicit.

Difficulty

The linear sieve gives a lower bound for the number of uncovered integers only when the sieving range is below the square root of the interval length, which is exactly where the exponent 2 comes from; at the critical parameter the main term of the lower-bound sieve vanishes, so the standard argument yields nothing and a log⁡2k\log^2klog2k loss appears. One must keep the boundary term that the leading linear-sieve calculation discards, and then show that the actual prescribed residue classes do not deviate much from a reference calculation. Positivity of the reference calculation alone does not suffice: the comparison requires an inverse estimate for a witnessing edge of a decreasing-prime tree, variance bounds, and stopping-time counts for hard endpoints.

Formalization scope

  • IsJacobsthalBound k m: for every n : ℕ with 0 < n and n.primeFactors.card ≤ k, and every a : ℤ, some i < m has (a + i).natAbs.Coprime n.
  • JacobsthalQuadratic: ∃ C > 0, ∀ k > 0, ∃ m, IsJacobsthalBound k m ∧ m ≤ C k^2.
  • JacobsthalIteratedLog: the same with bound C k^2 / (log (log (3k)))^2; for k≥1k\ge1k≥1 the denominator is positive.
  • The two targets live in separate definition files that both define IsJacobsthalBound identically.

A complete development needs the fundamental lemma of the sieve, Buchstab-type functions of the linear sieve, prime number theorem estimates in short ranges and progressions, the additive large sieve, a lattice-point count on plane curves, and renewal-type arguments for a continuous path process. Contributions formalizing Theorem 1.2 (the quantitative covering estimate), Lemma 2.1 (fundamental lemma of the sieve), Proposition 6.3 (positive reference margin), Proposition 8.2 (inverse estimate for an edge) and Corollary 9.3 are welcome.

Selected references

  • OpenAI, A quadratic bound for Jacobsthal's function, preprint, September 25, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/A-quadratic-bound-for-Jacobsthals-function-September-25-2026/paper.pdf
  • P. Erdős, On the integers relatively prime to n and on a number-theoretic function considered by Jacobsthal, Math. Scand., 1962. https://doi.org/10.7146/math.scand.a-10523
  • R. C. Vaughan, On the order of magnitude of Jacobsthal's function, Proc. Edinburgh Math. Soc., 1977. https://doi.org/10.1017/S0013091500026560
  • H. Iwaniec, On the problem of Jacobsthal, Demonstratio Math., 1978. https://doi.org/10.1515/dema-1978-0121
  • H. Iwaniec, On the error term in the linear sieve, Acta Arith., 1971. https://doi.org/10.4064/aa-19-1-1-30
  • L. Hajdu, N. Saradha, Disproof of a conjecture of Jacobsthal, Math. Comp., 2012. https://doi.org/10.1090/S0025-5718-2012-02581-6
  • K. Ford, B. Green, S. Konyagin, J. Maynard, T. Tao, Long gaps between primes, J. Amer. Math. Soc., 2018. https://doi.org/10.1090/jams/876
  • F. Costello, P. Watts, An upper bound on Jacobsthal's function, Math. Comp., 2015. https://doi.org/10.1090/S0025-5718-2014-02896-2
  • J. Friedlander, H. Iwaniec, Opera de Cribro, AMS, 2010. https://doi.org/10.1090/coll/057
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CombinatoricsNumber Theory·Captain: wurtle

The additive indecomposability of the primesResearch Paper

Motivation

Goldbach-type problems ask which sets are sumsets of primes. The inverse Goldbach problem, due to Ostmann (1956), reverses the question: can the set of primes itself, up to finitely many changes, be written as a sumset A+B={a+b:a∈A, b∈B}A+B=\{a+b:a\in A,\ b\in B\}A+B={a+b:a∈A, b∈B} with both AAA and BBB having at least two elements? Ostmann conjectured that it cannot: the primes are asymptotically additively indecomposable. The problem is a clean test of how much additive structure the primes can carry, and it connects sieve theory (the primes avoid one residue class modulo each prime) with inverse questions for the large sieve.

Background

  • 1954–1955. Hornfeck proves early restrictions on additive decompositions of the primes (doi:10.1007/BF01187376).
  • 1956. Ostmann formulates the conjecture in his treatise on additive number theory (doi:10.1007/978-3-662-11030-0).
  • 1964. Laffer and Mann show that a hypothetical decomposition must have two infinite summands (doi:10.2140/pjm.1964.14.547).
  • 1988–1996. Pomerance, Sárközy and Stewart, and Hofmann and Wolke, obtain sieve restrictions on the summands (doi:10.2140/pjm.1988.133.363, doi:10.1007/BF01189097).
  • 2001. Elsholtz combines the large and larger sieves to put both counting functions near the square-root scale and rules out decompositions into three nontrivial summands (doi:10.1112/S0025579300014406).
  • 2014–2016. Green and Harper show that an inverse large-sieve conjecture would imply Ostmann's conjecture (arXiv:1311.6176); Elsholtz and Harper sharpen the binary counting bounds (doi:10.1090/S0002-9947-2014-06384-8); Shao proves a finite ternary obstruction (doi:10.1353/ajm.2016.0038).
  • 2020–2026. Hanson, then Croot, Mao and Yip, and Croot, Mao, Pohoata and Yip prove partial inverse theorems for the large sieve and derive further necessary conditions on a hypothetical decomposition (doi:10.1017/S0305004118000518, arXiv:2510.08862, arXiv:2607.15311).

The source of this mission is an OpenAI preprint dated September 24, 2026.

Setting

Let N0={0,1,2,… }\mathbb N_0=\{0,1,2,\dots\}N0​={0,1,2,…} and let PPP be the set of positive primes. For A,B⊆N0A,B\subseteq\mathbb N_0A,B⊆N0​ the sumset is A+B={a+b:a∈A, b∈B}A+B=\{a+b:a\in A,\ b\in B\}A+B={a+b:a∈A, b∈B}. Two sets are asymptotically equal if their symmetric difference X△Y=(X∖Y)∪(Y∖X)X\triangle Y=(X\setminus Y)\cup(Y\setminus X)X△Y=(X∖Y)∪(Y∖X) is finite. A decomposition is nontrivial if ∣A∣≥2|A|\ge2∣A∣≥2 and ∣B∣≥2|B|\ge2∣B∣≥2; the trivial decompositions {0}+P\{0\}+P{0}+P are excluded.

Formalization targets

Goal: Theorem 1.1 (Ostmann's conjecture)

A,B⊆N0, ∣A∣≥2, ∣B∣≥2 ⟹ (A+B)△P is infinite.A,B\subseteq\mathbb N_0,\ |A|\ge2,\ |B|\ge2\ \Longrightarrow\ (A+B)\triangle P\ \text{is infinite}.A,B⊆N0​, ∣A∣≥2, ∣B∣≥2 ⟹ (A+B)△P is infinite.

Milestone: Theorem 2.3 (two infinite summands)

There are no infinite A,B⊆N0 with (A+B)△P finite.\text{There are no infinite }A,B\subseteq\mathbb N_0\text{ with }(A+B)\triangle P\text{ finite}.There are no infinite A,B⊆N0​ with (A+B)△P finite.

Theorem 2.3 is the core of the proof; Lemma 2.2 reduces Theorem 1.1 to it by a short sieve argument.

The goal OAI.Ostmann.inverseGoldbach is open on the platform.

Significance

Theorem 1.1 resolves Ostmann's conjecture. The conclusion controls both requirements of an eventual decomposition: if ∣A∣,∣B∣≥2|A|,|B|\ge2∣A∣,∣B∣≥2 and A+BA+BA+B contains every sufficiently large prime, then A+BA+BA+B contains infinitely many composite numbers. The proof does not go through the general inverse large-sieve conjecture of Green and Harper; it uses the simultaneous residue restrictions together with coverage of every large prime directly.

The result is proved in an OpenAI preprint, which has not been peer reviewed. No machine-checked proof exists. The statement is elementary, so the formal target is short; the difficulty is entirely in the proof.

Difficulty

Counting alone cannot work: sieve bounds put A(x)A(x)A(x) and B(x)B(x)B(x) near x\sqrt xx​, which is compatible with the lower bound A(x)B(x)≫x/log⁡xA(x)B(x)\gg x/\log xA(x)B(x)≫x/logx forced by covering the primes. The known necessary conditions (large intersections with quadratic images) fall short of the near-containment that Green and Harper's conditional route requires. The proof must turn the local information (modulo each prime ppp, the images of AAA and −B-B−B are disjoint) into a global contradiction: it rules out correlations with translated multiplicative characters of every order, compares a positive sumset statistic with its average over the primes, and handles residue indicators with no prescribed algebraic form via a finite-field comparison of binary trees. The paper runs to about 80 pages.

Formalization scope

  • primes = {n : ℕ | Nat.Prime n}; sumset A B is Mathlib's pointwise A + B on Set ℕ.
  • A.Nontrivial means AAA has two distinct elements.
  • InverseGoldbach asserts Set.Infinite (sumset A B ∆ primes); TwoInfiniteSummandsImpossible uses EventuallyPrimeSumset A B := ∃ N, ∀ n ≥ N, n ∈ A + B ↔ n.Prime, which is equivalent to a finite symmetric difference.
  • OAI.Ostmann.main is the same statement as the goal without the definition file and is included as a reference item.

A complete development needs the additive large sieve (Montgomery–Vaughan), Gallagher's larger sieve, Mertens-type estimates, character sums over finite fields including the quadratic large sieve, prime number theorems in progressions with the exceptional character, and Fourier analysis on Fp\mathbb F_pFp​. Contributions formalizing Lemma 2.1 (fixed shifts), Lemma 2.2 (finite summands), Lemma 2.4 (square-root bounds), Proposition 3.1, Corollary 4.2 (mixed-character decorrelation), Proposition 5.1 and Lemma 6.1 (tree comparison) are welcome.

Selected references

  • OpenAI, The additive indecomposability of the primes, preprint, September 24, 2026. https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/the-additive-indecomposability-of-the-primes-September-24-2026/paper.pdf
  • H.-H. Ostmann, Additive Zahlentheorie. Erster Teil, Springer, 1956. https://doi.org/10.1007/978-3-662-11030-0
  • W. B. Laffer, H. B. Mann, Decomposition of sets of group elements, Pacific J. Math., 1964. https://doi.org/10.2140/pjm.1964.14.547
  • C. Elsholtz, The inverse Goldbach problem, Mathematika, 2001. https://doi.org/10.1112/S0025579300014406
  • B. Green, A. J. Harper, Inverse questions for the large sieve, Geom. Funct. Anal., 2014. https://doi.org/10.1007/s00039-014-0288-1
  • C. Elsholtz, A. J. Harper, Additive decompositions of sets with restricted prime factors, Trans. Amer. Math. Soc., 2015. https://doi.org/10.1090/S0002-9947-2014-06384-8
  • X. Shao, On an inverse ternary Goldbach problem, Amer. J. Math., 2016. https://doi.org/10.1353/ajm.2016.0038
  • B. Hanson, Additive correlation and the inverse problem for the large sieve, Math. Proc. Cambridge Philos. Soc., 2020. https://doi.org/10.1017/S0305004118000518
  • E. Croot, J. Mao, C. Pohoata, C. H. Yip, A sharp inverse theorem for the quadratic large sieve, preprint, 2026. https://arxiv.org/abs/2607.15311
  • H. L. Montgomery, R. C. Vaughan, The large sieve, Mathematika, 1973. https://doi.org/10.1112/S0025579300004708
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Number TheoryProbability·Captain: wurtle

The joint Dickman law for consecutive integersResearch Paper

Motivation: largest prime factors of neighbouring integers

Let P+(n)P^+(n)P+(n) be the largest prime factor of an integer n≥2n\ge2n≥2. The classical theory of smooth numbers (Dickman 1930, Ramaswami 1949, de Bruijn 1951) shows that log⁡P+(n)/log⁡n\log P^+(n)/\log nlogP+(n)/logn has a limiting distribution: the proportion of n≤Xn\le Xn≤X with P+(n)≤XaP^+(n)\le X^aP+(n)≤Xa tends to ρ(1/a)\rho(1/a)ρ(1/a), where ρ\rhoρ is the Dickman function. Multiplicative structure of nnn and of n+1n+1n+1 is expected to be independent, since consecutive integers share no prime factor, but proving independence of such "additive shifts" of multiplicative data is the core difficulty of the Chowla/Elliott circle of problems. Erdős and Pomerance (1978) asked whether P+(n)P^+(n)P+(n) and P+(n+1)P^+(n+1)P+(n+1) are asymptotically independent with Dickman marginals, and, as a consequence, whether P+(n)<P+(n+1)P^+(n)<P^+(n+1)P+(n)<P+(n+1) holds for exactly half of all nnn (a comparison question usually attributed to Erdős and Turán).

Timeline

  • 1930–1951 — Dickman, Ramaswami and de Bruijn establish the one-variable law #{n≤X:P+(n)≤Xa}/X→ρ(1/a)\#\{n\le X: P^+(n)\le X^a\}/X\to\rho(1/a)#{n≤X:P+(n)≤Xa}/X→ρ(1/a).
  • 1978 — Erdős and Pomerance formulate the joint independence problem, prove that each ordering of P+(n),P+(n+1)P^+(n),P^+(n+1)P+(n),P+(n+1) has lower natural density at least 0.00990.00990.0099, and show that P+(n)/P+(n+1)P^+(n)/P^+(n+1)P+(n)/P+(n+1) rarely lies in (X−δ,Xδ)(X^{-\delta},X^{\delta})(X−δ,Xδ) (Aequationes Math. 17 (1978)).
  • 2005 — de la Bretèche, Pomerance and Tenenbaum raise the lower density to 0.055440.055440.05544 (and 0.058660.058660.05866 via an observation of Fouvry).
  • 2017–2018 — Wang obtains 0.10630.10630.1063 and 0.13560.13560.1356.
  • 2018 — Teräväinen proves the joint Dickman law in logarithmic density, and logarithmic density 1/21/21/2 for the ordering (Forum Math. Sigma 6 (2018)).
  • 2019 — Tao and Teräväinen obtain the joint law for ordinary averages outside an exceptional set of scales of logarithmic density zero (Algebra Number Theory 13 (2019)).
  • 2021 — Wang proves the ordinary joint law conditionally on the Elliott–Halberstam conjecture for friable integers (J. Number Theory 223).
  • 2022 — Jiang, Lü and Wang prove averaged-over-shift versions (Adv. Math. 409).
  • 2025–2026 — Lü and Wang reach lower density 0.20170.20170.2017; Yang reaches 0.2800.2800.280 (arXiv:2607.16032); Tao and Teräväinen give a quantitative joint law outside exceptional scales (arXiv:2512.01739).
  • 2026 — An OpenAI preprint, The joint Dickman law for consecutive integers (OpenAI Math Release, September 24, 2026), claims the unconditional joint law in ordinary natural density at every scale. It has not been peer reviewed, and its proof is not formally verified.

Setting

For n≥2n\ge2n≥2, P+(n)P^+(n)P+(n) is the largest prime dividing nnn. The Dickman function ρ:[0,∞)→R\rho:[0,\infty)\to\mathbb Rρ:[0,∞)→R is the continuous function with

ρ(u)=1 (0≤u≤1),uρ′(u)=−ρ(u−1) (u>1),\rho(u)=1\ (0\le u\le1),\qquad u\rho'(u)=-\rho(u-1)\ (u>1),ρ(u)=1 (0≤u≤1),uρ′(u)=−ρ(u−1) (u>1),

equivalently ρ(u)=1−∫1uρ(t−1) dtt\rho(u)=1-\int_1^u \rho(t-1)\,\frac{dt}{t}ρ(u)=1−∫1u​ρ(t−1)tdt​ for u≥1u\ge1u≥1. For a property PPP of integers and real X>0X>0X>0, the natural density at scale XXX is

realDensity(P,X)=1X #{2≤n≤X: P(n)}.\mathrm{realDensity}(P,X)=\frac1X\,\#\{2\le n\le X:\ P(n)\}.realDensity(P,X)=X1​#{2≤n≤X: P(n)}.

Formalization targets

Goal: the joint Dickman law (Theorem 1.1)

For every fixed a,b∈(0,1)a,b\in(0,1)a,b∈(0,1),

lim⁡X→∞1X#{2≤n≤X: P+(n)≤na, P+(n+1)≤nb}=ρ(1/a) ρ(1/b),\lim_{X\to\infty}\frac1X\#\{2\le n\le X:\ P^+(n)\le n^a,\ P^+(n+1)\le n^b\}=\rho(1/a)\,\rho(1/b),X→∞lim​X1​#{2≤n≤X: P+(n)≤na, P+(n+1)≤nb}=ρ(1/a)ρ(1/b),

with XXX running over all reals and ordinary, unweighted counting. The goal statement is published on the platform with status Open.

Milestones: equal ordering densities (Corollary 1.2)

lim⁡X→∞1X#{2≤n≤X: P+(n)<P+(n+1)}=12,lim⁡X→∞1X#{2≤n≤X: P+(n+1)<P+(n)}=12.\lim_{X\to\infty}\frac1X\#\{2\le n\le X:\ P^+(n)<P^+(n+1)\}=\tfrac12, \qquad \lim_{X\to\infty}\frac1X\#\{2\le n\le X:\ P^+(n+1)<P^+(n)\}=\tfrac12 .X→∞lim​X1​#{2≤n≤X: P+(n)<P+(n+1)}=21​,X→∞lim​X1​#{2≤n≤X: P+(n+1)<P+(n)}=21​.

Significance

The result itself. Theorem 1.1 says that, in natural density, log⁡P+(n)/log⁡n\log P^+(n)/\log nlogP+(n)/logn and log⁡P+(n+1)/log⁡n\log P^+(n+1)/\log nlogP+(n+1)/logn are independent with Dickman marginals. It settles the Erdős–Pomerance independence question positively, removes the logarithmic weighting of Teräväinen's theorem and the exceptional scales of Tao–Teräväinen, and implies the Erdős–Turán comparison: because the limiting marginal is continuous, the product law gives no mass to the diagonal, so each strict ordering has density 1/21/21/2 (Corollary 1.2). Previous unconditional work only gave lower natural densities, never the existence of the density.

Formalizing it. The goal is a clean density statement about elementary objects, but its proof combines Matomäki–Radziwiłł short-interval estimates, sieve bounds, a divisor amplifier, graph comparison and cut-norm sampling. No part of this argument is machine-checked. Even the one-variable Dickman law (the marginal case) is not in Mathlib, and would be a reusable milestone in its own right.

Difficulty

Independence of nnn and n+1n+1n+1 is a binary correlation problem for multiplicative data, of the same nature as the two-point Chowla conjecture. Tao's entropy-decrement and logarithmic-averaging method handles such correlations only with weight 1/n1/n1/n, or at almost all scales; the step that fails for ordinary density is ruling out a positive correlation along a sparse sequence of scales. The indicator 1P+(n)≤na\mathbf 1_{P^+(n)\le n^a}1P+(n)≤na​ is also not multiplicative, so short-interval theorems for multiplicative functions do not apply to it directly.

Formalization scope

  • Nat.maxPrimeFac n (largest element of the prime factor list, a faithful backport of the Mathlib definition) represents P+(n)P^+(n)P+(n); its junk values at 0,10,10,1 are irrelevant since counting starts at n=2n=2n=2.
  • realDensity P X is #{n ∈ [2, ⌊X⌋] : P n} / X as a real number, and limits are Tendsto … atTop over real XXX, matching "the limit over all real XXX".
  • The thresholds are P+(n)≤naP^+(n)\le n^aP+(n)≤na with real powers (n:ℝ)^a, and the hypotheses 0<a<10<a<10<a<1, 0<b<10<b<10<b<1 are explicit.
  • ρ\rhoρ is constructed by iterating the delay integral equation stepApprox and evaluating the ⌈u⌉\lceil u\rceil⌈u⌉-th iterate at uuu; this agrees with the Dickman function on [0,∞)[0,\infty)[0,∞), which is the only range used (1/a,1/b>11/a,1/b>11/a,1/b>1). A wrong ρ\rhoρ would make the goal false, so this definition is part of what solvers should check.
  • Needed infrastructure: the one-variable Dickman law, Selberg–Delange and sieve estimates, short-interval mean values of multiplicative functions, and profinite/Haar-measure compactness arguments. Contributions formalizing the smooth-number marginal or the deduction of Corollary 1.2 from Theorem 1.1 are welcome.

Selected references

  • K. Dickman, On the frequency of numbers containing prime factors of a certain relative magnitude, Ark. Mat. Astr. Fys. 22A (1930).
  • N. G. de Bruijn, On the number of positive integers ≤x\le x≤x and free of prime factors >y>y>y, Proc. KNAW Ser. A 54 (1951). https://research.tue.nl/en/publications/on-the-number-of-positive-integers-leq-x-and-free-of-prime-factor/
  • P. Erdős and C. Pomerance, On the largest prime factors of nnn and n+1n+1n+1, Aequationes Math. 17 (1978), 311–321. https://www.renyi.hu/~p_erdos/1978-29.pdf
  • J. Teräväinen, On binary correlations of multiplicative functions, Forum Math. Sigma 6 (2018), e10. https://doi.org/10.1017/fms.2018.10
  • T. Tao and J. Teräväinen, The structure of correlations of multiplicative functions at almost all scales, with applications to the Chowla and Elliott conjectures, Algebra Number Theory 13 (2019). https://doi.org/10.2140/ant.2019.13.2103
  • K. Matomäki and M. Radziwiłł, Multiplicative functions in short intervals, Ann. of Math. 183 (2016). https://doi.org/10.4007/annals.2016.183.3.6
  • T. Tao and J. Teräväinen, Quantitative correlations and some problems on prime factors of consecutive integers, preprint (2026). https://arxiv.org/abs/2512.01739
  • OpenAI, The joint Dickman law for consecutive integers, OpenAI Math Release preprint, September 24, 2026 (Theorem 1.1 and Corollary 1.2, p. 2). https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/preprints/The-joint-Dickman-law-for-consecutive-integers-September-24-2026/paper.pdf
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Operations ResearchOptimization·Captain: mikedeng1

Theoretical and Numerical Comparison of Relaxation Methods for Mathematical Programs with Complementarity Constraints 1: Scholtes Relaxation Limits Are C-Stationary under MPEC-MFCQResearch Paper

Motivation

A mathematical program with complementarity constraints (MPCC, also called MPEC, mathematical program with equilibrium constraints) is a nonlinear optimization problem in which some pairs of constraint functions must be nonnegative with at least one of each pair equal to zero. Such constraints model equilibria inside an optimization problem: bilevel programs whose lower level is replaced by its optimality conditions, Stackelberg games, traffic and electricity market equilibria, contact problems in mechanics. See Luo, Pang and Ralph, Mathematical Programs with Equilibrium Constraints (Cambridge University Press, 1996), doi:10.1017/CBO9780511983658.

The complementarity constraints make the standard theory fail. At every feasible point the Mangasarian–Fromovitz constraint qualification is violated, so the Karush–Kuhn–Tucker conditions are not necessary for optimality, and standard NLP solvers lose their convergence guarantees. A common remedy is relaxation: replace the MPEC by a family of ordinary nonlinear programs depending on a parameter t>0t>0t>0, solve them for t↓0t\downarrow0t↓0, and study the limits of their stationary points.

The first relaxation scheme, and the reference point for all later ones, is due to Scholtes (Convergence properties of a regularization scheme for mathematical programs with complementarity constraints, SIAM J. Optim. 11 (2001), doi:10.1137/S1052623499361233). Scholtes showed that limits of stationary points of the relaxed programs are C-stationary when MPEC-LICQ holds at the limit. Hoheisel, Kanzow and Schwartz (Preprint 299, University of Würzburg, 2010; later Math. Program. 137 (2013), doi:10.1007/s10107-011-0488-5) compare five relaxation schemes and weaken the constraint qualification in each convergence theorem. For Scholtes' scheme, their Theorem 3.1 replaces MPEC-LICQ by the weaker MPEC-MFCQ. This mission formalizes that theorem.

Setting

The MPEC (1) is

min⁡f(x)  s.t.  gi(x)≤0 (i≤m),  hi(x)=0 (i≤p),  Gi(x)≥0,  Hi(x)≥0,  Gi(x)Hi(x)=0 (i≤l),\min f(x)\ \ \text{s.t.}\ \ g_i(x)\le0\ (i\le m),\ \ h_i(x)=0\ (i\le p),\ \ G_i(x)\ge0,\ \ H_i(x)\ge0,\ \ G_i(x)H_i(x)=0\ (i\le l),minf(x)  s.t.  gi​(x)≤0 (i≤m),  hi​(x)=0 (i≤p),  Gi​(x)≥0,  Hi​(x)≥0,  Gi​(x)Hi​(x)=0 (i≤l),

with continuously differentiable f,gi,hi,Gi,Hi:Rn→Rf,g_i,h_i,G_i,H_i:\mathbb R^n\to\mathbb Rf,gi​,hi​,Gi​,Hi​:Rn→R and feasible set XXX. For a point x∗x^*x∗ the paper uses the index sets Ig={i∣gi(x∗)=0}I_g=\{i\mid g_i(x^*)=0\}Ig​={i∣gi​(x∗)=0}, I0+={i∣Gi(x∗)=0<Hi(x∗)}I_{0+}=\{i\mid G_i(x^*)=0<H_i(x^*)\}I0+​={i∣Gi​(x∗)=0<Hi​(x∗)}, I00={i∣Gi(x∗)=Hi(x∗)=0}I_{00}=\{i\mid G_i(x^*)=H_i(x^*)=0\}I00​={i∣Gi​(x∗)=Hi​(x∗)=0} and I+0={i∣Gi(x∗)>0=Hi(x∗)}I_{+0}=\{i\mid G_i(x^*)>0=H_i(x^*)\}I+0​={i∣Gi​(x∗)>0=Hi​(x∗)}.

A standard nonlinear program has constraints gi≤0g_i\le0gi​≤0, hj=0h_j=0hj​=0. Its point xxx satisfies the Mangasarian–Fromovitz constraint qualification (MFCQ) if the gradients ∇hj(x)\nabla h_j(x)∇hj​(x) are linearly independent and some direction ddd has ∇gi(x)Td<0\nabla g_i(x)^Td<0∇gi​(x)Td<0 for all active iii and ∇hj(x)Td=0\nabla h_j(x)^Td=0∇hj​(x)Td=0 for all jjj. A stationary point is the xxx-part of a KKT point: xxx is feasible and there are λ≥0\lambda\ge0λ≥0, μ\muμ with λigi(x)=0\lambda_ig_i(x)=0λi​gi​(x)=0 and ∇f(x)+∑λi∇gi(x)+∑μj∇hj(x)=0\nabla f(x)+\sum\lambda_i\nabla g_i(x)+\sum\mu_j\nabla h_j(x)=0∇f(x)+∑λi​∇gi​(x)+∑μj​∇hj​(x)=0.

The tightened program TNLP(x∗)(x^*)(x∗) keeps gi≤0g_i\le0gi​≤0, hi=0h_i=0hi​=0 and imposes Gi=0, Hi≥0G_i=0,\ H_i\ge0Gi​=0, Hi​≥0 on I0+I_{0+}I0+​, Gi≥0, Hi=0G_i\ge0,\ H_i=0Gi​≥0, Hi​=0 on I+0I_{+0}I+0​, and Gi=Hi=0G_i=H_i=0Gi​=Hi​=0 on I00I_{00}I00​. MPEC-MFCQ holds at x∗x^*x∗ if MFCQ holds at x∗x^*x∗ for TNLP(x∗)(x^*)(x∗).

A feasible x∗x^*x∗ is weakly stationary if there are multipliers λ∈Rm\lambda\in\mathbb R^mλ∈Rm, μ∈Rp\mu\in\mathbb R^pμ∈Rp, γ,ν∈Rl\gamma,\nu\in\mathbb R^lγ,ν∈Rl with

∇f(x∗)+∑i=1mλi∇gi(x∗)+∑i=1pμi∇hi(x∗)−∑i=1lγi∇Gi(x∗)−∑i=1lνi∇Hi(x∗)=0,\nabla f(x^*)+\sum_{i=1}^m\lambda_i\nabla g_i(x^*)+\sum_{i=1}^p\mu_i\nabla h_i(x^*)-\sum_{i=1}^l\gamma_i\nabla G_i(x^*)-\sum_{i=1}^l\nu_i\nabla H_i(x^*)=0,∇f(x∗)+i=1∑m​λi​∇gi​(x∗)+i=1∑p​μi​∇hi​(x∗)−i=1∑l​γi​∇Gi​(x∗)−i=1∑l​νi​∇Hi​(x∗)=0,

λ≥0\lambda\ge0λ≥0, λigi(x∗)=0\lambda_ig_i(x^*)=0λi​gi​(x∗)=0, γi=0\gamma_i=0γi​=0 on I+0I_{+0}I+0​ and νi=0\nu_i=0νi​=0 on I0+I_{0+}I0+​. It is C-stationary if such multipliers can be chosen with, in addition, γiνi≥0\gamma_i\nu_i\ge0γi​νi​≥0 for all i∈I00i\in I_{00}i∈I00​.

Scholtes' relaxed program RS(t)R^S(t)RS(t) replaces Gi(x)Hi(x)=0G_i(x)H_i(x)=0Gi​(x)Hi​(x)=0 by Gi(x)Hi(x)≤tG_i(x)H_i(x)\le tGi​(x)Hi​(x)≤t and keeps all other constraints of (1). The notation {tk}↓0\{t_k\}\downarrow0{tk​}↓0 means a sequence of positive parameters decreasing to 000.

Formalization targets

Goal: Theorem 3.1

Let {tk}↓0\{t_k\}\downarrow0{tk​}↓0, let xkx^kxk be a stationary point of RS(tk)R^S(t_k)RS(tk​), and let xk→x∗x^k\to x^*xk→x∗ with MPEC-MFCQ at x∗x^*x∗. Then

x∗ is a C-stationary point of the MPEC (1).x^*\ \text{is a C-stationary point of the MPEC (1).}x∗ is a C-stationary point of the MPEC (1).

No feasibility of x∗x^*x∗ is assumed; it is part of the conclusion.

Milestones

  1. Remark 2.2: for a feasible point of a standard NLP, MFCQ holds if and only if the active inequality gradients together with all equality gradients are positive-linearly independent.
  2. §2.2, pp. 6–7: MPEC-MFCQ written out explicitly, i.e. linear independence of ∇hi\nabla h_i∇hi​, ∇Gi\nabla G_i∇Gi​ (I00∪I0+I_{00}\cup I_{0+}I00​∪I0+​) and ∇Hi\nabla H_i∇Hi​ (I00∪I+0I_{00}\cup I_{+0}I00​∪I+0​), plus a direction ddd.
  3. Proof of Theorem 3.2, p. 11: MPEC-MFCQ implies positive-linear independence of {∇gi(x∗)}Ig∪{{∇hi}∪{∇Gi}I00∪I0+∪{∇Hi}I00∪I+0}\{\nabla g_i(x^*)\}_{I_g}\cup\{\{\nabla h_i\}\cup\{\nabla G_i\}_{I_{00}\cup I_{0+}}\cup\{\nabla H_i\}_{I_{00}\cup I_{+0}}\}{∇gi​(x∗)}Ig​​∪{{∇hi​}∪{∇Gi​}I00​∪I0+​​∪{∇Hi​}I00​∪I+0​​}.
  4. Proof of Theorem 3.1, p. 9: for large kkk, Ig(xk)⊆IgI_g(x^k)\subseteq I_gIg​(xk)⊆Ig​, IG(xk)⊆I00∪I0+I_G(x^k)\subseteq I_{00}\cup I_{0+}IG​(xk)⊆I00​∪I0+​, IH(xk)⊆I00∪I+0I_H(x^k)\subseteq I_{00}\cup I_{+0}IH​(xk)⊆I00​∪I+0​.
  5. Proof of Theorem 3.1, pp. 10–11: under the goal's hypotheses, x∗x^*x∗ is weakly stationary.

Significance

Theorem 3.1 says that Scholtes' scheme, run to the limit, produces C-stationary points under a constraint qualification strictly weaker than the one in Scholtes' original result. MPEC-MFCQ is the natural assumption here: under it the KKT multipliers of the relaxed programs need not converge, and the theorem shows that a convergent subsequence of suitably modified multipliers still exists. The result is the first of a family of convergence theorems in the paper (the schemes of Lin–Fukushima, Kadrani–Dussault–Benchakroun and Steffensen–Ulbrich follow the same pattern) and the baseline against which those schemes are compared.

The theorem is proved in the paper; it is not open. To the extent a search of the Prove2Me catalog shows, no MPEC stationarity concept, MPEC constraint qualification or relaxation result has been formalized there, and Mathlib has no theory of constraint qualifications for nonlinear programs. The mission produces a machine-checked proof of Theorem 3.1 and, along the way, reusable statements of Definition 2.1, MFCQ, KKT points and the MFCQ/positive-linear-independence equivalence for general nonlinear programs.

Difficulty

The obvious argument takes a limit of the KKT multipliers of RS(tk)R^S(t_k)RS(tk​). That fails twice. First, under MPEC-MFCQ the multiplier sequence need not be bounded, so there may be nothing to take a limit of; boundedness has to be recovered from MPEC-MFCQ through positive-linear independence, a theorem of the alternative. Second, the multiplier δk\delta^kδk of the product constraint GiHi≤tkG_iH_i\le t_kGi​Hi​≤tk​ multiplies Hi∇Gi+Gi∇HiH_i\nabla G_i+G_i\nabla H_iHi​∇Gi​+Gi​∇Hi​, which is not a multiplier of ∇Gi\nabla G_i∇Gi​ or ∇Hi\nabla H_i∇Hi​ alone; how it is redistributed depends on whether iii lies in I0+I_{0+}I0+​, I+0I_{+0}I+0​ or I00I_{00}I00​, and the sign condition on I00I_{00}I00​ comes from the support disjointness between δk\delta^kδk and the multipliers of Gi≥0G_i\ge0Gi​≥0, Hi≥0H_i\ge0Hi​≥0, which uses tk>0t_k>0tk​>0. Compactness, index-set bookkeeping along a subsequence and continuity of all gradients have to be combined.

Formalization scope

  • Rn\mathbb R^nRn is EuclideanSpace ℝ (Fin n), gradients are Mathlib's gradient, and ∇g(x)Td\nabla g(x)^Td∇g(x)Td is the inner product. Constraint indices are Fin m, Fin p, Fin l (0-based); m,p,lm,p,lm,p,l may be 000.
  • The paper's standing assumption that all data are continuously differentiable (p. 1) is the explicit hypothesis P.IsC1 (ContDiff ℝ 1 for each function) of the goal and of milestones 4 and 5. Milestones 1–3 are pointwise linear algebra and assume no smoothness.
  • "Stationary point of RS(tk)R^S(t_k)RS(tk​)" is a KKT point of RS(tk)R^S(t_k)RS(tk​) viewed as a standard NLP with inequality constraints gi≤0g_i\le0gi​≤0, −Gi≤0-G_i\le0−Gi​≤0, −Hi≤0-H_i\le0−Hi​≤0, GiHi−t≤0G_iH_i-t\le0Gi​Hi​−t≤0: feasibility, nonnegative multipliers and complementary slackness are included (p. 5).
  • "{tk}↓0\{t_k\}\downarrow0{tk​}↓0" is tk>0t_k>0tk​>0 for all kkk, (tk)(t_k)(tk​) nonincreasing, and tk→0t_k\to0tk​→0.
  • Families of gradients are indexed families (repeated vectors count as dependent); in MPEC-MFCQ an index of I00I_{00}I00​ contributes both ∇Gi\nabla G_i∇Gi​ and ∇Hi\nabla H_i∇Hi​. TNLP(x∗)(x^*)(x∗) has constraints indexed by subtypes of the index sets; absent constraints are not padded by zero functions, which would make MPEC-MFCQ fail everywhere.
  • Definition 2.3(a) is printed with two misprints ("μihi(x∗)\mu_ih_i(x^*)μi​hi​(x∗)", "i=1,…,li=1,\dots,li=1,…,l" for the complementarity of λ\lambdaλ); the formalization uses μi∇hi(x∗)\mu_i\nabla h_i(x^*)μi​∇hi​(x∗) and i=1,…,mi=1,\dots,mi=1,…,m. C-stationarity requires feasibility and one multiplier tuple satisfying both the weak-stationarity conditions and the sign condition on I00I_{00}I00​.
  • A "stationary point" that is merely a feasible point or a critical point of fff, or a C-stationarity whose sign condition refers to multipliers other than those of the weak-stationarity equation, would make the goal false or empty; neither reading is used. The hypotheses of the goal are jointly satisfiable (checked on the paper's Example 3.6 instance).
  • Infrastructure needed: theorems of the alternative (Motzkin/Farkas) for finite families in Rn\mathbb R^nRn, compactness of normalised multiplier sequences, continuity of gradients of C1C^1C1 maps. The NLP layer (positive-linear dependence, MFCQ, KKT points, Remark 2.2) is reusable for any constraint-qualification development. Contributions of proofs of the milestones, of general NLP lemmas, and of the goal are welcome.

Selected references

  • T. Hoheisel, C. Kanzow, A. Schwartz, Theoretical and numerical comparison of relaxation methods for mathematical programs with complementarity constraints, Preprint 299, Institute of Mathematics, University of Würzburg, September 2010; published in Math. Program. 137 (2013) 257–288. doi:10.1007/s10107-011-0488-5
  • S. Scholtes, Convergence properties of a regularization scheme for mathematical programs with complementarity constraints, SIAM J. Optim. 11 (2001) 918–936. doi:10.1137/S1052623499361233
  • Z.-Q. Luo, J.-S. Pang, D. Ralph, Mathematical Programs with Equilibrium Constraints, Cambridge University Press, 1996. doi:10.1017/CBO9780511983658
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